HomeMy WebLinkAbout1987-1772038L
NO 2
AN ORDINANCE ACCEPTING THE PROPOSAL OF WASHINGTON NATIONAL
INSURANCE COMPANY FOR EXCESS INSURANCE FOR THE CITY'S HEALTH
INSURANCE PLAN AND FOR LIFE INSURANCE FOR CITY EMPLOYEES,
AUTHORLZING THE EXPENDITURE OF FUNDS THEREFOR, AND PROVIDING AN
EFFECTIVE DATE
WHEREAS, the City has advertised and accepted proposals for
life nsurance coverage for its employees and for excess
insurance for its health insurance program for City employees, and
WHEREAS, the City Manager having recommended to the City
Council that the proposal of Washington National for said
insurance coverages be accepted as being the lowest and best
proposal received by the City, NOW, THEREFORE,
THE COUNCIL OF THE CITY OF DENTON HEREBY ORDAINS
SECTION I. That the City hereby accepts the proposal of
Washington National Insurance Company for excess stop loss
insurance for the City's employee health insurance and for life
insurance for its employees, a copy of which proposal is attached
hereto and incorporated by reference herein
T SECION II. That the expenditure of funds for such insurance
coverag s is ereby authorized
SECTION III That this ordinance shall become effective
immediately upon its passage and approval
PASSED AND APPROVED this the & day of October, 1987
RAY STUKENS, CAY6R—
ATTEST
APPROVED AS TO LEGAL FORM
DEBRA ADAMI DRAYOVITCH, CITY ATTORNEY
BY `
C Aggregate Deductible shall mean for the Initial Agreement Period the amount determined at the
close of the Initial Agreement Period by the use of the Aggregate Deductible Formula set forth in
Part III of this Agreement, for a Subsequent Agreement Period the amount determined at the
close of that Subsequent Agreement Period by the use of the Aggregate Deductible Formula set
forth np Part III or by the use of the revised Aggregate Deductible Formula then in effect for that
Subsequent Agreement Period
D Individual Deductible shall mean the amount of Individual Loss shown as the Deductible on the
Addendum under Individual Stop Loss Specifications which must be paid under the Plan in any
one Agreement Period for any one covered individual before the Company will reimburse the Plan
Sponsor as set forth in Part II
E Individual Loss for each Agreement Period shall mean only such amounts wluch were incurred by
any one person covered under the Plan and actually paid by the Plan Sponsor in cash within the
period of time indicated in the Addendum under Losses Eligible for Reimbursement in payment of
the benefits specified in the Plan that are paid to one particular person or to his or her assignees
in settlement of the claim made by that person Amounts are considered to be incurred on those
days the service(s) or the supply(ies) are provided If included under this Agreement, Disability In
come Benefit amounts are considered to be incurred during the days a Disability Income Benefit is
payable under the Plan In no event shall Individual Loss include amounts paid after the
termination of the Agreement
F Aggregate Loss for each Agreement Period shall mean (1) such amounts which were incurred by
all persons covered under the Plan and actually paid by the Plan Sponsor in cash within the period
of time indicated in the Addendum under Losses Eligible for Reimbursement in payment of the
benefits specified in the Plan to all persons covered under the Plan, or to their assignees, in settle
ment of claims made by such persons (2) minus those amounts eligible for reimbursement under
the Individual Stop Loss provision of this Agreement and (3) plus an amount equal to the Individ
ual Stop Loss Premium payable to the Company by the Plan Sponsor
Amounts are considered to be incurred on those days the service(s) or the supphes(ies) are pro
vided If included under this Agreement, Disability Income amounts are considered to be incurred
during the days Disability Income is payable under the Plan In no event shall Aggregate Loss in
clude amounts paid after the termination of the Agreement
G Individual Loss or Aggregate Lose shall at no time include extra contractual damages of any
nature, compensatory damages or any punitive damages assessed against the Plan Sponsor and the
Company shall not be liable for any such damages The Plan Sponsor hereby agrees to hold harmless
the Company from any such damages assessed against the Plan Sponsor and also agrees that such
damages will not be used to satisfy any Individual Loss Deductible or Aggregate Loss Deductible
H Amounts actually paid shall mean the checks or drafts issued for payment of Individual Loss or
Aggregate Loss and honored, but it shall not mean court cost penalties interest upon judgments
or investigation expense adjustment expense, or legal expense The date of issue of each check or
draft shall be considered the date of payment
I Monthly Deductible Information shall mean that information needed to compute the Monthly De
ductible amount as set forth in Part III of this Agreement or any revision of Part III which is then
in force
PART II INDIVIDUAL STOP LOSS AND AGGREGATE STOP LOSS PROVISION
The Company in consideration of the payment by the Plan Sponsor of the Individual Stop Loss Premium and
the Aggregate Stop Lose Premium required by the Company HEREBY AGREES TO REIMBURSE the
Plan Sponsor for
A The percent shown on the Addendum under the Individual Stop Loss Specifications of the
amount by which the Individual Loss incurred by the Plan Sponsor in settlement of a claim for
any one covered individual exceeds the Individual Deductible amount during a particular Agree
ment Period, subject to an Individual Maximum Benefit for any one individual of the amount
shown! on the Addendum under the Individual Stop Loss Specifications and
B The percent, shown on the Addendum under the Aggregate Stop Lose Specifications of the
amount by which the Aggregate Lose incurred by the Plan Sponsor exceeds the Aggregate De
ductibile amount during each separate Agreement Period subject to the maximum reimbursement
as shown on the Addendum under the Aggregate Stop Loss Specifications
F16526 Page 2 of 7
E]
Wasnington
nationar
INSURANCE COMPANY
EVANSTON ILLINOIS 60201
INDIVIDUAL STOP LOSS AND AGGREGATE STOP -LOSS AGREEMENT
EFFECTIVE DATE
THE PLAN SPONSOR
November 1, 1987
City of Denton
STATE OF DELIVERY Texas
INITIAL AGREEMENT PERIOD Beginning on November 1, 1987
Closing on October 31, 1988
SUBSEQUENT AGREEMENT PERIOD Beginning on November 1 and Closing on October 31
of each year thereafter during the continuance of this Agreement
AGGREGATE STOP LOSS PREMIUM The amount shown on the Addendum under PREMIUMS will be
payable on November 1, 1987 andAnnuallyon November 1 of
each year thereafter until this Agreement is amended to revise the premium
INDIVIDUAL STOP LOSS PREMIUM (See Part IV)
Since the Plan Sponsor has established a welfare benefit plan for payment of certain eligible expenses on
behalf of all persons for whom contributing employers accepted by the Plan Sponsor for coverage under this
Plan are required to make contributions to the
"Plan Sponsor's Welfare Benefit Plan" and all such persons eligible dependents, and
Since the Plan Sponsor is desirous of limiting that portion of their liability under this welfare benefit plan
which exceeds the Aggregate Deductible amount and the Individual Deductible Amount and
Since Washington National Insurance Company is willing to reimburse the Plan Sponsor for a certain portion
of that liability
The Plan Sponsor and Washington National mutually agree to the following terms and conditions
PART I DEFINITIONS
Where the following words and phrases appear in this Agreement they shall have the respective meaning set
forth below unless their context clearly indicates to the contrary,
A Company shall mean Washington National Insurance Company
B Plan shall mean the welfare benefit plan of the Plan Sponsor, a copy of this Plan is attached and
labeled Article A and is hereby made a part of this Agreement
The provisions of Article A (or Temporary Article A if a formal Plan Document is unavailable) that
are pertinent to determine which individuals are to be covered under the Plan the time period they
will be covered under the Plan and the benefits for which they are covered under the Plan will be
considered pertinent to this Stop Loss Agreement The Plan Sponsor agrees that (A) all liabilities
created by Article A (or temporary Article A if a formal Plan Document is unavailable) belong only
to the Plan Sponsor and (B) Washington National's liability shall be limited to the reimbursement
F16626 Page 1 of 7
B The sum of the first twei.a Monthly Deductible amounts will be the AGGREGATE DEDUCT
IBLE, except that, regardless of such actual total, the minimum AGGREGATE DEDUCTIBLE
amount shall not be less than 90% of the first Monthly Deductible amount multiplied by twelve
C The MONTHLY DEDUCTIBLE FACTORS and the minimum AGGREGATE DEDUCTIBLE
shall apply until the end of the Initial Agreement Period, unless changed by agreement between
the Pla)i Sponsor and the Company during the Agreement Period as a result of a change in the
Plan For Subsequent Agreement Periods the MONTHLY DEDUCTIBLE FACTOR and the
minim m AGGREGATE DEDUCTIBLE will be determined by mutual agreement between the
Plan Sponsor and the Company and set forth in an Addendum to this Agreement signed by the
parties hereto
D If this Stop Lose Agreement should terminate on any date other than the closing date of the
Initial Agreement Period or of any Subsequent Agreement Period, there will be no pro -ration of
the muµmum AGGREGATE DEDUCTIBLE On the contrary the entire mimmum AGGRE
GATE DEDUCTIBLE or the total of Monthly Deductible amounts determined for such partial
Agreement Period, whichever is greater, will be applied to determine the Company's liability for
any partial Agreement Period
PART IV THE INDIVIDUAL STOP LOSS PREMIUM
The rates used to compute the first monthly Individual Stop Loss Premium for the Initial Agreement Period
are set forth on the Addendum These rates shall apply until the end of the Initial Agreement Period unless
changed by mutual agreement between the Plan Sponsor and the Company during the Agreement Period as a
result of a chanlge in the Plan For Subsequent Agreement Periods, the rates used to compute each monthly
Individual Stop Loss Premium shall be those mutually agreed upon by the Plan Sponsor and the Company
The MONTHLY PREMIUM RATE COVERED PERSON UNIT and COVERED BENEFIT are shown on
the Addendumlunder PREMIUMS
To compute the monthly Individual Stop -Loss Premium, the number of COVERED PERSON UNITS covered
under the Plan on the first day of that month in each category shown on the Addendum must be multiplied by
the MONTHLY PREMIUM RATE shown opposite the category The monthly Individual Stop -Loss Premium
shall be this product or the sum of these products depending on whether there is one or more than one category
shown
PART V CONTINUATION AND TERMINATION
This Agreement will continue in force during the Initial Agreement Period and during each Subsequent
Agreement Period subject to the Plan Sponsor's payment of premium at such rates as may be required by the
Company and subject to termination as provided in Part VI or as set forth below
This Agreement shall terminate immediately upon the occurrence of the first of the following (a) mutual
consent by the Plan Sponsor and the Company, (b) discontinuance of the Plan by the Plan Sponsor, (c) any
attempt by th$$ Plan Sponsor to amend the Plan without the prior written approval of the Company (d)
adjudication of bankruptcy or insolvency of the Plan Sponsor, (a) upon nonpayment of any premium when due
or (f) delegation of the Plan Sponsor's duties under this Agreement to a Thud Party Admimstrator/Claims
