HomeMy WebLinkAbout1982-032ORDINANCE NO 82-jam
ORDINANCE AUTHORIZING THE ISSUANCE OF
WATER AND SE47ER SYSTEM REVENUE BONDS, SERIES 1982
THE STATE OF TEXAS
COUNTY OF DENTON
CITY OF DENTON
WHEREAS, the bonds hereinafter authorized were lawfully
and favorably voted at an election duly held in said City on
MAY 16, 1972, and
WHEREAS, out of the bonds voted at said election, the
following previously have been issued and delivered
$4,475,000 out of a voted total of $5,275,000, for
the purpose of improving and extending
the City's Waterworks Svstem, represented
by part of the Series 1972 Bonds, part of
the Series 1974 Bonds, part of the Series
1977 Bonds, and part of the Series 1979
Bonds, and
$3,525,000 out of a voted total of $5,725,000, for
the purpose of improving and extending
the City's Sewer System, represented by
part of the Series 1972 Bonds, part of
the Series 1974 bonds, part of the Series
1977 Bonds, and part of the Series 1979
Bonds, and
WHEREAS, the bonds hereinafter authorized and designated
were voted and are to be issued and delivered pursuant to
Vernon's Articles 1111 through 1118
THE COUNCIL OF THE CITY OF DENTON HEREBY ORDAINS
Section 1 That the said City's bonds are hereby author-
ized to be issued in the aggregate principal amount of
$1,500,000 FOR THE PURPOSE OF IMPROVING AND EXTENDING THE
CITY'S SEWER SYSTEM
Section 2 That said bonds shall be designated as the
"CITY OF DENTON WATFR AND SEWER SYSTEM REVENUE BONDS, SERIES
1982"
Section 3 That said bonds shall be dated MAY 15, 1982,
shall be in the denomination of $5,000 each, shall be numbered
consecutively from one upward, and shall mature serially on the
maturity date, in each of the years, and in the amounts,
respectively, as set forth in the following schedule
MATURITY DATE
YEARS AMOUNTS
JULY 15
YEARS
1983
$ 60,000
1992
1984
100,000
1993
****
****
1994
1987
75,000
1995
1988
75,000
1996
1989
75,000
1997
1990
75,000
1998
1991
90,000
Section 4
That the
bonds scheduled
years, respectively,
set
forth below shall
following rates
per annum
AMOUNTS
$100,000
100,000
150,000
150,000
150,000
150,000
150,000
to mature during the
bear interest at the
maturities
1983,
13
00%
maturities
1991,
13
00%
maturities
1984,
13
00%
maturities
1992,
13
00%
*****
maturities
1993,
12
20%
maturities
1987,
13
00%
maturities
1994,
12
40%
maturities
1988,
13
00%
maturities
1995,
12
50%
maturities
1989,
13
00%
maturities
1996,
12
70%
maturities
1990,
13
00%
maturities
1997,
12
90%
maturities
1998,
11
125%
Said interest shall be evidenced by interest coupons which
shall appertain to said bonds, and which shall be payable in
the manner provided and on the dates stated in the FORM OF BOND
set forth in this Ordinance
Section 5 That said bonds and interest coupons shall be
issued, shall be payable, may be redeemed prior to their sched-
uled maturity, shall have the characteristics, and shall be
signed and executed (and said bonds shall be sealed), all as
provided, and in the manner indicated, in the FORM OF BOND set
forth in this Ordinance
Section 6 That the form of said bonds, including the
form of Registration Certificate of the Comptroller of Public
Accounts of the State of Texas to be printed and endorsed on
each of said bonds, and the form of the aforesaid interest
coupons which shall appertain and be attached initially to each
of said bonds, shall be, respectively, substantially as
follows
NO
FORM OF BOND
UNITED STATES OF AMERICA
STATE OF TEXAS
COUNTY OF DENTON
CITY OF DENTON
WATER AND SEWER SYSTEM REVENUE BOND
SERIES 1982
$5,000
ON JULY 15, 19 , THE CITY OF DENTON, in Denton County,
Texas, hereby promises to pay to bearer hereof the principal
amount of
FIVE THOUSAND DOLLARS
and to pay interest thereon, from date hereof, at the rate of
8 per annum, evidenced by interest coupons payable JULY
11-7982, and semiannually thereafter while this bond is out-
standing
THE PRINCIPAL of this bond and the the interest coupons
appertaining hereto shall be payable to bearer, in lawful money
of the United States of America, without exchange or collection
charges to the bearer, upon presentation and surrender of this
bond or proper interest coupon, at the following, which shall
constitute and be defined as the "Paying Agent" for this Series
of Bonds
CITIBANK, N A , NEW YORK, NEW YORK,
OR, AT THE OPTION OF THE BEARER, AT
FIRST NATIONAL BANK IN DALLAS, DALLAS, TEXAS
THIS BOND is one of a Series dated as of MAY 15, 1982,
authorized, issued, and delivered in the principal amount of
