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HomeMy WebLinkAboutNovember 16, 2010 AgendaAGENDA CITY OF DENTON CITY COUNCIL November 16, 2010 After determining that a quorum is present, the City Council of the City of Denton, Texas will convene in a Work Session on Tuesday, November 16, 2010 at 4:30 p.m. in the Council Work Session Room at City Hall, 215 E. McKinney Street, Denton, Texas at which the following items will be considered: WORK SESSION 1. Citizen Comments on Consent Agenda Items This section of the agenda allows citizens to speak on Consent Agenda Items only. Each speaker will be given a total of three (3) minutes to address any items he/she wishes that are listed on the Consent Agenda. A Request to Speak Card should be completed and returned to the City Secretary before Council considers this item. 2. Requests for clarification of agenda items listed on the agenda for November 16, 2010. 3. Receive a report, hold a discussion and give staff direction regarding the creation of a Tax Increment Reinvestment Zone for Downtown. 4. Receive a report and hold a discussion on the status of the 2005 Capital Improvement Program. Following the completion of the Work Session, the City Council will convene in a Closed Meeting to consider specific items when these items are listed below under the Closed Meeting section of this agenda. When items for consideration are not listed under the Closed Meeting section of the agenda, the City Council will not conduct a Closed Meeting and will convene at the time listed below for its regular or special called meeting. The City Council reserves the right to adjourn into a Closed Meeting on any item on its Open Meeting agenda consistent with Chapter 551 of the TEXAS GOVERNMENT CODE, as amended, as set forth below. CLOSED MEETING 1. Closed Meeting: A. Consultation with Attorney - Under Texas Government Code Section 551.071. 1. Discuss legal strategies and alternatives regarding potential litigation or settlement, concerning street failures in a portion of the Wind River subdivisions. B. Deliberations Regarding Security Devices or Security Audits - Under Texas Government Code Section 551.076. 1. Discuss and deliberate the deployment of security devices or security personnel, including the conduct of security audits or the consideration of specific occasions for the deployment of security devices or personnel in, around, or involving City of Denton facilities or personnel. City of Denton City Council Agenda November 16, 2010 Page 2 ANY FINAL ACTION, DECISION, OR VOTE ON A MATTER DELIBERATED IN A CLOSED MEETING WILL ONLY BE TAKEN IN AN OPEN MEETING THAT IS HELD IN COMPLIANCE WITH TEXAS GOVERNMENT CODE, CHAPTER 551, EXCEPT TO THE EXTENT SUCH FINAL ACTION, DECISION, OR VOTE IS TAKEN IN THE CLOSED MEETING IN ACCORDANCE WITH THE PROVISIONS OF §551.086 OF THE TEXAS GOVERNMENT CODE (THE `PUBLIC POWER EXCEPTION-). THE CITY COUNCIL RESERVES THE RIGHT TO ADJOURN INTO A CLOSED MEETING OR EXECUTIVE SESSION AS AUTHORIZED BY TEX. GOVT. CODE, §551.001, ET SE Q. (THE TEXAS OPEN MEETINGS ACT) ON ANY ITEM ON ITS OPEN MEETING AGENDA OR TO RECONVENE IN A CONTINUATION OF THE CLOSED MEETING ON THE CLOSED MEETING ITEMS NOTED ABOVE, IN ACCORDANCE WITH THE TEXAS OPEN MEETINGS ACT, INCLUDING, WITHOUT LIMITATION §551.071-551.086 OF THE TEXAS OPEN MEETINGS ACT. Regular Meeting of the City of Denton City Council at 6:30 p.m. in the Council Chambers at City Hall, 215 E. McKinney Street, Denton, Texas at which the following items will be considered: REGULAR MEETING 1. PLEDGE OF ALLEGIANCE A. U. S. Flag B. Texas Flag "Honor the Texas Flag - I pledge allegiance to thee, Texas, one state under God, one and indivisible." 2. PROCLAMATIONS/PRESENTATIONS A. Proclamations/Awards 3. CONSENT AGENDA Each of these items is recommended by the Staff and approval thereof will be strictly on the basis of the Staff recommendations. Approval of the Consent Agenda authorizes the City Manager or his designee to implement each item in accordance with the Staff recommendations. The City Council has received background information and has had an opportunity to raise questions regarding these items prior to consideration. Listed below are bids, purchase orders, contracts, and other items to be approved under the Consent Agenda (Agenda Items A - M). This listing is provided on the Consent Agenda to allow Council Members to discuss or withdraw an item prior to approval of the Consent Agenda. If no items are pulled, Consent Agenda Items A - M below will be approved with one motion. If items are pulled for separate discussion, they may be considered as the first items following approval of the Consent Agenda. A. Consider adoption of an ordinance of the City of Denton, Texas amending the City's utility credit and collection policies that are contained in the Denton Code of Ordinances, Chapter 26, "Utilities," Sections 26-3, 26-4, 26-5, 26-6, 26-8 and 26-9; providing an open meetings clause; providing a cumulative clause; providing a repealer; providing a severability clause; providing an effective date. The Public Utilities Board recommends approval (5-0). City of Denton City Council Agenda November 16, 2010 Page 3 B. Consider adoption of an ordinance of the City of Denton, Texas, amending Ordinance No. 2009-236 prescribing the number of positions in each classification of Police Officer; prescribing the number of positions in each classification of Fire Fighter; providing a savings clause; providing a severability clause; and declaring an effective date. C. Consider approval of a resolution of the City Council of the City of Denton, Texas (City), authorizing the intervention at the Railroad Commission of Texas concerning the filing for an increase in rates by Atmos Pipeline - Texas; requiring Atmos Pipeline to reimburse reasonable rate case expenses; authorizing the retention of counsel and rate consultants; finding that the meeting at which this resolution was approved complied with the open meetings act; making such other findings and other provisions related to the subject. D. Consider adoption of an ordinance of the City of Denton, Texas adopting the Denton Municipal Airport Business Plan as an official policy document intended to guide future development and financial performance of the Denton Municipal Airport, and providing an effective date. E. Consider adoption of an ordinance of the City of Denton authorizing the City Manager, or his designee, to execute on behalf of the City of Denton an acceptance of an offer from the Texas Department of Transportation (TxDOT) relating to a grant for the Routine Airport Maintenance Program (RAMP); authorizing the City Manager to expend funds provided for in the grant program; and declaring an effective date. JxDOT Project No. AM 2011DNTON and TxDOT CSJ No. M118DNTON). The Airport Advisory Board recommends approval (6-0). F. Consider approval of a resolution of the City of Denton, Texas requesting improvements to Interstate 35 East as designed by the Texas Department of Transportation to be fully funded and implemented for the full project length from Interstate 635 in Dallas County to U.S. Highway 380 in Denton County; and providing an effective date. G. Consider adoption of an ordinance of the City of Denton, Texas to declare the intent to reimburse expenditures from the Unreserved Fund Balance of the Electric Fund with Certificates of Obligation with an aggregate maximum principal amount equal to $11,752,000 to allow Denton Municipal Electric to continue funding ongoing capital expenditures for expansion of the distribution and transmission electric facilities. H. Consider adoption of an ordinance accepting competitive bids and awarding a two-year contract for tree trimming services for Denton Municipal Electric (DME); providing for the expenditure of funds therefor; and providing an effective date (Bid 4401-Two Year Contract for Tree Trimming Services Section B awarded to the lowest responsible bidder meeting specification, ABC Professional Tree Services, Inc., in the two-year estimated amount of $900,000) City of Denton City Council Agenda November 16, 2010 Page 4 L Consider adoption of an ordinance of the City of Denton, Texas authorizing the City Manager to execute two professional service agreements to assist the City of Denton in advancing its State Legislative Program, assist Council and staff in addressing proposed legislation, and make the City aware of any legislative or administrative initiatives believed to be detrimental to the interests of the City; authorizing the expenditure of funds therefor; and providing an effective date (RFP 4576-Legislative Consulting Services awarded to Focused Advocacy, LLC in an amount not to exceed $132,500 and Solutions for Local Control, LLC in an amount not to exceed $45,000 for a total award not to exceed $177,500 annually). J. Consider adoption of an ordinance authorizing the City Manager to execute a Professional Services Agreement with Camp Dresser & McKee, Inc. for preparation of a sustainability plan and implementation strategy for the City of Denton; authorizing the expenditure of funds therefor; and providing an effective date (RFP 4536 in an amount not to exceed $169,190). K. Consider adoption of an ordinance approving the expenditure of funds for the purchase of software and hardware for the E.J. Ward Automated Fuel Management System to be installed at the Fuel Island and Trick Wash Facility at the City of Denton Landfill available from only one source in accordance with the provision for State Law exempting such purchases from requirements of competitive bids; providing for the expenditure of funds therefor; and providing an effective date (File 4610-Purchase of Software/Hardware for Fuel Management System to E.J. Ward, Inc. in the amount of $68,429). L. Consider adoption of an ordinance waiving the City of Denton allocation of Recovery Zone Bonds; designating Fort Bend County as the designee; and declaring an effective date. M. Consider adoption of an ordinance of the city of Denton, Texas, establishing the new Public, Education and Government (PEG) subscriber fee rate as one percent of the cable providers' gross revenue; authorizing and directing the City Manager or his designee to execute a letter to all Denton cable providers; and declaring an effective date. 4. CONCLUDING ITEMS A. Under Section 551.042 of the Texas Open Meetings Act, respond to inquiries from the City Council or the public with specific factual information or recitation of policy, or accept a proposal to place the matter on the agenda for an upcoming meeting AND Under Section 551.0415 of the Texas Open Meetings Act, provide reports about items of community interest regarding which no action will be taken, to include: expressions of thanks, congratulations, or condolence; information regarding holiday schedules; an honorary or salutary recognition of a public official, public employee, or other citizen; a reminder about an upcoming event organized or sponsored by the governing body; information regarding a social, ceremonial, or community event organized or sponsored by an entity other than the governing City of Denton City Council Agenda November 16, 2010 Page 5 body that was attended or is scheduled to be attended by a member of the governing body or an official or employee of the municipality; or an announcement involving an imminent threat to the public health and safety of people in the municipality that has arisen after the posting of the agenda. B. Possible Continuation of Closed Meeting under Sections 551.071-551.086 of the Texas Open Meetings Act. C. Official Action on Closed Meeting Item(s) under Sections 551.071-551.086 of the Texas Open Meetings Act. CERTIFICATE I certify that the above notice of meeting was posted on the bulletin board at the City Hall of the City of Denton, Texas, on the day of 2010 at o'clock (a.m.) (p.m.) CITY SECRETARY NOTE: THE CITY OF DENTON CITY COUNCIL CHAMBERS IS ACCESSIBLE IN ACCORDANCE WITH THE AMERICANS WITH DISABILITIES ACT. THE CITY WILL PROVIDE SIGN LANGUAGE INTERPRETERS FOR THE HEARING IMPAIRED IF REQUESTED AT LEAST 48 HOURS IN ADVANCE OF THE SCHEDULED MEETING. PLEASE CALL THE CITY SECRETARY'S OFFICE AT 349-8309 OR USE TELECOMMUNICATIONS DEVICES FOR THE DEAF (TDD) BY CALLING 1-800-RELAY- TX SO THAT A SIGN LANGUAGE INTERPRETER CAN BE SCHEDULED THROUGH THE CITY SECRETARY'S OFFICE. This page left blank intentionally . AGENDA INFORMATION SHEET AGENDA DATE: November 16, 2010 DEPARTMENT: Economic Development A~T ACM: Jon Fortune SUBJECT Receive a report, hold a discussion and give staff direction regarding the creation of a Tax Increment Financing Reinvestment Zone (TIF) in Downtown. BACKGROUND A Tax Increment Financing Reinvestment Zone (TIF) is a tool that local governments can use to publicly finance needed structural improvements and enhance infrastructure within a defined area in order to stimulate private development and redevelopment. An ad valorem valuation base is established in the first year, and the revenue from the increased valuation from subsequent years is reallocated to TIF development. The City enlisted the services of Schrader and Cline, Dallas economic development consultants, to assist in establishing the TIF. The process requires the compilation of a great deal of data to ensure the area will meet TIF criteria and to develop the final project and financing plans. The City Council reviewed the process and purpose of a TIF in 2008. After several meetings regarding the Downtown TIF, it was decided to postpone the establishment of the TIF until the Downtown Implementation Plan (DTIP) was complete; the DTIP was approved by City Council on August 17, 2010. The DTIP identified specific projects and goals in order to spur development and redevelopment in Downtown, as well as financing opportunities, which includes creating a TIF district. Based on the recommendations of the Downtown Master Plan, the RTKL study and the Downtown Implementation Plan, staff recommends the creation of a TIF Reinvestment Zone for the downtown area. In previous discussions regarding a TIF for downtown, Council requested information on specific projects that would be eligible for TIF funds. Although the DTIP does not provide information on specific projects, it does identify the types of projects needed and areas where eligible projects should be considered. For example, the DTIP identifies three locations for parking/parking strictures, describes the elements of complete streets, and supports redevelopment projects in downtown. TIF District Boundaries: On October 19, 2010, Council discussed the proposed TIF district. Council was informed at that time that the boundaries of the TIF duplicated the Downtown Implementation Plan excluding the tax exempt properties around Quakertown Park. The boundaries are actually larger than the DTIP boundaries. It is more accurate to say that the boundaries include all of the DTIP properties (excluding the tax exempt area around Quakertown Park). The reason for the larger boundary is mainly due to the need for a property description for the TIF. The property description is much easier to understand when it follows roadways than to identify specific properties, which would have been required if the specific southern boundaries of the DTIP were -1- applied. The current recommended district is approximately one-half the size of the 2008 recommended TIF district. The current recommended district contains approximately 413 properties. TIF District Valuation: The estimated value generated by the 2008 TIF was $35 million, compared to $23.6 million for the 2010 revised boundaries. These dollars reflect 2009 valuations and tax rate and City of Denton participation only. The process of capturing the valuation within such a district can be complicated and time-consuming. Staff is currently working with the Appraisal District to become educated on the best process to administer the TIF. In visiting with the City of Lewisville, staff learned that Lewisville originally captured this information through their GIS process - the same process our Denton staff has been using. Lewisville indicated they now rely on the Appraisal District to provide that information. Board Structure: At the October 19, 2010 work session meeting, Council recommended the proposed TIF Board be structured as a seven-member board. Our Economic Development Partnership Board (EDPB) discussed the Downtown TIF at their November 2, 2010 meeting and provided a recommendation regarding TIF Board stricture. The EDPB recommends that the Council consider a similar stricture as that of the EDPB, with defined areas of qualification. As you know, the EDPB is made up of two Council Members, two Chamber of Commerce Board members, two representatives from the top twenty taxpayers and one representative from UNT. They suggested Council might consider any combination from a list of qualifiers; such as Council members; property owners, residents, or business operators from within the TIF District; individuals with historic preservation experience, etc. ESTIMATED SCHEDULE OF PROJECT On August 3, 2010, Council approved a resolution for a Notice of Intent regarding the Downtown TIF. Approval of the resolution did not formally commit the City to establish the TIF. It provided the opportunity for the City to notify the DISD and Denton County of its intent to create a TIF and to seek participation from them. The DISD and Denton County declined to participate. Council discussed the TIF at their October 19, 2010 meeting. The proposed TIF was presented to the Downtown Task Force on October 21, 2010 and to the Economic Development Partnership (EDP) Board at their November 2, 2010 meeting. In addition to the proposed stricture of the TIF Board mentioned above, the EDP Board recommends the list of TIF projects provide flexibility to allow the TIF Board and City Council to address issues as they arise. The EDPB recommends approval of the Downtown TIF and provided the following reasons for their support: • Redevelopment of downtown is important to our economic development allies. When the stricture of the EDP was adopted in 2003, it was the result of over one year of meetings with representatives of our economic development allies. The City of Denton, the Chamber of Commerce, the University of North Texas, Texas Woman's University, North Central Texas College, and Denton Independent School District each contributed to the funding and the decision-making process that culminated in the strategic plan. They identified Downtown as a key focus area for economic development. • The EDP Board supports the recommendations of the Downtown Master Plan, TIP Strategies Economic Development Plan, RTKL redevelopment study, and the Downtown Implementation Plan, all of which recommended the creation of the TIF. -2- • The creation of the Downtown TIF will demonstrate continuity over its 30-year period through the fiscal commitment of the City. Leadership may change; however, property owners will understand that there is an ongoing investment being made. • Downtown involves redevelopment, which is more difficult than greenfield development. The TIF will send a message to developers that the City wants to encourage infill and sustainable development. • Transportation Reinvestment Zone (TRZ) legislation is being proposed in Austin that may allow other entities to capture property tax revenue from areas surrounding passenger rail. The proposed TIF would grandfather the area around the downtown transit center and establish the City's right to determine the use of future revenues. If directed by City Council to proceed, the following actions are required: 1. Public Hearing adopting an ordinance creating the TIF and authorizing the formation of a TIF Board and TIF Fund. In order to establish 2010 as the base year, this must be accomplished prior to December 31, 2010. 2. Approval of Board Bylaws. 3. Appointment of Board by City Council. (City Council members may serve on Board) 4. Board develops final Project and Financing Plans. 5. City Council approves final Project and Financing Plans. 6. Report to State Comptroller of TIF establishment. 7. TIF Board provides Annual Report to City Council, Comptroller and Attorney General on TIF Fund and project activity 90 days following the end of the fiscal year. PRIOR ACTION/REVIEW The Downtown Master Plan, the RTKL Catalyst Project study, and the Downtown Implementation Plan (DTIP) have all been reviewed and have been endorsed by the Downtown Task Force, the Economic Development partnership Board and City Council. All three of these studies/plans recommended the creation of a TIF. In addition, the Economic Development Partnership Board discussed the Downtown TIF at their August and November meetings. The Board supports the creation of the TIF. City Council approved the Notice of Intent resolution on August 3, 2010 and discussed the Downtown TIF at their October 19, 2010 meeting. FISCAL INFORMATION It is estimated that the TIF would generate approximately $23.6 million over a 30 year period for downtown improvements. Respectfully submitted: Linda Ratliff, Director Economic Development Department This page left blank intentionally . AGENDA INFORMATION SHEET AGENDA DATE: November 16, 2010 DEPARTMENT: Streets ACM: Howard Martin, 349-8232 SUBJECT Receive a report and hold a discussion on the status of the 2005 Capital Improvement Program. BACKGROUND This agenda item is to provide an update to City Council on the status of the 2005 Capital Improvement Program. The total dollar amount for the Bond Program was $42.4 million. The $42.4 million was allocated in the following categories: Public Building Improvements Park System Improvements Transportation Improvements (Transportation & Street Reconstruction) Total Public Building Improvements (EXHIBIT 1) • South Branch Library Expansion (Library) • Senior Center Improvements (Parks) Park System Improvements (EXHIBIT 2) $4.0 million $10.7 million $27.7 million $42.4 million $4.0 million $2.1 million (complete) $1.9 million (complete) $10.7 million The Parks and Recreation Department has made solid progress toward completion of the 2005 CIP Bond Program. The 200 acre Southwest Park has been purchased and it will provide recreational opportunities for the next generation of Denton residents. Property has been purchased at North Lakes Park to help accommodate new adult soccer fields and additional property acquisition at Carl Young Park is working its way through the legal process. Improvements have been made at Avondale, Quakertown, Fred Moore and Denia Parks. The slide at the Civic Center Pool was replaced, City Hall courtyard was reconstructed and made ADA compliant, and backstop and dugout improvements were made at Evers and North Lakes Parks. Projects currently under design include the Rail Trail Bridge over Loop 288, the IOOF and Oakwood Cemetery fences, and the adult soccer fields at North Lakes Park. Transportation Improvements (EXHIBIT 3) $27.7 million 0 Streets Reconstruction $10.0 million The Street Reconstruction portion of the bond program is nearing completion. There were a total of 41 street segments identified for reconstruction; we have five streets remaining to complete the bond program (Exhibit 3). We anticipate some savings when all projects are completed. The original plan for the streets reconstruction projects was to contract outside for the majority of the projects. Early on in the bond program we realized that the approximate doubling of asphalt prices that occurred in association with hurricane Katrina would cause cost overruns on these projects. As a result staff elected to do most of the reconstruction with internal forces. Staff will take the savings to the Citizen Oversight Committee with recommendations for additional road work. For example: one project which has changed significantly, and is currently on hold, is the Bonnie Brae project from Scripture to W. Oak. In 2003 when many of the CIP projects were identified some of the large constriction projects on the west side of town were not on the radar screen. With Rayzor Ranch expanding to the north and the new stadium and expansion of Bonnie Brae to the south plus the extension of the north south water transmission line along Bonnie Brae extensive reconstruction will be necessary to repair the roadway. • Transportation $17.7 million Hobson $1.20 million Brinker $0.91 million Mayhill $.50 million Shady Oaks $35 million Western $3.64 million Shady Oaks $2.20 million FM 1830 $0.80 million US 377 $2.00 million Walnut, Pecan, Austin $2.80 million Sidewalks $1.10 million Misc. Roadways $1.10 million Intersections Signals $1.10 million The Utility and CIP Engineering department (Engineering) has placed almost all of the funding associated with this aspect of the bond program into play, including a large part of the remaining dollars associated with Miscellaneous Sidewalks (approved by City Council on October 5, 2010 to be used for the walkways associated with the extension of Paisley Street). 1. Shady Oaks Drive and Brinker Road - The Shady Oaks Drive and Brinker Road projects were approved as separate projects as part of the 2005 Blue Ribbon Bond election package. The purpose of the Shady Oaks Drive project was to provide access between existing Shady Oaks Drive extending east from Woodrow Lane to Loop 288 at Morse Street. The purpose of the Brinker Road project was to extend existing Brinker Road north from its intersection with Spencer Road to tie in with the new section of Shady Oaks Drive. The Brinker Road project was also intended to provide some relief for traffic along Loop 288 during the constriction of that particular project. Although these two roadways were approved as separate projects in the bond election, for the purposes of design and bidding they were treated as a single job. As previously discussed with the Oversight Committee and the City Council, cost considerations and the inability to negotiate right-of-way (ROW) values led to the Brinker Road portion of the combined project not being awarded. Staff recommended bid award to the low bidder, JRJ Paving, L.P. in the amount of $2,884,059.98 for Bid Option No. 2 (Shady Oaks only) plus Alternative Bid No. 3 (48" steel casing pipe) to City Council on January 8, 2008. City Council approved staff s recommendation. Shady Oaks Drive was completed in all respects in March 2009. There are some issues associated with a failed section of the pavement adjacent to the Loop 288 intersection, and it is apparent that this issue has been caused by a separate utility contract. Sufficient funding to resolve this issue has been retained in the project number. All remaining bond dollars from the Shady Oaks and Brinker projects have been reallocated as a portion of the local match funding for the Mayhill Road widening project (also approved by the Oversight Committee and City Council). 2. Western Boulevard - Bonds for the constriction of the Western Boulevard project were sold in FY 2004-2005 and FY2005-2006 as part of the 2005 Blue Ribbon Bond election package. This project was intended to provide access between US Highway 380 south to FM 1515 (Airport Road). It was also intended to provide access for the Denton Municipal Airport when Masch Branch Road was closed as a result of runway extensions. The City received bids on the referenced project on December 13, 2007. Western Boulevard constriction was completed in all respects in March 2009. The roadway was actually opened to the public on March 4, 2009. All funds allocated to the project have been expended. 3. Mayhill Road -This project was placed on hold pending confirmation on the receipt of funding from S.H. 121 tolling proceeds (RTR funding). The funding provided in FY2004- FY2005 ($500,000.00) was reprogrammed to the Western Boulevard Project per previous direction by the Oversight Committee and City Council. 4. Intersection Improvements at Hobson Lane/U.S. Hwy. 377/F.M. 1830 - The constriction of TxDOT improvements to U.S. Hwy. 377 will supplant the need for this project. The funding provided in FY2004-FY2005 ($1.2 million) was reprogrammed into the Western Boulevard and Shady Oaks/Brinker projects per previous direction by the Oversight Committee and City Council. This project will be constricted by Denton County through the use of RTR funds. 5. FM 1830 Design - TxDOT does not have a project for the widening and improvement of FM 1830 programmed into their slate of projects at the current time. Funding from Denton County for this project was reallocated to other projects. For this reason, the bonds associated with this project were never sold. 6. Intersection Signalization - The four signalization projects on Carroll Blvd have been completed. 7. Miscellaneous Roadways - The miscellaneous roadway dollars were designed to allow flexibility in the event that a critical roadway design/constriction project came up during the CIP period. One of the larger projects included in this category is the Paisley Street extension project recently approved by City Council at an estimated cost of approximately $520,000. Another significant project involved improvements to Mockingbird Lane for a total project cost of $216,000. 8. Sidewalk Installations - A number of projects including the Teasley Lane Pathway and the Woodrow sidewalk have been completed. The anticipated remaining dollars is to be used on the Paisley project. FXHTBTT, 1. Public Building Improvements 2. Parks CIP Projects 3. Transportation Improvements Respectfully submitted: Jim Coulter Director of Water Utilities CO O N I~ N Lo d" co CO LQ Il- 00 co O ~j N LO V N LCS M LO CO C) O CN Lc? 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M_ EA EA EA EA EA EA e9 e9 e9 e9 00 O O 00 O O O CD O O O 6 CZ) CZ) 6 CZ) CZ) CZ) 6 CZ) CD CD 00 O O 00 O O O ZCCZ) CZ) CZ) O O O CD LO CD ~p LO LO CZ) ti ~ co O 00 ON N CS) r- O_ EA EA EA EA ~ ~ ~ <19 EA EA (6 y O c6 (6 E Z U) O z ` -0 C() O W W L W (6 Z W 2E Y Z O Z C O = Y Li O W Z U ~ O p Q LLJ ~ ~ Q -J C X w' -Fu Co w LIJ Q Q 0 0 W' ~ O ~ W O \ ~ O Q OC() O w w= w w ~ w Q p pz Lu W F QJ QJ Ln z > > 2 Y z O J U` CO L Oz O z ( --5 CO C) 00 _ LQ ~ 00 0 _ cJ M V N N V V LO LO r N N N N N N N N C CD CD CD CD CD CD CD CD c LO LO LO LO LO LO LO LO L co co co co co co co co C 6 ~ D O C p > z 7 W O J p W p p O j z LL O = O O J ~ w ~ p D O ry J L J Y > O p v 00 r- CF) J N N co D C) C) LO LO co am M W am O O LO O 6 64 LO M N O N LO am N 64 O n n O O C %i am LO 64 W O Lri LO C 64 O O O O O O O O O 6~4 La O C L6 (D O0 0 O 00 O CD 6 CD 6 CD CD C) CD O 0 0 O 00 O CN ti ~ Lo C:) M CS) of EA of EA EA Y o U 0 c6 in O o c a d c Cl 0 _ C aD Q c 00 '6 0 N - 0 0 Co 0 0 T C 0 cu cu d' m W Z U p O O O O O Lfl l!7 EA 0 H V O -:T V O 'I: co CD C* (D CD to d L o O Lo LO V O m N N Q K3 K3 69 O O O O O O m O O O m ti N O O ~ ~ 64 U) U) _0 _0 C C O O 0 0 C AGENDA INFORMATION SHEET AGENDA DATE: November 16, 2010 DEPARTMENT: Finance ACM: Jon Fortune 1/ 0 SUBJECT Consider approval of an ordinance of the City of Denton, Texas amending the City's utility credit and collection policies that are contained in the Denton Code of Ordinances, Chapter 26, "Utilities," Sections 26-3, 26-4, 26-5, 26-6, 26-8 and 26-9; providing an open meetings clause; providing a cumulative clause; providing a repealer; providing a severability clause; providing an effective date (The Public Utilities Board recommends approval of this item by a vote of 5-0) BACKGROUND During the summer of 2008, the Customer Service department participated in the management study conducted by Navigant Consulting. The results of the study provided an evaluation of the department's current processes including procedures related to customer credit issuance and revenue collection. Navigant's findings indicated that Denton's annual bad debt is high, especially for a small utility. Contributing factors to the bad debt included a lack of effective customer credit screening, inadequate deposit policies, and ineffective collection efforts. Based on these findings, Navigant recommended that Utilities Customer Service revamp procedures to reduce the City's bad debt and enhance the customer experience. To assist with prompt implementation of these recommendations, Customer Service once again partnered with Navigant in July 2009. The goal of this collaborative effort was to introduce a strategy that bases collection activity on customer credit risk. By adhering to a risk based system, Customer Service can make processes easier for good paying customers and protect the City from bad debt associated with high risk customers. The proposed processes can be used to guide decision making when working with new, existing, and former customers. An essential element of the proposed process will be to ask customers to verify their identity and participate in a credit check when requesting new service. The credit check will be a "soft" inquiry on the customer's credit, and as such, will not negatively affect their credit rating. Based on the results of the credit check or previous payment history with the City, Customer Service employees will determine the appropriate deposit for each customer. After an account is established in the customer's name, Customer Service will evaluate the customer's payment activity on a monthly basis. These activities will be reflected via a credit rating within the utility billing software. On-time bill payment has a positive impact on the credit rating while poor payment habits will affect it negatively. This credit rating will then be used as the basis for reevaluating deposit coverage and determining the timing and type of collection action. Agenda Information Sheet November 16, 2010 Page 2 During the March 2, 2010 City Council meeting, Customer Service presented Council with an overview of the aforementioned changes along with a proposal to revise the Code of Ordinances. The proposal was originally an item on the consent agenda; however, Council recommended the item be removed from the agenda so that staff could research 1) options available for customers attempting to connect service and unable to pay deposits, 2) changes to due dates and collection timelines, 3) possible increases to late fee penalties, and 4) the need for further documentation of the City's collection processes. The City Council expressed concern that high credit risk customers could be denied services until deposit amounts were paid in full. It was suggested that staff investigate funds from charitable organizations being used toward service deposits. After reviewing this suggestion with the charitable organizations serving Denton, staff found that organizations such as Community Services will not provide funds for delinquent fees or deposits. Other charities may elect to provide a donation to assist with a deposit requirement; however, the donation may depend on the availability of funds, customer income, and billing documentation. In addition, Council asked staff to consider waiving the deposit amount if a customer agrees to a shorter collection cycle. Doing so may allow the customer entering the utility system to receive services without payment for up to sixty days. Additional administrative and meter reading work will be required to effectively manage such agreements, and as a result, additional resources for both Customer Service and the metering department would be required. Due to the debt risk and additional resources required to implement this suggestion, staff recommends maintaining the proposed collection timeline and the collection of service deposits prior to connection of utility service. In a review of Customer Service's collection action timeline, the City Council requested that staff consider adjusting due dates and the timing of collection actions. Council mentioned that the current due date of sixteen days may prove to be too aggressive for many commercial customers and recommended that staff consider implementing a due date of thirty days. In order to accommodate a separate collection cycle for commercial accounts, additional resources will be required. Staff also reviewed credit ratings by customer type within the utility billing system and found that commercial customers maintain a higher ratio of good credit than residential customers. Based on these findings, it appears that most commercial customers are adhering to the current due date. The Council also requested that staff consider reducing the timeline's forbearance period. The proposed timeline allows twelve days to elapse before assessing late penalties and another ten days to elapse before terminating a customer's service for nonpayment. Staff agrees with this suggestion; however, further changes to the collection timeline will be difficult due to the manual nature of the meter reading and billing processes. It is also possible that changes to the penalty schedule could result in drastic changes to customer credit ratings. Staff recommends the implementation of the proposed timeline, and if unpaid utility debts continue to grow, the timeline will be reevaluated. Agenda Information Sheet November 16, 2010 Page 3 Council members expressed concern that the current late fee charge of $10.00 may not be an adequate penalty to encourage late paying customers to change their behavior. Staff agrees with this observation and an increase to a $20.00 penalty for late payment is recommended. This increase can be implemented in conjunction with the approval of the proposed ordinance changes. During a meeting with City Council on November 1, 2010, staff was asked to investigate the cost for maintaining multiple collection timelines and due dates by customer type. Doing so would require a minimum of twenty new billing cycles along with twelve additional billing and metering employees. Implementation of such a change would exceed $268,000 in onetime costs. This amount includes the costs associated with the purchase of workstations, vehicles, and equipment. In addition, recurring annual costs, such as fuel, vehicle maintenance, and employee compensation, would exceed $573,000. Based on these figures and the complexity of managing additional billing cycles, staff recommends maintaining a single collection timeline and due date. Council also inquired about the cumulative amount of uncollectible debt. The total amount of debt that has been classified as uncollectible in the utility billing system is $18,258,472.01. Of this amount, $10,642,861.39 has been recorded in the last ten fiscal years from 1999-2000 through 2009-2010. The remaining debt of $7,615,610.62 was accumulated in the preceding twenty-five years. In addition, Council requested information about the number of delinquent customers that typically pay by credit card. In September 2010, staff found that 30% of the 8,268 delinquent customers paid by credit card. An additional 56% utilized the other payment methods allowed by the City, and the remaining 14% did not remit payment within the month. 70% of the 8,498 credit card payments in September were made by customers in good standing. While discussing the implementation plan for assessing additional deposits, staff was asked to consider providing customers the option to pay the deposit over a period of monthly billings. Staff agrees with this recommendation and will allow deferment of equal deposit payments over a three month period. During the deferment, the customer will be required to remit the installment payment for deposit in addition to their normal utility charges by the due date communicated on their monthly billing. Staff was also asked to report back to the City Council in twelve months to discuss the implementation of an escalating late fee charge and to provide an update regarding collection performance. Staff agrees to provide the requested report and will investigate the implementation of further late fee changes. Agenda Information Sheet November 16, 2010 Page 4 RECOMMENDATION If the City Council is in agreement with the proposed strategy, staff will begin implementing the plan as outlined in the presentation with an effective date of January 1, 2011. PRIOR ACTION/REVIEW (Council, Boards, Commissions) During the summer of 2008, the City Council and Public Utilities Board reviewed the Navigant Management Report prepared for Denton Municipal Electric. On January 26, 2009, a Customer Service strategy was presented to the Public Utilities Board. The Board recommended that staff proceed with the suggested strategy. On March 10, 2009, a Customer Service strategy was presented to the City Council. The City Council recommended that staff proceed with the suggested strategy. On February 22, 2010, the Public Utility Board recommended implementation of the proposed ordinance changes and requested that staff conduct further investigation regarding the continued practice of paying interest toward customer service deposits. On March 2, 2010, the City Council reviewed proposed ordinance changes and requested that staff investigate recommendations regarding alternatives to service deposits, changes to due dates and collection timelines, increases to late payment penalties, and documentation of collection processes. On November 1, 2010, the City Council reviewed proposed ordinance changes and staff responses to recommendations regarding alternatives to service deposits, changes to the collection timeline, and increases to late payment penalties. FISCAL INFORMATION Uncollectible utility debt has increased each of the past two fiscal years. In fiscal year 2006- 2007, uncollectible debts totaled $690,317.70. In fiscal year 2007-2008, debts increased to $761,722.52 followed by $1,121,273.06 in fiscal year 2008-2009. EXHIBITS 1. PowerPoint Presentation 2. Navigant Report PowerPoint Presentation 3 . Ordinance 4. Redline Version of Ordinance 5. Departmental Policies Agenda Information Sheet November 16, 2010 Page 5 Respectfully submitted: Bryan Langley Chief Financial Officer Prepared by: Ethan Cox Customer Service Manager 0 4-j i 4-J h n PIZ$ ' • PIZ$ ra P ® 4-j n ® N ~ 4-J • r 4-j 4--J P 1 a--J . r--1 PIZ$ 00 O v N ~ • r' Q U c~ rl a i ~M O ® O O V ct cv ct ~ c 1 blo b J bA ~ N . U ~ ~ O . ~w O ~ U O j a--+ p bA U C7 ~ 4q U , ~ O 4-0 a~ VN 00 0 0 O \ 4. n `o v j A .4- p CU C7 ct 4 U , 0 e l I wo„1y s ~ O p O O O O O O 0 co ~ CIN N O O ~ O O O O N b~0 bA b~0 ~ b~0 bA 4-j 4-j 4-j 4-j 4-j 4-j ~ GA U Q W O ~ mm O O a U a-j Cd U 3 1 C~ O O Q 1 n 1 1 1 ,Uy 00 ~ c}., I O t U , - CO l c~j ( ~ * 2 m. Q co c - ' Q 00 1 00 ° O co (3.) c~j N ~ I 00 N (3.) • . 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NAvIGANT c0 N sU L T I N G O O O p 4 b A Lr) ~ U c~ r j 11-4 O 75 ~ 0 ~O ~ w ~ bA W X cn cn 4 ~ o O 4~ Qj '4-4 0 FA W4 ~ u bC u O . u 0) 4- U bA 1-4 -W y bA 75 > > y U cn W o a c~ 75 U bA 4~ p ~ O ~ o w ~ •n u ~ u v O ¢ ~ Cn 1 o U O r, • 4~ w O bbt 75 O D ? U N U . V bA U n U ~ o o u 0 m a o p O O P o 0 + + ~ r, U u w 4~ u ~ cn Q w W ~1 O" ~ a u ° o cn cn cn cn O 75 75 75 U U 0) U a~ 0 U U 0) cn a~ U 4 u z Z) z C 0) X-- 0 0 m, .m D 14 C) @ u z Z) 4--+ 4 - C 4-j > ~bbA O 4 c~ ~ a ~ b-O o > o bt o bC 00 W ° k4~ u, a~ +j bO v p u v r O 4L c~ 4-j bO (1) ro ro -P "o 4-3 bbO +u bA c~ +u bA r-+ C) OL 0 00 m14 14 ti N O u z Z) OZ- C X-- C14 z E 0 c o s~ a) - O~ 00 L c) C, m .m D 14 C) @ ORDINANCE NO. 2010- AN ORDINANCE OF THE CITY OF DENTON, TEXAS AMENDING THE CITY'S UTILITY CREDIT AND COLLECTION POLICIES THAT ARE CONTAINED IN THE DENTON CODE OF ORDINANCES, CHAPTER 26, "UTILITIES," SECTIONS 26-3, 26-4, 26-5, 26-6, 26-8, AND 26-9; PROVIDING AN OPEN MEETINGS CLAUSE; PROVIDING A CUMULATIVE CLAUSE; PROVIDING A REPEALER; PROVIDING A SEVERABILITY CLAUSE; PROVIDING AN EFFECTIVE DATE (THE PUBLIC UTILITIES BOARD RECOMMENDS APPROVAL OF THIS ITEM BY A VOTE OF 5 TO 0). WHEREAS, in the summer of 2008 the Utilities Customer Service department participated in a management study conducted by Navigant Consulting ("Navigant"). The results of that study provided an evaluation of the Department's current processes including procedures related to customer credit issuance and revenue collection. Navigant's findings indicated that the City's annual bad debt is high, especially for a small utility. These findings were due to a lack of effective customer credit screening, inadequate deposit policies, and ineffective collection efforts. Navigant recommended that Utilities Customer Service revamp procedures in order to reduce the City's bad debt load, as well as to enhance the utility customer experience; and WHEREAS, in order to implement the Navigant recommendations, Utilities Customer Service once again partnered with Navigant in July, 2009. The goal of this collaborative effort was to introduce a strategy that bases collection activity on consumer credit risk. By going into a risk-based system, Utilities Customer Service can make processes easier for good paying customers and protect the City from bad debt that is associated with high risk customers. The processes that are a part of this ordinance can be used to guide decision making when working with new, existing, as well as former customers; and WHEREAS, Chapter 26 of the Denton Code of Ordinances presently addresses the subjects of utility service deposits and the collection of accounts regarding all City utility customers; this ordinance clearly provides amended and updated collection procedures for all City utility customers that are beneficial to both the City and to its utility customers. This ordinance implements credit reporting requirements for all customers as well, and states the criteria and alternatives for establishing utility service; and WHEREAS, the City Council of the City of Denton deems it to be in the public interest to adopt these amendments to the Code of Ordinances as set forth herein, NOW, THEREFORE, THE COUNCIL OF THE CITY OF DENTON HEREBY ORDAINS: SECTION 1. The findings contained in the preamble of this ordinance are incorporated herein as if fully set forth within the body of this ordinance. SECTION 2. The following sections of the City of Denton Code of Ordinances, Chapter 26, "Utilities" are hereby amended to read as follows: -1- Refer to Exhibit "A" incorporated herewith and attached hereto, which sets forth the provisions of Sections 26-3, 26-4, 26-5, 26-6, 26-8, and 26-9, in their entirety, as said Sections are now amended by this ordinance. SECTION 3. It is officially found and determined that the meeting at which this ordinance was passed was open to the public as required by law, and that public notice of the time, place and purpose of this meeting was given as required by law. SECTION 4. This ordinance shall be cumulative of all other ordinances of the City of Denton and shall not repeal any of the provisions of said ordinances except for the sections specifically repealed by this ordinance and in those instances where the provisions of those ordinances are in direct conflict with the provisions of this ordinance. SECTION 5. If any section, subsection, paragraph, sentence, clause, phrase, or word in this ordinance, or the application thereof to any person or under any circumstances is held invalid by any court of competent jurisdiction, such holding shall not affect the validity of the remaining portions of this ordinance, and the City Council of the City of Denton, Texas, hereby declares it would have enacted such remaining portions despite any such invalidity. SECTION 6. Save and except as amended hereby, all of the provisions, sections, subsections, paragraphs, sentences, clauses, and phrases in the City Code of Ordinances shall remain in full force and effect. SECTION 7. This ordinance and the rates herein adopted shall become effective, charged, and applied to all utility services rendered by the City, and shall become effective with the first billing issued on and after January 1, 2011; and a copy of said rates and charges shall be maintained on file in the Office of the City Secretary of the City of Denton, Texas. PASSED AND APPROVED this the day of 12010. MARK A. BURROUGHS, MAYOR ATTEST: JENNIFER WALTERS, CITY SECRETARY By: -2- APPROVED AS TO LEGAL FORM: ANITA BURGESS, CITY ATTORNEY By: EXHIBIT "A" ARTICLE L IN GENERAL Sec. 26-1. Assistant city manager - utilities. (a) Definition. As used in this chapter and wherever it may appear in this Code, the term assistant city manager - utilities or public utilities director shall mean the assistant city manager - utilities of the utilities department. (b) Appointment. The assistant city manager - utilities shall be appointed by the city manager subject to confirmation by the public utilities board. (c) Powers and duties. The assistant city manager -utilities shall have such powers and duties as may be provided by ordinance. (d) Mapping of systems. The assistant city manager - utilities shall prepare and maintain complete, up-to-date maps of the electric, sanitary sewerage and water systems of the city. (Code 1966, § 25-1; Ord. No. 2001-200, § 1, 5-15-01) Sec. 26-2. Right of entry. Employees of the utilities department shall have the authority to enter any house or premises at any reasonable time in the regular line of duty for the purpose of inspecting any water, electric or sewer line or any water or electric meter or for the purpose of making necessary repairs. If such entry is refused, the employee shall have recourse to every remedy provided by law to secure entry. (Code 1966, § 25-5) Cross references: Inspection and abatement warrants, § 19-86 et seq. State law references: Inspection warrants, Vernon's Ann. C.C.P. art. 18.05. Sec. 26-3. Service deposits and alternatives. Employees of the utilities customer service department will determine the appropriate service deposit requirement based on the customer's credit rating with the city utility system or by a reliable external credit source available to the city. -4- (a) Residential customers. If a customer receiving residential service is required to make a deposit, the deposit may be as much as an amount equal to one-sixth of the last twelve (12) months billing at the service location or a similar location as determined by the utility representative. (b) Residential exemption from deposit. No service deposit will be required of an applicant for residential utility service if the applicant can provide and qualify for one (1) of the following: (1) The applicant has an acceptable credit rating for twelve (12) consecutive months within the last two (2) years with the city utility system. (2) The customer receives an acceptable credit rating from a credit source available to the city. The customer must pay the cost of obtaining the credit rating. This cost will be set annually within the utility rate ordinance, but will not exceed one hundred dollars ($100.00). (3) Customers with little credit history or a fair credit rating may be allowed to provide one of the following alternatives in lieu of deposit: a. A signed letter of good standing for utility services from a former utility company for verification within twenty (20) days of applying for service; or b. The applicant provides a cosigner who accepts responsibility and is verified to have an acceptable credit rating with the city utility system, and who is willing to be listed on the applicant's account to guarantee payment of the applicant's utility bills. This guarantee will be in effect until the applicant develops an acceptable credit rating and the cosigner requests removal from the account. For purposes of this chapter, "acceptable credit rating" shall mean a credit rating which is based upon a commonly used formula or a formula approved by the city council. (c) Commercial customers. In the case of commercial or industrial service, if the applicant for service is required to make a deposit, the amount of the deposit shall be an amount up to one-sixth of the last twelve (12) months of billing at the location where service is requested. If no previous history is available for the location, a representative facility similar to the type where service is requested will be used to establish the amount of the deposit. (d) Commercial exemption from deposit. An applicant for utility service for a commercial or industrial entity or business may not be required to make a deposit if the applicant: -5- (1) Provides the city an acceptable commercial/industrial credit rating for the last twenty-four (24) months the customer received service from the city utility system; or (2) The customer receives an acceptable credit rating from a credit source available to the city. The customer must pay the cost of obtaining the credit rating. This cost will be set annually within the utility rate ordinance, but will not exceed one hundred dollars ($100.00). (3) If the credit of a commercial/industrial customer for service has not been established satisfactorily to the city, the applicant may provide an irrevocable letter of credit in lieu of a deposit within twenty (20) days of signing for service. The irrevocable letter of credit must be executed by a Texas bank and must be approved by the city manager and city attorney. The customer must maintain the irrevocable letter of credit in effect at all times. If the customer allows the irrevocable letter of credit to expire, the customer shall pay a deposit in the amount provided as listed above, or the city may terminate utility service. (Code 1966, § 25-4; Ord. No. 94-132, § I, 7-19-94; Ord. No. 2001-200, § 1, 5-15-01; Ord. No. 2002-316, § 1, 9-17-02) Sec. 26-4. Additional deposit required. (a) Additional deposits. The city may require a customer to make an additional deposit in the event that a deposit made as specified in subsection (a), (b), (c), or (d) is subsequently determined to no longer be sufficient. The city may disconnect service if the customer does not remit the additional deposit within fourteen (14) days of the city's request, provided a written disconnect notice has been issued. Such disconnect notice may be issued concurrently with the written request for the additional deposit. A customer may be required to pay a deposit or put down an additional deposit amount if: (1) The customer has been terminated from the receipt of utility service due to non-payment of a utility bill; or (2) The city has determined there is evidence of a customer tampering with the city's meter; or (3) The customer has an unacceptable credit rating and the city does not have in its files a current cosigner who meets the requirements of section 26-3(a) or (b); or (4) The customer has been required to pay or is paying off a utility account balance previously deemed uncollectible or is past due; or -6- (5) The customer's irrevocable letter of credit filed with the city in lieu of a deposit has expired. (b) Interest. The city shall pay interest on deposits at an annual rate established by city council. If a refund of the deposit is made within thirty (30) days of receipt of the deposit, no interest will be paid. If the deposit is retained more than thirty (30) days, payment of interest shall be retroactive to the date the entire amount of deposit has been made. The deposit shall cease to draw interest on the date it is returned or credited to the customer's account. Payment of the interest to the customer shall be made at the time the deposit is returned or credited to the customer's account. If the customer's account is active, the deposit will automatically be applied to the customer's account to offset current billing. (c) Credit checks. After making application for service, the customer service department may at any time pursue a credit reference check. If the credit check shows the customer does not have an acceptable credit rating, the customer will be required to place a deposit on the account. Failure to do so will result in the discontinuance of service with no less than two (2) days of notification given verbally or in writing, to the prospective customer by the customer service department. (Ord. No. 94-132, § I, 7-19-94; Ord. No. 2001-200, § 1, 5-15-01; Ord. No. 2002-316, § 1, 9-17- 02) Sec. 26-5. Refunds of deposits. The city shall refund deposits to applicants and customers if one of the following events occurs: (1) The customer's service has been disconnected. The city shall refund the deposit plus accrued interest less any outstanding balances. A transfer of service from one service location to another shall not be deemed a disconnection and the city shall not require an additional deposit unless authorized by section 26-3 or section 26-4 hereof. (2) When the customer has paid bills and avoided delinquent status for service for twelve (12) consecutive residential billings without having service disconnected for non-payment of bills, or meter tampering, and provided the customer is not delinquent in the payment of the current bill. The city shall then, in that event, refund the deposit (plus accrued interest) to the customer in the form of a credit to the customer's account. (Ord. No. 94-132, § I, 7-19-94; Ord. No. 2001-200, § 1, 5-15-01; Ord. No. 2002-316, § 1, 9-17- 02) Sec. 26-6. Other fees. -7- (a) Installation charge. A first service connection charge in an amount established by the city council and on file in the office of the city secretary will be charged to customers requesting electric service, where no permanent service previously existed and where a new account number is established. (b) Connection charge. A connection charge in an amount established by the city council and on file in the office of the city secretary will be charged to customers requesting water and/or electric service (c) Delinquent service charge, reconnect charge, and deposit. If water and/or electric utility service is processed for nonpayment, then the customer will be required to pay a delinquent service charge or reconnect charge in an amount established by the city council and on file in the office of the city secretary and establish and maintain a deposit sum up to one-sixth of the last twelve (12) months' billings on billing at the location where service is requested. If a twelve (12) month history is not available, an estimated usage will be used to determine the deposit amount. (d) Unauthorized usage penalty. If a customer fails to request a water and/or electric connection within twenty-four (24) hours of occupancy in a new service location, then the customer will be required to pay an unauthorized usage penalty in an amount established by the city council and on file in the office of the city secretary. (e) Meter reading charge. If a customer requests a reading of a city meter due to a contested billing more than two (2) times in the previous twelve (12) months and if no error is found, the customer will be charged a meter reading charge. The meter reading charge will be in an amount established by the city council and on file in the office of the city secretary. (f) Meter testing charge. If a utility customer requests the testing of a city meter that was previously tested within the past four (4) years and the meter is found to be within accuracy standards, the customer will be charged a meter testing charge. The meter is defined as within accuracy standards when found to be plus or minus two (2) percent or less. This meter testing charge will be established by the city council and on file in the office of the city secretary. (g) Meter tampering and or damage charge. A meter tampering charge will be required of any person that tampers with, damages, or illegally connects to any city electric, or water, or wastewater system. The meter tampering charge will be established by the city council and on file in the office of the city secretary. (h) Meter inaccessibility charge. A meter inaccessibility charge will be required of any customer that prevents the regular and routine reading or repair, maintenance or replacement of any city electric or water meter. The meter inaccessibility charge will be established by the city council and on file in the office of the city secretary. -8- (i) Returned pavment charge. If a customer has a check, money order, or bank draft that has been dishonored by the maker's bank and returned to the city as unpaid, the customer will be required to pay a returned payment charge in an amount established by the city council and on file in the office of the city secretary. 0) Late pavment charge due on delinquent balances. A late payment charge in the amount of $20.00 will be assessed on past due balances on the fifth business day following the due date. (k) Interest charge on past due account balances. Interest shall be assessed on any past due account balance (excluding late payment charges) that remains unpaid prior to the current month's billing calculation. Interest shall be assessed based on the customer's monthly billing schedule and the due date of the customer's past due bill. The interest charge shall be due and payable on the due date of the current month's billing. The interest charge will be established by the city council and on file in the office of the city secretary. (1) Application fee. An application fee may be charged if the customer cannot provide a satisfactory credit rating through previous service history with Denton Municipal Utilities. The application fee will be established by the city council and will be on file in the office of the city secretary. (Ord. No. 94-132, § I, 7-19-94; Ord. No. 2001-200, § 1, 5-15-01; Ord. No. 2002-316, § 1, 9-17- 02) Sec. 26-7. Service prohibited to premises in violation of city ordinances. No utility service of the city or connection for such service shall be furnished or provided to any person engaged in the erection, constriction, alteration or repair of any building or premises or any part thereof or engaged in the excavation or the laying of the foundation for any building or premises or part thereof where any part of such building or premises is being erected, constricted, altered or repaired in violation of any ordinance of the city. (Code 1966, § 25-2; Ord. No. 94-132, § III, 7-19-94) Sec. 26-8. Grounds for discontinuance of service. (a) The assistant city manager-utilities, or his designee, shall discontinue service to any person violating any provision of this chapter or any published rile or regulation of the utilities department, or of the city, until such violation has been corrected. (b) The assistant city manager-utilities, or his designee, shall discontinue service to any person found defrauding the utilities department by tampering with any water or electric line or meter. Service disconnected for any such reason shall not be restored until the assistant city manager-utilities, or his designee, is satisfied that all loss to the utilities -9- department has either been repaid, or is financed for repayment, and that service may be restored without undue risk of further loss through such acts or nonpayment. (c) Subject to the approval of the city manager, the assistant city manager-utilities, or his designee, shall discontinue service to any person found to be unreasonably wasting or diverting electricity or water. (d) Utility services may be terminated if payments become delinquent. The city may terminate services at any time upon delinquent status of an account. Once services are terminated, any deposit held by the city will be applied to the delinquent account when the final bill is generated. If the customer wishes to reconnect services, the customer will be required to pay a delinquent service charge or a reconnect charge and the remaining balance of the delinquent amount. The city may refuse service and require payment in full, based on the credit history of the customer. For continued service, the city will require an additional deposit amount as described in 26-4. (Code 1966, § 25-3; Ord. No. 94-132, § III, 7-19-94; Ord. No. 2001-200, § 1, 5-15-01; Ord. No. 2002-316, § 1, 9-17-02) Sec. 26-9. Billing and collection for services. (a) Due date for pavment of statements. The due date for the payment of the bill for utility services shall not be less than ten (10) business days after issuance. Payment must be posted to the customer's account by close of business on the due date, in order to avoid assessment of a delinquent penalty. Payments placed in the mail and showing a postmark on the due date will not be considered as being received on the due date. In addition payments made through alternative sources such as, telephone, remote payment locations, drop box, or internet, will be accepted according to the terms established for those services. These payment requirements will be made available on the customer's utility bill, the city's website, and posted at customer access points when possible. (b) Discontinuance of service for nonpavment. Each customer of the city's utility system who has not paid by the due date as noted on the billing, or according to finance agreements, is eligible for disconnect after the due date upon two (2) days notice. (c) Notice of termination of services. A customer will be notified on his current utility statement that his service is eligible for disconnection if payment is not received by the terms stated on the current bill. The notice will inform the customer that he should remit payment immediately to avoid disconnection. Should the customer contact the utility customer service department within a five (5) day period and prior to disconnection of utility services to present any evidence or argument concerning the statement or amount of utility service provided by the city, the customer will be required to pay any amounts not registered by the customer service department as under dispute by the due date. Any disputed items must be resolved within sixty (60) days of notification to utility customer service. The city will attempt to call the customer and provide a verbal warning of termination of services at least two (2) days prior to actual termination. -10- (d) Alternatives to termination of service. A customer with a past due or delinquent balance may avoid termination of utility service by doing one (1) of the following: (1) Paying the total amount due by the specified due date; (2) Requesting a payment arrangement with the utility customer service department. The payment arrangement guidelines will be established by the city council and on file in the office of the city secretary. (e) Certain adjustments prohibited No adjustment will be made in any monthly bill because of any water or electric leak or loss, unless otherwise stated in this ordinance. No allowance shall be made on utility bills because of use of less service than the quantity set as the basis for the minimum charge. (f) Service meters required Each customer maintaining a separate residence, either house or apartment, shall have a separate water meter and electric meter and a separate service connection to the city sewer lines; provided, however, that multiple dwellings containing less than four (4) units may be served by one (1) water and one (1) electric meter and one (1) sewer service connection and will be billed under the residential multiple block rate. Multiple dwellings containing four (4) or more units which do not have separate metering and service facilities shall be classified as commercial buildings for utility purposes and shall be billed under the applicable commercial rates. (g) Notice of service changes required Any customer or prospective customer of the city utility system moving into or out of a building where electric, water, sewer or solid waste service is or will be provided, shall give a minimum of twenty-four (24) hours notice to the customer service department prior to the proposed date of connection or disconnection of utilities. If the customer fails to give proper notification for connection, he will be required to pay an unauthorized usage penalty and payment for services shall be prorated based on evidence provided by the customer or available to utility services and the amount billed will be due and payable by the customer. (h) Proration of utility bills. The billings for utilities consumption may be calculated on a thirty-day basis and prorated higher or lower for longer or shorter billing periods respectively. (i) Proration of customer facility charge. All monthly customer facility charges contained in this chapter shall be prorated higher or lower for billing periods longer or shorter than thirty (30) days, respectively. In such cases, the actual number of days in the reading period shall be divided by thirty (30) days, then multiplied by the net monthly charge to arrive at a customer facility charge. 