Administrator which has not been approved by the Company Tins Agreement may also be terminated by
written notice of either party to the other by registered mail but not less than thirty one days in advance of
the termination date set out in such written notice
PART VI YEARLY ADDENDUM
Within thirty days after the Company's receipt of all the Loss data for the preceding Agreement Period, in the
format required by the Company, the Company will issue and deliver to the Plan Sponsor a completed
Addendum to this Agreement indicating the terms for the renewal Agreement Period This Addendum shall
be signed in duplicate by the Plan Sponsor and an executed copy returned to the Company If the Plan
Sponsor should)) refuse to accept such Addendum for this Agreement Period and fail to execute and deliver the
said Addendum and any additional premiums due to the Company by the thirtieth day after the date the
Addendum is ailed to the Plan Sponsor, this entire Agreement will be deemed to have terminated at the
close of the preceding Agreement Period, and the Company shall thereupon refund the Premiums paid for this
Agreement Period The Plan Sponsor agrees to return any claims amounts reimbursed for this Agreement
Period i
F16526 Page 4 of 7
The Company at its own election and expense shall have the right to participate with the Plan Sponsor in the
defense or appeal of any action, suit, or proceeding in which it may, in its judgment, become involved The
Company shall have no obligation to defend the Plan Sponsor in any action arising under the Plan Sponsor s
welfare benefit plan
With regard to the AGGREGATE STOP LOSS the Company shall have no obligation to make payment to
the Plan Sponsor until the thirtieth day following the Plan Sponsor s submission of a claim to the Company
containing all necessary Aggregate Loss data and all Monthly Deductible Information for a particular
Agreement Period
With regard to the INDIVIDUAL STOP LOSS the Company shall have no obligation to make payment to
the Plan Sponsor until the thirtieth day following the Plan Sponsor's submission of a claim to the Company
containing any necessary data regarding an Individual Loss which has exceeded the Individual Deductible
If the Addendum indicates Actively at Work is required then Individual Loss or Aggregate Loss
as used herein will not include amounts of loss incurred by any person covered under the Plan or
loss paid for by the Plan Sponsor unless the covered person was actively at work on the later of
1 The effective date of this Agreement or
2 The first day the individual is eligible for coverage under the Plan
For a covered person not actively at work on the later of these two dates, only those losses which
were incurred by such person on or after the date the covered person is again actively at work will
be included under the meaning of Individual Lose or Aggregate Loss
An employee is actively at work if he or she is working full time at his or her regular job or if the
date in question is not a day when the employee is required to work then the employee must be
able to work full time at the regular place of employment
A dependent or a retired person is actively at work if, on the date in question he or she is not
hospital confined for at least one day immediately prior to that date and is able to perform his or
her normal duties and activities
PART III THE AGGREGATE DEDUCTIBLE FORMULA
The formula for and the factors used to compute the AGGREGATE DEDUCTIBLE for the Initial Agree
ment Period are established as of the Effective Date of this Agreement The formula for and the factors used
to compute the AGGREGATE DEDUCTIBLE for any Subsequent Agreement Period shall be established as
described in Section C below of this Part
The AGGREGATE DEDUCTIBLE shall be determined at the end of the Agreement Period by use of the
following formula method, and factors unless revised as set forth in Section C below, of this Part The factors
are shown on the Addendum under MONTHLY DEDUCTIBLE FACTORS They include the COVERED
BENEFIT COVERED PERSON UNIT and the MONTHLY DEDUCTIBLE FACTOR
A Starting with the first month of the Agreement Period, the number of COVERED PERSON
UNITS covered under the Plan on the first day of that month in each category shown on the
Addendum will be multiplied by the factor shown opposite the category The Monthly Deductible
amount shall be this product or the sum of these products depending on whether there is one or
more than one category shown, except that
(1) in the event of a strike, lockout or work stoppage caused by any disagreement between an
employer and all or certain persons covered under the Plan the number of COVERED PERSON
UNITS used to compute the Monthly Deductible Amount in the month immediately preceding
such strike lockout or work stoppage will be used to determine the Monthly Deductible amount
for the month or months during which the strike lockout or work stoppage exists
(2) in the event of a reduction of COVERED PERSON UNITS regardless of the reason the Monthly
Deductible amount shall reduce no more than 6% from the month immediately preceding the one
in which the reduction occurs and no more than 6% additionally each month thereafter during the
continuance of the reduction
F16526 Page 3 of 7
PARTIX TAXES
The Company shall be held harmless by the Plan Sponsor from any state premium taxes which the Company
may incur with respect to claims paid (as distinct from the prenuums paid to the Company by the Plan
Sponsor) under the Plan Sponsor's Plan, and the Plan Sponsor shall reimburse the Company annually for such
tax expense if any, as determined by the Company
PART X PAYMENT OF PREMIUMS
The Plan Sponsor shall remit all premiums as required by the Company to the Company at its Home Office in
Evanston, Illinois Except as otherwise provided under the Section entitled "Grace Period, 'this Agreement
shall automatically terminate if any premium is not paid when due
PART XI GRACE PERIOD
A grace period of thirty one (31) days without interest charge is allowed for the payment of every premium
after the first
PART XII DATA
The Plan Sponsor shall maintain such records as are reasonably required by the Company and shall furnish to
the Company all pertinent data with respect to persons covered under the Plan The Company shall have the
right to inspect the records of the Plan Sponsor at reasonable intervals during business hours for any purpose
relating to this Agreement
PART XIII MODIFICATION
Upon written request by the Plan Sponsor and with the consent of the Company this Agreement may be
modified in writing without notice to or consent by any persons covered under this Plan Only the President a
Vice President or the Secretary of the Company is authorized to modify this Agreement No other person has
the authority to change this Agreement or to waive any of its provisions
PART XIV PARTIES TO AGREEMENT
This Agreement 1s only between the Plan Sponsor and the Company and this Agreement shall not create any
right or legal relation whatever between the Company and any covered person or beneficiary under the Plan
Sponsor 9 Welfare Plan
PART XV OVER REIMBURSEMENT
The Plan Sponsor agrees that should the Company over reimburse Aggregate Losses due either to clerical
error or lack of information on Individual Loss(es) such over reimbursement will be credited towards any re
imbursements due to Individual Loss(es) The Plan Sponsor further agrees that should such over reimburse
ment exceed any reimbursements due to Individual Loss(es), this excess will be refunded to the Company
PART XVI ARBITRATION
All disputes between the parties to this Agreement upon which an amicable understanding cannot be reached
may be decided by arbitration
The Court of Arbitrators which is to be held in the city where the Home Office of the Plan Sponsor is
domiciled, shall consist of three arbitrators familiar with employee benefit plans One of the arbitrators shall
be appointed by the Plan Sponsor one by the Company and the third shall be selected by the first two
appointees prior to the beginning of the arbitration
Should the two arbitrators be unable to agree upon the choice of a tlurd the appointment shall be left to the
President or any Vice President of the American Arbitration Association The arbitrators are empowered to
decide all questions or issues and shall be free to reach their decision by application of principles of equity and
customary practices of the insurance and reinsurance industry rather than by strict application of all rules of
evidence and law They shall decide by a majority of votes and there will be no right of appeal from their
written decision The cost of arbitration, including the fees of the arbitrators shall be borne by the losing party
unless the arbitrators shall decide otherwise
F16526 Page 6 of 7
PART VII PLAN CHANGES
The Plan Sponsor shall promptly furnish the Company with all proposed Plan amendments endorsements, or
riders
If any change in the Plan if effected shall in the opinion of the Company increase the risk assumed by the
Company, the Company shall have the option of notifying the Plan Sponsor of (a) an increase in the
MONTHLY DEDUCTIBLE FACTORS and the nummum Aggregate Claim Deductible to be effective for the
Agreement Period in which such change becomes effective and (b) an increase in the Individual Stop Loss
Premium Rate and the Individual Stop Lose Deductible to be effective for the remainder of the Agreement
Period in which such change becomes effective
Upon the written agreement of the Plan Sponsor to the increases, an executed copy of such agreement,
endorsement or rider shall be returned to the Company within 30 days of the effective date and shall be made
a part of Article A and thereafter be considered as a part of the Plan If written acceptance is not provided to
the Company within thirty days of notification from the Company the change will not be effective as part of
this Agreement until the first of the month following the return of the written acceptance
If any change in the Plan shall not in the opinion of the Company increase the risk assumed by the Company if
that change were to become effective the Company shall so notify the Plan Sponsor If the Plan Sponsor sends
an executed copy of this amendment, endorsement, or rider to the Company for attachment to Article A the
Plan will be deemed so changed as of the effective date shown on such amendment, endorsement or rider
PART VIII DUTIES OF THE PLAN SPONSOR
The parties agree that the Plan Sponsor shall have the following duties and obligations
A The Plan Sponsor shall be responsible for auditing and calculating and paying all claims,
preparation of periodic reports including but not limited to monthly reports of the number of
COVERED PERSON UNITS by category, and shall maintain and make available to the
Company at all times such information as the Company may reasonably require for proof of
payment of Individual Loss and Aggregate Loss by the Plan Sponsor
B The Plan Sponsor will maintain a record of any and all amounts paid in excess of payments
required by the provisions of the Plan
C The Plan Sponsor agrees to pay all claims within thirty days of the time that proofs of claims are
adequate to the extent that payment can properly be made Failure of the Plan Sponsor to pay
such claims within the time limit (thirty days) shall cause any such claim to be excluded from
counting toward the satisfaction of any Individual Deductible or AGGREGATE DEDUCTIBLE
amount
D The Plan Sponsor agrees to pay proper claims made by persons covered under this Plan and that