$1,500,000 FOR THE PURPOSE OF IMPROVING AND EXTENDING THE
CITY'S SEWER SYSTEM
2
ON JULY 15, 1992,
or on any interest payment date thereafter, any outstanding
bonds of this Series may be redeemed prior to their scheduled
maturities, at the option of said City, in whole, or in part,
for the principal amount thereof and accrued interest thereon
to the date fixed for redemption At least thirty days prior
to the date fixed for any such redemption said City shall cause
a written notice of such redemption to be published at least
once in a financial publication published in the City of New
York, New York By the date fixed for any such redemption due
provision shall be made with the "Paying Agent" for the payment
of the principal amount of the bonds which are to be so re-
deemed and accrued interest thereon to the date fixed for re-
demption If such written notice of redemption is published
and if due provision for such payment is made, all as provided
above, the bonds which are to be so redeemed thereby automati-
cally shall be redeemed prior to their scheduled maturities and
they shall not bear interest after the date fixed for redemp-
tion, and they shall not be regarded as being outstanding ex-
cept for the right of the bearer to receive the redemption
price from the "Paying Agent" out of the funds provided for
such payment
IT IS HEREBY certified and covenanted that this bond has
been duly and validly authorized, issued, and delivered, that
all acts, conditions, and things required or proper to be
performed, exist, and be done precedent to or in the authoriza-
tion, issuance, and delivery of this bond have been performed,
existed, and been done in accordance with law, that this bond
is a special obligation, and that the principal of and interest
on this bond, together with other revenue bonds of said City,
are payable from, and secured by a first lien on and pledge of,
the Net Revenues of said City's Waterworks and Sewer System
SAID CITY has reserved the right, subject to the restric-
tions stated, and adopted by reference, in the Ordinance au-
thorizing this Series of bonds, to issue additional parity
revenue bonds which also may be made payable from, and secured
by a first lien on and pledge of, the aforesaid Net Revenues
THE HOLDER HEREOF shall never have the right to demand
payment of this obligation out of any funds raised or to be
raised by taxation
IN WITNESS WHEREOF, this bond and the interest coupons
appertaining hereto have been signed with the facsimile signa-
ture of the Mayor of said City and countersigned with the
facsimile signature of the City Secretary of said City, and the
official seal of said City has been duly impressed, or placed
in facsimile, on this bond
xxxxxxxx xxxxxxx
City Secretary Mayor
FORM OF REGISTRATION CERTIFICATE
COMPTROLLER'S REGISTRATION CERTIFICATE REGISTER NO
I hereby certify that this bond has been examined, certi-
fied as to validity, and approved by the Attorney General of
the State of Texas, and that this bond has been registered by
3
the Comptroller of Public Accounts of the State of Texas
NO
Witness my signature and seal this
xxxxxxXx
Comptroller of Public Accounts
of the State of Texas
FORM OF INTEREST COUPON
ON 15, 19 ,
THE CITY OF DENTON, in the County of Denton, State of Texas,
promises to pay to bearer the amount shown on this interest
coupon, in lawful money of the United States of America, with-
out exchange or collection charges to the bearer, unless due
provision has been made for the redemption prior to scheduled
maturity of the bond to which this interest coupon appertains,
upon presentation and surrender of this interest coupon, at
CITIBANK, N A , NEW YORK, NEW YORK,
OR, AT THE OPTION OF THE BEARER, AT
FIRST NATIONAL BANK IN DALLAS, DALLAS, TEXAS,
said amount being interest coming due that day on the bond,
bearing the number hereinafter designated, of that issue of
CITY OF DENTON WATER AND SEWER SYSTEM REVENUE BONDS, SERIES
1982, DATED MAY 15, 1982 The holder hereof shall never have
the right to demand payment of this obligation out of any funds
raised or to be raised by taxation Bond No
xxxxxxxx xxxxxxx
City Secretary Mayor
Section 7 (a) That the term "Outstanding Bonds", as
hereinafter used in this Ordinance, shall mean all of said
City's presently outstanding bonds which are payable from, and
secured by a first lien on and pledge of, the Net Revenues of
said City's Waterworks and Sewer System
(b) That the bonds authorized hereby are parity "Addi-