0) Estimated billings and billing adjustments. The city may estimate active utility services for no more than two (2) consecutive billing periods. This estimate shall be considered the current month billing and must be paid accordingly. The city shall also - 11 - have the right to provide billing adjustments, consisting of back-billing or back credits, on prior billings for a period up to, but no greater than two (2) years. These prior period billing adjustments must be based on actual meter readings, verifiable evidence, or proration based on actual readings. (k) Rejection of application for services. An application maybe rejected if utility customer service has a record of previous past due accounts owing by the applicant and/or any occupant therein that will receive benefit of the services provided to the service location. The city has the option of requiring these amounts to be paid in full or transferring the amounts to the new service account. (Code 1966, § 25-6; Ord. No. 94-132, III, IV, 7-19-94; Ord. No. 2001-200, § 1, 5-15-01; Ord. No. 2002-316, § 1, 9-17-02) Sec. 26-10. Budget billing customer option. Any residential or local government utility customer of the city may request to be billed for electrical, water, sewer and/or sanitation services based upon an average billing amount. The eligibility and calculation criteria are as follows: (1) The customer shall request budget billing in accordance with the provisions of this section. The customer must have established residence and have a good credit history within the past six (6) months with the city. Budget billing will not be open for enrollment during the four (4) months preceding the settlement month, or 12-month, of the budget billing year. (2) The city may accept or deny the request based on the customer's credit historv and circumstances as presented by the customer. Upon acceptance of the request, the city will compute the budget billing amount based on the last twelve (12) months of billing, and adjusted for any rate changes that would affect the budget billing calculation and as described in this subsection. The customer shall be billed this budget billing amount for the remaining months after approval of the application. On the settlement month, or twelfth billing month, the city will credit the customer's account for any accumulated amount in excess of the actual twelve (12) months' consumption. If the amount is greater than two (2) average monthly billings, the customer can request that the amounts be refunded, if requested prior to the due date of the credit. If the amount remaining represents an amount owed by the customer to the city, the customer shall have until the due date of the current billing to pay the additional amount due. The customer's account may be reviewed quarterly, and the budget billing amount may be adjusted based upon the current billings. (3) Monthly billing amount calculation. The city will compute the customer's monthly budget billing amount by totaling the billings for the services for the previous twelve (12) months. If twelve (12) months of billing history is not available, utility customer service may estimate the billing based upon the best -12- available information. These budget billing averages can be adjusted to reflect any rate changes that would likely increase or decrease the average annual billing amount. These annual billing amounts will be divided by eleven (11) to produce estimated usages per month for the next twelve (12) months. (4) The city may provide budget billing for utility services based 11pon the customer's length of residence, credit history, and upon information provided by the customer. Upon approval, the customer's written or oral consent shall constitute a legal agreement between the customer and the city. The customer must comply with the terms of this section, the terms of the agreement, and the budget billing policies of the city. (5) Termination of budget billing services. Any late payment (payment received after the billing due date) of any budget billing which occurs more than twice in a twelve-month period shall be cause for discontinuation of budget billing. Any returned check will also constitute a reason for termination of this service. Such customer may not re-qualify for such program until the customer re-establishes at least six (6) months of qualifying payment history. After a second removal from the program, a customer may not re-qualify for such program until after the expiration of one (1) year and a consecutive six (6) months of qualifying payment history. (Code 1966, § 25-6.1; Ord. No. 94-132, § III, 7-19-94; Ord. No. 2001-200, § 1, 5-15-01; Ord. No. 2002-316, § 1, 9-17-02) Sec. 26-11. Electrical meters, electrical meter terminal boxes and supply conductors; water meters and water distribution mains and lines. (a) It shall be unlawful for any person, other than an officer or employee of the city within the department of electric utilities or fire department, to knowingly or intentionally: (1) Remove or cause to be removed any electrical meter owned by the city from any electrical meter terminal box; (2) Remove or cause to be removed the cover or any other part or portion from any such meter or terminal box or loosen or cause to be loosened any part or portion thereof, (3) Insert or cause to be inserted any foreign object or inject or cause to be injected any foreign substance into any such meter or terminal box; (4) Make or cause to be made any adjustment in the mechanism of any such meter; or -13- (5) Tap onto or connect or cause to be tapped onto or connected any wire to the supply conductor of any such terminal box. (b) In the prosecution of any offense charged under subsection (a)(1) of this section, it shall be a complete defense to such offense if the person charged shows to the court by legal and competent evidence: (1) That such meter was removed for the purpose of protecting life or preserving property being immediately threatened by a hazard on the premises served by such; (2) That such meter was removed for the purpose of preventing a hazard to the stricture served by it due to a short circuiting in the electrical conductor between the terminal box in which such meter was housed and a main line switch or fuse box; or (3) That such meter was removed by a duly licensed electrician to facilitate the repair of the defective electrical conductor or for checking the supply voltage and at a time when an employee of the city within the department of electric utilities was not available to remove such meter. (c) In the event of the removal of any electrical meter by a duly licensed electrician under the circumstances enumerated in subsection (b)(3) of this section, the fact of such removal and the circumstances permitting the removal must be reported to the superintendent of the electric distribution division of the department of electric utilities by such electrician not later than one (1) hour after the commencement of the workday of such municipal employee next following such removal. (d) Unless written permission is first obtained from the superintendent of the water distribution division of the department of utilities of the city, it shall be unlawful for any person, other than an officer or employee of the city within the department of utilities, to knowingly or intentionally: (1) Tap onto or connect or cause to be tapped onto or connected any pipe with any water distribution main or line owned by the city; (2) Disconnect or cause to be disconnected any such water meter from any such water distribution main or line owned by the city; (3) Remove or cause to be removed the cover from any such water meter; or (4) Disconnect or cut off the water service to a stricture, dwelling or building. All meters, curb cocks, valves and meter boxes connected with the city water mains and service pipes, including those furnished at the expense of the consumers or property owners, shall remain under the direct control of the department of utilities, and it shall be unlawful for any -14- person other than those licensed to do plumbing or those with special permission from the city utilities department to connect, disconnect, move or tamper with any such meter or to turn on or off the water at the curb cock, valve or meter box in any way except with a regulation meter brass key. No bypass or connection between the meter and the main shall be made, maintained or permitted except upon written permission from the department of utilities. (e) If any such water meter is found to have been removed, if the cover or any part or portion of any such meter or terminal box is found to have been removed, if any part or portion thereof is found to have been loosened, if any foreign object is found to have been inserted or any foreign substance is found to have been injected into any such meter or terminal box, if any adjustment is found to have been made in the mechanism of any such meter, if any wire has been found to have been tapped onto or connected to the supply conductor of any such terminal box, if any pipe is found to have been tapped onto or connected with any such water distribution main or line, if any such water meter is found to have been disconnected from any such water distribution main or line or if there is the finding at any time of any fact, circumstance or condition on or about any such electrical meter, terminal box, conductor, water meter or water distribution main or line tending to show or evidencing that any such act has been committed or performed in violation of any portion or provision of this section, the fact, circumstance or condition shall be and constitute prima facie evidence and a rebuttable evidentiary presumption of knowledge on the part of the person having subscribed for electric or water service through any such electric or water meter or the person having the custody, control or management of the building, room or place for which such subscription is made of the performance or commission of any such act prohibited under the terms and provisions of this section that such subscriber or other person performed or committed such act or caused or occasioned the performance or commission of the act and shall bring such subscriber or other person prima facie within the scope, meaning and penalties of this chapter. (Code 1966, 17-11, 25-8; Ord. No. 94-132, § III, 7-19-94) Sees. 26-12--26-35. Reserved. - 15 - Exhibit 4 ARTICLE L IN GENERAL Sec. 26-1. Assistant city manager - utilities. (a) Definition. As used in this chapter and wherever it may appear in this Code, the term assistant city manager - utilities or public utilities director shall mean the assistant city manager - utilities of the utilities department. (b) Appointment. The assistant city manager - utilities shall be appointed by the city manager subject to confirmation by the public utilities board. (c) Powers and duties. The assistant city manager -utilities shall have such powers and duties as may be provided by ordinance. (d) Mapping of systems. The assistant city manager - utilities shall prepare and maintain complete, up-to-date maps of the electric, sanitary sewerage and water systems of the city. (Code 1966, § 25-1; Ord. No. 2001-200, § 1, 5-15-01) Sec. 26-2. Right of entry. Employees of the utilities department shall have the authority to enter any house or premises at any reasonable time in the regular line of duty for the purpose of inspecting any water, electric or sewer line or any water or electric meter or for the purpose of making necessary repairs. If such entry is refused, the employee shall have recourse to every remedy provided by law to secure entry. (Code 1966, § 25-5) Cross references: Inspection and abatement warrants, § 19-86 et seq. State law references: Inspection warrants, Vernon's Ann. C.C.P. art. 18.05. Sec. 26-3. Service deposits and alternatives. Employees of the utilities customer sei ice department will determine the appropriate seiA,ice deposit requirement based on the customer's credit rating with the city utility system or by a reliable external credit source available to the city. (a) Residential customers. If a customer receiving residential service is required to make a deposit I,a ~~pvs'rtrE~ isisi ~1 1f the deposit may be as much as an amount equal to one-sixth of the last twelve (12) months billing at the service Exhibit 4 location or a similar location as determined by the utility representative. 'Moll-~~` (b) Residential exemption from deposit. No service deposit will be required of an applicant for residential utility service if the applicant can provide and qualify for one (1) of the following: (-3- 2) The customer receives an acceptable credit rating from a credit source available to the city. The customer must pay the cost of obtaining the credit rating. This cost will be set annually within the utility rate ordinance, but will not exceed one hundred dollars ($100.00). (3) Customers with little credit history or a fair credit rating may be allowed to provide one of the following alternatives in lieu of deposit: a. A si-ned letter of good standing for utility services from a former utility company for verification within twenty (20) days of applying for service, or For purposes of this chapter, "acceptable credit rating" shall mean a credit rating which is based upon a commonly used formula or a formula approved by the city council. (c) Commercial customers. In the case of commercial or industrial service, if the applicant for service is required to make a deposit, the amount of the deposit shall be a ~ an amount eqthal up to one-sixth of the last twelve (12) months of billing at the location where service is requested, w e, . g f If no previous history is available for the location, a representative facility similar to the type where service is requested will be used to establish the amount of the deposit. Exhibit 4 (d) Commercial exemption from deposit. An applicant for utility service for a commercial or industrial entity or business may not be required to make a deposit if the applicant: (1) Provides the city an acceptable commercial/industrial credit rating for the last twenty-four (24) months the customer received service from the city utility Fe___ (2) The customer receives an acceptable credit rating from a credit source available to the city. The customer must pay the cost of obtaining the credit rating. This cost will be set annually within the utility rate ordinance, but will not exceed one hundred dollars ($100.00). (223) If the credit of a commercial/industrial customer for service has not been established satisfactorily to the city, the applicant may provide an irrevocable letter of credit in lieu of a deposit within twenty (20) days of signing for service. The irrevocable letter of credit must be executed by a Texas bank of and must be approved by the city manager and city attorney. The customer must maintain the irrevocable letter of credit in effect at all times. If the customer allows the irrevocable letter of credit to expire, the customer shall pay a deposit in the amount provided as listed above, or the city may terminate utility service. (Code 1966, § 25-4; Ord. No. 94-132, § I, 7-19-94; Ord. No. 2001-200, § 1, 5-15-01; Ord. No. 2002-316, § 1, 9-17-02) Sec. 26-4. Additional deposit required. (a) Additional deposits. The city may require a customer to make an additional deposit in the event that a deposit made as specified in subsection (a), (b), (c), or (d) is subsequently determined to no longer be sufficient.°~ 4ee The city may disconnect service if the customer does not remit the additional deposit within fourteen (14) days of the city's request, provided a written disconnect notice has been issued. Such disconnect notice may be issued concurrently with the written request for the additional deposit. A customer may be required to pay a deposit or put down an additional deposit amount if: Exhibit 4 (1) The customer has been terminated from the receipt of utility service due to non-payment of a utility bill; or (2) The city has determined there is evidence of a customer tampering with the city's meter; or (3) The customer has an unacceptable credit rating and the city does not have in its files a current cosigner who meets the requirements of section 26-3(a) or (b); or (4) The customer has been required to pay or is paying off a utility account balance previously deemed uncollectible or is past due; or (45) The customer's irrevocable letter of credit filed with the city in lieu of a deposit has expired. (b) Interest. The city shall pay interest on deposits at an annual rate established by city council. If a refund of the deposit is made within thirty (30) days of receipt of the deposit, no interest will be paid. If the deposit is retained more than thirty (30) days, payment of interest shall be retroactive to the date the entire amount of deposit has been made. The deposit shall cease to draw interest on the date it is returned or credited to the customer's account. Payment of the interest to the customer shall be made at the time the deposit is returned or credited to the customer's account. If the customer's account is active, the deposit will automatically be applied to the customer's account to offset current billing. -4 r-c. -s~.ae-eey~ •-4't~.s- 4I-. ~k-'4'rc.+ r-c,n4ax- 4 i~.y ,ti -._4I-. ,tik-'4I-. c, y I el 'y~ 4I'' -s-&H ~rir°~-cii°~~a°rr~°r~°r~ c~°~c~ee , (c) Credit checks. After making application for service, the customer service department may at any time pursue a credit reference check. l+ e~~~~" If the credit check shows the customer does not have an acceptable credit rating, the customer will be required place a deposit on the account. Failure to do so will result in the discontinuance of service with no less than two (2) days of notification given verbally or in writing, to the prospective customer by the customer service department. (Ord. No. 94-132, § I, 7-19-94; Ord. No. 2001-200, § 1, 5-15-01; Ord. No. 2002-316, § 1, 9-17- 02) See. 26-5. Refunds of deposits. The city shall refund deposits to applicants and customers if one of the following events occurs: Exhibit 4 (1) The customer's service has been disconnected. The city shall refund the deposit plus accrued interest less any outstanding balances. A transfer of service from one service location to another shall not be deemed a disconnection and the city shall not require an additional deposit unless authorized by section 26-3 or section 26-4 hereof. (Ord. No. 94-132, § I, 7-19-94; Ord. No. 2001-200, § 1, 5-15-01; Ord. No. 2002-316, § 1, 9-17- 02) Sec. 26-6. Other fees. (a) Installation charge. A first service connection charge in an amount established by the city council and on file in the office of the city secretary will be charged to customers requesting electric service, where no permanent service previously existed and where a new account number is established. (b) Connection charge. A connection charge in an amount established by the city council and on file in the office of the city secretary will be charged to customers requesting water and/or electric service (c) Delinquent service charge, reconnect charge, and deposit. If water and/or electric utility service is processed for nonpayment, then the customer will be required to pay a delinquent service charge or reconnect charge in an amount established by the city council and on file in the office of the city secretary and establish and maintain a deposit sum up to one-sixth of the last twelve (12) months' billings on billing at the location where service is requested. If a twelve (12) month history is not available, an estimated usage will be used to f R determine the deposit amount. (d) Unauthorized nsagc penalty. If a customer fails to request a water and/or electric connection within twenty-four (24) hours of occupancy in a new service location, then the customer will be required to pay an unauthorized usage penalty in an amount established by the city council and on file in the office of the city secretary. (e) Meter reading charge. If a customer requests a reading of a city meter due to a contested billing more than two (2) times in the previous twelve (12) months and if no error is found, the customer will be charged a meter reading charge. The meter reading Exhibit 4 charge will be in an amount established by the city council and on file in the office of the city secretary. (f) Meter testing charge. If a utility customer requests the testing of a city meter that was previously tested within the past four (4) years and the meter is found to be within accuracy standards, the customer will be charged a meter testing charge. The meter is defined as within accuracy standards when found to be plus or minus two (2) percent or less. This meter testing charge will be established by the city council and on file in the office of the city secretary. (g) Meter tampering and or damage charge. A meter tampering charge will be required of any person that tampers with, damages, or illegally connects to any city electric, or water, or wastewater system. The meter tampering charge will be established by the city council and on file in the office of the city secretary. (h) Meter inaccessibility charge. A meter inaccessibility charge will be required of any customer that prevents the regular and routine reading or repair, maintenance or replacement of any city electric or water meter. The meter inaccessibility charge will be established by the city council and on file in the office of the city secretary. (i) Returned pavment charge. If a customer has a check, money order, or bank draft that has been dishonored by the maker's bank and returned to the city as unpaid, the customer will be required to pay a returned payment charge in an amount established by the city council and on file in the office of the city secretary. 0) Late pavment charge due on delinquent balances. A late payment charge in the amount of $20.00 will be assessed on past due balances on the fifth business day following the due date. (k) Interest charge on past due account balances. Interest shall be assessed on any past due account balance (excluding late payment charges) that remains unpaid prior to the current month's billing calculation. Interest shall be assessed based on the customer's monthly billing schedule and the due date of the customer's past due bill. The interest charge shall be due and payable on the due date of the current month's billing. The interest charge will be established by the city council and on file in the office of the city secretary. Exhibit 4 (Ord. No. 94-132, § I, 7-19-94; Ord. No. 2001-200, § 1, 5-15-01; Ord. No. 2002-316, § 1, 9-17- 02) Sec. 26-7. Service prohibited to premises in violation of city ordinances. No utility service of the city or connection for such service shall be furnished or provided to any person engaged in the erection, constriction, alteration or repair of any building or premises or any part thereof or engaged in the excavation or the laying of the foundation for any building or premises or part thereof where any part of such building or premises is being erected, constricted, altered or repaired in violation of any ordinance of the city. (Code 1966, § 25-2; Ord. No. 94-132, § III, 7-19-94) Sec. 26-8. Grounds for discontinuance of service. (a) The assistant city manager-utilities, or his designee, shall discontinue service to any person violating any provision of this chapter or any published rile or regulation of the utilities department, or of the city, until such violation has been corrected. (b) The assistant city manager-utilities, or his designee, shall discontinue service to any person found defrauding the utilities department by tampering with any water or electric line or meter. Service disconnected for any such reason shall not be restored until the assistant city manager-utilities, or his designee, is satisfied that all loss to the utilities department has either been repaid, or is financed for repayment, and that service may be restored without undue risk of further loss through such acts or nonpayment. (c) Subject to the approval of the city manager, the assistant city manager- utilities, or his designee, shall discontinue service to any person found to be unreasonably wasting or diverting electricity or water. (d) Utility services may be terminated if payments become delinquent. The city may terminate services at any time upon delinquent status of an account. Once services are terminated, any deposit held by the city will be applied to the delinquent account when the feel bill is generated. If the customer wishes to reconnect services, the customer will be required to pay a delinquent service charge or a reconnect charge and the remaining balance of the delinquent amount. °gnr4 -w a 4 fee 7 The city may refuse service and require payment in full, based on the credit history of the customer. For continued service, the city will require an additional deposit amount as described in 26-4. (Code 1966, § 25-3; Ord. No. 94-132, § III, 7-19-94; Ord. No. 2001-200, § 1, 5-15-01; Ord. No. 2002-316, § 1, 9-17-02) Sec. 26-9. Billing and collection for services. Exhibit 4 (a) Dne date for pavment of statements. The due date for the payment of the bill for utility services shall not be less than ten (10) business days after issuance. Payment must be posted to the customer's account by close of business on the due date, in order to avoid assessment of a delinquent penalty. Payments placed in the mail and showing a postmark on the due date will not be considered as being received on the due date. In addition payments made through alternative sources such as, telephone, remote payment locations, drop box, or internet, will be accepted according to the terms established for those services. These payment requirements will be made available on the customer's utility bill, the city's website, and posted at customer access points when possible. (b) Discontinuance of service for nonpavment. Each customer of the city's utility system who has not paid by the due date as noted on the billing, or according to finance agreements, is eligible for disconnect after the due date ' s- ffetif°ea4e upon two (2) days notice. (c) Notice of termination of services. A customer will be notified on his current utility statement that his service is eligible for disconnection if payment is not received by the terms stated on the current bill. The notice will inform the customer that he should remit payment immediately to avoid disconnection, Should the customer contact the utility customer service department within toe-te" 4 t nb W4mw s, a live (5) day period and prior to disconnection of utility services to present any evidence or argument concerning the statement or amount of utility service provided by the city, the customer will be required to pay any amounts not registered by the customer service department as under dispute by the due date. Any disputed items must be resolved within sixty (60) days of notification to utility customer service. The city will attempt to call the customer and provide a verbal warning of termination of services at least two (2) days prior to actual termination. (d) Alternatives to termination of service. A customer with a past due or delinquent balance may avoid termination of utility service by doing one (1) of the following: (1) Paying the total amount due by the specified due date; (2) Requesting a payment arrangement with the utility customer service department, The payment arrangement guidelines will be established by the city council and on file in the office of the city secretary. g „a,~ r•aa, e ~ ~h~,+ a ~ „a,~ €'n+ I ~ ~~t ! tlS ar•rae ~ Tre°rcir~e`-cc rrmcnea~cv°~r~-1 __~ree° °rcir~~g~c~r~eerrrc~~~°J~ rc , !"T\ „~r~,~®,~°'i~n~i`~, ~~~rc°~ egg w-.L> ~ • ~a~~~, aa~~ ro~,°-i°d~'° ci ~ fl~ g , Exhibit 4 rg° 7 7 7 °ice~ci c ° ~e i- (e) Certain adjustments prohibited No adjustment will be made in any monthly bill because of any water or electric leak or loss, unless otherwise stated in this ordinance. No allowance shall be made on utility bills because of use of less service than the quantity set as the basis for the minimum charge. (f) Service meters required Each customer maintaining a separate residence, either house or apartment, shall have a separate water meter and electric meter and a separate service connection to the city sewer lines; provided, however, that multiple dwellings containing less than four (4) units may be served by one (1) water and one (1) electric meter and one (1) sewer service connection and will be billed under the residential multiple block rate. Multiple dwellings containing four (4) or more units which do not have separate metering and service facilities shall be classified as commercial buildings for utility purposes and shall be billed under the applicable commercial rates. (g) Notice of service changes required Any customer or prospective customer of the city utility system moving into or out of a building where electric, water, sewer or solid waste service is or will be provided, shall give a minimum of twenty-four (24) hours notice to the customer service department prior to the proposed date of connection or disconnection of utilities. If the customer fails to give proper notification for connection, he will be required to pay an unauthorized usage penalty and payment for services shall be prorated based on evidence provided by the customer or available to utility services and the amount billed will be due and payable by the customer. (h) Proration of utility bills. The billings for utilities consumption may be calculated on a thirty-day basis and prorated higher or lower for longer or shorter billing periods respectively. Exhibit 4 (i) Proration of customer facility charge. All monthly customer facility charges contained in this chapter shall be prorated higher or lower for billing periods longer or shorter than thirty (30) days, respectively. In such cases, the actual number of days in the reading period shall be divided by thirty (30) days, then multiplied by the net monthly charge to arrive at a customer facility charge. 0) Estimated billings and billing adjustments. The city may estimate active utility services for no more than two (2) consecutive billing periods. This estimate shall be considered the current month billing and must be paid accordingly. The city shall also have the right to provide billing adjustments, consisting of back-billing or back credits, on prior billings for a period up to, but no greater than two (2) years. These prior period billing adjustments must be based on actual meter readings, verifiable evidence, or proration based on actual readings. (k) Rejection of application for services. An application maybe rejected if utility customer service has a record of previous past due accounts owing by the applicant and/or any occupant therein that will receive benefit of the services provided to the service location. The city has the option of requiring these amounts to be paid in full or transferring the amounts to the new service account. l-le E rta++e rt, as '4I+c, e -z.®a-pia-r e--zr. ~4, at to ed ,..i7E~-E a tlzrn ( _~2lii°ro°nF.ri~. rri°~~a °~v ir _ vs®rrrrc (Code 1966, § 25-6; Ord. No. 94-132, III, IV, 7-19-94; Ord. No. 2001-200, § 1, 5-15-01; Ord. No. 2002-316, § 1, 9-17-02) Sec. 26-10. Budget billing customer option. Any residential or local government utility customer of the city may request to be billed for electrical, water, sewer and/or sanitation services based upon an average billing amount. The eligibility and calculation criteria are as follows: (1) The customer shall request budget billing in accordance with the provisions of this section. The customer must have established residence and have a good credit history within the past six (6) months with the city. Budget billing will not be open for enrollment during the four (4) months preceding the settlement month, or 12-month, of the budget billing year. (2) The city may accept or deny the request based on the customer's credit historv and circumstances as presented by the customer. Upon acceptance of the request, the city will compute the budget billing amount based on the last twelve (12) months of billing, and adjusted for any rate changes that would affect the budget billing calculation and as described in this subsection. The customer shall be billed this budget billing amount for the remaining months after approval of the application. On the settlement month, or twelfth billing month, the city will credit the customer's account for any accumulated amount in excess of the actual twelve (12) months' consumption. If the amount is greater than two (2) average monthly billings, the customer can request that the amounts be refunded, if Exhibit 4 requested prior to the due date of the credit. If the amount remaining represents an amount owed by the customer to the city, the customer shall have until the due date of the current billing to pay the additional amount due. The customer's account may be reviewed quarterly, and the budget billing amount may be adjusted based upon the current billings. (3) Monthly billing amount calculation. The city will compute the customer's monthly budget billing amount by totaling the billings for the services for the previous twelve (12) months. If twelve (12) months of billing history is not available, utility customer service may estimate the billing based upon the best available information. These budget billing averages can be adjusted to reflect any rate changes that would likely increase or decrease the average annual billing amount. These annual billing amounts will be divided by eleven (11) to produce estimated usages per month for the next twelve (12) months. (4) The city may provide budget billing for utility services based upon the customer's length of residence, credit history, and upon information provided by the customer. Upon approval, the customer's written or oral consent shall constitute a legal agreement between the customer and the city. The customer must comply with the terms of this section, the terms of the agreement, and the budget billing policies of the city. (5) Termination of budget billing services. Any late payment (payment received after the billing due date) of any budget billing which occurs more than twice in a twelve-month period shall be cause for discontinuation of budget billing. Any returned check will also constitute a reason for termination of this service. Such customer may not re-qualify for such program until the customer re-establishes at least six (6) months of qualifying payment history. After a second removal from the program, a customer may not re-qualify for such program until after the expiration of one (1) year and a consecutive six (6) months of qualifying payment history. (Code 1966, § 25-6.1; Ord. No. 94-132, § III, 7-19-94; Ord. No. 2001-200, § 1, 5-15-01; Ord. No. 2002-316, § 1, 9-17-02) Sec. 26-11. Electrical meters, electrical meter terminal boxes and supply conductors; water meters and water distribution mains and lines. (a) It shall be unlawful for any person, other than an officer or employee of the city within the department of electric utilities or fire department, to knowingly or intentionally: (1) Remove or cause to be removed any electrical meter owned by the city from any electrical meter terminal box; Exhibit 4 (2) Remove or cause to be removed the cover or any other part or portion from any such meter or terminal box or loosen or cause to be loosened any part or portion thereof, (3) Insert or cause to be inserted any foreign object or inject or cause to be injected any foreign substance into any such meter or terminal box; (4) Make or cause to be made any adjustment in the mechanism of any such meter; or (5) Tap onto or connect or cause to be tapped onto or connected any wire to the supply conductor of any such terminal box. (b) In the prosecution of any offense charged under subsection (a)(1) of this section, it shall be a complete defense to such offense if the person charged shows to the court by legal and competent evidence: (1) That such meter was removed for the purpose of protecting life or preserving property being immediately threatened by a hazard on the premises served by such; (2) That such meter was removed for the purpose of preventing a hazard to the stricture served by it due to a short circuiting in the electrical conductor between the terminal box in which such meter was housed and a main line switch or fuse box; or (3) That such meter was removed by a duly licensed electrician to facilitate the repair of the defective electrical conductor or for checking the supply voltage and at a time when an employee of the city within the department of electric utilities was not available to remove such meter. (c) In the event of the removal of any electrical meter by a duly licensed electrician under the circumstances enumerated in subsection (b)(3) of this section, the fact of such removal and the circumstances permitting the removal must be reported to the superintendent of the electric distribution division of the department of electric utilities by such electrician not later than one (1) hour after the commencement of the workday of such municipal employee next following such removal. (d) Unless written permission is first obtained from the superintendent of the water distribution division of the department of utilities of the city, it shall be unlawful for any person, other than an officer or employee of the city within the department of utilities, to knowingly or intentionally: (1) Tap onto or connect or cause to be tapped onto or connected any pipe with any water distribution main or line owned by the city; Exhibit 4 (2) Disconnect or cause to be disconnected any such water meter from any such water distribution main or line owned by the city; (3) Remove or cause to be removed the cover from any such water meter; or (4) Disconnect or cut off the water service to a stricture, dwelling or building. All meters, curb cocks, valves and meter boxes connected with the city water mains and service pipes, including those furnished at the expense of the consumers or property owners, shall remain under the direct control of the department of utilities, and it shall be unlawful for any person other than those licensed to do plumbing or those with special permission from the city utilities department to connect, disconnect, move or tamper with any such meter or to turn on or off the water at the curb cock, valve or meter box in any way except with a regulation meter brass key. No bypass or connection between the meter and the main shall be made, maintained or permitted except upon written permission from the department of utilities. (e) If any such water meter is found to have been removed, if the cover or any part or portion of any such meter or terminal box is found to have been removed, if any part or portion thereof is found to have been loosened, if any foreign object is found to have been inserted or any foreign substance is found to have been injected into any such meter or terminal box, if any adjustment is found to have been made in the mechanism of any such meter, if any wire has been found to have been tapped onto or connected to the supply conductor of any such terminal box, if any pipe is found to have been tapped onto or connected with any such water distribution main or line, if any such water meter is found to have been disconnected from any such water distribution main or line or if there is the finding at any time of any fact, circumstance or condition on or about any such electrical meter, terminal box, conductor, water meter or water distribution main or line tending to show or evidencing that any such act has been committed or performed in violation of any portion or provision of this section, the fact, circumstance or condition shall be and constitute prima facie evidence and a rebuttable evidentiary presumption of knowledge on the part of the person having subscribed for electric or water service through any such electric or water meter or the person having the custody, control or management of the building, room or place for which such subscription is made of the performance or commission of any such act prohibited under the terms and provisions of this section that such subscriber or other person performed or committed such act or caused or occasioned the performance or commission of the act and shall bring such subscriber or other person prima facie within the scope, meaning and penalties of this chapter. (Code 1966, 17-11, 25-8; Ord. No. 94-132, § III, 7-19-94) Sees. 26-12--26-35. Reserved. Exhibit 5 CITY OF DENTON POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE PAGE 1 OF 2 SECTION: REFERENCE NT JMMER SUBJECT: INITIAL EFFECTIVE DATE: TITLE: LAST REVISION DATE: POLICY STATEMENT The City of Denton determines credit ratings by reviewing customer activity within the city utility system or by obtaining a credit report from a reliable external credit source. The customer's credit rating is used to determine deposit requirements and guide decision making when executing collection action. NEW UTILITY CUSTOMERS Utility Customer Service will utilize Online Utility Exchange to obtain credit reports and screen for identity theft. Residential utility customers applying for service for the first time with Denton Municipal Utilities will be asked to provide their Social Security Number. Commercial utility customers will be asked to provide their tax ID number. Utility Customer Service employees will enter this information into Online Utility Exchange to verify their identity and review their credit report. Residential applicants will be assessed a $3.00 application fee and commercial applicants will be assessed a $16.00 application fee. The credit report will determine if a customer has a good, fair, high risk, or insufficient credit rating. Based on these results, Customer Service employees will inform the customer of their deposit requirements to obtain utility service. The deposit requirements and credit score by rating are listed below: Residential Credit Rating Based on Credit Repoirt Customer Rating Credit Score Required Deposit Good >690 None Fair 640-689 1/12th annual billing High Risk <639 1/6th annual billing Insufficient Credit N/A 1/6th annual billing CUSTOMER SERVICE POLICY 100.01 Exhibit 5 PAGE 2 OF 2 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: EQUAL EMPLOYMENT OPPORTUNITY REFERENCE NTTMBER: 100.01 Commercial Credit Ratin Based on Experian Business Intelliscore Customer Rating Credit Score Required Deposit Good >77.47 None Fair 60.49-77.46 1/12th annual billing High Risk <60.48 1/6th annual billing Insufficient Credit N/A 1/6th annual billing EXISTING UTILITY CUSTOMERS Customers that receive service from Denton Municipal Utilities will be asked to adhere to the due date communicated on their utility bill. If a customer fails to provide payment by that date, negative credit events can occur. These events can include late fee charges, disconnection notices, termination of utility service, or referral to an outside collection agency. Each negative credit event is tracked within the billing system for a rolling twelve month period. Deposit and collection decisions for active customers will be based on the accumulation and severity of credit events. HR POLICY":' 100.01 Exhibit 5 CITY OF DENTON POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE PAGE 1 OF 1 SECTION: REFERENCE NT JMMER SUBJECT: INITIAL EFFECTIVE DATE: TITLE: LAST REVISION DATE: POLICY STATEMENT The City of Denton establishes utility bill due dates to be no less than ten (10) business days after the bill's issuance. Each customer of the city's utility system who has not paid by the due date as noted on the billing is eligible for disconnect after the due date upon two (2) days notice. A customer will be notified on his current utility statement that his service is eligible for disconnection if payment is not received by the terms stated on the current bill. The notice will inform the customer that he should remit payment immediately to avoid disconnection. ALTERNATIVES TO TERMINATION OF SERVICE Prior to disconnection, a customer with a past due or delinquent balance may avoid termination of utility service by doing one (1) of the following: 1) Paying the total amount due by the specified due date; 2) Requesting a payment arrangement with the utility customer service department that will allow five (5) additional days beyond the scheduled disconnection date to make payment. A customer may apply for a payment arrangement no more than once every six (6) months. 3) Arranging with the utility customer service department for a short-term payment agreement that would require down payment of at least fifty (50) percent of the outstanding bill and payment of the remaining amount in no more than three (3) consecutive equal monthly payments. A customer may apply for a short-term payment agreement no more than once every six (6) months. CUSTOMER SERVICE POLICY 100.01 AGENDA INFORMATION SHEET AGENDA DATE: November 16, 2010 DEPARTMENT: Police Department/Fire Department f ACM: Fred Greene SUBJECT Consider approval of an Ordinance of the City of Denton, Texas, amending Ordinance No. 2009-236 prescribing the number of positions in each classification of Police Officer; prescribing the number of positions in each classification of Fire Fighter; providing a savings clause; providing a severability clause; and declaring an effective date. BACKGROUND Civil Service law, Texas Local Government Code, Chapter 143, requires governing bodies of all jurisdictions with Civil Service employees to officially authorize their exact number of Civil Service employees. Therefore, staff requests the City Council now authorize the current number of Civil Service positions for the Police Department and the Fire Department as budgeted for FY 2010-11 and detailed below. Police Department: The Police Department had no change in the authorized number of positions. CLASSIFICATION FY 2009-2010 NUMBERS FY 2010-2011 NUMBERS Chief of Police 1 1 Captain 3 3 Lieutenant 7 7 Sergeant 16 16 Police Officer (and Recruits) 128 128 TOTALS 155 155 Fire Department: The Fire Department froze one Civil Service Captain's position in the FY2010-11 budget reducing the authorized number of positions from 158 to 157. This was an Administrative Captain's position and does not impact the operations or daily staffing of the Department. CLASSIFICATION FY2009-2010 NUMBERS FY2010-2011 NUMBERS Fire Chief 1 1 Deputy Fire Chief 1 1 Fire Marshal 1 1 Battalion Chief-Operations 6 6 Assistant Fire Marshal 1 1 Deputy Fire Marshal (vacant) 0 0 Emergency Management Program Manager 1 1 Fire Recruitment Management Analyst 1 1 Captain 26 25 Fire Protection Engineer Associate 1 1 Fire Protection Specialist (vacant) 0 0 Driver 39 39 Fire Inspector Specialist I 4 4 Fire Inspector Specialist II (vacant) 0 0 Firefighter (and Recruits) 76 76 TOTALS 158 157 FISCAL IMPACT There will be no additional fiscal impact due to the fact that all authorized positions have been funded in the FY 2010-2011 budget. If you have any questions, please call Police Chief Roy Minter or Fire Chief Ross Chadwick. Prepared by: Ross Chadwick Fire Department Respectfully submitted, L~r Fred Greene Assistant City Manager Roy W. Minter, Jr. Police Department 2 SALega1l0ur Documentsl0rdinances\101position ordinance. doc ORDINANCE NO. AN ORDINANCE OF THE CITY OF DENTON, TEXAS, REPEALING ORDINANCE NO. 2009-236, PRESCRIBING THE NUMBER OF POSITIONS IN EACH CLASSIFICATION OF POLICE OFFICER; PRESCRIBING THE NUMBER OF POSITIONS IN EACH CLASSIFICATION OF FIRE FIGHTER; PROVIDING A REPEALER CLAUSE; AND DECLARING AN EFFECTIVE DATE. WHEREAS, on September 22 2009, the City Council passed Ordinance No. 2009-236, adopting and approving a schedule of Authorized Positions which relates to compensation and classification of police officers and fire fighters; and WHEREAS, since the passage of Ordinance No. 2009-236, the Police Department and Fire Department have determined that this ordinance needs to be amended to more correctly reflect the total number of Police Department and Fire Department positions; NOW, THEREFORE, THE COUNCIL OF THE CITY OF DENTON HEREBY ORDAINS: SECTION 1. The City Council hereby adopts and approves a schedule prescribing the number of positions for each classification of police officer and fire fighter in the City of Denton, attached hereto and incorporated by reference herein as Exhibit "A." SECTION 2. Ordinance No. 2009-236 is hereby repealed. SECTION 3. This ordinance shall become effective immediately upon its passage and approval. PASSED AND APPROVED this the day of , 2010. MARK A. BURROUGHS, MAYOR ATTEST: JENNIFER WALTERS, CITY SECRETARY BY: APPROVED AS TO LEGAL FORM: ANITA BURGESS, CITY ATTORNEY BY: sAlegallour documentslordinances1101position ordinance.doc EXHIBIT "A" Fire Department: CLASSIFICATION FY2010-2011 NUMBERS Fire Chief 1 Deputy Fire Chief i Fire Marshal 1 Battalion Chief-Operations 6 Assistant Fire Marshal 1 Deputy Fire Marshal (vacant) 0 Emergency Management Program Manager 1 Fire Recruitment Management Analyst 1 Captain 25 Fire Protection Engineer Associate 1 Fire Protection Specialist (vacant) 0 Driver 39 Fire Inspector Specialist I 4 Fire Inspector Specialist 11 (vacant) 0 Firefighter (and Recruits) 76 TOTALS 157 Police Department., CLASSIFICATION 2010/2011 NUMBERS Chief of Police 1 Captain 3 Lieutenant 7 Sergeant 16 Police Officer (and Recruits) 128 TOTALS 155 Page 2 salegallour documentslmiscellaneous110lais-gudI0000-atmos pipeline.doc AGENDA INFORMATION SHEET AGENDA DATE: November 16, 2010 DEPARTMENT: Legal Department CM/DCM/ACM: John Knight, Deputy City Attorney SUBJECT: Consider approval of a resolution of the City Council of the City of Denton, Texas (City), authorizing the intervention at the Railroad Commission of Texas concerning the filing for an increase in rates by Atmos Pipeline - Texas; requiring Atmos Pipeline to reimburse reasonable rate case expenses; authorizing the retention of counsel and rate consultants; finding that the meeting at which this resolution was approved complied with the open meetings act; making such other findings and other provisions related to the subject. BACKGROUND: Atmos Pipeline - Texas (APT) filed a request with Railroad Commission of Texas on September 17, 2010 to increase wholesale rates by approximately $38.9 million for its city-gate services (CGS) and its pipeline-transportation (PT) services. Because APT proposes to reduce the rates to provide service to the industrial pipeline- transportation customers, rates APT charges to Atmos Energy Corporation - Mid-Tex Division, will increase by about $43 million. These increases will in turn be passed on to Atmos-Mid-Tex Division's retail customers. APT's application raises numerous issues regarding its proposed increase, including the following: • The amount of the increase requested and the allocation of an increase to Atmos - Mid Tex but a reduction to the industrial PT customers. • A return on equity of 12.75%. • Approval of the Company's $482 million "GRIP" investments from January 2003 through March 2010. • Several accounting adjustments in areas that have been controversial in Atmos Mid-Tex' cases (including incentive compensation plans, labor costs, deferred taxes, franchise taxes). • Affiliate transactions: o How are customers and assets transferred between APT and Atmos Mid-Tex? o Are APT competitive transportation prices fairly negotiated for Atmos Energy Marketing customers within bundled gas supply deals? o Blue Flame captive insurance affiliate premiums are excessive, relative to the small risk layer insured. APT's new depreciation rate study. sAegaNur documents)miscellaneous\10\6s-gud10000-atmos pipeline.doc RATE CASE EXPENSES: Pursuant to the provisions of Section 103.022 of the Texas Utilities Code cities are entitled to have their reasonable rate case expenses reimbursed. RECOMMENDATION: It is recommended that the City intervene in the proceeding at the Railroad Commission to represent the City's interests in that proceeding and in any related proceedings. Respectfully submitted, hn Knight 2 sAegahour documentsVesolutions1101utility atmos intervene gud 10000 2010.docx RESOLUTION NO. A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF DENTON, TEXAS (CITY), AUTHORIZING THE INTERVENTION AT THE RAILROAD COMMISSION OF TEXAS CONCERNING THE FILING FOR AN INCREASE IN RATES BY ATMOS PIPELINE - TEXAS; REQUIRING ATMOS PIPELINE TO REIMBURSE REASONABLE RATE CASE EXPENSES; AUTHORIZING THE RETENTION OF COUNSEL AND RATE CONSULTANTS; FINDING THAT THE MEETING AT WI41CH THIS RESOLUTION WAS APPROVED COMPLIED WITH THE OPEN MEETINGS ACT; MAKING SUCH OTHER FINDINGS AND OTHER PROVISIONS RELATED TO THE SUBJECT; AND PROVIDING FOR AN EFFECTIVE DATE. WHEREAS, on or about September 17, 2010, Atmos Pipeline - Texas (APT or Company), a division of Atmos Energy Corporation, filed with the Railroad Commission of Texas ("RCT") a request to increase its city gate service (CGS) rates and its pipeline transportation (PT) rates; and WHEREAS, the APT's request will increase revenues by approximately $389 million but because of the manner in which APT proposes to recover the increase from its wholesale customers, rates APT charges to Atmos Energy Corporation - Mid-Tex Division, will increase by about $43 million, which represents an increase of approximately 41.2% in the CGS rate, which will ultimately be recovered from retail customers; and WHEREAS, APT is requesting a return on equity of 12.75%, which is materially higher than any utility has requested or that the RCT has approved; and WHEREAS, APT seeks formal approval of certain investments made under the Gas Utility Regulatory Act (GURA), § 104.301, often referred to as the "GRIP Statute," in the amount of about $482 million for expenditures made during the period of January 2003 through March 2010; and WHEREAS, several accounting adjustments during that time period related to APT's operation and maintenance expenses that APT proposes, require detailed examination; and WHEREAS, APT is part of a larger corporation, which raises numerous issues regarding APT's affiliate transactions; and WHEREAS, utility law is a complex area of law requiring specialized expertise in the examination of APT's books and records; and WHEREAS, given that APT has proposed an October 22, 2010 effective date for this increase it is important to act promptly to intervene at the Railroad Commission of Texas; and WHEREAS, the City has participated as a member of a coalition of cities known as the Atmos Texas Municipalities (ATM) in matters regarding Atmos Mid-Texas and has benefitted from its participation and membership in such coalition; NOW, THEREFORE, salegatlour documentslresolutions1101utility atmos intervene gud 10000 2010.docx THE COUNCIL OF THE CITY OF DENTON HEREBY RESOLVES: SECTION 1. That the statements and findings set out in the preamble to this resolution are hereby in all things approved and adopted. SECTION 2. That subject to the right to terminate employment at any time, the City employs the Herrera & Boyle law firm to represent the City in Railroad Commission GUD Docket No. 10000 and with regard to any administrative proceedings or court actions related thereto, and the City authorizes counsel to employ, with the approval of the ATM Steering Committee, such rate experts as are necessary to assist them with regard to the review, investigation and possible filing of testimony in GUD Docket No. 10000. SECTION 3. The City authorizes counsel to intervene on behalf of the City in GUD Docket No. 10000. SECTION 4. Atmos shall on a monthly basis reimburse the City, by payment to the designated City representing ATM for this purpose, for the reasonable costs of attorneys and consultants and expenses related thereto as provided in Texas Utility Code, Section 103.022, upon the presentation of invoices reviewed by the Steering Committee. SECTION 5. The meeting at which this resolution was approved was in all things conducted in strict compliance with the Texas Open Meetings act, Texas Government Code, Chapter 551. SECTION 6. This resolution shall take effect immediately from and after its passage. PASSED AND APPROVED this the day of , 2010. MARK A. BURROUGHS, MAYOR ATTEST: JENNIFER WALTERS, CITY SECRETARY BY: APPROVED AS TO LEGAL FORM: ANITA BURGESS, CITY ATTORNEY BY: AGENDA INFORMATION SHEET AGENDA DATE: November 16, 2010 DEPARTMENT: Transportation Operations ACM: Jon Fortune SUBJECT Consider adoption of an ordinance of the City of Denton, Texas adopting the Denton Municipal Airport Business Plan as an official policy document intended to guide future development and financial performance of the Denton Municipal Airport, and providing an effective date. BACKGROUND The City Council authorized a contract in April, 2009 with R. A. Wiedemann & Associates to prepare a business plan for the operation of Denton Airport. This $100,000 contract was funded through a grant from the Texas Department of Transportation Aviation Division (TxDOT Aviation) on a 50/50 cost sharing basis with the City of Denton. The final DRAFT of the 2010 Business Plan was submitted to Denton Airport staff in mid-June 2010. Randal Wiedemann presented the 2010 Business Plan to the City Council at a Work Session on August 10, 2010. Airport Staff, Executive Staff and the Airport Advisory Board have conducted a detailed review of the 2010 Business Plan DRAFT. The FINAL Airport Business Plan is attached for review and approval by the City Council as Exhibit 2. Attached, as Exhibit 3, is a summary of the major edits to the DRAFT 2010 Business Plan. These include recognition of the fact the City Council has established the Denton Airport as an Enterprise Fund beginning with the 2010/2011 Budget, modifying reference to the airport governance stricture relating to development and financial policy, amending the Airport Organization Chart and reconciling the Baseline Financial Pro Forma. Two additional edits made following discussion with the City Council in open Work Session on November 9, 2010 include a change in order for land acquisition as a priority in 2011-2012 and including a reference in Section 2.2 to the City Council as the rate setting authority for Airport property leases and services. In addition to these edits, the City Council received certain recommendations from the Airport Advisory Board in a direct communication from the Airport Advisory Board Chairman. The final 2010 Business Plan and Executive Summary are attached for reference as Exhibit 2. In summary, the consultant has included four (4) major business operation initiatives and seventeen (17) specific action recommendations in the 2010 Business Plan. The four (4) initiatives for ongoing Airport operation are as follows: Agenda Information Sheet November 16, 2010 Page 2 A. Enhance Airport Branding 1. Recognize corporate aviation, including heavy maintenance, and flight training as focus of Airport operation and development; a. Corporate aviation generates direct and indirect revenue, jobs and private investment; b. Training generates operation activity and consequent revenue from aircraft fuel sales, service and storage; 2. Airport branding as a corporate and training location influences goals and objectives for infrastructure development, marketing and future business development. B. Transition to Enterprise Fund 1. Enterprise Fund recognizes current financial operation as well as maintains opportunity for future growth and financial self-sufficiency (DTO transition from local Economic Gateway to Economic Engine); 2. Enterprise Fund operation was adopted by the City Council as a function of the 2010/2011 Budget (Development Policy and Business Plan are related, but separate issues). C. Development of Hangar/Rental Property 1. Three types of facilities are identified by Staff for development and management by Airport: a. Hangars b. Aviation Industry c. Aviation Business/Commercial 2. Financial pro forma for the Airport 2010/2011 Budget as adopted by the City Council includes investment in revenue generating facilities to produce increased Airport revenue; 3. Aviation Commercial and Industry build-to-suit opportunities will be presented to the City Council for consideration in the 2010/2011 Fiscal Year; 4. Individual hangar owners and developers have expressed interest in Southeast Taxiway area ground leases; 5. Reversion clause issue affects discussion of hangar development as it relates to Airport ownership and management of privately developed hangars. D. Long-Term Development 1. Near-term development issues addressed in the Business Plan include Airport public infrastructure, helipad, University of North Texas Aviation Degree Program, aviation industrial development, et.al. 2. Marketing for Southeast Taxiway development and west-side development is in progress; 3. Loop 288 alignment has been determined and Denton County will proceed with land acquisition at a point in the future; Agenda Information Sheet November 16, 2010 Page 3 4. West-side utility development and ground access is underway; 5. Constriction of Loop 288 service roads could resolve issues related to Airport access, annexation of property to the west of Denton and residential/commercial development southwest of Airport. During the Work Session discussion on November 9, 2010, the City Council requested additional information regarding options for implementing the reversion clause. In addition, the City Council requested that staff provide a recommendation regarding the airport governance stricture referenced in the report. This information is a separate matter from the business plan and will be presented to the City Council at a subsequent meeting. FISCAL INFORMATION The final payment for the 2010 Business Plan consulting service has been paid by TxDOT Aviation. Wiedemann & Associates will be available to provide contract services to assist in implementation of any portions of the 2010 Business Plan that may be appropriate for initiating specific action items. The 2010 Business Plan incorporates the Federal Aviation Administration mandated objective of creating self-sustaining financial performance for operation of general aviation airports supported by federal infrastructure grants. RECOMMENDATION Airport Staff recommends adoption of the 2010 Business Plan and implementing policy direction received from Council. VV HIRITC 1. Exhibit 1 - Ordinance to adopt the 2010 Business Plan for Denton Airport 2. Exhibit 2 - 2010 Business Plan. 3. Exhibit 3 - Edit Summary Respectfully submitted: Quentin Hix Airport Manager s:Vcgallour documentslordinances1101ordiance airport business plan.doc EXHIBIT 1 ORDINANCE NO. AN ORDINANCE OF THE CITY OF DENTON, TEXAS ADOPTING THE DENTON MUNICIPAL AIRPORT BUSINESS PLAN AS AN OFFICIAL POLICY DOCUMENT INTENDED TO GUIDE FUTURE DEVELOPMENT AND FINANCIAL PERFORMANCE OF THE DENTON MUNICIPAL AIRPORT; AND PROVIDING AN EFFECTIVE DATE. WHEREAS, the City Council of the City of Denton initiated the Airport Business Plan process with Texas Department of Transportation, Aviation Division on June 17, 2008 by approving Resolution 2008-024; and WHEREAS, the City Council has determined that an Airport Business Plan is necessary to guide future decision-making related to growth and development of the Denton Municipal Airport; and WHEREAS, the Denton Municipal Airport Business Plan evaluates the current financial status of the Denton Municipal Airport; WHEREAS, the Denton Municipal Airport Business Plan evaluates a number of potential operational and development opportunities to improve the financial performance of the Denton Municipal Airport; and WHEREAS, the Denton Municipal Airport Business Plan makes certain recommendations, based on the evaluation and analysis of the Airport operation, to improve the long-term development and operation of the Denton Municipal Airport; . WHEREAS, the Airport Business Plan does not limit the ability of the City of Denton to prepare other plans, policies, or strategies as required for the Airport; and WHEREAS, input from more than fifty aircraft owners, operators and stakeholders was received as part of a Strengths, Weaknesses, Opportunities and Threats (SWOT) analysis to identify areas to enhance the long-term performance of the Denton Municipal Airport; and WHEREAS, the City of Denton Council conducted two public work sessions to review existing Airport procedures and policies as well as recommended policies, procedures and actions included in the Denton Municipal Airport Business Plan; and it is the intent of the City Council to adopt the Denton Municipal Airport Business Plan; NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF DENTON HEREBY ORDAINS: SECTION 1. The findings set forth in the preambles to this ordinance are true and correct and are hereby adopted. SECTION 2. The Denton Municipal Airport Business Plan is hereby adopted as a financial and development plan to be used as a guide for planning and land use decisions in the EXHIBIT 1 manner and for the purposes stated therein until such time as it is repealed or hereafter amended. It is the intent. of the City Council to implement the management recommendations in the Plan through the adoption of consistent regulations and policies. SECTION 3. If any provision of this ordinance or application thereof to any person or circumstance is held invalid by any court, such holding shall not affect the validity of the remaining portions of this ordinance, and the City Council of the City of Denton, Texas, hereby declares that it would have enacted the remaining portions despite any such validity. SECTION 4. This ordinance shall become effective immediately upon its passage and approval. PASSED AND APPROVED this the day of MARK A. BURROUGHS, MAYOR ATTEST: JENNIFER WALTERS, CITY SECRETARY By: APPROVED AS TO LEGAL FORM: ANITA BURGESS, CITY ATTORNEY By: _ZZ Page 2 of 2 EXHIBIT 2 Denton Municipal Airport Business Plan - Executive Summary October 2010 EXECUTIVE SUMMARY Denton Municipal Airport Business Plan INTRODUCTION THE PURPOSE OF THIS BUSINESS PLAN FOR Denton Municipal Airport (DTO) is to assess potential means to improve the Airport's financial performance, economic development, and operation. The business plan evaluates a number of potential operational and development scenarios and provides the City of Denton with decision-making information. The recommended plan of action rests on the following four initiatives: 1) i L gig a 4 r Airport Brand Development: The suggested Airport brand would target two distinct segments of aviation demand: corporate aviation and flight training. By separating traffic through the development of a parallel runway, , the Airport could enjoy benefits associated with both types of activity. Corporate aviation benefits bring 5 significantly higher levels of spending and employment than recreational general aviation activity. Training activity has also become a big business on the Airport and is responsible for growth in activity levels, aircraft storage and maintenance, and on-airport employment. Retaining these two segments of demand will be important in the long term development of the Airport. 2) Enterprise Fund Transition: The Business Plan recommends the transition of the Airport financial system from that of general fund to an enterprise fund. This transition would involve continued management actions to make the Airport economically self-sufficient in the future. To facilitate long-term financial self- sufficiency, the Airport should consider a variety of revenue generating opportunities. 3) Hangar/Rental Property Development: As discussed, the availability ofthegas well revenues to fund capital development at the Airport should not be limited to non- revenue producing infrastructure. Rather, this Business Plan recommends that the City develop hangars and other buildings that can be leased in support of operating revenues. Development at the southeast taxiway site could be provided solely by the R.A. Wiedemann & Associates, Inc., in association i s ith CHA, Inc. E-1 EXHIBIT 2 Denton Municipal Airport Business Plan - Executive Summary October 2010 City or in concert with private development, if desired. City ownership of rental property is already scheduled to occur as current leases expire and reversion clauses transfer ownership of existing hangars 77 to the City. 016- 4) Long Term Development: In the near term, the Airport has expansion capacity on the east side. However, for the long term, the focus of development should be on the west side, with Loop 288 providing access in the future. To begin moving toward more use of the west side, this plan recommends the development of a helipad and later, a parallel runway for general aviation training operations. Other long-term growth involves the potential partnership with UNT for more training and aviation education, development/expansion of the Foreign Trade Zone, and attraction of a large aviation industrial client (aviation manufacturing/fabricating). The City of Denton should also consider modifying its airport governance stricture to assist with vetting financial proposals for the Airport as well as provide policy input related to targeted marketing initiatives and development. OVERALL AIRPORT DEVELOPMENT Hangar and other building development is planned on the east side of the runway along the new Southeast Taxiway. For the 2010-2018 period, an estimated need of 165,000 square feet of additional hangar space is predicted. On the Southeast Taxiway area, it was estimated that a total of 22 acres and 288,000 square feet of developable hangar space is available. Thus, all of the predicted demand will fit into the land area available on the east side of the runway. With the influx of pilot training in both helicopters and fixed wing aircraft, there is now a significant need for a parallel runway. The future parallel runway depicted in Figure E-1 is 5,000 feet by 75 feet and would be used primarily for small aircraft, to provide an alternative runway for training aircraft. This runway could be completed in stages, with the first phase development providing 3,200 feet in length. In addition to a parallel runway, there is approximately 200 acres of open land on the west side of the existing airport property. An additional 150 acres are also available for potential acquisition for a total of 350 acres for development. However, beyond the runway, there is still ample land available for additional development. This land could be used for both aviation and non- aviation development as shown in Figure E-1. R.A. Wiedemann & Associates, Inc., in association i s ith CHA, Inc. E-2 co fy) N W m Z r X ~ - w W El w 0 .a' Q s .y a N s; a q~ EXHIBIT 2 Denton Municipal Airport Business Plan - Executive Summary October 2010 Non-aviation development at DTO must ultimately conform to the City's land use plan and be compatible with surrounding uses and the operation of the Airport. Additionally, it is anticipated that the proposed Loop 288 Roadway along with appropriate utilities will attract businesses to the area. While constriction of this section of Loop 288 is still five to ten years away, thoughtful planning of the timing/phasing and financing of such development should be considered now. BUSINESS PLAN OPTIONS AND RECOMMENDATIONS As guidance for the City of Denton and Airport Management, the following is a proposed timeline for implementing the recommendations presented in this section. 2010 • 1' Priority - Reversion Clauses: The City of Denton should retain its interest in leases that specify a reversion of ownership of leasehold improvements to the City. • 2nd Priority - Branding: The focus of Airport branding for DTO should be toward business, education, and training. - The City of Denton should consider renaming the Airport, once the branding activities have begun. • 3"d Priority - Existing Clientele Feedback: The City` of Denton should meet ' quarterly with existing clients and tenants to solicit feedback on economic and service issues facing tenants. • Priority - Marketing: The City of Denton should include z. new media as part of its growth strategy. • 5' Priority - Revenue Producing Property: The City of Denton should consider investing in revenue-producing development to ensure future financial self- sufficiency. The City of Denton should seek the development of hangar space and other revenue producing buildings as demand warrants. - The City of Denton should consider changing the surface gas leases from non-operating to operating revenue designation. 2011-2012 • 1' Priority - Airport Enterprise Fund: The City of Denton should set up an enterprise fund accounting stricture for the Airport after FY 2009-2010. • 2':d Priority -Staffing: The City of Denton should increase Airport staffing to include at least one additional staff resource. R.A. Wiedemann & Associates, Inc., in association i s ith CHA, Inc. E-4 EXHIBIT 2 Denton Municipal Airport Business Plan - Executive Summary October 2010 • 3pdPriority -Land Acquisition: The City of Denton should acquire land for aviation and non-aviation activities in support of the Airport mission. • 4' Priority - Hangar Development: The City of Denton should seek the development of hangar space and other revenue producing buildings as demand warrants. • 5' Priority - Marketing Program: The City of Denton should initiate a direct marketing information campaign targeting business and corporate aviation. • 6' Priority - Amenities and Services: The City of Denton should encourage the provision of other amenities and services described in this Plan as demand warrants. 2013 - 2018 • 1' Priority - Hangar Development: The City of Denton should seek the development of hangar space and other revenue producing buildings as demand warrants. • 2nd Priority - Parallel Runway: The City of Denton should plan for the development of a parallels runway on the West Side to accommodate pilot training activity. • 3"d Priority - West Side Development: The City of Denton should plan for the development of aviation and non-aviation uses the west side of the Airport as demand warrants. • 0' Priority - Amenities and Services: The City of Denton should encourage the provision of other amenities and services described in this Plan as demand warrants. IMPACTS ON REVENUES AND EXPENSES Alternatives suggested for consideration include revenue derived from: • Continuing the current practice of developing land for ground leases only • Investing gas well royalty revenue in income-generating facilities on the Airport Preliminary analysis indicates the Land Leases Only option shows a negative net operating revenue through the year 2016. If the City desires to operate the Airport as an Enterprise Fund, it would best be implemented using the gas well royalty investment scenario to produce revenue sufficient to achieve financial self-sufficiency. R.A. Wiedemann & Associates, Inc., in association i s ith CHA, Inc. E-S EXHIBIT 2 PeafflH AfffHiC!VgllAir0rr 1 r, h vow 4W I - 1 I 416 ~ Prepare by. R.A. Wiedemann & Associates, Inc. 4 F A V B A 3! 0, N C 0 N S U L T A N T S C EXHIBIT 2 EXHIBIT 2 Denton Municipal Airport Business Plan Final Technical Report With Appendices Prepared for City of Denton, Texas Texas Department of Transportation Prepared by. R.A. Wiedemann & Associates, Inc. in Association with P.O. Box 621 • Georgetown, KY 40324 (502) 535-6570 • FAX (502) 535-5314 EXHIBIT 2 EXHIBIT 2 TABLE OF CONTENTS SECTION 1: INTRODUCTION 1 1.1 Understanding and Key Issues 1 1.2 Desired End Products 4 1.3 Report Outline ....................................................5 SECTION 2: AIRPORT MISSION AND MANAGEMENT STRUCTURE 6 2.1 Airport Mission ...................................................6 2.2 Airport Goverance .................................................7 2.3 Airport Management ...............................................7 SECTION 3: EXISTING AIRPORT CHARACTERISTICS 9 3.1 Airside Facilities 9 3 .2 Landside Facilities 11 3 .3 Airport Operational Characteristics 13 3 .4 Airport Development Plan 14 3 .4 Parallel Runway 15 3 .4 West Side Development 19 3 .4 Existing Tenants and Users 21 3 .5 Funding Options ..............22 3 .6 Market Analysis 23 3 .6 Airport Market Area 24 3 .6 Market Area Airport Facilities 24 SECTION 4: BASELINE FINANCIAL AND ECONOMIC OUTLOOK 32 4 .1 Historical Revenues and Expenses 32 4 .2 Baseline Forecast of Revenues and Expenses 34 SECTION 5: BUSINESS PLAN ALTERNATIVES 38 5.1 Industry Trends Impacting Denton Airport Analysis 38 5.2 Area-wide Factors Supporting Growth and Development of the Airport 39 5.3 Obstacles to Airport Performance and Goal Attainment 42 5.4 Revenue Enhancement .............................................43 5.5 Impact of Revenue Enhancement Strategies on Potential Demand 47 SECTION 6: RECOMMENDED PLAN 49 6.1 Recommended Management and Policy Actions 49 6.2 Revenue Enhancement Recommendations 54 6.3 Impact on Revenues and Expenses 63 6.4 Summary of Business Plan Recommendations 64 6.5 Timetable and Trigger Points 83 EXHIBIT 2 TABLE OF CONTENTS (Cont.) LIST OF FIGURES Figure 1 Denton Airport Organization Chart 8 Figure 2 Airport Location 11 Figure 3 Existing Airport Layout Plan 14 Figure 4 Airport Development Areas 29 Figure 5 Airport Service Area 35 LIST OF TABLES Table 1 Runway Data Summary 9 Table 2 Businesses at Denton Municipal Airport 12 Table 3 Historical Activity: FAA Tower Counts 13 Table 4 Current Denton ACID 15 Table 5 Parallel Runway Options Cost Estimates 16 Table 6 West Side Development Potential Infrastructure Cost 20 Table 7 Airport Comparison Highlights 26 Table 8 Based Aircraft Mix Comparison 26 Table 9 Airport Facility Comparison 29 Table 10 Airport Service Comparison 30 Table 11 Airport Rates and Charges Price Comparison 31 Table 12 Historical Revenues and Expenses 33 Table 13 Denton Airport Baseline Financial Pro Forma 36 Table 14 Baseline Net Operating Income/(Deficit) 37 Table 15 Total Net Income for Baseline Projections 37 Table 16 Major Employers in the Denton Area 40 Table 17 Impact of Revenue Enhancement Strategies on Potential Demand 47 Table 18 Action Plan Trigger Points 67 APPENDICES Appendix A Denton Airport SWOT Appendix B Detailed Survey Results Appendix C Lease Analysis Appendix D Local and State Incentives EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 FINAL TECHNICAL REPORT Denton Municipal Airport Business Plan 1. INTRODUCTION THE PURPOSE OF THIS BUSINESS PLAN FOR Denton Municipal Airport (DTO) is to assess potential means to improve the Airport's financial performance, economic development, and operation. To do this, the business plan will evaluate a number of potential operational and development scenarios and provide the City of Denton with decision-making information. Our understanding of the current situation involves several components, including the Airport's significant recent growth in operations, its competitive setting in North Central Texas, the highest and best use of Airport property, the benefits and costs of attracting corporate aviation, safety and noise issues in the vicinity of the Airport, the potential for hangar development, identifying the optimum development of the Airport's west side, the desire of the Sponsor to examine the Airport governance stricture, and a number of other facility-related issues. 