funds as necessary will be provided for this purpose Failure of the Plan Sponsor to provide funds
when needed for such timely payment will cause the Agreement to immediately lapse the Grace
Period will be considered satisfied and the AGGREGATE DEDUCTIBLE and any Individual
Deductible will be considered as not satisfied
E The Plan Sponsor shall prepare and submit to the Company on a monthly basis a report of the
total of all claims paid during such month and a report of the total number of COVERED
PERSON UNITS in each category described on the Addendum under the PREMIUM section and
the MONTHLY DEDUCTIBLE FACTOR section The Plan Sponsor shall maintain such other
records as are reasonably required by the Company and shall furnish them to the Company upon
request
The parties also agree that the Plan Sponsor may retain a Third Party Admimstrator/Claims Admimstrator,
that has been approved by the Company to perform any or all of the above -listed duties If the Plan Sponsor
delegates duties under this Agreement to an approved Third Party Admmmstrator/Claims Administrator, the
Plan Sponsor shall submit the Agreement between it and the Third Party Admimstrator/Claims Admimstra
for to the Company This Third Party Admimstrator/Claims Administrator shall be retained and compen
sated for administrative and claims paying services by the Plan Sponsor and shall not be considered as the
agent of the Company for administrative and claims paying services Should the Plan Sponsor desire to
change Third Party Administrator/Claims Administrator while this Agreement is in effect the new Third
Party Admmmstrator/Claims Admimstrator must be approved by the Company and the Agreement with the
new Third Party Admimstrator/Claims Administrator must be submitted to the Company
F16526 Page 5 of 7
IN WITNESS WHEREOF, the Plan Sponsor and the Company have by their respective officers caused this
Agreement to be executed and delivered on the dates shown below, replacing and superseding all prior
agreements
City of Denton
the Plan Sponsor)
10
Title //
Date ( r_/
Washington National Insurance Company
zr7=
By
Title Senior Vice President o
Date
January 19, 1988
F16526 Page 7 of 7
AGREEMENT
AMENDMENT
The Company and City of Denton (Plan Sponsor) agree that effective on November 1 , 1987
the items on the attached page(s) which follow be added to and made a part of the Individual Stop Loss
Agreement which was effective on No_vemhpr 1 . 1 QR7
Except as expressly stated this Amendment does not waive or extend any of the other provisions of said
Agreement This Amendment expires with the Agreement
City of Denton
PLAN SPONSOR
1
0 / V Signature
AI,� Tic
U Title
Signed at —i Date
WASHINGTON NATIONAL INSURANCE COMPANY
By
Signature
Senior V1re President A
Title
Evanston, IL January 19, 1988
Signed at Date
F16632 (l 87)
Except as expressly stated, this Amendment does not we've alter or extend any of the other provisions of
said Agreement This amendment expires wlth the Agreement
City of
ELAN SPONStOIi
/ Signature
U U T,— ,z A
Signed at Date
WASHINGTON NATIONAL INSU4ANCE COMPANY
IRx — A;
Signature
Senior Vice President�S
This
Evanston, IL January 19, 1988
Signed at Date
F16527
(1 87)
AMENDMENT
City of 11/1/87
The Company and Denton (Plan Sponsor) agree that effective on the following will
be added to and made part of the Individual Stop Loss Agreement
Notwithstanding anything in the Agreement for the contrary amounts actually paid by the Plan Sponsor in
payment of benefits specified in the Plan for purposes of calculating Loss shall not include the following
1 Benefits covered by any Workers Compensation or Occupational Disease Law whether or not such
policy is in force
2 Benefits which are not eligible expenses under the terms of the Plan,
3 Benefits paid under the Plan which are in excess of usual and customary charges for the locality
where administered
4 Benefits paid under the Plan for any Employee or Dependent whose evidence of good health as a Late
Applicant (as defined by Washington National Insurance Company) is not satisfactory to
Washington National,
6 Benefits paid for charges or treatment not required because of an accidental injury or illness or not
necessary to the care or treatment of such accidental injury or illness
6 Benefits paid for charges or treatment not recommended and approved by a physician or practitioner
whose inclusion in the term "physician" is required by law,
7 Benefits paid under the Plan which would not have been paid if benefits had been coordinated under
the provisions of the National Association of Insurance Commissioners Model COB Guidelines as
amended from time to time
8 Benefits paid for losses which are due to war or any act of war whether declared or undeclared,
9 Benefits paid for treatment for cosmetic purposes or for cosmetic surgery, Except cosmetic treat
ment or surgery due solely to
a An accidental bodily injury which occurred while the individual was covered under the plan, or
b Surgical removal of all or part of the breast tissue as a result of an illness, or
c Correct a congenital birth defect of an individual who was covered under the Plan on the date of
his of her birth
10 Benefits paid for services of a person who usually lives in the same household as the covered
individual or who is a member of his or her immediate family or the family of his or her spouse
11 Benefits paid for any procedure that is deemed to be experimental or investigational in nature by an
appropriate technological assessment body established by any state or Federal government,
12 Benefits paid for which the Plan Sponsor is not legally obligated to pay These would include but not
be bruited to deductibles coinsurance and amounts in excess of maximums in the Plan,
13 Benefits paid for a mental or nervous condition or for any substance abuse condition which for any
covered Individual exceed the lesser of
a The maximum(s) in the Plan or
b $60 000
during any Agreement Period
P16527 over (1 87)
ARTICLE A
The attached pages are Article A, the Plan Sponsor a Plan D�ocu ent The fip1� Sponsor certifies that the
Covered Benefits described therein were first in effect on November 1,
198
The attached pages replace those which were previously identified as Article A or Temporary Article A
It is the intent of both parties to this Stop Loss Agreement that any reference in this Article A to the prior
group insurance company, no matter how named shall be deemed to mean 'Plan Sponsor Any and all use of
terms referring to "insured or "insurance shall mean coverage under the Plan Sponsor a Plan
City of Denton
PLAN SPONSOR
a/ Signature
Q Tale
Signed at V Date
WASHINGTON ATI AL INSURANCE COMPANY
By
Signature
Senior Vice President 0 J
Title
Fvancion IT January 19 1988
Signed at Date
F16531
7 MONTHLY DEDUCTIBLE . r+CTORS (USED TO COMPUTE THE AUGREGATE DEDUCTIBLE)
COVERED
COVERED PERSON
UNIT
MONTHLY
DEDUCTIBLE FACTOR
BENEFIT
$106 88
Medical
Employee
99 12
Medical
Medical
Spouse
Child(ren)
62 70
Medical
Family
136 99
8 PREMIUMS
a Aggregate Stop -Loss $ 9.075 (Annual)
b Individual Stop Loss
COVERED COVERED MONTHLY
BENEFIT UNIT PREMIUM RATE
Medical Employee 3 3—
Medical Dependent
9 Agreement ,Period to which this Addendum is applicable 88
Begins NypmbeE 1 ct 19 87 and Ends October 31 st 19
If the effective date of this Addendum is after the beginning of the Agreement Period this Addendum will
replace and,aupersede any other Addendum for the same Agreement Period for the time period beginning
with the effective date of this Addendum and ending with the end of the Agreement Period
10 Full Legal name and address of Third Party AdnumstratorlClaim Administrator
Coordinated Benefits Systems ❑ None
6301 Gaston Ave Suite bbO
Dallas -Texas 75214
City of Denton
PLAN SPONSOR
By
Signature
7i —7 Title
Signed at Date
F16529
WAS HI N ATIONAL INSURANCE COMPANY
By Signature
Senior vice President�S
Title
Evanston, IL January 19, 1988
Signed at Date
(1 87)
INDIVIDUAL STOP -LOSS AND AGGREGATE STOP -LOSS
ADDENDUM
1 PLAN SPONSOR
Full Legal Name City of Denton
Street Address 324 E McKinney
City State and Zip Code Denton, Texas 76201
2 AGREEMENT EFFECTIVE DATE 11-1-87
3 Aggregate Stop Loss Specifications
ADDENDUM EFFECTIVE DATE 11-1-87
Minimum Maximum
Deductibles_ 760,500 Percent 100 % Reimbursements 1,000.000
4 Individual Stop Loss Specifications
Deductible $ 60 , 000 Percent
6 COVERED BENEFITS
a INDIVIDUAL STOP LOSS
►:1
■
■
Medical
Maximum
100 % Benefit s 250,000
6 LOSSES ELIGIBLE FOR REIMBURSEMENT
b AGGREGATE STOP LOSS
® Medical ❑ Dental ❑ Vision
❑ RX/Drugs ❑ Disability Income
ri
a ❑ I&P 12/12 which means the Losses were Incurred and Paid within the Agreement period for the
Initial Agreement Period For subsequent Agreement Periods, Paid within the Agreement Period
and Incurred on or after effective date of the Agreement Actively at work is required
b ❑ I&P 12/15 which means the Losses were Incurred within each Agreement Period and Paid within
that Agreement Period plus the 3 months following the end of that Agreement Period Actively at
work is required
c ❑ DSR 12/12 which means the Losses were Incurred and Paid within the Agreement Period for the
Initial Agreement Period For subsequent Agreement Periods Paid within the Agreement Period
and Incurred on or after effective date of the Agreement
d ❑ DSR 12/15 which means the Losses were Incurred within each Agreement Period and Paid within
that Agreement Period plus the 3 months following the end of that Agreement Period
e ® PAID which means the Losses were paid within each Agreement Period Initial Agreement Period
includes Losses which were Incurred at most 60 days prior to the effective date of this
Agreement Losses for subsequent Agreement Periods must have been Incurred on or after the
effective date
F16529 over (1 87)
NO *7
AN ORDINANCE ACCEPTING THE PROPOSAL OF WASHINGTON NATIONAL
INSURANCE COMPANY FOR EXCESS INSURANCE FOR THE CITY'S HEALTH
INSURANCE PLAN AND FOR LIFE INSURANCE FOR CITY EMPLOYEES,
AUTHORIZING THE EXPENDITURE OF FUNDS THEREFOR, AND PROVIDING AN
EFFECTIVE DATE
WHEREAS, the City has advertised and accepted proposals for
life insurance coverage for its employees and for excess
insurance for its health insurance program for City employees, and
WHEREAS, the City Manager having recommended to the City
Council that the proposal of Washington National for said
insurance coverages be accepted as being the lowest and best
proposal received by the City, NOW, THEREFORE,
THE COUNCIL OF THE CITY OF DENTON HEREBY ORDAINS
SECTION I That the City hereby accepts the proposal of
Washington—Iational Insurance Company for excess stop loss
insurance for the City's employee health insurance and for life
insurance for its employees, a copy of which proposal is attached
hereto and incorporated by reference herein
SECTION II That the expenditure of funds for such insurance
coverages is hereby authorized
SECTION III. That this ordinance shall become effective
imme3i7ieiy upon its passage and approval
PASSED AND APPROVED this the day of October, 1987
ATTEST:
FETAAY
A ROVED AS TO LEGAL FORM
DEBRA ADAMI DRAYOVITCH, CITY ATTORNEY
Aggregate Deductible shall mean for the Initial Agreement Period the amount determined at the close of the Initial
agreement Period by the use of the Aggregate Deductible Formula set forth in Part III of this agreement for a
Subsequent Agreement Period the amount determined at the close of that Subsequent Agreement Period by the use
of the Aggregate Deductible Formula set forth in Part III or by the use of the revised Aggregate Dedo tible Formula
then in effect for that Subsequent Agreement Period
D Individual Deductible shall mean $ 60 000 of Individual Loss which must be paid under the Plan in