tional Bonds" as defined in the ordinance passed on July 12,
1960, authorizing the issuance, sale, and delivery of said
City's Water and Sewer System Revenue Bonds, Series 1960
(c) That Sections 9 through 25 of said ordinance are
hereby adopted by reference and shall be applicable to the
bonds authorized to be issued by this Ordinance for all pur-
poses, except to the extent hereinafter specifically modified
and supplemented The bonds authorized to be issued by this
Ordinance and the Outstanding Bonds are and shall be on a
parity and of equal dignity in all respects, and are and shall
be payable from, and secured by a first lien on and pledge of,
the Net Revenues of said City's Waterworks and Sewer System
Section 8 That, in addition to all other amounts re-
quired by the ordinances, respectively, authorizing the Out-
standing Bonds, there shall be deposited into the Interest and
Sinking Fund (created for the benefit of said Outstanding Bonds
and all Additional Bonds), from the Net Revenues of the System,
the following
(a) such amounts, in equal monthly installments,
made on or before the last day of each month
hereafter, as will be sufficient to pay the
interest scheduled to come due on said Series
1982 Bonds on the next interest payment date,
and
4
(b) such amounts, in equal monthly installments,
made on or before the last day of each month
hereafter, commencing in July, 1982, as will
be sufficient to pay the next maturing prin-
cipal of said Series 1982 Bonds
Section 9 That the Reserve Fund heretofore created for
the benefit of the Outstanding Bonds and all Additional Bonds
now contains money and investments not less than the amount of
$858,258 in market value On or before the last day of each
month hereafter there shall be deposited into the Reserve Fund
such amounts, in equal monthly installments, as will cause the
Reserve Fund to contain, within five years after the date of
the Series 1982 Bonds, an amount of money and investments equal
in market value to the average annual principal and interest
requirements on the Outstanding Bonds and the Series 1982 Bonds
(the "Reserve Required Amount") Thereafter, no additional
deposits shall be made into the Reserve Fund as long as the
money and investments therein are equal to the Reserve Required
Amount, but if and whenever the Reserve Fund is reduced below
the Reserve Required Amount, a monthly deposit shall be made,
on or before the last day of each month thereafter, into the
Reserve Fund from Net Revenues of the System (after the re-
quired deposits have been made into the Interest and Sinking
Fund), in an amount equal to 1/60th of the Reserve Required
Amount, until such time as the Reserve Fund has been restored
to the Reserve Required Amount, and the City covenants to keep
and maintain the Reserve Required Amount in the Reserve Fund in
the manner described above The Reserve Fund shall be main-
tained, used, and may be invested, for the benefit of the Bonds
and all Additional Bonds, in accordance with the procedures, as
herein modified and supplemented, set forth in the ordinances,
respectively, authorizing the Outstanding Bonds It is pro-
vided, however, that if and whenever, due to investment income
or otherwise, the Reserve Fund contains an amount in excess of
the Reserve Required Amount, such excess shall be deposited
immediately to the credit of the Revenue Fund
Section 10 That the bonds authorized by this Ordinance
are and shall be special obligations of said City, and the
holder or holders thereof shall never have the right to demand
payment of said obligations out of any funds raised or to be
raised by taxation
Section 11 That the Mayor of said City is hereby author-
ized to have control of said bonds and all necessary records
and proceedings pertaining to said bonds pending their delivery
and their investigation, examination, and approval by the
Attorney General of the State of Texas, and their registration
by the Comptroller of Public Accounts of the State of Texas
Upon registration of said bonds, said Comptroller of Public
Accounts (or a deputy designated in writing to act for said
Comptroller) shall manually sign the Comptroller's Registration
Certificate printed and endorsed on each of said bonds, and the
seal of said Comptroller shall be impressed, or placed in fac-
simile, on each of said bonds
Section 12 That the City covenants to and with the pur-
chaser of the bonds that it will make no use of the proceeds of
the bonds at any time throughout the term of this issue of
