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HomeMy WebLinkAbout1979 ~ h 1 a Y . S Y L N, t. II• 1 r S7~*,--. W TR7CA.S - - COCNTir or IISKIGLI _ x . Wam ISMA y Iti Jj ...y, Wit..- ti - - v r ~w is pz r l6 r zz or IIV`D COCNl1 ;T !in~ir'l~°~i~w t° SW 7 L F IS, DOE LA~RS a~gws, ifR zwcou= 4001 . t ,rw..~$• ti...dirr soma Ws CwsE m" in ..wt.m ume. Ning COWSE6 40 W-Le rig. ~sUt~s I -'!!T!. ~ttiwawr• iwwei and do- lb~.l l a de ~ Mcarss S27SA O"FOR 288AMP" 56 Or G All OR A POJMON OF :atlCOItmm PURE I.QYT 70 CONTRACTS FOR =9 CON- Or FRB 3TArAW--lN TRa CTTY• AND PAYMC ALL OR A PONTMV OF - 2788 CONTRACMAL ORLF6•OM0 MR PMUF MWAL SBRYICCS OF BNGMERlFG AitC-- } . OJ lS. AND FLY.O4aAL A VEPO S iN CMVECrMN VrM SM N CENTRAL F[RB t. 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Seuri ii aYs t. a~~ of srffkOwp ~Puium w QR AIIIMG .[1:L OR d MR77OA► OP THE C MsrS CDFMt4CrUAL OJL9lGA7KMff4=RKw pURSUAff TO aDMMAM 1pR THS CO11~ srRvc27oN OAF A (xNrJL4L. ~,m.•~msrAn n iN 7= QTR AND PAYMC Au OR A ll>RI rON Ol: refs DOirlJtdCf VAL OBLIGA 10ra iM:-/AWE 90KAC SRRnCCS OF ENCINATRUiC. ARCS.- ? Ar7omm l 66 AM E/K,Q*CLL .w1 MOM a- 400AI1 gc2vw w7m SDCH CENTRAL r.Re ~.r4i~r' m F,. s ror~irr+rr~r "As ' os ~iviw_wb+nd-st~+l~+ ma' aidCanre willwa ~olte~_~ w°k 'jw'r JwTr $..1...+rio.► .ruff be r-J..u4 .hs ~rrr i~t.~~ewssYB►+rwLs~3ar suirwri - - - - .yam., ~,«ljr+u~etr,gi..-were.~a ••~r+~air t~ ,ri~Yrr ~~_..sbF ~-.u-borL o.a . r } v y J •~Q- A , u~tlfiher bw bete ie[r o2 M~fdl_ {'~Ki.•~~~f aiis~.ifa~ -a Q~.~T`~YF~~~~•~ryw~and - t MIP6 - 1K R ~J ~iis C SAM + proper- i+ L '~i SIwlMisuia► 1~~` w4r4sww rWu }r~er4`-twadd - a i ♦ , fir+ t/nw 1. .J -off 4=d 'too ti.X • v ~~ti'~.. F.: c.. Y .i 04 04 - 4p4.- - J 4 r, - nr~r M q /l~up:!m 7 Al ' 1 1 'LAW OfPICCS M9 CALL, PARKHURST S HORTON ! 1400 M,NCANTILE 6ANA DUILOINO M000Y N. MCCALL DALLAS TEXAS 75201 IONN V. MCCALL (1012•1►111 PAUL R. HORfON .I ILLARD PARRNURST 11104.1111) PATRR M. TART AACA Coat 114 748.0001 CLARINC[ I. CROW[ 11001.1062I ROT M. POINIITT RICHARD C. PORT94 0. CHARIq ROI D14N January 21 1980 Mr. Brooks Holt City Secretary Municipal Building 215 E. McKinney S*Taet Denton, Texas 76201 Dear Brooke: City of Denton Certificates of Obligation, Series 1979-A, $215POO0 we are enclosing herewith tar the City's permanent records the transcript of proceedings authorizing the issu- ance of the captioned Certifik:ates. Sincerely yours, MCCALL, rIARKHURST & HORTON Paul B. Yron PBH:k Enc. I ra~na. ra■rr~E CITY OF DENTON CERTIFICATES OF OBLIGATION SERIES 1979-A $275,000 TRANSCRIPT OF PROCEEDINGS WITH DELIVERY PAPERS ♦ 4 Q S~ r3 MKT per CE.=IFICATF FOR ;..r. Lr,rT::ON AUTHORIZING PUBLICATION OF NOTICE OF INTENTION TO ISSUE CERTIFICATES OF OBLIGATION OF THE CITY OF 'DE!4T-ON, TEXAS, FOR A CENTRAL FIRE STATION THE STATE 'OF TEXAS -Y COUNTY OF DENTON CITY OF DENTON- we, the undersigned officers of said City, hcreby certify as follows: 1. The City Council of said City convened in REGU..AR MEETING ON THE 4TH DAY O: SEPT~..MBER, 1979, at the Municipal Building (City Hall), and the roll was call- ed of the duly constituted officers and sembers of said City Council, to-wit: Brooks Holt, City Secretary Bill Nash, Mayor °a Roland Vela Dick Stewart Ray Stephens Bud Hensley and all of said persons were present, except the following absentees: None ' thus constituting a quorum. Whereupon, among other business, the following was .transacted at said Mee=ng: a written RESOLUTION AD•,k1ORIZ1N.G PUBLICATION OF NOTICE OF INTENTION TO ISSUE CERTIFICA':.'ES OF OBLIGATION OF THE CITY OF DENTON, TEXAS, FOR A CENTRAL FIRE STATION was duly introduced for the consideration of said City Council and read in full. It was then duly moved and secorded that said Resolution be adopted; and, after due discussion, said mono:,, carrying with it the adoption of said Resolution, prevailed azd carried by the following vote: AYES: All members of said City Council shown present above voted 'Aye'. NOES: None. 2. That a true, full, and correct copy of the aforesaid u, Resolution adopted at the Meeting described in the abo= and ? foregoing paragraph is attached to and follows this Certificate; that said Resolution has been duly recorded in said City Cou-*-:il's minutes of said meeting; that the above and foregoing para-jraph is a true, full, and correct excerpt from said city Council's minutes of said Meeting pertaining to the r adoption of said Resolution; that the persons named in the above and foregoingz paragraph are the duly chosen. qualified, ' and acting officer., and members of said City Council as indicated therein; and that each of the officers and members of said City Council was duly and sufficiently notified officially and personally, in advance, of the time, place, and purpose of tbo-,`aforesaid meeting, and that said Resolutie-.& would be introduced and considered for adoption at said Meeti;.gr and each of said officers and members consented, in advance, to the holding of said meeting for such purpose; and that said Meeting was open to the public, and public notice of the time. place, and purpose of said meeting was given, all as required by Vernon's Ann. Civ. =t. Article 6252-17. 3. That the Mayor of said City has approved, and hereby approves, the aforesaid Resolution; that the mayor and the city Secretary of said City have duly signed said Resolution; and that the Mayor and the City Secretary of said City hereby de- clare that their signing of this Certificate shall constitke_- the signing.of the attached and following copy of said Resolu- tion for all purposes. 