am one Agreement Period for any one covered individual before the Companv will reimburse the Plan Sponsor as
set forth in Part II
E Indnidual Loss for the Initial Agreement Period shall mean only such amounts actually paid b) the Plan Sponsor in
(roh on or after the Effective Date of this Agreement but prior to the beginning of the Subsequent Agreement
Pt nod in payment of the benefits specified in the Plan that are paid to one particular person or to her or his
assignees in settlement of the claim made by that person
Inditiduai Loss for any Subsequent Agreement Period shall mean only such amounts actually paid by the Plan
Sponsor in cash on or after the beginning date of that Subsequent Agreement Period and prior to the beginning date
of the next Subsequent Agreement Period in payment of the benefits specified in the Plan that are paid to one
particular person or to her or his assignees in settlement of the claim made bs that person
Aggregate Loss shall mean
(1) such amounts actually paid by the Plan Sponsor in cash nn payment of the benefits specified in the Plan to all
persons covered under that Plan or to their assignees in settlement of claims made by such persons minus
those amounts eligible for reimbutsement under the Individual Stop Loss provision of this agreement and
(2) an amount equal to the Individual Loss Premium paid to the Company by the Plan Sponsor
Aggregate Loss applicable to the Initial Agreement Period shall be such amounts set forth in (1) above that sit
actually paid on or after the Effective Date of this Agreement but prior to the beginning of the next Subsequent
Agreement Period and the Individual Loss Premium paid for the Initial Agreement Period
Aggregate Loss applicable to each Subsequent Agreement Period shall be such amounts set forth in, (1) above thit
are actually paid on or after the beginning date of that Subsequent Agreement Period and prior to the beginning date
of the next Subsequent Agreement Period and the Individual Loss Premium paid for that Subsequent Agreement
Period
G Indnidual Loss or Aggregate Loss shall at no time include extra contractual damages of anv nature compensators
damages or any punitive damages assessed against the Plan Sponsor and the Company shall not be liable for any
such damages The Plan Sponsor hereby agrees to hold harmless the Company from any such damages assessed
against the Plan Sponsor and also agrees that such damages will not be used to satisfy an) Individual Loss Deductible
or Aggregate Loss Deductible
H Amounts actually paid shall mean the checks or drafts issued for payment of Individual Loss or Aggregate Loss but
it shall not mean court cost penalties interest upon judgments or investigation adjustment or legal expense The
date of issue of each check or draft shall be considered the date of payment
[ Monthly Deductible Information shall mean that information needed to compute the Monthly Deductible amount a,
set forth in Part III of this agreement or any revision of Part III which is then in force
PART H INDIVIDUAL STOP LOSS AND AGGREGATE STOP LOSS PROVISION
The Compan> in consideration of the payment by the Plan Sponsor of the Individual Stop Loss Premium and the Ag^regate
Stop Loss Premium required by the Company HEREBY AGREES TO REIMBURSE the Plan Sponsor for
A 100 per tent of the amount by which the Individual Loss incurred by the Plan Sponsor in settlement of a claim
for any one covered individual exceeds the Individual Deductible amount during a particular Agreement Period
subject to an Individual Lifetime Maximum Benefit for any one individual of $1 , 00 0 , 0 00 and
B 100 per cent of the amount by which the Aggregate Loss incurred by the Plan Sponsor exceeds the Aggregate
Deductible amount during each separate Agreement Period subject to maximum reimbursement of
$250,000 per Agreement Period
The Company at its own election and expense shall have the right to participate with the Plan Sponsor in the defense or
appeal of any action suit or proceeding in which it may in its judgment become involved The Company shall have no
obligation to defend the Plan Sponsor in any action arising under the Plan Sponsor s welfare benefit plan
Page 2 of b
F10979D
Washinmon
national°
INSURANCE COMPANY
EVANSTON ILLINOIS 60201
INDIVIDUAL STOP LOSS AND AGGREGATE STOP LOSS AGREEMENT
EFFECTIVE DATE October 1, 1987
THE PLAN SPONSOR City of Denton
STATE OF DELIVERY Texas
INITIAL AGREEMENT PERIOD Beginning on 10/ 1/8%
Closing on 10/ 1 /88
SUBSEQUENT AGREEMENT PERIOD Beg inning on 10/ 1 /88 and Closing on 9/30/89
of each vear thereafter during the continuance of this agreement
AGGREGATE STOP LOSS PREMIUM $ 9 075 Payable on10/1/8%
and Annually on 10/1 is amended to revise the premium of each year thereafter until this Agreement
INDIVIDUAL STOP LOSS PREMIUM (See Part IV)
Since the Plan Sponsor has established a welfare benefit plan for payment of certain hospital surgical medical and related
expense on behalf of all persons for whom contributing employers accepted by the Plan Sponsor for coverage under thi,
Plan are required to makc contribution to the City of Denton
and all such persons eligible dependents and
Since the Plan Sponsor is desirous of limiting that portion of their liability under this welfare benefit plan which exceeds the
Aggregate Deductible amount and the Individual Deductible Amount and
Since Washington National Insurance Company is willing to reimburse the Plan Sponsor for a certain portion of that liability
The Plan Sponsor and Washington National mutually agree to the following terms and conditions
PART I DEFINITIONS
Where the following words and phrases appear in this agreement they shall have the respective meaning set forth below
unless their context clearly indicates to the contrary
A The Company shall mean Washington National Insurance Company
B Plan shall mean the welfare benefit plan of the Plan Sponsor a copy of this Plan is attached and labeled Article A
and is hereby made a part of this agreement
F10979D
Page Iof6
PART IV THE INDIVIDUAL STOP LOSS PREMIUM
The rates used to compute the first monthly Individual Stop Loss Premium for the Initial Agreement Period are set forth
below These rates shall apply until the end of the Initial Agreement Period unless changed by agreement between the Plan
Sponsor and the Company during the Agreement Period as a result of a change in the Plan For Subsequent Agreement
Periods the rates used to compute each monthly Individual Stop I oss Premium shall be those mutually agreed upon by the
Plan Sponsor and the Compfny
A Premium Rate
Covered Person Unit Monthly Premium Rate
Employees
Dependents
$3 29
$3 39
To compute the monthly Individual Stop Loss Premium the number of Covered Person Units covered under the Plan on the
first day of that month in each category shown above must be multiplied by the Monthly Premium Rate shown opposite the
category The monthly Individual Stop Loss Premium shall be this product on the sum of these products depending on
whether there is one or more than one category shown
PART V CONTINUATION AND TERMINATION
This Agreement will continue in force during the Initial Agreement Period and during each Subsequent Agreement Period
subject to the Plan Sponsors payment of premium at such rates as may be required by the Companv and subject to
termination as provided In Part VI or as set forth below
This Agreemen� shall terminate immediately upon the occurrence of the first of the following (a) mutual consent of the Plan
Sponsor and the Company (b) discontinuance of the Plan by the Plan Sponsor (c) any attempt by the Plan Sponsor to
amend the Plan, without the prior written approval of the Company (d) adjudication of bankruptcy or insolvency of the Plan
Sponsor or (e),upon nonpayment of any premium when due This Agreement may also be terminated by written notice of
either party to stile other by registered mail but not less than thirty one days in advance of the termination date set out in
such written notice
PART VI YEARLY ADDENDUM
Within thirty days after the Company s receipt of all Aggregate Loss data for the preceding Agreement Period the Company
will issue and deliver to the Plan Sponsor an Addendum to this Agreement setting forth the Aggregate Stop Loss Premium
the Monthly Deductible rectors, and the minimum Aggregate Deductible for the current Agreement Period This Addendum
shall be sighedlin duplicate by the Plan Sponsor and an executed copy returned to the Company In the event the Plan
Sponsor should refuse to accept such Addendum for this Agreement Period and fail to execute and deliver the said
Addendum and any additional Aggregate Stop Loss Premium due to the Company by the thirtieth day after the date the
Addendum is mailed to the Plan Sponsor, this entire Agreement will be deemed to have terminated at the close of the
preceding Agreement Period, and the Company shall thereupon refund the Aggregate Stop Loss Premium paid for this
Agreement Period, and shall if the Individual Stop Loss Premium is greater also refund the difference between (a) the
Individual Sto Loss Premium paid by the Plan Sponsor during this Agreement Period and (b) the amount paid by the
Companv undr the Individual Stop Loss Provision, Part II A in reimbursement of specified Individual Loss incurred by the
Plan Sponsor uring this Agreement Period In the event of such deemed termination, the Plan Sponsor hereby agrees that if
(b) above exceeds (a) above the Plan Sponsor shall refund to the Company an amount equal to the excess of (heir
reimbursement after the premium
PART VII PLAN CHANGES
The Plan Sponsor shall promptly furnish the Company with all proposed Plan amendments endorsements, or riders
If any change in Plan if effected shall in the opinion of the Company increase the risk assumed by the Company the
Company shall have the option of notifying the Plan Sponsor of (a) all increase in the Monthly Deductible factors and the
minimum Aggregate Claim Deductible to be effective for the Agreement Period in which such change becomes effective and
( in a se In the Indiidual Agreement Period t which suremium Rate and ch change becomes a Individual Stop Loss Deductible to be effective for the
remainder
F10979D Page I of b
With regard to the Aggregate Stop Loss the Company shall have no obligation to make pay ment to the Plan Sponsor until the
thirtieth day following the Plan Sponsor s submission to the Company of all Aggregate Loss data and all Monthly Deductible
Information for a particular Agreement Period
With regard to the Individual Stop Loss the Lonnpan% shall have no obligation to make payment to the Plan Sponsor until
the thirtieth day following the Plan Sponsor s submission to the Company of any data regarding an Individual Loss which has
eviceeded the Indnidual Deductible
PART III THE AGGREGATE DEDUCTIBLE FORMULA
The formula for and the factors used to compute the Aggregate Deductible for the Initial Agreement Period are established as
of the Effective Date of this agreement The formula for and the factors used to compute the Aggregate Deductible for any
Subsequent Agreement Period shall be established as described In Section D below of this Part
The Aggregate Claim Deductible shall he determined at the end of the Agreement Period by use of the following formula
method and factors unless revised as set forth in Section D below of this Part
A Dlonthly Deductible Factor
Covered Person Unit Monthly Deductible Factor
Employee $106 88
Spouse $ 99 12
Child(ren) $ 62 70
Family $136 99
B Starting with the first month of the Agreement Period the number of Covered Person Units covered under the Plan on the first day of that month in each category shown above will be multiplied b} the factor shown opposite the