bonds which, if such use had been reasonably expected on the
date of delivery of the bonds to and payment for the bonds by
the purchasers, would have caused the bonds to be arbitrage
bonds within the meaning of Section 103(c) of the Internal
Revenue Code of 1954, as amended, or any regulations or rulings
pertaining thereto, and by this covenant the City is obligated
to comply with the requirements of the aforesaid Section 103(c)
and all applicable and pertinent Department of the Treasury
5
regulations relating to arbitrage bonds The City further
covenants that the proceeds of the bonds will not otherwise be
used directly or indirectly so as to cause all or any part of
the bonds to be or become arbitrage bonds within the meaning of
the aforesaid Section 103(c), or any regulations or rulings
pertaining thereto
Section 13 That it is hereby officially found and de-
termined that a case of emergency or urgent public necessity
exists which requires the holding of the meeting at which this
Ordinance is passed, such emergency or urgent public necessity
being that the proceeds from the sale of said bonds are re-
quired as soon as possible and without delay for necessary and
urgently needed public improvements, and that said meeting was
open to the public, and public notice of the time, place, and
purpose of said meeting was given, all as required by Vernon's
Ann Civ St Article 6252-17
Section 14 That the City Council officially finds, de-
termines, and declares that said bonds have been duly adver-
tised for sale as required by the Home Rule Charter of said
City, that sealed bids have been received at a public sale of
said bonds held on March 2, 1982, that all of said bonds are
hereby sold and shall be delivered to a syndicate managed or
headed by Kidder, Peabody & Cc , Inc , being the best bidder at
said public sale, for the principal amount of said bonds, and
accrued interest thereon to the date of delivery, plus a
premium of $ -0-
Section 15 It is further found and determined that the
Official Notice of Sale for said bonds was duly published on
March 5, 1982 in The Bond Buyer, New York, New York, which is a
national publication regularly and primarily carrying financial
news and municipal bond sale notices, and on March 5, 1982 in
the Denton Record -Chronicle, which has been designated as the
official newspaper of the City of Denton The form and sub-
stance of said Official Notice of Sale, and the aforesaid
publications thereof, are hereby approved and ratified in all
respects by the City Council
Section 16 That it is hereby officially found, deter-
mined, and declared that said bonds have been sold at public
sale to the bidder offering the lowest interest cost, after
receiving sealer bids pursuant to an Official Notice of Sale
and Official Statement dated March 15, 1982, prepared and
distributed in connection with the sale of said bonds Said
Official Notice of Sale and Official Statement have been and
are hereby approved by the City Council It is further offi-
cially found, determined, and declared that the statements and
representations contained in said Official Notice of Sale and
Official Statement are true and correct in all material re-
spects, to the best knowledge and belief of the City Council
2
GENERAL CERTIFICATE
THE STATE OF TEXAS
COUNTY OF DENTON
CITY OF DENTON
We, the undersigned, hereby officially certify that we are
the Mayor and City Secretary, respectively, of said City, and
we further certify as follows
1 That said City is a duly incorporated Home Rule City,
having more than 5000 inhabitants, operating and existing under
the Constitution and laws of the State of Texas and the duly
adopted Home Rule Charter of said City, which Charter has not
been changed or amerded since the passage of the ordinance
authorizing the issuance of the City of Denton Electric System
Revenue Bonds, Series 1982
2 That no litigation of any nature has ever been filed
pertaining to, affecting, or contesting (a) the election
which authorized the proposed City of Denton Water and Sewer
System Revenue Bonds, Series 1982, dated May 15, 1982, in the
principal amount of $1,500,000, (b) the issuance, delivery,
payment, security, or validity of said proposed bonds, (c) the
title of the present members and officers of the City Council
of said City to their respective offices, or (d) the validity
of the corporate existence or the Charter of said City
3 That none of the revenues or income of said City's
Water and Sewer System have been pledged or encumbered to the