'SIGN AND SEALED --the 4th day of Sep embe I~~ go, -`Mayor City Secretary (SEAL) j RESOLUTION AUTHORIZING PUBLICATION OF NOTICE OF INTENTION TO ISSUE CERTIFICATES OF OBLIGATION OF THE CITY OF DMMN, TEXAS, FOR A CENTRAL FIRE STATION THE STATE OF TEXAS Ct+.""*'i'!r OF DENTON c CITY OF DFt=N WHEREAS, it is deemed necessary and advisable that No- tice of Intention to Issue Certificates of Obligation be given as hereinafter provided. THEREFOR=, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF DENTON: ;r Section 1. That attached hereto is a form of 'NOTICE OF 11?77NTION TO ISSUE CERTIFICATES OF OBLIGATION OF THE CITY OF r DES.:. ~ci .TF'1S, FOR A- CENTRAL FIRE STATION", the form and sub- staice of which are hereby adopted and approved. y' Section 2. That the City Secretary shall cause said NOTICE, in substantially the for= attached hereto, to be pub- lisped aace a week for two co:1cecutzve weeks in a newspaper - of general circulation in the City, the date of the first publication to be at least fourteen (14) days prior to the r date tentatively set for tre passage of the Ordinaace author- - izing the issuance: of such Certificates of Obligation. ♦Mrrr- MrrA-w~-wrrar-r-r i 7 w l,- } t .r. `yam TE0 STATE OF TEXAS COUNTY OF DE24TON 'w- CITY OF DENTON NOTICE OF INTENTION y TO IS= CERTIFICATES Or OBLIGATION OF THE CITY OF DENTON, TMS, FOR A CENTRAL FIRE STATION Tim CITY OF DENTON, in Denton County, Texas, hereby gives notice of intention t.r issue CITY OF DENTON CERTIFICATES OF h OBLIGATION in the maximum principal amount of $275,000, for the purpose of paying all or a portion of the City's contractual obligations to be incurred pursuant to contracts for the con- stxu-ction of a Central Fire Station in the City, and paying ail or a portion of the contractual obligations for profession- al services of engineering, architects, attorneys, and fi- nancial advisors fn connection with such Central Fize Station and Certificates of Obli7z:,}ion- The City proposes to provide for the payment of such Ce:-tificates of obligation f *,he levy and collection of ad valorem taxes in the City as pro- . vided by lawn %nd from the surplus revenues of the City's Electric Light and Power System remaining after payment of all operation and maintenance expenses thereof, and all debt ser- vice (Retirement Fund), Reserve Fund, Contingencies Fund, Ira- provement Fund, and other r?quixements, payments, and deposits required iu connection with the City's revenue bonds (now or hereafter outstanding) which are payable from Net Revenues of the City's Electric Light and Power System_ The City Council of the C:Lty tentatively proposes to authorize the issuance of such Certificates of Obligation at 7:00 p.m. on the 16th day of OckAwr 1979, in the City Council, room at the Municipal Building, Denton, Texas- CITY OF DENTON, TEXAS By Brooks Holt City Secretary x r. - »,Citw •f ht~tte - ma's 14n t f !r; Roy Appleton, Jr. THESTATE(W IMMAS Conrdy OfDeaum ?mfmgdoly s...wis, says bt aibe1ae»eral Msmmgerof the Denton Recorddbronicle, a news)apct »4 of`scncral cir culmion wbichbasbcen continuously and regularly Published for a period of nc:,- r r less than or a year 'Cow afDeaton.Texm mw ee ing the date of the attached. notice. aid rt that the saidnotice V**.M 6o had n said paper on thefoUowingdates: s ' I€S T' C62"I JES I* SA, des. w ~ _ d1~ Sj ` ~4 , ornitobloxemiethis 7 --dayof_ 1krUber 19 To---- Notary c.Deutoaf.vztatyFTeo •k IONIC Y'. A W - _K 4WW w~tS :.5f j V Ali r f- g MCA= FOR ORDxNANCE AUTHORIZING THE ISEUANCS OF CERTIFICATES OF OBLIGATION 1 THE STATE OF TMG;5" ;may: COUNTY. OF DENTON CITY: -or DENTON ' We,_ the undersigned' officers of said City, hereby certify ss follows: 1. The City Council of. said City convened in 7XGULAR MEETING ON TH 6th SAY OF NdVEMBER, 1979, at the t-,Micipal r. Building (City Hall,), : and the-roll was called of the duly constituted officers and members of said City Council, to-wit: Brooks Holt,. 'City Secretary. Bill Nash, Mayor Roland Vela Dick Stewart y. Ray Stephens Bud Hensley and all of said persons were present, except the following absentees. _ NONE thus constitntiaq a:quornm_ whereupon, among other business, the folio 1mg was: transacted at sz:~.d Meeting: a written ORDINAN= AUTHORIZING TEE ISSUANCE uF CERTIFICATES OF OBLIGATION: was duly introduced for the consideration of zaid City Council and read in.''f~sll: It was then duly-moved anc seconded that said Ordinance_ "be passed and, after due discussion, said mo- tion, carrying with it the passage of said Ordinance, prevail- ed and carried _by' the following vote: AYES A11 members of said City council shown present above voted 'Aye'. NOES: Nose That a time, full, and correct copy of the aforesaid Ordinance-passed at the Meeting described in the above and fore. goiaq-paragraph is"-attached to and follows this Certificate, that said Ordinance`-has been duly recorded in said City Council's minutes of said:Meeting.;,that the above and foregoing paragraph u is a true-, full,,' and correct excerpt from said City Council's `A minutes of ':saidImleeting pertaining to the passage of said Ordi- nance; that thersons named in the above and foregoing para- a" graph`are the `day chosen) qualified, and acting officers and members of-.said City:-Council as indicated therein; that each of the officers and:-.members-of said City Council was duly and suffi_, ;E clantly not fl*3 officially and personally, in advance, of the time, place, ''std-purpose of the aforesaid Meeting, and that said 1'f Ordinance. wouzdbe,introduced and considered for passage at said Meeting, aad,each of said officers and members consented, in ad ✓h, vane, to the holding of-said meeting for such purpose; and that said Meeting was open to the p7ablic, and public: notice of,the time, place., and-purpose of said meeting was given, all as re- qu. red by V%,rnon's 'Arn. C3_" _ St. Article 6252-17. sT 3_ That tbmr.Mayor.o.,said City has approved, and hereby approves, the aforesaid Ordinance; that the Mayor and the City 41 Secretary of said, City have duly signed saia i'-dinance; and that the Mayor and the City Sc-retary of said City hereby de- that their signing'of this-Certificate shall constitute the signing of.