category The Monthly Deductible amount shall be this product or the sum of these products depending on whether
there is one or more than one category shown except that
(I ) in the event of a strike lockout or work stoppage caused by any disagreement between an employer and all or
certain persons covered under the Plan the number of Covered Person Units used to compute the Monthly
Deductible Amount in the month immediately piecedmg such strike lockout or work stoppage will be used to
determine the nIonthly Deductible Amount for the month or months during which the strike lockout or work
stoppage exists
(2) in the event of a reduction of Covered Person Units regardless of the reason the Monthly Deductible amount
shall reduce no more than 5vo from the month immediately preceding the one in which the reduction occurs and
no more than 50e additionally each month thereafter during the continuance of the reduction
C The sum of the first twelve Monthly Deductible amounts will be the Aggregate Deductible except that regardless of
such actual total the minimum Aggregate Deductible amount shall not be less than 90% of the first Monthly
Deductible amount multiplied by twelve
D The above Monthly Deductible Factors and the minimum Aggregate Deductible shall apply until the end of the
Initial Agreement Period unless changed by agreement between the Plan Sponsor and the Company during the
Agreement Period as a result of a change in the Plan For Subsequent Agreement Periods the Monthly Deductible
Factor and the minimum Aggregate Deductible will be determined by mutual agreement of the Plan Sponsor and the
Company and set forth in an Addendum to this Agreement signed by the parties hereto
E If this Stop Loss Agreement should terminate oil any date other than the closing date of the Initial Agreement
Period or of any Subsequent Agreement Period there will be no pro ration of the minimum Aggregate Deductible
Oil the contrary the entire minimum Aggregate Deductible or the total of Monthly Deductible amounts determined
for such partial Agreement Period whichever is greater will be applied to determine the Company's liability for any
partial Agreement Period
F10979D
Page 3 of 6
PART XIV PARTIES TO AGREEMENT
ll not
This
ever between the Compatween the ny and any covered thean Sponsor and Company
or beneficiary unand this der he Plan ment aSponsor create Welfare right
or legal
XV OVERSIGHTS 0
it is understood and agreed that if failure to comply with any terms of this Agreement is shown to be unintentional and the
he positions they would have occupied had not m result of misunderstanding or oversight on the part of either the a
misunderstanding oroveniCompany both parties shall be restored to
ght occurred
XVI ARBITRATION
All disputes between the parties to this Agreement upon which an amicable understanding cannot be reached may be decided
by arbitration
The Court of Arbitrators, which Is to be held in the city where the Home Office of the Plan Sponsor fiidled shall Plan
consist of three arbitrators familiar with employee benefit plans One of the arbitrators shall be appointed
Sponsor, one by the Company and the third shall be selected by the first two appointees prior to the beginning of the
arbitration
ice of a
rd the
ppointment shall be
ft to the
idnt or any
Vice (President of theaAmerrican Arbitratiunable to oneAss ciationupon the hoThe arbitraitors are aemp empowered to decideeall questions sofIssues and
shall be es of
uity and
free
ce Industry rather than by strict application of aldrules lof evidence nd awuTi They shall practicesry ft
shaldecide bya
he insurance and
reinsurance majority of votes
and the a will
be no by he losinof g party al from
he arbitrators decisionall The cost o arbitration including the fees of the arbitrators
rne
IN WITNESS WIIEREOF the Plan executed and delivered on the dates sse
hown below thensor and Company
and supersedinglall prior aggreeve ments caused this Agreement to be
_ City of Denton
(I luein called the Plan Sponsor)
By
Title
Date
lio
Title
Date
13N
I ItIL _
Date
Washington National Insurance Company
(Herein called the Company)
By i
Titl�" 1�Daf
By
Title
Date —
BY
Title
Date
BY
Title
Date
F1n979D
Page 6 of 6
PART XIV PARTIES TO AGREEMENT
This Agreement is only between the Plan Sponsor and the Company and this Agreement shall not create any right or legal
relation whatever between the Company and any covered person or beneficiary under the Plan Sponsors Welfare Plop
XV OVERSIGHTS
It is understood and agreed that if failure to comply with any terms of this Agreement Is shown to be unintentional and the
result of misunderstanding or oversight on the part of either the Plan Sponsor or Company both parties shall be restored to
the positions they would have occupied had not misunderstanding or oversight occurred
XV► ARBITRATION
All disputes between the parties to this Agreement upon which an amicable understanding cannot be reached may be decided
by arbitration
Che Court of Arbitrators which is to be held in the city where the Home Office of the Plan Sponsor is domiciled shall
consist of three arbitrators familiar with employee benefit plans One of the arbitrators shall be appointed by the Plan
Sponsor one by the Company and the third shall be selected by the first two appointees prior to the beginning of the
arbitration
Should the two arbitrators be unable to agree upon the choice of a third the appointment shall be left to the President or any
Vice President of the American Arbitration Association The arbitrators are empowered to decide all questions or issues and
shall be free to reach their decision by application of principles of equity and customary practices of the insurance and
remburance Industry rather than by strict application of all rules of evidence and law They shall decide by a majority of votes
and there will be no right of appeal from their written decision The cost of arbitration including the fees of the arbitrators
shall be borne by the losing party unless the arbitrators shall decide otherwise
IN WITNESS WHEREOF the Plan Sponsor and the Company have by their respective officers caused this Agreement to be
executed and delivered on the dates shown below replacing and superseding all prior agreements
City of Denton _
(Ilcrein called the Plan Sponsor)
By
Tine �_ev-� /iC
Da4 Zo _ 23—f7
B�
Title
Date
liv
Title
Date
13s
l itic
Date
By
Title
Date
MI
Title
Date
By
Title
Date
By
Title
Date
Washington National Insurance Company
(Herein called the Company)
F10()79D
Page 6 of 6
STOP -LOSS COVERAGE
QUOTATION FOR:
INDIVIDUAL AND AGGREGATE
STOP -LOSS COVER1kGE
PLANSPONSOR City of Denton
LOCATION Denton Texas
EFFECTIVE DATE 10/ 1 /87
NUMBER OF COVERED PERSONS
LOSSES ELIGIBLE FOR REIMBURSEMENT
❑ I&P 12/12 ❑ I&P 12/15 ❑ DSR 12112
INDIVIDUAL STOP LOSS
Employees 424
Dependent Unite
-
❑ DSR 12/16 ® PAID
❑ Medical ❑ 60,000
Individual Deductible (Per Agreement Period)
Individjual Maximum Benefit 1 $ j and, nnn
Percentage of Reimbursement for Claims in
Excess of the Individual Ded ctible 100 %
AGGREGATE STOP LOSS
$ 106.88
Per
Employee Unit
❑ Medical ❑ Dental
Per
Spouse Unit
$ 99 12
Monthly Deductible Factor
Per
Child Unit
$ 62-70
Per
Family Unit
= 116-QQ
Estimated Aggregate Deductible (Annual)
$ 845,000
Estimated Minimum Aggregate Deductible (Annual) $ 760,500
M um Reimbursement Udder the Agreement 250,000
Per Agreement Period S
Percentage of Reimburaement for Claims in
Excess of the Aggregate Deductible 100 %
PREMIUM
Aggregate Stop -Lose Premium PPayable Annually in Advance)
Individual Stop -Loss Premium)
Monthly Rate per Covered Peron (Payable Monthly in Advance)
Employees 8. 3-29
Dependent@ 8 3.39
Estimated Annual Individual Stop -Lose Premium
Estimated Total Annual Stop•Loss Premium
25.201
F j lfn :»
F 155254
WSSh111gtOr1
national a 18 86)
IN RLNCC COMMNV
Washington
national•
INSUVNCE COMPANY
October 6, 1987
Ms Nedra White
Insurance Dept
City of Denton
324 E McKinney
Denton, TX 76201
Dear Nedra
JOHN S BREW ON Regional Group Manager
ROBERT M DICKSON Regional Account Executive
ROSA BYERS Group Service Representative
LARRY A FALDET Associate Group Manager
TIMOTHY P HENRIKSEN Group Sales Representative
DEREK S MARSH Group Representative
Park Central It - Suite 520
7540 LBJ Freeway
Dallas Texas 75251
2141233 9894
Attached is a completed master application for group life and AD&D along with
a suppliment to the application which covers mental illness
Also attached is a new replacement page describing the group life and AD&D
Rest assured that Washington National will service your employees in a manner
which will warrant your continued confidence
Si ce sly yours,
�S Brewton
gional Group Manager
Evanston, Illinois 002M 8 A Wlwhington National Corporation Flnaneld Stervios Company
schedule of benefits and/or cost
LIFE AND AD&D INSURANCE
CLASS
All Employees
RATES
CLASS
All Employees
AMOUNT
Amount of coverage one time annual
one time annual earning rounded to the
next highest$1,000
PREMIUM FOR LIFE AND AD&D
$ 27 per $1,000
Life & AD&D coverage is in compliance with the new ADEA laws and coverge is
as follows
Active Employees under age 70
Reduction to 65% at age 70
Reduction to 45% at age 75
Reduction to 30% at age 80
1x Annual Earnings
City of Denton October 6, 1987
Washington
F se3 national
�am (aa
INWRANCCCOMMNY
MASTER APPLICATION FOR GROUP INSURANCE
made to WASHINGTON NATIONAL INSURANCE COMPANY, EVANSTON, ILLINOIS 60201
Full Legal Name of Proposed Policyholder
Legal Street Addrees. 324 McKinney
City Denton State, Texas Zip Code 76201
Authorized Repmmntatl"/Tft
Nature of Business or Organization City Employees
Polloyholder Contribution Employee Premium - Life 100 % Health %
Dependent Premium - Life % Health %
Wafting Period Is. ❑ Ut of Month After of Employment
❑ lot of Month After Date of Employment
❑ other
Waiting Period ❑ IS ❑ IS NOT applicable on policy effectlw date
INDICATE BELOW ALL OF THE COVERAGES FOR WHICH APPLICATION 18 MADE
M Life Insurance ❑ Basic Medical with ❑ Dental Expense
supplemental Major Medical
® Accidental Death, Dismemberment (3 Comprehenalw Major Medical ❑ Vision Care
❑
Dependent Life
❑
❑ Prescription Drug
❑
Disability Income
❑
❑
DESCRIPTION OF ELIGIBLE CLASSIFICATION$ AND BENEFIT LEVELS ARE DETAILED ON THE SCHEDULE OF
BENEFITS PAGE CONTAINED IN THE WASNINGTON NATIONAL PROPOSAL DATED
The proposed efteotho date requested for this group Insurance In 11 / 1 /87
The sum of 1 has been tendered as a deposit to be applied toward premium due
I UNDERSTAND THAT THE POLICYPES) WILL NOT BECOME EFFECTIVE UNLESS AND UNTIL WASHINGTON
NATIONAL�INSURANCE COMPANY'S HOME OFFICE APPROVES THIS APPLICATION
Signed at this day of 19 —
Signature of
Witness Authorized Representative
SUP1 -i1 IENT TO MASTER APYL_ JATION
WASHINGTON NATIONAL INSURANCE COMPANY
State law requires that the Company offer each Policyholder certain coveragels) which the Policyholder may
either accept or reject A Policyholder who accepts this coverage must complete and sign section I of this
form A Policyholder who rejects it must sign section II
I In consideration of the additional premium required if any I request that the Company add the optional
coverage(s) listed below to my new or revised group health policy
❑ Mental Illness
This additional coverage shall become effective on
1 the date the policy is effective if it is a new policy or
2 the date of the revision which caused this optional coverage to be offered if the policy is being revised
Date
Signature of Policyholder
II I do not want the additional optional coverage(s) offered above
Date
Signature of Policyholder
If this coverage is being offered because this is a new Policyholder this form shall be attached to and made a