1.1 Understanding & Key Issues Our understanding of the Denton Municipal Airport involves its position as a j et-capable facility that desires to expand its revenue base, develop a blueprint for moving into the future, and take advantage of the growing connection between local business/industrial development and aviation. The location of several large factories adjacent to the Airport has confirmed the notion of a connection between the two land uses. In addition, the Airport enjoys royalties from gas wells on the field that add significantly to the capital budget of the Airport. Planning for the future involves diversification so that limited-term gas revenues allow the Airport to develop long term revenue sources to support operations. The Airport desires financial self-sufficiency in the long term and thus will need to review its policies set for Airport development, management of hangars, and gas well revenues. Additionally, the Airport must keep its existing clientele and provide revenue producing facilities such as development pad sites, hangars, and aviation industry incentives for continued growth. Finally, the Airport is expanding its runway system to 7,000 feet to attract the largest business and corporate clients. The Denton Municipal Airport is fast becoming the northern business hub airport for the Dallas region. Properly managing and directing that effort is essential to successful capture of the business aviation market. Key issues that are recognized by the business plan include the following: • Reversion Clauses in Lease Agreements: There is significant debate about the value or justification for including reversionary clauses in hangar leases, especially for major investments financed by aviation industry. The business plan will address this issue by providing information on how these lease arrangements work at other airports. In addition, the business plan will examine the pros and cons associated with this practice at Denton and other airports. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. I EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 • Parallel Runway: Recently, the need for a parallel runway has been justified from an operational standpoint. With the influx of significant pilot training in both helicopters and fixed wing aircraft, there is now a significant usage of current airfield capacity. The business plan will examine the issues associated with the development of a parallel runway, including cost, justification, access, safety, impact to airspace, and other issues. • Radar Displays: The FAA has plans in the summer of 2010 to provide the Tower with radar displays to supplement the current visual traffic control. • General Fund versus Enterprise Fund: Questions have been raised concerning the best accounting model to use for the Airport. At stake is whether or not the Airport should be operated under the General Fund or as an Enterprise Fund. The business plan will present the pros and cons of either method and describe the ideal conditions for each to be used. • Airport Management Structure: The current airport management and advisory board stricture will be reviewed, along with alternative methods, such as Airport Commissions, Boards, Authorities, and Departments. The ideal conditions under which different operating strictures work will be described. • Airport Branding: The City has undertaken some significant branding efforts in the past for Denton Municipal Electric (the City's electric utility), the City's economic development activities, and the Airport (slogan, "North Texas Airport of Choice"). While the Airport should conform or be complementary to the City's branding efforts, a significant change in the operational make-up of the Airport has occurred over the last five years. It is no longer a small airport primarily serving a small general aviation client base. Instead, the Airport has grown into a corporate base and training facility that can compete with any of the general aviation airports in North Central Texas. As such, it is believed that the Airport brand should reflect this larger role in Denton's economic development. • West Side Development: The development of the west side of the Airport may be highly dependent upon the ground access available to that side of the Airport. In this regard, the proposed development of Loop 288 has been delayed for a number of years. It is currently unknown when that important road will be constricted. While there are interim access alternatives, the major west side development is linked to the Loop 288 schedule. West side development could accommodate additional airport facilities and commercial-industrial facilities. Also at issue is the cost to extend utilities to the west side, the responsibility for that cost, the location of existing and future gas wells, and potential property acquisition. • City Development of Hangars or Private Enterprise: Another topic with diverse opinions involves the political decision as to whether or not the City should be involved in hangar development at the Airport. This topic is related to the lease R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 2 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 reversionary clause issue in that both situations might require the City to own and manage rental property at the Airport. The economic consequences of these options will be identified in the business plan. • Airport Financial Performance: A significant question about the Airport involves whether or not it can operate without subsidy. The business plan will examine the financial performance of the Airport and project at least two different scenarios: the Status Quo and Revenue Enhancement Options. • Gas Well Leases and Royalties: As mentioned, the Airport enjoys revenues from gas wells on Airport property. These revenues have a finite timeframe due to depletion of the gas. It has been suggested that to plan for future revenue sources and needs, the revenues from the wells may be best used on new revenue-related infrastructure development at the Airport. The Business Plan will suggest means of diversifying revenue generation. • Rates and Charges Comparison: The financial analysis will examine lease rates and other fees and taxes paid by tenants. Typically, rates should be market based, i.e., competitive with alternative airport facilities. Tenant comments have indicated that lease rates are reasonable, tax rates are high, and the permitting process cannot be completed in a reasonable timeframe. • Future Client Base and Amenities: If the City is to take a proactive role in securing new tenants at the Airport, a key question involves the target market for promotional activities and resources. The business plan will help identify those industries. As the Airport continues to grow and attract business aviation, certain amenities are expected from the corporate users, including Airport Rescue and Fire Fighting (ARFF), rental cars, U.S. Customs, meeting facilities, food service, and other business-enabling services. • University of North Texas Aviation Program: The University has just approved an Aviation Curriculum and will start the program in the fall of 2010. While no flight training has been proposed for the initial program, a cooperative training program with existing airport tenant(s) is planned. It is anticipated that a formal training program could evolve in a few years. Thus, the UNT aviation program is expected to further stimulate airport activity - particularly pilot training. • Flight Training Operations: Significant growth in flight training activity has occurred in the past few years with a major fixed wing flight school and two helicopter programs. Training activity and facilities increase airport revenues, but also significantly increase FAA tower controller workload, traffic pattern congestion, and may constrain corporate aviation activity and/or recruitment. Training operations versus corporate activity can sometimes be seen as competing for limited resources of airport operational capacity and landside space. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 3 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 • Limited Development Area: Only a limited amount of development area remains on the east side of the Airport. The highest and best use for this property should be addressed as alternate development locations would have substantially high costs and access issues. The Business Plan will make recommendations for potential acquisition of property. The need and feasibility to physically segregate light general aviation activity/facilities from corporate/business aircraft is a related issue. • International Activity: The City has applied for a Foreign Trade Zone (FTZ) designation that incorporates all of the airport property. Approval of the FTZ could stimulate the need/demand for U. S. Customs Service. The Airport currently operates under a limited area, temporary FTZ. • Master Plan Update: The current master plan is now dated. As such, the Business Plan will consider options that may not have been addressed in the old master plan. It is anticipated that the Business Plan will focus on strategic initiatives that can be used by future master planning efforts. 1.2 Desired End Products The desired end products produced as a result of this analysis include the following: A well-defined mission statement for the Airport. An identification and evaluation of strengths, weaknesses, opportunities, and threats facing the Airport. 0 A ten-year projection of revenues and expenses at the Airport for the baseline case and alternative scenarios. An examination of re-branding for the Airport. Strategic planning recommendations for the Airport, including those for capital development, leases, operations, marketing, zoning, and management. Recommendations for development of the West Side of the Airport. Analysis of potential hangar development options - private versus public ownership. Budget pro formas showing the status quo and revenue enhancement options for the future. Detailed analyses of leases. Potential impacts of the runway extension and attraction of more corporate aviation. Examination of the need for a parallel runway. Identification of the need for an advertising and/or marketing strategy for the Airport, if warranted. Executive summaries and technical reports for the Airport and City. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 4 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 1.3 Report Outline In order to address the issues described above and to produce the desired end products, this report has been organized to include the following sections: Section I - Introduction Section 2 - Background and Management Stricture Section 3 - Existing Airport Characteristics Section 4 - Baseline Financial Projection Section S - Business Plan Alternatives Section 6 - Findings and Recommendations Section 7 - Economic Impact Assessment Appendix A - SWOT Analysis Appendix B - Detailed Survey Results Appendix C -Lease Analysis Appendix D - Local and State Incentives s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 5 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 2. BACKGROUND AND AIRPORT MISSION A CLEARLY ARTICULATED MISSION REFLECTS THE GOALS AND vision for the Airport. It also empowers all Airport staff to fulfill their roles. The overall Airport mission provides a foundation of common purpose from which decisions can be made and changes can be pursued. The management stricture and capabilities of the Sponsor must fit with the mission of the Airport to ensure success. Understanding the background and management stricture of Denton Airport aids in working through the key issues identified in the previous section (e.g. Enterprise Fund vs. General Fund stricture). This examination can identify whether roles and/or responsibilities are clearly defined, or if authority in the decision-making process is granted at the proper levels. To address these issues, this section is organized to include the following: Airport Mission Airport Management Stricture 2.1 Airport Mission Denton Airport's role is that of a publicly-owned, public-use airport. The Airport is classified in the National Plan of Integrated Airports System (NPIAS) as a General Aviation Reliever airport, providing access to the air transportation system for general aviation aircraft. The mission statement under which the current Airport staff operates is: It is the mission of Denton Airport to provide: operational safety; outstanding service; and, absolute security. " Because of the increasing role of the Airport in attracting and supporting businesses and creating local jobs, it may be helpful to expand the mission statement to include wording about economic development and the creation of jobs in the Denton area. As such, it is suggested that the Airport mission statement be revised as follows: It is the mission of Denton Airport to serve as an engine for economic development in the Denton area, providing operational safety; outstanding service; and, absolute security for private pilots and the aviation industry. " Discussions with Airport Management indicate that at least two other goals and objectives for the Airport exist: Additional revenue generation and diversification of revenue sources. Development of a new airport brand that recognizes its elevation as a top tier general aviation facility in the region. While the Airport mission statement is adequate, the challenge to achieving greater financial performance in the future will depend on the City's ability to partner with private R.A. Wiedemann & Associates, Inc. in association i s ith CHA, Inc. 6 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 enterprise in creating a strong brand and market niche. Subsequent sections of this Business Plan will further examine the Airport's market potential in an effort to achieve these goals. 2.2 Airport Governance Denton Airport is owned and operated by the City of Denton, Texas. Figure 1 presents the organizational chart for the Airport and its management stricture. As shown, the chain-of- command authority flows from the Denton City Council through the City Manager to the Assistant City Manager, to the Director of Strategic Services and on through the Transportation Director to the Airport Manager. The Airport Manager has a staff of three with roles shown in the Organization Chart. Administratively, Denton Airport is an operating department of the City. As a Home Rule Charter City with a Council-Manager form of government, City of Denton administration is the responsibility of a City Manager who is appointed by the City Council. The City Council also appoints an Airport Advisory Board which makes recommendations regarding Airport policy directly to the City Council. The City Council reviews and approves all Airport operating policies including rate schedules for Airport property leases and services. The daily operation of Airport services, infrastructure and aviation business relations is the direct responsibility of the Airport Manager. Contract service providers operate the on-Airport FBO (pilot services) and control tower. These contractors are supervised by Airport Staff under authority of the Airport Manager. 2.3 Airport Management The day-to-day operation of the Airport is the responsibility of the Airport Manager. The Airport Manager's position incorporates all facets of Airport administration including responsibility for budget oversight, public infrastructure management, lease administration and maintenance of grounds at the Airport. The Airport Manager must have a working knowledge of Federal, State, and local laws and regulations relating to aviation. From an administrative standpoint, the Airport Manager supervises Airport staff, administers Airport security and emergencies, and coordinates the financial responsibilities of the Airport with the Transportation Director. The Airport Manager also is responsible for the planning and environmental processes at the Airport. The Administrative Assistant to the Airport Manager and Airport Operations Coordinator perform the duties of the Manager when he is absent. The maintenance field service worker supervises and performs maintenance on the Airport, mowing, repairs to equipment, buildings etc. Large parcels of Airport land are mowed by the Parks Department personnel under contract with the Airport. Anything beyond the City's capabilities is coordinated through other contractors. Airport attendants are needed to staff the Airport during its working hours. The Airport is open 24 hours per day, seven days per week. However, it is only staffed by the City from 8:00 am to 5:00 pm, Monday through Friday. The FBO (Business Air Center) is open from 6:00 am to 10:00 pm, Monday through Friday and from 7:00 am to 7:00 pm on the weekends. The Airport's second FBO, U.S. Aviation Group, will begin in mid-2010 to operate 24/7 with complete line services. The Air Traffic Control Tower is operated from 6:00 a.m. to R.A. Wiedemann & Associates, Inc. in association i s ith CHA, Inc. 7 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 10:00 p.m. seven days per week. The Airport Manager or his designate is on call after operating hours for emergencies. Figure 1 - Organization Chart City Council Denton, Texas City of Denton City Manager City of Denton Assistant City Manager City of Denton Director of Strategic Services City of Denton Transportation Director Denton Municipal Airport i Manager Denton Municipal Airport Administrative Assistant Airport Maintenance Coordinator Airport Maintenance Field Service Worker R.A. Wiedemann & Associates, Inc. in association i s ith CHA, Inc. 8 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 3. EXISTING AIRPORT CHARACTERISTICS A Il2PORT FACILITIES ARE OFTEN DESCRIBED AS AI RSIDE or landside. Airside (or airfield) facilities include those directly used by aircraft during takeoff and landing, such as runways, taxiways, lighting, and instrumentation. Landside facilities include support buildings and strictures, such as aircraft hangars and parking (tie-down) aprons, automobile parking lots, and access roads. This section presents an inventory of airside and landside facilities at Denton Municipal Airport. However, as part of the Airport Business Plan, this inventory considers the utility of these facilities for the Airport as a business enterprise. In this way, this section not only reports on what facilities exist on the Airport, but also how they affect the Airport business operations. 3.1 Airside Facilities From a business perspective, airside facilities at DTO provide an access point into the National Airspace System (NAS) for aircraft owners, operators, and business travelers. These facilities include one asphalt runway (Runway 17-35) which is 5,999 feet long and 150 feet wide with a full length parallel taxiway. All primary taxiways are 50 feet wide. The runway has a precision instrument approach which permits operation during low visibility weather conditions. Figure 2 graphically shows these facilities while Table 1 summarizes the runway facilities and characteristics. Table I - Runway Data Summary F ilit T Runway 17-35 ype ac y 17 35 Length 5,999' Width 150' Pavement Asphalt Weight Bearing Capacity 70,000 lbs Single Wheel - 100,000 lbs Dual Wheel Markings Precision Non-Precision Runway Lighting Medium Intensity Approach Lighting MALSR None Visual Aid VASI Traffic Pattern Left Approaches RNAV, ILS, & NDB RNAV Legend: MALSR = Medium Intensity Approach Light System with Runway Alignment Indicator Lights VASI = Visual Approach Slope Indicator RNAV = Area Navigation IL,S = Instrument Landing System NDB = Non-Directional Beacon s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 9 N H m 2 X W i O .ar a S ~a `lO ~ A ~lty ~ X44+~ :tFy I 'Q L_ I v 4r i '9s~ ~ 4 i i ~ . 4 @LI 1 a~ r ' k ~n 1 1 7 IS ~ I , s ~ 'y N -u F t5 s. 0 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 DTO is considered a reliever to Dallas/Fort Worth International Airport (DFW) in the FAA's National Plan of Integrated Airport Systems (NPIAS). The runway covers between 96 percent and 99 percent of all-weather wind conditions. The Airport is further equipped with the following: • Four Instrument Approaches, Including RNAV/GPS Approaches at Both Runway Ends • ILS Approach on Runway 17 • RNAV for geographic positioning • NDB Rotating Beacon (Offers Aircraft w/o GPS to Fly Instrument Approaches) • Segmented Circle and Lighted Wind Indicators • Automated Surface Observance System (ASOS) • Medium Intensity Runway Lights FAA Airport design standards are based on the Airport's Reference Code (ARC)'. The ARC of any airport is based on the largest aircraft category that conducts at least 500 annual itinerant operations. DTO is classified as a D-11 airport (accommodating turboprops and jets). D- II airport design aircraft include the Hawker 700, Learjet 35, and Gulfstream IV. In general, DTO adequately provides for ARC D-II design standards. Additional standards may be put into place if the Airport were to obtain a Part 139 certification for commercial operations. These standards would include firefighting, wildlife, security, and others. In summary, the DTO airfield offers the full complement of infrastructure facilities and approach equipment desired by a wide range of aircraft in the business and corporate fleet. 3.2 Landside Facilities In terms of landside facilities, Denton Municipal Airport offers a range of buildings and equipment that serve the business aircraft owner, operator, and traveler. These include an administration building, many aircraft storage hangars, an aircraft museum, maintenance facilities, and fixed base operator (FBO) hangars. Currently, there are over 30 corporate/conventional hangars and 12 T-hangar buildings, many of which are utilized by businesses. In addition to these facilities, there are two Fixed Based Operators (FBO) and other on- site business operators that provide all of the traditional aviation services including aircraft rental flight training, charter, avionics, aircraft sales, aircraft maintenance, painting and upholstery, full and self-serve fueling, ground power units (GPU) for external power, and line service. Business Air Center is the senior provider of these services. Table 2 displays aviation businesses at DTO; there may be private individuals who use their aircraft for business purposes that are not included in Table 2. Each of the businesses is housed within a stricture fitted to their requirements, and includes attached or interior offices, vehicle parking, and apron area. The ARC has two components. The first component, depicted by a letter, is the Aircraft Approach Category and refers to the aircraft approach speed during landing. The second component, depicted by a Roman numeral, is the Airplane Design Group, and refers to the aircraft iv ingspan. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 11 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 The paved aircraft parking apron has approximately 75 tie-down spaces for itinerant and based aircraft use for either overnight or monthly parking. In total, there is over 720,000 square feet of hangar space at DTO. Other landside facilities and services available include: • Six Fuel Tanks Offering 70,000 Gallons of Fuel; • Two Fuel Tricks with a Combined 1,750-Gallon Capacity; • 24-Hour Fueling Access; • Approximately 100 Automobile Parking Spaces • Each building also contains an apron area or taxilanes, and separate or combined auto parking Table 2 - Businesses at Denton Municipal Airport Business Function Alan RitcheN- Postal Contractor All American Helicopters, LLC Flight School Alliance Air Charter Charter Avionics International Supply, hrc Maintenance Avionics Test Equipment Calibration, Inc Maintenance Barrett Aviation Maintenance Maintenance Business Air Center Aircraft Sales, FBO, Charter, Hangar Rental City of Denton Airport Management and Administration EZ Composites Experimental Aircraft Manufacturing Ezell Aviation Commercial Hangars GCBSXX, LLC / FinleN- Ledbetter Electric Manufacturing Haltom Aircraft Seivice Maintenance Hangar 10 Flying Museum Museum Jet Works Air Center Maintenance & Paint Shop Longhorn Helicopters, Inc Charter, Flight School Nebrig & Associates, Inc Aircraft Sales, Hangar Rental Owens Aviation Aircraft Sales Piaggio Aircraft Interiors Tech Aero Avionics, LLC Avionics Maintenance US Aviation Aircraft Sales, FBO, Flight School Hangar Rental, Maintenance Used Dealer's Aircraft Aircraft Sales Weyer Investments Hangar Rental In summary, the landside facilities currently available at DTO are quite comprehensive, and improvements are continuing. The operation of several FBO's on the Airport is evidence that the market for corporate/business aviation services is strong, as is the list of existing business tenants. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 12 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 3.3 Airport Operational Characteristics The primary and driving force of growth at general aviation airports involves increases in based aircraft and operations. These two measures of activity affect not only an airport's infrastructure requirements, but also the amount of revenues and expenses it can generate. This market demand reflects the airport as both a product and service that consumers will buy. Therefore, development of future airside and landside facilities at DTO, if constricted and phased in response to market demand, can contribute significantly to the Airport's revenues through rents paid on new leases. In recent years, the operating environment at DTO has changed from a relatively low activity general aviation airport to a significant business and corporation aviation oriented facility with a growing flight training and aircraft service business component. This growth has come primarily within the last seven years and has altered the character of the Airport to become an economic development engine for Denton. This change, coupled with the expansion of gas well development has created a unique nexus of both aviation and economic activity. Since 2004, DTO has experienced a significant increase in both based aircraft and total annual operations. (An aircraft operation is defined as either a takeoff or a landing. A takeoff and landing are two operations.) Because of the significant growth in training operations between 2006 and 2009, official FAA Terminal Area Forecast records have not yet shown the significant spike in operational activity. The most recent FAA TAF is shown in Table 3. Table 3 - Historical Activity: FAA Tower Counts Year Total Operations 2004 57,612 2005 86,802 2006 88,832 2007 99,734 2008* 126,670 * Source: FAA Air Traffic Activity Systems (ATADS) As indicated by the ATADS, the Airport has gained more than 69,000 annual operations between 2004 and 2008. An annualized extrapolation of the 2009 FAA Air Traffic Control Tower (ATCT) counts at DTO predicts approximately 150,000 annual operations for calendar year 2009. These annual ATCT counts do not include activity that takes place when the tower is not operational. With training operations now taking place 24 hours per day, it might be expected that the Airport will have as much as 50,000 more actual operations than those recorded by the ATCT. This is significantly higher than 2009 TAF forecast of 119,081 and exceeds both the FAA forecast for 2014 and the Airport Master Plan forecast for 2011. In an effort to improve the integrity of the FAA's based aircraft data, a new methodology for accounting for aircraft based at an airport was implemented by the FAA in 2009 through the FAA Order 5010.4, Airport Safety Data Program. Airports are now required to enter the tail s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 13 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 numbers (also known as N-numbers) of the aircraft that are based at their airport. The FAA will then cross reference the tail numbers between airports and in cases where an aircraft appears at multiple airports, will reconcile the discrepancy. In some cases, this methodology significantly changed the number of based aircraft at an airport. As this is in the first year of the new program, its affects on forecasts and funding await to be seen. The March 2009 effort for DTO resulted in the following aircraft fleet mix: • 131 Single-Engine (73%) • 29 Multi-Engine (16%) • 10 Jets (6%) • 7 Helicopters (4%) • 2 Other (1 • TOTAL = 179 The mix shows DTO's activity is based mainly on flight training and corporate activity. While some single-engine aircraft are used for the individual businesses that utilize the Airport, most are used for recreational or flight training. Flight training also utilizes the helicopters and some multi-engine aircraft. With almost one-quarter of the total aircraft made up of multi-engine aircraft and jets, the Airport has a healthy level of corporate and business aviation. It should be noted that Airport Management has a higher number of based aircraft listed in their records. It is believed that these will eventually show up in FAA 5010 reports as new inspections are undertaken. Importantly for this business plan, the actual number of existing based aircraft will not impact future revenue projections because only the growth in based aircraft is used in the projection methodology. Section 5 of this Plan addresses based aircraft growth. 3.4 Airport Development Plan One of the tasks of this business plan is to evaluate the existing Airport Capital Improvement Program (ACID). This review includes suggestions for any revisions (either specific projects or timing and phasing of projects) that may better suit the business need or market demand for the projects. For the purpose of the business plan, review of the ACIP considers opportunities for revenue generation. The 2003 Master Plan describes the last formal recommended development plan - the Airport Capital Improvement Program (ACID) for DTO. The Terminal Area Plan was revised in 2006 to reflect the buildings that had been constricted since 2003 and any additional changes of locations or plans of buildings. The short-term projects identified in the Master Plan have either been completed or under constriction at this time. Table 4 shows the current ACID for DTO as provided by the City of Denton. The 2010 - 2012 TxDOT Capital Improvement Program (CIP) has listed a total of $1,146,100 in funding for DTO for 2012. There are no proj ects funded for 2010 or 2011 listed at this time. One project previously added to the TxDOT CIP for 2010 is for security fencing, including the engineering/design and installation of 18,000 linear feet of perimeter fencing. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 14 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 Table 4 - Current Denton ACIP Pro'ect Local Federal Total Short Term 1. Southeast Taxiway- Expansion 77,135 1,094,615 1,171,750 2. Rumvai- Extension 425,000 8,275,000 8,700,000 3. Security Fence (Perimeter-south) 57,000 570,000 627,000 4. Southeast Road Infrastructure 500,000 - 500,000 5. Air port Entrance (Design) 50,000 - 50,000 6. Airport Signage (On-site) 50,000 - 50,000 7. Maintenance Facility 145,000 - 145,000 Short Term Total 51,304,135 59,939,615 511,243,750 Intermediate Term 1. Ramp Expansion 89,000 890,000 979,000 2. Parallel Runway- / Taxiway- (5,000 ft) 761,050 6,849,450 7,610,500 3. RADAR Equipment Installation 250,000 1,025,000 1,275,000 4. Airport Entrance (constmction) 150,000 1,350,000 1,500,000 Intermediate Term Total 51,250,050 510,114,450 511,364,500 Lon Term 1. Rumvai- Overlai- 240,000 2,160,000 2,400,000 2. General Aviation Parking Facilities 14,000 126,000 140,000 3. Taxiway- A & B Rehabilitation 140,000 1,260,000 1,400,000 Long Term Total 5394,000 53,546,000 53,940,000 Not On Current Master Plan: 1. Airport master Plan / Business Plan 285,000 - - 2. Heliport (west side) 1,500,000 - - 3. Public Ramp / Taxiway (west side) 2,500,000 - - Not On Master Plan Total $4,285,000 - - TOTAL 57,233,185 523,600,065 526,548,250 Source: City of Denton Parallel Runway Until recently, the need for a parallel runway could not be justified from an operational standpoint. With the influx of pilot training in both helicopters and fixed wing aircraft, there is now a significant usage of current airfield capacity according to the FAA tower counts. The mix of the slower propeller aircraft and faster jet aircraft contributes to the immediate need for a parallel runway. The future parallel runway depicted on the ALP is 5,000 feet by 75 feet and would be used primarily for small aircraft, to provide an alternative runway for training aircraft. According to the 2003 Master Plan, a parallel runway would increase the Annual Service s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 15 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 Volume of DTO to 300,000 operations. A second runway would also provide an alternative should the main runway need to be closed due to maintenance or emergencies. Figure 3 displays the 5,000-foot by 75-foot parallel runway from the Airport Layout Plan (ALP) with a full length parallel runway. The distance between the two runways is 700 feet, which allows for simultaneous operations of the two runways, and for aircraft to hold on the exit taxiways. Figure 4 displays an alternative parallel runway of 3,200 feet. While this runway would be shorter, it would be adequate for most small aircraft and flight training and is long enough to obtain an instrument approach. The shorter length would also contain the Runway Protection Zones mostly within the existing airport property, reducing the requirement for land acquisition or easements. The shorter runway could be extended at a later date as necessary. In an effort to further reduce the cost, only 35-foot wide exit taxiways are provided. Aircraft may safely hold on the exit taxiways between the runways. Table 5 - Parallel Runway Options Cost Estimates Item Amount Units Cost/Unit Total Cost O )tion #1- 5,000 ft Runivav Pavement 375,000 SF $10.00 $3,750,000 Lighting 10,000 LF $20.00 $200,000 Markings 375,000 SF $1.50 $562,500 TaxiLN'av Pavement 252,000 SF $10.00 $2,520,000 Lighting 10,000 LF $20.00 $200,000 Markings 252,000 SF $1.50 $378,000 Total $7,610,500 O )tion #2 - 3,200 ft Runivav Pavement 232,500 SF $10.00 $2,325,000 Lighting 6,400 LF $20.00 $128,000 Markings 232,500 SF $1.50 $348,750 TaxiLN'av Pavement 84,000 SF $10.00 $840,000 Lighting 6,400 LF $20.00 $128,000 Markings 84,000 SF $1.50 $126,000 Total $3,895,750 Source: RAWA Consultant Team s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 16 N m 2 X W 0 CS .ar a .N G C ~ S fia w r.. x ` IGr ' r ~ ~ t L~ tf ! 11 t u n x a a _ fl p• r ~ 1 4 , 1 1 I} .i 7 3- r _ It1 - ~I a - :f ~ ~~o l r ~ i'! I n~`1 , ~~U l -~9y 1 I'~ C7 a m f Y I? t % !~a I k i _ T - 1 S I I. , ~ T 1 T IL _ 1 ,r ~ a an` 1 ,H rk s N m 2 X W O .ar a fia q~ ` E I , 7) > D a) 0 j, C r' ^l 1 r I I { ( ~ l A 1 11 S \ 3 it ! w 3 k # EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 West Side Development There is approximately 200 acres of open land on the west side of the existing airport property, a portion of which would be reserved for the parallel runway as discussed above. An additional 150 acres are also available for potential acquisition for a total of 350 acres for development. However, beyond the runway, there is still ample land available for additional development. This land could be used for both aviation and non-aviation development as shown in Figure 5 - Potential Long-Term Development. Non-aviation development at DTO must ultimately conform to the City's land use plan and be compatible with surrounding uses and the operation of the Airport. Additionally, it is anticipated that the proposed Loop 288 Roadway along with appropriate utilities will attract businesses to the area. While constriction of this section of Loop 288 is still five to ten years away, thoughtful planning of the timing / phasing and financing of such development should be considered now. The development illustrated on Figure 5 includes a conceptual airport business park, composed of two distinct sections. Immediately west of the potential parallel runway, is a 100 acres area suggested to be reserved for additional airport-related facilities. This area can accommodate virtually any type of airport user, including major corporate flight departments, maintenance facilities, and specialty services. The illustration depicts an assortment of large hangars, aprons, offices, roadways, and vehicle parking along a new 5,000-foot long parallel taxiway, sized for Airplane Design Group III (e.g., Boeing Business Jets). For comparison, this area is similar in size and capacity to the existing development area on the east side of the Airport. In addition to the airport-related development, the concept also illustrates a potential 50 acre business and industrial park, with instant access to the Airport, adjacent to the Loop 288 highway corridor. With some land acquisition to the north and west, the business park could be expanded to 100 acres, and would be bounded by the Dry Fork Creek to the north and Hickory Creek to the south. As the area is generally level and undeveloped, there are few impediments to future development, with the exception of a few existing gas well locations. However, initial development would require investment (whether public or private) to foster implementation of the concept. Although, the actual costs cannot be projected prior to specific site planning, the table below provides some order of magnitude costs for initial public infrastructure. Note that concept assumes that proposed Loop 288 is constricted, and includes utility rights-of-way and the extension of municipal sewer and water. The conceptual costs below are for public infrastructure improvements located on Airport property. All buildings and associated facilities would be at the expense of the developers or tenants. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 19 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 Table 6 - West Side Development Potential Infrastructure Cost Amount Units Cost/Unit Total Cost Airside Taxii-ay Includes Pavement, Lighting, and Markings 6,000 LF $700.00 $4,200,000 Apron Main Apron 300,000 SF $16.00 $4,800,000 Design & Contingency 25% of cost $2,250,000 Subtotal Estimate $11,250,000 Landside Access Road Includes Pavement, & Markings 6,000 LF $300.00 $1,800,000 Lighting 6,000 LF $50.00 $300,000 Utilities Sewer 6,000 LF $110.00 $660,000 Water 6,000 LF $110.00 $660,000 Design & Contingency 25% of cost $855,000 Subtotal Estimate $4,275,000 Total $15,525,000 s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 20 N m 2 X W CL t y r z w 0 .a' Q s .y a N s; a q~ f1T TTT'1 T' FTTT 1~ 0 c~ L-J1 U Li El G L H I~j t 'LYF a ~L~ I I~ N EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 3.5 Funding Options The ACIP lists the recommended projects and associated cost estimates for the 20-year planning period. The local, state, and federal governmental agencies utilize the ACID as a reference document for future funding. The main source of funding for many airports is grants through the FAA's Airport Improvement Project (AIP). Texas is designated as one of ten states in the U. S. that serves as a "block grant state." As such, TxDOT acts, by law, as the agent for political subdivisions for the purpose of applying for, receiving, and disbursing federal funds for GA airports. TxDOT also funds 50 percent of non-federal airfield maintenance projects up to a maximum participation amount of $50,000. Improvements related to enhancing airport safety, capacity, security, and environmental concerns are eligible through the AIP program. Typical AIP eligible projects include: airport master plans and airport layout plans; land acquisition and site preparation; airfield pavements, e.g. runways, taxiways, and transient aprons; lighting and navigational aids; safety, security, and snow removal equipment; selected passenger terminal facilities; and obstruction identification and removal. In addition, some revenue producing projects can be funded from an airport's entitlement grants if there are no runway or safety projects at that airport. These items can include hangars, fueling facilities, automobile parking facilities, private use areas of terminal facilities, and other revenue generating facilities. Highest funding priority according to FAA's rating procedure is generally offered those projects that are safety related such as obstruction removal, runway safety area improvements, and facility improvements to meet current FAA Airport Design Standards. There are several other requirements to obtain AIP funding and include items such as: • Project Must Be Reasonably Consistent With Regional Plans • Project Is Included on the Most Current FAA Approved Airport Layout Plan • Sufficient Funds Available to Pay the Non-Federal Share As Texas is a block grant state, TxDOT has developed the Texas Airport System Plan (TASP) which includes all the airports from the FAA's National Plan of Integrated Airport Systems (NPIAS) along which a few additional airports it deems necessary for the system. There are additional goals beyond the FAA's AIP program and include: • Scheduled Air Carrier Service Within a 60-Minute Drive for All Residents • Business Jet Aircraft Access Within 30-Minute Drive of Significant Population or Mineral Resource Centers • Light Piston-Engine Aircraft Access Within 30-Minute Drive of Agricultural Centers The goals of the federal and state plans are combined by TxDOT in the following order for project funding priority: 1. Safety 2. Preservation 3. Standards s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 22 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 4. Upgrade 5. Capacity 6. New Access 7. New Capacity Texas is one of only three states in the country that does not have a state tax on aviation fuel, nor does it have any other dedicated source of funds for airport development. Historically, state funds for matching 50 percent of the sponsor share of federal airport grants have come from "Fund Six", the state's transportation fund which is funded primarily through an excise tax on gasoline. For the past three years, the state's aviation funding has been $16 million annually. There is a proposal to redirect the existing state sales tax on aviation and air transportation- related goods and services that currently go into the state's general fund into a dedicated fund to provide additional revenues for airport projects. The primary advantage to this proposal is airports would receive additional funding without requiring new taxes. The formation of public/private partnerships is another emerging trend for GA airports. In today's economy, businesses require more than a parcel of land or a building from which to operate in order to realize their success. Many state and local governments across the country offer corporate incentives in an effort to attract businesses and promote economic development within their communities. Whether they are companies just starting their business or well- established enterprises looking to relocate, these incentives provide excellent opportunities to evaluate and compare multiple sites and seek out the locations that offer the most benefits (see Appendix D). It is here that owners of GA airports may find methods in addition to traditional incentives such as low interest loans and temporary tax abatement, to entice economic development. Public/private partnerships are sometimes created as a means to provide a mutually beneficial financial relationship between a private entity and a local government. The community wins by gaining the positive (and often substantial) economic impact generated by the business. The business wins by gaining previously inaccessible assistance, and the local government wins by gaining additional revenues and/or reducing its cost for the project. DTO is uniquely positioned to use gas well royalty, which must be used exclusively for on-Airport expenditures, to fund public participation in projects that increase annual revenue for the Airport. 3.6 Market Analysis To understand the revenue-producing potential of DTO, it is important to evaluate the economic forces at play in the existing market. The interaction of customers in the market with existing offerings of aviation products and services determines prices, and can guide the Airport in finding a unique position in the market that can produce revenue. In addition to assessing the condition of the existing market in the Dallas/Fort Worth region, there is also some undetermined amount of potential new customers (e.g. based aircraft or itinerant users), should the Airport find the right balance of product/service, price, and value to offer the market. The ultimate goal of DTO is to become an economic development hub by capturing an increased share of both the existing customer market and a share of the natural regional growth of general aviation demand in the Dallas/Fort Worth market. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 23 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 Airport Market Area For the purpose of this Business Plan, the existing geographic market of DTO is defined by a 30-nautical-mile ring centered on the airport, which includes the north-central portion of the Dallas/Fort Worth Metroplex. While there is no hard rile that sets these boundaries, particularly in a large metropolitan region, this geographic area represents the target market from which the Airport is likely to draw users and activity that will assist in driving revenue growth. It is unlikely that DTO would be competing with airports in the southwestern portion of the region for based aircraft and activity due to regional factors such as vehicle congestion/travel time and the ability for these airports to fulfill the needs of their tenants. It should be noted that transient activity at DTO originates in many other regions of the country. Figure 6 illustrates the general market area of the Airport and includes other nearby public-use airports. Market Area Airport Facilities Within the geographic service area for DTO, there are a number of other public-use airports, which provide a range of general aviation services, and likely compete with DTO for activity and users. While there may be other large airports in the Metro area that compete with DTO for corporate aviation facilities and services, a 30-mile geographic area was considered inclusive of most, since locational convenience is one factor used in selecting a home-base airport. For this Business Plan, there were several potential airports considered as competing facilities. These airports include, but are not limited to: • Addison (ADS) • Aero Country (T31) • Airpark-Dallas (1769) • Collin County (TKI) • Gainesville (GLE) • Hicks Airfield (T67) • Lakeview (3 OF) • North Texas Regional (GYI) • FW Alliance (AFW) • FW Meacham (FTW) • Northwest Regional (52F) The location of these facilities can be seen in Figure 6. Although general aviation airports with smaller runways were included in the above list (52F, 30F, F69, T31, T67), airports within the market service area with less than 59 based aircraft or without paved runways were not included as competitors to DTO in this analysis. Tables 9 and 10 present information regarding the facilities and services offered by these airports for comparison purposes. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 24 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 Legend Denton Municipal Airport Public Use General Aviation Airports , r G,iinesviile Each Rini 10 NM Radius I ,I! fay .w er coy h Collin C I runty Denton Municipal Airport Lakeview •-i i Airaar~ Dal as ~ ~dorlht~^~c 1 ~:ani:~oa i T FW I II Acdisori Nicks AirfiE J ~ i«~~ce ~ 1 a t FJV v1eacbc ll M Denton Municipal Airport (F)T,)) Rusincss Plan FIGIJP,E C1 ki Denton Airport Market Service Area 6 s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 25 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 The majority of the airports shown on the map northwest of DTO are smaller and privately-owned; thus, not likely competitors. A few airports to the south and east, such as Aero Country, Lakeview and Airpark-Dallas, appear to be used mainly for recreational traffic and offer very few services. These airports have almost no multi-engine based aircraft or jets. As DTO is focused on providing business activity and flight training, these airports were not used as competing facilities even though they are in proximity to DTO. As indicated, airports within the DTO market area offer a range of options to general aviation users. Highlights of the comparison are shown in Table 7 below. Table 7 - Airport Comparison Highlights Other Aiiports Denton Airport Longest Runway Fort Worth Alliance 9,600 feet 5,999 feet Largest Aiifield Gainesville 1,336 acres 716 acres Most Based Aircraft Nortfivest Regional 612 179 Most Based Jets Addison 199 10 Most Based Multi-Engine Aircraft Addison 88 29 Least Based Aircraft Gainesville 59 170 Comparisons to other airports must be qualified due to the specific characteristics of the region. Addison (ADS), Fort Worth Alliance (AFW), and Fort Worth Meacham (FTW) are also reliever airports to DFW, but are significantly closer to downtown Dallas and Fort Worth than DTO. They have the highest levels of based aircraft and longer runways. They also have a higher percentage of jets in their based aircraft mix. As shown in Table 10, DTO has six percent of all based jets, while ADS has 36 percent and FTW has 32 percent. This suggests that jet aircraft operators have a high desirability to access the central business districts of Dallas and Fort Worth. Table 8 also shows that regionally, a tower and higher approach capabilities do not necessarily mean a higher percentage of based jets. It should be noted, however, the airports without these services do not have any based jets. Table 8 - Based Aircraft Mix Comparison Airport Total Based Aircraft Jet Total % of ME Tota% l of SE + Other % of Total NAVAID Tower Denton Nlunici al (DTO) I-O 6° I(,°i, -81, i, 1LS Yes Addison (ADS) 545 37% 16% 47% IL,S Yes Aero Countn- (T31) 90 0% 11% 89% - No Collin County- (TKI) 206 5% 17% 78% IL,S Yes Gainesville (GLE) 59 5% 20% 75% LPV No s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 26 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 Table 8 - Based Aircraft Mix Comparison Airport Total Based Aircraft Jet Total % of ME Tota% l of SE + Other % of Total NAVAID Tower Hicks Airfield (T67) 321 0% 6% 94% - No North Texas Regional (GYI) 161 12% 11% 77% ILS Yes Air ark - Dallas (F69) 68 0% 1% 99% - No FW Alliance (AFW) 107 23% 25% 51% ILS Yes FW Meacham (FTW) 198 32% 23% 44% ILS Yes Lakeview (30F) 63 0 0 0% 100% Nortfivest Regional (52F) 612 2) 0X 0 10% 90% - No The prices of 100LL at these airports are at the higher end of the range, but not significantly higher for Jet-A, suggesting that these airports are attempting to promote business activity and discourage recreational traffic. If regional growth patterns continue, it is only a matter of time before communities in traditionally suburban areas of the region expand into active and competitive business markets. As growth does occur, DTO will likely find itself in an improved position to attract additional corporate market share. There are several privately-owned airports that are open to the public. Many of these airports operate as such in order to preserve the surrounding airspace from obstructions and encroachment. Hicks Airfield has over 321 based aircraft and offers charter service. The fuel rates at Hicks are at the lower end of the range, which may attribute to the large number of aircraft. However, in terms of business activity, Hicks Airfield has a relatively short runway, does not offer Jet-A fuel, and has zero based jets. Therefore, the likelihood that Hicks will compete with DTO for business activity is low. Market Area General Aviation Services General aviation services available at area airports include airframe repairs, avionics, power plant repairs, flight instruction, rental and sales, and charter, and were shown in Table 10. DTO appears to offer comparable, if not better, services than other airports within the region. Fort Worth Meacham and Addison airports are the only two other airports to provide the same level of services recorded by the FAA's 5010 Master Record. DTO also offers a paint shop, interior refurbishment, and a foreign trade zone (FTZ). Other FTZ's are located at Dallas/Fort Worth International and Fort Worth Alliance. Market Area Rates and Charges As indicated in Table 11, prices for 100LL in August of 2009 were found to be as low as $3.25 per gallon at North Texas Regional, and as high as $6.09 per gallon at Addison. Jet A was $2.80 at Gainesville, and $4.95 at Addison. From this analysis, it appears that airports closer to downtown Dallas and Fort Worth have higher fuel prices. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 27 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 A telephone survey to FBOs and airport managers/owners was conducted to determine the rates for aircraft storage, including tie-downs, T-hangars, and conventional hangars. Rates for daily tie-downs range from no cost at DTO and Gainesville to $20 at Fort Worth Alliance (for 12,5001bs and under). Fort Worth Alliance and Fort Worth Meacham rates vary based upon aircraft weight. At DTO the monthly tie-down fee is $40, while at Alliance it is $300. T-hangars at DTO range from $180 to $250 depending upon the type of aircraft, size of hangar space, and number of other aircraft in the hangar. According to the FBOs contacted, community space is available in a conventional hangar at DTO, Fort Worth Alliance and Fort Worth Meacham, and North Texas Regional, but individual conventional hangars are not. Gainesville offers a $0.05 discount on fuel on the weekends for basing the aircraft in one of their hangars. Market Analysis Summary Overall, DTO is in the mid-range for fuel prices and is on the lower end for aircraft storage rates. DTO should market the wide variety of services and facilities it provides. It has a business jet capable runway system with precision approach, ATCT, and highly qualified FBO service providers. In particular, it is a key aviation provider for aviation demand in the north- central Dallas/Fort Worth region. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 28 N H 00 2 X w i O Q .N O q O 0 N 0 w 0 ~ J ~ Z ~ Z Z ~ Z ~ ~ Z Z zx a I I N o n 0 m 0 o 0 o ~ O o o co o O ~ O n ~ o o N M O O l~ O O ~O M CO v~ .w. bA rl O M O ~ M N ~ O O ~ O O ~ w U CC ~ ~ W - r, CO v'~ O O ~ ~ N O ~ N ~ v'~ CO M O M O 1 CO O V'~ N 01 CO l~ ~O N .all - O M O O N O O CC U eC CO O M O v CO 0 v ~ U U ~ U ~ y U y ~ ~ ~ U 0 0 N H ~ .=7 Cn s, U ~ cl, ro Q U O d d ~ ~ x z~ o d w w a z O U MU W .y ~ N ~ x O ~ N bA N ~ U ~ O V] U II ~ W ~ o N II ~ 0 N Z I~ KI V Z O U ti U Q Z r Q ~i N co ~ o N m y r o W i 0 •a' Q N ~a O _ U cz oA d cz 75 d w ~ w O CC O V ~ V O CL i. O 00 CC G~ G O O O O O O O O O O O cz cz cz O G O ' O O O O O O O O O O _ cz _ 'C O U w rx r'l W ~ ~ w H cz Q o d d er c7 x z d w w a z ~ O M ci ti V O C Z Z ti O Q s s Q ^V N co ~ o N m y O W 0 .a' .ar N ti ~a ~ S ~ ± O m m m + ' O O M M f y9 O V ~ S. bA x ~ x O O v'~ O p ' ~y ~ In O O In O M O M ' p Y M N O 01 6q 6q M ~.y f 69 69 69 69 69 ~i O y CC O N Ir' ~ ~ O pN M a o ~ A a~ y ~ -r In o, o In In In O o~ co co cv ~o In y'"'" h f 69 69 69 69 69 69 . ma 1 ~ r ~ ~ ~ LL QI ~ f 69 69 69 69 69 69 69 69 ~ w N ° w w d ~ c7 x z z 0 0 N w ~ U O ~O cd U U U ~ ~ P/"O bcAcC.~ U C "ct 0 u v ~ ~ Ov Cd o ~ZZOd v~ w N m 4 M q Q~ EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 4. BASELINE FINANCIAL AND ECONOMIC OUTLOOK THIS SECTION IDENTIFIES HISTORICAL REVENUES AND EXPENSES attributable to Denton Municipal Airport and projects those revenues and expenses to the year 2018. This projection only considers a baseline scenario with no revenue enhancement projects included. In a later section, alternative projections of financial performance will be developed based upon revenue enhancement initiatives and marketing pro-fortas. In order to properly frame these financial statements, this section is organized to present the following: • Historical Revenues and Expenses • Baseline Forecast of Revenues and Expenses 4.1 Historical Revenues and Expenses Table 12 shows the historical revenues and expenses for FY 2006 through FY 2008 as well as the budget for FY 2009. This information was taken from the statements of revenues and expenses for Denton Airport provided by Airport management. Many of the revenue and cost categories represent aggregated totals of several accounting sub-categories. Revenues from Airport operations are derived from the following: • Airport Lease Revenues: Lease revenue is earned from over 30 corporate/conventional hangars and 12 T-hangar facilities at the Airport. • Aircraft Storage (Tie-downs): The Airport has a paved aircraft parking apron that has approximately 60 tie-downs for itinerant and based aircraft use. • Airport FBO Commissions: These revenues come from a percentage of revenue from the FBOs, as well as fuel flowage fees for fuel facilities. • Agricultural Lease: Revenues from agricultural leases of land on the west side of the Airport. • Fees and Fines: Revenues include assignment fees, photo shoots, and late fees. • Airport Miscellaneous Revenues: This category captures all revenue that is not attributable to the other categories. Airport Operating Expenses were made up of the following cost items: • Personal Services: This includes salary and benefit costs of Airport workers. • Materials and Supplies: This category includes such things as office/building supplies, postage, and uniform expenses. • Maintenance and Repair: Includes machinery and equipment, buildings and equipment, radio equipment, and sidewalks and grounds maintenance and fuel. • Insurance: Includes the commercial insurance premiums and self insurance premiums for the Airport. • Miscellaneous: This includes the Airport Advisory Board expenses as well as other miscellaneous expenses. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 32 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 • Operations Expense: The Operations Expense category involves the cost of day-to-day operations at the Airport, including utilities expense, training, vehicle operations, dues and fees, office expenses, etc. • Indirect Allocation: The Indirect Allocation includes the portion of general overhead costs of the City of Denton that are allocated to the Airport. • Interfund Transfers: These are transfers to other City Funds for services rendered to the Airport. Not included in these operating income and expense statements are the annual contributions to the Airport from the City and State for capital development grants. Those contributions are not considered operating revenues by this analysis. Rather, this analysis is geared to identify the direct revenue producing ability of the Airport, along with its direct operating costs. In this regard, revenues from gas wells are considered non-operating since they are not generated by aviation activity. However, they do impact the total revenues generated for the Airport. As such, any surplus revenues can be applied to non-operating costs such as capital development, debt service, etc. Thus, for presentation purposes, the non-operating revenues and expenses are shown at the end of Table 12 to reflect the overall financial picture of the Airport. Table 12 - Historical Revenues and Expenses Operating Revenue: FY2005-2006 FY2006-2007 FY2007-2008 FY2008-2009 Airport Lease Revenues $202,318 $218,325 $257,639 $292,750 Aircraft Storage (Tie-Downs) $8,614.68 $8,702 $8,789 $8,877 Fuel Flowage Fees & FBO Commissions $120,426 $138,231 $222,769 $176,483 Agricultural Lease $5,072.48 $5,176 $5,280 $5,385 Fines and Fees $2,190 $3,750 $0 $1,000 Airport Miscellaneous Revenues $166.74 $11,572.85 $10,994.76 $8,179.29 Total Operating Revenues $338,788 $385,721 $505,470 $492,674 Operating Expenses: FY 2005-2006 FY 2006-2007 FY 2007-2008 FY 2008-2009 Personal Services $272,632 $323,169 $223,118 $277,561 Materials and Supplies $5,022 $8,212 $6,850 $8,800 Maintenance and Repair $17,286 $21,492 $20,486 $58,533 Insurance $25,863 $19,580 $18,011 $17,350 Miscellaneous $1,156 $1,345 $1,257 $1,200 Operations $126,261 $167,947 $161,708 $142,773 Indirect Allocation $230,712 $240,325 $327,858 $340,972 s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 33 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 Table 12 - Historical Revenues and Expenses Operating Revenue: FY2005-2006 FY2006-2007 FY2007-2008 FY2008-2009 InteiTimd Transfers $44,596 $34,700 $43,901 $27,550 Total Operating Expenses $723,528 $816,769 $803,189 $874,739 Net Operating Revenues/Expenses $384,739 $431,012 $297,719 ($382,065) Non-Operating Revenues FY 2005-2006 FY 2006-2007 FY 2007-2008 FY 2008-2009 Gas Well Revenue $1,152,785 $817,347 $1,732,414 Airport Propeity Tax Revenue $67,586 $71,143 $74,700 Non-Operating Expenses Cost of Debt ($204,282) ($200,992) CIP Local Funding ($765,000) ($410,837) Net Non-Operating Revenues/Expenses $1,220,371 $80,792 $1,195,285 Total Net Revenues/Expenses $384,739 $789,359 ($378,511) 1 $813,219 For purposes of the business plan, the ability of the Airport to generate revenues and cover operating costs is the primary concern. From the historical information, Total Operating Expenses grew by an average of 6.5 percent per year from FY 2006 to FY 2009 largely due to increased maintenance and indirect allocation costs. The increased costs are associated in part with the new terminal building, new taxiway, and enhanced grounds maintenance. Operating income has increased by 13.3 percent per year. This is a due to an increase of FBO Commissions due to increases in flight training and fuel sales. The net operating revenues and expenses deficit has fluctuated each year but has decreased in FY 2009 by $2,000 dollars compared to FY 2006. Of significance is the impact of gas well revenue, which can be used to fund capital and other projects at the Airport. This revenue source has a finite lifespan and as such, should be used in a manner that creates revenue producing facilities that diversify income production at the Airport. It is against this historical backdrop that the baseline forecast of revenues for Denton Municipal Airport is presented. It should be noted that most public-use general aviation airports in the United States do not cover annual direct expenses with revenues and thus become subsidized by their owners/sponsors. From this perspective, it appears that DTO has benefited significantly from the increases in activity and gas well production since FY 2005-2006. 4.2 Baseline Forecast of Revenues and Expenses This baseline forecast presents a status quo look at revenues and expenses, influenced primarily by historical activity. It does not consider all of the potential changes at the Airport that might occur through the implementation of this Business Plan or in the City of Denton's economy that might change the historical trend. To determine the historical trend, the percent s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 34 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 increase from the fiscal year 2006 to the fiscal year 2009 was examined to find the average percent change in revenues and expenses. Thus, any major fluctuation during any one year did not unduly affect the overall trend. The history of non-operating revenues and expenses was not used to determine the forecast for the planning period. Airport management provided the non- operating revenue and expense schedules anticipated for the planning period. These will be verified to the extent possible, later in this plan. In order to show a conservative baseline forecast, a number of assumptions were used about the growth of individual line items in the budget. In this regard, the following growth rates were assumed: • The future rate of price inflation was assumed to mirror the Consumer Price Index (CPI), and was estimated at 4 percent per year. • Tie-down fees were grown by 1 percent per year to reflect the historically slow growth of pricing of these services. • Agricultural Lease was grown by 2 percent per year, also because of the history of slow growth. • Lease Revenues, FBO Commissions and Miscellaneous categories were grown by the rate of CPI or 4 percent annually. • Maintenance and Repair Expense was taken from a list of maintenance projects and costs that Airport management submitted, which include costs associated with the new runway and taxiway extensions. • All other expenses were increased at the rate of CPI. As shown, baseline operating revenues are anticipated to grow from $459,359 in FY 2009 to $644,069 by the fiscal year 2018 - an average yearly increase of 3.8 percent and an overall increase of 40.2 percent for the period. Baseline operating expenses, on the other hand, are expected to increase from $457,011 in FY 2009 to $843,985 by the fiscal year 2018 - an average yearly increase of 7.1 percent and an overall increase of 84.7 percent for the period. In addition to operating revenues and expenses, there are non-operating revenues and expenses. These non-operating accounts include the revenues from the gas wells and the expenses associated with debt service and capital expenditures. Any operating deficits from the Airport are taken directly from the gas well fund. Thus, the operating pro forma for the Baseline scenario has its primary impact on the gas well fund balance, which is anticipated to grow by $8.7 million over the period. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 35 N co ~ o N m y r o W i 0 Q N ~a q~ C C C F" E u a a O a, ,--i ' O a, 17t O 17t r O al CO O M M --i H3 IO r r N` 01 O O C1 l7t M 00 O a r llO ` O O\ - - OO M 01 O ~c M R - M 00 r" N M M _ v ~ ~ \O o ~ ~o o~ r ~n ~n M r r . M r ~O O\ ~O ~O M M r ~O ~n CO ~O ~ ~n r 01 r CO O 01 r M ~/l l~ Y r 00 c1 ,--i 'x5 M O\ r c1 00 00 M N ,--i 'x5 O r O r Hj N FA FA H '-I O N fA -7t N H3 Vl a, 'z rt '-I O N M N ~O FA fA fig N M N Yj FA 00 fA FA Z~ fn N N ~~c c1 W r N ~c r ,--i M M , te r ~O CO W~ O ~/l CO ~O N ,rte r O M 'O 01 00 r r CO N ~c O\ 01 N M r c4 N c1 00 N r i ~O fH FA FA O\ , te fH 01 N FA 00 00 f N N N 01 M. v 0. H. M. r. r. M.~O. cO. O. N. 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'n 0 ~ r O O O O S - CA N O O M 'x5 M M o r 'x5 0 1 Yj Ni 0 0 FA - 0 1 H O " ^ H FF] a9 CN V N ry yj 1 vi . . . . i o v i ~ 0 W O 0 0 N O ~ ~ O O O ~ ~ ~ M r oo O 00 0o M r 00 N M M Yj " Hn '-I FA fig Cq FA fig f fI9 FA O oo O oo - r M O CA ~c 00 N N O Y r N N r ry^ FF] FA e9 fig f Ff3 N: oo. r ~n W O N rl , M cc W 'x M 00 01 Yj O\ ~O W~ M ~ ~ N O ~ ^ FF] FA fig I CA FA fig r- O O 00 0o O O O O O - _ 00 M M ~O 145 00 O\ ~ M N A N M R V N N N FA FA fig ,--i fig r ~ ~ ~ D\ O O O ~ _ r O 01 a '7t a C CO O N N r - = ri N is N . o ~j fi9 fig f ~ r.'n. N. O O O CO N N O N M W A R 00 I 06 O C1 O O rt ~ O CA Cq fn I. . r-- CN O 00 0 ~O r R 01 0? 00 0 N 01 N O O H O N O FA FA fig 'ti O ~ fis fig ~ a ryr C, ~ y z P. 2c7c7H 2Q~H z _ M EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 When the baseline operational costs are compared with the baseline forecasts of operational revenues, the net operating costs for the Airport can be predicted as follows: Table 14 - Baseline Net Operating Income/(Deficit) Year Operating Expense Operating Revenues Net Operating Income/(Deficit) 2009 $457,000 $459,400 $2,400 2010 $559,900 $473,300 ($86,600) 2011 $642,600 $491,800 ($150,800) 2012 $662,700 $511,100 ($151,600) 2013 $696,800 $531,200 ($165,600) 2014 $749,300 $552,000 ($197,300) 2015 $890,400 $573,700 ($316,700) 2016 $883,000 $596,300 ($286,700) 2017 $860,800 $619,700 ($241,100) 2018 $844,000 $644,100 ($199,9(0) From Table 14, the net operating deficit is anticipated to grow from -$86,600 in 2010 to - $199,900 by the year 2018 - a 9.7 percent per year increase. Cumulative net operating revenues for the period total 41,793,900. However, non-operating revenues currently work to offset these deficits. When considering both operating and non-operating income, Table 15 shows the effects of gas well revenue and property taxes on total net revenues. Cumulative net revenues for the forecast of total revenues and expenses (including non-operating income and costs) are anticipated to reach +$9,869,500 through 2018. Thus, the favorable airport revenue forecast is made possible by gas well revenue, which has a finite life. Table 15 - Total Net Income for Baseline Projections Year Net Operating Income/(Deficit) Net Non-Operating Income/(Deficit) Total Net Income/(Deficit) 2009 $2,400 $1,120,600 $1,123,000 2010 ($86,600) $785,300 $698,700 2011 ($150,800) $2,070,900 $1,920,100 2012 ($151,600) $1,772,000 $1,620,400 2013 ($165,600) $1,434,400 $1,268,800 2014 ($197,300) $1,412,100 $1,214,800 2015 ($316,700) $1,229,400 $912,700 2016 ($286,700) $947,400 $660,700 2017 ($241,100) $589,900 $348,800 2018 ($199,9(0) $301,400 $101,500 s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 37 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 5. BUSINESS PLAN ALTERNATIVES SEVERAL BUSINESS PLAN ALTERNATIVES WERE IDENTIFIED, ANALYZED, and compared based on their ability to improve the financial performance of Denton Municipal Airport. The ultimate goal of the alternatives' analysis for the Airport is to provide the City with sufficient information to make informed decisions concerning airport operating practices and capital improvement spending. In addition, the long-term financial viability of the Airport is a significant part of this analysis. Thus, any increases in operating revenues that result from a selected plan can then be used to cover the Airport's operating expenses, pay for portions of the local share of capital development projects, finance additional terminal services, or provide for other needs at the Airport. In order to present these alternatives, this section is organized to include the following: Industry Trends Impacting Denton Airport Analysis Area-wide Factors Supporting Growth and Development of the Airport Obstacles to Airport Performance and Goal Attainment Revenue Enhancement Impact of Revenue Enhancement Strategies on Potential Demand 5.1 Industry Trends Impacting Denton Airport Analysis There are at least three industry trends that impact the analysis and recommendations of this business plan: Growth in Airport Operations Cost of New Hangar Development Cost of Fuel Airport Operational Count Estimates In total, 146,000 annual aircraft operations were conducted at DTO in 2009. These annual ATCT counts do not include activity that takes place when the tower is not operational. With training operations now taking place 24 hours per day, it can be expected that the Airport will have as much as 30,000 more actual operations than those recorded by the ATCT. This is significantly higher than the 2009 TAF forecast of 119,081 and exceeds both the Airport Master Plan forecast for 2011, and the FAA forecast for 2014. Impacts of high operational levels to this plan are significant in that the business strategies must be adapted to this new reality. New thinking spurred by the higher operational estimates includes the following strategic considerations: 0 With operations approaching 200,000 annually, there is a need to consider a parallel runway for capacity purposes and to segregate itinerant from training operations. 0 Hours of operation for the FAA Air Traffic Control Tower were recently expanded from the former 12-hour shift (8:00 a.m. to 8:00 p.m.) to the expanded R.A. Wiedemann & Associates, Inc., in association with CHA, Inc. 38 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 16-hour shift (6:00 a.m. to 10:00 p.m.) in the FY 2010 budget and should take effect this year. Cost of New Hangar Development Between 2007 and 2009, hangar development costs have soared with increases in the price of steel and energy. Reports of T-hangars costing as much as $100,000 per individual unit (including site preparation) are becoming common. When these costs are translated into 20-year payoffs toward debt service, monthly rentals of more than $650 must be charged. Such rents/prices are approaching the market ceiling for hangar rentals. As mentioned later in this plan, the financial feasibility of hangar constriction may require the use of grant money in the public sector or private developers using land leases and pre-engineered buildings. Options for these development possibilities are outlined in the pro formas presented in Section 6. Cost of Fuel A spike in the cost of Avgas and Jet A fuel in 2008 created a significant downturn in the use of general aviation aircraft. Avgas prices in the $5 per gallon range and Jet A prices reaching as high as $7 per gallon at some airports were record breaking at the time. In this regard, it was estimated that general aviation activity was down almost 30 percent in some parts of the nation. In terms of operations, the hardest hit were the personal and training operations, where the cost of flying typically exceeded disposable income for those activities. The least impacted segment of aircraft operations has been corporate and business flying. Much of this activity was maintained through the high fuel price period because businesses can typically pass their air transportation costs along to their customers. Fuel prices per gallon have abated since 2008 and at Denton Airport are $3.68 for self-serve Avgas, $5.24 for full service Avgas, and $4.55 for full service Jet A (October 2009). For the future, prices are likely to increase. With those increases comes the possibility of reductions in operational demand. 