payment of any debt or obligation of said City or said System,
except in connection with the aforesaid proposed Series 1982
Bonds, and the outstanding Bonds of the following issues of
revenue bonds of said City
Water and Sewer System Revenue Bonds, Series 1960,
Water and Sewer System Revenue Bonds, Series 1962,
Water and Sewer Svstem Revenue Bonds, Series 1964,
Water and Sewer System Revenue Bonds, Series 1966,
Water and Sewer System Revenue Bonds, Series 1969,
Water and Sewer System Revenue Bonds, Series 1972,
Water and Sewer System Revenue Bonds, Series 1974,
Water and Sewer System Revenue Bonds, Series 1977,
Water and Sewer System Revenue Bonds, Series 1979,
and with the surplus revenues thereof having been pledged in
connection with that issue of City of Denton Certificates of
Obligation, Series 1978, dated March 1, 1978
4 That the Interest and Sinking Fund and the Reserve
Fund, created and maintained for the benefit of the outstanding
bonds listed above, in accordance with the ordinances, respect-
ively, authorizing their issuance, each contains the amount now
required to be on deposit therein, and the City is not in de-
fault in any of the covenants contained in the aforesaid ordi-
nances
5 That the statements and information set forth in the
Official Statement dated March 15, 1982, pertaining to the
aforesaid proposed Bonds and the City, and particularly the
Water and Sewer System operating statement and debt service
requirements and coverage factors set forth on page 5 thereof
are true and correct, and the Water Rates and Sewer Rates set
forth on page 8 thereof are currently in effect and were au-
thorized by an ordinance duly passed by the City Council
SIGNED AND SEALED this 6th day of April, 1982
City ecretary Ma or
(SEAL)
THE STATE OF TEXAS
COUNTY OF DENTON
CITY OF DENTON
I, the undersigned City Secretary of the City of Denton,
Texas, hereby certify as follows
1 That this certificate is executed with reference to
the proposed City of Denton Water and Sewer System Revenue
Bonds, Series 1982, dated May 15, 1982, in the principal amount
of $1,500,000 (the "Bonds"), which Bonds were authorized by
Ordinance No 82-passed by the City Council of the City of
Denton on April 6, 1982
2 That no petition whatsoever has been filed with the
City, the City Council, or any of its officers protesting the
issuance of the Bonds or requesting that the City Council
submit to a referendum vote the question as to the issuance of
the Bonds, and no petition whatsoever has been filed with
respect to the Bonds
SIGNED AND SEALED this the 6th day of April, 1982
/F /WE
(CITY SEAL)
HOBBY H MGCALL
PAUL 8 HORTON
PETER M TART
ROY M POINSETT
RICHARD C PORTER
A NOELO P PARKER
O CHARLES KOBOISH
KENNETH E ILTS
J NICHOLSON MEINOL
JOHN W RU®OTTOM
JEFFREY A LEUSCHEL
THOMAS K SPU ROEON
LAW OFFICES
Mr -CALL, PARKHURST & HORTON
1400 MERCANTILE BANK BUILDING
DALLAS TEXAS 75201
AREA CODE 214 749 9301
Honorable Mayor and Council of
the City of Denton
Denton, Texas
Gentlemen
JOHN D ...ALL 0992 1962)
MILLARD PARKHURST (1906 1973)
CLARENCE E CROWE (1003 1962)
April 6, 1982
City of Denton Water and Sewer System
Revenue Bonds, Series 1982, $1,500,000
In compliance with Section 9 02 and Section 9 04 of the
City Charter of the City of Denton, you are advised that the
bids for the captioned issue of bonds have been tabulated and
that we find that the bid of a syndicate managed or headed by
the following
with the bonds to bear interest at the rates therein speciriea,
with such bidder to pay par and accrued interest to date of
delivery for said bonds, plus a premium of $ — O — , is the
lowest and best bid received, and we recommend that it be
accepted
We further certify that we have examined the ordinance
presently placed before the Mayor and Council for the purpose
of authorizing the issuance of said bonds, and, in our opinion,
the said proposed bond ordinance is legal, and the bonds to be
issued thereunder will be special obligations of the City pay-
able from, and secured by a first lien on and pledge of, the
Net Revenues of the City's Waterworks and Sewer System
Respectfully,
McCALI, PARKHURST & HORTON
Paul B Horton
PREPARED DY FIRST SOUTHWEST COMPANY, 900 MERCANTILE BANK BUILDING, DALLAS, TEXAS 752O1
TABULATION OF BIDS
RECEIVED AT SALE OF
$1,500,000
CITY OF DENTON, TEXAS
WATER AND SEWER SYSTEM REVENUE BONDS
SERIES 1982
ACCOUNT MANAGER
GROSS
INTEREST COST
LESS
PRE AIU4
NET
INTEREST COST
EFFECTIVE
INTEREST RATE
2' it Y�f .r••�1;�'')l.-�' l�.