-the: attached and following copy of s.1d Ordinance for _1X-j1urp xies_, r SIGWW AND,SEALED the. 6th day of Novemb 1979. { City Setre=ary : yor (SEAL) r ORDINANCE- NO. 79-Z:K ORDINANCE AUTHORIZING THE ISSUANCE OF CERTIFICATES OF OBLIGATION THE STATE OF TEBAS _ COUNTY OF DENTON _ CITY OF OMM"ON WHEREAS, Vernon's Article 2368a_l permits the city to issue and sell for cash the Certificates of Obligation here- f inafter authorized; and F-~ WHEREAS, the C1ty has duly caused notice of its intention t*j~ issue the Certificates of Obligation hereinafter authorized to be published at the times and in the manner required by Vernon's_Article 2368a.1, and no petition has been filed pro- ts4ring the issuance thereof. THEREFORE, THE COUNCIL OF THE CITY OF DENTON HEREBY ORDAINS: Section 1. That the said City's Certificates of Obligation (hereinafter sometimes called "Certificates") are hereby author-- ized to be issued Im the aggregate principal amount of= $275,000, FOR THE PURPOSE OF PAYING ALL OR A PORTION OF 'ZEE CITY'S CON- TRACTUAL OBLIGATIONSIINCURRED PURSUANT TO CONTRACTS FOR THE CONSTRUCTION OF A CENTRAL FIRE STATION IN THE CITY, AND PAYING ALL OR A PORTION OF-THE CONTRACTUAL OBLIGATIONS FOR PROFa'SSIONAL SERVICES OF IGIl-RING, ARCHITECTS, A2'TORNEYS, ;LND FI.*IANCIAL ADVISORS IN CONNECTION WITH SUCH CENTRAL FIRE STATION AND CERTL~ICA2Z5 OF OBLIGATION. Section 2 That sa d Certificates shall be designated as the: CITY OF D=1TON CZRTIFICATES OF OBLIGATION, SERIES 1979-A. Section, 3_ That said Certificates shall be dated `•'~A DECEI4BER 1, 1979, shall be ii the denomination of $5,000 each, shall be numbered consecutively from one upward, and shall mature serially on the maturity date, in each of the years, and in the amounts, respectively, as set forth in 'a the following schedule: MATURITY DATES: JUNE 1 y YEARS AMOUNTS 1990 $25,000 1991 25,000 1992 25,000 u 1993 25,000 1994 25,000 1995 25,000 2996 50,000 ".997 75,000 Section 4. That said C.~-Ptificates shall bear interest at the rate of 7.875% per annum, ehidenced by interest coupons which shall appertain to said Certificates, and which shall be payable in the manner provided and on t~ dates stated in the FORM OF CERTIFICATE set forth in this :-ante. Section 5. That said Certificates and interest coupons shall be issued, shall be payable, may be redeemed prior to their scheduled maturities, shall have the characteristics, and shall be signed and executed (and said Certificates shall be sealed), all as provided, and ;z the manner indicated, in the Frr;"T4 OF CERTIFICATE set "zor h in this Ordinance. Section 6. That the form of said Certificates, i.nclud- ing the form of Registration Certificate of the Comptroller of Public Accounts of the State of Texas to be printed and endorsed on each'of said Certificates, and the form of the aforesaid interest coupons which shall appertain and be at- tached initially to each of said Certificates, shall be, ry'' respectively, substantially as follows: FORM OF CERTIFICATE: NO. $5,000 UNITED STATES OF AMERICA < STATE 09 TEXAS COUNTY OF DENTON CITY OF DENTON C =IF'ICATS Ov OBLIGATION SERIFS 1979 A ON JUNE 1, 19 THE CITY OF DENTON, IN DENTON COUNTY, TEXAS, hereby promises to pay to bearer the principal, amount of FIVE THCZSAND DOLLARS and to pay interest thereon, from date hereof, at the rate of 7.8758 per a==, evidenced by-interest coupons payable DECEMBER 1, 1990, and semiannually thereafter while this Certi-- f1cate is Outs.-t nding rS THE PRIVCIPAL of this Certificate and the interest coupons _ appertaining hereto shall be payable to bearer, in lawful money of the United States of America, without exchange or collection charges to the bearer, upon presentation and surrender of this Certificate or proper interest coupon, at the following, which shall constitute and be defined as the'"Paying Agent" for this Series of Certificates : FIRST STATE FANY.. ; DENTON, TEXAS. THIS CERTIFICATE is one of a Series dated is of DECEMBER 1, E 1979, authorized,` issued, and delivered in the principal amount of $275,000 FOR TEE PURPOSE OF PAYING ALL OR A PORTION OF THE CITY'S CONTRACTUAL OBLIGATIONS INCURRED PURSUANT TO CONTRACTS FOR THE CONSTRUCTION OF A CENTRAL FIRE STATION IN THE CITY, AND PAYING ALL OR A PORTION OF THE CONTRACTUAL OBLIGATIONS FOR PRO- FESSIONAL SERVl~ OF ENGINEERING, ARCHITECTS, ATTORNEYS, AND f FINANCIAL ADQISORS` M CONNECTION WITH SUCH CENTRAL FIRE STATION _z AIND CERTIFICATES OF OBLIGATION. ' THE oUTSTAxDT.NG CERTIFICATES of this Series may be re- deemed prior to their scheduled maturities, at the option of said city, in wholes or in part, on any date, for the princi~al amount thereof and accrued interest thereon to the date fi.xe~ for redemption- At least fifteen (15) days prior to the date fixed for any such redemption said City shall cause a written notice of such redemption to be given to the "Paying Agent". By