5.2 Area-wide Factors Supporting Growth and Development of the Airport There are a number of factors that now support the potential growth and development of Denton Airport. These factors are briefly described below. Airport Location Regionally, Denton Airport is located north of Dallas and Fort Worth, at the intersection of Interstate Highways 35E and 35W. From city center to city center, Denton is 39 miles from Dallas, and 39 miles from Fort Worth. The population growth in the D/FW metro area is moving north and will likely increase the demand for aviation services in Denton. Locally, Denton Airport is located adjacent to a developing industrial area west of the City. The Airport's location is considered a strength, given that it has good access to two Interstate Highways and it is far removed from residential housing and other development encroachment. The Airport is located close enough to both Dallas and Fort Worth to serve these communities, yet it is far enough away from D/FW International Airport to have favorable airspace within the Class B airspace environment. or R.A. Wiedemann & Associates, Inc., in association with CHA, Inc. 39 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 Gas Well Revenue Estimates Gas well revenue estimates are subject to change, depending upon market prices and the production life of the gas wells on the Airport property. From the Baseline Forecast, it was projected that gas well revenue of $16.6 million would accrue between now and FY 2017. Annual revenues are predicted to grow to a maximum of $2.6 million in 2011 and slowly decline to $1.9 million by 2017. The production curve for these wells is said to decline throughout their 20+ year lifespan. If forecasts of revenues are accurate, the City can look to invest its gas well revenues in capital projects that will provide future revenue streams or needed infrastructure. This source of income is unusual at airports and will significantly benefit any projected growth at DTO. Growth Trends in City of Denton Aviation industry forecasts have linked the growth in economic activity and demographics to the demand for air transportation services. Over the course of the last 10 years, the Dallas/Fort Worth (D/FW) Metropolitan Statistical Area (MSA) has experienced a 29 percent growth in population. In Denton, the growth has been even more pronounced, with a positive change in population of 48 percent since the year 2000. Similarly, employment growth in the D/FW MSA has totaled 14 percent since 2000. In the same period, Denton area employment has grown 42 percent. By all measures, the area is out-performing population and employment growth statistics for the Dallas/Fort Worth MSA and State of Texas as a whole. The growth in per capita personal income (PCPI) in the Denton area has lagged slightly behind the D/FW MSA, growing 19 percent since the year 2000, as compared to 22 percent for the D/FW MSA. Even so, these numbers show a significant and consistent set of growth trends for Denton, relative to its market area. It would seem that there is linkage between the demand for air transportation services and economic and demographic trends, as the actual growth experienced at the Denton Airport from the year 2000 to the present has also been dramatic. Table 16 lists the major employers in Denton, showing the spectrum of large government, educational, and business organizations in the area. I Table 16 - Major Employers in the Denton Area Employer Estimated Number of Employees University of North Texas (Education) 7,762 Denton Independent School District (Education) 2,948 Frito-Lay Inc. (Manufacturing) 2,050 Texas Woman's University, Denton (Education) 1,586 Denton State School, Denton (N:IMR Facility) 1,500 Denton County (County Goverrnnent) 1,458 Peterbilt Motors, Denton (Diesel Trucks) 1,404 Centex Home Equity Phase I & II (Real Estate) 1,400 City of Denton (Municipality) 1,300 EMC Mortgage Corp. (Finance) 1,000 or R.A. Wiedemann & Associates, Inc., in association with CHA, Inc. 40 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 Table 16 - Major Employers in the Denton Area Employer Estimated Number of Employees Wal-Mart (Distribution Center) 900 Denton Regional Medical Center (Health Care) 800 Thermadyne Holding Corp. (Manufacturing) 751 Presbyterian Hospital of Denton (Health Care) 750 American Building Control (Distribution Center) 710 Trinity Medical Center (Health Care) 700 Household Automotive Finance (Finance) 680 Source: «-«-«-.dentoncountN-.com/dept/main.asp Denton Plans for Future Development The Denton Comprehensive Plan 1999-2020 was developed in 1999 to guide the next 20 years of development in the City of Denton. It sets the framework for the organization of new development and land uses envisioned by the residents. The Plan emphasizes essential services such as clean water, good roads, and efficient wastewater and stormwater systems. Life issues considered important to the residents include urban design, environmental quality, and parks. The Plan was to be updated every five years in the form of ordinances. The primary goal of the Plan is to "Preserve and retain the qualities that make Denton the unique and prosperous place it is today and to help it develop into an even better city in the future." The Plan outlines policies for public involvement, land use, urban design, street development, historic preservation, environmental management, economic diversification, housing, schools, and transportation, waste and water services. An implementation plan guides the City by using tools and timeframes to implement sections of the Plan and how to track the progress. The Plan's goal for the Airport is to "Provide aviation facilities that will integrate with the various coordinated transportation systems." Strategies include: 0 The Airport shall be a key component in the multi-modal transportation system. The Airport is effectively located to optimize the movement of goods and services throughout the Metroplex. 0 Maintain and improve Airport infrastructure to promote additional development through high-quality service and to reduce costly reconstruction. 0 Coordinate with the FAA and State Aviation Division to determine likely funding of proposed airport improvements. Get in queue for runway extension and terminal expansion/reconstruction. 0 Plan active property acquisition to avoid inflated real estate costs. Investigate joint use of low-impact land usage (open space, nature areas, maintenance depots, etc.). 0 Maintain a development pattern consistent with the airport master plan. Work with neighboring and affected property owners to ensure airport consolidated land-use districts (ACLUD) are effective. Maintain integrity of Airport height hazard district and ACLUD. or R.A. Wiedemann & Associates, Inc., in association with CHA, Inc. 41 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 0 Investigate public-private partnership agreements to assist with infrastructure and facility development. 0 Establish a formal western entranceway into the Airport when Loop 288 is completed to the west side of the airport. Design transportation routes to maximize trick, auto, and aircraft mobility. 0 Since the Airport is located in the industrial center, it will support activities in the movement of goods and services of city businesses. The City has implemented some of these strategies, but many are still in the works and those are addressed in this Business Plan. Local and State Development Incentives & Programs There are a number of incentives for business development and expansion in the Denton area. These incentives have been developed to spur growth by reducing the costs of expanding or locating to Denton. In this regard, there are a number of tax abatement programs, electric utility cost reductions, infrastructure financing, grants, reduced educational costs, and other benefits for growing companies. The purpose of these programs is to expand economic development in the Denton area, bringing new jobs and a higher standard of living. A side benefit of this economic growth is greater demand for aviation services at the Airport. Appendix D presents a more detailed listing of these state and local incentive programs. Summary of Factors Supporting Growth and Development of the Airport The factors discussed in this section point toward a highly positive environment for continued growth and development in Denton which translate into opportunities for growth at Denton Airport. In fact, growth and development trends in the Dallas/Fort Worth Region, and Denton in particular, are encouraging, as evidenced by growth in population, employment, and income. Additionally, the City has identified the Airport as offering excellent potential for business development and has committed significant financial resources in recent years. All of these factors support a future of growth and development at the Airport. 5.3 Obstacles to Airport Performance and Goal Attainment In addition to factors that support growth and development of Denton Airport, there are a number of factors that present challenges to such growth. The following briefly identifies these obstacles. Competition with Other North Central Texas Airports: The future success of Denton Airport must be considered in light of other airports in the Dallas/Fort Worth metro area that compete for the local market of general aviation activity. In particular, nearby airports such as Alliance, Addison, and Collin County all are competing for corporate and business jet aircraft. These airports alone account for nearly 860 based aircraft, of which, 235 are jets. DTO success in competing for based aircraft and in filling new or existing hangar space with business and corporate client is enhanced by the Airport making a compelling value or R.A. Wiedemann & Associates, Inc., in association with CHA, Inc. 42 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 proposition to the local market to capture activity that may have options at other regional airports. Ground Access to the West Side of the Airport: Once the runway extension is completed, convenient ground access to the west side of the Airport will no longer be available. Development of that Airport property and surrounding land will require adequate access, such as the proposed Loop 288. Without this access, significant development cannot be expected in the near term. Land Saturation: Other development around the Airport may threaten DTO's expansion capability or operational flexibility. There are floodplain issues around the Airport and the east side has only about 25 percent more expansion available on the landside area. Without adequate land for runway expansion, the Airport is limited in what types of aircraft can be served in the future. Similarly, without adequate landside area, the Airport's operational activity will cease to grow, simply because users have no place to park or store their aircraft at the Airport. Class B Airspace: Currently the Class B Airspace surrounding the Dallas/Fort Worth area begins at 4,000 feet above DTO. (Class B airspace resembles an upside down wedding cake.) If greater airspace restrictions are placed on the Airport in the future, it may result in reduced activity levels. Other Limitations: As listed in the SWOT analysis, there are a number of other limitations or threats to the continued growth of the Airport, including, but not limited to: - Airport Security - Tower Personnel Workload - Municipal Site Plan Approval Requirements and Associated Delays - Potential Conflict Between Training and Corporate Aircraft Operations - Potential Future Reductions in Flight Training Contracts - General Aviation User Fees in National Legislation - Another Significant Downturn in the National Economy - Airfield Capacity Constraints - Lack of Utilities on the West Side - Cole Ranch Residential Development South of DTO All of these factors have the capability to constrain growth and development of the Airport to its fullest potential. 5.4 Revenue Enhancement Considering the positive factors and obstacles discussed in previous sections along with current activity levels and financial conditions at Denton Airport, there are a number of ways to increase net revenues and improve the long-term financial viability of the Airport. Generally, such strategies can be understood as those which either increase revenues or cut costs. In this section, revenue enhancement strategies are presented that focus on either increasing aviation activity or increasing rental fees. Elements of these strategies include the following: or R.A. Wiedemann & Associates, Inc., in association with CHA, Inc. 43 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 Extension of Runway 17-35: The extension of Runway 17-35 to a length of 7,000 feet is an ongoing project that will help the Airport accommodate regional aviation demand. This extended runway length will provide the ability to attract potential specialty air cargo activity, larger business j ets for Maintenance/Repair/Overhaul (MRO) activities, and more FAR Part 135 charter activities associated with athletics or vacation travel. During hot summer days, the added 1,000 feet of runway will extend flight stage lengths for some aircraft and permit greater payloads for others. By increasing the size of aircraft that can use the Airport, additional revenues can be generated. Addition of a Parallel Runway: The potential addition of a parallel runway on the west side of the Airport would increase the capacity for Denton Airport and permit the separation of training activity from corporate and other aircraft operations. By increasing the capacity, DTO would gain potential to attract more aircraft activity. These activity gains are usually accompanied by increases in fuel sales, aircraft maintenance work, and aircraft storage fees. There are two side benefits of this additional runway. One is an increased margin of safety. The other benefit is a reduction in the financial impact to tenants during scheduled runway maintenance. 0 Attraction of Corporate Aviation: The attraction of new corporate aviation activities, including transient operations and based corporate tenants at Denton, can be linked to the provision of corporate and business amenities at the Airport. This would include upscale FBO service, longer runway length, growing business activity in the Denton area, and attractive fee schedules. When successful, new businesses create significant revenue enhancement for airport sponsors. Possible jet tenants could include those currently basing at other regional airports, new jet owners, or companies that manage fractional ownership of business jets. For an average 400-hour flight year, a medium corporate jet can consume between 85,000 and 100,000 gallons of jet fuel (for a Learjet 60 or Citation Excel). Large business jets can use between 180,000 and 200,000 gallons of jet fuel (Gulfstream 550 and Global Express). If only half of this fuel is purchased at the Denton Airport, it could still increase fuel flowage revenues significantly. These benefits do not include the potential aircraft storage fees, maintenance expenditures, or jobs created by new flight crews and maintenance personnel. • Hangar Development: The attraction of new business aviation users and based corporate flight operations to the Airport can be accelerated through the development of aircraft storage hangars, which also provide additional sources of revenue for the City. Currently, there are 134 T-hangar bays that encompass 155,000 square feet and 38 conventional and box hangars with a total storage capacity of approximately 568,000 square feet. The paved aircraft parking apron has 75 tie-downs for itinerant and based aircraft and is approximately 30,000 square yards. Because of significant recent price inflation, conventional hangars may be more cost-effective to develop because of their flexibility to accommodate or R.A. Wiedemann & Associates, Inc., in association with CHA, Inc. 44 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 small aircraft in the near term, and larger aircraft as business/corporate aviation activity increases. Conversely, T-hangars are limited in their ability to accommodate only smaller aircraft. Different methods of funding hangar development are presented in Section 6 of this plan. Airport Branding: Branding is the process of developing a unique identity for a product or service in a given market, which can be defined as both the geographic area and the conceptual space occupied by service providers in competition for customers shopping for such services. In this regard, the development of a unique selling point and identity in the market for Denton Airport can be beneficial to the future growth of the Airport. Currently, the Airport brand is not well defined. In the past five years, the Airport has outgrown its former image of being a relatively inactive municipal airport. Instead, the current level of corporate aviation and pilot training activity at the Airport indicate a change in the image and direction of the facility. From a branding standpoint, this may include a name change for the Airport, new logo, upgraded website, new Airport entranceway, or marketing campaign. New or Improved Terminal Services, Amenities, and Activities: This business plan examined a number of existing terminal services, airport amenities, and activities. Services and accompanying facilities that have been suggested include: - Airport restaurant, - Public transportation to and from the Airport and the City, - On-Airport satellite car rental station, - Terminal building expansion, with an Automated Teller Machine (ATM) within the terminal building, - Convenient hotel near Airport property, - U. S. Customs facilities and services that may attract international flights from Mexico and other countries, Also, if corporate activities continue to increase, greater airfield security is needed to assure aircraft owners that their property is safe against vandalism or theft. The Airport could also benefit from a formal entrance that uses a new branded logo, colors, etc., to project the upscale image of the facility. It functions as the gateway to the community for air travelers who use Denton Airport and often helps form their first impressions of the area. As such, it conveys much about the professionalism and image of the City itself. Maintain/Increase Training Activity: Because the Airport may become committed to significant training activity (increased staffing of the Tower, FBO commitments for aircraft, hangar space, mechanics, etc.), there is a potential downside to the Airport should future training contracts be cancelled or lost to a competing airport. For this reason, a diversification of flight training clients may be needed to ensure that future activity levels meet expectations. As such, the encouragement of the North Texas University Provost and faculty to include flight training in their new aviation program is warranted. or R.A. Wiedemann & Associates, Inc., in association with CHA, Inc. 45 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 0 Attraction of Specialty FBO(s): The City should be prepared to deal with requests and offers from large specialty FBOs that desire to locate at Denton Municipal Airport. Such companies could include Maintenance/Repair/Overhaul (MRO) operations, specialty engine repair, aircraft manufacturing, or other similar types of operation. Denton is a location where unexpected business ventures can materialize on relatively short notice. Because the Dallas/Fort Worth area is a major economic activity center, aviation businesses desiring to locate in the metro area have a variety of airports from which to choose. As a result, DTO has a significant target market of aviation related business and industry to pursue. There is no accurate method that can predict when opportunities of any size will occur. However, the City should be prepared to take advantage of such proposals. The Potential locations on the east and west sides of the Airport exist for such expansion, however, west side options were not included as near term opportunities. Gas Well Revenues: The forecast of revenues from gas wells on the Airport will add to the Airport's bottom line. However, the spending management for these revenues will be important in helping the Airport to develop revenue producing facilities or needed infrastructure. These funds can also be used strategically to reduce debt and its associated interest expense. FAA Order 5190.6B states that "A sponsor may use its airport revenue to repay funds it contributed to the airport from general accounts or to repay loans from the general account to the airport provided the sponsor makes its request for reimbursement within six (6) years of the date on which it made the contribution (See 49 U.S.C. § 47107(1))." Thus, historical revenue shortfalls can be recovered from gas well revenues. This may or may not be the best use of these revenues from a strategic investment standpoint. Rates & Charges Analysis: One method to potentially increase revenues is to examine rates and charges at the Airport and adjust those to be competitive with the regional market prices. For Denton, the lease rates may be underpriced and could over a period of years be increased to reflect market values. The schedule of fees will be examined to see which ones are impacted by the City and which ones are exclusively controlled by the FBOs. Those that are City controlled can be changed as needed to increase competitiveness or improve revenues. Differing pricing strategies will have a varying influence on overall revenues to the Airport. West Side Aviation and Non-Aviation Property Development: At Denton Airport, there are approximately 200 acres of open land on the west side of the existing runway with an additional 150 acres of land that could be acquired for development. Of these, approximately 50+ acres are available for potential non- aviation development. Figure 5, presented in Section 3, shows an ultimate potential development scheme for the west side. Airport property that will not be needed for aeronautical purposes can be developed for non-aviation uses to increase revenue production at the Airport. To obtain land releases from the FAA, the Airport must agree to devote all revenues from that land to the operation or capital improvement of the Airport. Significant development of the Airport's or R.A. Wiedemann & Associates, Inc., in association with CHA, Inc. 46 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 west side was not assumed until after the 2018 timeframe. Thus, revenue production from this source was limited to the east side development for the planning period. For the east side, there is roughly 35 acres remaining of undeveloped property that can be used for either aviation or non-aviation development. 5.5 Impact of Revenue Enhancement Strategies on Potential Demand The first step in determining the impacts of the revenue enhancement strategies is to predict the change in aviation demand that would occur if each strategy were implemented. Table 17 presents a listing of the potential demand changes along with the assumptions used in estimating demand changes. As shown, if all activity-generating strategies are undertaken, aviation demand could be anticipated to grow by 80 based aircraft and 50,400 aircraft operations by the year 2018. Some of the strategies listed in Table 17 work together and cannot be adequately separated, such as the effects of branding versus other marketing efforts for the attraction of corporate aviation or more training activity. Similarly, the addition of a parallel runway would enhance aircraft training operations and safety by providing an alternate runway for their use. For this reason, some categories were cross-referenced in the demand estimation process. In addition, there are a number of activities that may impact revenues, but will not impact overall aviation activity levels. This would include strategies such as Gas Well revenues, Non-aviation Property Development, and the new Terminal Services and Amenities described in this Plan. Table 17 - Impact of Revenue Enhancement Strategies on Potential Demand Strategy Assumptions Based Aircraft Operations Current Source: FAA 5010, March 2009 179 180,000 Rumvay 17-35 Extension Permits use by larger corporate aircraft. Assume attraction of itinerant jets. 2 2% New Parallel Rumvay Permits up to 50,000 more operations (primarily training). See Training Activit- Attraction of Corporate Aviation Marketing corporate sectors through branding, added capacity, and services. 20 4% Assume 200 operations/based business aircraft plus itinerant operations. Training Activity University flight program added to expanded international and domestic 6 10% student pilot training. Assume 3,000 operations per training aircraft annually. Hangar Development Increases based aircraft capacity in concert w/new parallel rum-ay. Assume 35 6% 300 operations/based aircraft. Airport Branding Marketing efforts to promote Airport to See Corporate Aviation and targeted segments of demand Training Activity or R.A. Wiedemann & Associates, Inc., in association with CHA, Inc. 47 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 Table 17 - Impact of Revenue Enhancement Strategies on Potential Demand Strategy Assumptions Based Aircraft Operations New Terminal Seivices U. S. Customs may attract flights from Mexico. Other amenities may increase N/A <1% value-added experience but not assumed to increase based aircraft Additional Specialty FBOs For post-2018, new. large specialty FBOs were assumed to locate on the west side N/A N/A of the Airport No activity gains were assumed for pro formas. Gas Well Revenues Should increase overall revenues but not impact aviation activity. N/A N/A Rates & Charges Pricing below market may increase activity; pricing above market may Assume Zero Net decrease activity-. Non-Aviation Property Development Should increase overall revenues but not impact aviation activity. West side N/A N/A development revenues not assumed until post-2018 period. Additional Growth From Plan Includes all strategies 65 22% Total Activity - Year 2018 244 219,600 As mentioned in Section 3, Airport Management has a higher number of based aircraft listed in their records. It is believed that these will eventually show up in FAA 5010 reports as new inspections are undertaken. Importantly for this business plan, the actual number of existing based aircraft will not impact future revenue projections because only the growth in based aircraft (65) is used in the projection methodology. or R.A. Wiedemann & Associates, Inc., in association with CHA, Inc. 48 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 6. RECOMMENDED PLAN THE RECOMMENDED BUSINESS PLAN FOR DENTON AIRPORT focuses on methods that the City of Denton can use to maximize future growth opportunities for the Airport. As mentioned in Section 1 of this plan, the Airport has significant opportunities to develop future revenue. These opportunities stem from the physical expansion of the Airport, coupled with the aviation demand growth in the greater Dallas metro area. This business plan outlines the possible steps the City can take to improve revenues by expanding its ground leases or developing revenue producing facilities with gas well revenue. The business plan also suggests a future change from general fund to enterprise fund status for the Airport. The sections that follow summarize the recommended Business Plan for the Airport. 6.1 Recommended Management and Policy Actions The first steps toward managing the growth at the Airport may include accounting changes for the Airport to better track revenues and expenses in the future. As the Airport moves from a General Fund supported department in the City to a revenue producing Enterprise Fund, the FAA will require that all revenues from the Airport be accounted-for and spent on Airport related activities. Recommended actions to account for these net revenues include the following: Establishment of an Enterprise Fund Enterprise funds are used to account for the acquisition, operation and maintenance of governmental facilities and services that are entirely or predominantly self-supporting by user charges. The operations of enterprise funds are accounted for in such a manner as to show a profit or loss similar to comparable private enterprises. Enterprise funds are often created as a means to ensure that tax dollars are not required to provide annual operating cost or future capital improvements of the airport. Communities that accept this general law statute do so with the intent that user charges will be set at appropriate levels to cover the activity's operating cost and capital improvements. The theory behind this practice is that the users of services should pay for all costs, as they create the specific demand for service. Enterprise funds are no longer solely used to account for governmental activities that are like commercial activities. As defined by GASB 34, enterprise funds may be used to report any activity for which a fee is charged to external users for goods and services. The need for an enterprise fund may be triggered if any one of the following criteria is met: • The activity is financed with debt that is secured solely by the revenues from fees, charges or other revenue from the activity. Debt that is secured by revenues from fees, charges and other revenue from the activity still has the full faith and credit of a related primary government or component unit, even if that government is not expected to make any payments. Debt service is not payable solely from fees and charges of the activity, but should be scheduled as payable "solely" from the revenues of the activity. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 49 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 • Laws or regulations require that the activity's costs of providing services, including capital costs (such as depreciation or debt service), be recovered with fees and charges, rather than with taxes or similar revenues. • The pricing policies of the activity establish fees and charges designed to recover its costs, including capital costs. State unemployment compensation funds, turnpike authorities, lotteries, airports, and public colleges and universities are examples of activities that may be accounted for as enterprise funds. Once it is determined that an activity should be accounted for in an enterprise fund, a separate fund should be established for each distinct service provided by the governmental unit. Separate accounting entities facilitate the measurement of costs incurred to deliver each service. Segment information disclosure may also be required for enterprise funds. Some communities have actually established enterprise fund operations that are not self- supporting and are supported by taxes to a certain degree. This mainly happens when fees are set too low and revenues taken in do not cover operating expenses and/or capital improvements. Conversely, some communities opt not to establish enterprise funds and allow any surplus generated to be added to its general fund surplus and used to fund other operations not associated with the activity. This practice is not permitted at airports that have grant assurance covenants with the FAA because of its ban on revenue diversion. If the City decides to operate the Airport as an enterprise fund a slightly revised accounting system would be used for Airport revenues and expenditures. By law, an "enterprise" fund is self-sustaining, meaning that all expenditures must be directly related to the operation, maintenance, repair, and management of the City's Airport. Revenues to the Airport enterprise fund would be kept separate from other municipal funds and uses and cannot be co- mingled with funds for any other activities. FAA Policy on Revenue Diversion An overriding concern that would cause the City of Denton to consider the establishment of an Enterprise Fund for the Airport involves the FAA policy on revenue diversion. In this regard, airports receiving Federal Assistance must restrict their use of airport revenue for strictly prescribed airport purposes (Title 49 U.S. Code 47107(b), 47133). When airport revenue of a federally assisted airport is used for other than airport capital costs and operations, with few exceptions, it is generally considered an unlawful airport revenue diversion. The FAA issued a policy statement on this issue, which went into effect February 16, 1999. According to the policy, any airport that receives Federal financial assistance must sign assurances, as part of the Grant Agreement, that the revenue generated by the operator will be used only for purposes related to the airport. The assurance also prohibits the diversion of airport revenue to non-airport use. The policy statement tends to offer general guidance, with only limited discussion of the application of the airport revenue-use restriction to specific situations. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 50 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 The FAA relies upon several means for monitoring compliance with its revenue use requirements and interpreting those requirements: • The sponsor's annual auditing report on revenue use required by statute. • Single audit reports as authorized. • Investigations prompted by third-party complaints pursuant to 14 CFR, Part 16. • Department of Transportation, Office of Inspector General Audits • Publicly available FAA Chief Counsel and DOT General Counsel Opinions. • Guidance letters issued by TxDOT Aviation Department Staff based on specific fact situations presented by operators. Information on the application of the airport revenue-use requirements to a specific situation is developed through these monitoring activities. Thus, information pertaining to revenue diversion cannot be found at a central location, but is contained in all of the above sources. It is important to remember that revenue diversion is typically "alleged" and not an obvious finding in most cases. Cases such as these require in-depth investigations conducted by FAA and, when required or requested, by the Office of Inspector General (OIG) within the Department of Transportation. The origin of this policy was with airlines that believed it was unfair to charge them high rates that created surplus revenues which were then spent off the airport on non-aviation projects. A lawsuit at Los Angeles International Airport helped define cost strictures that were permitted and those that were not. For example, an airport sponsor cannot give excess land to its own parks department for athletic fields. Rather, market rates have to be charged and applied to airport revenues. For Denton Airport, the concept of revenue diversion is important, since there is likely to be a significant surplus net revenue stream for the long term future. This money can be reinvested in the Airport's infrastructure. For example, revenue producing hangars can be reconstructed when they reach the end of their useful life. Other projects, as needed, could be funded from this surplus as well. Recommended Action for Denton Airport For Denton Airport, it is recommended that: The City of Denton should set up an Enterprise Fund accounting structure for the Airport after FY 2009-2010. This accounting change will require that the City track all revenues and expenses associated with the Airport. In this regard, the indirect allocation that the Airport pays will be augmented by the 5.0 percent Franchise Fee plus a 3.5 percent Return On Investment fee that is paid by other City enterprise fund activities such as the Electric, Water, Waste Water, and Solid Waste funds. The Airport would be operated the same as these enterprise funds by virtue of its ability to produce more operating revenue than operating expenses. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 51 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 To accomplish this change, several preparatory steps must be taken. These include, but are not limited to: • Treating Range Resources Surface Lease Revenue as an operating revenue similar to other on-Airport lease revenues. • Identifying the indirect allocation expense that the Airport pays each year, based in part on the Maximus Report. • Using Gas Well royalty revenues (not related to surface leases) as a capital investment pool, similar to how it is being used today, except for the surface lease revenue portion. • Preparing to pay to the City and reserving a 5.0 percent Franchise Fee plus a 3.5 percent Return On Investment fee based on gross revenues of the Airport. As an enterprise fund, the City would benefit from development of additional revenues from ground leases or constriction and ownership of hangars or other aviation related facilities. This would include hangars that reverted ownership to the City by virtue of reversion clauses in lease agreements. As part of the transition to an enterprise fund it is recommended that: The City of Denton should identify an Advisory Board or Commission to provide policy recommendations for the Enterprise Fund Reversion Clauses Reversion clauses have become normal in the aviation industry for a number of reasons. These include maximizing future revenue streams and maintaining a level of control over the development and maintenance of facilities on the airport. Each airport has its own lease language and different approaches to the issue. At Denton, the current lease language supports the reversion of property improvements to the City. From our analysis, it can be shown that the Airport will have greater financial production with the reversion clauses than without. Even if there are individual cases where a negotiated lease term increase or other modification that postpones the actual property reversion is reached, the prime motivation is because of the reversion clause. Thus, the reversion clause is a valuable part of the Airport's future revenue stream and should remain in place. Therefore, it is recommended that: The City of Denton should retain its interest in leases that specify a reversion of ownership of leasehold improvements to the City. Once a property reverts to City ownership, it is incumbent upon the City to seek rental rates as close to market value as can be negotiated. It is understood that this may be difficult with tenants that have constricted their hangars and now must pay more for them after 30 years of leases. However, the value of the hangar or other property is that it adjoins the Airport runway system. Thus, its location is functional to its value. Likewise, extending the lease should have some value above prevailing ground lease rates. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 52 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 Staffing As the Airport continues to grow and attract more activity, the staffing should also expand. Currently, four full time staff operate the Airport. This covers business hours, but after- hours are difficult to fill, since the current staff is stretched so far. It is recommended that an additional staff position be created that would assist with virtually all aspects of airport operation and management. This addition will increase personnel costs for the Airport, but will benefit the management team over the long run, by reducing the amount of overtime work and other burnout inducing factors. Therefore, it is recommended that: The City of Denton should increase Airport staffing to include at least one additional staff resource. This staffing increase should occur in the near term - either FY 2010-2011 or FY 2011-2012. Capital Development and Revenue Producing Projects From a policy standpoint, it is recommended that the gas well revenue continue to be reserved for capital development purposes or specific programs. These purposes should include the payment of local share capital costs for Airport improvement projects as well as investment in revenue-producing projects. Non-revenue producing projects include matching local share funding for runway and taxiway projects and the like. Revenue-producing projects, on the other hand, involve hangar and other building development that will produce long-term revenue streams for the Airport. In Texas and around the nation, this is a very common practice, as airports own their own hangars, fuel farms, etc. Examples in Texas where the airport owns some or all of its hangars include: Sugar Land Regional, Taylor Municipal, Stephenville Municipal, New Braunfels Municipal, North Texas Regional, and Kimble County, to name a few. Therefore, it is recommended that: The City of Denton should consider investing in revenue producing development to ensure future financial self-sufficiency. Retention of Existing Business/Corporate Clientele Existing business and corporate clients represent a large part of Airport activities, as well as sources of revenues at Denton Airport. Additionally, each contributes jobs to the local economy. Looking forward, it is important for the Airport to retain these operators as a baseline to preserve current revenue streams. The retention of existing clientele requires care and communication, particularly in this difficult economic environment. Today, there are no regular meetings held with existing tenants. Airport management indicated that the Airport has hosted a hamburger cook-out in the past to communicate the constriction phasing plan for the runway constriction and that a portion of the Airport's website will be devoted to tenant feedback. In striving to meet and exceed customer expectations, the City of Denton should consider expanding its communications with Airport tenants. Therefore, it is recommended that: s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 53 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 The City of Denton should meet quarterly with existing clients and tenants to solicit feedback on economic and service issues facing tenants. Such quarterly meetings with tenants should seek to learn of future plans for operations at the Airport or changes to their corporate flight operations that may affect the Airport. In this way, the City of Denton will be better positioned to provide assistance where appropriate for expansions, or take steps to address any negative issues that could decrease use of the facility by these clients. 6.2 Revenue Enhancement Recommendations Revenue enhancement options for Denton Airport are based upon the Plan's recommended business response to aviation demand growth in the region. The sections that follow describe how a number of options might improve revenues for the Airport. The projected levels of enhanced revenues, which are presented in tables at the end of this section, reflect these and other specific initiatives recommended by this Plan. Airport Branding The current Denton Airport brand has been defined by aviation business that has been "home grown" at the Airport. In the past five years, the Airport has evolved from its former image of being a municipal airport focused on service to general aviation pilots for recreational and personal flying. Instead, the current level of corporate aviation and pilot training activity at the Airport indicate a change in the image and direction of the facility. From a branding standpoint, this may include the need for a name change for the Airport, new logo, upgraded website, new Airport entranceway, or marketing campaign. Ideally, a branding process should precede marketing and promotional campaigns so that materials and communications sent can benefit from the new Airport identity. The focus of Airport branding for DTO should be toward business aviation, education, and training. The business and corporate aviation focus is paramount in improving the revenue picture for the long term. However, pilot training has also become a very valuable activity source for the Airport. With UNT becoming the focal point of aviation education in the region, there is a natural bridge toward pilot training at the Airport. The term "education" is viewed favorably by most people, whereas the phrase "pilot training" does not convey the same image. Negatives associated with pilot training may include a perception of noise generation, high activity, and possibly safety concerns. Thus, crafting the Airport brand must include consideration of potential upsides to the mix of activities at the Airport. This includes the spreading of revenue generation to several different activities rather than relying on one segment of demand. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 54 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 While this business plan is not commissioned to specify a new Airport brand, suggestions toward this end are included. In this regard, potential name changes and taglines are suggested as follows: • Denton Regional Airport • Denton Regional Jetport • Dallas/Fort Worth Regional Airport • Dallas/Fort Worth Executive Airport The terms "Jetport" and "Executive" imply a primary business use. This may be too strong for the Airport due to its current role in pilot training. However, the concept of geography should be included in the name, along with the size of the facility (regional versus municipal), and its target clientele. Taglines for the Airport can build upon the brand image and help to convey more than the name implies. The existing tagline "North Texas Airport of Choice" is serviceable, but lacks information describing its brand. Thus, for the Airport, the following taglines (among others) could be considered: • "DiFW's General Aviation Business Hub " • "D'FW's Top Business, Education, and Training Airport" • "Where Business, Education, and Training Excel" These and other concepts should be explored by the City as they change the legal name of the Airport from Denton Municipal to a name more closely tied to its evolving image and brand. Therefore, it is recommended that: The focus of Airport branding for DTO should be toward business, education, and training. In addition: The City of Denton should consider renaming the Airport, once the branding activities have begun. This process may require the allocation of resources for the design of a new logo. This can be accomplished through a design agency by invitation or by using an RFP process. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 55 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 Communicating the Brand Communication of a new Airport brand would utilize the normal channels of media, including direct mail (to potential corporate users), print media, web page design, and industry conferences (NBAA, TxDOT/TTI, and AAAE). In addition, the new social media can be used effectively by airports to promote their brand awareness. In this regard, the use of Facebook, Twitter and even YouTube is growing as a means for airports to stay in touch with their users. These sites offer an opportunity for the Airport to connect directly with users on their terms and in ways these users already connect with other brands. While utilizing such tools is relatively new to the aviation industry, just a few minutes of searching on these and other sites revealed the following aviation/airport-related results: Communities of Enthusiasts Use these Sites: Interestingly, a "Support General Aviation" page on Facebook has 1,570 members. Exploring this community of general aviation enthusiasts could uncover insights for generating interest and activity at Denton Airport. A Compelling Case: Akron-Canton Airport: Located approximately 15 miles outside of greater Cleveland, the airport is making tremendous strides utilizing new media. The airport maintains two blogs, has more than 1,800 followers on Twitter, and over 10,600 fans on Facebook. A YouTube post of their capital improvement plan has already had over 4,000 hits. The use of new media is a means to communicate directly with those who are passionate about and rely on general aviation for business, training, and recreational travel. Such tools offer a new opportunity to create "fans" where the Airport can engage directly with users who will ultimately contribute to the Airport's brand. Therefore, it is recommended that: The City of Denton should include new media as part of its growth strategy. To accomplish this, the City of Denton should select the best tools (blog, Facebook, Twitter, YouTube, etc.), that can help the Airport break into this new territory. Also, there may be an opportunity to assign this task to existing administrative staff that updates the Airport website. Social networking as a strategy for communicating the Airport brand requires regular attention, therefore the media utilized should be updated regularly (at least once per week). Attraction Corporate/Business Aviation As the general aviation industry has evolved, most airport owners, sponsors, and operators throughout the country have recognized that corporate/business aviation provides a higher source of revenue to airports than recreational general aviation. This is especially the case given the rising costs of fuel, which business users can more easily pass on to customers. For Denton Airport, the international contract pilot training business of US Aviation Group has s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 56 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 similar diversification qualities. Both of these areas of business should be encouraged and pursued. One of the benefits of being located in the greater Dallas area is the amount of aviation demand searching for airport locations. Unlike many general aviation airports in other parts of the nation, Denton Airport has had a significant number of inquiries from businesses and aircraft owners desiring to locate at the Airport. Most other general aviation airports have to pursue marketing leads and generate their own list of potential tenants. Thus, Denton's job of screening potential tenants is much easier, as Airport Management sifts through the backlog of calls and requests. Two facility developments will encourage more corporate aviation at Denton Airport: • The on-going runway extension • The development of corporate aviation hangars. In this regard, the expansion of the runway to 7,000 feet, coupled with the Airport's development of hangar facilities should serve to accommodate inquiries received. To ensure that sufficient exposure is given to these facility developments, it is recommended that a formal program announcing these developments is undertaken. In this regard, detailed contact information for corporate and business aircraft owners can be used for direct mail marketing. Preliminary queries of data available from Avantextu indicate that there are over 2,600 multi-engine aircraft registered in the North Central Texas region. Registered aircraft owners include individuals and corporations, co-owners, and partnerships. Prior to the completion of expanded facilities, it is recommended that: The City of Denton should initiate a direct marketing information campaign targeting business and corporate aviation. A direct mail campaign is relatively inexpensive and can use the brochure and target mailing list generated as a part of this business plan. One focus is to identify owners that might be willing to relocate their aircraft to Denton and work toward securing pre-sale commitments for new hangars. Additionally, Internet marketing through social networking sites offers an inexpensive method for engaging prospective tenants and transient activity as the facilities are developed. Hangar Development There is a significant demand for additional hangar space at Denton Airport. This demand can be accommodated through a variety of methods. The primary methods analyzed in this analysis include the following: Avantext, Inc., Aircraft and Airmen CD, 2009 s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 57 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 • Ground Lease with private hangar development • City development of new hangars • Combination of City and private hangar development These methods were used in evaluating potential net revenues to the Airport, based upon demand forecasts through the year 2018. Estimates of hangar demand were generated from the activity forecasts. For the period, an estimated need of 165,000 square feet of additional hangar space is predicted. On the Southeast Taxiway area, it was estimated that a total of 22 acres and 288,000 square feet of developable hangar space is available. Thus, all of the predicted demand will fit into the land area available on the east side of the runway. This is not to say that the west side development will not occur before 2018. Rather, it is to say that the business options evaluated in this plan use only the east side development area in ascertaining the feasibility of each hangar development option. For this analysis, it was assumed that the site preparation for the hangar development cost $10 per square foot, while constriction of the hangars themselves cost $40 per square foot. The need for hangar apron or taxiways resulted in a total cost of near $60 per square foot of finished hangar space. Some projects would be less expensive and some more. It is recommended that: The City of Denton should seek the development of hangar space and other revenue producing buildings as demand warrants. As activity at Denton Airport increases, requests for hangar space can be taken until there is enough critical mass to warrant constriction of hangars. In some cases, private sector constriction costs are believed to be significantly lower than similar public sector costs. This cost differential may reduce demand for some portion of City-built hangars. In the event that private developers of hangars desire to lease property for hangar constriction rather than to lease completed hangar buildings, the City may consider the combination option of ground leases and City-constriction of hangars. In this regard, private constriction of hangars with ground leases should be allowed on a case-by-case basis. However, for City-sponsored development, pre-sale commitments should be secured prior to the use of public money to prepare land or develop new hangars or buildings. Aviation Education and Pilot Training An important segment of Denton Airport's business is the pilot training that is conducted by US Aviation Group and others. Operational growth supporting increased Control Tower hours, increased fuel sales, hangar storage area, and aircraft maintenance activities can be attributed in large part to the growth in the pilot training business. For the short and intermediate future, this component of Denton's demand is an integral part of the Airport's overall success. If the University of North Texas (UNT) adds a flight training program to its aviation curriculum, it will bring with it the prestige of the State university system to the Airport. While there have been discussions regarding whether or not training activities hurt the corporate aviation business and s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 58 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 overall Airport brand, there is no argument about the current significance of the economic impact (in terms of local jobs and income) of pilot training. The recommendation of this business plan is to promote and continue the aviation education and pilot training brand. Working with US Aviation Group and UNT, the City can develop capacity enhancements such as a new parallel runway, an on-airport student pilot dormitory, and extended Control Tower hours needed to demonstrate a safe flying environment for corporate aviation. As such, it is recommended that: The City of Denton should encourage aviation education and flight training as a part of its core brand while maintaining general aviation service for individual pilots. West Side Development At Denton Airport, there are approximately 200 acres of open land on the west side of the existing runway. Figure 7 shows the full aviation development of that area. Shown in the concept plan is a parallel runway that should be constricted in the near term to relieve training activity on the main runway. Thus, it is recommended that: The City of Denton should plan for the development of a parallel runway on the West Side to accommodate pilot training activity. In addition to the 100 acres of airport-related development area west of the airfield, the concept also displays a potential of nearly 100 acres on existing airport property for a potential on-airport business and industrial park, with instant access to the Airport as well as the Loop 288 highway corridor. Within this area, there are two existing gas wells sites that are approximately two acres each that provide revenue to the Airport for future development projects. Development of the west side is believed to be several years away, barring the possibility that a large tenant requiring significant property desired to locate there in the near term. However, by developing a helipad in the near term and possibly a parallel runway in the intermediate term on west side of the existing runway, aviation demand for the west side property may be jumpstarted. The conventional wisdom suggests that Loop 288 highway will open and encourage development on that side of the Airport. Timing, then, for revenue development from this property would likely occur in the post-2018 period. However, this area remains a significant future potential revenue generator for both aviation and non-aviation sources. Therefore, it is recommended that: s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 59 N co ~ O N m y r O W w 0 .a' Q N s a ,r q ~ w cs LL 0 F- a ~ m N r ~ a w w ° 0 w -1 (y 6 ~ J F C w y w E- C N a. n T~ ~o IO❑[ lfJll 71 ❑ Cl_ F I I I, ~t O b EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 The City of Denton should plan for the development of aviation uses the west side of the Airport as demand warrants. Non-Aviation Property Development/Acquisition Currently, non-aviation property at the Airport (primarily on the west side) is used for both agricultural operations and gas well leases, generating revenue. While the gas well revenue is essential to the Airport's future growth and development, the agricultural revenue is not significant. By preserving the footprint of land needed for the gas wells, the remaining non- aviation property could be reserved for future development. Conversion of this property for other commercial or light industrial development should wait until demand warrants. With that demand will be improved surface access, which is critical to non-aviation development purposes. Thus, the Loop 288 Highway is an important ingredient in the timing for non-aviation property. Non-aviation development revenues could be significant for the Airport, particularly if they support the operation of the facility after the depletion of gas well revenues. Therefore, it is recommended that: The City of Denton should plan for the development of non-aviation uses on the west side of the Airport as demand warrants. Property Acquisition It is recommended that the City purchase land adjacent to the current Airport boundaries in order to protect the Airport from incompatible development and in some instances, as a reserve for future economic development. Figure 6 shows the recommended property acquisition for the Airport. The concept also displays an 87-acre area to the north of the existing property and along the planned Loop 288 that could be potentially acquired and used for aviation or non-aviation use or an extension of both uses. While the exact location of Loop 288 has not yet been determined, the Airport should keep the acquisition of any property between the existing property line and the future Loop 288 corridor in their plans as it may provide an opportunity to extend the business park. The Airport should consider acquiring 29-acres to the south of the existing property line along Hickory Creek. The business park area concept would be bounded by the Dry Fork Creek to the north and Hickory Creek to the south if this property was acquired. In addition, to the east of the existing airfield, there are two prime locations for commercial development in conjunction with the Airport. A 6-acre area is available along Westcourt Road near the existing gas well that is ideally suited to aviation industry use. An additional 16-acre site along the airport entrance could potentially be acquired and used as a hotel/restaurant site. Furthermore, there are two locations totaling 47 acres to the north that are s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 61 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 recommended for acquisition in order to have the recommended development control over the future Runway Protection Zones for the existing runway and the potential parallel runway. In total, the Plan suggests the potential acquisition of 185 acres at a number of different locations adjacent to the Airport. By acquiring the property, the Airport stands to benefit in the future either through the protection of its on-going aviation activities, or through additional revenue production resulting from lease revenues. Therefore, it is recommended that: The City of Denton should acquire land for aviation and non-aviation activities in support of the Airport mission. Most of the revenue production capability of this property can be considered as long term or ultimate phase income. Foreign Trade Zone In concert with long-term non-aviation development at the Airport, the Foreign Trade Zone (FTZ) at Denton Airport should be incorporated into the long-term marketing, advertising, and promotion of Airport amenities. FTZs are designated sites that serve as autonomous territories outside the Customs territory of the United States where special customs procedures apply. Essentially, FTZs function as a "buffer," where goods may be transported and stored before they are assessed customs duties and certain excise taxes. Goods are not considered imported until they leave the zone and enter the flow of the United States commerce system for domestic consumption. Likewise, all foreign merchandise that is imported, and at some point re- exported, is not subject to U.S. customs duties. By deferring customs duty until merchandise is actually imported from a FTZ into the United States, companies avoid having expenses tied-up in Customs duties on their inventory and are able to utilize that money for other purposes. Such benefits also apply to the elimination of duties on waste, scrap, and yield loss. The existing FTZ at Denton Airport is used by an avionics manufacturing and repair company that ships aircraft instrumentation internationally. As such, the long-term marketing and business development functions of the Airport should include the identification of other importers, manufacturing and processing companies as those most likely to be attracted to and to benefit from the Airport FTZ. This task is well suited to a partnership effort with the Denton Economic Development Department and Chamber of Commerce. Other Amenities and Services There are a number of amenities and services that would help the Airport attract more customers and create convenience for users. Services and accompanying facilities that have been suggested include: City-Controlled Services • Public Transportation to and from the Airport and the City s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 62 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 • U. S. Customs Facilities and Services that May Attract International Flights from Mexico and Other Countries • Greater Airfield Security (to assure aircraft owners that their property is safe against vandalism or theft) • Airport Rescue and Fire Fighting (ARFF) Services Market-Controlled Services • Airport Restaurant • On-Airport Satellite Car Rental Station • Automated Teller Machine (ATM) within the Terminal Building • Convenient Hotel Near Airport Property • U. S. Customs Facilities and Services that May Attract International Flights from Mexico and Other Countries • Public Transportation to and from the Airport and the City Greater airfield security is something that the City is already planning for. The U.S. Customs facilities and services are shown in both the City-Controlled and Market-Controlled services since they are dependent upon both. Typically, an airport sponsor will have to pay the cost to locate U. S. Customs on their field. However, this should not be undertaken without some market assurance of commercial demand. The same holds true for public transportation to and from the Airport and the City. With this in mind, it is recommended that: The City of Denton should encourage the provision of other amenities and services described in this Plan as demand warrants. 6.3 Impact on Revenues and Expenses The revenue enhancement strategies recommended for Denton Airport represent growth opportunities, and as such, will impact baseline projections of revenues and expenses. Those impacts are discussed in this section. Revenue Impacts Quantifying the levels of additional potential revenue that might result from implementing the strategies presented above is highly subjective. In this regard, there are a wide variety of complex external economic forces that will have some affect on revenues at the Airport, not the least of which is the fluctuating cost of aviation fuel and uncertainty regarding the regional and national economic conditions. For each strategy, a cost/benefit analysis should be undertaken. Alternatives suggested for consideration include analysis of revenues and expenses that would be derived from: • Continuing the current practice of developing land for ground leases only; • Investing gas well royalty revenue in income-generating facilities on the Airport; or, • A combination of those actions to maximize the financial performance of the Airport. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 63 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 Those analyses should give consideration to the financial impact on individuals and companies who have invested private funds in the successful development of individual hangars and aviation industry at DTO. From preliminary analyses, both options where the City invests in revenue producing development would produce positive cumulative net revenues over the planning period. The Land Leases Only option shows negative net operating revenues through the year 2016, which produces cumulative negative net revenues of -$582,000 through the planning period. If the City desired to operate the Airport as an Enterprise Fund in the near term, it would best be implemented using either the gas well royalty investment scenario or a combination of City investments and private ground leases for future Airport development. Impact on Expenses When projecting impacts of increasing activity at Denton Airport, and subsequent increases in revenue, it is important to consider any effects that such activity may have on expenses. Such impacts typically come from spending that must be made for capital projects used to accommodate the growth. At Denton Airport, much of the revenue potential is based on investments in hangar and rental property development. Costs associated with these activities should be included in any projection of expenses at the Airport. Assumptions for growth rates on the cost side of the Airport financial operation are primarily related to the capital costs of revenue producing projects. In this regard, revenues from the gas wells could be used in capital development projects. Amounts of usage should be based upon investment policies adopted by the City. From a strategic planning standpoint, a more active role on the part of the City in developing rentable property could ensure a strong near-term financial performance. This is particularly important if the City is considering the Airport as a future enterprise fund. 6.4 Summary of Business Plan Recommendations A number of recommendations have been made as a part of this Business Plan, all with the ultimate goal of improving the financial performance of Denton Airport and helping to attract growth. To do so, this Business Plan sets forth a recommended plan of action for the City that rests on the following four initiatives: 1) Airport Brand Development: The suggested Airport brand would target two distinct segments of aviation demand: corporate aviation and flight training. By separating traffic through the development of a parallel runway, the Airport could enjoy benefits associated with both types of activity. Corporate aviation benefits bring significantly higher levels of spending and employment than recreational general aviation activity. Training activity has also become a big business on the Airport and is responsible for growth in activity levels, aircraft storage and maintenance, and on-airport employment. Retaining these two segments of demand will be important in the long term development of the Airport. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 64 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 2) Enterprise Fund Transition: The Business Plan recommends the transition of the Airport financial system from that of general fund to an enterprise fund. This transition would involve continued management actions to make the Airport economically self-sufficient in the future. The City of Denton should identify an Advisory Board or Commission to provide policy recommendations for the Enterprise Fund. 3) Hangar/Rental Property Development: As discussed, the availability of the gas well revenues to fund capital development at the Airport should not be limited to non-revenue producing infrastructure. Rather, this Business Plan recommends that the City develop hangars and other buildings that can be leased in support of operating revenues. Development at the southeast taxiway site could be provided solely by the City or in concert with private development, if desired. City ownership of rental property is already scheduled to occur as current leases expire and reversion clauses transfer ownership of existing hangars to the City. 4) Long Term Development: In the near term, the Airport has expansion capacity on the east side. However, for the long term, the focus of development should be on the west side, with Loop 288 providing access in the future. To begin moving toward more use of the west side, this plan recommends the development of a helipad and later, a parallel runway for general aviation training operations. Other long-term growth involves the potential partnership with UNT for more training and aviation education, development/expansion of the Foreign Trade Zone, and attraction of a large aviation industrial client (aviation manufacturing/fabricating). As guidance for the City of Denton and Airport Management, the following is a proposed timeline for implementing the recommendations presented in this section. 2010 • P Priority - Reversion Clauses: The City of Denton should retain its interest in leases that specify a reversion of ownership of leasehold improvements to the City. • 2n`i Priority - Branding: The focus of Airport branding for DTO should be toward business, education, and training. o The City of Denton should consider renaming the Airport, once the branding activities have begun. • 3rd Priority - Existing Clientele Feedback: The City of Denton should meet quarterly with existing clients and tenants to solicit feedback on economic and service issues facing tenants. • e Priority - Marketing: The City of Denton should include new media as part of its growth strategy. • 5`h Priority - Revenue Producing Property: The City of Denton should consider investing in revenue-producing development to ensure future financial self- sufficiency. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 65 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 o The City of Denton should seek the development of hangar space and other revenue producing buildings as demand warrants. o The City of Denton should consider changing the surface gas leases from non- operating to operating revenue designation. 2011-2012 • 1" Priority - Airport Enterprise Fund: The City of Denton should set up an enterprise fund accounting stricture for the Airport after FY 2009-2010. • 2n`Z Priority -Staffing: The City of Denton should increase Airport staffing to include at least one additional staff resource. • 3rd Priority -Land Acquisition: The City of Denton should acquire land for aviation and non-aviation activities in support of the Airport mission. • e Priority - Hangar Development: The City of Denton should seek the development of hangar space and other revenue producing buildings as demand warrants. • 5 h Priority - Marketing Program: The City of Denton should initiate a direct marketing information campaign targeting business and corporate aviation. • 6`h Priority - Amenities and Services: The City of Denton should encourage the provision of other amenities and services described in this Plan as demand warrants. 2013 - 2018 • 1" Priority - Hangar Development: The City of Denton should seek the development of hangar space and other revenue producing buildings as demand warrants. • 2n`i Priority - Parallel Runway: The City of Denton should plan for the development of a parallel runway on the West Side to accommodate pilot training activity. • 3rd Priority - West Side Development: The City of Denton should plan for the development of aviation and non-aviation uses the west side of the Airport as demand warrants. • e Priority - Amenities and Services: The City of Denton should encourage the provision of other amenities and services described in this Plan as demand warrants. Timetable and Trigger Points Table 18 presents a timetable and listing of trigger points for implementation of the recommended plan, grouped by type of action (administrative, marketing, etc.). s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 66 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 Table 18 - Action Plan Trigger Points Action Description Trigger Point Timeframe Airport Services Market-Controlled Seivices Airport Restaurant, On-Airport Satellite Car As demand N/A Rental Station, Automated Teller Machine (ATM) warrants within the Terminal Building, Convenient Hotel Near Airport Property City-Controlled Services Public Transportation to and from the Airport and As soon as 2010 the City, U.S. Customs Facilities and Services, practical Greater Airfield Securit-v Airport Development Aircraft Hangars City should develop hangars for revenue As demand Immediate - production as demand warrants warrants 2018 Land Acquisition Acquire property adjacent to current boundaries As soon as 2011 for potential development practical Parallel Runway Develop parallel runway for pilot training. When funding 2013 becomes available Development of the West Develop the landside area of the West Side Adequate access 2013 - 2018 Side Marketing Create a stronger brand Create a stronger brand name for the Airport As soon as 2010 name focusing on business, education, and training practical New Media Use new media in marketing efforts for the When Branding is 2010-2018 Airport. Completed Market Business Aviation Develop marketing materials for the Airport that Continuous 2011-2018 are targeted on business aviation. Other Items Reversion Clauses City should keep reversion clauses in leases Continuous 2010-2018 Client Feedback City should begin holding quarterly meetings for Continuous 2010-2018 airport tenants Enterprise Fund City should set up the Airport as an Enterprise Next Fiscal Year 2011 Fund, considering property taxes and other indirect revenues and expenses. Staffing City should add one staff member to Airport Next Fiscal Year 2011 s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. 