part of the Master Application and submitted with the Master Application If this coverage is being offered
because an existing policy is being revised this form shall be considered a supplement to the original Master
Application the Policyholder has already submitted
F15767
(9 86)
TX
schedule of benefits and/or cost
LIFE AND AD&D INSURANCE
CLASS AMOUNT
All Employees Amount of coverage one time annual
one time annual earning rounded to the
next highest$1,000
RATES
CLASS PREMIUM FOR LIFE AND AD&D
All Employees $ 21 per $1,000
Life & AD&D coverage is in compliance with the new ADEA laws and coverge is
as follows
Active Employees under age 70
Reduction to 65% at age 70
Reduction to 45% at age 75
Reduction to 30% at age 80
1x Annual Earnings
City of Denton October 6, 1987
Washington
F 16M nat `ones • (0-4
MASTER APPLICATION FOR GROUP INSURANCE
made to WASHINGTON NATIONAL INSURANCE COMPANY, EVANSTON, ILLINOIS 80201
v
Full Loyal Name of Proposed Policyholder- City of nantnn
Legal Street Address, 324 McKinney
City Denton Stow Texas Zip Code '620.1
Authorised RepresentatlwRltle,
Nature of Business or Organisation City Employees
Policyholder Contribution Employee Premium - Life 100 % Health %
Dependent Premium - Life % Health %
Waiting Period Is. ❑ 1at of Month After of Employment
❑ 1st of Month After Data of Employment
❑ Other
Waiting Period ❑ IS ❑ IS NOT applicable on policy eHecthre date
INDICATE BELOW ALL OF THE COVERAGES FOR WHICH APPLICATION 18 MADE
m Life Insurance ❑ Bask Medical with ❑ Dental Expense
Supplemental Major Medical
® Accidents[ Death, Dismemberment ❑ Comprehenshre Major Medical ❑ Vision Care
❑
Dependent Life
❑
❑ Prescription Drug
❑
Disability Income
❑
❑
DESCRIPTION OF ELIGIBLE CLASSIFICATION$ AND BENEFIT LEVELS ARE DETAILED ON THE SCHEDULE OF
BENEFITS, PAGE CONTAINED IN THE WASHINGTON NATIONAL PROPOSAL DATED
The proposed effeogve date requested for this group Insurance Is 11 / 1 /87
The sum of 1 has bean tendered as a deposit to be applied toward premium due
I UNDERSTAND THAT THE POLICY(IRS) WILL NOT BECOME EFFECTIVE UNLESS AND UNTIL WASHINGTON
NATIONAL INSURANCE COMPANY'S HOME OFFICE APPROVE$ THIS APPLICATION
Signed at this day of 19 _
Signature of
Witness Authorisod Represantathe
Wi : LAMENT TO MASTER APPLICATION
WASHINGTON NATIONAL INSURANCE COMPANY
State law requires that the Company offer each Policyholder certain coveragels) which the Policyholder may
either accept or reject A Policyholder who accepts this coverage must complete and sign section I of this
form A Policyholder who rejects it must sign section II
I In consideration of the additional premium required if any I request that the Company add the optional
coveragelsl hated below to my new or revised group health policy
❑ Mental Illness
This additional coverage shall become effective on
1 the date the policy is effective if it is a new policy or
2 the date of the revision which caused this optional coverage to be offered if the policy is being revised
Date
Signature of Policyholder
II I do not want the additional optional coverage(s) offered above
Date Signature of Policyholder
If this coverage is being offered because this is a new Policyholder this form shall be attached to and made a
part of the Master Application and submitted with the Master Application If this coverage is being offered
because an existing policy is being revised this form shall be considered a supplement to the original Master
Application the Policyholder has already submitted
F15767 (9 86)
TX
F
E�
Wast7fnMon
nationar
INSURANCE COMPANY
EVANSTON ILLINOIS 6M01
FEB 2 21988
INDIVIDUAL STOP -LOSS AND AGGREGATE STOP -LOSS AGREEMENT
EFFECTIVE DATE November 1, 1987
THE PLAN SPONSOR City of Denton
STATE OF DELIVERY Texas
INITIAL AGREEMENT PERIOD Beginning on November31 1987
1988
Closing on October
SUBSEQUENT AGREEMENT PERIOD Beginning on November 1 and Closing on October 31
of each year thereafter during the continuance of this Agreement
AGGREGATE STOP LOSS PREMIUM The amount shown on the Addendum under PREMIUMS will be
payableon November 1, 1987 andAnnuallyon November 1 of
each year thereafter until this Agreement is amended to revise the premium
STOP LOSS PREMIUM (See Part IV)
Since the Plan Sponsor has established a welfare benefit plan for payment of certain eligible expenses on
behalf of all persons for whom contributing employers, accepted by the Plan Sponsor for coverage under this
Plan, are required to make contributions to the
"Plan ponsorls Welfare Benefit Plan" and all such persons'ehgibledependents, and
Since the Plan) Sponsor is desirous of limiting that portion of their liability under this welfare benefit plan
which exceeds Ithe Aggregate Deductible amount and the Individual Deductible Amount and
Since Washington National Insurance Company is willing to reimburse the Plan Sponsor for a certain portion
of that habilit
The Plan Sponsor and Washington National mutually agree to the following terms and conditions
PART DEFINITIONS
Where the following words and phrases appear in this Agreement, they shall have the respective meaning set
forth below unless their context clearly indicates to the contrary
A Company shall mean Washington National Insurance Company
B Plan shall mean the welfare benefit plan of the Plan Sponsor, a copy of this Plan is attached and
labeled Article A and is hereby made a part of this Agreement
The pr visions of Article A (or Temporary Article A if a formal Plan Document is unavailable) that
are pei tment to determine which individuals are to be covered under the Plan, the tune period they
will be covered under the Plan and the benefits for which they are covered under the Plan will be
considered pertinent to this Stop Loss Agreement The Plan Sponsor agrees that (A) all liabilities
creattee4 by Article A (or temporary Article A if a formal Plan Document is unavailable) belong only
to the Plan Sponsor, and (B) Washington National s liability shall be limited to the reimbursement
. . . .. _ _e ..t__ ♦ ___.v__a
F
0
F16526 I Page 1 of 7
C Aggregate Deductible shall mean for the Initial Agreement Period the amount determined at the
close of the Initial Agreement Period by the use of the Aggregate Deductible Formula set forth in
Part III of this Agreement for a Subsequent Agreement Period, the amount determined at the
close of that Subsequent Agreement Period by the use of the Aggregate Deductible Formula set
forth in Part III or by the use of the revised Aggregate Deductible Formula then in effect for that
Subsequent Agreement Period
D Individual Deductible shall mean the amount of Individual Loss shown as the Deductible on the
Addendum under Individual Stop Loss Specifications winch must be paid under the Plan in any
one Agreement Period for any one covered individual before the Company will reimburse the Plan
Sponsor as set forth in Part II
E Individual Loss for each Agreement Period shall mean only such amounts which were incurred by
any one person covered under the Plan and actually paid by the Plan Sponsor in cash within the
period of time indicated in the Addendum under Losses Eligible for Reimbursement in payment of
the benefits specified in the Plan that are paid to one particular person, or to his or her assignees
in settlement of the claim made by that person Amounts are considered to be incurred on those
days the service(s) or the supply(ies) are provided If included under this Agreement, Disability In
come Benefit amounts are considered to be incurred during the days a Disability Income Benefit is
payable under the Plan In no event shall Individual Loss include amounts paid after the
termination of the Agreement
F Aggregate Loss for each Agreement Period shall mean (1) such amounts which were incurred by
all persons covered under the Plan and actually paid by the Plan Sponsor in cash within the period
of time indicated in the Addendum under Losses Eligible for Reimbursement in payment of the
benefits specified in the Plan to all persons covered under the Plan or to their assignees in settle
ment of claims made by such persons, (2) minus those amounts eligible for reimbursement under
the Individual Stop Loss provision of this Agreement and (3) plus an amount equal to the Individ
ual Stop Loss Premium payable to the Company by the Plan Sponsor
Amounts are considered to be incurred on those days the service(s) or the supphes(ies) are pro
vided If included under this Agreement Disability Income amounts are considered to be incurred
during the days Disability Income is payable under the Plan In no event shall Aggregate Loss in
clude amounts paid after the termination of the Agreement
G Individual Loss or Aggregate Loss shall at no time include extra contractual damages of any
nature compensatory damages or any punitive damages assessed against the Plan Sponsor and the
Company shall not be liable for any such damages The Plan Sponsor hereby agrees to hold harmless
the Company from any such damages assessed against the Plan Sponsor and also agrees that such
damages will not be used to satisfy any Individual Loss Deductible or Aggregate Loss Deductible
H Amounts actually paid shall mean the checks or drafts issued for payment of Individual Loss or
Aggregate Loss and honored but it shall not mean court cost penalties, interest upon judgments
or investigation expense adjustment expense or legal expense The date of issue of each check or
draft shall be considered the date of payment
I Monthly Deductible Information shall mean that information needed to compute the Monthly De
ductible amount asset forth in Part III of this Agreement or any revision of Part III winch is then
in force
PART II INDIVIDUAL STOP LOSS AND AGGREGATE STOP LOSS PROVISION
The Company in consideration of the payment by the Plan Sponsor of the Individual Stop Loss Premium and
the Aggregate Stop Loss Prermum required by the Company HEREBY AGREES TO REIMBURSE the
Plan Sponsor for
A The percent shown on the Addendum under the Individual Stop Loss Specifications of the
amount by which the Individual Loss incurred by the Plan Sponsor in settlement of a claim for
any one covered individual exceeds the Individual Deductible amount during a particular Agree
ment Period subject to an Individual Maximum Benefit for any one individual of the amount
shown on the Addendum under the Individual Stop Loss Specifications, and
B The percent shown on the Addendum under the Aggregate Stop Loss Specifications of the
amount by winch the Aggregate Loss incurred by the Plan Sponsor exceeds the Aggregate De
ductible amount during each separate Agreement Period, subject to the maximum reimbursement
as shown on the Addendum under the Aggregate Stop Loss Specifications
F16528
Page 2 of 7
The Company, at its own election and expense, shall have the right to participate with the Plan Sponsor in the
defense or appeal of any action, suit, or proceeding in winch it may, in its judgment, become involved The
Company shall have no obligation to defend the Plan Sponsor in any action arising under the Plan Sponsor s
welfare benefit plan
With regard to the AGGREGATE STOP LOSS the Company shall have no obligation to make payment to
the Plan Sponsor until the thirtieth day following the Plan Sponsor s submission of a claim to the Company
containing all necessary Aggregate Loss data and all Monthly Deductible Information for a particular
Agreement Period
With regard to the INDIVIDUAL STOP LOSS, the Company shall have no obligation to make payment to
the Plan Sponsor until the thirtieth day following the Plan Sponsor's submission of a claim to the Company
containing any necessary data regarding an Individual Loss which has exceeded the Individual Deductible