the date fixed for any such redemption due provision shall g be made with the ;Paying Agent" for the payment of the ari:c-Pal amount of the Certificates which are to - so redeemed and ac - trued interest thereon to the date fixed for redemption. If such written notice of redemption is given and if due provision _ ;t> for such payment is_:m;rde, all as provided above, the Certificates 1 which are to bo srw"redeemed thereby automatically shall be re- deemed prior to their scheduled md~urities, and they shall not bear r`a 4r -2- ,47 interest after the`date fixed for redemption, and they shall not be regarded as being outstanding raccept for the right of the bearer to receive the redemption price from the "Paying Agen}" out of the fends provided for such payment. IT IS HERESY certified, recited, and covenanted that this Certificate has been duly and validly authorized, issued, and delivered; that all-acts, conditions, and things required or proper to be-performed, exist, and be done precedent to or in the authorization, issuance, and delivery of this Certificate hav' been performed, existed, snd-been done in accordance with = law; that this Certificate is a general obligation of said City, _ issued on the full faith and Zsedit thereof; and that annual ad valorem taxes sufficient to provide for the payment of the interest on and principal_of-this Certificate, as such interest coras due and such principal matures, have been levied and ordered to be levied against all taxable property in said City, and have been Fledged .-revocably for such payment, within the limit prsscribei oy lxw: and that, this Certificate is additionally secured by and payable from the surplus revenues derived by the City from the ownership azd operation of the City's Electric'Light and Power System remaining .after payment of all operation and maintenance_ expenses the- reof,'.aad all debt service (Retirement Fund), Rem,krve. Pand, Coatl=eencies Fund, Improvement Fund, and otherzequiremeats.,,- payments, and deposits required in - connectioc~ with the City's Revenue Bonds (now or hereafter nutstandiag) which are payable from Net Revenues of the r. :qty's Electric LZght.and Power System. IN WITNESS-WOOF, this Certificate and the interest coupons appertani:2 her'=to have been signed witz the facsimile `Y signature of the Mayor of said City and c-nuntersigaed with the facsimile signature of the City Secretary of said City, ahd the official seal of said City has been uuly impressed, or placed in facgimi.le, on this Certificate. MMMA 4 City Secretary Mayor FORM OF REGISTRATION CERTIFICATE: COMPTROLLER'S RE RATION CERTIFICATE: REGISTER NO. I hereby cerrify that this Certificate of Obligation has ' been examined, certified as to malidity, and approved by the Attorney General of the State of Texas, and that this Certi- ficate of Obligation has been registered by the Comptroller of Public Accounts of the State of Texas. Witness my signature and seal this 'mow; ;aooaa«x Comptroller o Public accounts of z; the State of Texas r J1W OF INTEREST COUPON NO. ON 1, 191 TI;E CITY OF DENTON, IN DENTON COUNTY, TEXAS, prramises to pay to bearer the amount shown on this interest enupon, in lawful money of the United States of America, without exchany_ or collection charges to the bearer, unless due provision has been made for the redemption prior to schedul- ed matu_ity of the Certificate to which this interest coupon appertains, upon presentation and surrender of this interest coupon, at -3- =r FIRST STATE BANK, F DENTON, TEXAS, said amount being interest coming due that day on the Certi- ficate, be.sring the number hereinafter designated, of that issuit of = OF DENTON CERTIFICATES OF OBLIGATION, SERIES I979-A, DATED DECEMBER 10, 1979. Certificate.No. XX23C CX3Cx 20000= City Secretary Mayor Section 7. That a special "Interest and Sinking Fund" is hereby created solely for the benefit of said Certificates, and said lrttLtest and-Sinking Fund shall be established and main- tained by natal city at an official depository bank of said City. Said Interest and Sinking-Fund shall be kept separate a_-d apart from all other funds and accounts of said City, and shalt used only for paying the interest on and principal of said Cer- ttficates. All ad valorem taxes levied and collected for and ; on account of said Certificates shall be deposited, as collect- ed, to the credit of said Interest and Sinking Fund. During each year 'while aay.of said Certificates or interest coupons appertaIntug thereto are outstanding and unpaid, the governing body of sa.Ed City shall compute and ascertain a rate and amount of ad valorem tax which will be sufficient to raise and produce the money required to pay the interest on said Certificates as such interest comes due, and to provide and maintain a sinking fund adequate to `pay the principal of such Certificates as such principal matures (but never less than 2% of the original prin- cipal amount of said Certif~c:ates as a sinking fund erch year) and said tax shall. be based on the latest approved tax rolls of zaid City, with full allowance being made for tax ti-llinquencies and the=cost of tax collection. Said rate and amount of ad rt valorem tax ire hereby levied, and is hereby ordered to be levied,, against all taxable property in said City for each year while any of said Certificates or interest coupons appertaining there- to are outstanding and unpaid; and said tax shall be assessed and collected each such ye:-r and leposi.ted to the credit of the aforesaid Interest and Sinking Fund. Said ad valorem taxes sufficient to provide for the payment of the interest on and principal of said Certificates, as such interest comes due and such principal matures, are hereby pledged irrevocably for such payment.. within the limit prescribed by law. Sectio.:. 