67 EXHIBIT 2 EXHIBIT 2 Appendix A: SWOT Analysis EXHIBIT 2 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 APPENDIX A Denton Airport SWOT A SWOT (STREN(iTHS/WEAKNESSES/OPPORTUNITIES/THREATS) WORKSHOP WAS held at the Denton Airport on July 22, 2009. A total of 26 professionals representing a wide range of the Airport stakeholder base attended the sessions. The purpose of the SWOT Workshop was to provide an opportunity to better identify and understand the Airport operating environment. In this regard, the SWOT is not a strategy session. Rather, it is the preparatory step toward making strategic recommendations. Thus, the information generated in the SWOT about the Airport's position in its environment can be used to develop follow-on strategies for achieving the Airport's mission. This Business Plan will serve as the vehicle to define these strategies and focus resources on the implementation process which will take place over the next ten years. From a definitional standpoint, a SWOT for Denton Airport involves the following: • Strengths: Internal attributes of the Airport. These can include Physical/Infrastructure, Managerial, Financial, Political, Brand, Tenants, and "Other." • Weaknesses: Internal attributes of the Airport. These also can include Physical/Infrastructure, Managerial, Financial, Political, Brand, Tenants, and "Other." • Opportunities: External conditions that may be available to the Airport. These can include such items as Regional Business, On-Airport Business, Funding, Aviation Trends, Branding, and "Other." • Threats: External conditions that may threaten the Airport's viability. These conditions may include Funding, Operational Activity (e.g. Loss of Future Contracts for Pilot Training), Local Surface Access, Infrastructure, Brand, and "Other." There were five simple riles for the SWOT Workshop itself: 1) It is okay to disagree. 2) All ideas are potentially good ideas. 3) We will honor time limits unless the entire group desires longer sessions. 4) What is said at the meeting will not be attributed to a specific person (confidentiality). 5) Cell phones should be in the "off' position. The Workshop began at 10:00 am and ended at 3:00 pm. Discussion topics included a wide range of issues including, but not limited to: • Reversion Clauses in Lease Agreements; • Need for a Parallel Runway; R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. A-1 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 • FAA Tower Service; • Financial Operation as a General Fund Department or an Enterprise Fund; • Airport Management Stricture (Including the Role of the Airport Advisory Board); • Airport Branding; • West Side Development; • City Development of Hangars or Private Enterprise Development of Hangars; • Gas Well Lease Royalty Fund Management; • Rates and Charges Comparison with Other Airports; • Future Client Base and Airport Amenities; • University of North Texas Aviation Program and Other Educational Services; • Flight Training Operations; • Airport Property Expansion; • International Activity Through a Foreign Trade Zone; • Master Plan Update The following sections summarize the discussions held at the Workshop concerning Airport Strengths, Weaknesses, Opportunities, and Threats. Participants were asked to rank the top five items of importance within each category. 1. AIRPORT STRENGTHS Nine areas of Airport Strengths were identified during the Workshop including the following, in rank order of importance: • Services: The number of services offered by the Airport was viewed as a significant strength, relative to its competitive position and future viability. These internal attributes were identified as including the following: - Fuel Sales, Maintenance for both Jet and smaller GA aircraft, Paint Shop - Full Service and Specialty FBOs, Avionics Sales and Repair - Interior Refurbishment, Aircraft Sales, Charter/Air Taxi, Supplies - Flight Training - Fixed Wing and Helicopter - Rentals - Aircraft and Automobile, Courtesy Car DTO enjoys services from two major FBOs which sell fuel. Also of note, avionics sales and repair is performed at DTO and the Foreign Trade Zone permits economical international sales of these instruments. Also, fixed wing and helicopter flight training are offered at DTO. This activity has grown significantly over the last three years with pilot training contracts for foreign airlines and governments. • Financial Resources: The Airport has financial resources that give the City an ability to develop capital infrastructure as needed and to withstand downturns in the aviation economy. Revenue sources and financial support is derived from the following: - Gas Well Revenue, Operating Revenue, Investment Revenue (from CDs) - Government Support (Grants, Contributions In-Aid) R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. A-2 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 - Capital Improvement Bonds DTO has a growing number of gas wells that produce royalty income which can provide for capital improvements or help to offset operating costs, as needed. In addition, the Airport generates significant income from operations, including those from land leases and fuel flowage fees. Political Support: DTO enjoys widespread political support from a large base of stakeholders. Such support is important for funding, land use protection, and future projects. Supportive groups include: - City Council, TXDOT Aviation, Congressional Delegation - Greater Denton Community Potential support also exists at the County level, particularly regarding the proposed West Loop 288. It should also be noted that the City has provided land use and zoning protection for the Airport through an overlay zoning district called an Airport Compatibility Land Use District, which limits the types of land uses in the vicinity of the Airport that may be subject to noise impacts from aircraft operations. In addition, the City has instituted an overlay zoning district which limits building heights, called an Airport Height Hazard District. Location: The Airport's location is considered a strength, given that it has good access to two Interstate Highways and US 380 (east-west highway). Another plus is that the Airport is far removed from residential housing. The Airport is located close enough to both Dallas and Fort Worth to serve these communities, yet it is far enough away from D/FW International Airport to have favorable airspace within the Class B airspace environment. Economic Development Engine: The Airport is becoming more of an economic development engine, particularly over the past three years. In addition to the international flight training activity, the Airport is teamed with the University of North Texas for the development of an aviation curriculum that may include domestic student pilot training. One of the Airport's Specialty Aviation Service Organization (SASOs) - Jet Works - performs interior finishing work for aircraft, including those for the Italian aircraft manufacturer of the Piaggio. There are also a growing number of businesses that are locating at the Airport. All together, these and other activities at the Airport have produced a significant employment base, which continues to build over time. • Annual Air Show: The annual Air Fair is considered a strength, gaining significant positive public relations for the Airport. Last year, over 10,000 spectators attended the event. Transportation Utility: The Airport provides a transportation utility and infrastructure that cannot be duplicated in Denton. Air access is provided through a variety of outlets: - Air Charter Operations, Business/Corporate Flights, Sports Events R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. A-3 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 - Air Cargo (both Turboprop and Jet), Flight Training, Personal Flying - Civil Air Patrol, U. S. Marshall - Law Enforcement, Government - FAA Flight Certification and Test Flights The more services available from the Airport, combined with its close proximity to the community, the greater is its transportation utility. • Leadership/Management Support: In addition to political support, the Airport has a significant leadership and management support base. That is, the technical expertise provided by the City Staff and Airport Advisory Board, combined with the leadership of the City Council is a strength for DTO. In addition, TxDOT and the FAA have provided support for management decisions regarding the future development of the Airport. • Airport Facilities and Expandability: The size and capability of the Airport itself is considered a strength. In this regard, the Airport has 6,000 feet of runway length that will soon be expanded to 7,000 feet. Other important facilities include: - Full Parallel Taxiway, Aircraft Hangars, New Terminal Building - Instrument Landing System, contract FAA Control Tower - Available Development Sites, Offsite Development for Non-aviation Use In addition to these impressive facilities, water and electricity is available on the Airport. The west side of the Airport is available for the development of a second runway or landing area for helicopter pilot training. The west side also has additional space for landside development and the capacity to take advantage of new business opportunities. 2. AIRPORT WEAKNESSES Seven major areas of Airport weakness were identified as a part of the SWOT workshop process. These are internal to the Airport and are listed below in rank order of importance to the SWOT participants: • Airport Brand: According to participants, the Airport brand is nonexistent. That is, there is confusion in the marketplace concerning Denton Airport's core identity. In some cases, residents of Denton do not even know that they have a local airport. Likewise, business users are not sure whether the Airport is primarily devoted to flight training or to corporate aviation. Several brand weaknesses that were identified include: - Airport Name: The word "Municipal" in "Denton Municipal Airport" gives the impression that DTO is a low activity, small general aviation aircraft airport. Airport names that incorporate terms like "regional" or "executive" imply a larger service area than a municipal airport. Also, airport names that can include larger, more nationally identifiable cities tend to extend their service area reach. R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. A-4 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 - Airport Entrance: The lack of a formal airport entrance is considered a brand weakness. There has been a limited amount of funding for public relations and marketing for branding the Airport. Funds will be needed when and if a new brand is developed for the Airport. • Security: External (perimeter) and on-field security are weaknesses that need to be addressed, according to SWOT Workshop participants. The Airport houses Boeing 727 and 737 jets, along with other large corporate jet aircraft. As such, owners of these and other aircraft desire protection from theft, vandalism, and terroristic acts. As a general aviation airport, security card access and other forms of protection against airfield incursions are not mandated by FAA or the Transportation Security Administration. Only some FBO facilities require card access presently. There is no assigned law enforcement officer to the Airport and City police rounds are infrequent at night. In addition, portions of the Airport perimeter are not protected by security fencing. • Tower Operating Hours/Staffing and Other Issues: i The Airport has a contract FAA Air Traffic Control Tower, meaning that a private firm trains and staffs the tower for the FAA. Currently, the working hours for the tower staff are from 8:00 am to 8:00 pm, even though flight training is conducted 24 hours per day, seven days per week. On many days, the airport traffic pattern for aircraft is full by the time controllers get to work in the morning. Thus, it is believed that there is a significant need for longer hours and more staff for the Tower. Other issues for the Tower include: - Lack of Repeater Radar ,Scope: The Tower operates on a visual flight rile basis. That is, there is no radar scope within the Tower cab that shows controllers what air traffic controllers in Dallas can see with their radar. A repeater radar scope would increase margins of safety during poor weather visibility conditions and high activity periods. - Language Barrier: English is the universal language of international air traffic control. Foreign student pilots have the challenge of learning to fly an aircraft within a controlled airspace environment, in addition to mastering conversational English. When operational activity at DTO exceeds 100 per hour, it is vital that student pilots understand and respond to air traffic control directions. With operations now exceeding 15,000 per month, many of these problems could not have been anticipated five years ago when operations were one-third that amount. However, the combined effects of the issues described above are now considered an inherent Airport weakness, particularly with the mixing of large and small aircraft. 1 This issue was address by FAA after the SWOT, by increasing Control Tower hours of operation to a 16-hour day - 6:00 a.m. to 10:00 p.m. R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. A-S EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 • Infrastructure: While the large infrastructure at the Airport is a strength, there are aspects of the infrastructure that represent weaknesses. In this regard, the SWOT Workshop participants identified the following infrastructure needs at the Airport: - Parallel Runwav: It is believed that an airfield operational capacity issue is developing, based upon the high numbers of training operations at DTO. One solution would include the addition of a parallel runway on the West side of the Airport. Thus, the lack of a parallel runway is considered a weakness of the current infrastructure. - Ramp Space: There is a need for additional ramp space at the Airport. While the West side has an abundance of space, there is no adequate ground access. The East side is limited in the amount of additional landside expansion that can be accommodated. - ARFF: The Airport does not have aircraft rescue and firefighting equipment located at the Airport. - Utilities: Water and electricity are available to most of the east side, however, they are nonexistent on the west side. Sewer service is available to portions of the east side but not to the west side of the Airport. - Ground Access: Access to the west side of the Airport will be significantly inconvenient when the imminent runway extension closes portions of Tom Cole and Masch Branch Roads. - UX Customs: International air cargo and passengers from Mexico and other foreign nations cannot be cleared through U.S. Customs at DTO for lack of those facilities and services. It is believed that this deficiency inhibits some business expansion at the Airport. - Restaurant Facilities: With more than 5,600 workers at Airport area industries, there is no restaurant at DTO. - Signage: Unless an airport is directly off of a State or an Interstate highway, TxDOT will not install a sign directing traffic off an exit. Thus, directions to the Airport may be difficult for those not familiar with the area. - Security Fencing: The lack of full perimeter security fencing was listed as a weakness. - Heliport: It was said that the present location of the helipad is not far enough removed from the active runway and taxiway system to eliminate interaction with fixed wing operational activity. • Lack of Services: Participants indicated another weakness at the Airport involves the lack of certain services including: public transportation to/from Airport, on-Airport police, and banking services. With the large number of employees that work near the Airport, it was viewed as a weakness that public transportation/bus service was not available. • Slow/Non-Responsive Development Support: For private enterprise to constrict facilities at the Airport, there is a very long development approval process required by the City. It is believed that the length of time required to gain these approvals is R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. A-6 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 driving business away from the Airport. Some of the delays are caused by a lack of understanding of aviation needs and requirements. That is, instead of treating each new hangar proposal as a completely new item, there may be a way to permit certain similar types of buildings within an Overlay District. Other weaknesses that were listed in the exercise included a lack of ramp clearance with light poles on their perimeter, limited ramp access, an overall resistance to change within City government, and a lack of County Commissioner awareness of the Airport situation. 3. AIRPORT OPPORTUNITIES Opportunities that exist are considered external conditions that may be available to the Airport. Generally, these opportunities will require strategies and efforts to achieve. Most opportunities involve the market place or additional services or facilities at the Airport. Participants in the SWOT Workshop identified a number of opportunities available to the Airport and ranked them in the following order of importance: • Branding: There is an opportunity to increase the use of DTO through branding. This branding would involve a name change for the Airport. Participants indicated that the Airport name should reflect the fact that DTO is a business reliever airport, and that it is a regional facility rather than a "municipal" airport. • FAA Tower Services: By providing repeater radar scopes in the Tower, more corporate aviation may be attracted to DTO. Some corporate aviation departments will choose radar airport environments over visual/non-radar service airports. In addition, by increasing the staffing and hours of Tower operation, the Airport could benefit by improved safety and from greater utilization by all types of general aviation aircraft. • Parallel Runway: The Airport could benefit from the addition of a parallel runway. Current activity levels, if sustained, would justify the additional runway from an airfield capacity standpoint. The parallel runway would also help to separate some of the training activity from the corporate aviation activity, thereby enhancing safety. • Public Transportation: Public transportation from the City to the Airport could assist employees working at or near the Airport. Public transportation could also accommodate foreign student pilots that live near the Airport and travel back and forth. Most of these students do not have their own vehicles for transportation. The provision of bus service would have to be addressed by the Denton County Transportation Authority (DCTA). • Enterprise Fund vs. General Fund: It is believed that the Airport could benefit by setting up an enterprise fund versus the current general fund accounting. The primary benefit cited was greater independence and flexibility, relative to the budget process. R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. A-7 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 • University Pilot Training: It was stated that diversification in pilot training would be advantageous to the Airport, since the impacts of losing a foreign contract could be offset with other sources of student pilots. Thus, the addition of a North Texas University aviation curriculum with pilot training at DTO could smooth out future activity swings and reduce the risk of relying on one source for pilot training. • Reversion Clause: The inclusion of reversion clauses in leases is seen by some as a means to decrease the impact of reduced funding of the Airport by existing sources. If the City can lease property at full market rates, the Airport may become more financially self-sufficient. • Highway Access to the West Side: The proposed Texas State Highway Loop 288 would open access to the Airport's West side. This would be important for any industrial or commercial development of that area, in addition to aviation-type development. • Super Bowl: It is believed that the Super Bowl football game being held in Dallas in 2011 will attract activity to the entire Dallas/Fort Worth area. This would include a significant number of general aviation/corporate aircraft at DTO. • Attraction of Corporate Aviation: Corporate aviation was viewed as a potential opportunity for growth at DTO. Corporate aviation generates significant airport revenues due to hangar leases, fuel consumption, and maintenance requirements. • Other Opportunities: There are a number of other opportunities listed during the SWOT Workshop that only received one or fewer votes. These included: - Airport Restaurant - Terminal Expansion - Greater Use of the Foreign Trade Zone - More Charter Operations In addition, it was stated that a hotel at the Airport and a small museum might attract additional patrons to DTO. It was stated that population migration trends in the D/FW area are to the north toward Denton. Because of the lakes that are blocking development in Dallas, Workshop participants believe that the northward growth will eventually result in a common border with Dallas/Fort Worth. That works favorably for the location of the Airport and the City for future growth potential. 4. THREATS TO THE AIRPORT In this context, threats to the Airport refer primarily to its potential growth, development, and viability. While security is an important threat issue, it is not the only issue. Threats are external conditions to which the Airport is exposed. In some cases, unresolved weaknesses may develop into threats. In other cases, threats may be perceived as the other side of the "opportunity coin." For example, if the opportunity to expand the Tower hours and staffing does R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. A-8 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 not occur, it could turn into a threat for Airport operational activity and possible degradation of flight safety margins. Threats to Airport viability were listed by SWOT Workshop participants in the following rank order: • Security: A threat to the growth of corporate aviation and other businesses on the Airport is a lack of perimeter and internal security. This is needed to prevent vandalism, theft, and inadvertent airfield incursions. • Tower Personnel Workload: The Tower personnel workload was cited as a threat to the Airport, in that continued growth in operations may be limited by Tower staffing. In addition, margins of safety, particularly during high training activity periods might be increased with more personnel. • SaturationlLand: Other development around the Airport may threaten DTO's expansion capability or operational flexibility. There are floodplain issues around the Airport and the East side has only about 25 percent more expansion available on the landside area. Without adequate land for runway expansion, the Airport is limited in what types of aircraft can be served in the future. Similarly, without adequate landside area, the Airport's operational activity will cease to grow, simply because users have no place to park or store their aircraft on the Airport. • City Bureaucracy: The bureaucratic process required to develop or improve Airport property is believed to be a hindrance to future growth at DTO. Airport users would like uniform standards and a quick process. • Conflict Between Training and Corporate Activity: There is a perception that training activity and corporate activity do not mix at an airport. The threat expressed by SWOT Workshop participants was that future corporate aviation activity may be reluctant to locate at an airport where significant student pilot training occurs. • Future Training Demand: Because the Airport may become committed to significant training activity (increased staffing of the Tower, FBO commitments for aircraft, hangar space, mechanics, etc.), there is a significant threat to the economic well being of the Airport should future training contracts be cancelled or lost to a competing airport. • Future Funding: A loss of future funding (both capital and operating) would threaten the Airport's viability. State and federal programs appear stable, but should they be cut, it may adversely impact DTO. Similarly, if local support for the Airport declines, the operating budget may suffer. Also, as gas well royalties decrease in the future, that revenue may need to be replaced with other sources of revenue. • Maintenance Support: Similar to the funding issue, a lack of proper Airport maintenance will threaten the Airport's future ability to compete for the region's general aviation aircraft users. R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. A-9 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 • Reversion Clause: Property reversion to the City after the expiration of a long term lease is considered a threat to the Airport by some. • GA User Fees: General Aviation user fees that were considered in the recent federal funding legislation are considered a threat to overall activity in the general aviation system nationwide. These fees were eliminated from the current legislation, but will likely return in future proposals. • National Economy: As demonstrated in 2008, the aviation industry is closely tied to the national economy. Downturns in the economy impact aviation in that businesses will eliminate discretionary air travel at the beginning of the negative cycle and then do not resume normal air travel until well after the recovery is underway. • Class B Airspace: Currently the Class B Airspace surrounding the Dallas/Fort Worth area permits a 4,000 foot ceiling above DTO. If greater airspace restrictions are placed on the Airport in the future, it may result in reduced activity levels. • Fuel Cost. As demonstrated in 2008, rising fuel costs significantly reduced general aviation operations. This threat remains, as fuel prices can escalate at any time due to unforeseen political events in or near oil-producing nations. • Residential Development: Residential development near an airport can threaten its long term growth. This may not be a current threat at DTO since the City of Denton has protected its Airport with zoning restrictions on the land uses under the approach areas of existing and future runways. However, large residential development areas are planned just beyond these restricted zones. Proposed residential development to the south will need to be closely monitored to ensure compliance with the Airport Compatibility Land Use District regulation. Competition from Other Airports: DTO competes with other airports in the region that can provide similar facilities and services. Significant competing airports would include Addison, Fort Worth Alliance, North Texas Regional (Grayson County), and Collin County Regional. These airports can take market share from Denton unless DTO remains competitive with regard to pricing, services, and facilities. 5. SUMMARY To summarize the SWOT workshop results, a graphic representation of the process was developed that shows the relationships between the components of the analysis. Figure 1 shows four quadrants, each representing one area of the SWOT. The axes of the quadrants indicate the degrees of flexibility or change for each of the SWOT components. The center of the graphic represents the highest degree of flexibility or ability to change, whereas the outer edges represent the greatest inflexibility or lack of ability to change. For example, the Super Bowl is an inflexible Opportunity that will happen in Dallas regardless of any actions taken in Denton. On R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. A-10 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 the other hand, Airport Branding is something that can be controlled by the City and as such, it is located near the center or most flexible Components that are located on an axis show that, depending upon how they are addressed, can move from one SWOT function to another. For example, highway access to the west side is currently a Weakness and an Opportunity. If the Access is provided, then the Opportunity is fulfilled and it no longer is a Weakness. The future access will then move into a Economic I Y ~ I II Super Bowl b DevetopmentEngine ! k e FAA Tower l oration P Services €ir~ I`'€nancial ~ ~ °^~r rtllrti`\1r~` Resources ' Transportation utility Public. Tra Enterprise Fund vs political Support General Fund \~~,r>> University Pilot Airport Facilities Training &Expandability Attraction of Anr€ual Corporate Aviation Alr Shnw Airport Services allel t~unway ' eadership '.1anaaorrent Hl~way Aocess i~ Brandmp lr, Support to VGest side 1 Security Tower i`? Future f-unAinn Slow Development Support InfraslgiehK Personnel Workload r' Class B laininglCorporale Lack of Services A€rspace t S Ilvay Conflict P.. 1 City Bureaucracy E Competition front Other Airports National ~.Wnonly I GA User Fuel Casts f Fees Figure I - SWOT Illustration Strength for the Airport. Similarly, Branding at the Airport is currently a Weakness and an Opportunity. When a new brand is successfully promoted, it will cease to be a Weakness and ultimately become an Airport Strength. Also, the issue of the Reversion Clause has been characterized as both an Opportunity and a Threat. Analysis in this business plan will help to establish grounds for each claim. One other item, Security (the lack thereof), is both a Weakness and Threat. The FAA Tower appears in two different quadrants - Opportunity and Threat. There are different aspects of the Tower's operation considered in each SWOT function, such that the Opportunity relates to the availability of Tower services and its attraction of corporate aviation, while the Tower Threat refers to workload and safety margins. R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. A-H EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 Overall, the SWOT Workshop highlighted the key issues for the Airport and its operating environment. The Business Plan will use the results to develop strategies for building on strengths, overcoming weaknesses, taking advantages of opportunities, while minimizing threats to the Airport's future operation. R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. A-12 EXHIBIT 2 Appendix B: Detailed Survey Results EXHIBIT 2 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 APPENDIX B Detailed Survey Results N EARLY JULY, 2009, DENTON MTJNICIPAL AIRPORT users and businesses were surveyed for purposes of evaluating local area business use of Denton Municipal Airport. The Airport User Survey was developed and mailed to two groups of aircraft owners: those who base their aircraft at Denton Municipal Airport; and those known to have used the Airport. A total of 74 Airport User Surveys were mailed. The Airport Business Survey was developed and mailed to 34 businesses that either use the Airport or have owners that base their aircraft at the Airport. In addition to these direct mailings, the Airport User and Business Surveys were distributed by FBOs on the Airport to their sub-tenants. The surveys were also launched via Zoomerang.com so that respondents could complete them online. The surveys were posted on the Business Plan project website at www.dentonairpoi-tsuivel.com. Both the Airport User Survey and the Business Survey are included in this Appendix. The direct mailings and online surveys asked respondents to return completed surveys by the end of September. This date was then extended to the beginning of December due to a low response rate. During this period, a total of 43 visits were recorded on Zoomerang.com with 14 Airport User Surveys and 6 Business Surveys completed. Additionally, a number of hard copy surveys were received, for a total of 18 responses to the Airport User Survey and 7 responses to the Airport Business Survey and 5 mailed surveys returned undeliverable. This created a response rate of 24 percent, which is between the normal response range of 18 percent and 28 percent. A total of 15 different cities and towns within Texas were represented in the responses. 1. AIRPORT USER SURVEY Questions and responses from the Airport User Survey are described briefly below. 1. Please list type of aircraft (specify make & model) A total of 18 Airport users responded to this question. Aircraft types included 16 single- engine aircraft, 2 multi-engine aircraft, and 5 helicopters (four respondents owned multiple aircraft) for a total of 23 aircraft. All but two of the users that responded had all of their based aircraft at Denton Municipal Airport. One respondent that did not base his or her single engine aircraft at the Airport still supplied information about their expenses at Denton Airport. The second respondent had multiple aircraft (three single engine aircraft) of which, one aircraft was based at the Airport. They also reported their expenses at Denton Airport. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. B-1 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 N. i , ,1rr r :a City- _ Email Pi, Ernail:: Aircraft Economic Info r°tnation 1. A rc ratt typo: 2. Hor_ - Airport for yourairvraft (i different from Dent Din iri;nrt): 3. 1 t mato the total annual level of spending _i _ _ik_. J v,ith your aircraft at your horns Airport: Fuel: fuia i into na nce: ST 1 fe f° i ( atiun related 0111 TOTAL Denton Airport Activity Information 4, i~ avv - lk'-.aL the number of takeo ffs that , Ju r„~te a per year at Denton Airport 5, Over [he next 5 years, you expect this activity to, toy the ae-------- ln`-_','_'---------' rc~ _'---------"a 5, Are there any ur use of the Denton Airport? [,'lease explain: Economic Imp d Assess en of Denton Municipal Airport AIRPORT USER SURVEY ZIP s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. B-2 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 usinesslA viation Relationships i" I -I ["=i to the r eta use, of four aircraft: L . = n ss: " 17~+ I _r_er~_iC Gth f"utal 8. if possible. pl<p 13 n the importance of tl bus] nos:s use of Vour aircraft to your companyor business: f'o Return the _u You 1,1 ay Either M I tt i_ u to the Addro _ L or Complete OnIino, at: - M (."lick en the 4irp orr L, C'.,jey L1nk) "hank You For Your Response-( A, ic-Op ar n A nrietes. Inc. .Dentan. L',rve+ t;I_ r t,e Nprr!PLy,++r' Ir,.f. µ~!:'•j s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. B-3 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 2-3. Please estimate the total annual level of spending associated with your aircraft at your home airport: Seventeen respondents, accounting for 26 based aircraft at Denton Municipal Airport spent an average per aircraft of $10,427 annually for fuel, $4,013 for maintenance, $4,862 for storage, $279 for aviation related taxes and $569 for "other." Average annual aircraft spending for the group was $30,819. Total spending for the 17 respondents to this question equaled $523,920. If the response from one major respondent is taken out of the mix, the average spending per aircraft decreases significantly to $3,386 annually for fuel, $3,064 for maintenance, $4,591 for storage, $345 for aviation related taxes and $705 for "other." Average annual aircraft spending (fuel, maintenance, storage, aviation-related taxes, and other) per aircraft (21) in this context dropped to $12,090 with total spending falling to $253,920. 4-5. Estimated Yearly Takeoffs at Denton Municipal Airport and expected changes in the future: Seventeen users with 24 aircraft (22 single engine and 2 multi-engine) reported an estimated 2,838 annual operations (1,419 takeoffs) for an average of 118 operations per aircraft or 167 operations per user. One user with five based helicopters had an additional 7,200 operations per year. All together, survey respondents accounted for a total of 10,038 annual operations with 29 aircraft. Seventeen respondents answered the question about their expected change in aircraft activity over the next five years. Of these respondents, 12 indicated that their activity would remain the same. Four respondents expected to increase their activity by an average of 16 percent, for a total of 7,379 operations, over the next five years (one respondent indicated an increase of 7,200 operations). One respondent indicated that they expected their activity to decrease by 50 percent (100 operations). 6. Are there any services or facilities needed at the Airport that, if provided, would increase your use of the facility? There were nine responses to this question. Three respondents had remarks concerning the Air Traffic Control Tower. One respondent thought that the tower should be closed, one wanted to have the tower's hours minimized, and one wanted to see an improvement in control tower personnel. Two respondents indicated the need for radar. One respondent indicated the need for addition of RNAV/ LPVs for 17/35 GPS approaches. One respondent indicated that they would like to have freedom to buy fuel from someone other than their landlord and would also like to have the restrictions taken away so that they could build their own facilities. Other needed facilities and services mentioned were a restaurant and additional air shows/events. Two of the respondents did not have any requests and were positive about management, facilities and fuel prices. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. B-4 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 7. Please estimate the percentage use of your aircraft? A total of 17 Airport users responded to this question. The Airport users indicated that 79.2 percent of flights flown were for business reasons, 17.8 percent of flights flown were for personal reasons, and 3 percent of flights flown were for other reasons. In terms of the number of flights flown, respondents indicated that 3,976 were for business, 894 were personal, and 150 were for other purposes. If the response from one major respondent (3,600 business flights) is taken out of the mix, the percentages change dramatically. This will show a more realistic number as to the percentage use (business, personal, and other) of the average airport user. If the 3,600 flights from this one outlier are taken out of the mix then 26.4 percent of the flights flown were for business reasons, 63 percent of the flights flown were for personal reasons, and 10.6 percent of flights flown were for other reasons. 8. If possible, please explain the importance of the business use of your aircraft to your company or business: There were eight responses to this question. All eight respondents indicated that business use was very important to them and their companies. Responses included the importance of time savings, accessibility, convenience, and commuting. Summary of Airport User Survey Results In summary, there were several key points expressed by respondents to the Denton Municipal Airport User Survey: • A total of $523,920 was spent by 17 Denton Municipal Airport users on their aircraft in 2008. If the response from one major outlier is taken out of the mix, the average spending amounts at Denton Municipal Airport per aircraft were $3,386 annually for fuel, $3,064 for maintenance, $4,591 for storage, $345 for aviation related taxes and $705 for "other." Average annual aircraft spending (fuel, maintenance, storage, aviation-related taxes, and other) per aircraft (21) was $12,090, with total spending of $253,920. • If the average level of spending is extrapolated to all aircraft reported at the Airport, over $5.5 million is the estimated expenditure by users of the Airport. • Sixteen based airport users and one itinerant user reported an estimated 10,038 annual operations, with 7,200 of these being helicopter operations. • Twelve Airport users indicated that their activity would remain the same. Four respondents expected to increase their activity by an average of 16 percent, for a total of 7,379 operations, over the next five years (one respondent indicated an increase of 7,200 operations). One respondent indicated that they expected their activity to decrease by 50 percent (100 operations). s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. B-S EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 2. AIRPORT BUSINESS SURVEY The business survey responses represent seven businesses located in Denton County. The survey form is presented on the following page. Six of the businesses are located in the City of Denton and one business is located in the City of Plano. All seven of the businesses responded to the question concerning frill and part-time employment. They also provided data related to their annual gross sales volume for the year 2008. The following is a summary of these answers. • Full-time Employees: 121 • Part-time Employees: 36 • Total Annual Gross Sales Volume: $18,398,000 • Total Expenditures in Denton County: $24,226,000 1. Type of Business Product or Service The following businesses responded to this question: • Title Insurance • Aircraft Hangars • Flight Training / Aircraft Maintenance • Wholesale Avionics and Parts Supplier • Repair of Solid State Electronics • Helicopter Charter and Flight Instruction 2. Is this business Aviation-related? Of the seven businesses that responded to this question, all but one are aviation related. 3. Estimate what percent at your company's employment and sales are related to the availability of Denton Municipal Airport Businesses asked to attribute jobs and sales to the availability of Denton Municipal Airport responded as follows: Six businesses indicated a total of 73 frill-time and 28.3 part-time employee positions were generated by the availability of Denton Municipal Airport. Seven businesses reported that 31 percent of their sales, or $5,738,000 was related to the availability of the Airport. 4. Does your company or client base use air travel to and from Denton Municipal Airport? Of the 7 businesses that answered this question, 6 indicated that they used Denton Municipal Airport for business purposes. Frequency of use was estimated by 5 businesses at 2,966 times per year. Five businesses indicated that their visiting clients used Denton Municipal Airport an estimated 25,940 times per year. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. B-6 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 conorn'lo lmpL~ct assessment of A Denton Municipal Airport BJPLOYER;lSJS[NESS SURVEY Tama, Pl-=,r a 4r[fi - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - If'r' ear ZIP Ema11 Address. Complany Information 1 Type of ut,ir t ,rr, r c' r Service , Theis Gu~ir es_ i€ Aviation Belated Non-Aviation Belated Par~al Aviation 3, Dumber (1' Erril I ryees Pull Time P'ar'. Time 4,. AnnLl7l' ic.cc 7leS'Volume, itapplic-le l l l 11:_(::a ur { C.le 7 i la ei ~ 6, Total Oma ed Eypenditures at this locakn: rghoraSe in entoro . ow-;,y) 'or2008° 6• Jlpa~,,J P.l l percent, if any, of your company's employment ar d ~;ale, is related to the availability of the ier'',:,rl )lunrtdpal Airport. Employment _-®®°l S.ale_®®®_°l4 +r`<oomitin ty-A rport Relatiofiships • E'+ as rr,ur company ordlent bxP. r,~p airrravel to and from Den ,n "rir hJpal Airport? Yes J If yes... please estimate the f,-ll,, vIr'r, ruml'er „s fll.;l-•,_irnpany IligIi ',.+tar ller i. fi - - 11 11 _ '.r ~r 3, Please de(: JLe your business or organ lza on's use of or dep9n6erce Jn per:L-in ~ricipal Airpoirt Thank yoti for your response.F "~i R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. B-7 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 5. Please describe your business or organization's use of or clepentlence on Denton Municipal Airport Business users indicated that they rely on the use of the Denton Airport for: • Extremely dependent on services of airport including tower operations and runway availability. Strongly feel a second runway would enhance our business opportunities at airport. • We capitalize on the growth of DTO and the surrounding business community. • We rely on the Airport to bring in clients. We lease hangar space at the airport, buy fuel from the FBO, and use the terminal building for business meetings. • Convenience to their office facilities. • Corporate flights come in and out at DTO. • As a helicopter operator we are not as dependent on the airport facilities as a fixed wing operator. The fuel availability is a convenience. The tower offers more training options. We can operate easily away from a runway surface. Summary of Business Survey Results A summary of findings from the business user survey include4 the following points: A total of seven firms that were represented in the business survey had 121 full- time employees and 36 part-time employees. Six of the businesses indicated that they were aviation-related. The availability of Denton Municipal Airport can be linked to the creation of 73 frill-time and 283 part-time employment positions for 6 of the businesses responding to the survey. Seven firms indicated that $5,738,000 of their gross annual sales in 2008 was due to the availability of Denton Municipal Airport. 0 Overall, six businesses indicated that they used Denton Municipal Airport for business-related purposes. Five businesses indicated that they used the Airport an estimated 2,966 times per year, while five businesses had clients that used the Airport an estimated 25,940 times annually. s~ R.A. Wiedemann & Associates, Inc. in association with CHA, Inc. B-8 EXHIBIT 2 Appendix C: Lease Analysis EXHIBIT 2 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 Appendix C Leasehold Analysis This section summarizes findings from a review of lease agreements in place at Denton Municipal Airport. In short, the leases are well written and offer no significant or glaring omissions or causes for great concern. Generally, the leases reviewed appear to be standardized and without a significant amount of deviation in clauses from lease to lease. It is important to note that this review was not performed by an attorney and should not be taken as legal advice. Therefore, before modifications to any existing leases at the Airport are pursued, these recommendations should be reviewed with and by the City's legal counsel. The leases reviewed are summarized in Table C-1. Leases or other lease assignment documents for several Tenants were either expired or not available, and are therefore not included in this analysis'. 1. KEY FINDINGS One point that became apparent in the review is that there seems to be some history regarding indemnification, specifically referring to the added bold, capitalized and underlined text distinguishing between "sole" and "concurrent" negligence on behalf of the Lessor. To clarify, it is common for Lessors to be indemnified against negligence claims if they are a contributor to a cause, but not if they are the sole cause. This added language to some of the leaseholds at the Airport clarifies and better defines that distinction. Some best practices and sound advice regarding indemnification is outlined below, courtesy of The Barthet Firm of www. thelienzone. com: • Who Is Indemnifying Whom; • Does The Contract Clearly Express an Intent to Indemnify a Party Against Its Own Negligence; • Do the Terms of the Agreement Determine Whether the Indemnitor Is Obligated to Reimburse the Indemnitee for a Particular Claim; • What Is Being Indemnified, i.e., Personal Injury, Property Damage, Attorneys' Fees And Costs of Defense, Economic Loss; • Is There a Monetary Limitation on the Extent of the Indemnification That Bears a Reasonable Commercial Relationship to the Contract and Is Such Monetary Limitation Part of the Project Specifications or Bid Documents, If Any; and, • Is There a Provision Requiring That the Risk Be Covered by Insurance Such That the Indemnity Is Limited to the Amount of the Insurance Coverage (Contractual Liability Insurance). Another area which should be addressed is the "required services" sections of the leases. For aeronautical activities, the Airport should have or cause to be developed Minimum Standards r The David Moore, First Financial, and the William Evans leases appear to be expired, and are therefore not included in the analysis. No documentation was found regarding extensions and/or new agreements signed for those leases. Additionally, the Nebrig lease refers to an assignment of a lease that is not accounted for. R.A. Wiedemann & Associates, Inc. in association tivith CHA, Inc. C-1 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 for Aeronautical Activities so that these requirements are removed from the lease agreements and identified in a separate, FAA-approved document. The primary purpose for developing minimum standards is to "level the playing field" for all aeronautical tenants, so as not to offer an unfair advantage to one over another, while ensuring that the Airport is able to offer the services it needs and desires to the flying public at an acceptable standard. If such required services are negotiated in each lease agreement, chance arises for inconsistencies that can lead to claims of discrimination and/or exclusive rights (by default, not intent) between competing businesses on the Airport (or those wishing to become a tenant). One additional trend noted during the analysis is that lease terms among many Tenants, regardless of the size of space rented or the purpose/use of the space (i.e., recreational, business, or corporate), appear similar in length. Specifically, 30 year lease terms (with two, 10-year options) are offered to a wide variety of Tenants. From a business perspective, terms should be directly proportional to the amount of investment a Tenant is making in the property. In some cases, where the Tenant is pledging larger, community-wide impacts such as job creation, some consideration of these impacts might also be considered in the lease, if not addressed by separate agencies involved in a State or local incentive package arrangement. One approach for resolving this is to develop a matrix or formula, which establishes certain criteria and/or investment and impact thresholds required to qualify for a 10, 20, or 30 year lease at the Airport. As mentioned below, all options should be mutually shared by both the Airport and the Tenant, not just assigned to Tenants. Additional key findings include: • Rights of First Refusal and purchase options on property should have some form of consideration. • Avoid multiple assignments and use those opportunities to renegotiate. Multiple assignments and amendments make for confusing provisions and allow for misunderstanding of terms and obligations. 1.1 Reversion Clauses Many lease documents for long-term ground leases at airports contain a provision known as a Reversion Clause. FAA Order 5190.6a requires airports to make all facilities and services available on a fair and reasonable term without unjust discrimination. A perpetual lease would violate this condition. The Reversion Clause addresses what happens to improvements on a leasehold at the end of a lease. Generally, the ownership of improvements made by the tenant will revert to the airport sponsor at the end of the lease period, which can vary from 20 to 40 years, depending upon the amount of investment, useful life assessments of the building involved, and the length of time required by the investor to recoup his/her capital investment. A long term lease lets the tenant get financing to build the improvements and gives them adequate time to get a return on their investment. At the conclusion of the initial lease term, the airport sponsor can assess the improved value of the property and strictures, and exercise the right to lease both the land and improvements at their prevailing market rent. A sample reversion clause from a Denton Airport lease is: R.A. Wiedemann & Associates, Inc. in association i s ith CHA, Inc. C-2 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 C. Ownership of Improvements: All buildings and improvements constructed upon the premises by Lessee shall remain the property of Lessee unless said property becomes the property of Lessor under the following conditions, terms and provisions: 1. Removal of Buildings. No building or permanent fixture may be removed from the premises. 2. Assumption. All buildings and improvements of whatever nature remaining upon the leased premises at the end of the primary term, or any extension thereof, of this lease shall automatically become the property of Lessor absolutely in fee without any cost to Lessor. 3. Building Life. It is agreed that the life of the building to be constructed by Lessee on the property herein leased is thirty (30) years. 4. Cancellation. Should this lease be cancelled for any reason before the end of the thirty (30) years expected building life, it is especially understood and agreed that Lessor reserves the right to purchase all buildings, structures and improvements then existing upon the premises by tendering to Lessee one thirtieth (1130) of the undepreciated value of such building for each year remaining on the agreed life of such building. The undepreciated value of all improvements is to be determined by having such improvements appraised by three appraisers, one appointed by Lessor, one appointed by Lessee and one appointed by the two appraisers. The Pros and Cons of Reversion Clauses: A Tenant's Perspective Tenants have at least two main concerns about reversion clauses. The first is the future loss of property title, which will ultimately lead to the payment of market rents for facilities that they have improved. Thus, property on which they were paying land leases only will revert to full market rates for their building rents as well. The second concern is that tenants must pay full taxes each year until reversion on a building in which the tenant is losing equity because of the reversion clause. For the tenant, there is no real solution to paying full market rents after the expiration of the lease term except the possible extension of the lease. That is, some tenants approaching a lease reversion deadline will attempt to negotiate with the airport sponsor to extend the lease for a period of time. This extension can postpone the market rate hike, but at a cost. Extensions such as these are negotiated and can include up-front cash payments along with higher rent amounts. They can be preemptively negotiated several months or years before the expiration of the lease in question. In some cases the airport sponsor provides compensation for the residual value of the improvement at the end of the lease. This only occurs through negotiation and implies that the facilities to be constricted are valuable to the sponsor or that the tenants cannot recoup their investment through the lease period. This also motivates tenants to maintain their premises. For the tax issue, one solution (implemented in Brookhaven NY), is to let tenants develop improvements but the title to those improvements transfers immediately to the airport sponsor upon building completion or certificate of occupancy. The ground lease protects the tenant investor for a specified period of time (usually more than 20 years). At the expiration of that R.A. Wiedemann & Associates, Inc. in association tivith CHA, Inc. C-3 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 lease, the airport sponsor (as owner of the improvements) can then lease the property and its improvements at full market rates. Tenants are required to maintain the rented building during the lease period, and the airport sponsor inspects and requests repairs and maintenance if needed. This takes the tax burden off of the tenant and also lets the airport sponsor remain in control of their hangars. Another solution to the tax issue may be a Payment in Lieu of Taxes (PILOT). PILOT can be used as an incentive for investment in taxable infrastructure or other facilities that create a public benefit. The PILOT may be negotiated to reduce or defer the property taxes on a developer, striking a balance between public and private financial burdens and needs. In effect, the sponsor absorbs tax payments on the improved property because it is receiving the benefit of the business (jobs, activity at the airport, road improvements, etc). The Pros and Cons of Reversion Clauses: A Sponsor's Perspective One concern with reversion clauses for the Sponsor is that tenants are less likely to make improvements on their buildings toward the end of the lease period. One solution to this is by performing inspections of the tenant premises well before the expiration date of the lease. At this time a lessor can determine the condition and use of the premises, and ascertain the willingness of the tenants to make new investments in the leasehold that might merit an extension of the lease. In some cases new leases have been approved with suitable ground lease escalators, if the tenant was willing to make significant new investments in the leasehold. In other cases, an inspection has shown seriously deficient buildings that cannot readily or cost-effectively be brought up to code. Then the airport will notify the tenant that the reversion clause of the lease will take effect at the end of the lease period. Performing inspections well in advance of the lease expiration date, especially if the building is in good condition, allows the tenant to get an early answer on what lies ahead, make investments before the lease is up, and keep the building in good condition. Making sure that new leases have a clause that allow for periodic inspections of new facilities by airport staff can also help ensure that the airport takes over a building that has been properly maintained. If an inspection does not happen until the lease is almost expired, the building may suffer from deferred maintenance since the building owner may be reluctant to put money into it without knowing how much time is available to amortize such improvements. Further Considerations Before adopting a leasing policy that addresses reversion, the Airport should consider the following issues: • The reversion policy should be consistently applied to all existing and prospective tenants. R.A. Wiedemann & Associates, Inc. in association i s ith CHA, Inc. C-4 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 • The airport should take an inventory of the buildings it will be absorbing in the near term and determine if it can cover the cost to bring any real property improvements up to code. • Determine if reverted improvements will be attractive to prospective tenants. • Refer to the airport's Master Plan to find out if current strictures and their locations meet current and future airport development needs. • Confirm that the reversion policy is in agreement with the FAA Airport Compliance Manual stated in FAA Order 5190.613. • Ensure that there is no discrimination between prospective tenants and current tenants whose property has reverted. No Reversion • This approach may be appropriate if the building is in reasonably good shape and the type of land use on the leasehold meets the needs of the airport and its tenants. However, this approach will not maximize the financial return to the sponsor. • It provides an incentive for tenants to maintain their buildings well and make improvements over time, and to make sure that all airport riles and lease conditions are met at all times. However, providing an existing tenant with a new (long-term) lease may not meet federal non-discrimination requirements if there is other demand for the leasehold, because it precludes opportunities for new tenants. • A short-term lease may be appropriate if the Airport Master Plan and/or Layout Plan defines a new use for it but the new use is not practical yet because other leaseholds that would be needed are not available yet. Reversion: Airport,Sponsor Takes Title to a Building For the reversion options under which the airport sponsor takes title to a building, a number of issues must be considered: • The sponsor gains more control over the airport, as there are no tenant subleasing arrangements. • The City gains additional revenue. • The City will have to commit staff and resources to manage and maintain the buildings. Some buildings may take more resources than others. • Building maintenance and management needs for facilities that have reverted to the sponsor will vary. • Since facilities would revert to the airport sponsor over a long period of time, other factors (such as whether building maintenance can be adequately handled by existing airport sponsor staff, or would require additional hiring) are also relevant. Further detailed analysis would be required. Building Is Not Salvageable or Land Is Needed for Other Purposes If the building is not salvageable or the land is needed for other purposes the following options should be considered: R.A. Wiedemann & Associates, Inc. in association i s ith CHA, Inc. C-S EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 • Lease the building back to the tenant, who then makes a new investment. • Lease it to a new tenant that will make an investment. • Airport sponsor develops the land. A reversion clause can also state that the tenant remove any improvement that they have made to the property. This can be beneficial to the sponsor if the sponsor believes that the hangar is in too much disrepair to salvage. This saves the cost of demolishing buildings that are in structural failure. This can also be beneficial to the tenant if the tenant believes the building materials can be used or sold for some other project. Reversion clauses have become normal in the aviation industry for a number of reasons. These include maximizing future revenue streams and maintaining a level of control over the development and maintenance of facilities on the airport. Each airport has its own lease language and different approaches to the issue. At Denton, the current lease language supports the reversion of property improvements to the City. From this analysis, it can be shown that the Airport will have greater financial production with the reversion clauses than without. Even if there are individual cases where a negotiated lease term increase or other modification that postpones the actual property reversion is reached, the prime motivation is because of the reversion clause. Thus, the reversion clause is a valuable part of the Airport's future revenue stream and should remain in place. 1.2 Recommendations The following are a number of basic recommendations to address the key findings discussed above: • Thresholds for Terms: Draft and adopt a matrix or formula, which establishes certain criteria and/or investment and impact thresholds required to qualify for short, medium, and long term leases. For example, if a tenant is investing up to $100,000, they qualify for a 10 year lease. For investments of $100,001 to $500,000, tenants would qualify for a lease of between 10 and 20 years. Investments of over $500,000 could qualify a tenant for a 30 year lease. Other criteria, such as jobs created or retained, may also be developed. • New Leases for Changes: Ensure a new lease is drafted when a tenant wishes to increase its permitted uses. Assignments only change the responsible party. • Lease Extensions: For lease extension options, there should be more requirements than simply the tenant's choice to extend at a new rate. A list of requirements is typically present in leases for term extensions (tenant is in compliance, no more than X events of default over X time period, it is in the best interest of the airport, etc.). Additionally, there may be statutory and/or charter-based limitations on leasehold agreements. Often, options are not considered part of such limitations; however, if not articulated precisely, some language could actually exceed the authority of the City. • Rent Escalations: The method of determining rent escalations should be modified at the Airport. While escalations based on the Consumer Price Index (CPI) are common, a R.A. Wiedemann & Associates, Inc. in association is ith CHA, Inc. C-6 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 growing number of lessor's and lessee's prefer straight-line increases (X percent annually, periodically, etc). Additionally, the analysis found no provisions in lease rent escalations for re-appraisals of the demised premises being rented. In this way, the Airport as the lessor could be vulnerable to changes in the market value that are not balanced with CPI or other increases. The inclusion of property appraisals every five years, with maximum limitations, will likely provide added protection to the Airport. • FAA Requirements: Ensure that all FAA required and recommended clauses are present. • Insurance Provisions: Ensure that there is a clear procedure and method of dividing up insurance proceeds in the event of partial or total destruction of the property. It is clear that the buildings revert to the Airport at the end of the lease; however, it is unclear what happens if the demised premises are destroyed in year one or in year 29. Thus, leases should establish the procedure and identify recipients of insurance claim payments. • Reversion Clauses: From this analysis, it can be shown that the Airport will have greater financial production with the reversion clauses than without. Even if there are individual cases where a negotiated lease term increase or other modification that postpones the actual property reversion is reached, the prime motivation is because of the reversion clause. Thus, the reversion clause is a valuable part of the Airport's future revenue stream and should remain in place. R.A. Wiedemann & Associates, Inc. in association i s ith CHA, Inc. 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M M O N O I~ N H 00 X LU N i EXHIBIT 2 Appendix D: Local and State Incentives EXHIBIT 2 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 Appendix D - Local and State Incentive Programs There are a number of local and State incentive programs available to businesses that intend to expand or locate in Denton. These programs are listed on the Denton Economic Development Partnership web site (http:Hdentonedp.com/existing business/existing business incentives. asp) as follows: 1. LOCAL PROGRAMS 1.1 Tax Abatement The City of Denton adopted a tax abatement policy that is available to new and expanding businesses, corporate office headquarters and distribution centers. History and philosophy of the firm, project specifications, and the potential impact on the community are factors that are considered during the application approval process. Projects must meet the Qualifying Criteria. Each project is negotiated on a case-by-case basis and must be approved by the City Council. Qualifying Criteria: • New and expanding businesses • Corporate office headquarters and distribution centers • Minimum capital investment required is $5 million • History and philosophy of the firm, project specifications, and the potential impact on the community are factors that are considered during the application approval process. Abatement Guidelines: • Abatements begin at 25% and can range up to 50% based on additional factors. • Each project is negotiated on a case-by-case basis and must be approved by the City Council. • No applicant may receive credit for more than five of the additional factors. Additional Factors (5% Each): • The project will occupy a building that has been vacant for at least two years; • The proj ect will create high-skilled, high-paying j obs as documented by the applicant (A breakdown of number of jobs per job classification and entry level wage per classification will be used to determine eligibility); • The project will involve a significant relationship with one of the two universities in Denton; • At least 25% of the new jobs created by the project will be filled by Denton residents; • The project will provide knowledge-based jobs (at least 25 percent of jobs require college bachelors degree at entry level); • The proj ect will donate significant public art to the community (To qualify, donation must be approved by Greater Denton Arts Council and City Council); R.A. Wiedemann & Associates, Inc., in association i s ith CHA, Inc. D-1 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 • The project will donate significant materials/equipment to the public schools (to qualify, donation must be approved by DISD and City Council); • The project will create improvements to the Denton Central Business District; • The project will result in the formation of a business park; • The project is an international or national headquarters facility; • The project is a medical manufacturing or research facility. 1.2 Denton Municipal Electric Industrial Development Rider Denton's electric utility service provider is Denton Municipal Electric (DME). New and expanding industrial and commercial service customers may receive a reduction from DME in their demand billing. Qualifying Criteria: • New and expanding industrial and commercial service customers. • Customers whose electric service represents demand not previously served by the City at any location in the City's service area in the last 12 months. • Metered demand is in excess of 225 KVA or 200 KW per month. 1.3 Triple Freeport Tax Exemption The City of Denton, Denton County and Denton Independent School District passed the Freeport Amendment, which exempts certain business personal property from ad valorem taxes. Goods, wares, merchandise, other tangible personal property, ores (other than oil, natural gas and other petroleum products) are exempt from ad valorem taxation if the property is (1) used for assembling, storing, manufacturing, processing, or fabricating and (2) is shipped outside the state no longer than 175 days after it is acquired. 1.4 Infrastructure Assistance The City of Denton promotes economic growth through a program of infrastructure financing. This program is available to industrial, distribution, and corporate headquarter prospects which have committed to building facilities in Denton. Commercial and retail prospects, which sell a majority of their goods or services to individuals or businesses outside of Denton, may also qualify. An economic analysis is performed on each project to determine project costs and benefits over a five-year period. The results of the analysis are an important factor in the project approval process. 1.5 Industrial Revenue Bonds The City of Denton has established a nonprofit industrial development corporation authorized to issue tax-exempt or taxable revenue bonds under Texas' Development Corporation Act of 1979. Eligible projects must promote the development or expansion of manufacturing facilities in Denton. Bond proceeds may be used for land, depreciable property, inventory, raw materials, R.A. Wiedemann & Associates, Inc., in association i s ith CHA, Inc. D-2 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 finance charges, and research and development costs. 1.6 Downtown Incentive Reimbursement Grant Program The City of Denton Economic Development Department works to revitalize and enhance the unique character of Downtown through historic preservation and community involvement, while at the same time promoting Downtown, providing educational and technical assistance to business and property owners, and maintaining the beauty of Denton. As an economic incentive, the City of Denton Economic Development Department has designed an incentive reimbursement grant program that provides up to $50,000 for qualifying projects. 1.7 Grants and Loans (Chapter 380) Chapter 380 of the Local Government Code provides very significant legislative authority for Texas municipalities in the area of economic development. When a city wants to provide a grant or a loan of city funds or services in order to promote economic development, it generally cites its powers under Chapter 380. Cities have utilized the provisions under this law to provide a myriad of incentives that have drawn businesses and industries to locales throughout Texas. This statute basically allows the provision of loans and grants of city funds, as well as the use of city staff, city facilities, or city services at minimal or no charge. 2.0 STATE INCENTIVES The Texas Office of the Governor, Economic Development & Tourism assists relocating businesses by linking them with other programs that are offered through agencies statewide. Listed below are some additional economic development programs: 2.1 Texas Enterprise Fund The Texas Enterprise Fund can be used for a variety of economic development projects, including infrastructure development, community development, job training programs, and business incentives. These funds are used primarily to attract new business to the State of Texas or to assist with the substantial expansion of an existing business as part of a competitive recruitment situation. 