If the Addendum indicates Actively at Work is required then Individual Loss or Aggregate Loss
as used herem, will not include amounts of loss incurred by any person covered under the Plan or
loss paid for by the Plan Sponsor unless the covered person was actively at work on the later of
1 The effective date of this Agreement or
2 The first day the individual is eligible for coverage under the Plan
For a covered person not actively at work on the later of these two dates, only those losses which
were incurred by such person on or after the date the covered person is again actively at work will
be included under the meaning of Individual Loss or Aggregate Loss
An employee is actively at work if he or she is working full time at Ins or her regular lob or if the
date in question is not a day when the employee is required to work then the employee must be
able to work full time at the regular place of employment
A dependent or a retired person is actively at work if on the date in question he or she is not
hospital confined for at least one day immediately prior to that date and is able to perform his or
her normal duties and activities
PART III THE AGGREGATE DEDUCTIBLE FORMULA
The formula foriand the factors used to compute the AGGREGATE DEDUCTIBLE for the Initial Agree-
ment Period are established as of the Effective Date of this Agreement The formula for and the factors used
to compute the AGGREGATE DEDUCTIBLE for any Subsequent Agreement Period shall be established as
described in Section C below of this Part
The AGGREGATE DEDUCTIBLE shall be determined at the end of the Agreement Period by use of the
following formula method and factors unless revised as set forth in Section C below of this Part The factors
are shown on the Addendum under MONTHLY DEDUCTIBLE FACTORS They include the COVERED
BENEFIT COVERED PERSON UNIT and the MONTHLY DEDUCTIBLE FACTOR
A Starting with the first month of the Agreement Period the number of COVERED PERSON
UNITS covered under the Plan on the first day of that month in each category shown on the
Addendum will be multiplied by the factor shown opposite the category The Monthly Deductible
amount shall be this product or the sum of these products depending on whether there is one or
more than one category shown except that
(1) in the event of a strike, lockout, or work stoppage caused by any disagreement between an
employer and all or certain persons covered under the Plan the number of COVERED PERSON
UNITS used to compute the Monthly Deductible Amount in the month immediately preceding
such strike, lockout, or work stoppage will be used to determine the Monthly Deductible amount
for the month or months during which the strike, lockout or work stoppage exists
(2) in the event of a reduction of COVERED PERSON UNITS, regardless of the reason the Monthly
Deductible amount shall reduce no more than 6% from the month immediately preceding the one
in winch the reduction occurs and no more than 6 % additionally each month thereafter during the
continuance of the reduction
F16526 Page 3 of 7
B The sum of the first twelve Monthly Deductible amounts will be the AGGREGATE DEDUCT
IBLE except that regardless of such actual total, the minimum AGGREGATE DEDUCTIBLE
amount shall not be less than 90% of the first Monthly Deductible amount multiplied by twelve
C The MONTHLY DEDUCTIBLE FACTORS and the nummum AGGREGATE DEDUCTIBLE
shall apply until the end of the Initial Agreement Period unless changed by agreement between
the Plan Sponsor and the Company during the Agreement Period as a result of a change in the
Plan For Subsequent Agreement Periods the MONTHLY DEDUCTIBLE FACTOR and the
mimmum AGGREGATE DEDUCTIBLE will be determined by mutual agreement between the
Plan Sponsor and the Company and set forth in an Addendum to this Agreement signed by the
parties hereto
D If this Stop Loss Agreement should terminate on any date other than the closing date of the
Initial Agreement Period or of any Subsequent Agreement Period there will be no pro ration of
the nummum AGGREGATE DEDUCTIBLE On the contrary, the enure minimum AGGRE
GATE DEDUCTIBLE or the total of Monthly Deductible amounts determined for such partial
Agreement Period whichever is greater will be applied to determine the Company's liability for
any partial Agreement Period
PART IV THE INDIVIDUAL STOP LOSS PREMIUM
The rates used to compute the first monthly Individual Stop Loss Premium for the Initial Agreement Period
are set forth on the Addendum These rates shall apply until the end of the Initial Agreement Period, unless
changed by mutual agreement between the Plan Sponsor and the Company during the Agreement Period as a
result of a change in the Plan For Subsequent Agreement Periods the rates used to compute each monthly
Individual Stop Loss Premium shall be those mutually agreed upon by the Plan Sponsor and the Company
The MONTHLY PREMIUM RATE, COVERED PERSON UNIT and COVERED BENEFIT are shown on
the Addendum under PREMIUMS
To compute the monthly Individual Stop -Loss Premium the number of COVERED PERSON UNITS covered
under the Plan on the first day of that month in each category shown on the Addendum must be multiplied by
the MONTHLY PREMIUM RATE shown opposite the category The monthly Individual Stop -Loss Premium
shall be this product or the sum of these products depending on whether there is one or more than one category
shown
PART V CONTINUATION AND TERMINATION
This Agreement will continue in force during the Initial Agreement Period and during each Subsequent
Agreement Period subject to the Plan Sponsor s payment of premium, at such rates as may be required by the
Company and subject to termination as provided in Part VI or as set forth below
This Agreement shall terminate immediately upon the occurrence of the first of the following (a) mutual
consent by the Plan Sponsor and the Company, (b) discontinuance of the Plan by the Plan Sponsor (c) any
attempt by the Plan Sponsor to amend the Plan without the prior written approval of the Company, (d)
adjudication of bankruptcy or insolvency of the Plan Sponsor (e) upon nonpayment of any premium when due
or (f) delegation of the Plan Sponsor's duties under this Agreement to a Third Party AdmunstratorlClaims
Administrator which has not been approved by the Company This Agreement may also be terminated by
written nonce of either party to the other by registered mail but not less than thirty one days in advance of
the termination date set out in such written notice
PART VI YEARLY ADDENDUM
Within thirty days after the Company s receipt of all the Loss data for the preceding Agreement Period, in the
format required by the Company, the Company will issue and deliver to the Plan Sponsor a completed
Addendum to this Agreement indicating the terms for the renewal Agreement Period This Addendum shall
be signed in duplicate by the Plan Sponsor and an executed copy returned to the Company If the Plan
Sponsor should refuse to accept such Addendum for this Agreement Period and fail to execute and deliver the
said Addendum and any additional premiums due to the Company by the thirtieth day after the date the
Addendum is mailed to the Plan Sponsor this entire Agreement will be deemed to have terminated at the
close of the preceding Agreement Period and the Company shall thereupon refund the Premiums paid for this
Agreement Period The Plan Sponsor agrees to return any claims amounts reimbursed for this Agreement
Period
F16626 Page 4 of 7
PART VII PLAN CHANGES
The Plan SponyIor shall promptly furnish the Company with all proposed Plan amendments endorsements, or
riders
If any change in the Plan, if effected, shall, in the opinion of the Company, increase the risk assumed by the
Company, the Company shall have the option of notifying the Plan Sponsor of (a) an increase in the
MONTHLY DEDUCTIBLE FACTORS and the mimmum Aggregate Claim Deductible to be effective for the
Agreement Period in which such change becomes effective and (b) an increase in the Individual Stop -Loss
Premium Rate and the Individual Stop Loss Deductible to be effective for the remainder of the Agreement
Period in which such change becomes effective
Upon the written agreement of the Plan Sponsor to the increases an executed copy of such agreement,
endorsement or rider shall be returned to the Company within 30 days of the effective date and shall be made
a part of Article A and thereafter be considered as a part of the Plan If written acceptance is not provided to
the Company within thirty days of notification from the Company, the change will not be effective as part of
this Agreement until the first of the month following the return of the written acceptance
If any change in the Plan shall not, in the opinion of the Company, increase the risk assumed by the Company if
that change were to become effective the Company shall so notify the Plan Sponsor If the Plan Sponsor sends
an executed copy of this amendment, endorsement or rider to the Company for attachment to Article A, the
Plan will be deemed so changed as of the effective date shown on such amendment endorsement, or rider
PART VIII DUTIES OF THE PLAN SPONSOR
The parties agree that the Plan Sponsor shall have the following duties and obligations
A The Plan Sponsor shall be responsible for auditing and calculating and paying all claims
preparation of periodic reports including but not limited to monthly reports of the number of
COVERED PERSON UNITS, by category and shall maintain and make available to the
Company, at all times such information as the Company may reasonably require for proof of
payment of Individual Loss and Aggregate Loss by the Plan Sponsor
B The Plapn Sponsor will maintain a record of any and all amounts paid in excess of payments
required by the provisions of the Plan
C The Plan Sponsor agrees to pay all claims within thirty days of the time that proofs of claims are
adequate to the extent that payment can properly be made Failure of the Plan Sponsor to pay
such claims within the time limit (thirty days) shall cause any such claim to be excluded from
counting toward the satisfaction of any Individual Deductible or AGGREGATE DEDUCTIBLE
amount
D The Plan Sponsor agrees to pay proper claims made by persons covered under this Plan and that
funds as necessary will be provided for this purpose Failure of the Plan Sponsor to provide funds
when needed for such timely payment will cause the Agreement to immediately lapse the Grace
Period will be considered satisfied, and the AGGREGATE DEDUCTIBLE and any Individual
Deductible will be considered as not satisfied
E The Plan Sponsor shall prepare and submit to the Company on a monthly basis a report of the
total of all claims paid during such month and a report of the total number of COVERED
PERSON UNITS in each category described on the Addendum under the PREMIUM section and
the MONTHLY DEDUCTIBLE FACTOR section The Plan Sponsor shall maintain such other
records as are reasonably required by the Company and shall furnish them to the Company upon
request
The parties also agree that the Plan Sponsor may retain a Third Party Admrmstrator/Claims Administrator
that has been approved by the Company to perform any or all of the above listed dunes If the Plan Sponsor
delegates duties under this Agreement to an approved Third Party Administrator/Claims Administrator the
Plan Sponsor shall submit the Agreement between it and the Third Party Administrator/Claims Adrmmstra
for to the Company This Third Party Admrmstrator/Claims Administrator shall be retained and compen
sated for adm(nistrative and claims paying services by the Plan Sponsor and shall not be considered as the