8. Said Certificates additionally shall be pay- able from and secured by the surplus revenues derived by the City" from the ownership and operation of the City's Electric Light and Power 51,-atem remaining after payment of all operation and mainten- ance ea-penses thereof, and all debt service (Rer1rement Fund), Re- serve rxd, Contingencies Fund, Improvement Fund, and other _zruire- ments, paymeats, and deposits required in connection with the City's Revenue Bonds (now or hereafter outstanding) which are pay- able froer. Net Revenues of the City's Electric Light and Power System.--..=y' The City shall deposit such surplus revenues and the ad valorem ' taxes levied pursuant to Section 7 hereof to the credit of the Interest and Sinking Fund created pursuant to Section 7 in an ? amount sufficient-to pay the-principal of and interest on said Certificates, and if surplus revenues are actually on deposit in the Interest and Slaking Fund in advance of the time when ad valorem taxes are scb,)duled -to be levied for any year, t.h= he amount of taxes which otherwise would have been required to be levied pursuant to Section 7 may be reduced to the extent and by the amount of the surplus revenues then on deposit *the Interest and Sinking Fund.. Section 9. That,the Mayor of said City is hereby author- ized to have control of said Certificates and all necessary -4- °s 5 records and proceedings partalming to said Certificates pend- ing their delivery and their investigation, examination, and approval by the Attorney General of the State of Texas, and their registration by the Comptroller of Public Accounts of the State of Texas; Upoa'registratlon of said Certificates, said Comptroller of'Public Accounts (or a deputy designated in writing to act-for-said Comptroller) shall manually sign the Comptroller's Registration Certificate printed and endors- ed on each of said Cartlficatess, and the seal of said Comptroller shall be impressed, or placed in facsimile, on each of said Cer'tificates'. Sec'tioa 10. That the City covenants to and with the pur- chaser of 'the CertS.acates that it will make no use of the pro- ceeds of the Certificates at any time thzoughout the term of this issue of Czrtif cater which, if such use had been reo :ton-- ably expectad on 'the date of delivery of the Certificates to R and "orient for the--Certificates by the purchaser„ would have caused the Certificates to be arbitrage bonds within the mean- ing of Section 103(c) of the Internal Revenue Code of 1954, as amended,t or any x-, u tions or rulings pez- a; n { ng thereto: and 1i by this covenant the City is obligated to comply with the re- quirements of the aforesaid Section 103(c) and all applicable and pertinent Department of the Treasury regulations relating to arbitrage bonds. The City further covenants that the pro- ceeds of the cartificates will not otherwise be used directly or indirectly so as to cave all or any part of the Certificates: to be or became arbitrage' bonds within the meaning of the afore- said Section.103(c)-, or any-regulations or rulings pertaining ~Yt thereto. Section: 11. That it is hereby of;ic=ally found and deter- mined and declared that a case of emergency or urgent public necessity exists which requires the holding of the meeting at which this Ordinance is passed, such emergency or urgent public necessity being tha;-the proceeds from the sate of said Certi- ficates are required as soon as possible and without delay for necessary and urgently needed public improvements: and that said meeting was open to the public, and public notice of the time, place, and purpose of said meeting was given, all as re- quired by veraon's Ann. Civ_ St. Article 6252-17_ Section 12. That said certificates are hereby sold and sha11 be delivered to First Southwest Compar_y for cash for the par value thereof and any accrued interest to date of de- liv,=- and any such accrued interest shall be deposited into the Interest and S:Ln =g Fund. v nR -Irv fA {Y rK HE STATE: OF TEXAS COUNTY OF DENTODT CITY OF DENTON We, the undersigned officers of said City, hereby certify as follows:4 That this certificate is executed for and on behalf .7 of said City with reference to the issuanco of the proposed CITY OF DENTON CERTIFICATES OF OBLIGATION, SERIES 1979 - SMAIM , 179. 2. That said City,-is a duly incorporated Fore Rule City, having more than 5000 inhabitants, operating and existinq un- der the Constitution' and laws of the State of Texas and the E duly adopted Haste Rule Charter of said City, which Charter has not been changed-or'amended since tae passage of the ordinance authorizing the issuance of the most recently dated, issued, and Qutstanding bonds of said City shown on "Exhibit A", which is attached to this certificate. 