2.2 Emerging Technology Programs The Texas Emerging Technology Program is designed to help Texas create jobs and grow the economy over the long-term by expediting the development and commercialization of new technologies and attracting and creating j obs in technology fields that will from the backbone of our economy. The program works through three-way partnership between the state, institutions of higher educations, and private industry to focus greater attention on the research, development and commercialization of emerging technology. R.A. Wiedemann & Associates, Inc., in association i s ith CHA, Inc. D-3 EXHIBIT 2 Denton Municipal Airport Business Plan October 2010 2.3 Skills Development Fund The Skills Development Fund is an innovative program created to assist Texas public community and technical colleges in financing customized job training for their local businesses. Average training costs are $1,000 per trainee; however, the benefit may vary depending on the proposal. North Central Texas College has worked in conjunction with state officials on the skills development fund program and would be willing to submit an application on the project's behalf. 2.4 In-State Tuition for Employees The Economic Development and Diversification In-State Tuition incentive may be offered to qualified businesses that are in the decision-making process to relocate or expand their operations into Texas. The incentive allows employees and family members of the qualified businesses to pay in-state tuition fees if the individual files with a Texas institution of higher education. Without this incentive designation, a student must reside in Texas for a 12-month period to be entitled to pay the tuition fees of a Texas resident. 2.5 Pollution Control Property Tax Exemption A Texas constitutional amendment providing an exemption from property taxation for pollution control devices, equipment or land for air, water, or land pollution control was approved in 1993. This program provides an exemption of real and personal property tax for the life of the eligible equipment. The individual or company seeking the exemption must submit a use and determination permit to the Texas Commission on Environmental Quality (TCEQ). That positive use determination is then provided to the local appraisal district, which must accept the TCEQ's decision and grant the property an exemption from property taxes. 2.6 Texas Manufacturing Assistance Center The Texas Manufacturing Assistance Center (TMAC) is part of a national network of Manufacturing Extension Partnerships supported by the National Institute of Standards and Technology. TMAC helps identify problems in manufacturing processes, recommends solutions, and helps execute projects. TMAC field engineers operate out of offices located nearby to provide hands-on assistance to firms seeking to upgrade their operations to become more competitive. TMAC services include assessment and benchmarking of existing operations; technical awareness projects (seminars, workshops, etc.); technical assistance projects including specific technology, engineering or management solutions (e.g., TQM, ISO 9000, Process Improvement, Inventory Control and Management, Plant/Equipment upgrades, CAD/CAE/CAM); and Deployment Group Management to assist sets of companies with common problems implement common solutions. R.A. Wiedemann & Associates, Inc., in association i s ith CHA, Inc. D-4 EXHIBIT 3 2010 Airport Business Plan Summary of Edits In addition to minor text edits to clarify intent, the following revisions have been made to the DRAFT 2010 Business Plan: ntan+ Pate Reference 1. Reference to transition to operating the Airport E-1; Pg 49-53 as an Enterprise Fund was edited to reflect the financial management status as approved by the City Council beginning with the 2010/2011 Airport Budget; 2. Modified reference to governance of the Airport E-1; Pg 52 as an Enterprise Fund; 3. Updated the Airport Organization Chart to Pg 8 Identify the current management structure; 4. Modified the Baseline Financial Pro Forma to Pg 36 correct the Gas Well Fund balance projection. 5. Priority of recommendations for Land Acquisition E-5 and Hangar Development were switched for the 2011-2012 timeline. 6. In Section 2.2, a statement of the City Council as Pg 7 the authority to review and approve Airport operating policy and rates for property leases and services was added. This page left blank intentionally . AGENDA INFORMATION SHEET AGENDA DATE: November 16, 2010 DEPARTMENT: Airport ACM: Jon Fortune SUBJECT Consider adoption of an ordinance of the City of Denton authorizing the City Manager, or his designee, to execute on behalf of the City of Denton an acceptance of an offer from the Texas Department of Transportation (TxDOT) relating to a grant for the Routine Airport Maintenance Program (RAMP); authorizing the City Manager to expend funds provided for in the grant program; and declaring an effective date. (TxDOT Project No. AM 2011DNTON and TxDOT CSJ No. M118DNTON). (Airport Advisory Board approved 6-0) BACKGROUND Since 1996, the City of Denton has entered into grant agreements with the Texas Department of Transportation Aviation Division (TxDOT Aviation), known as the Routine Airport Maintenance Program (RAMP). The RAMP grant provides for a fifty percent (50%) state-funding match to the local government sponsor. The 2011 grant is capped at $50,000 of available state assistance. Airport Management has identified a number of projects that could be completed with this grant for 2011. Pavement $40,000 Pavement Markings $15,000 Miscellaneous $45,000 Following is a summary of actual RAMP Grant expenditures for the prior two fiscal years: Proi ects 2008/09 2009/2010 Drainage Improvements $51,300 $19,512.90 Asphalt Paving/Repair $ -0- $37,934.48 Concrete Paving/Repair $ -0- $ 9,30736 Navigation Aids Improvements $21,215 $10,768.00 Gate Control Repair $ 2,050 $ 2,425.00 Security & Fence Repair $ 3,551 $10,100.00 Other Maintenance/Supplies $21,882 $ 5,058.43 Chemicals $ -0- $ 4,565.92 TOTAL $99,998 $99,672.09 ESTIMATED SCHEDULE OF PROJECT TxDOT Aviation is requesting two signed copies of the agreement be returned expeditiously. The State must approve its share of funding prior to the start of any project and TxDOT Aviation has requested that all projects be completed by September 2011. Agenda Information Sheet November 16, 2010 Page 2 PRIOR ACTION/REVIEW (Council, Boards, Commissions) The Airport Advisory Board recommended approval at their November 10, 2010 meeting. FISCAL INFORMATION The City's fifty percent (50%) match for the $100,000 grant is $50,000, which is reflected in the 2011 Airport Budget. EXHIBITS 1. Ordinance 2. TxDOT Grant Agreement 3. Draft Airport Advisory Board Minutes Respectfully submitted: Quentin Hix Airport Manager sAegaAour documentslordinances\10\airport txdot ramp grant.doc ORDINANCE NO. AN ORDINANCE OF THE CITY OF DENTON, TEXAS, AUTHORIZING THE CITY MANAGER, OR HIS DESIGNEE, TO EXECUTE ON BEHALF OF THE CITY OF DENTON AN ACCEPTANCE OF AN OFFER FROM THE TEXAS DEPARTMENT OF TRANSPORTATION RELATING TO A GRANT FOR THE ROUTINE AIRPORT MAINTENANCE PROGRAM; AUTHORIZING THE CITY MANAGER TO EXPEND FUNDS PROVIDED FOR IN THE GRANT PROGRAM; AND DECLARING AN EFFECTIVE DATE (TXDOT Project No.: AM 2011DNTON AND TXDOT CSJ No.: M118DNTON). WHEREAS, the City Manager recommends that the City accept an Agreement with the Texas Department of Transportation ("TxDOT") providing a grant of $50,000 for the Routine Airport Maintenance Program and requiring the City to provide $50,000 in matching funds; and WHEREAS, the City Council deems the acceptance of this Agreement with TxDOT to be in the public interest; NOW, THEREFORE, THE COUNCIL OF THE CITY OF DENTON HEREBY ORDAINS: SECTION 1. The City Manager of the City of Denton, or his designee, is hereby authorized to execute on behalf of the City of Denton an acceptance of an offer from the Texas Department of Transportation relating to a grant for Routine Airport Maintenance Program, a copy of such grant being attached hereto and made a part hereof for all purposes (the "Grant Agreement"). SECTION 2. The City Manager is hereby authorized to expend such funds as are provided for in the Grant Agreement and to take all actions necessary to implement the Grant Agreement. SECTION 3. This ordinance shall become effective immediately upon its passage and approval. PASSED AND APPROVED this the day of , 2010. MARK A. BURROUGHS, MAYOR 1 s:VegAour documentslordinances1101airport txdot ramp grant.doc ATTEST: JENNIFER WALTERS, CITY SECRETARY BY: APPROVED AS TO LEGAL FORM: ANITA BURGESS, CITY ATTORNEY BY: TEXAS DEPARTMENT OF TRANSPORTATION GRANT FOR ROUTINE AIRPORT MAINTENANCE PROGRAM (State Assisted Airport Routine Maintenance) TxDOT Project No.: AM 2011DNTON TxDOT CSJ No.: M118DNTON Part I - Identification of the Project TO: The City of Denton, Texas FROM: The State of Texas, acting through the Texas Department of Transportation This Grant is made between. the Texas Department of Transportation, (hereinafter referred to as the "State"), on behalf of the State of Texas, and the City of Denton, Texas, (hereinafter referred to as the "Sponsor"). This Grant Agreement is entered into between the State and Sponsor shown above, under the authority granted and in compliance with the provisions of the Transportation Code, Chapter 21. The project is for airport maintenance at the Denton Municipal Airport. Part II - Offer of Financial Assistance For the purposes of this Grant, the annual routine maintenance project cost, Amount A, is estimated as found on Attachment A, Scope of Services, attached hereto and made a part of this grant agreement. State financial assistance granted will be used solely and exclusively for airport maintenance and other incidental items as approved by the State. Actual work to be performed under this agreement is found on Attachment A, Scope of Services. State financial assistance, Amount B, will be for fifty percent (50%) of the eligible project costs for this project or $50,000.00, which ever is less, per fiscal year and subject to availability of state appropriations. The Sponsor may request the State to provide mowing services, services to be provided at the discretion of the State. However, mowing services will not be eligible for state financial assistance. Sponsor will be responsible for 100% of costs of any mowing services. Page 1 of 12 AVN4301.DOC (8!2008) Scope of Services, Attachment A, of this Grant, may be amended, subject to availability of state funds, to include additional approved airport maintenance work. Scope amendments require submittal of an Amended Scope of Services, Attachment A. Services will not be accomplished by the State until receipt of Sponsor's share of project costs. Only work items as described in Attachment A, Scope of Services of this Grant are reimbursable under this grant. Work shall be accomplished by August 31, 2011, unless otherwise approved by the State. 2. The State shall determine fair and eligible project costs for work scope. Sponsor's share of estimated project costs, Amount C, shall be as found on Attachment A and any amendments. It is mutually understood and agreed that if, during the term of this agreement, the State determines that there is an overrun in the estimated annual routine maintenance costs, the State may increase the grant to cover the amount of the overrun within the above stated percentages and subject to the maximum amount of state funding. The State will not authorize expenditures in excess of the dollar amounts identified in this Agreement and any amendments, without the consent of the Sponsor. Sponsor, by accepting this Grant certifies and, upon request, shall furnish proof to the State that it has sufficient funds to meet its share of the costs. The Sponsor grants to the State the right to audit any books and records of the Sponsor to verify expended funds. Upon execution of this Agreement and written demand by the State, the Sponsor's financial obligation (Amount C) shall be due in cash and payable in full to the State. State may request the Sponsor's financial obligation in partial payments. Should the Sponsor fail to pay their obligation, either in whole or in part, within 30 days of written demand, the State may exercise its rights under Paragraph V-3. Likewise, should the State be unwilling or unable to pay its obligation in a timely manner, the failure to pay shall be considered a breach and the Sponsor may exercise any rights and remedies it has at law or equity. The State shall reimburse or credit the Sponsor, at the financial closure of the project, any excess funds provided by the Sponsor which exceed Sponsor's share (Amount C). 4. The Sponsor specifically agrees that it shall pay any project costs which exceed the amount of financial participation agreed to by the State. It is further agreed that the Sponsor will reimburse the State for any payment or payments made by the State which are in excess of the percentage of financial assistance (Amount B) as stated in Paragraph II-1. Page 2 of 12 AV N430I .DOC (8/2008) Scope of Services may be accomplished by State contracts or through local contracts of the Sponsor as determined appropriate by the State. All locally contracted work must be approved by the State for scope and reasonable cost. Reimbursement requests for locally contracted work shall be submitted on forms provided by the State and shall include copies of the invoices for materials or services. Payment shall be made for no more than 50% of allowable charges. The State will not participate in funding for force account work conducted by the Sponsor. 6. This Grant shall terminate upon completion of the scope of services. Part III - Sponsor Responsibilities In accepting this Grant, if applicable, the Sponsor guarantees that: a. it will, in the operation of the facility, comply with all applicable state and federal laws, rules, regulations, procedures, covenants and assurances required by the State in connection with this Grant; and b. the Airport or navigational facility which is the subject of this Grant shall be controlled by the Sponsor for a period of at least 20 years; and c. consistent with safety and security requirements, it shall make the airport or air navigational facility available to all types, kinds and classes of aeronautical use without discrimination between such types, kinds and classes and shall provide adequate public access during the period of this Grant; and d. it shall not grant or permit anyone to exercise an exclusive right for the conduct of aeronautical activity on or about an airport landing area. Aeronautical activities include, but are not limited to scheduled airline flights, charter flights, flight instruction, aircraft sales, rental and repair, sale of aviation petroleum products and aerial applications. The landing area consists of runways or landing strips, taxiways, parking aprons, roads, airport lighting and navigational aids; and it shall not enter into any agreement nor permit any aircraft to gain direct ground access to the sponsor's airport from private property adjacent to or in the immediate area of the airport. Further, Sponsor shall not allow aircraft direct ground access to private property. Sponsor shall be subject to this prohibition, commonly known as a "through-the-fence operation," unless an exception is granted in writing by the State due to extreme circumstances; and f. it shall not permit non-aeronautical use of airport facilities without prior approval of the State; and g. the Sponsor shall submit to the State annual statements of airport revenues and Page 3 of 12 AVN4301.DOC (8/2048) expenses when requested; and h. all fees collected for the use of the airport shall be reasonable and nondiscriminatory. The proceeds from such fees shall be used solely for the development, operation and maintenance of the airport or navigational facility; and i. an Airport Fund shall be established by resolution, order or ordinance in the treasury of the Sponsor, or evidence of the prior creation of an existing airport fund or a properly executed copy of the resolution, order, or ordinance creating such a fund, shall be submitted to the State. The fund may be an account as part of another fund, but must be accounted for in such a manner that all revenues, expenses, retained earnings, and balances in the account are discernible from other types of moneys identified in the fund as a whole. All fees, charges, rents, and money from any source derived from airport operations must be deposited in the Airport Fund and shall not be diverted to the general revenue fund or any other revenue fund of the Sponsor. All expenditures from the Airport Fund shall be solely for airport purposes. Sponsor shall be ineligible for a subsequent grant or loan by the State unless, prior to such subsequent approval of a grant or loan, Sponsor has complied with the requirements of this subparagraph; and j. the Sponsor shall operate runway lighting at least at low intensity from sunset to sunrise; and k. insofar as it is reasonable and within its power, Sponsor shall adopt and enforce zoning regulations to restrict the height of structures and use of land adjacent to or in the immediate vicinity of the airport to heights and activities compatible with normal airport operations as provided in Tex. Loc. Govt. Code Ann. Sections 241.001 et seq. (Vernon and Vernon Supp.). Sponsor shall also acquire and retain aviation easements or other property interests in or rights to use of land or airspace, unless sponsor can show that acquisition and retention of such interest will be impractical or will result in undue hardship to Sponsor. Sponsor shall be ineligible for a subsequent grant or loan by the State unless Sponsor has, prior to subsequent approval of a grant or loan, adopted and passed an airport hazard zoning ordinance or order approved by the State. 2. The Sponsor, to the extent of its legal authority to do so, shall save harmless the State, the State's agents, employees or contractors from all claims and liability due to activities of the Sponsor, the Sponsor's agents or employees performed under this agreement. The Sponsor, to the extent of its legal authority to do so, shall also save harmless the State, the State's agents, employees or contractors from any and all expenses, including attorney fees which might be incurred by the State in litigation or otherwise resisting claim or liabilities which might be imposed on the State as the result of those activities by the Sponsor, the Sponsor's agents or employees. Page 4 of 12 AVN4301.DOC (8/2008) 3. The Sponsor's acceptance of this Offer and ratification and adoption of this Grant shall be evidenced by execution of this Grant by the Sponsor. The Grant shall comprise a contract, constituting the obligations and rights of the State of Texas and the Sponsor with respect to the accomplishment of the project and the operation and maintenance of the airport. ff it becomes unreasonable or impractical to complete the project, the State may void this agreement and release the Sponsor from any further obligation of project costs. 4. Upon entering into this Grant, Sponsor agrees to name an individual, as the Sponsor's Authorized Representative, who shall be the State's contact with regard to this project. The Representative shall receive all correspondence and documents associated with this grant and shall make or shall acquire approvals and disapprovals for this grant as required on behalf of the Sponsor, and coordinate schedule for work items as required. 5. By the acceptance of grant funds for the maintenance of eligible airport buildings, the Sponsor certifies that the buildings are owned by the Sponsor. The buildings may be leased but if the lease agreement specifies that the lessee is responsible for the upkeep and repairs of the building no state funds shall be used for that purpose. 6. Sponsor shall request reimbursement of eligible project costs on forms provided by the State. All reimbursement requests are required to include a copy of the invoices for the materials or services. The reimbursement request will be submitted no more than once a month. 7. The Sponsor's acceptance of this Agreement shall comprise a Grant Agreement, as provided by the Transportation Code, Chapter 21, constituting the contractual obligations and rights of the State of Texas and the Sponsor with respect to the accomplishment of the airport maintenance and compliance with the assurances and conditions as provided. Such Grant Agreement shall become effective upon the State's written Notice to Proceed issued following execution of this agreement. Page 5 of 12 AVN430LDOC (8/2008) PART IV - Nomination of the Agent The Sponsor designates the State as the party to receive and disburse all funds used, or to be used, in payment of the costs of the project, or in reimbursement to either of the parties for costs incurred. 2. The State shall, for all purposes in connection with the project identified above, be the Agent of the Sponsor. The Sponsor grants the State a power of attorney to act as its agent to perform the following services: a. accept, receive, and deposit with the State any and all project funds granted, allowed, and paid or made available by the Sponsor, the State of Texas, or any other entity; b. enter into contracts as necessary for execution of scope of services; C. if State enters into a contract as Agent: exercise supervision and direction of the project work as the State reasonably finds appropriate. Where there is an irreconcilable conflict or difference of opinion, judgment, order or direction between the State and the Sponsor or any service provider, the State shall issue a written order which shall prevail and be controlling; d. receive, review, approve and pay invoices and payment requests for services and materials supplied in accordance with the State approved contracts; obtain an audit as may be required by state regulations; the State Auditor may conduct an audit or investigation of any entity receiving funds from TxDOT directly under this contract or indirectly through a subcontract under this contract. Acceptance of funds directly under this contract or indirectly through a subcontract under this contract acts as acceptance of the authority of the State Auditor, under the direction of the legislative audit committee, to conduct an audit or investigation in connection with those funds. An entity that is the subject of an audit or investigation must provide the state auditor with access to any information the state auditor considers relevant to the investigation or audit. reimburse sponsor for approved contract maintenance costs no more than once a month. PART V - Recitals This Grant is executed for the sole benefit of the contracting parties and is not intended or executed for the direct or incidental benefit of any third party. Page 6 of 12 AVN430] .DOC (812008) It is the intent of this grant to not supplant local funds normally utilized for airport maintenance, and that any state financial assistance offered under this grant be in addition to those local funds normally dedicated for airport maintenance. This Grant is subject to the applicable provisions of the Transportation Code, Chapters 21 and 22, and the Airport Zoning Act, Tex. Loc. Govt. Code Ann. Sections 241.001 et seq. (Vernon and Vernon Supp.). Failure to comply with the terms of this Grant or with the rules and statutes shall be considered a breach of this contract and will allow the State to pursue the remedies for breach as stated below. a. Of primary importance to the State is compliance with the terms and conditions of this Grant. If, however, after all reasonable attempts to require compliance have failed, the State finds that the Sponsor is unwilling and/or unable to comply with any of the terms of this Grant, the State, may pursue any of the following remedies: (1) require a refund of any financial assistance money expended pursuant to this Grant, (2) deny Sponsor's future requests for aid, (3) request the Attorney General to bring suit seeking reimbursement of any financial assistance money expended on the project pursuant to this Grant, provided however, these remedies shall not limit the State's authority to enforce its rules, regulations or orders as otherwise provided by law, (4) declare this Grant null and void, or (5) any other remedy available at law or in equity. b. Venue for resolution by a court of competent jurisdiction of any dispute arising under the terms of this Grant, or for enforcement of any of the provisions of this Grant, is specifically set by Grant of the parties in Travis County, Texas. 4. The State reserves the right to amend or withdraw this Grant at any time prior to acceptance by the Sponsor. The acceptance period cannot be greater than 30 days after issuance unless extended by the State. This Grant constitutes the full and total understanding of the parties concerning their rights and responsibilities in regard to this project and shall not be modified, amended, rescinded or revoked unless such modification, amendment, rescission or revocation is agreed to by both parties in writing and executed by both parties. All commitments by the Sponsor and the State are subject to constitutional and statutory limitations and restrictions binding upon the Sponsor and the State (including Sections 5 and 7 of Article I I of the Texas Constitution, if applicable) and to the availability of funds which lawfully may be applied. Page 7 of 12 AVN4301.DOC (812008) Part VI - Acceptances Sponsor The City of Denton, Texas, does ratify and adopt all statements, representations, warranties, covenants, agreements, and all terms and conditions of this Grant. Executed this day of 20 City of Denton Texas Sponsor Witness Signature Sponsor Signature Witness Title Sponsor Title Certificate of Attorney I, 7S-nr\ M . c.~.t acting as attorney for 0 z~ku S b'Q ACj':I , Texas, do certify that I have y examined the Grant and the proceedings taken by the Sponsor relating to the acceptance of the Grant, and find that the manner of acceptance and execution of the Grant by the Sponsor, is in accordance with the laws of the State of Texas. Dated at j, & 1 , Texas, this <'4-L day of L )0 Oe.411~ , 2O- p. OAA.c a ~a 'Att 2L~L " itness Signature AftornWs Signa e Witness Title Page S of 12 A VN430 ] .DOC (812008) Acceptance of the State Executed by and approved for the Texas Transportation Commission for the purpose and effect of activating and/or carrying out the orders, established policies or work programs and grants heretofore approved and authorized by the Texas Transportation Commission. STATE OF TEXAS TEXAS DEPARTMENT OF TRANSPORTATION By: Date: Page 9 of 12 AVN4301 DOC (8/2008) Attachment A Scope of Services TxDOT CSJ No.:M118DNTON Eligible Scopeltems: Estimated Costs State. Share Sponsor Share AmountA AmountB Amount`C PAVEMENTS $40,000.00 $20,000.00 $20,000.00 GENERAL MAINTENANCE $0.00 $0.00 $0.00 PAVEMENT MARKINGS $15,000.00 $7,500.00 $7,500.00 GRADING/DRAINAGE $0.00 $0.00 $0.00 MISCELLANEOUS $45,000.00 $22,500.00 $22,500.00 ITotal $100,000.00 $50,000.00 $50,000.00 Accepted by: City_ of Denton, Texas Signature Title: Date: Notes: (explanations of any specifications or variances as needed for above scope items) PAVEMENTS - Sponsor to contract for pavement maintenance/imvrovements. GRADING/DRAINAGE - Sponsor to contract for drainage improvements. MISCELLANEOUS - Sponsor to contract for chemical applications, radio repairs-, fence and gate reevairs/maintenance; airport signage; and security lighting. Other projects to, be determined and added by amendment. Only work items as described in Attachment A, Scope of Services of this Grant are reimbursable under this grant. Page 10 of 12 AVN4301.DOC (812008) CERTIFICATION OF AIRPORT FUND TxDOT CSJ No.: M118DNTON The City of Denton does certify that an Airport Fund has been established for the Sponsor, and that all fees, charges, rents, and money from any source derived from airport operations will be deposited for the benefit of the Airport Fund and will not be diverted for other general revenue fund expenditures or any other special fund of the Sponsor and that all expenditures from the Fund will be solely for airport purposes. The fund may be an account as part of another fund, but must be accounted for in such a manner that all revenues, expenses, retained earnings, and balances in the account are discernible from other types of moneys identified in the fund as a whole. City of Denton, Texas (Sponsor) By: e" 9 Title: Date: '6 /Z J// C, T State of Texas Single Audit Requirements 1, do certify that the City of Denton will comply with all esignated Repr tati requirements of the State of-Texas Single Audit Act if the city/county spends or receives more than $500,000 in any funding sources during this fiscal year. And in following those requirements, the City of Denton will submit the report to the audit division of the Texas Department of Transportation. If your entity did not meet the threshold of $500,000.00 in grant expenditures, please submit a letter indicating that your entity is not require~d't~ have a State Single Audit performed for the most recent audited fiscal yew v ~ z Title Date Page 11 of 12 AVN4301.DOC (812008) DESIGNATION OF SPONSOR'S AUTHORIZED REPRESENTATIVE TxDOT CSJ Number: M118DNTON The City of Denton designates, I"tYlaVP- k J~ttY1t~1~ _y~'~ e, Title) as the Sponsor's authorized representative, who shall receive all correspondence and documents associated with this grant and who shall make or shall acquire approvals and disapprovals for this grant as required on behalf of the Sponsor. City of Denton, Texas (Sponsor) By: Title: Date: TPIN: Address: DESIGNATED REPRESENTATIVE Mailing Address: 5om A.-rc-ac-c KwA ay-) X t C~ I Overnight Mailing Address: R-,o eN-A(LG I T~, 1 l A::Lj Telephone/Fax Number: C h6 5 q q - i y(S _ c x Le4 L49 LZ9 Email address: COY iC~ n e &r Ci 46~Ae~LLon , C,0~rv-~ Page 12 of 12 AVN4301.DOC (8/2008) Approved by Airport Advisory Board on Chairman Mr. Brown DRAFT MINUTES AIRPORT ADVISORY BOARD Secretary, Mrs. Mullins NOVEMBER 10, 2010 After determining that a quorum was present, the Airport Advisory Board of the City of Denton, Texas convened in a Regular Meeting on November 10, 2010 at 5:30 p.m. in the Airport Terminal Building, Meeting Room at 5000 Airport Road, Denton, Texas, at which the following items were considered: BOARD MEMBERS PRESENT: Chairman, Mr. Brown, Vice Chairman Mr. Brewer, Dr. Smith, Mr. Pugh, Mr. Schofield and Mr. Clark. BOARD MEMBERS ABSENT: Mr. Fykes excused absent. STAFF MEMBERS PRESENT: Quentin Hix, Airport Manager, Julie Mullins, Administrative Assistant, Andrea Sumner, Operations Coordinator, Mark Nelson, Transportation Director, Bryan Langley, Chief Financial Officer and Director of Strategic Services. PUBLIC PRESENT: Mark Taylor, US Aviation Group, Jeff Soules, US Aviation Group, Rick Woolfolk. ITEMS FOR INDIVIDUAL CONSIDERATION IV. Receive a report, hold a discussion and provide a recommendation to City Council requesting the City Manager, or his designee, to execute on behalf of the City of Denton an acceptance of an offer from the Texas Department of Transportation (TxDOT) relating to a grant for the Routine Airport Maintenance Program (RAMP); authorizing the City Manager to expend funds provided for in the grant program; and declaring an effective date. TxDOT Project No. AM 201IDNTON and TxDOT CSJ No. M118DNTON). Mr. Hix explained the Routine Airport Maintenance Program (RAMP) Grant to the Board and how the 50/50 grant will be identified in different areas of maintenance. Chairman Brown had questions on the project breakdown mentioning the miscellaneous amount. Mr. Hix explained that the Texas Department of Transportation Aviation Division approves the amounts in each category. Dr. Smith made a motion to make a recommendation to City Council for approval. Mr. Clark seconded motion. Motion carried 6-0. This page left blank intentionally . AGENDA INFORMATION SHEET AGENDA DATE: November 16, 2010 DEPARTMENT: Transportation Operations Al-L ACM: Jon Fortune SUBJECT Consider approval of a resolution of the City of Denton, Texas requesting improvements to Interstate 35 East as designed by the Texas Department of Transportation to be fully funded and implemented for the full project length from Interstate 635 in Dallas County to U.S. Highway 380 in Denton County; and providing an effective date. BACKGROUND In May 2010, the Dallas Regional Mobility Coalition (DRMC) formed the Interstate Highway 35 East (I-35E) Stakeholder's Coalition to address the critical funding shortfall for 1-35E. The I-35E Stakeholder's Coalition is composed of elected and appointed officials representing communities along the 28-mile I-35E corridor, I-635 in Dallas County to U.S. 380 in Denton, where planned improvements will enhance the mobility of the region. Mayor Pro-Tem Kamp serves as the City of Denton representative on the 1315E Stakeholder's Coalition. One of the primary goals of the I-35E Stakeholder's Coalition is to serve as a unifying body to present a single voice to the State Legislature and demonstrate local support for a project delivery method. Project delivery concept is currently in the form of a public-private partnership which will fund the proposed enhancements thereby improving mobility, air quality and the quality of life for all in the North Texas Region. The Texas Department of Transportation (TxDOT) estimates that the total cost of the 28-mile I-35E expansion project is $4.4 billion. There are currently no significant state or federal funds allocated towards the expansion of this section of I-35E to alleviate current and projected traffic congestion. To date, Denton County has pledged $590 million towards the I-35E expansion project; $535 million from State Highway 121 Regional Toll Revenues and $55 million from transportation bonds. No federal, state or private equity funds have been made available to the I-3 5E project; however, other priority projects in the North Texas Region do enjoy these funds. Transportation experts estimate a public-private partnership delivery method can constrict this project in five to seven years. The "pay as you go" appropriations method using traditional gas tax revenue could delay implementation of this project for an additional 20-30 years. The use of managed lanes on I-35E has been authorized by the Federal Highway Administration (FHWA) through approval of an Expressed Lane Demonstration Program entered into between TxDOT and FHWA on September 30, 2009. On November 18, 2010, a Public Hearing will be held for the Environmental Assessment for the 12-mile middle segment, George Bush in Agenda Information Sheet November 16, 2010 Page 2 Lewisville to FM 2181 in Corinth. At the November 2, 2002 I-35E Stakeholder's meeting, DRMC Executive Director, Rider Scott, requested that Stakeholder entities consider support resolutions by their respective legislative bodies for the I-35E public private partnership delivery method and have those available, if possible, prior to the November 18, 2010, Public Hearing. A draft resolution, supporting this position, has been provided, as Exhibit 1, for Council consideration. PRIOR ACTION/REVIEW City of Denton Legal Department has reviewed and approved Exhibit 1 as to legal form. RECOMMENDATION Staff recommends approval of the draft support resolution. EXHIBITS Draft Support Resolution for I-35E Respectfully submitted, ~C Mark Nelson Transportation Director 1lcodadldepartmentsl1ega1lour documentsWesolutionsl1 pltxdot improvements to i35e.doc RESOLUTION NO. A RESOLUTION OF THE CITY OF DENTON, TEXAS REQUESTING IMPROVEMENTS TO INTERSTATE 35 EAST AS DESIGNED BY THE TEXAS DEPARTMENT OF TRANSPORTATION TO BE FULLY FUNDED AND IMPLEMENTED FOR THE FULL PROJECT LENGTH FROM INTERSTATE HIGHWAY 635 IN DALLAS COUNTY TO U.S. HIGHWAY 380 IN DENTON COUNTY; AND PROVIDING AND EFFECTIVE DATE. WHEREAS, the interstate highway system in Texas has a positive economic impact and Interstate Highway 35 ("I-35") in particular has become one of the nation's most important interstate routes due to international trade and commerce; and WHEREAS, traffic volume has increased geometrically as cities along 1-35 grew and became economic centers of national importance; and WHEREAS, Interstate Highway 35 East ("I-35E") has been designated as an international trade route for commerce known as the NAFTA Superhighway; and WHEREAS, I-35 was an original Interstate Highway and approved by the Texas State Highway Commission in 1962 that was 492 miles in length; and WHEREAS, I-35 has been designated by the United States Congress as a National High Priority Corridor - Corridor 23; and WHEREAS, the segment of I-35E from Interstate Highway 635 in Dallas to U.S. Highway 380 in Denton is approximately 28 miles in length with an average daily vehicle count of between 175,000 and 200,000 vehicles; and WHEREAS, the 2030 traffic projections show traffic will exceed 330,000 vehicles per day in the most congested areas of I-35E; and WHEREAS, the use of managed toll lanes on 1-35E has already been authorized by the Federal Highway Administration ("FHWA") through approval of an Express Lane Demonstration Program entered into between TxDOT and FHWA on September 30, 2009; and WHEREAS, the current Design Schematics and Interstate Access Justification for I-35E were approved by FHWA on October 28, 2009; and WHEREAS, the current design plans for I-3 5E provides for the construction of four general purpose lanes and three access road lanes in each direction, which when combined are a total of fourteen (14) lanes, for which no toll will be assessed; and WHEREAS, the capacity for the 1-35E general purpose lanes and access lanes will be enhanced with the inclusion of two managed toll lanes in each direction where the managed lanes are a critical component to obtain financing necessary to complete development of the project; and Exhibit 1 WHEREAS, there has been significant public involvement during the development of the I-35E design process, including multiple public meetings and forums; and WHEREAS, TxDOT has over the past ten years worked closely with local elected officials, stakeholders, and communities of interest along I-35 on the planned improvements; and WHEREAS, the total cost of the project which is divided into three segments covering 28 miles, is projected to be $4.4 billion; and WHEREAS, Denton County has pledged its Regional Toll Revenue in the amount of $535 million, in addition to voter approved County Road Bond funds in the amount of $55 million, to help finance the completion of the entire 1-3 5E project; and WHEREAS, local officials understand the need for and support the inclusion of managed lanes in the congested I-3 5E corridor; and WHEREAS, the completion of 1-35E with the "pay as you go" appropriation method utilizing motor fuel tax revenue could delay implementation of the project for an additional 20- 30 years; and WHEREAS, staged construction of I-35E, utilizing innovative financing mechanisms, including public private partnerships, remains the only viable alternative to complete the construction of 1-35E within a time horizon of 5-7 years; and WHEREAS, 1-3 5E public hearings are scheduled for the Fall of 2010 with environmental clearance and the issuance of a Finding of No Significant Impact expected in the first quarter of 2011; NOW, THEREFORE, THE COUNCIL OF THE CITY OF DENTON HEREBY RESOLVES: SECTION 1. The findings set forth in the preamble of this Resolution are incorporated by reference into the body of this Resolution as if fully set forth herein. SECTION. 2: The City Council supports the proposed TxDOT schematic and design of I-35E from Interstate Highway 635 to U.S. Highway 380, which incorporates managed toll lanes. SECTION 3: The City Council supports the authorization of innovative funding concepts, public private partnerships and other funding alternatives which can be implemented by reauthorizing TxDOT to enter into contracts with private sector partners to complete I-35E, as designed, in 5-7 years. SECTION 4: The City Council joins with the other political subdivisions adjacent to and along the I-35E corridor to request and support the statutory authority for TxDOT to enter into public private partnerships, as previously authorized by statute, for the purpose of seeking competitive proposals and awarding the construction of the designed improvements for I-35E. SECTION 5. The City Council supports the expedited consideration of reauthorization for TxDOT to enter into public private partnerships with an effective date in the first quarter of calendar year 2011 to facilitate an early issuance of requests for proposals to accelerate the initiation of the needed improvements for I-35E. SECTION 6: This Resolution shall become effective immediately upon its passage and approval. PASSED AND APPROVED this the day of , 2010. MARK A. BURROUGHS, MAYOR ATTEST: JENNIFER WALTERS, CITY SECRETARY BY: APPROVED AS TO LEGAL FORM: ANITA BURGESS, CITY ATTORNEY 7 BY: This page left blank intentionally . AGENDA INFORMATION SHEET AGENDA DATE: November 16, 2010 DEPARTMENT: Finance ACM: Jon Fortune SUBJECT Consider adoption of an ordinance of the City of Denton, Texas to declare the intent to reimburse expenditures from the Unreserved Fund Balance of the Electric Fund with Certificates of Obligation with an aggregate maximum principal amount equal to $11,752,000 to allow Denton Municipal Electric to continue funding ongoing capital expenditures for expansion of the distribution and transmission electric facilities. The Public Utilities Board recommends approval (4-0). BACKGROUND Denton Municipal Electric is utilizing $11,752,000 in Certificates of Obligation (COs) for ongoing capital expansion of distribution and transmission facilities. The COs will only be issued to cover the cost of planned electric capital facilities. Initially, these funds will be provided by the Unreserved Fund Balance of the Electric Fund and will be reimbursed with COs sold in fiscal year 2010-11. These funds will be used for the Denton Municipal Electric capital facilities that were approved as part of the FY 2010-11 Capital Improvement Program Budget. PRIOR ACTIONNIEW (COUNCIL, BOARDS, COMMISIONS) The Public Utilities Board (PUB) considered this item at the November 8, 2010 meeting and recommended approval of this item. RECOMMENDATION Staff recommends Council approve the ordinance. FISCAL INFORMATION This ordinance will allow $11,752,000 from the Electric Fund unreserved retained earnings to be expended and subsequently reimbursed with COs. Respectfully submitted: Bryan Langley Chief Financial Officer saleo\our documentslordinancesl101reimbursement ord-electric fund 111610.doc ORDINANCE NO. AN ORDINANCE OF THE CITY OF DENTON, TEXAS TO DECLARE THE INTENT TO REIMBURSE EXPENDITURES FROM THE UNRESERVED FUND BALANCE OF THE ELECTRIC FUND WITH CERTIFICATES OF OBLIGATION WITH AN AGGREGATE MAXIMUM PRINCIPAL AMOUNT EQUAL TO $11,752,000 TO ALLOW DENTON MUNICIPAL ELECTRIC TO CONTINUE FUNDING ONGOING CAPITAL EXPENDITURES FOR EXPANSION OF THE DISTRIBUTION AND TRANSMISSION ELECTRIC FACILITIES. WHEREAS, the City of Denton (the "Issuer") is a municipal corporation/political subdivision of the State of Texas; and WHEREAS, the Issuer expects to pay expenditures related to the ongoing capital expansion of the distribution and transmission facilities of Denton Municipal Electric, which was approved in the FY 2010-11 Capital Improvement Program Budget and are described in Attachment "A"; and WHEREAS, the Issuer finds, considers, and declares that the reimbursement of the Issuer for the payment of such expenditures will be appropriate and consistent with the lawful objectives of the Issuer and, as such, chooses to declare its intention, in accordance with the provisions of Section 1.150-2 Treasury Regulations, to reimburse itself for such payments at such time as it issues the obligations to finance the Projects; NOW, THEREFORE, THE COUNCIL OF THE CITY OF DENTON HEREBY ORDAINS: SECTION 1. The Issuer reasonably expects to incur debt, as one or more series of obligations, with an aggregate maximum principal amount equal to $11,752,000 for the purpose of paying the costs of the Project, as set forth in the attached Attachment "A", which is made a part of this Ordinance for all purposes as if incorporated word for word herein. SECTION 2. All costs to be reimbursed pursuant hereto will be for the ongoing capital expansion of the distribution and transmission facilities of Denton Municipal Electric as authorized by Section 271.045(a)(1) of the Texas Local Government Code. No tax-exempt obligations will be issued by the Issuer in furtherance of this Ordinance after a date which is later than 18 months after the later of (1) the date the expenditures are paid, or (2) the date on which the property, with respect to which such expenditures are made, is placed in service. That all amounts expended from the Unreserved Fund Balance of the Electric Fund for the Project set forth in Attachment "A" to pay any costs of the Project shall be reimbursed from Certificates of Obligation proceeds within the 2010-11 fiscal year. SECTION 3. The foregoing notwithstanding, no tax-exempt obligation will be issued pursuant to this Ordinance more than three years after the date any expenditure which is to be reimbursed is paid. salegallour documentslordinancesAfteimbursement ord-electric fund 1116 10 doc SECTION 4. This Ordinance shall become effective immediately upon its passage and approval. PASSED AND APPROVED this the day of , 2010. MARK A. BURROUGHS, MAYOR ATTEST: JENNIFER WALTERS, CITY SECRETARY BY: APPROVED AS TO LEGAL FORM: ANITA BURGESS, CITY ATTORNEY BY: - - - ' Page 2 of 2 rr ri O a N a C7 Z Y a z cc L6 z z o o 3 a O a LAJ W z W 2 a W ONC m W W W 0 'i o o o 0 0 0 0 0 0 0 0 -a o 0 0 0 o 0 0 0 0 0 0 0 ~ ry O O O ~ O ~ O 0 0 0 0 0 0 N O n Ol l0 ' N ri O Cn N Q u O N E Ll f m T-1 O O H Cb N N N l0 lD ri l0 M O N m " O N m' r4 ri r- N M N r-IZ a LU O. O 0 a+ W O O N H 4mP u O Lf1 r\ ri U) 00 LlI O r• N m A r- r- U1 rn rn LO o ri en co r. p, G' r,,~ V ' a; , ri O O N 00 F17 ' U o m n in r-1 ~ ~ Ln W N co in r- rn o U) 00 rn r. 00 m a o N oO m Ln m ko q en -;j- a) 41 N iD N r-i y f\ n C 00 O L r-r N Q CL Q ri rl i O N O N a tio a ~ a °f 7 L a 01 ~ L N CD N r V E E V1 a E a V CL • c o 2 0 3 is v tr c p O + t0 yy~~ 14 p w O co ,n C w e + N a 'O ~ u t i 'G p 0 O c O , D p aai 'O •VI to Vi u U 0 41 ~ N f0 7 fll aj 0 0~C C , ( •(A LL CC C a L G i n 3 CU - a ~ o c ~ c ° n i Z u n o r° a m y . G O o O O N' p p LO rn O ~ di LNn r-I A V !'r V)- I V1- Ll) n n U:) Q _O 3 to O m Q1 E z m z Q a € ~ ~ a AGENDA INFORMATION SHEET AGENDA DATE: November 16, 2010 Questions concerning this acquisition may be directed DEPARTMENT: Materials Management to Phil Williams 349-8487 A~T ACM: Jon Fortune SUBJECT Consider adoption of an ordinance accepting competitive bids and awarding a two-year contract for the purchase of tree trimming services for Denton Municipal Electric; providing for the expenditure of funds therefor; and providing an effective date (Bid 4401- Two Year Contract for tree trimming services Section B awarded to the lowest responsible bidder meeting specification, ABC Professional Tree Services, Inc., in the two-year estimated amount of $900,000). BID INFORMATION Section B of this bid is for tree trimming and vegetation management services for hot spot and emergency tree trimming. A detailed description of the services to be performed is included in the attached Public Utilities Board agenda information sheet (Exhibit 1). Section A of this bid, which is for specific electric feeders, has been completed. Section C of this bid, which is for non-electric projects, was awarded separately. This bid was originally awarded by the City Manager under the DME specialized procurement policy (Ordinance 2009-189) in an amount not to exceed $500,000 on January 11, 2010. During the past two months, it has been determined that there is a higher demand for this service than originally anticipated and that the estimated amount needs to be increased for Section B - the hot spot and emergency tree trimming services. The revised estimate of $900,000 exceeds the City Manager's authority under the Ordinance 2009-189, and approval by Council is required. PRIOR ACTIONNIEW (COUNCIL, BOARDS, COMMISSIONS) This bid was awarded to ABC Professional Tree Trimming Services, Inc. in an amount not to exceed $500,000 by the City Manager. This purchase originally fell under the DME specialized procurement policy in accordance with Ordinance 2009-189. The City Manager can approve budgeted purchases between $250,000 and $500,000 with a recommendation for approval from the Public Utilities Board. Approval by City Council was not required at the original estimated total expenditure. The Public Utilities Board approved this item at its December 14, 2009 meeting. Agenda Information Sheet November 16, 2010 Page 2 RECOMMENDATION Award to ABC Professional Tree Trimming Services, Inc the two year contract in the estimated amount of $900,000. PRINCIPAL PLACE OF BUSINESS ABC Professional Tree Services, Inc. Houston, TX ESTIMATED SCHEDULE OF PROJECT This is a two year contract with the option to renew for additional one year periods with all terms and conditions remaining the same. The current contract expiration date is January 11, 2012. FISCAL INFORMATION This service will be funded from account 600200.7899.5930. EXHIBITS Exhibit 1: Public Utilities Board Agenda Information Sheet without Exhibits Exhibit 2: Bid Tabulation Respectfully submitted: Antonio Puente, 349-7283 Assistant Director of Finance I-.CIS-Bid 4451 Exhibit 1 PUBLIC UTILITIES BOARD AGENDA ITEM #3 AGENDA INFORMATION SHEET AGENDA DATE: December 14, 2009 DEPARTMENT: Electric Utility ACM: Howard Martin, Utilities, 349-8232 SUBJECT Consider recommending approval of bid and awarding contracts totaling approximately $500,000 for Tree Trimming and Vegetation Management Services to ABC Tree for the following electrical feeder projects: Section A: Arco 212 Feeder Kings' Row 222 Feeder Woodrow 211 Feeder Pockrus Feeders Locust 211 & 233 (Double Circuit) Section B: Two year contract for Hot Spot and Emergency Tree Trimming BACKGROUND As trees continue to grow up into the power lines or, outages and safety hazards can occur. Last year DME selected 9 feeders to be trimmed based on 67 tree related outages from the previous 2008 fiscal year records. Those same 9 feeders had 6 tree related outages after a successful tree trimming in 2009. In an effort to maintain system reliability and to conform to ERCOT compliances DME has in place an extensive Vegetation Management Program that utilizes Contracted Tree Trimming. This year's contract will be separated into two sections: Section A - Will be 6 feeders selected as annual project's based on lump sum per feeder. Section B -Hot Spot and Emergency trimming to be awarded as a two-year contract. Hot Spots are defined as individual job orders during the year and customer request based on limbs or trees that are contacting energized lines. Emergency trimming is defined as outage situations due to inclement weather or outages caused by trees. A five year vegetation management plan is what is in place and will help ensure system reliability and maintain vegetation growth around or near DME's overhead power lines, within the five years it is DME's goal to have all the overhead power line easements trimmed properly by industry standards and then we should be able to drop back to a maintenance trim. Once we are doing maintenance trims, the cost of tree trimming should AIS - PUB Agenda Item #3 December 14, 2009 Page 2 of 3 decrease due to the fact the easements and overhead power lines were trimmed properly in that five year plan. The bid stricture and benefits are: 1. Issuing a Tree Trimming Contract based on two sections: Section A - Will be based on a lump sum bid on selected feeders. Project trimming will help ensure that the electric lines will be trimmed properly in a timely manner that will be cost effective. Section B - Will be a two year contract for Hot-Spot and Emergency Trimming. 2. Supporting a five year vegetation management plan will improve system reliability. 3. Accessibility will be easier for crews to perform routine maintenance on the overhead lines and strictures. 4. During thunderstorms, ice storms, and high winds, damage will be less likely to happen if the vegetation around the overhead power lines is maintained to the electric industry standard. 5. Once the 5 year vegetation management plan has been achieved it will allow Electric Operations budget for tree trimming and vegetation management to decrease. RECOMMENDATION DME recommends awarding the contract as indicated above for Tree Trimming and Vegetation Management Services with options to renew the two year contract to ABC Tree based on lowest bid for all feeders to be trimmed. DATE SCHEDULED FOR COUNCIL APPROVAL This purchase falls under the DME specialized procurement policy in accordance with Ordinance 2009-189. The City Manager may approve budgeted purchases between $250,000 and $500,000 with a recommendation for approval from the PUB. Approval by the City Council is not required. FISCAL INFORMATION This purchase is included in DME's approved FY09-10 Operating budget for $267,257 under the following budget codes 600200.7899.5930 AIS - PUB Agenda Item #3 December 14, 2009 Page 3 of 3 BID INFORMATION 2010 Feeder Trim ABC Tree Rios Asplundh Tree's Inc. Arco 212 $ 41,584.00 $ 40,944.00 $ 61,803.00 $ 79,157.00 Kings Row 222 $ 57,950.00 $ 32,755.00 $ 79,581.00 $ 86,202.00 Woodrow 211 $ 9,750.00 $ 22,811.00 $ 21,842.00 $ 25,032.00 Pockruss 213 $ 55,750.00 $ 36,030.00 $ 114,800.00 $ 232,171.00 Locust 211 & 233 $ 17,156.00 $ 61,767.00 $ 48,380.00 $ 44,510.00 Total $ 182,190.00 $ 194,307.00 $ 326,406.00 $ 467,072.00 Respectfully submitted: Phil Williams DME General Manager Prepared by: Jeff Morris DME Operations Division Manager U a~ bi O H r y S. 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E-~ U ~ ~ ~ O O O O vc s. 00 00 C:) CA O O x W ~c EA EA Nq N" mm ~ W z O 3 ,O . Q A ~ O HO ' ~ m ~o N vl ~ Mi CO 0 (,A m 3 O 0 O 0 O 0 00 Q o co co co ~ o 't C~ 0.1 x 00 vj O y ~ f, O .-O U CL r0„ A A U " o o ~ O ~ O U p U w o A y U ~ to ' ~ a T ~ r•, ~ c d C„) E. U Q W W > 3 U • ~r ~ c4 ~ ~ c4 ~ ~ c4 0 ~ ~ Ca Ca 3 _ =L ~p Q cd L7 O . U x O F x O U x O ~ m ~ 00 3 v O ~ ~ S OU O y O O O p cd p N cd p W i C C m Vl O v ~ W O c6 ORDINANCE NO. AN ORDINANCE ACCEPTING COMPETITIVE BIDS AND AWARDING A TWO-YEAR CONTRACT FOR THE PURCHASE OF TREE TREVE\41NG SERVICES FOR DENTON MUNICIPAL ELECTRIC; PROVIDING FOR THE EXPENDITURE OF FUNDS THEREFOR; AND PROVIDING AN EFFECTIVE DATE (BID 4401-TWO-YEAR CONTRACT FOR TREE TRIMMING SERVICES SECTION B AWARDED TO THE LOWEST RESPONSIBLE BIDDER MEETING SPECIFICATION, ABC PROFESSIONAL TREE SERVICES, INC. IN THE TWO- YEAR ESTIMATED AMOUNT OF $900,000). WHEREAS, the City has solicited, received and tabulated competitive bids for the purchase of necessary materials, equipment, supplies or services in accordance with the procedures of State law and City ordinances; and WHEREAS, the City Manager or a designated employee has reviewed and recommended that the herein described bids are the lowest responsible bids for the materials, equipment, supplies or services as shown in the "Bid Proposals" submitted; and WHEREAS, the City Council has provided in the City Budget for the appropriation of funds to be used for the purchase of the materials, equipment, supplies or services approved and accepted herein; NOW, THEREFORE, THE COUNCIL OF THE CITY OF DENTON HEREBY ORDAINS: SECTION 1. The numbered items in the following numbered bids for materials, equipment, supplies, or services, shown in the "Bid Proposals" on file in the office of the City Purchasing Agent, are hereby accepted and approved as being the lowest responsible bids for such items: BID ITEM NUMBER NO VENDOR AMOUNT 4401 Part B, Items 2-16 ABC Professional Tree Services, Inc. Exhibit A SECTION 2. By the acceptance and approval of the above numbered items of the submitted bids, the City accepts the offer of the persons submitting the bids for such items and agrees to pur- chase the materials, equipment, supplies or services in accordance with the terms, specifications, standards, quantities and for the specified sums contained in the Bid Invitations, Bid Proposals, and related documents. SECTION 3. Should the City and the winning bidder(s) wish to enter into a formal written agreement as a result of the acceptance, approval, and awarding of the bids, the City Manager or his designated representative is hereby authorized to execute a written contract in accordance with the terms, conditions, specifications, standards, quantities and specified sums contained in the Bid Proposal and related documents and to extend that contract as determined to be advantageous to the City of Denton. SECTION 4. By the acceptance and approval of the above enumerated bids, the City Council hereby authorizes the expenditure of funds in the amount and in accordance with the approved bids. SECTION 5. This ordinance shall become effective immediately upon its passage and approval. PASSED AND APPROVED this the day of 12010. MARK A. BURROUGHS, MAYOR ATTEST: JENNIFER WALTERS, CITY SECRETARY BY: APPROVED AS TO LEGAL FORM: ANITA BURGESS, CITY ATTORNEY BY: 4-ORD-Bid 4401 Exhibit A BID # 4401 DATE: November 17, 2009 Two Year Contract for Tree Trimming Services ITEM DESCRIPTION Principle Place of Business: VENDOR ABC Professional Tree Svc. Houston, Tx PART B - TWO-YEAR CONTRACT PRICING AS NEEDED FOR EMERGENCY ELECTRIC DISTRIBUTION LINE CLEARANCE: ITEM DESCRIPTION EMERGENCY AND ADDITIONAL LINE CLEARING WORK AS NEEDED - AERIAL LIFT CREWS: 2 HOURLY LABOR FOR AERIAL LIFT CREWS - 55' MINIMUM WORKING HEIGHT Total of one (1) crew (capable of back lot wvork) with three (3) persons: one working Foreman with a CDL, one qualified line clearance tree trimmer with CDL and one trimmer trainee or ground man. a Standard Time (8 hours notice) 1 crew/hour 585.00 b Emergency Time (less than 8 hours notice) 1 crew/hour 5116.00 3 SUPPORT CREWS: TRIM AND BRUSH PICK-UP Total of one (1) crew (trim and brush pick up), two (2) persons (one working foreman with CDL and one ground man) a Regular Time 1 crew/hour $63.50 b Overtime 1 crew/hour $83.50 ITEM DESCRIPTION EMERGENCY OR ADDITIONAL HOT SPOT LINE CLEARING WORK AS NEEDED - INDIVIDUAL LABOR & EQUIPMENT RATES: 4 SupeiA-isor Tree Trimming a Hourly Rate 539.50 b Overtime Rate 558.45 5 Foreman Tree Trimmer (Climbing) a Hourly Rate $24.50 b Overtime Rate 536.26 Exhibit A BID # 4401 DATE: November 17, 2009 Two Year Contract for Tree Trimming Services ITEM DESCRIPTION Principle Place of Business: VENDOR ABC Professional Tree Svc. Houston, Tx 6 Line Clearance Tree Trimmer (Climbing) a Hourly Rate $22.00 b Overtime Rate 53256 7 Line Clearance Trainee or Ground Man/Flagman a Hourly Rate $19.00 b Overtime Rate $28.12 8 Equipment Operator (tractor) a Hourly Rate $24.00 b Overtime Rate 53550 q Aerial Lift with dump bed and disc or drum chipper 75-ft. minimum working height and associated equipment a Hourly Rate $27.00 b Overtime Rate 527.00 10 Chip truck, 10 cu. yd. covered dump bode with disc chipper and associated equipment a Hourly Rate $16.00 b Overtime Rate 516.00 11 Tractor, WD with bush-hog and associated equipment a Hourly Rate $37.00 b Overtime Rate $37.00 12 Chipper only (Disc or drum chipper only) a Hourly Rate $6.00 b Overtime Rate $6.00 Exhibit A BID # 4401 DATE: November 17, 2009 Two Year Contract for Tree Trimming Services ITEM DESCRIPTION Principle Place of Business: VENDOR ABC Professional Tree Svc. Houston, Tx ITEM TREE DIAMETER- REMOVAL RATE TREE REMOVAL - To be utilized at the sole discretion of DME to have contract crews while working on the associated circuit remove entire trees as identified by DME. 13 3" - 6" Dbh $25.00 14 6" - 12" Dbh $45.00 15 12" - 18" Dbh $125.00 16 18"+ Dbh $350.00 Vendor complies with new ANSI standards as described on page 36 YES NO Yes Number of crews available to the City at one time As Needed Response time after notification by the City 24 Hours *In case of calculation error, crew hourly rate shall prevail. This page left blank intentionally . AGENDA INFORMATION SHEET AGENDA DATE: November 16, 2010 Questions concerning this acquisition may be directed DEPARTMENT: Materials Management to John Cabrales, Jr. 349-8509. ACM: Jon Fortune SUBJECT Consider adoption of an ordinance of the City of Denton, Texas authorizing the City Manager to execute two Professional Service Agreements to assist the City of Denton in advancing its State Legislative Program, assist Council and staff in addressing proposed legislation, and make the City aware of any legislative or administrative initiatives believed to be detrimental to the interests of the City; authorizing the expenditure of funds therefor; and providing an effective date (RFP 4576-Legislative Consulting Services awarded to Focused Advocacy, LLC in an amount not to exceed $132,500 and Solutions for Local Control, LLC in an amount not to exceed $45,000 for a total award not to exceed $177,500 annually. BID/RFSP INFORMATION As we prepare for the 82nd Texas Legislature, staff has been evaluating options for engaging legislative consulting services. The trend of the Texas Legislature has been that each new session brings an increased number of city-related bills filed, with the majority proposing impediments to the ability of cities to govern from a local perspective. For the last several sessions, legislative leaders have continued to file and support bills that would lower or broaden the current cap on annual increases in property tax appraisals, impose a local revenue cap, enact costly unfunded mandates, or erode municipal authority to conduct local affairs. As Denton continues to grow, our legislative exposure continues to increase with potentially greater negative impacts to our budget; and more importantly, on our ability to deliver services in the best interest of our citizens. A perfect storm is brewing for the 82nd Texas Legislature with a state financial crisis of $10-$25 billion shortfall; redistricting of House, Senate and Congressional districts; and the sunset review of 28 state agencies, several of which have regulatory authority over our municipal functions. One of the biggest concerns for cities is that the legislature will pass unfunded mandates to local governments as they look for ways to move legislation without having a negative financial impact to the state. A good example of the negative impact of unfunded mandates is the approximate $252,000 in lost annual drainage fee revenue that the City is unable to collect from state agencies and public universities due to a legislative exemption. Another concern is that the legislature will look for additional ways to turn cities into collection agents for the state. Municipal courts in Texas are a good example because over the years the legislature has added fees to speeding tickets, such that today the first $82 collected must be submitted to the state to fund various state programs and the state general fund. In addition, redistricting will play a prominent role, and will be the focus of a power struggle, which will probably distract the membership and cause considerable political posturing. We will Agenda Information Sheet November 16, 2010 Page 2 have to guard against cities becoming collateral damage, through the passage of any bad public policy bill resulting from political deal-making. Staff feels that now, more than ever, it is important to utilize legislative consultants as part of our legislative strategy. Given the history of bad policy bills that our consultants have helped us defeat, we feel that the benefits of having legislative consultants outweigh the costs. The City of Denton began using legislative consultants to assist with general government issues during the 80th Regular Session of the Texas Legislature (2007). Prior to that, only Denton Municipal Electric (DME) had used a legislative consultant to assist them with utility issues. Staff felt that the volume of bills being filed, approximately 6,374 in 2007, and the number of city-related bills that could have an impact on Denton, approximately 1,200 in 2007, were becoming difficult for staff to manage alone. Staff also felt that the benefit of having a consultant to assist the City in minimizing its legislative exposure was greater than the cost. Denton has been actively involved with the Texas Municipal League's (TML) Big City Lobby group since 2003. This group brings together representatives from TML and major Texas cities to work together on legislative strategy, and coordinate support of beneficial legislation and opposition of detrimental legislation to cities. However, due to unique characteristics of each city, Denton sometimes found itself without allies on proposed legislation, such as on the college textbook sales tax exemption bills. For the 81st Regular Session of the Texas Legislature (2009), legislators filed 7,609 bills, and approximately 1,700 were city-related. The City's legislative consultant contracts for this session totaled $199,500 for: Solutions for Local Control, LLC; HillCo Partners; and Herrera & Boyle, PLLC (DME's legislative consultant). With the exception of Solutions for Local Control, LLC, the legislative consultant contracts expired in 2009. The biggest victory of the legislative session for Denton and other Texas cities was the defeat of hundreds of bad policy bills that would have lowered or broadened the current cap on annual increases in property tax appraisals, imposed a revenue cap on local governments, enacted costly unfunded mandates, or eroded municipal authority to conduct local affairs. It is difficult to place a dollar amount to the cost avoidance for the defeat of bad policy bills during the 81st Session, but the amount can easily run into several million dollars. With the assistance of our consultants, we were successful in opposing sales tax holidays for textbooks bills that could have cost approximately $1,620,000 in annual sales tax revenue loss for the City. We were also successful in opposing bills that could have had a negative cost impact to our organization including: mandated mailed boiled water notices, broadening sales tax and ad valorem tax exemptions, solar mandates, cap and trade programs for carbon dioxide, and impact and water meter fee exemptions for independent school districts. The passage of any one of these Agenda Information Sheet November 16, 2010 Page 3 bad policy bills could have easily cost more than the total cost of our legislative consultant contracts. During the 81st Texas Legislature Interim Session, numerous "interim charges," were given to the legislature by the Speaker of the House and the Lt. Governor to study and report back to the House and Senate members. Typically, these studies identify possible legislative actions relating to such topics and often result in the filing of bills in the next regular legislative session. Several of these interim charges could have had an impact on the City of Denton. There were also several issues that were being considered that could have had negative impacts to Denton Municipal Electric (DME) and its rate payers. As a result, staff determined that it is essential that the City and DME have some legislative consulting assistance to address these issues and hopefully minimize or eliminate any negative impacts prior to the start of the 82nd Legislative Session. In April 2010, staff entered into a six- month contract with Focused Advocacy, LLC for legislative services for general government issues and DME electric issues. The contract cost was $52,500, in addition to a not-to-exceed $2,000 for reimbursable expenses. The cost of the contract was split between the General Fund and the Electric Fund. The City also maintained its contract with Solutions for Local Control, for specific work being performed on appraisal and revenue cap issues, sales tax issues, and Community Housing Development Organization issues. Both of these contracts expired at the end of September 2010. For the reasons stated above, a Request for Proposals for Legislative Consulting Services (R-FP 4 4576) was sent out to several qualified individuals and firms in September 2010. The RFP was structured so that a proposal could be submitted to provide legislative services for only general government issues, legislative services for only DME electric issue, or legislative services for both general government and DME issues. Seven proposals were submitted. Two submitted services for only general government issues, one submitted for only DME issues, and the remainder submitted proposals for representation of both general government and DME issues. Representatives from the City Manager's Office and DME reviewed and evaluated the proposals, based on the criteria listed below. The criteria for the evaluation of proposals for legislative consulting services for general government issues were based on the following: 1. Demonstrates a specialty or expertise in certain areas that is best suited to represent the City's legislative needs. FACTOR: 40% 2. Demonstrates a successful experience as a legislative consultant for municipalities or other organizations of a similar size, or with similar needs as the City. FACTOR: 20% Agenda Information Sheet November 16, 2010 Page 4 3. Demonstrates a long and proven track record protecting and advocating for North Texas transportation issues, especially those similar to the City of Denton's position. FACTOR: 20% 4. Demonstrates a proven legislative consulting experience with an established professional reputation as being a very effective advocate of successful legislation. FACTOR: 10% 5. Cost of services. FACTOR: 10% The criteria for the evaluation of proposals for legislative consulting services for DME issues were based on the following: 1. Demonstrates a specialty or expertise in certain areas that is best suited to represent DME's legislative needs. FACTOR: 40% 2. Demonstrates a competent knowledge of municipal electric utility operation, state electric generation and distribution systems, and electric regulatory environment and current major issues. FACTOR: 15% 3. Demonstrates a long and proven track record protecting and advocating for electric utility issues, especially those similar to DME's position. FACTOR: 25% 4. Demonstrates a proven legislative consulting experience with an established professional reputation as being a very effective advocate of successful legislation. FACTOR: 10% 5. Cost of services. FACTOR: 10% PRIOR ACTION/REVIEW (COUNCIL, BOARDS, COMMISSIONS) Two informal reports, 410-012 dated March 19, 2010 and 410-025 dated April 2, 2010, were provided. At the November 2, 2010 City Council Work Session, staff were directed to proceed with drafting the contracts for approval by Council on November 16, 2010. RECOMMENDATION No single proposal met all the general government legislative needs, however, Focused Advocacy, LLC, did receive the highest evaluation rating. Their proposed cost to provide legislative services for only general government was $82,200 annually, plus an annual not to Agenda Information Sheet November 16, 2010 Page 5 exceed $3,500 for reimbursable expenses. Focused Advocacy, LLC, also received the highest evaluation rating from DME. Their proposed cost to provide legislative services for only DME was $94,200 annually, plus an annual not-to-exceed $3,500 for reimbursable expenses. However, Focused Advocacy, LLC did offer a price break if they were selected to provide legislative services for both general government and DME. That proposed cost is $129,000 annually, plus an annual not-to-exceed $3,500 for reimbursable expenses. There is a potential savings of $47,400 annually to the City if they are selected to provide legislative services to both general government and DME. This reduction in cost was given with the knowledge that the City may engage the services of another legislative consultant on certain critical legislative issues. The proposal that received the next highest ranking for general government legislative needs was Solutions for Local Control, LLC. This is former State Representative Fred Hill's firm. Mr. Hill served ten terms in the Texas House of Representatives, and Chaired the Committees on Urban Affairs and on Local Ways and Means. He also served on the Transportation Committee for sixteen years and on the Legislative Budget Board for three terms. He led a coalition in opposition to the appraisal cap and revenue cap legislation in the 2003, 2005, and 2007 sessions. He was named legislator of the year by the Texas Municipal League, the Council of Urban Counties and the Texas Association of Counties several times, and is one of only three legislators ever named to the Texas Municipal League Hall of Fame. His knowledge of key finance issues of interest to the City, and his relationship with current members of the legislature, make him an invaluable consultant. The Solutions for Local Control, LLC proposal for legislative services for general government only was $42,000 annually, plus an annual not-to-exceed $3,000 for reimbursable expenses. Due to the critical issues being faced by the City and DME this next session, legislative consulting services are going to be critical to protect us from bad public policy legislation. Focused Advocacy, LLC and Solutions for Local Control, LLC have proven track records with the City and DME. For these reasons, staff recommends approval of a contract with each of these firms. Staff also recommends that both contracts have a term of two (2) years commencing on October 1, 2010, that may be extended for not more than one (1) additional two (2) year term upon the prior written agreement of the parties. PRINCIPAL PLACE OF BUSINESS Focused Advocacy, LLC Austin, TX Solutions for Local Control, LLC Richardson, TX Agenda Information Sheet November 16, 2010 Page 6 FISCAL INFORMATION The Focused Advocacy, LLC contract will be funded from account 600001.7854.9210A in the amount of $53,000 and account 160099.7850 in the amount of $79,500. Requisition 101039 in the amount of $132,500 has been entered in the Purchasing software system for the hardware. The Solutions for Local Control, LLC contract will be funded from account 160099.7850 in the amount of $45,000. Requisition 101042 has been entered in the Purchasing software system. EXHIBITS RFP Tabulation Ordinance Respectfully submitted: Antonio Puente, Jr., 349-7283 Assistant Director of Finance I AIS-RFF 4576 V W ~i ..w 0 o U ~ M ~ 01 CC ~ ~ bJ A ~ U = z cd r ' ~ C~j O o O kr) U U C~j Q ~ o Q ~ O O U o ro zs Cj x 9 0 z o U C~j ° a ro 0 W o ' o z C~j A O one 9 V1 V] MS•"•i 6 0 ~ ~ ~ ~ V ~ M CC • oc i~ 69 F" x p O W A N C~j 0 O o O A O O CA O Q s i w x CA Q U 3'" • 7--i ~ 0 ~U ~ C~j CA O 0 ~ ~ 69 0 s•. z • o ~ a o A a ~ G . ORDINANCE NO. AN ORDINANCE OF THE CITY OF DENTON, TEXAS AUTHORIZING THE CITY MANAGER TO EXECUTE TWO PROFESSIONAL SERVICE AGREEMENTS TO ASSIST THE CITY OF DENTON IN ADVANCING ITS STATE LEGISLATIVE PROGRAM, ASSIST COUNCIL AND STAFF IN ADDRESSING PROPOSED LEGISLATION, AND MAKE THE CITY AWARE OF ANY LEGISLATIVE OR ADMINISTRATIVE INITIATIVES BELIEVED TO BE DETRIMENTAL TO THE INTERESTS OF THE CITY; AUTHORIZING THE EXPENDITURE OF FUNDS THERFOR; AND PROVIDING AN EFFECTIVE DATE (RFP 4576-- LEGISLATIVE CONSULTING SERVICES AWARDED TO FOCUSED ADVOCACY, LLC IN AN AMOUNT NOT TO EXCEED $132,500 AND SOLUTIONS FOR LOCAL CONTROL, LLC IN AN AMOUNT NOT TO EXCEED $45,000 FOR A TOTAL AWARD NOT TO EXCEED $177,500 ANNUALLY). WHEREAS, The professional services provider (the "Provider) mentioned in this ordinance is being selected as the most highly qualified on the basis of its demonstrated competence and qualifications to perform the proposed professional services; and WHEREAS, The fees under the proposed contract are fair and reasonable and are consistent with and not higher than the recommended practices and fees published by the professional associations applicable to the Provider's profession and such fees do not exceed the maximum provided by law; NOW, THEREFORE, THE COUNCIL OF THE CITY OF DENTON HEREBY ORDAINS: SECTION I. The City Manager is hereby authorized to enter into two professional service agreements with Focused Advocacy, LLC and Solutions for Local Control, LLC, to provide legislative consulting services to the City of Denton, a copy of which is attached hereto and incorporated by reference herein. SECTION II. The City Manager is authorized to expend funds as required by the attached contract. SECTION III. The findings in the preamble of this ordinance are incorporated herein by reference. SECTION IV. This ordinance shall become effective immediately upon its passage and approval. PASSED AND APPROVED this the day of 2010. MARK A. BURROUGHS, MAYOR ATTEST: JENNIFER WALTERS, CITY SECRETARY BY: APPROVED AS TO LEGAL FORM: ANITA BURGESS, CITY ATTORNEY r BY: 4-0 e 4576 e, • S Agreement for Legislative Representation This Agreement, made this day of , 2010, by and between the City of Denton, a municipal corporation, hereinafter referred to as the "City," its electric utility, Denton Municipal Electric (DME), hereinafter referred. to as "DME," and Focused Advocacy, 832 Congress, Ste. 200, Austin, Texas, hereinafter referred to as "Consultant". WiTNESSETH WHEREAS, The City of Denton (City), and its electric utility, Denton Municipal Electric (DME), wish to enter into an agreement with Focused Advocacy (Consultant) for legislative representation at the Texas State Government level to assist the City in advancing its State Legislative Program, assist council and staff in addressing proposed legislation, make the City aware of any legislative or administrative initiatives believed to be detrimental to the interests of the City, augment the City's existing relationship with key legislators and policy administrators, and maintain a high level of effective advocacy with the legislative and executive branches of the state government.; and WHEREAS, Consultant has professional staff experienced and qualified to provide and perform the services desired by City as set forth hereinabove; NOW, THEREFORE, and in consideration of the terms, covenants and conditions herein contained, the parties hereto do mutually agree as follows. ARTICLE 1 The City will contract with the Consultant for the service specified herein for the period commencing October 1, 2010 and ending September 30, 2012. This contract shall have a term of two (2) years commencing on October 1, 2010, and may be extended for not more than one (1) additional two (2) year term upon the prior written agreement of the parties. The City will not be responsible for any additional expenses incurred by the Consultant, with the exception of travel costs requested and authorized by the City. These reimbursable costs are not to exceed three thousand five hundred dollars ($3,500) annually, for a contract total of seven thousand dollars ($7,000). Reimbursable costs include the following. Costs incident to travel outside Austin shall be reimbursed to the Consultant upon submission of its invoice to the City. It is understood that travel is to be pre- authorized by the City. 2. Costs for the following items which exceed the allocation for such items in the Agreement cost shall, when authorized by the. City, be reimbursed to the Consultant upon presentation of an invoice: a) Printing and graphics. &\Legallour Documents\ContractsUOTocused Advocacy Agreement (Nov 2010).doc b) Supplies. c) Rental of meeting facilities, catered meals and other meeting expenses. ARTICLE 2 The City and the Consultant shall have the right to terminate this Agreement upon 30 days' written notice. ARTICLE 3 The City will pay the Consultant ten thousand seven hundred and fifty dollars ($10,750) per month, for a total of one hundred and twenty-nine thousand dollars ($129,000) annually, for a contract total of two hundred and fifty eight thousand dollars ($25$,000), .for the specified services. Payments will be sent monthly. ARTICLE 4 1) The Consultant will operate a unit to act as an Austin Office for the City and furnish requisite staff, office space, utilities, furnishings, equipment, secretarial services, common use office supplies and services, and general administrative support. 