v
lie
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CERTIFICATE FOR
ORDINANCE AUTHORIZING THE ISSUANCE OF
WATER AND SEWER SYSTEM REVENUE BONDS, SERIES 1982
THE STATE OF TEXAS
COUNTY OF DENTON
CITY OF DENTON
We, the undersigned officers of said City, hereby certify
as follows
1 The City Council of said City convened in
REGULAR MEETING ON THE 6TH DAY OF APRIL, 1982,
at the Municipal Building (City Hall), and the roll was called
of the duly constituted officers and members of said City
Council, to -wit
Charlotte Allen, City Secretary Richard O Stewart, Mayor
Mark Chew Richard H Taliaferro
Dwight L Gailey Dr A Ray Stephens
Jim Riddlesperger Joe Alford
and all of said persons were present, except the following
absentees ,
thus constituting a quorum Whereupon, among other business,
the following was transacted at said Meeting a written
ORDINANCE AUTHORIZING THE ISSUANCE OF
WATER AND SEWER SYSTEM REVENUE BONDS, SERIES 1982
was duly introduced for the consideration of said City Council
and duly read It was then duly moved and seconded that said
Ordinance be passed, and, after due discussion, said motion,
carrying with it the passage of said Ordinance, prevailed and
carried by the following vote
AYES All members of said City Council
shown present above voted "Aye"
NOES None
2 That a true, full, and correct copy of the aforesaid
Ordinance passed at the Meeting described in the above and
foregoing paragraph is attached to and follows this Certifi-
cate, that said Ordinance has been duly recorded in said City
Council's minutes of said Meeting, that the above and foregoing
paragraph is a true, full, and correct excerpt from said City
Council's minutes of said Meeting pertaining to the passage of
said Ordinance, that the persons named in the above and fore-
going paragraph are the duly chosen, qualified, and acting
officers and members of said City Council as indicated therein,
and that each of the officers and members of said City Council
was duly and sufficiently notified officially and personally,
in advance, of the time, place, and purpose of the aforesaia
Meeting, and that said Ordinance would be introduced and
considered for passage at said Meeting, and that said Meeting
was open to the public, and public notice of the time, place,
and purpose of said meeting was given, all as required by
Vernon's Ann Tex Civ St Article 6252-17
3 That the Mayor of said City has approved, and hereby
approves, the aforesaid Ordinance, that the Mayor and the City
Secretary of said City have duly signed said Ordinance, and
that the Mayor and the City Secretary of said City hereby de-
clare that their signing of this Certificate shall constitute
the signing of the attached and following copy of said Ordi-
nange for all purposes
SIGNED AND SEALED the 6th day of April, 198
���...-- ----- A4
-city secretary M yor
(SEAL) -------------------------------- ----------------------
We, the undersigned, being respectively the City Attorney
and Ithe Bond Attorneys of the City of Denton, Texas, hereby
certify that we prepared and approved as to legality the at-
tached and following Ordinance prior to its passage as afore-
said A /1 A n
Ui11Cj/5
THE STATE OF TEXAS
COUNTY OF DENTON
CITY OF DENTON
I, the undersigned City Secretary of the City of Denton,
Texas, hereby certify as follows
1 That this certificate is executed with reference to
the proposed City of Denton Electric System Revenue Bonds,
Series 1982, dated April 1, 1982, in the principal amount of
$3,000,000 (the "Bonds"), which Bonds were authorized by
Ordinance No 82-28 passed by the City Council of the City of
Denton on March 21 1982
2 That no petition whatsoever has been filed with the
City, the City Council, or any of its officers protesting the
issuance of the Bonds or requesting that the City Council
submit to a referendum vote the question as to the issuance of
the Bonds, and no petition whatsoever has been filed with
respect to the Bonds 7L
SIGNED AND SEALED this the .20V day of �_, 1982
(CITY SEAL)