3_ That no litigation of any nature has ever been filed pertaining to,. affecting, questioning, or contesting: (a) the ordinance which, authorized said City's proposed Certificates des gibed in paragraph I of this certificate; (b) the issuance, f execution,.delivery> payment, security, or validity of said proposed Certificates, (c) the authority of the governing body and the officers of said City to issue, execute, and dal-fiver said'Cartiflcates, (d) tbc validity of the corporate existence of said-City., (e) the current Tax Rolls of said City, or (f) the Hcme Rule Charter _of-said City; and that no litigation is pending pertainina~-t~6 affecting, questioning, or contesting M the current boundaries of said City. 4. That attached to this certificate and marked "Exhibit A` is a true, full; and correct schedule and statement of th4 aforesaid proposed•,Certi!:icates, and of all presently outstand ` =q tax indebtedness of said City. 5 That the currently effective z3 valorem Tax Rolls of said City arm those for the year 1979, being the most recent- ly approved Tax-.Rolls of said City; that said city has causes: the taxable property in said City to be assessed as required by law; that the Board of Equalization of said City has equal- izec.'and,approved the valuation of taxable property in said -j City for said:_j.,the Tax Assessor of said City has duly verified the afozesaid.Tw-c Rolls, and said Board of Equaliza- tion has f.F.nally approved the same; and that the assessed value of taxabl! property. .in said City upon which the annual ad val- orem tax-of said City actually has been or will be levied (after deducting the amouat of all exemptions, if any,, under Section „ 1-b(b), and Section 2(b), of Article 8 of the Texa, Constitu- t.ion, and:Article"7150h, V.A.T.C.S.), according the aforesaid `Tax Rolls for said year, as delivered to the City Secretary of said City, and finally approved and recorded by the City Council o2 said City, is $304,943,630. 6. That-no,petition has been filed protesting the issu- ance of the aforesaid Certificates. 7_ tit tan surplus revenues derived by the City from the ownership and operrtion of the City`s Electric Light and Power System remaining, after payment of all operation and maintenance' expenses thereof.. and all debt service (Retirement Fund), Re- serve Fund, Contii19encies Fund, Improvement Fund, and other re- .me quire Mts, Paymezx s, and deposits required in connection with the City's-Revenue'Znnds (now or hereafter outstanding) which are payable from-Net'Reveaues of the City's Electric Light and Power - sy3tLim, have not been-pledged to any debt or obligation of. the City other than the..rsrtificates. SI AND: ELF 6th day Nq r, 1979. OFA '0 1, Secretary Mayor (SEAT-) ^EXEaBIT A" Certificates of Obligation, S._*rjes 1979-A, dated 12/1/79, bear- ing interest, and maturing as set forth in the ordinance au- t _ thorizin- said Cert 'Tr ates. General pbligrtiora`-Bonds, Series 1960, dated 7/15/60, now out- standiny'tn tilt principal amount of $150,000, bearing interest, i and maturing Jr the amounts on Jul, 15 of the years, as follows: :;_853c ~25M-80/85. Street Improvement Bonds, Series 1962, dated 3./15/620 now out- standing in the principal amount of $lG0,000, bearing interest,` and mat=ing in the mounts on march 15 of the years, as follows:, 3-1/88: 20N-80/83; 3.20$: 20M-84/87. General•abligation Bonds, Series 1963, dated 3/15/63, now out- standing in the principal amount of $180,000, bearizg interest, and matuz'ing in' the amounts on march 15 of the years, as follows: 38: 20M-80; 3".20%: 20M-8l/Q6; 3-1/48: 20M--87188. General Obligation Bonds, Series 1964, dated 7/15/64, now out- standing in the-p```-ncipal amount of $165,000, bearing interest, 4 and maturing in txe amounts on July 15 of the years, as follows:.-', 3.20%: 55M-81/82. Park Improvement-Bonds. Series 1964, dated 7/15/64, now our- stand-ing in the principal amount of 545,000, bearing interest, and maturing in the amounts on July 15 of the vears,,as follows: 3.15$: ISM-80; 3.203: 15M-81/82. General Obligation Bonds, Series 1966, dated 1/15/66, now out- standing'in the principal amount of $420,000, bearing interest, and matrrinq,:Ln the amounts on January 15 of the years, as follows- 3-3/88: 6CM-80/82; 3-1/2%: 60M-83/86. Airport improvement warrants, Series 1966, dated 12/l/66, now outstanding i~)L-'the principal amount of $18,000, bearing intcx- est, and maturing in the amounts on December 1 of the years, as follows : 4-1/28: 12M--80; 6M-81; Genfra.l Obliaatioa,Bonds, Series 1967. dated 11/15/67, now out- yn standing in t~e pra.ncipai amount of $300,000, hearing interest& and mat=ring in the amounts on may t5 of the years, as follows: 4-1/43: 30M-80/89. t3 W zx Ya General obligation-Bonds, Series 1968, dated 2/1,68, now Out- General in the principal amount of $475,000, bearing years, ng intterest* and maturing in the amounts on February 1 of follows : 4-108: 50M-80; 4.20$: SOM-81/82; 4-1/48: 50M-83; 4.308: SOM-84/87; 7514-88_ General obligat:Lz a`Monds, Series 1969. ?dated 4//l5/~g no out'' standing ia_the principal amount of $6~~,000, and maturing in the amounts on April 15 of the years, as follows: y ems{ 4_908: 6014--80; 65M-81; 58: 70M-82/84; 5-108: 70-85/87; 5_208: 7014-88/89. General Obligation'Scnds, Series 1970 dated 9/15/70, now out- standing _in the.prlnclpal amount of $600.000, bearing interest. and maturing in the amounts on yarch 15 of the years, as follows S-1/48: SOM-80/81; S-l/28 SOM-82/83; 5.658- SOM-84; 5-80%: 50K-85; 5.908: 5014-86; 68: 5014-87; 6_108: SON-88; 6.208: SOM-89/90; St: SOM-91. General Obligation`-•'Street Improvement Bonds, Series 197 00e 7/15/74,`now-outstanding in the principal amount of $1,400 beariZg interest,_ `and maturing in the amounts on July 15 of the- years, -as follows: 5-1/48: loom-80/82; 5_308: LOOM-83; 5_408: 10OK-84/85; 5-1/28: loom-e6;: 5.60$: ZOOM 87/88;. 5.708: 1o0M-89/90; 5_ 808 1DOM-91; 5.908_. 