2) The Consultant will provide advice, counsel, and intervention to the City with regards to the City's relationship and interaction with the Texas State Legislature, including key Legislative committees, the Governor's Office, and the key state administrative agencies, which the City interface with. 3) The Consultant will track, monitor, and report on every individual bill that impacts the City, either directly or indirectly. The consultant will employ a variety of techniques to monitor and track bills, including sophisticated computer software, electronic notification systems and visits with legislators and their staff. The Consultant will make the City ware of every piece of legislation, every amendment and every proposal that affects the City. 4) The Consultant will provide advance notice to the City of every public hearing related to any bill that impacts the City. 5) The Consultant will analyze and summarize any legislation that affects the City, including, but not limited to, any revenue impacting legislation, water legislation, land use legislation, or transportation legislation that affects municipal entities; and will produce written memoranda and reports for the City, as appropriate. 6) The Consultant will assist the City in supporting the authorization of innovative funding concepts, Public-Private Partnerships and other funding alternatives which can be implemented by reauthorizing TxDOT to execute Public-Private Partnership agreements with a private sector contractor to complete 1-3 5E, as designed, in 5-7 years. Page 2of8 S:1Legal%Our Documents\Contracts1I0Tocused Advocacy Agreement (Nov 2010).doe 7) The Consultant will provide legislative analysis on a weekly basis in the format choice of the City: written reports, conference calls with City staff, in private meetings or any other method that is agreeable to the City and Consultant. 8) The Consultant will directly intervene in the legislative and regulatory process on matters that affect the City. Activities may involve communicating with members of the Legislature and their staffs, conducting complex negotiations, identifying opportunities for the City to testify on important matters, and develop collateral materials to support the City's positions. 9) The Consultant will also do the following as needed: draft legislation and amendments; identify and secure the most effective House and Senate bill sponsors; identify funding opportunities; represent the City during planning and negotiating sessions; prepare testimony for City representatives to deliver before legislative committees; arrange meeting between City representatives and selected legislators, and prepare briefings for these meetings; research relevant state laws and administrative rules; advocate before the Governor, Lieutenant Governor and Speaker of the House; advocate before relevant committee chairs in both the Senate and the House; maintain relationships with key staff in both chambers; and maintain strong relationships with key state regulatory agencies. 10) The Consultant will prepare back-up strategies and alternative legislative vehicles as needed to accomplish the City's legislative goals. 11) The Consultant will immediately notify the City in writing when a conflict of interest occurs between one of the Consultants other clients and the legislative goals and interests of the city. 12) No Conflicts of Interest Assurance: In order to ensure the ability to fully represent the City's interests, the Consultant will resolve any conflict of interest, with a private sector entity or client, in favor of the City. 13) During the interim period when the Texas Legislature is not in session, the Consultant will monitor interim committee studies, attend appropriate committee hearings and communicate regularly with key legislators and staff on issues of interest to the City. 14) During the interim period when the Texas Legislature is not in session, the Consultant will monitor interim activities closely, report back to the City and assist as needed to preempt the development of ideas that are detrimental to the City's legislative goals. 15) During the interim period when the Texas Legislature is not in session, the Consultant will monitor all major state administrative and regulatory agencies and advise the City of any proposed administrative rules that may affect the City or its legislative goals. 16) During the interim period when the Texas Legislature is not in session, the Consultant will assist the City in developing its State Legislative Program prior to the start of the next regular session of the Texas Legislature. Page 3 of 8 S:1Legal\Our Documents\Contracts\101Focused Advocacy Agreement (Nov 2010).doe 17) The Consultant shall work under the policy direction of the Denton City Council, and be administratively responsive to the City Manager, City Attorney and staff coordinating legislative/intergovernmental relations. The Public Information/Intergovernmental Relations Officer shall be the designated administrator of this Agreement. Curtis Seidlits, Snapper Carr and Brandon Aghamalian are deemed essential personnel for the Consultant as part of this contract. If one or all of these individuals are no longer able to service this contract, the City, at its discretion, may immediately terminate the remaining term of the contract by providing written notice as set forth in Article 2 herein. ARTICLE 5 In addition to the services provided to the City, the Consultant will also provide the same scope of services outlined in Article 4 of this agreement for DME. It is understood and agreed that DME requires an additional level of services and constitutes an expanded scope of services beyond the representation of the City of Denton's regular legislative representation. As part of the Consultant's representation of DME, the Consultant agrees to provide, but not limited to, the following specific services: 1) Any legislation related to implementation of a new wholesale market design based on locational marginal pricing theory (often referred to as LMP or a "nodal" design), which could significantly increase the price to consumers of electricity in the DFW area over those same costs.in other areas of the state. 2) Any legislation related to efforts to extend, re-enact, or otherwise impose any university discount, or to expand its applicability to other entities. 3) Any legislation related to providing any mandatory discount to any electric ratepayer or class of ratepayers. 4) Any legislation that imposes limits on a municipal electric utility's ability to utilize its facilities to support new technologies, such as delivery of broadband services over electric distribution lines, etc. 5) Any legislation related to imposition of limits on a municipal utility's ability to charge for such things as attachments to its poles by other utilities. 6) Any legislation to weaken the ability of municipal utilities to maintain the confidentiality of issues; such as the terms of individual wholesale power purchase contracts. 7) Any legislation that imposes further deregulation of municipal electric utilities or any legislation that requires that Municipally Owned Utilities (MOU) to opt-in to deregulation. 8) Any exemptions relating to sales tax from any energy device. 9) Any legislative relating to the regulation and governing bodies of independent organizations that govern power regions. 10) Any legislation affecting Electric Reliability Council of Texas (ERCOT) representation. Page 4 of 8 I I r s S:\Lega[\Our Documents\Contracts1101F'ocused Advocacy Agreement (Nov 2010).doc 11) Any legislation that require retail water and/or utility services to adopt an emergency preparedness plan for use during a local power outage. 12) Any legislation relating to establishing a carbon dioxide "cap and trade" program vis.-a-vis the Regional Greenhouse Gas Initiative. 13) Any legislation regarding low interest energy efficiency improvement loans. 14) Any legislation relating to the goal of installing additional capacity for generating renewable energy. 15) Any legislation relating to the use of advanced metering technology. 16) Any legislation relating to air quality, including the capture and storage of carbon dioxide. 17) Any legislation relating to immunity of the state and state agencies and employees of the state and state agencies from suit by certain public entities. 18) Full representation of DME's interests during the Sunset Commission Reviews of the Texas Public Utility Commission (PUC) and Electric Reliability Council of Texas (ERCOT). 19) Full representation of DME's interests during all legislative hearings and meetings, including but not limited to, the Senate Business and Commerce, and State Affairs Committee study charges related to municipally owned utilities. 20) Assist in educating all legislative, regulatory and policy leaders on electric utility issues of importance to DME. 21) Work with all stakeholder groups and interests on electric utility matters to ensure that DME's interests and positions are advanced. 22) Preparation of issue papers and reports for legislators and staff 23) Communicating with the General Manager of DME, or the Executive Manager of DME regarding strategy and issues. 24) Meeting with the Denton City Council and/or the Denton Public Utilities Board in Denton, Texas, as requested, to provide advice, recommendations, and guidance regarding DME's legislative plans, strategies, and other related issues. ARTICLE 6 1) The Consultant shall perform all services as an independent contractor not under the direct supervision and control of the City. Nothing herein shall be construed as creating a relationship of employer and employee or joint venture between the parties. 2) The City and Consultant agree to cooperate in the defense claims, actions, suits, or proceedings of any kind brought by a third party which may result from or directly or Page 5 of 8 I ° - , S:1LegalkOur DocumentslContracts1I01Focused Advocacy Agreement (Nov 2010).doe indirectly arise from any breach of the Consultant's obligations under this agreement. In the event of any litigation or claim under this Agreement in which the City is joined as a party, Consultants shall provide competent legal counsel to defend City and Consultant against such claim, provided that Consultant shall have the right to proceed with the competent legal counsel of its own choosing. The Consultant agrees to defend, indemnify, and hold harmless the City and all of its officers, agents, servants, and employees against any all such claims. to the extent of coverage by Consultant's commercial liability policy. The Consultant agrees to pay all expenses, including, but not limited to attorney's fees, costs of court; reasonable expenses, and satisfy all judgments, which may be incurred or rendered against the Consultant's commercial liability insurance policy. Nothing herein constitutes a waiver of any rights or remedies the City may have to pursue under either law or equity, including, without limitations, a cause of action for specific performance or for damages, a loss to the City resulting from Consultant's negligent errors or omissions, or breach of contract, and all such rights and remedies. are expressly reserved. 3) The Consultant shall maintain and shall be caused to be in force at all times during the terms of this Agreement, a legally binding policy of commercialliability insurance, with a rating of at least A- with Best Rated Carriers. Such coverage shall cover any claim hereunder occasioned by the Consultant's negligent professional act and/or error or omission, in an amount not less than $500,000 combined single limit coverage occurrence. In the event of change or cancellation of the policy by the insurer, the Consultant herby covenants to forthwith advise the City thereof, and in such event, the Consultant shall, prior to the effective date of change or cancellation, serve substitute policies furnishing the same coverage. The Consultant shall provide a copy of such policy or the declarations page of the policy or a certificate of insurance, whichever is reasonably satisfactory, to the City through its City Manager simultaneously with the execution of this Agreement. Consultant's insurance policies, through policy endorsement, shall include wording which states that the policy shall be primary and non-contributory with respect to any insurance carried by the City. The certificate of insurance must reflect that the above wording is included in evidenced policies. ARTICLE 7 f This Agreement constitutes the complete and final expression of the agreement of the parties. No oral statement of any person shall modify or otherwise change or affect the terms, conditions or specifications stated in this agreement. All change orders to the Agreement will be made in writing by the City and approved by the City Council. ARTICLE 8 The Consultant covenants and agrees that its officers, employees, and agents will have no interest, including personal financial interest, and will acquire no interest, either directly or indirectly, which will conflict in any manner with the performance of the services called for under this agreement. No officer or employee of the City shall have a financial interest, direct or indirect, in any contract with the City, or be financially interested, directly or indirectly, in the Page 6of8 I y ` S:1L.egW\Our Documents\ContractskIOTocused Advocacy Agreement (Nov 2010).doc sale to the City of any land, materials, supplies or services, except on behalf of the City or in compliance with the provisions of the City of Denton's Personnel Policies and Procedures Manual. Any violation of this provision shall render this Agreement voidable at the discretion of the City. ARTICLE 9 The Consultant shall comply with all applicable local, state and federal laws, rules and regulations. ARTICLE 10 All notices, communications and reports required or permitted under this Agreement shall be personally delivered or mailed to the respective parties by depositing same in the United States mail to the address shown below, certified mail, return receipt requested, unless otherwise specified herein. Mailed notices shall be deemed communicated as of three (3) days' mailing To City: John Cabrales Public Information Officer 215 E. McKinney Denton, TX 76201 To Consultant: Snapper Carr Focused Advocacy 823 Congress, Ste 1200 Austin, TX 78701 To DME: Mike Grim Executive Manager Denton Municipal Electric 1659 Spencer Road Denton, TX 76205 ARTICLE 11 This Agreement shall be governed by the laws of the State of Texas, venue and jurisdiction of any suit or cause of action arising under this agreement shall lie exclusively in a court of competent jurisdiction sitting in Denton County, Texas. ARTICLE 12 Consultant shall not assign or transfer any interest in this Agreement (whether by assignment, transfer, novation or otherwise) without the prior written consent of the City. Page 7 of 8 S:ILegallOur DocumentslContractsllffocused Advocacy Agreement (Nov 2010).doc IN WITNESS HEREOF, the City of Denton, Texas, has caused this Agreement to be executed by its duly .authorized City Manager and Consultant has executed this Agreement through its duly authorized President, dated this day of , 2010. CITY OF DENTON, TEXAS GEORGE C. CAMPBELL, CITY MANAGER ATTEST: JENNIFER WALTERS, CITY SECRETARY BY: APPROVED AS TO LEGAL FORM: ANITA BURGESS, CITY ATTORNEY BY: L FOCUSED ADVOCACY, LLC SNAPPER CARR, FOCUSED ADVOCACY 823 CONGRESS, STE 1200 AUSTIN, TX 78701 Page 8 of 8 sAlegahour documentAcontracts1101fred hill contract 2010-12 (nov 2010).doc Amement for Legislative Representation This Agreement, made this day of , 2010, by and between the City of Denton, hereinafter referred to as the "City," and Solutions for Local Control, LLC, hereinafter referred to as "Consultant". WITNESSETH WHEREAS, The City of Denton (City), wishes to enter into an agreement with Solutions for Local Control, LLC (Consultant) for legislative representation at the Texas State Government level to assist the City in advancing its State Legislative Program, assist council and staff in addressing proposed legislation, make the City aware of any legislative or administrative initiatives believed to be detrimental to the interests of the City, augment the City's existing relationship with key legislators and policy administrators, and maintain a high level of effective advocacy with the legislative and executive branches of the state government.; and WHEREAS, Consultant has professional experience and is qualified to provide and perform the services desired by City as set forth hereinabove; NOW, THEREFORE, and in consideration of the terms, covenants and conditions herein contained, the parties hereto do mutually agree as follows. ARTICLE 1 The City will contract with the Consultant for the service specified herein for the period commencing October 1, 2010 and ending September 30, 2012. This contract shall have a term of two (2) years commencing on October 1, 2010, and may be extended for not more than one (1) additional two (2) year term upon the prior written agreement of the parties. The City will not be responsible for any additional expenses incurred by the Consultant, with the exception of travel costs requested and authorized by the City. These reimbursable costs are not to exceed three thousand dollars ($3,000) annually, for a contract total of six thousand dollars ($6,000). Reimbursable costs include the following. I . Costs incident to travel shall be reimbursed to the Consultant upon submission of its invoice to the City. It is understood that travel is to be pre-authorized by the city. 2. Costs for the following items which exceed the allocation for such items in the Agreement cost shall, when authorized by the City, be reimbursed to the Consultant upon presentation of an invoice: a) Printing and graphics. b) Supplies. c) Rental of meeting facilities, catered meals and other meeting expenses. salcgallour docurneniskontracts1101fred hill contract 2010-12 (nov 2010).doc ARTICLE 2 The City and the Consultant shall have the right to terminate this Agreement upon 30 days' written notice. ARTICLE 3 The City will pay the Consultant three thousand five hundred ($3,500) per month, for a total of forty-two thousand dollars ($42,000) annually, for a contract total of eighty-four thousand dollars ($84,000), for the specified services. Payments will be sent monthly. ARTICLE 4 The parties agree that the Consultant shall perform the following services: The Consultant will assist the City in developing political and legislative strategies to achieve its goals. 2. The Consultant will analyze and summarize any legislation that affects the City, including, but not limited to, any revenue impacting legislation, water legislation, land use legislation, or transportation legislation that affects municipal entities; and will produce written memoranda and reports for the City, as appropriate. 3. The Consultant will assist the City in supporting the authorization of innovative fixnding concepts, Public-Private Partnerships and other funding alternatives which can be implemented by reauthorizing TxDOT to execute Public-Private Partnership agreements with a private sector contractor to complete I-35E, as designed, in 5-7 years. 5. 4. The Consultant will assist in communicating the position of the City to the legislative and executive branches of Texas government, interested parties and the public. The Consultant will represent the City during meetings, hearings and negotiating sessions involving the executive or legislative branches of Texas government regarding issues of importance to the City. 6. The Consultant will assist the City in working with elected officials and members and staff persons of the Texas House of Representatives and Texas Senate in passing or amending legislation favorable to the City or in defeating legislation deemed harmful to the goals of the City. 7. The Consultant will monitor and represent the City during interim legislative studies or interim committee meetings. 8. The Consultant will provide routine status reports to the City regarding the items outlined above. Page 2 salegallour documentskontracts1101fred hill contract 2010-12 (nov 2010).doc ARTICLE 5 The Consultant shall perform all services as an independent contractor not under the direct supervision and control of the City. Nothing herein shall be construed as creating a relationship of employer and employee or joint venture between the parties. The City and Consultant agree to cooperate in the defense claims, actions, suits, or proceedings of any kind brought by a third party which may result from or directly or indirectly arise from any breach of the Consultant's obligations under this agreement. In the event of any litigation or. claim under this Agreement in which the City is joined as a party, Consultants shall provide competent legal counsel to defend City and Consultant against such claim, provided that Consultant shall have the right to proceed with the competent legal counsel of its own choosing. The Consultant agrees to defend, indemnify, and hold harmless the City and all of its officers, agents, servants, and employees against any all such claims to the extent of coverage by Consultant's commercial liability policy. The Consultant agrees to pay all expenses, including, but not limited to attorney's fees, costs of court, reasonable expenses, and satisfy all judgments, which may be incurred or rendered against the Consultant's commercial liability insurance policy. Nothing herein constitutes a waiver of any rights or remedies the City may have to pursue under either law or equity, including, without limitations, a cause of action for specific performance or for damages, a loss to the City resulting from Consultant's negligent errors or omissions, or breach of contract, and all such rights and remedies are expressly reserved. The Consultant shall maintain and shall be caused to be in force at all times during the terms of this Agreement, a legally binding policy of commercial liability insurance, with a rating of at least A- with Best Rated Carriers. Such coverage shall cover any claim hereunder occasioned by the Consultant's negligent professional act and/or error or omission, in an amount not less than 5500,000 combined single limit coverage occurrence. In the event of change or cancellation of - the policy by the insurer, the Consultant herby covenants to forthwith advise the City thereof; and in such event, the Consultant shall, prior to the effective date of change or cancellation, serve substitute policies furnishing the same coverage. The Consultant shall provide a copy of such policy or the declarations page of the policy or a certificate of insurance, whichever is reasonably satisfactory, to the City through its City Manager simultaneously with the execution of this Agreement. Consultant's insurance policies, through policy endorsement, shall include wording which states that the policy shall be primary and non-contributory with respect to any insurance carried by the City. The certificate of insurance must reflect that the above wording is included in evidenced policies. ARTICLE 6 This Agreement constitutes the complete and final expression of the agreement of the parties. No oral statement of any person shall modify or otherwise change or affect the terms, conditions or specifications stated in this agreement. All change orders to the Agreement will be made in writing by the City and approved by the City Council. Page 3 Oepllour documentskontracts\10Vred hill contract 2010-12 (nov 2010).doc ARTICLE 7 The Consultant covenants and agrees that its officers, employees, and agents will have no interest, including personal financial interest, and will acquire no interest, either directly or indirectly, which will conflict in any manner with the performance of the services called for under this agreement. No officer or employee of the City shall have a financial interest, direct or indirect, in any contract with the City, or be financially interested, directly or indirectly, in the sale to the City of any land, materials, supplies or services, except on behalf of the City or in compliance with the provisions of the City of Denton's Personnel Policies and Procedures Manual. Any violation of this provision shall render this Agreement voidable at the discretion of the City. ARTICLE 8 The Consultant shall comply with all applicable local, state and federal laws, rules and regulations. ARTICLE 9 All notices, communications and reports required or permitted under this Agreement shall be personally delivered or mailed to the respective parties by depositing same in the United States mail to the address shown below, certified mail, return receipt requested, unless otherwise specified herein. Mailed notices shall be deemed communicated as of three (3) days' mailing To City: To Consultant: John Cabrales Fred Hill Public Information Officer Solutions for Local Control, LLC 215 E. McKinney 909 N Waterview Dr. Denton, TX 76201 Richardson, TX 75080 ARTICLE 10 This Agreement shall be governed by the laws of the State of Texas, venue and jurisdiction of any suit or cause of action arising under this agreement shall lie exclusively in a court of competent jurisdiction sitting in Denton County, Texas. ARTICLE 11 Consultant shall not assign or transfer any interest in this Agreement (whether by assignment, transfer, novation or otherwise) without the prior written consent of the City. IN WITNESS HEREOF, the City of Denton, Texas, has caused this Agreement to be executed by its duly authorized City Manager and Consultant has executed this Agreement through its duly authorized President, dated this day of , 2010. Page 4 sAlegahour documentslcontracts\10\fred hill contract 2010-12 (nov 2010).doc CITY OF DENTON, TEXAS GEORGE C. CAMPBELL, CITY MANAGER ATTEST: JENNIFER WALTERS, CITY SECRETARY BY: APPROVED AS TO LEGAL FORM: ANITA BURGESS, CITY ATTORNEY BY: , L~ CONSULTANT By: 2!(~,44 F H LL EHALF OF SOLUTIONS FOR LOCAL CONTROL, LLC Page 5 AGENDA INFORMATION SHEET AGENDA DATE: November 16, 2010 Questions concerning this acquisition may be directed DEPARTMENT: Materials Management to Katherine Barnett 349-8202. ACM: Jon Fortune SUBJECT Consider adoption of an ordinance authorizing the City Manager to execute a Professional Services Agreement with Camp Dresser & McKee, Inc. for preparation of a Sustainability Plan and Implementation Strategy for the City of Denton; authorizing the expenditure of funds therefor; and providing an effective date (RFP 4536 in an amount not to exceed $169,190). RFP INFORMATION Phase II of the City of Denton Sustainability Plan is funded through Energy Efficiency and Conservation Block Grant (EECBG) funds received by the City of Denton from the Department of Energy. Phase I developed an Energy Efficiency Conservation Strategy (EELS) that outlined the proposed projects to be completed with the remaining funds. Phase II is an approved project under the EECS presented to the City Council. The Scope of Service for Phase 11 of the City of Denton Sustainability Plan will provide the following services: develop surveys for both internal and external stakeholders, analyze responses by holding internal and community meetings to garner additional feedback and present its conclusions. The required services in Phase II also includes performing strategy prioritization and a strengths weaknesses opportunities threats analysis for the final list of strategies, drafting a sustainability plan and presenting it to internal and external stakeholders for comment and review. The second phase of the plan requires the vendor to develop a tracking system and implementation tool that will provide readily accessible reporting on identified priorities and implementation progress. Once these requirements are completed, the vendor will finalize and present a City of Denton Sustainability Plan and Data Tracking System that will outline the path for the City of Denton to follow while implementing sustainable programs and processes for the City's internal services as well as the community. The selection of a consultant for Phase II of the City of Denton Sustainability Plan was accomplished through a Request for Proposals (RFP) for Professional Services. Three engineering consulting firms were invited to submit proposals. All three firms submitted written proposals as outlined in the request and were ranked based on the criteria outlined in the RFP. The evaluation of the proposals was based on the following criteria: 1. Identification and understanding of the City's requirements for this project. FACTOR: 20% Agenda Information Sheet November 16, 2010 Page 2 2. Firm's/sub-consultant's past performance and experience on projects of this magnitude and complexity. FACTOR: 20% 3. Firm's/sub-consultant's experience with specific issues. FACTOR: 20% 4. Experience and qualifications of key personnel available for this project. FACTOR: 20% 5. Schedule and information/alternatives presented for this scope of services as defined in the scope of work. FACTOR: 20% The top two firms were asked to make a presentation to the selection committee. Following the presentations, the committee unanimously selected Camp Dresser and McKee (CDM) to begin contract negotiations. PRIOR ACTIONNIEW (COUNCIL, BOARDS, COMMISSIONS) February 2, 2009: Committee on the Environment (Individual Item concerning Community Sustainability Initiatives). February 18, 2009: Committee on the Environment (Individual item concerning Community Sustainability initiatives) September 17, 2009: Committee on the Environment (as a part of Assistant City Manager "ACM" grant update) November 2, 2009: Committee on the Environment (ACM update). December 9, 2009: Presentation of ranking strategy methodology to the Committee on the Environment. January 13, 2010: Presentation of final ranking strategy to the Committee on the Environment. January 15, 2010: Staff report to Mayor and City Council outlining Committee on the Environment Recommendation and staff s intent to submit recommended proj ects. April 5, 2010: Presentation of approved projects to the Mayor and City Council November 1, 2010: Committee on the Environment recommended approval of the project in the budgeted amount. Agenda Information Sheet November 16, 2010 Page 3 RECOMMENDATION Award a Professional Services Agreement to Camp Dresser & McKee, Inc. in an amount not to exceed $169,190. PRINCIPAL PLACE OF BUSINESS Camp Dresser & McKee, Inc. Fort Worth, TX ESTIMATED SCHEDULE OF PROJECT The consulting services will commence upon Council approval and is estimated to be completed by October 2011. FISCAL INFORMATION The total formula funding allocated to Denton was $1,117,000. Denton was provided $65,100 to develop the required Energy Efficiency and Conservation Strategy. The Denton Sustainability Plan Phase 11 contract (in an amount not to exceed $169,190) will be funded from the remaining $1,051,900 in accordance with the City of Denton's Energy Efficiency and Conservation Strategy, as approved by the Department of Energy. This project will be funded from account 982009070. 13160. 101000. Requisition 100979 has been entered in the Purchasing software system. EXHIBITS Exhibit 1: Scope of Service, Camp Dresser & McKee, Inc. Exhibit 2: List of Respondents Respectfully submitted: Antonio Puente, Jr., 349-7283 Assistant Director of Finance I -.CIS-RFP 4536 Exhibit 1 SCOPE OF WORK CITY OF DENTON, TEXAS, PHASE II SUSTAINABILITY PLANNING: PUBLIC PROCESS, SUSTAINABILITY PLAN AND TRACKING TOOL FOR IMPLEMENTATION SEPTEMBER 28, 2010 Definitions Project Team - Core City Sustainability staff to set the high level goals, lead the project's execution, and coordinate with the CDM team on a regular basis (Staff members include Kenny Banks, Katherine Barnett, and Victoria Venet). Steering Committee - A select group of City staff representing key departments and government functions that provide input on strategies / priorities for the Sustainability Plan. Sustainability Partners - an invited group of external stakeholders that will participate in three workshops designed to help shape the Sustainability Plan by providing input on sustainability strategies / priorities, and engaging their constituencies to participate in the development and implementation processes. Regular Communications It is assumed that throughout the project, the CDM team will organize regular conference calls (anticipated to be weekly to start, bi-weekly after the first Workshop and Public Meeting) with the Project Team as needed to ensure effective communication and progress updates. A communications protocol will be established in the Kick-Off Meeting Summary Report deliverable from Task 1. TASK 1 - PRELIMINARY PLANNING & KICK-OFF MEETING This Task will include all work preliminary work leading up to the official kick-off meeting, the meeting and the Summary Report. Phase I Review: CDM will review the Phase I Sustainability Report, the Downtown Implementation Plan, and the Greenhouse Gas Inventory Report and synthesize relevant data from the Phase I Report on Denton's current sustainability status into a more useful format for future planning. Sustainability Partners Identification and Invitations: CDM will work with the Project Team to identify interests with a stake in the Sustainability Plan, potential Partner organizations that represent those interests, then individual members to invite to participate in the Steering Committee and as Sustainability Partners (Partners). CDM will work with the Project Team to prepare a list of potential candidates for Council consideration, and then send letter invitations to the Kick-off Meeting and the Partners Workshop respectively, following Council selection and approval. Draft Vision Statement, Goals, and "Mission & Guidelines": CDM will work with the Project Team to draft elements of a Vision Statement and identify top tier goals to discuss at the Kick-off Meeting with the Steering Committee, as well as a "Mission & Guidelines" document to guide Partners through the planning process: This document should explain what we are doing, why we need the partners help, the role the partners will play in the development of the plan, the role we hope the partners will play in continually supporting the plan during implementation, and our estimation of the time commitment that will be needed from the Partners. A DRAFT September 28, 2010 P a g e 1 1 Draft Public Involvement Strategy: CDM will work with the Project Team to outline strategies and expectations for public involvement in a Draft Public Involvement Strategy. This will identify key organizations to assist with public participation and meeting attendance, any City staff resources and/or communications policies, and a variety of media to use in engaging the public in the process. Graphic Design & Brand Development: Based on this Draft Vision Statement, CDM will also develop some graphic design concepts, expanding on the City's Sustainable Denton brand and review these with the Project Team to determine a design aesthetic for the Sustainability initiative going forward. This brand will be incorporated into all materials and outreach and help to establish a motivational message based on the sustainability progress the City has already made and what it means to the average citizen. Kick-off Meeting & Draft Stakeholder Survey: Finally, CDM will facilitate a discussion with the Steering Committee to develop a draft project work plan and schedule and identify critical success factors through a 2-3 hour, in person Kick-Off Meeting. In addition, CDM will work with the Steering Committee to develop the stakeholder survey instrument described in Task 3. Task 1 Deliverables: Kick-Off Meeting Summary Report, including Draft Project Work Plan, schedule, critical success factors, a Draft Public Involvement Strategy, and a Draft Stakeholder Survey. The Summary Report will also include the Draft Vision Statement and top level goals to be vetted with the Partners at the 1st workshop, and a "Sustainable Denton" graphic design concept for materials and outreach. A list of Sustainability Partners, letter invitations to those individuals, and a "Mission & Guidelines" document will also be delivered to outline the Partners role in the process. TASK 2 - SUSTAINABILITY PARTNERS WORKSHOPS CDM will organize and facilitate two (2) Workshops for the Sustainability Partners Workshops (2-3 hour in person meetings with the consulting team and the Project Team). The purpose of Partners Workshop 1 will be to present the "Mission & Guidelines" and to discuss the Partners' mission in the Plan development and implementation, the purpose of the project, a Sustainable Denton vision statement, and gather initial input from Partners for the Sustainability Plan. The survey instrument described in Task 3 will be administered in Workshop 1 as well. At the Partners Workshop 2 the consulting team will present the Draft Sustainability Plan and gather feedback on the strategies and implementation plan, prior to a public comment period. Task 2 Deliverable: Sustainability Partners Workshop Agendas, presentation materials, and Summary Reports (2) TASK 3 - DISTRIBUTE SURVEY & ANALYZE AND REPORT SURVEY RESULTS CDM will work with the Project Team to finalize a Sustainability Survey to gather input from the Partners and the public. The purpose of the survey will be twofold: to solicit ideas of sustainability strategies to consider in the Plan, and to gather input on how to prioritize those strategies down to a manageable number (20-30) to facilitate implementation and desirable outcomes. CDM will distribute the Survey electronically and on paper at the Partners Workshop 1 and Public Meetings (see Task 4), analyze data and summarize results in a brief report. The electronic survey should also be accessible through the City's Sustainability website. Survey results can also be summarized on the City's website from the Report deliverable. Task 3 Deliverable: Sustainability Survey Results Report - to be included as an Appendix to the Sustainability Plan. A DRAFT September 28, 2010 P a g e 12 TASK 4 - PUBLIC MEETINGS CDM will work with the Project Team, the Steering Committee, the Partners and elected officials to organize and facilitate two (2) public meetings. Ideally, the Mayor and/or a City Council member will be in attendance and present opening remarks to demonstrate the City's high level commitment to the project. CDM will organize and execute outreach to key individuals and organizations to facilitate active and diverse participation in the public meetings. The Public Involvement Strategy will be developed as part of Task 1 and will remain flexible so as to be able to respond to successful methods for encouraging participation - some methods for encouraging participation include flyers, in person meetings/announcements to key organizations, email list-serves, organizational newsletters and other regular publications, web-page announcements, DTV, and perhaps also through social media such as Facebook. These two meetings will occur the same week in different venues (to be determined) to provide an overview of the project purpose and schedule, present the Vision Statement and Goals, and invite ideas and input for the Sustainability Plan in terms of specific strategies and priorities. This may be accomplished through 3-4 smaller breakout sessions by topic. The paper survey will be available for the Public Meetings as well. CDM will compile the results of the public meetings into a Public Participation report to be included in the Sustainability Plan. The City will publish the information presented at the meetings and any photographs on the City's Sustainability website. CDM will provide content for the website. The City is responsible for website programming, design, updating, and hosting. Task 4 Deliverable: Public Participation Report - a summary of public input received and how it will be incorporated into the planning process, to be included as an Appendix to the Sustainability Plan. TASK 5 - SWOT MEETING CDM will compile and consolidate the sustainability strategy ideas collected through public meetings, survey, Kickoff Meeting, Partners Workshops, and other venues into one list of potential strategies for inclusion in the Plan. CDM will develop a Prioritization Framework with the Project Team and the results of the survey instrument to assist in ranking the proposed strategies according to a number of prioritization criteria as identified through the Framework development. Some of these criteria will likely include return on investment, triple bottom line, and any other key factors such as resources available and emissions reduction potential. The consulting team, working with the Project Team, will utilize the criteria and a simple, qualitative scoring system to apply the prioritization framework to the proposed strategies. The outcome will be a numerical score assigned to each proposed strategy to help rank strategies according to the framework criteria. This numerical score is not the final answer, as other political priorities may arise - rather, it provides a backdrop to facilitate decision-making. This will be accomplished through conference calls and e-mail exchanges and one formal meeting. This list of prioritized strategies will form the basis of the SWOT meeting. Steering Committee and Partners members will be invited to the SWOT meeting to discuss the top strategies from the prioritization framework, to identify any critical gaps or challenges, and to identify key performance metrics and implementation actions. Task 5 Deliverable: A prioritized list of strategies consolidated from the public process and one meeting with the Project Team to finalize that list. One SWOT meeting with the Project Team, Steering Committee and Partners and a Summary Report. TASK 6 - DRAFT SUSTAINABILITY PLAN A DRAFT September 28, 2010 P a g e 1 3 Prior to Draft Sustainability Plan development, CDM will present an update on progress to date to the Committee on the Environment (COE) to gather initial input and guidance. CDM will present draft prioritized list of strategies, key performance metrics and implementation actions to the COE for input and feedback. CDM will develop the Draft Sustainability Plan based on the Vision for a Sustainable Denton, the top level sustainability goals, and a targeted number of sustainability strategies (20-30). The plan will identify strategies for meeting sustainability goals and metrics for measuring progress, including policies, projects and program development. The draft plan will also layout a short-term implementation plan for 3-5 years, to be accompanied by an implementation and communications tool as identified in Task 7. The plan will also accommodate goals and strategies - in less detail - that may be more appropriate for longer-term consideration. Before the Draft Plan is opened up to public review (CDM suggests a 30 day comment period) CDM will assist the Project Team in presenting the Draft Plan to the Partners and the Steering Committee, and in presenting the Draft Plan to the City Council. Task 6 Deliverable: COE presentation prior to Draft development. Draft Sustainability Plan in electronic format for review. Presentations to Partners (see Task 2 - Workshop 2), the Steering Committee and the City Council prior to public comment period. TASK 7 - DRAFT IMPLEMENTATION & COMMUNICATION TOOL Concurrent with the review period for the Draft Sustainability Plan, CDM will work with the Project Team to develop a draft data management tool for tracking progress and communicating results. This web- based tool will provide data management capabilities to track progress and metrics, and will include dashboard and reporting functions to visually communicate results both internally and externally. The following provides a description of the major functions of the proposed tracking system. CDM will work with the Steering Committee to refine the purpose and functions of the tool at the Kick-off Meeting and following review of the Draft Sustainability Plan. The Prioritization Framework as developed in Task 5 above will also serve to guide the development of metrics or "key performance indicators" (KPI's) for tracking and dashboard management. Management Dashboard - Information Portals and Dashboards typically provide a mechanism to integrate data from existing information systems and deliver "management at a glance" - visualization of KPI's and trends that support decision-making. The Dashboard aids stakeholders at multiple levels in recognizing and responding to business events, project status, and progress towards critical goals. The tool will include a management dashboard that presents a high-level summary of data from the system. For example, the dashboard will present summaries of strategy progress to date reported across relevant project dimensions such as by City department or by high-level goals. Operational Data Component - The data presented in the tool will be managed via an operational data component which will be available to appropriate stakeholders to add, edit and delete project tracking data. Examples of the type of data tracked in the system may include water consumed at public facilities, or vehicle miles traveled by City staff. The intent is to utilize data that are already readily available to City staff to minimize data collection and quality management requirements. CDM will work with the Project Team to identify KPI's that represent the goals of the project, but that also facilitate measurement and verification. Reporting - The tool will also include reporting functionality that provides the ability to export tool information to Word, Excel or PDF. A "progress report" functionality will be developed to allow the users to report out to upper management as well as elected officials. A DRAFT September 28, 2010 P a g e 14 Sign-On - The tool will include a sign-on component to manage users by role, such as by City department. The system can include a "general public" non-credentialed user, if public access is needed. Public Website - CDM will also provide a template and design assistance to create a Sustainable Denton Scorecard for the public website to showcase progress and increase engagement. The scorecard will be created externally as a PDF or other stand alone document and posted to the website by the City. Task 7 Deliverable: Draft Data Tracking & Implementation Tool (containing all of the elements outlined within this task) for Project Team Review and Testing. TASK 8 - FINAL PLAN & IMPLEMENTATION AND COMMUNICATIONS TOOL Following Steering and Stakeholder Committee review of Task 5 and 6 deliverables, and a public comment period, CDM will finalize the Sustainability Plan and Data Tracking & Implementation Tool. CDM will work with the Project Team, Steering committee, and Partners to organize a multi-media, multi- organizational launch of the Sustainability Plan, and determine a feasible strategy for ongoing collaboration between the City and the Partners. Task 8 Deliverables: Final Sustainability Plan (electronic format); Data Tracking & Implementation Tool (web-based); and a Presentation (PowerPoint) summarizing the Sustainability Plan and ongoing implementation for City communications purposes. CDM will also present the Final Plan to City Council. DRAFT SCHEDULE: meetings or workshops review period A DRAFT September 28, 2010 P a g e 1 5 Exhibit 2 RFP # 4536 Opens: 7/27/2010 Phase II Denton Sustainability Plan DESCRIPTION RESPONDENT RESPONDENT RESPONDENT Gresham Smith HDR CDM & Partners Engineering, Inc. Principle Place of Business: Fort Worth, TX Dallas, TX McKinney, TX ORDINANCE NO. AN ORDINANCE AUTHORIZING THE CITY MANAGER TO EXECUTE A PROFESSIONAL SERVICES AGREEMENT WITH CAMP DRESSER& MCKEE, INC. FORPREPARATION OF A SUSTAINABILITY PLAN AND IMPLEMENTATION STRATEGY FOR THE CITY OF DENTON; AUTHORIZING THE EXPENDITURE OF FUNDS THEREFOR; AND PROVIDING AN EFFECTIVE DATE (FILE 4536 IN AN AMOUNT NOT TO EXCEED $169,190). WHEREAS, The professional services provider (the "Provider) mentioned in this ordinance is being selected as the most highly qualified on the basis of its demonstrated competence and qualifications to perform the proposed professional services; and WHEREAS, The fees under the proposed contract are fair and reasonable and are consistent with and not higher than the recommended practices and fees published by the professional associations applicable to the Provider's profession and such fees do not exceed the maximum provided by law; NOW, THEREFORE, THE COUNCIL OF THE CITY OF DENTON HEREBY ORDAINS: SECTION L That the City Manager is hereby authorized to enter into a professional service contract with Camp Dresser & McKee, Inc., to oversee the development of a sustainability plan and an implementation strategy for the City of Denton, a copy of which is attached hereto and incorporated by reference herein. SECTION 11. The City Manager is authorized to expend funds as required by the attached contract. SECTION III. The findings in the preamble of this ordinance are incorporated herein by reference. SECTION IV. This ordinance shall become effective immediately upon its passage and approval. PASSED AND APPROVED this the day of 12010. MARK A. BURROUGHS, MAYOR ATTEST: JENNIFER WALTERS, CITY SECRETARY BY: APPROVED AS TO LEGAL FORM: ANITA BURGESS, CITY ATTORNEY BY: 3-oRD-File 4536 STATE OF TEXAS COUNTY OF DENTON § PROFESSIONAL SERVICES AGREEMENT FOR PREPARATION OF A SUSTAINABILITY PLAN AND AN IMPLEMENTATION STRATEGY FOR THE CITY OF DENTON TEXAS THIS AGREEMENT is made and entered into as of the 01 day of 0 ) v0YYI 2010, by and between the City of Denton, Texas, a Texas municipal corporation, with its principal office at 215 East McKinney Street, Denton, Denton County, Texas 76201, hereinafter called "OWNER" and Camp Dresser & McKee, Inc-, with its corporate offices at 777 Taylor Street, Suite 1050, Fort Worth, Texas 76102, hereinafter called "CONSULTANT," acting herein, by and through their respective duly authorized officers and representatives- WITNESSETH, that in consideration of the covenants and agreements herein contained, the parties hereto do mutually agree as follows: ARTICLE I EMPLOYMENT OF CONSULTANT The OWNER hereby contracts with the CONSULTANT, as an independent contractor, and the CONSULTANT hereby agrees to perform the services herein in connection with the Project as stated in the sections to follow, with diligence and in accordance with the highest professional standards customarily obtained for such services in the State of Texas. The professional services set out herein are in connection with the following described project: The Project shall include, without limitation, Creation of a Sustainability Plan and Implementation Strategy for the City of Denton, Texas. ARTICLE II SCOPE OF SERVICES The CONSULTANT shall perform the following services in a professional manner: A. The CONSULTANT shall perform all those services as necessary and as described in the Scope of Services which is attached hereto as Exhibit "A" and is incorporated by reference as if set forth fully herein. B. If there is any conflict between the terms of this Agreement and the exhibits attached to this Agreement, the terms and conditions of this Agreement will control over the terms and conditions of the attached exhibits or task orders. ARTICLE III ADDITIONAL SERVICES Additional services shall be requested in writing by the OWNER and shall be in accordance with the Cost Schedule described in Article V.C., hereunder. ARTICLE IV PERIOD OF SERVICE This Agreement shall become effective upon execution of this Agreement by the OWNER and the CONSULTANT and upon issuance of a notice to proceed by the OWNER, and shall remain in force for a period of eighteen (18) months, which may reasonably be required for the completion of the Project, including Additional Services, if any, and any required extensions approved by the OWNER. This Agreement may be sooner terminated in accordance with the provisions hereof. Time is of the essence in this Agreement. The CONSULTANT shall make all reasonable efforts to complete the services set forth herein as expeditiously as possible and to meet the schedule established by the OWNER, acting through its City Manager or his designee. ARTICLE V COMPENSATION A. COMPENSATION TERMS: "Direct Non-Labor Expense" is defined as that expense for any assignment incurred by the CONSULTANT for supplies, transportation and equipment, travel, communications, subsistence, and lodging away from home, and similar incidental expenses in connection with that assignment. B. BILLING AND PAYMENT: For and in consideration of the professional services to be performed by the CONSULTANT herein, the OWNER agrees to pay, based on the cost estimate detail at the hourly rates shown in Exhibit "B" which is attached hereto and is incorporated by reference as if set forth fully in this Agreement, a total fee, including reimbursement for direct non-labor expenses not-to-exceed $169,190_ Partial payments to the CONSULTANT will be made on the basis of detailed monthly statements rendered to and approved by the OWNER through its City Manager or his designee; however, under no circumstances shall any monthly statement for services exceed the value of the work performed at the time a statement is rendered. Nothing contained in this Article shall require the OWNER to pay for any work which is unsatisfactory, as reasonably determined by the City Manager or his designee, or which is not submitted in compliance with the terms of this Agreement. The OWNER shall not be required to make any payments to the CONSULTANT when the CONSULTANT is in default under this Agreement- It is specifically understood and agreed that the CONSULTANT shall not be authorized to undertake any work pursuant to this Agreement which would require additional Page 2 payments by the OWNER for any charge, expense, or reimbursement above the maximum not-to-exceed fee as stated above, without first having obtained written authorization from the OWNER. The CONSULTANT shall not proceed to perform the services listed in Article III "Additional Services," without obtaining prior written authorization from the OWNER. C. ADDITIONAL SERVICES: For additional services authorized in writing by the OWNER in Article III, the CONSULTANT shall be paid based on the Schedule of Charges at an hourly rate shown in Exhibit "B." Payments for additional services shall be due and payable upon submission by the CONSULTANT, and shall be paid in accordance with subsection B of this Article IV. Statements shall not be submitted more frequently than monthly. D. PAYMENT: If the OWNER fails to make undisputed payments due the CONSULTANT for services and expenses within thirty (30) days after receipt of the CONSULTANT's undisputed statement thereof, prompt payment act interest as provided in Chapter 2251 of the Texas Government Code shall be paid on the amounts due the CONSULTANT. In addition, the CONSULTANT may, if it has not received payment by the thirty-first (31St) day after receipt of statement, after giving ten (10) days written notice to the OWNER, may suspend services under this Agreement until the CONSULTANT has been paid in full all amounts due for services, expenses, and charges owed to date; provided, however, nothing herein shall require the OWNER to pay prompt payment act interest if the OWNER has a bona- fide dispute with the CONSULTANT concerning the payment or if the OWNER reasonably determines that the work is unsatisfactory, in accordance with this Article IV, "Compensation" and the OWNER notifies CONSULTANT in writing with fifteen (15) days after the receipt of a billing statement from CONSULTANT of the unsatisfactory work, specifying the OWNER's complaint. ARTICLE VI OBSERVATION AND REVIEW OF THE WORK The CONSULTANT will exercise reasonable care and due diligence in discovering and promptly reporting to the OWNER any defects or deficiencies in the work of the CONSULTANT or any subcontractors or subconsultants. ARTICLE VII OWNERSHIP OF DOCUMENTS All documents prepared or furnished by the CONSULTANT (and CONSULTANT's subcontractors or subconsultants) pursuant to this Agreement are instruments of service, and shall become the property of the OWNER upon the termination of this Agreement. If either party terminates this Agreement prior to its completion, the OWNER is entitled to originals of all documents that have been produced and paid for by OWNER by CONSULTANT up to the date of termination. The CONSULTANT is entitled to retain copies of all such documents. The documents prepared and furnished by the CONSULTANT are intended only to be applicable to this Project, and OWNER's use of these documents in other projects shall be at OWNER's sole Page 3 risk and expense. In the event the OWNER uses any of the information or materials developed pursuant to this Agreement in another project or for other purposes than specified herein, CONSULTANT is released from any and all liability relating to their use in that project. ARTICLE VIII INDEPENDENT CONTRACTOR CONSULTANT shall provide services to OWNER as an independent contractor, not as an employee of the OWNER. CONSULTANT shall not have or claim any right arising from employee status. ARTICLE IX INDEMNITY AGREEMENT The CONSULTANT shall indemnify and save and hold harmless the OWNER and its officers, agents, and employees from and against any and all liability, claims, demands, damages, losses, and expenses, including, but not limited to court costs and reasonable attorney fees incurred by the OWNER, and including, without limitation, damages for bodily and personal injury, death and property damage, resulting from the negligent acts or omissions of the CONSULTANT or its officers, shareholders, agents, or employees in the execution, operation, or performance of this Agreement. Nothing in this Agreement shall be construed to create a liability to any person who is not a party to this Agreement, and nothing herein shall waive any of the parties' defenses, both at law or equity, to any claim, cause of action, or litigation filed by anyone not a party to this Agreement, including the defense of governmental immunity, which defenses are hereby expressly reserved. ARTICLE X INSURANCE During the performance of the services under this Agreement, CONSULTANT shall maintain the following insurance with an insurance company licensed to do business in the State of Texas by the State Insurance Commission or any successor agency that has a rating with Best Rate Carriers of at least an "A-" or above: A. Commercial General Liability Insurance with bodily injury limits of not less than $500,000 for each occurrence and not less than $500,000 in the aggregate, and with property damage limits of not less than $100,000 for each occurrence and not less than $100,000 in the aggregate. B. Automobile Liability Insurance with bodily injury limits of not less than $500,000 for each person and not less than $500,000 for each accident, and with property damage limits of not less than $100,000 for each accident. Page 4 C. Worker's Compensation Insurance in accordance with statutory requirements, and Employers' Liability Insurance with limits of not less than $100,000 for each accident. D. Professional Liability Insurance with limits of not less than $1,000,000 annual aggregate E. The CONSULTANT shall furnish insurance certificates or insurance policies at the OWNER's request to evidence such coverages. The insurance policies shall name the OWNER as an additional insured on all such policies except for the professional liability policy, and shall contain a provision that such insurance shall not be canceled or modified without thirty (30) days' prior written notice to OWNER and CONSULTANT. In such event, the CONSULTANT shall, prior to the effective date of the change or cancellation, serve substitute policies furnishing the same coverage. ARTICLE XI MEDIATION AND ALTERNATE DISPUTE RESOLUTION The parties may agree to settle any disputes under this Agreement by submitting the dispute to mediation. No mediation arising out of or relating to this Agreement may proceed without the agreement of both parties to submit the dispute to mediation. The location for the mediation shall be the City of Denton, Denton County, Texas unless a different location is agreed to by the parties. ARTICLE XII TERMINATION OF AGREEMENT A. Notwithstanding any other provision of this Agreement, either party may terminate by giving thirty (30) days' advance written notice to the other party. B. This Agreement may be terminated in whole or in part in the event of either party substantially failing to fulfill its obligations under this Agreement. No such termination will be affected unless the other party is given (1) written notice (delivered by certified mail, return receipt requested) of intent to terminate and setting forth the reasons specifying the non-performance, and not less than thirty (30) calendar days to cure the failure; and (2) an opportunity for consultation with the terminating party prior to termination. C. If the Agreement is terminated prior to completion of the services to be provided hereunder, CONSULTANT shall immediately cease all services and shall render a final bill for services to the OWNER within thirty (30) days after the date of termination. The OWNER shall pay CONSULTANT for all services properly rendered and satisfactorily performed and for reimbursable expenses to termination, incurred prior to the date of termination, in accordance with Article V "Compensation." Should the OWNER subsequently contract with a new consultant for the continuation of services on the Project, CONSULTANT shall cooperate in providing information. The CONSULTANT shall turn over all documents prepared or furnished by CONSULTANT pursuant to this Page 5 Agreement to the OWNER on or before the date of termination, but may maintain copies of such documents for its use. ARTICLE XIII RESPONSIBILITY FOR CLAIMS AND LIABILITIES Approval by the OWNER shall not constitute, nor be deemed a release of the responsibility and liability of the CONSULTANT, its employees, associates, agents, subcontractors, and subconsultants for the accuracy and competency of their designs or other work; nor shall such approval be deemed to be an assumption of such responsibility by the OWNER for any defect in the design or other work prepared by the CONSULTANT, its employees, subcontractors, agents, and consultants. CONSULTANT retains design responsibility and liability at all times during this Agreement and after completion of this Agreement. ARTICLE XIV NOTICES All notices, communications, and reports required or permitted under this Agreement shall be personally delivered or mailed to the respective parties by depositing same in the United States mail to the address shown below, certified mail, return receipt requested, unless otherwise specified herein. All notices shall be deemed effective upon receipt by the party to whom such notice is given, or within three (3) days' mailing. Alternatively, notice may be provided by electronic means once OWNER and CONSULTANT exchange e-mail addresses in writing. In that event the notice shall be effective as of the date of receipt of the e-mail if received by 5 p.m. on that business day. Otherwise, it shall be deemed received as of the next business day. To CONSULTANT: Camp, Dresser & McKee, Inc. Douglas Varner, P.E. 777 Taylor Street, Suite 1050 Fort Worth, Texas 76102 To OWNER: City of Denton, Texas City Manager 215 East McKinney Street Denton, Texas 76201 Katherine Barnett-White Sustainability & Utility Project Coordinator Utility Administration 215 East McKinney Street Denton, Texas 76201 Page 6 ARTICLE XV ENTIRE AGREEMENT This Agreement, consisting of twenty (20) pages and two (2) exhibits, constitutes the complete and final expression of the agreement of the parties, and is intended as a complete and exclusive statement of the terms of their agreements, and supersedes all prior contemporaneous offers, promises, representations, negotiations, discussions, communications, and agreements which may have been made in connection with the subject matter hereof. ARTICLE XVI SEVERABILITY If any provision of this Agreement is found or deemed by a court of competent jurisdiction to be invalid or unenforceable, it shall be considered severable from the remainder of this Agreement and shall not cause the remainder to be invalid or unenforceable. In such event, the parties shall reform this Agreement to replace such stricken provision with a valid and enforceable provision which comes as close as possible to expressing the intention of the stricken provision. ARTICLE XVII COMPLIANCE WITH LAWS The CONSULTANT shall comply with all federal, state, and local laws, rules, regulations, and ordinances applicable to the work covered hereunder as they may now read or hereinafter be amended. ARTICLE XVIII DISCRIMINATION PROHIBITED In performing the services required hereunder, the CONSULTANT shall not discriminate against any person on the basis of race, color, religion, sex, national origin or ancestry, age, or physical handicap. ARTICLE XIX PERSONNEL A. The CONSULTANT represents that it has or will secure, at its own expense, all personnel required to perform all the services required under this Agreement. Such personnel shall not be employees or officers of, nor have any contractual relations with the OWNER. CONSULTANT shall inform the OWNER of any conflict of interest or potential conflict of interest that may arise during the term of this Agreement. B. All services required hereunder will be performed by the CONSULTANT or under its supervision. All personnel engaged in work shall be qualified, and shall be authorized and permitted under state and local laws to perform such services. Page 7 C. In those instances deemed necessary by the OWNER, the CONSULTANT, its employees and/or its Sub-consultants shall be required to submit to background checks. ARTICLE XX ASSIGNABILITY The CONSULTANT shall not assign any of its scope of work under this Agreement, and shall not transfer any of its scope of work under this Agreement (whether by assignment, novation, or otherwise) without the prior written consent of the OWNER. Should the CONSULTANT assign any part of the monies due under this Agreement, CONSULTANT is required to provide written notice of the same to OWNER. Any assignment of monies due under this Agreement shall not change any of the terms or conditions of this Agreement to include, but not limited to the terms and conditions for payment under this Agreement. ARTICLE XXI MODIFICATION No waiver or modification of this Agreement or of any covenant, condition, or limitation herein contained shall be valid unless in writing and duly executed by the party to be charged therewith, and no evidence of any waiver or modification shall be offered or received in evidence in any proceeding arising between the parties hereto out of or affecting this Agreement, or the rights or obligations of the parties hereunder, and unless such waiver or modification is in writing and duly executed; and the parties further agree that the provisions of this section will not be waived unless as set forth herein. ARTICLE XXII MISCELLANEOUS A. The following exhibits are attached hereto and made a part of this Agreement: Exhibit "A" - Scope of Services Exhibit "B" - Estimated Cost and Hourly Rates Standard of Care: The standard of care for all professional engineering and related services performed or furnished by the CONSULTANT under this agreement will be the care and skill ordinarily used by members of CONSULTANT'S profession practicing under similar conditions at the same time and in the same locality. B. Mutual Waiver of Consequential Damages: Notwithstanding any other provision of this Agreement to the contrary, neither party including their officers, agents, servants and employees shall be liable to the other for lost profits or any special, indirect, incidental, or consequential damages in any way arising out of this Agreement however caused under a claim of any type or nature based on any theory of liability (including, but not limited to: contract, tort, or