agent of the Company for admimstrative and claims paying services Should the Plan Sponsor desire to
change Third Party Administrator/Claims Administrator while this Agreement is in effect the new Thud
Party Adrmmstrator/Claims Administrator must be approved by the Company and the Agreement with the
new Thud Party Admimstrator/Claims Admrmstrator must be submitted to the Company
F16526 Page 5 of 7
PARTIX TAXES
The Company shall be held harmless by the Plan Sponsor from any state premium taxes which the Company
may mcur with respect to claims paid (as distinct from the premiums paid to the Company by the Plan
Sponsor) under the Plan Sponsor s Plan and the Plan Sponsor shall reimburse the Company annually for such
tax expense, if any, as determined by the Company
PART X PAYMENT OF PREMIUMS
The Plan Sponsor shall remit all premiums as required by the Company to the Company at its Home Office in
Evanston Illinois Except as otherwise provided under the Section entitled 'Grace Period,' this Agreement
shall automatically terminate if any premium is not paid when due
PART XI GRACE PERIOD
A grace period of thirty one (31) days without interest charge is allowed for the payment of every premium
after the first
PART XII DATA
The Plan Sponsor shall maintain such records as are reasonably required by the Company and shall furmsh to
the Company all pertinent data with respect to persons covered under the Plan The Company shall have the
right to inspect the records of the Plan Sponsor at reasonable intervals during business hours for any purpose
relating to this Agreement
PART XIII MODIFICATION
Upon written request by the Plan Sponsor and with the consent of the Company this Agreement may be
modified in writing without notice to or consent by any persons covered under this Plan Only the President, a
Vice President, or the Secretary of the Company is authorized to modify this Agreement No other person has
the authority to change this Agreement or to waive any of its provisions
PART XIV PARTIES TO AGREEMENT
This Agreement is only between the Plan Sponsor and the Company and this Agreement shall not create any
right or legal relation whatever between the Company and any covered person or beneficiary under the Plan
Sponsor's Welfare Plan
PART XV OVER REIMBURSEMENT
The Plan Sponsor agrees that should the Company over reimburse Aggregate Losses due either to clerical
error or lack of information on Individual Loss(es) such over reimbursement will be credited towards any re-
imbursements due to Individual Loss(es) The Plan Sponsor further agrees that should such over reimburse-
ment exceed any reimbursements due to Individual Loss(es), this excess will be refunded to the Company
PART XVI ARBITRATION
All disputes between the parties to this Agreement upon which an anucable understanding cannot be reached
may be decided by arbitration
The Court of Arbitrators which is to be held in the city where the Home Office of the Plan Sponsor is
domiciled, shall consist of three arbitrators famihar with employee benefit plane One of the arbitrators shall
be appointed by the Plan Sponsor one by the Company and the third shall be selected by the first two
appointees prior to the beginning of the arbitration
Should the two arbitrators be unable to agree upon the choice of a third the appointment shall be left to the
President or any Vice President of the American Arbitration Association The arbitrators are empowered to
decide all questions or issues and shall be free to reach their decision by application of principles of equity and
customary practices of the insurance and reinsurance industry rather than by strict application of all rules of
evidence and law They shall decide by a majority of votes and there will be no right of appeal from their
written decision The cost of arbitration, including the fees of the arbitrators shall be borne by the losing party
unless the arbitrators shall decide otherwise
F16626 Page 6 of 7
IN WITNESS WHEREOF, the Plan Sponsor and the Company have by their respective officers caused this
Agreement to be executed and delivered on the dates shown below replacing and superseding all Prior
agreements
Title
Date
City of Denton
Mersin called the Plan Sponsor)
fin / 4(' —/
Washington National Insurance Company
alled the Company)
By
Title Senior Vice President
Date January 19, 1988
Page 7 of 7
F16526
INDIVIDUAL STOP -LOSS AND AGGREGATE STOP -LOSS
ADDENDUM
1 PLAN SPONSOR
Full Legal Name • City of Denton
Street Address 324 E McKinne
City state and Zip Code Denton, Texas 76201
2 AGREEMENT EFFECTIVE DATE 11-1-87
3 Aggregate Stop Loss Specifications
Mimmum
Deductible '$ 760,500 Percent 100 %
4 Individual Stop Loss Specifications
Deductible $ 60,000 Percent 100 %
5 COVERED BENEFITS
a INDIVIDUAL STOP LOSS
Medical
6 LOSSES ELIGIBLE FOR REIMBURSEMENT
ADDENDUM EFFECTIVE DATE 11-1-87
Maximum
Reimbursement$ 1.000.000
Maximum
Benefit $ 250,000
b AGGREGATE STOP LOSS
® Medical ❑ Dental ❑ Vision
❑ RX/Drugs ❑ Disability Income
a ❑ I&P 12/12 which means the Losses were Incurred and Paid witlun the Agreement period for the
Initial Agreement Period For subsequent Agreement Periods, Paid within the Agreement Period
and Incurred on or after effective date of the Agreement Actively at work is required
b ❑ I&P 12115 which means the Losses were Incurred within each Agreement Period and Paid within
that Agreement Period plus the 8 months following the end of that Agreement Period Actively at
work is required
c ❑ DSR 12/12 which means the Losses were Incurred and Paid within the Agreement Period for the
Initial Agreement Period For subsequent Agreement Periods, Paid within the Agreement Period
and Incurred on or after effective date of the Agreement
d ❑ DSR 12/15 which means the Losses were Incurred within each Agreement Period and Paid within
that Agreement Period plus the 8 months following the end of that Agreement Period
e ® PAID which means the Losses were paid within each Agreement Period Initial Agreement Period
includes Losses which were Incurred, at most, 60 days prior to the effective date of this
Agreement Losses for subsequent Agreement Periods must have been Incurred on or after the
effective date
F16529 over (1 87)
7 MONTHLY DEDUCTIBLE FACTORS (USED TO COMPUTE THE AGGREGATE DEDUCTIBLE)
COVERED
BENEFIT
Medical
Medical
Medical
Medical
8 PREMIUMS
COVERED PERSON
UNIT
Employee
Spouse
Child(ren)
Family
a Aggregate Stop Lose $ 9,075 (Annual)
b Individual Stop -Loss
COVERED
BENEFIT
eFf d c I —
Medical
COVERED
UNIT
mph oTee
Dependent
MONTHLY
DEDUCTIBLE FACTOR
$106 88
99 12
62 70
136 99
MONTHLY
PREMIUM RATE
3 39
9 Agreement Period to which this Addendum is applicable
Begins November 1st 19 87 and Ends October 31st 19 88
If the effective date of this Addendum is after the beginning of the Agreement Period this Addendum will
replace and supersede any other Addendum for the same Agreement Period for the time period beginning
with the effective date of this Addendum and ending with the end of the Agreement Period
10 Full Legal name and address of Third Party Adnumstrator/Claim Administrator
Coordinated Benefits Systems
6301 Gaston Ave, Suite 550
104
❑ None
City of Denton
PLAN SPONSOR
By O��j'to►
Signature
U �.rl �� I mtie
Signed at
Date
F16529
WASHI N IONALINSURANCE COMPANY
By
Signature
Senior Vice Pre iden �J
Title
Evanston, IL January 19, 1988
Signed at Date
(1 87)
AMENDMENT
City of 11/1/87 thefolloann
The Company and Denton (Plan Sponsor) agree that effective on g will
be added to and made part of the Individual Stop Loss Agreement
Notwiththe
lan
onsor
payment sof benefit anything
d in the n the Plan for purposes of caement for the lculating ng Loss, sha, amounts ll paid
ncludethe followingln
1 Benefits covered by any Workers' Compensation or Occupational Disease Law whether or not such
policy is in force,
2 Benefits which are not eligible expenses undo the terms of the Plan
3 Benefits paid under the plan which are in excess of usual and customary charges for the locality
where administered,
4 Benefits paid under the Plan for any Employee or Dependent whose evidence of good health as a Late
Applicant (as defined by Washington National Insurance Company) is not satisfactory to
Washington National,
6 Benefits paid for charges or treatment not required because of an accidental injury or illness or not
necessary to the care or treatment of such accidental injury or illness,
6 Benefits paid for charges or treatment not recommended and approved by a physician or practitioner
whose inclusion in the term "physician" is required by law,
f benefits
ad been
7 Benefits
provisions f he National Association of Insurance Commissioners h
mi a onersModel COB Guidelinesd er
theas
amended from time to time,
8 Benefits paid for losses which are due to war or any act of war whether declared or undeclared,
9 Benefits paid for treatment for cosmetic purposes or for cosmetic surgery Except cosmetic treat
ment or surgery due solely to
An accidental bodily injury which occurred while the individual was covered under the plan, or
b Surgical removal of all or part of the breast tissue as a result of an illness or
c Correct a congenital birth defect of an individual who was covered under the Plan on the date of
his of her birth
usually lives in the same household as
10 Benefits indiividualaor who id for es a member of his or herervices of a person ohimmediate family or the family of his or her spouse
11 peltfor ologexperimental investigational in nature by an
proprieechnical assessment body established y any state orFede al government,
These
12 Benefits paid for be limited to, deduct blesch s coinsuPlan rance and amoonsor is not unts in xgceted sss ofomaximums would the Plan, but not
13 Benefits paid for a mental or nervous condition or for any substance abuse condition which for any
covered Individual exceed the lesser of
a The maximum(s) in the Plan, or
b $50 000
during any Agreement Period
F16627
over (1 87)
Except as expressly stated, this Amendment does not waive, alter, or extend any of the other provisions of
said Agreement This Amendment expires with the Agreement
PI.A'YN SPONSOR
a
' Signature
Title
Signed at
F16527
WASHINGTON NATIONAL INSURANCE COMPANY
By — &I
Signature
Senior Vice President 0/-
Evanston, IL January 19, 1988
Signed at Date
(187)
AGREEMENT
AMENDMENT
The Company and City of Denton (Plan Sponsor) agree that effective on November 1 1987
the items on the attached page(s) which follow, be added to and made a part of the Individual Stop Loss
Agreement which was effective on November 1 1487
Except as expressly stated this Amendment does not waive or extend any of the other provisions of said
Agreement This Amendment expires with the Agreement
City of Denton
PLAN SPONSOR
By le'!tlff *4n:!- Signature
V, /�I_ /a_ �, Title
Signed at Date
WASHINGTON NATIONAL INSURANCE COMPANY
it—
By Signature
Senior Vice President �Wf
Title
Evanston, IL January 19, 1988
Signed at Date
F16532
(1 87)
ARTICLE A
The attached pages are Article A the Plan Sponsor's Plan Docuin
el T1.helP�llan Sponsor certifies that the
Covered Benefits described therein were first in effect on
The attached pages replace those which were previously identified as Article A or Temporary Article A
It is the intent of both parties to this Stop Loss Agreement that any reference in this Article A to the prior
group insurance company, no matter how named shall be deemed to mean "Plan Sponsor Any and all use of
terms referring to "insured" or "insurance" shall mean coverage under the Plan Sponsor s Plan
PLAN SPONSOR
By Signature
����
J) �. Title
Signed at Date
WASHINGTON NATIONAL INSURANCE COMPANY
144—
By Signature
Senior vice Presidents
Title
Evanston, IL January 19, 1988
Signed at Date
F16531