10OM-92; 68: ...VOM-93/94 . ^r General Obligation Refunding Bonds, Series 1974, dated 7/15/740 now outs tandIng,in the principal amount of 5755,000, bearing interest. and maturing in the amounts on July 15 of the years, s,• as follows: S-1/48: S5M-80; SOM-81/82; „ 5.308: 5014-83.- 5.40%z SON--R4/1,,5; 5-1/2%: SOM-86; S 604: SQIK~87/8F:: 7-708:: SQM-89/90,-L 5_808: SOM-91; 5.90$s OM-93/94- 68: r < General Obligation`Bonds, Series 1976, dated 4/15/76, now out- _ standing .1n the principal amount of $2,250,000, bearing interes v: and maturing in the amounts on July 15 of the years, as follows: 6-1/28_ 12SM-80/81; 5_108: 12SM--82; 4-1/28: 22514-83/84; 4.608: 125M--85; 4.708: 12514'86; 4_$08: MM-87; 4_908: 12514-88; 5$: 125M429/90; 5..20$. 12514-91; F 5.308. 15014-92; S AWA: 1$0M-93/95; -,,-1/28: 15014-96. General Obligation' Bonds, Series 1977, dated 6/1/77, now out- standing in the principal amount of $2,850,000, bearing inter- est, and maturing in the amounts on June 1 of the years. as follows: 6.008: 15"-80/84; m. 4_70%: 150M-85; " 4.40$: 150M--86; 4_508: 1SOM-87; 4.608: 150M-88; 4.708: 150M-89; 4.80$. ISOM 90; 4_90%: 1SOM-91; 5.008: ISOM-92/93; 5.208: 150M--94; 5.258. 20OM-95/96; y 4.008: 20OM--97. Certificates of°Obligation,.Series 1978, dated 3/1/78, now out standing in the principal amount of S125,000, bearing interest, and "maturing to the amounts on March 1 of the years, as follows: 5.50$: SM 50/81; 10M-82/37; 15M-88/89; General Obligation Bonds, Series 1979, dated 3/15/79, now out- standing in the principal amount of $4,500,000, bearing inter- est and-maturing in the amounts on MARCH 15 of the years, a followsa 7.008: 225M-81/83; ' 6.258. 22'SM-84; 5.208: 225M-8s; , 5.158: 22-SY.-P#2/88 ; ;use 5_20$:"- 22514-8°/92; -~:,225M-93; 5_308. 225M-94; 5_408: 22-SM 95; ^x5.458: 22S *_96 ; 5.508. 22SM-9AI/2000. Certificates of Obligation, Series 1979, dated 10/1/79, now out- standing-in-.the principal amount of $170,000, bearing interest, and maturing fn the amounts on January 1 of -the years, as follo*.r.;_ _ 1014-90; 20M-91/93; 25M-94/97. ' Total outst»~'Aing General Obligation Indebtedness - $15,453,000 The Attorney General of Texas 4 December 13, 1979 LARK WHITE 11orney Oenerel THIS IS TO CERTIFY that the following described certificates, together with authenticated copies of >(emecounewid4 the proceedings relating to and authorizing the issuance ~'Doi1n'" of same, have been submitted to me for examination in sfm 7K 76111 accordance with the require.aents of the statutes of the State of Texas, to-wit: CITY OF DENTON CERTIFICATES OF OBLIGATION, SERIES 1979-A, issued ` by virtue of an Ordinance adopted by the City Council of said City f or the 6th day of Novembor, 19790 for the purpose of paying all or a portion of the City's contractual obligations incurred pursuant to contracts for the construction of a centri-I fire station in the City, and paying all or a portion of the contractual obligations for professional services of engineering architects, attorneys, and financial. advisors in connection wiR such central fir~.`gtatfon and certificates `of obliggation; datbd December 1, 1979; numNraij consecutivoly from 1 tV SSi inclusive; in the denomination ef`Five 't'housand po]lars'C$5 000) Bach; aggregating the principal ;um of Two Hundred Seventy-lSive Thousand Dtlllars (5275, 00); maturing serially on 'June I in each of the years as follows: 1990/199S $25,000 1996 $0,000 1997 150000 bearing interest at the rate of 7.8754 per annum, payab!o December 1, 19800 and semiannually thereafter on June 1 and December I while said bonds are outstanding; both principal and interest payable at First State Bank, fentan0 Texas; said certificates being subject to prior redemption to the extent and in the manner provided in said authorizing Ordinance. From a careful examination of said certificates and proceedings and the Constitution and laws of the State of Texas on the subject of the execution and issuance thereof, I find the following facts, to-wit: (1) That City of Donton was, at the timo of the adoption of the Ordinance above referred to, and is, as of this date, legally k incorporated; (1) That annual ad valorem taxes sufficient to provide for the payment of the interest on and principal of these certificates, f Page -g- as such interest comes due hnd such principal matures, have been levied and ordero, to be levied against all taxable property in said City, and have been pledged irrevocably for such payment, within the limit prescribed by law; (3) That these certificates are additionally secured by and payable from the surplus revenues derived by the City from the ownorship and operation of the City's Electric Light and Power System remaining after payment of all operation and maintenance 1 expenses thereof, and all debt service (Retirement Fund), Reserve Fund, Contingoncios Fund, Improvement Fund, and other requirements, payments, and deposits required in connection with the City's Revenue Bonds (now or hereafter outstanding) whic are payable from Net Revenues of the City's Electric Light and Power System; (4) That the Ordinance authorizing the issuance of said cortificr:tes is in proper farm and was legally adopted; (S) That said eertificatec an,l interest coupons attached thereto are proper in form and in accordance with the Ordinance authorizing their issuance. 17 IS MY JUDGMENT and I so find,,that all of the requirements A,A h.o.laws under whick said Sertifica es were issued have been meil.; that said certificates were Issue in conformity with the CoAstitution and laws of the State of Togas; and thht sold ccrtifi c6tes are valid and binding obligations`uf said City of°:anton, Taxas. hHEREFOR111 said certificates are hereby approved. IN TESTIMONY WilEREOF, 1 have hereunto signed my name officially and caused the scol"of my office to be impressed hereon, rn the City of Austin, Texas. A orney~~nera )-66P tTrcir o!