warranty) even if the possibility of such damages has been communicated. Page 8 Limitation of Liability: In no event shall CONSULTANT'S total liability to OWNER and/or any of the OWNER'S officers, employees, agents, contractors, or subcontractors for any and all injuries, claims, losses, expenses or damages whatsoever arising out of or in any way related to this Agreement from cause or causes, including, but not limited to, CONSULTANT'S wrongful act, omission, negligence, errors, strict liability, breach of contract, breach of warranty, express or implied, exceed the total amount of fee paid to CONSULTANT. However, the parties understand and stipulate that this provision operates independently from the insurance coverage otherwise required to be maintained by this Agreement. C. CONSULTANT agrees that OWNER shall, until the expiration of three (3) years after the final payment or after final completion of all work required under this Agreement, whichever is longer, have access to and the right to examine any directly pertinent books, documents, papers, correspondence, to include e-mails, and records of the CONSULTANT involving transactions relating to this Agreement. CONSULTANT is required to maintain and make available all electronic records associated with this Agreement for purposes of examination. CONSULTANT agrees that OWNER shall have access during normal working hours to all necessary CONSULTANT facilities and shall be provided adequate and appropriate working space in order to conduct audits in compliance with this section. OWNER shall give CONSULTANT reasonable advance notice of intended audits. This paragraph shall work in conjunction with the Audit provision set forth in Article XXII hereinbelow. D. Venue of any suit or cause of action under this Agreement shall lie exclusively in Denton County, Texas. This Agreement shall be construed in accordance with the laws of the State of Texas. E. For the purpose of this Agreement, the key person shall be Amelia L. Pellegrin, AICP, LEED AP, Principal; and Douglas Varner, P.E., Principal will be the project manager. However, nothing herein shall limit CONSULTANT from using other qualified and competent members of its firm to perform the services required herein. CONSULTANT understands that OWNER is to be informed of the removal or loss of any of the key persons working under this Agreement. CONSULTANT also agrees to provide the OWNER with notice of the name(s) of who it intends to replace the key person. OWNER shall have a right to reject any replacement key person(s) and CONSULTANT agrees to name a replacement key person(s) acceptable to the OWNER. F. CONSULTANT shall commence, carry on, and complete any and all projects with all applicable dispatch, in a sound, economical, and efficient manner and in accordance with the provisions hereof. In accomplishing the projects, CONSULTANT shall take such steps as are appropriate to ensure that the work involved is properly coordinated with related work being carried on by the OWNER. G. The OWNER shall assist the CONSULTANT by placing at the CONSULTANT's disposal all available information pertinent to the Project, including previous reports, any Page 9 other data relative to the Project, and arranging for the access thereto, and make all provisions for the CONSULTANT to enter in or upon public and private property as required for the CONSULTANT to perform services under this Agreement. H. The captions of this Agreement are for informational purposes only, and shall not in any way affect the substantive terms or conditions of this Agreement. ARTICLE XXIII RIGHT TO AUDIT The OWNER shall have the right to audit and make copies of the books, records and computations pertaining to this agreement. The CONSULTANT shall retain such books, records, documents and other evidence pertaining to this Agreement during the contract period and three years thereafter, except if an audit is in progress or audit findings are yet unresolved, in which case records shall be kept until all audit tasks are completed and resolved. These books, records, documents and other evidence shall be available, within ten (10) business days of written request. Further, the CONSULTANT shall also require all Subcontractors, material suppliers, and other payees to retain all books, records, documents and other evidence pertaining to this agreement, and to allow the OWNER similar access to those documents. All books and records will be made available at the CONSULTANT's corporate office (headquarters) in Cambridge, Massachusetts where all records are retained per the CONSULTANT's record retention policy. The cost of the audit will be borne by the OWNER unless the audit reveals an overpayment of 5% or greater by the OWNER. If an overpayment of 5% or greater occurs, the reasonable cost of the audit, including any travel costs, must be borne by the CONSULTANT which must be payable within fifteen (15) days of receipt of an invoice by OWNER. IN WITNESS HEREOF, the City of Denton, Texas has caused this Agreement to be executed by its duly authorized City Manager, and CONSULTANT has executed this Agreement through its duly authorized undersigned officer on this the day of 2010. "OWNER" THE CITY OF DENTON, TEXAS A Texas Municipal Corporation By: GEORGE C. CAMPBELL CITY MANAGER Page 10 ATTEST: JENNIFER WALTERS, CITY SECRETARY By: APPROVED AS TO LEGAL FORM: ANITA BURGESS, CITY ATTORNEY By: "CONSULTANT" CAMP, DRESSER & McKEE, INC. A CORPORATION By: OU AS VARNER, P.E. PRINCIPAL ATTEST: B APPROVED AS TO LEGAL FORM: By: Page I I CITY OF DENTON INSURANCE REQUIREMENTS FOR CONS ULTANTSICONTRACTORS The Offeror'sBidder's attention is directed to the insurance requirements below. It is highly recommended that offerors/bidders confer with their respective insurance carriers or brokers to determine in advance of its proposal or bid submission the availability of insurance certificates and endorsements as prescribed and provided herein. If an offeror/apparent low bidder fails to comply strictly with the insurance requirements, that offeror/bidder may be disqualified from award of the contract. Upon award, all insurance requirements shall become contractual obligations, which the successful offeror/bidder shall have a duty to maintain throughout the course of this contract. STANDARD PROVISIONS: Without limiting any of the other obligations or liabilities of the Consultant/Contractor, the Consultant/Contractor shall provide and maintain until the contracted work has been completed and accepted by the City of Denton, Owner, the minimum insurance coverage as indicated hereinafter. As soon as practicable after notification of award, Consultant/Contractor shall file with the Purchasing Department satisfactory certificates of insurance, containing the proposal/bid number and title of the project. Consultant/Contractor may, upon written request to the Purchasing Department, ask for clarification of any insurance requirements at any time; however, Consultants/Contractors are strongly advised to make such requests prior to proposal/bid opening, since the insurance requirements may not be modified or waived after proposal/bid opening unless a written exception has been submitted with the proposal/bid. Consultant/Contractor shall not commence any work or deliver any material until he or she receives notification that the contract has been accepted, approved, and signed by the City of Denton. All insurance policies proposed or obtained in satisfaction of these requirements shall comply with the following general specifications, and shall be maintained in compliance with these general specifications throughout the duration of the Contract, or longer, if so note& • Each policy shall be issued by a company authorized to do business in the State of Texas with an A.M. Best Company rating of at least "A-". • Any deductibles or self-insured retentions shall be declared in the proposal or bid. If requested by the City, the insurer shall reduce or eliminate such deductibles or self-insured retentions with respect to the City, its officials, agents, employees and volunteers; or, the Consultant/Contractor shall procure a bond guaranteeing payment of losses and related investigations, claims administration and defense expenses. Page 12 • Liability policies shall be endorsed to provide the following: • Name as additional insured the City of Denton, its Officials, Agents, Employees and volunteers. That such insurance is primary to any other insurance available to the additional insured with respect to claims covered under the policy and that this insurance applies. separately to each insured against whom claim is made or suit is brought. The inclusion of more than one insured shall not operate to increase the insurer's limit of liability. • Cancellation: City requires 30-day written notice should any of the policies described on the certificate be cancelled or materially changed before the expiration date. Should any of the required insurance be provided under a claims-made form, Consultant/Contractor shall maintain such coverage continuously throughout the term of this contract and, without lapse, for a period of three years beyond the contract expiration, such that occurrences arising during the contract term which give rise to claims made after expiration of the contract shall be covered. • Should any of the required insurance be provided under a form of coverage that includes a general annual aggregate limit providing for claims investigation or legal defense costs to be included in the general annual aggregate limit, the Consultant/Contractor shall either double the occurrence limits or obtain Owners and Contractors Protective Liability Insurance. • Should any required insurance lapse during the contract term, requests for payments originating after such lapse shall not be processed until the City receives satisfactory evidence of reinstated coverage as required by this contract, effective as of the lapse date. If insurance is not reinstated, City may, at its sole option, terminate this agreement effective on the date of the lapse. Page 13 SPECIFIC ADDITIONAL INSURANCE REQUIREMENTS: A11 insurance policies proposed or obtained in satisfaction of this Contract shall additionally comply with the following marked specifications, and shall be maintained in compliance with these additional specifications throughout the duration of the Contract, or longer, ifso noted: [XI A. General Liability Insurance: General Liability insurance with combined single limits of not less than $5.00,000.00 shall be provided and maintained by the Contractor. The policy shall be written on an occurrence basis either in a single policy or in a combination of underlying and umbrella or excess policies. If the Commercial General Liability form (ISO Form CG 0001 current edition) is used: Coverage A shall include premises, operations, products, and completed operations, independent contractors, contractual liability covering this contract and broad form property damage coverage. • Coverage B shall include personal injury. Coverage C, medical payments, is not required. If the Comprehensive General Liability form (ISO Form GL 0002 Current Edition and ISO Form GL 0404) is used, it shall include at least: Bodily injury and Property Damage Liability for premises, operations, products and completed operations, independent contractors and property damage resulting from explosion, collapse or underground (XCU) exposures. • Broad form contractual liability (preferably by endorsement) covering this contract, personal injury liability and broad form property damage liability. [X] Automobile Liability Insurance: Contractor shall provide Commercial Automobile Liability insurance with Combined Single Limits (CSL) of not less than $500,000.00 either in a single policy or in a combination of basic and umbrella or excess policies. The policy will include bodily injury and property damage liability arising out of the operation, maintenance and use of all automobiles and mobile equipment used in conjunction with this contract. Satisfaction of the above requirement shall be in the form of a policy endorsement for: • any auto, or • all owned, hired and non-owned autos. 14 JX] Workers Compensation Insurance Contractor shall purchase and maintain Worker's Compensation insurance which, in addition to meeting the minimum statutory requirements for issuance of such insurance, has Employer's Liability limits of at least $100,000 for each accident, $100,000 per each employee, and a $500,000 policy limit for occupational disease. The City need not be named as an "Additional Insured" but the insurer shall agree to waive all rights of subrogation against the City, its officials, agents, employees and volunteers for any work performed for the City by the Named Insured. For building or construction projects, the Contractor shall comply with the provisions of Attachment 1 in accordance with §406.096 of the Texas Labor Code and Rule 2$ TAC 110.110 of the Texas Worker's Compensation Commission (TWCC). L] Owner's and Contractor's Protective Liability Insurance The Contractor shall obtain, pay for and maintain at all times during the prosecution of the work under this contract, an Owner's and Contractor's Protective Liability insurance policy naming the City as insured for property damage and bodily injury which may arise in the prosecution of the work or Contractor's operations under this contract. Coverage shall be on an "occurrence" basis, and the policy shall be issued by the same insurance company that carries the Contractor's liability insurance. Policy limits will be at least combined bodily injury and property damage per occurrence with a aggregate. ] Fire Damage Legal Liability Insurance Coverage is required if Broad form General Liability is not provided or is unavailable to the contractor or if a contractor leases or rents a portion of a City building. Limits of not less than each occurrence are required. [X] Professional Liability Insurance Professional liability insurance with limits not less than $1,000,000.00 per claim with respect to negligent acts, errors or omissions in connection with professional services is required under this Agreement. Builders' Risk Insurance Builders' Risk Insurance, on an All-Risk form for 100% of the completed value shall be provided. Such policy shall include as "Named Insured" the City of Denton and all subcontractors as their interests may appear. Commercial Crime Provides coverage for the theft or disappearance of cash or checks, robbery inside/outside the premises, burglary of the premises, and employee fidelity. The employee fidelity portion of this coverage should be written on a "blanket" basis to cover all employees, including new hires. This type insurance should be required if the contractor has access to City funds. Limits of not less than each occurrence are required. Page 15 LJ Additional Insurance Other insurance may be required on an individual basis for extra hazardous contracts and specific service agreements. If such additional insurance is required for a specific contract, that requirement will be described in the "Specific Conditions" of the contract specifications. Page 16 ATTACHMENTI Worker's Compensation Coverage for Building or Construction Projects for Governmental Entities A. Definitions: Certificate of coverage ("certificate")-A copy of a certificate of insurance, a certificate of authority to self-insure issued by the commission, or a coverage agreement (TWCC-81, TWCC-82, TWCC-83, or TWCC-84), showing statutory workers' compensation insurance coverage for the person's or entity's employees providing services on a project, for the duration of the project. Duration of the project - includes the time from the beginning of the work on the project until the contractor's/person's work on the project has been completed and accepted by the governmental entity- Persons providing services on the project ("subcontractor" in §406.096) - includes all persons or entities performing all or part of the services the contractor has undertaken to perform on the project, regardless of whether that person contracted directly with the contractor and regardless of whether that person has employees. This includes, without limitation, independent contractors, subcontractors, leasing companies, motor carriers, owner-operators, employees of any such entity, or employees of any entity which furnishes persons to provide services on the project. "Services" include, without limitation, providing, hauling, or delivering equipment or materials, or providing labor, transportation, or other service related to a project. "Services" does not include activities unrelated to the project, such as food/beverage vendors, office supply deliveries, and delivery of portable toilets. B. The contractor shall provide coverage, based on proper reporting of classification codes and payroll amounts and filing of any overage agreements, which meets the statutory requirements of Texas Labor Code, Section 401.011(44) for all employees of the Contractor providing services on the project, for the duration of the project. C. The Contractor must provide a certificate of coverage to the governmental entity prior to being awarded the contract. D. If the coverage period shown on the contractor's current certificate of coverage ends during the duration of the project, the contractor must, prior to the end of the coverage period, file a new certificate of coverage with the governmental entity showing that coverage has been extended. E. The contractor shall obtain from each person providing services on a project, and provide to the governmental entity: 1) a certificate of coverage, prior to that person beginning work on the project, so the governmental entity will have on file certificates of coverage showing coverage for all persons providing services on the project; and Page 17 2) no later than seven days after receipt by the contractor, a new certificate of coverage showing extension of coverage, if the coverage period shown on the current certificate of coverage ends during the duration of the project. F. The contractor shall retain all required certificates of coverage for the duration of the project and for one year thereafter. G. The contractor shall notify the governmental entity in writing by certified mail or personal delivery, within 10 days after the contractor knew or should have known, of any change that materially affects the provision of coverage of any person providing services on the project. H. The contractor shall post on each project site a notice, in the text, form and manner prescribed by the Texas Workers' Compensation Commission, informing all persons providing services on the project that they are required to be covered, and stating how a person may verify coverage and report lack of coverage. I. The contractor shall contractually require each person with whom it contracts to provide services on a project, to: 1) provide coverage, based on proper reporting of classification codes and payroll amounts and filing of any coverage agreements, which meets the statutory requirements of Texas Labor Code, Section 401.011(44) for all of its employees providing services on the project, for the duration of the project; 2) provide to the contractor, prior to that person beginning work on the project, a certificate of coverage showing that coverage is being provided for all employees of the person providing services on the project, for the duration of the project; 3) provide the contractor, prior to the end of the coverage period, a new certificate of coverage showing extension of coverage, if the coverage period shown on the current certificate of coverage ends during the duration of the project; 4) obtain from each other person with whom it contracts, and provide to the contractor: a) certificate of coverage, prior to the other person beginning work on the project; and b) a new certificate of coverage showing extension of coverage, prior to the end of the coverage period, if the coverage period shown on the current certificate of coverage ends during the duration of the project; 5) retain all required certificates of coverage on file for the duration of the project and for one year thereafter; 6) notify the governmental entity in writing by certified mail or personal delivery, within 10 days after the person knew or should have known, of any change that materially affects the provision of coverage of any person providing services on the project; and Page 18 7) contractually require each person with whom it contracts, to perform as required by paragraphs (1) - (7), with the certificates of coverage to be provided to the person for whom they are providing services. 3. By signing this contract or providing or causing to be provided a certificate of coverage, the contractor is representing to the governmental entity that all employees of the contractor who will provide services on the project will be covered by workers' compensation coverage for the duration of the project, that the coverage will be based on proper reporting of classification codes and payroll amounts, and that all coverage agreements will be filed with the appropriate insurance carrier or, in the case of a self insured, with the commission's Division of Self insurance Regulation. Providing false or misleading information may subject the contractor to administrative penalties, criminal penalties, civil penalties, or other civil actions. K. The contractor's failure to comply with any of these provisions is a breach of contract by the contractor which entitles the governmental entity to declare the contract void if the contractor does not remedy the breach within ten days after receipt of notice of breach from the governmental entity. Page 19 CONFLICT OF INTEREST QUESTIONNAIRE For vendor or other person doing business with local qc FORM CI This questionnaire reflects changes made to the law by H.B. 1491, 80th Leg., Regular Session. I OFFICE USE ONLY This questionnaire is being filed in accordance with chapter 176 of the Local Government Code by a Dare Received person who has a business relationship as defined by Section 176.001(1-a) with a local governmental entity and the person meets requirements under Section 176.006(a). By law this questionnaire must be filed with the records administrator of the local government entity not later than the 7th business day after the date the person becomes aware of facts that require the statement to be filed. See Section 176.006, Local Government Code. A person commits an offense if the person knowingly violates Section 176.006, Local Government Code. An offense under this section is a Class C misdemeanor. 1 Name of person who has a business relationship with local governmental entity. Douglas L. Varner, P.E. ❑ Check this box if you are filing an update to a previously filed questionnaire. (The law requires that you file an updated completed questionnaire with the appropriate filing authority not later than the 7m business day after the date the originally filed questionnaire becomes incomplete or inaccurate.) Name of local government officer with whom filer has an employment or business relationship. Katherine Barnett Name of Officer This section, (item 3 including subparts A, B, C & D), must be completed for each officer with whom the filer has an employment or other business relationship as defined by Section 176.001(1-a), Local Government Code. Attach additional pages to this Form CIQ as necessary. A. Is the local government officer named in this section receiving or likely to receive taxable income, other than investment income, from the filer of the questionnaire? 0 Yes 0 No B. Is the filer of the questionnaire receiving or likely to receive taxable income, other than investment income, from or at the direction of the local government officer named in this section AND the taxable income is not received from the local governmental entity? Q Yes 0 No C. Is the filer of this questionnaire employed by a corporation or other business entity with respect to which the local government officer serves as an officer or director, or holds an ownership of 10 percent or more? 0 Yes 0 No D. Describe each affiliation or business relationship. Si a of perso oing business with the governmental entity November 1, 2010 Date Adopted 0612912007 20 EXHIBIT A Definitions Project Team - Core City Sustainability staff to set the high level goals, lead the project's execution, and coordinate with the CDM team on a regular basis (Staff members include Kenny Banks, Katherine Barnett, and Victoria Venet). Steering Committee - A select group of City staff representing key departments and government functions that provide input on strategies / priorities for the Sustainability Plan. Sustainability Partners an invited group of external stakeholders that will participate in three workshops designed to help shape the Sustainability Plan by providing input on sustainability strategies 1 priorities, and engaging their constituencies to participate in the development and implementation processes. Regular Communications It is assumed that throughout the project, the CDM team will organize regular conference calls (anticipated to be weekly to start, bi-weekly after the first Workshop and Public Meeting) with the Project Team as needed to ensure effective communication and progress updates. A communications protocol will be established in the Kick-Off Meeting Summary Report deliverable from Task 1. TASK 1 - PRELIMINARY PLANNING & KICK-OFF MEETING This Task will include all work preliminary work leading up to the official kick-off meeting, the meeting and the Summary Report. Phase I Review: CDM will review the Phase I Sustainability Report, the Downtown Implementation Plan, and the Greenhouse Gas Inventory Report and synthesize relevant data from the Phase I Report on Denton's current sustainability status into a more useful format for future planning. Sustainability Partners Identification and Invitations: CDM will work with the Project Team to identify interests with a stake in the Sustainability Plan, potential Partner organizations that represent those interests, then individual members to invite to participate in the Steering Committee and as Sustainability Partners (Partners). CDM will work with the Project Team to prepare a list of potential candidates for Council consideration, and then send letter invitations to the Kick-off Meeting and the Partners Workshop respectively, following Council selection and approval. Draft Vision Statement, Goals, and "Mission & Guidelines": CDM will work with the Project Team to draft elements of a Vision Statement and identify top tier goals to discuss at the Kick-off Meeting with the Steering Committee, as well as a "Mission & Guidelines" document to guide Partners through the planning process: This document should explain what we are doing, why we need the partners help, the role the partners will play in the development of the plan, the role we hope the partners will play in continually supporting the plan during implementation, and our estimation of the time commitment that will be needed from the Partners. Draft Public Involvement Strategy: CDM will work with the Project Team to outline strategies and expectations for public involvement in a Draft Public Involvement Strategy. This will identify key organizations to assist with public participation and meeting attendance, any City staff resources and/or communications policies, and a variety of media to use in engaging the public in the process. Cm September 28, 2010 Page 11 Graphic Design & Brand Development: Based on this Draft Vision Statement, CDM will also develop some graphic design concepts, expanding on the City's Sustainable Denton brand and review these with the Project Team to determine a design aesthetic for the Sustainability initiative going forward. This brand will be incorporated into all materials and outreach and help to establish a motivational message based on the sustainability progress the City has already made and what it means to the average citizen. Kickoff Meeting & Draft Stakeholder Survey: Finally, CDM will facilitate a discussion with the Steering Committee to develop a draft project work plan and schedule and identify critical success factors through a 2-3 hour, in person Kick-Off Meeting. In addition, CDM will work with the Steering Committee to develop the stakeholder survey instrument described in Task 3. Task 1 Deliverables: Kick-Off Meeting Summary Report, including Draft Project Work Plan, schedule, critical success factors, a Draft Public Involvement Strategy, and a Draft Stakeholder Survey. The Summary Report will also include the Draft Vision Statement and top level goals to be vetted with the Partners at the 1"t workshop, and a "Sustainable Denton" graphic design concept for materials and outreach. A list of Sustainability Partners, letter invitations to those individuals, and a "Mission & Guidelines" document will also be delivered to outline the Partners role in the process. TASK 2 - SUSTAINABILITY PARTNERS WORKSHOPS CDM will organize and facilitate two (2) Workshops for the Sustainability Partners Workshops (2-3 hour in person meetings with the consulting team and the Project Team). The purpose of Partners Workshop 1 will be to present the "Mission & Guidelines" and to discuss the Partners' mission in the Plan development and implementation, the purpose of the project, a Sustainable Denton vision statement, and gather initial input from Partners for the Sustainability Plan. The survey instrument described in Task 3 will be administered in Workshop 1 as well. At the Partners Workshop 2 the consulting team will present the Draft Sustainability Plan and gather feedback on the strategies and implementation plan, prior to a public comment period. Task 2 Deliverable: Sustainability Partners Workshop Agendas, presentation materials, and Summary Reports (2) TASK 3 - DISTRIBUTE SURVEY & ANALYZE AND REPORT SURVEY RESULTS CDM will work with the Project Team to finalize a Sustainability Survey to gather input from the Partners and the public. The purpose of the survey will be twofold: to solicit ideas of sustainability strategies to consider in the Plan, and to gather input on how to prioritize those strategies down to a manageable number (20-30) to facilitate implementation and desirable outcomes. CDM will distribute the Survey electronically and on paper at the Partners Workshop 1 and Public Meetings (see Task 4), analyze data and summarize results in a brief report. The electronic survey should also be accessible through the City's Sustainability website. Survey results can also be summarized on the City's website from the Report deliverable. Task 3 Deliverable: Sustainability Survey Results Report - to be included as an Appendix to the Sustainability Plan. TASK 4 - PUBLIC MEETINGS CDM will work with the Project Team, the Steering Committee, the Partners and elected officials to organize and facilitate two (2) public meetings. Ideally, the Mayor and/or a City Council member will be in attendance and present opening remarks to demonstrate the City's high level commitment to the project. CDM will organize and execute outreach to key individuals and organizations to facilitate active and cm September 28, 2010 P a g e 12 diverse participation in the public meetings. The Public Involvement Strategy will be developed as part of Task 1 and will remain flexible so as to be able to respond to successful methods for encouraging participation - some methods for encouraging participation include flyers, in person meetings/announcements to key organizations, email list-serves, organizational newsletters and other regular publications, web-page announcements, DTV, and perhaps also through social media such as Facebook. These two meetings will occur the same week in different venues (to be determined) to provide an overview of the project purpose and schedule, present the Vision Statement and Goals, and invite ideas and input for the Sustainability Plan in terms of specific strategies and priorities. This may be accomplished through 3-4 smaller breakout sessions by topic. The paper survey will be available for the Public Meetings as well. CDM will compile the results of the public meetings into a Public Participation report to be included in the Sustainability Plan. The City will publish the information presented at the meetings and any photographs on the City's Sustainability website. CDM will provide content for the website. The City is responsible for website programming, design, updating, and hosting. Task 4 Deliverable: Public Participation Report - a summary of public input received and how it will be incorporated into the planning process, to be included as an Appendix to the Sustainability Plan. TASK 5 - SWOT MEETING CDM will compile and consolidate the sustainability strategy ideas collected through public meetings, survey, Kickoff Meeting, Partners Workshops, and other venues into one list of potential strategies for inclusion in the Plan. CDM will develop a Prioritization Framework with the project Team and the results of the survey instrument to assist in ranking the proposed strategies according to a number of prioritization criteria as identified through the Framework development. Some of these criteria will likely include return on investment, triple bottom line, and any other key factors such as resources available and emissions reduction potential. The consulting team, working with the Project Team, will utilize the criteria and a simple, qualitative scoring system to apply the prioritization framework to the proposed strategies. The outcome will be a numerical score assigned to each proposed strategy to help rank strategies according to the framework criteria. This numerical score is not the final answer, as other political priorities may arise - rather, it provides a backdrop to facilitate decision-malting. This will be accomplished through conference calls and e-mail exchanges and one formal meeting. This list of prioritized strategies will form the basis of the SWOT meeting. Steering Committee and Partners members will be invited to the SWOT meeting to discuss the top strategies from the prioritization framework, to identify any critical gaps or challenges, and to identify key performance metrics and implementation actions. Task 5 Deliverable. A prioritized list of strategies consolidated from the public process and one meeting with the Project Team to finalize that list. One SWOT meeting with the Project Team, Steering Committee and Partners and a Summary Report. TASK 6 - DRAFT SUSTAINABILITY PLAN Prior to Draft Sustainability Plan development, CDM will present an update on progress to date to the Committee on the Environment (COE) to gather initial input and guidance. CDM will present draft prioritized list of strategies, key performance metrics and implementation actions to the COE for input and feedback. CDM September 28, 2010 P a g e 13 CDM will develop the Draft Sustainability Plan based on the Vision for a Sustainable Denton, the top level sustainability goals, and a targeted number of sustainability strategies (20-30). The plan will identify strategies for meeting sustainability goals and metrics for measuring progress, including policies, projects and program development. The draft plan will also layout a short-term implementation plan for 3-5 years, to be accompanied by an implementation and communications tool as identified in Task 7. The plan will also accommodate goals and strategies - in less detail - that may be more appropriate for longer-term consideration. Before the Draft Plan is opened up to public review (CDM suggests a 30 day comment period) CDM will assist the Project Team in presenting the Draft Plan to the Partners and the Steering Committee, and in presenting the Draft Plan to the City Council. Task 6 Deliverable: COE presentation prior to Draft development. Draft Sustainabillty Plan in electronic format for review. Presentations to Partners (see Task 2 - Workshop 2), the Steering Committee and the City Council prior to public comment period. TASK 7 - DRAFT IMPLEMENTATION & COMMUNICATION TOOL Concurrent with the review period for the Draft Sustainability Plan, CDM will work with the Project Team to develop a draft data management tool for tracking progress and communicating results. This web- based tool will provide data management capabilities to track progress and metrics, and will include dashboard and reporting functions to visually communicate results both internally and externally. The following provides a description of the major functions of the proposed tracking system. CDM will work with the Steering Committee to refine the purpose and functions of the tool at the Kick-off Meeting and following review of the Draft Sustainability Plan. The Prioritization Framework as developed in Task 5 above will also serve to guide the development of metrics or "key performance indicators" (KPI's) for tracking and dashboard management. Management Dashboard - Information Portals and Dashboards typically provide a mechanism to integrate data from existing information systems and deliver "management at a glance" - visualization of KPI's and trends that support decision-making. The Dashboard aids stakeholders at multiple levels in recognizing and responding to business events, project status, and progress towards critical goals. The tool will include a management dashboard that presents a high-level summary of data from the system. For example, the dashboard will present summaries of strategy progress to date reported across relevant project dimensions such as by City department or by high-level goals. Operational Data Component - The data presented in the tool will be managed via an operational data component which will be available to appropriate stakeholders to add, edit and delete project tracking data. Examples of the type of data tracked in the system may include water consumed at public facilities, or vehicle miles traveled by City staff. The intent is to utilize data that are already readily available to City staff to minimize data collection and quality management requirements. CDM will work with the Project Team to identify KPI's that represent the goals of the project, but that also facilitate measurement and verification. Reporting - The tool will also include reporting functionality that provides the ability to export tool information to Word, Excel or PDF. A "progress report" functionality will be developed to allow the users to report out to upper management as well as elected officials. Sign-On - The tool will include a sign-on component to manage users by role, such as by City department. The system can include a "general public" non-credentialed user, if public access is needed. Public Website - CDM will also provide a template and design assistance to create a Sustainable Denton Scorecard for the public website to showcase progress and increase engagement. The scorecard will be created externally as a PDF or other stand alone document and posted to the website by the City. cm September 28, 2010 Page 14 Task 7 Deliverable: Draft Data Tracking & Implementation Tool (containing all of the elements outlined within this task) for Project Team Review and Testing. TASK 8 - FINAL PLAN & IMPLEMENTATION AND COMMUNICATIONS TOOL Following Steering and Stakeholder Committee review of Task 5 and 6 deliverables, and a public comment period, CDM will finalize the Sustainability Plan and Data Tracking & Implementation Tool. CDM will work with the Project Team, Steering committee, and Partners to organize a multi-media, multi- organizational launch of the Sustainability Plan, and determine a feasible strategy for ongoing collaboration between the City and the Partners. Task 8 Deliverables: Final Sustainability Plan (electronic format); Data Tracking & Implementation Tool (web-based); and a Presentation (powerpoint) summarizing the Sustainability Plan and ongoing implementation for City communications purposes. CDM will also present the Final Plan to City Council. com September 28, 2010 P a g e 15 ° ° ~ o n rn ro o ° a o 00 CY En m m es v3 ~ air ~ cc C)l 0 0 0 0 0 o a- 0 0 ,n o e4 rn - 0 0 rz m o ° W ri v C o M ao o., e3 c 0 co a rn u~ N N N O r r EH m N. N. N a N C4 q;r It H} [O N 7 m Q ~ 4-1 N- Ol0 0. O. CV co N 64 ~ IR C. .OD a N- 'CU W Lo 0 y} r N N a a0r C%l W tOU v a co R.. 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CA F-. c- P J, Y CL .m. 2 C o Emmoiacf~'cnmfl rnaoca.~ y~ 9 mac a.E cpo a m N uy ir S a.°_ o m_ aai F °tf a c ±a :3 Z' m tow c7 to `w ►.0 c d m E ami ca a N nov] m Tam _ c ca'~ m = w 0 0T r ~ 0 YNm z ° tm E~ o io T o •g v 0 m -a c r'oa. 0 U)n_ 0 O.p 0 0 l9 W pO ° w. ~ mad E c t c' w z m ` a p C c _ m E c~ c = 0>m0mv d3-¢ N p a F cOcCs~ F as _U 4 Y m ui m CA O CL o N m m c co tiamp m rom ma~UJ N3~~ a°o..O;C;iE yam ~O a s m cc a emu) , ~•Ec caa pmmd Y O o~ c tuy o a c N ro E m "i v g m v 'n p ° co Q o u, m nn 4D u] 3 c 0 N Yris0Zca.>-mwE rYp wm ~$~yY OtLYW YErcy ag m °o °oca~m~a m.~s cE aymN "oOEmm-m W oNt F Y Nfl~ 3 m oF~co F U) U) F d 3 ~.p Q E 8 N~ Fd of iLHfn Q W This page left blank intentionally . AGENDA INFORMATION SHEET AGENDA DATE: November 16, 2010 Questions concerning this acquisition may be directed DEPARTMENT: Materials Management to Mike Ellis, 349-8424. ACM: Jon Fortune SUBJECT Consider adoption of an ordinance approving the expenditure of funds for the purchase of software and hardware for the E.J. Ward Automated Fuel Management System to be installed at the Fuel Island and Trick Wash Facility at the City of Denton Landfill available from only one source in accordance with the provision for State Law exempting such purchases from requirements of competitive bids; providing for the expenditure of funds therefor; and providing an effective date (File 4610-Purchase of Software/Hardware for Fuel Management System to E.J. Ward, Inc. in the amount of $68,429). BID INFORMATION Fleet Management utilizes E.J.Ward Fuel Management software and hardware to manage the use of fuel per piece of equipment throughout the City's departments. We currently have this installed at the Service Center Fuel Island. However, with the constriction of the Fuel Island and Trick Wash Facility at the Solid Waste Landfill, Fleet Services must install new software and hardware at the new site. The software being used at the current Landfill fuel site is outdated and requires manual downloads in various weather conditions. The new software and hardware will be completely automated and used at the fuel island to charge departments for usage per piece of equipment. The E.J. Ward Fuel Management system will be updated several times on a daily basis through transmissions from the Fuel Island and Trick Wash Facility. Fleet Services desires to continue using the E.J.Ward Fuel Management system as it records fuel usage per vehicle or equipment, records high speed incidents, accurate mileage reporting in which will be helpful in calculating the carbon footprint for each piece of equipment, and other details by unit. This fuel management system is integrated with the Fleet Management software called FASTER, which is currently being used to monitor equipment costs, maintenance and repair costs, age, and to calculate replacement schedules. The continued progress of this Fuel Island and Trick Wash Facility project depends upon the purchase of this software and hardware from E.J.Ward, Inc. Please note that the delay of this project could cost the City of Denton in daily charges by the constriction company. PRIOR ACTION/REVIEW (COUNCIL, BOARDS, COMMISSIONS) Public Utilities Board recommended approval of the Fuel Island and Trick Wash Facility project on October 12, 2009. Agenda Information Sheet November 16, 2010 Page 2 City Council approved the constriction of the Fuel Island and Trick Wash Facility on December 1, 2009. RECOMMENDATION Approve the award to E.J.Ward, Inc., in the amount of $68,429 for the purchase of software and hardware for the E.J. Ward Automated Fuel Management System to be installed at the Fuel Island and Trick Wash Facility. PRINCIPAL PLACE OF BUSINESS E.J. Ward, Inc. San Antonio, TX ESTIMATED SCHEDULE OF PROJECT The purchase and delivery will begin upon Council approval and is estimated to be completed within 30 days after the signing of the contract. FISCAL INFORMATION This item will be funded from account 660051591.1365.30100 - Solid Waste Trick Wash Facility in the amount of $12,475. Requisition 100975 in the amount of $5,000 has been entered in the Purchasing software system for the hardware. Requisition 100996 in the amount of $7,475 has been entered for the software portion. This item will also be funded from account 820100.6512 - Fleet Services Fuel Island in the amount of $55,954. Requisition 100994 in the amount of $44,779 has been entered in the Purchasing software system for the hardware. Requisition 100995 in the amount of $11,175 has been entered for the software portion. EXHIBITS Exhibit 1: E.J.Ward, Inc., Price Quotation Exhibit 2: E.J.Ward, Inc., Sole Source Letter Respectfully submitted: .J Antonio Puente, 349-7283 Assistant Director of Finance I AIS-File 4610 Exhibit 1 Terry Kader October 27, 2010 City of Denton Denton Texas RE: Price Quote - F.J. Ward Automated Fuel Management System F.J. Ward, Inc. (Ward) is pleased to submit this Price quote to City of Denton, as you know Ward has led the industry for more than 36 years in developing the most advanced fuel management technology. As the leading fuel management solutions provider, Ward brings a new level of product reliability, technical support, and integrated systems solutions unmatched in today's industry. This proposal reflects our comprehensive expertise in providing City of Denton the most innovative and advanced fuel management technology available. As you learned, our advanced systems represent the industry's most reliable technology and are designed to meet your current needs while offering the greatest flexibility to expand with your future requirements. Our solutions provide the most robust foundation for future fleet technology expansion with minimal cost. This scalable system approach is unique and is what distinguishes Ward as the "Lowest Total Cost of Ownership" supplier from other fuel management system manufactures. Please review the attachments and do not hesitate to call for clarifications as the need may arise. In summary E.J. Ward will provide: Proven Exveriwce - Leader in fuel management in the U.S. - 1,000's of fuel management implementations - 35 years fuel management expertise d" i Regional based technical support team 24 hour customer/technical support - Dedicated project manager Compri pensive training program Thank you in advance, City of Denton Fuel t System Addition $49,779.00 Lee Christensen - Western Regional Sales Manager 8801 Tradeway San Antonio, TX 78217 leechris@_eiward.com ( San Antonio Office- 210.824.7383 1 Mobile- 210.601.4436 ( Fax 210.824.2031 8801 Tradeway • San Antonio, Texas 78217 P 210.8243383 • F 210.824.2031 ® www.ejward.com PRICING and NOTES CONFIDENTIAL AND PROPRIETARY INTENDED jR CITY OF DENTON USE ONLY DF ! r ON C/ H D FUEL ST T")N Ward Car Wash Control Terminal (FCT-XT) -FCT XT -1 1 $5,000.00 $5,000.00 Car Nash Control Wgstripe Reader- Alpha-Numeric Keypad - VIT and CANceiver Ready TCP/IP LAN Card Ward Fuel Control Terminal (FCT- XT) - Pedestal Mount Kit 3 $650.00 $1,950.00 Ward Fuel Control Terminal (FCT-RT) - FCT-RT- 1-5 Hose 3 $6,000.00 $18,000.00 Hose count_2-4's__ and 1-for bulk 1 hose Nlagstripe Reader, - Alpha-Numeric Keypad -VIT and CANceiver Ready TCP/IP LAN Card, Veeder Root TLS-350 with Printer, Probe Interface Board, Four relay output Board, 1 $6,930.00 $6,930.00 8 Input Interstitial Board, and Network Board Veeder Root Probes with Floats and Cap and ring (Lot) 1 $6,804.00 $6,804.00 Veeder Root Leak Detection K/lonitors (Lot) 1 $5,695.00 $5,695.00 Dispenser SP1 Pulser with Installation 8 $275.00 $2,200.00 Hose Wdule Kit 8 $300.00 $2,400.00 Freight (estimated) 1 $ 800.00 $800.00 M Total $49,779.001 8801 Tradeway • San Antonia, Texas 78217 P 210.824.7383 ® F 210.824.2031 • www.ejward.co NOTES: Ward Fuel View Whin Client pricing assumes City of Denton will provide Microsoft SQL Server 2000, 2003 or 2008 or newer database license and backup software. SQL Server 7.0 or SQL Lite not supported. Customer will provide Adobe JRUN unless noted in the quotation. 4. Final Wiring, System Startup, Testing and Hardware Training 8801 Tradeway • San Antonio, Texas 78217 P 210.824.7383 • F 210.824.2031 • www.ejward.com 5. A System Maintenance Contract is available. i. Contract factory within 60 days of warranty expiration or sooner to review options Hardware and software labor rates - Standard work week - Monday - Friday, 8 - 5p.rn Current Standard "Preferred" rates for the uroose of this agreement are defined as. 7. Custom Reports and Software Changes i. A minium charge will be assessed for all custom reports, report modifications, and changes to the Ward software systems. ii. Charges above the minium will be billed at the standard software hourly rate or a rate set by Ward based on the complexity of the request. 8. The pricing in this quotation does not include any applicable tax, permits, or fees and is valid for sixty (60) days from its receipt. 9. Contractors must possess a valid reseller certificate where applicable. i. Ward will not ship materials without a valid certificate; this will cause a signiviant delay in quoted lead times. 8801 Tradeway • San Antonio, Texas 78217 P 210.824.7383 • F 210.824.2031 • www.ejward.com Terry Kader October 27, 2010 City of Denton Denton Texas RE: Price Quote - E.J. Ward Automated Fuel Management System E.J. Ward, Inc. (Ward) is pleased to submit this Price quote to City of Denton, as you know Ward has led the industry for more than 36 years in developing the most advanced fuel management technology. As the leading fuel management solutions provider, Ward brings a new level of product reliability, technical support, and integrated systems solutions unmatched in today's industry. This proposal reflects our comprehensive expertise in providing City of Denton the most innovative and advanced fuel management technology available. As you learned, our advanced systems represent the industry's most reliable technology and are designed to meet your current needs while offering the greatest flexibility to expand with your future requirements. Our solutions provide the most robust foundation for future fleet technology expansion with minimal cost. This scalable system approach is unique and is what distinguishes Ward as the "Lowest Total Cost of Ownership" supplier from other fuel management system manufactures. Please review the attachments and do not hesitate to call for clarifications as the need may arise. in summary E.J. Ward will provide: ProvegYAqgn6gq0 - Leader in fuel management in the U.S. - 1,000's of fuel management implementations - 35 years fuel management expertise - Regional based technical support team - 24 hour customer/technical support - Dedicated project manager - Comprehensive training program Thank you in advance, e Sol J Completely Integrated Systems: o Fuel Management o GPS o Tire Pressure Management The industries only integrated provider i of Denton Fuel Management System Addition $18,650.00 Lee Christensen -Western Regional Sales Manager 8801 Tradeway O San Antonio, TX • 78217 leechris apeiward.com I San Antonio Office- 210.824.7383 1 Mobile- 210.601.4436 1 Fax 210.824.2031 8801 Tradeway • San Antonio, Texas 78217 P 210.824.7383 • F 210.824.2031 • www.ejward.com PRICING and NOTES CONFIDENTIAL AND PROPRIETARY INTENDED FUR CITY OF DENTON USE ONLY DE TON C I I D FUEL STATION 1 $3,500.00 $3,500.001 1 $1,500.00 $1,500.00 1 $750.00 $750.00 -1 --i6,150.00 $6,150.00 5 $1,350.00 $6,750.00 Total $18,650.01 8801 Tradeway • San Antonio, Texas 78217 P 210.824.7383 • F 210.824.2031 • www.ejward.co TES: Ward Fuel View Thin Client pricing assumes City of Denton will provide Microsoft SQL Server 2000, 2003 or 2008 or newer database license and backup software. SQL Server 7.0 or SQL Lite not supported. Customer will provide Adobe JRUN unless noted in the quotation. 8801 Tradeway • San Antonio, Texas 78217 P 210.824.7383 • F 210.824.2031 • www.ejward.com 5. A System Maintenance Contract is available 9. Contractors u ~se~s a v li reveller i irate here lice le. i. Ward will not ship materials without a valid certificate; this will cause a signiviant delay in quoted lead times. 8801 Tradeway • San Antonio, Texas 78217 P 210.824.7383 • F 210.824.2031 • www.ejward.com EJ WARD COST FOR CAR WASH & FUEL STATION Hardware DESCRIPTION CITY SW FLT Total Ward Car Wash Control Terminal (FCT-XT) 1 $ 5,000.00 $ 5,000.00 Ward Fuel Control Terminal (FCT-XT) Pedestal Mount Kit 3 $ 1,950.00 $ 1,950.00 Wad Fuel Control Terminal (FCT-RT) 3 $ 18,000.00 $ 18,000.00 Veeder Root TLS-350 1 $ 6,930.00 $ 6,930.00 Veeder Root Probes w/ Floats & Cap & Ring 1 $ 6,804.00 $ 6,804.00 Veeder Root Leak Detection Monitors (lot) 1 $ 5,695.00 $ 5,695.00 Dispenser SP1 Pulser w/ Installation 8 $ 2,200.00 $ 2,200.00 Hose Module Kit 8 $ 2,400.00 $ 2,400.00 Freight (estimated) 1 $ 800.00 $ 800.00 Total by Fund $ 5,000.00 $ 44,779.00 $ 49,779.00 EJ WARD COST FOR CAR WASH & FUEL STATION SOFTWARE DESCRIPTION CITY SW FLT Total Software Support for Car Wash Terminal Project Management TLS Probe Installation Electrical Installation (1/4 SW; 3/4 Fleet) EJ Ward Final Wiring, System Start up, Testing (1/4 SW; 3/4 Flt) 1 1 1 1 5 $ 3,500.00 $ 750.00 $ 1,537.50 $ 1,687.50 750 $ 750.00 $ 4,612.50 $ 5,062.50 $ 3,500.00 $ 1,500.00 $ 750.00 $ 6,150.00 $ 6,750.00 Total by Fund $ 7,475.00 $ 11,175.00 $ 18,650.00 GRAND TOTAL OF PROJECT $ 12,475.00 $ 55,954.00 $ 68,429.00 ~ kS cvr~ ~5 r^ ~uj l V) 1 7Z._ Ig vt o ~~I 6~ b- t a u EA c) 'y _ C j P J - Lu c e 11 J (u r~ a r~ Exhibit 2 TP5 8801 Tradeway San Antonio, TX 78217 October 20, 2010 Robyn Forsyth Fleet Management Department City of Denton 215 East McKinney Street Denton, Texas 76201 Dear Ms. Forsyth For more than 36 years EJ Ward Inc. has developed the most advanced fuel management technology and became a leading fleet asset management solutions provider. Ward's solutions offer a new level of product reliability, technical support, and integrated systems unmatched in today's industry. This comprehensive expertise will be leveraged in providing the City of Denton with the most innovative and advanced fuel management technology available. EJ Ward Inc. (Ward) is the original equipment manufacturer (OEM) of the Ward Fuel View Automated Fuel Management System (AFMSTM) and the Ward Fleet View Asset Tracking System (ATSTM) EJ Ward, Inc. owns the intellectual property rights to its Automated Fuel Management System (AFMS), Telematics GPS /AVL system, Related Software Programs, Communication Systems and Documentation. E.J. Ward, Inc. is the sole supplier and support agent direct or through its authorized agents of its fuel control terminals and all internal components, including but not limited to mother boards, communications controllers, EPROMS / firmware and related software programs and documentation utilized in the Automated Fuel Management System (AFMS), Telematics GPS /AVL systems. At this time, Ward has not certified any other fuel management technology, vehicle installed devices or global positioning system's (GPS) based tracking devices other than those offered directly by Ward to be installed in conjunction with or plugged into the vehicle Engine Control Module (ECM) port (e.g. OBD II etc.) in parallel with the Ward CANceiverTM. Only the Ward supplied devices are certified to operate simultaneously with the Ward fuel management system or its CANceiverTM while plugged into the vehicle ECM. Installing non-certified devices may affect operations of the Ward AFMS, the CANceiverTM, as well as potential vehicle functionality. If you have any questions, please don't hesitate to give me a call Regards, Robert E. Kettyle - Director of Sales 8801 Tradeway • San Antonio, TX • 78217 rkettyle( eiward.com I San Antonio Office 210.824.7383 1 Mobile 713.806.3711 1 Web Fax 281.754.4842 1 Office Fax 210.824.2031 ORDINANCE NO. AN ORDINANCE APPROVING THE EXPENDITURE OF FUNDS FOR THE PURCHASE OF SOFTWARE AND HARDWARE FOR THE E.J. WARD AUTOMATED FUEL MANAGEMENT SYSTEM TO BE INSTALLED AT THE FUEL ISLAND AND TRUCK WASH FACILITY AT THE CITY OF DENTON LANDFILL AVAILABLE FROM ONLY ONE SOURCE IN ACCORDANCE WITH THE PROVISION FOR STATE LAW EXEMPTING SUCH PURCHASES FROM REQUIREMENTS OF COMPETITIVE BIDS; PROVIDING FOR THE EXPENDITURE OF FUNDS THEREFOR; AND PROVIDING AN EFFECTIVE DATE (FILE 4610-PURCHASE OF SOFTWAREMARDWARE FOR FUEL MANAGEMENT SYSTEM TO E.J. WARD, INC., IN THE AMOUNT OF $68,429). WHEREAS, Section 252.022 of the Local Government Code provides that procurement of items that are only available from one source, including; items that are only available from one source because of patents, copyrights, secret processes or natural monopolies; films, manuscripts or books; electricity, gas, water and other utility purchases; captive replacement parts or components for equipment; and library materials for a public library that are available only from the persons holding exclusive distribution rights to the materials; and need not be submitted to competitive bids; and WHEREAS, the City Council wishes to procure one or more of the items mentioned in the above paragraph; NOW, THEREFORE, THE COUNCIL OF THE CITY OF DENTON HEREBY ORDAINS: SECTION 1. The following purchase of materials, equipment or supplies, as described in the "File" listed hereon, and on file in the office of the Purchasing Agent, and the license terms attached are hereby approved: FILE NUMBER VENDOR AMOUNT 4610 E.J. Ward, Inc. $68,429.00 SECTION 2. The City Council hereby finds that this bid, and the award thereof, constitutes a procurement of items that are available from only one source, including, items that are only available from one source because of patents, copyrights, secret processes or natural monopolies; films, manuscripts or books; electricity, gas, water and other utility purchases; captive replacement parts or components for equipment; and library materials for a public library that are available only from the persons holding exclusive distribution rights to the materials; and need not be submitted to competitive bids. SECTION I The acceptance and approval of the above items shall not constitute a contract between the City and the person submitting the quotation for such items until such person shall comply with all requirements specified by the Purchasing Department. SECTION 4. The City Manager is hereby authorized to execute any contracts relating to the items specified in Section 1 and the expenditure of funds pursuant to said contracts is hereby authorized. SECTION 5. This ordinance shall become effective immediately upon its passage and approval. PASSED AND APPROVED this the day of 12010. MARK A. BURROUGHS, MAYOR ATTEST: JENNIFER WALTERS, CITY SECRETARY BY: APPROVED AS TO LEGAL FORM: ANITA BURGESS, CITY ATTORNEY BY: 4-ORD-File 4610 This page left blank intentionally . AGENDA INFORMATION SHEET AGENDA DATE: November 16, 2010 DEPARTMENT: Finance ACM: Jon Fortune SUBJECT Consider adoption of an ordinance waiving the City of Denton allocation of Recovery Zone Bonds; designating Fort Bend County as the designee; and declaring an effective date. BACKGROUND Pursuant to the American Recovery and Reinvestment Act (ARRA) of 2009, a new bond program was created for certain counties and large municipalities. Under this new program, Recovery Zone Bonds can be issued for qualified economic development or business purposes in areas formally designated as a recovery zone. The purpose of the program is to provide the issuer with an opportunity to reduce interest costs on eligible projects by utilizing a federal subsidy. There are two types of Recovery Zone Bonds: (1) Recovery Zone Economic Development Bonds are a type of taxable Build America Bonds that allow state and local governments to obtain lower borrowing costs by receiving a direct federal payment subsidy, for 45 percent of the interest, to finance a broad range of qualified economic development projects, such as job training and educational programs; (2) Recovery Zone Facility Bonds are a type of traditional tax-exempt private activity bond that may be used by private businesses in designated recovery zones to finance a broad range of depreciable capital projects. The ARRA authorizes the issuance of Recovery Zone Bonds on or before January 1, 2011, after which the authorization will expire unless extended by Congress. The City of Denton was awarded an allocation of $1,657,000 in Recovery Zone Economic Development Bonds and $2,488,000 in Recovery Zone Facility Bonds. After consultation with the City's financial advisor and bond counsel, staff has concluded that the City's Recovery Zone Bond allocation is too small to be of any use to the City. In addition, the City does not have an eligible planned project for which these bond proceeds can be applied. Further, since these bonds must be issued by the end of the year, there is insufficient time for the City to close on any such bond sale. The Texas Bond Review Board has established a voluntary program for the reallocation of Recovery Zone Bonds that are waived by their initial recipients. Recovery Zone Bonds can be waived entirely by the recipient, or they may be designated to another entity. While no other entity in the immediate area has requested a designation, Fort Bend County (see exhibit 1) has requested the City of Denton's allocation. Since staff can identify no other purpose for the Recovery Zone Bond allocation, we recommend that the City of Denton's entire allocation be designated to Fort Bend County. Agenda Information Sheet November 16, 2010 Page 2 EXHIBITS City of Sugar Land, Ft. Bend County Letter Ordinance Respectfully submitted: Bryan Langley Chief Financial Officer CITY SUGAR LAND OFFICE OF MAYOR JAMES A. THOMPSON October 27, 2010 Mayor Mark A. Burroughs City of Denton. 215 E. McKinney Street Denton, TX 76201 Re: Recovery Zone Facility Bond Waiver Request Dear Mayor Burroughs: As you may be aware, your city received an initial allocation for Recovery Zone Facility Bonds, a type of tax-exempt private activity bond created by the American Recovery and Reinvestment Act, passed by Congress in February 2009. Unused Recovery Zone Facility Bond allocations are now in the process of being made available to cities and counties which did not receive an initial allocation under the program but have eligible projects. These bonds must be issued prior to January 1, 2011, after which point the funds will disappear. At this late stage, cities which have not already applied with eligible projects would most likely not meet this deadline due to the length of the application process. Based on the fact.that your city's initial Recovery Zone Facility Bond allocation has not been utilized and there are no pending applications on file with the State, we respectfully request that your City waive its Recovery Zone Facility Bond allocations to allow the opportunity for other Texas communities to benefit from the program. A project located in our County, Fort Bend, is one such project that has applied for the Recovery Zone Facility Bonds under the reallocation process. As such, we are respectfully requesting that our fellow municipalities with available, unused Recovery Zone Facility Bond funds waive and designate that allocation directly to Fort Bend County. This can be done by action of your governing body and completion of the attached waiver and designation form. Otherwise, unutilized funds will be dissolved. More information on the Recovery Zone Bonds and the reallocation process is available on the Texas Bond Review Board RZFB webpage: http://www.brb.state.tx.us/RZBs/RZBs.aspx Please do not hesitate to contact Regina Morales with any questions at 281-275-2229. We request that you notify us via return e-mail (ecodev@sugarlandtx.gov) if you will agree to waive or designate your funds. Thank you for your consideration. Sincerely, A. Thompson Recovery Zone Facility Bond Waiver Forms 2700 TOWN CENTER BLVD NORTH • P.O. BOX 110 • SUGAR LAND TX 77487-0110 •281/275-2710 • FAx 281/275-2721 s:Aegahour documentslordinances\10\recoveryzonebonds.doc ORDINANCE NO. AN ORDINANCE WAIVING THE CITY OF DENTON ALLOCATION OF RECOVERY ZONE BONDS; DESIGNATING FORT BEND COUNTY AS THE DESIGNEE; AND DECLARING AN EFFECTIVE DATE. WHEREAS, pursuant to Section 1401 of the American Recovery and Reinvestment Act of 2009 (ARRA) and Section 6.04 of Internal revenue Service Notice 2009-50, the City of Denton has been allocated volume cap authority to issue Recovery Zone Bonds (RZBs); and WHEREAS, the RZB allocations consist of authority to issue Recovery Zone Economic Developments Bonds (RZEDBs) and Recovery Zone Facility Bonds (RZFBs); and WHEREAS, the Governor of the State of Texas has established a voluntary program, which shall expire on January 1, 2011, for the reallocation by the State of Texas of RAEDB and RZFB volume cap allocations and has directed the Texas Bond Review Board (BRB) to administer the program; and WHEREAS, local governments electing to waive RZB allocations may, at their option, express a preference that waived allocations be reallocated by the State of Texas to a designated local government and project use (Designee); and WHEREAS, the City Council hereby finds that the allocation to the City of Denton is too small to be of use to the City, and WHEREAS, the City of Sugarland, Texas has requested the City of Denton to waive its RZB allocation in favor of Fort Bend County, Texas; and WHEREAS, the City Council hereby finds that it is in the best interest of the City to waive its RZB allocation in favor of Fort Bend County, Texas; NOW, THEREFORE, THE COUNCIL OF THE CITY OF DENTON HEREBY ORDAINS: SECTION 1. The City of Denton allocation of Recovery Zone Bonds (RZBs) is hereby waived. SECTION 2. Fort Bend County, Texas is hereby designated as the Designee for the City of Denton's allocation of Recovery Zone Bonds (RZBs). SECTION 3. This Ordinance shall become effective immediately upon its passage and approval. PASSED AND APPROVED this the day of 2010. MARK A. BURROUGHS, MAYOR sAlegaAour documents)ordinances1101recoverymnebonds.doc ATTEST: JENNIFER WALTERS, CITY SECRETARY BY: APPROVED AS TO LEGAL FORM: ANITA BURGESS, CITY ATTORNEY BY: This page left blank intentionally . AGENDA INFORMATION SHEET AGENDA DATE: November 16, 2010 DEPARTMENT: City Manager's Office CMM: George Campbell SUBJECT Consider adoption of an ordinance of the city of Denton, Texas, establishing the new Public, Education and Government (PEG) subscriber fee rate as one percent of the cable providers' gross revenue; authorizing and directing the City Manager or his designee to execute a letter to all Denton cable providers; and declaring an effective date. BACKGROUND The City's local franchise agreement with Charter Communications expires on January 1, 2011. Pursuant to Section 66.006 of the Texas Utility Code in regards to Public, Education, and Government (PEG) subscriber fees, "On the expiration of the incumbent cable service provider's agreement, the holder of a state-issued certificate of franchise authority shall pay a municipality in which it is offering cable service or video service 1 percent of the provider's gross revenues, or at the municipality's election, the per subscriber fee that was paid to the municipality under the expired incumbent cable service provider's agreement." FILE INFORMATION During this transition from local franchise to state franchise, the City has a one-time opportunity to change the PEG subscriber fee collected by all cable providers. Pursuant to City of Denton Ordinance 2004-181 and pursuant to section 66.009 of the Texas Utility Code, all cable providers within the Denton city limits are required to collect a PEG fee from every cable subscriber. Our PEG fee is $0.50 per subscriber, per month and remitted to the City on a quarterly basis. The FCC restricts the use of this PEG fee, allowing the funds only to be used to acquire additional PEG production equipment, capital, and other lawful PEG purposes. An analysis of the last four quarterly PEG fee payments at the current $0.50 per subscriber resulted in fees totaling $154,913. Changing the fee to one percent of gross revenues would produce a comparable $248,537. The PEG fee election authorized by the City Council must be conveyed to the cable providers in a timely fashion to allow the collection of the fee to begin on January 1, 2011, which is the expiration date of Charter Communications local franchise agreement. RECOMMENDATION Staff recommends the City elect to change the Public, Education, and Government (PEG) subscriber fee, from $0.50 per subscriber, per month, to one percent of the gross revenue of the cable provider effective January 1, 2011. FISCAL INFORMATION The City asks that PEG fee payments continue to be made quarterly, so as to remain consistent with the other cable system payments in Denton. The payment shall be made to the City no later than 45 days after the expiration of the date for which payment is due. A complete and accurate verified statement of the total cable subscriber count during the period for which the quarterly payment is made must accompany each payment. Respectfully submitted: 4z2j~ z4L~ Betty Williams Director of Administrative Services Prepared by: MM41192 Billy Matthews Cable Television Supervisor lk~ salegallour docurnentslordinances%10\peg subscriber fee ord.docx ORDINANCE NO. AN ORDINANCE OF THE CITY OF DENTON, TEXAS, ESTABLISHING THE NEW PUBLIC, EDUCATION AND GOVERNMENT (PEG) SUBSCRIBER FEE RATE AS ONE PERCENT OF THE CABLE PROVIDERS' GROSS REVENUE; AUTHORIZING AND DIRECTING THE CITY MANAGER OR HIS DESIGNEE TO EXECUTE A LETTER TO ALL DENTON CABLE PROVIDERS; AND DECLARING AN EFFECTIVE DATE. WHEREAS, pursuant to section 66.006 of the Texas Utility Code in regards to Public, Education, and Government (PEG) subscriber fees, "On the expiration of the incumbent cable service provider's agreement, the holder of a state-issued certificate of franchise authority shall pay a municipality in which it is offering cable service or video service one percent (1%) of the providers' gross revenues, or at the municipality's election, the per subscriber fee that was paid to the municipality under the expired incumbent cable service provider's agreement;" and WHEREAS, during this transition from local franchise to state franchise, the City has a one-time opportunity to change the PEG subscriber fee collected by all cable providers; and WHEREAS, pursuant to City of Denton Ordinance 2004-181 and pursuant to section 66.009 of the Texas Utility Code, all cable providers within the Denton city limits are required to collect a PEG fee from every cable subscriber; and WHEREAS, the City's PEG fee is $0.50 per subscriber, per month and remitted to the City on a quarterly basis; and WHEREAS, the City Council finds that it is in the interest of the City of Denton to establish the PEG subscriber fee as one percent of the cable providers gross revenue per month; NOW, THEREFORE, THE COUNCIL OF THE CITY OF DENTON HEREBY ORDAINS: SECTION 1. The findings and recitations contained in the preamble of this ordinance are incorporated herein by reference. SECTION 2. The City Council approves setting the PEG subscriber fee as one percent of the cable providers' gross revenue per month effective January 1, 2011. SECTION 3. The City Council approves that the PEG subscriber fee be remitted quarterly no later than 45 days after the expiration of the date for which payment is due. 7 salegallour documentslordinancesl10lpeg subscriber fee ord.docx SECTION 4. The City Manager, or his designee, is authorized to execute a letter to all Denton cable providers regarding the new PEG subscriber fee rate as set forth in Attachment A, which is attached and made a part of hereto. SECTION 5. This Ordinance shall become effective immediately upon its passage and approval. PASSED AND APPROVED this the day of _ 32010. MARK A. BURROUGHS, MAYOR ATTEST: JENNIFER WALTERS, CITY SECRETARY BY: APPROVED AS TO LEGAL FORM: ANITA BURGESS, CITY ATTORNEY -9~ BY Page 2 Exhibit A 101F D E N T Q N 215 E. MCKINNEY DENTON, TEXAS 76201 • (940) 349-8200 • FAX (940) 349-8236 A EB E November 16, 2010 Charter Verizon Grande Re: Public, Education, and Government (PEG) Subscriber Fee Dear (Name): Pursuant to Section 66.006(b) of the Texas Utility Code, "On the expiration of the incumbent cable service provider's agreement, the holder of a state-issued certificate of franchise authority shall pay a municipality in which it is offering cable service or video service one percent of the provider's gross revenues, or at the municipality's election, the per subscriber fee that was paid to the municipality under the expired incumbent cable service provider's agreement, in lieu of in-kind compensation and grants." With the adoption of Ordinance No. 2010 - XXX and effective January 1, 2011, the City has elected to change the Public, Education, and Government (PEG) subscriber fee, which is currently collected from cable providers in the city, from $0.50 cents per subscriber, per month, to 1 percent of the gross revenue of your cable services. The ordinance requires PEG fee payments continue to be made quarterly to the City, so as to remain consistent with the other cable system PEG fee payments in Denton. The ordinance also requires that the payment shall be made to the City no later than 45 days after the expiration of the date for which payment is due. A complete and accurate verified statement of the total cable subscriber count during the period for which the quarterly payment is made must accompany your payment. If you have any questions or need additional information, please contact our Cable Television Supervisor, Billy Matthews at (94) 349-7272. Sincerely, George C. Campbell City Manager Attachment: Ordinance No. 2010- "Dedicated to Quality Service" www.cityofdenton.com