• 1`c,Kas~ No. 11;834 Book No. 66 ss OITICh 01" C011PFROLLER Ol'~ Tlll; STATE, 0i' TIiXAS ~ 1, Bob Bullock, Comptroller of Public Accounts of the state or Texas, do hereby I cettifv that Cie foregoing hereof is a true and correct copy of the opinion of the Attorney (Micral appru~ ing the City of Denton Certificates of Obligation, Series 1979-A i numbered consecutively from _ 1 to 55 of the denomination of $ 59000,00 each, dated r'Qcen.ber I _ 19 79 due See foregoing interest 7.875 percent, under and by authority of which said bonds were registered in this office, on the 13th day of Deceml er I4_ 74 , as the same appears of record on page.. 531 Bond Register of the Comptroller's Office, Vol, 881,,,, Register Numbcr 45251 Uivm under my hand and seal of office, at Austin, Texas, the 13th' day of December 19 79 _ '~C'• Bob Bullock Comptroller of Public Accounts of the Stale of Texas A yam. Fern 2W62.03 (Rti. 11-..i • qR FFIC-2 OF COMPTROLLER ; OF THE STATE OF TEXAS I 1 Arlene Chiaholm C1 Bond Clerk 5 Assistant Bond Clerk in the office of the Comptroller of the Stoft of Texas, do hereby certify that acting under the direction and &Mxvrity of said Cwvo row on the 13th day of December , 19 79 I signed the name of said,Comptnoller t?o :the certificate of registration indorsed upon each of the CLty of Dmt m Comes of Obligation, Series 1979-A 1 - 55 inclusive, dated December 1, 1979 numbered from ~ to t pr sigrpr~g C Asof regstration 1 used the following signature: _ •rb IN WITNESS WHEREOF t hate executed this certificate this 13th day of December 79 4 1, Bob Buftock. Coa*wolfsr of Public Accounts of the State of Texas, do herst- certify that the person who tws signed the above certificates was day Designated and appoirnea' by me ' as Bond Clads in the office of the Comptroller of Public Accounts of the State of Texas under urdwity vested in nw by-T=L Rav. Civ. Stet Ann. wt. 4362 (1969), with authority to sign my _ name to all-certifiridtC Of aagistrartion, and/or cancellation of bonds nxpked by law t D be registered xL and/or trecealed by me, and was acting ` m such on the date first mer+aoned in said certifidte, and that tlte' beads descrLid`-in said _cartifirate have been duly registered in the office of said A Comwpotler, as appears-of rem o - page 531 of volume 81 under Registration 45251 Number in the Bond Register kept in the office of the said Comptroller. 13t . day of_ of-w0Austin,-Texas, this December 19- 79 BOR BULLOCK Comptroller' of Public Accounts of the State of Taxes . i 230-ARBITRAGE CERTIFICATE THE STATE OF TEXAS COUNTY. OF` DENTON CITY Or DENTON The undersigned, being the duly chosen and qualified Mayor, City Manager, and Director of Finance, respectively, of the City of Denton, Texas (the "City") hereby certify with respect to that issue of City of Denton Certificates ci`-^bligation `Series 1979 -A"(the "Certi.£icates")-, as follows: ti h 1_ that we, along with other officers, ais charged with the responsibility of issuing the Certificates and expending the proceeds of the Certificates. 2. that this--certificate and covenant are made pur- suant to-Sections 1_103-13, 1_103-14, and 1.103-15 of the proposed'. ==e Tax Regulations (the "Regulations") of the,Internal:Revenue Service with respect to arbitrage bonds as-described in Section 103(c) of the Internal Revenue":Code of1354, as amended (the "Code"), and the words and phrases used herein have the same meanings as defined and used in the Regulations. 3. that.thig==certificate is based on facts, estimates, and circumstances in existence on the date of this certi- ficate, which"is :the date of issue of the Certificates, 3 and on such basis it is reasonably expected that the fi , -14 following will occur with respect to the Certificates, and, to th&-, pest knowledge and belief of the undersigned, ; such expectations are reasonable= (a) that the Certificates are issued for the purpose of paying all or a portion of the City's contractual ob ligatloas ixic+zrred pursuant to contracts for the con- struction of.-a Central Fire Station in the city, and payingall or a portion of the-,-ontractual obligations ;or professional services of engineering, architects, attorneys, and financial advisors in connection with such Central Fire station and Certificates of obligation; (b), that,.the City will incur, within six months r; after the date of issue of the Certificates, binding obligatiow to-commence the project to be financed by the-Certificates, eirher by entering into contracts for the construction-of-such project to be financed by the Certifl.cater, or by entering into contracts for architect=a or engineering services for such project, , or contracts for land acquisition, site development purchase of c6a~struction materials, or purchase of equipment., for'ruch project, or La case of services, will commit itself to make an equivalent expenditure for similar services by employees of the City, with the amount to-be pafd under each such contract and commitment with respect. to such project to be in ex- cess of tw* and one-half percent of the portion of the amounts received from the sale of the Certificates allocated to such project (with the aggregate amounts to be ,paid-under all sw: contracts- to be in excess of two and one-half percent of all;-of the amounts received r=---the sale of the Certificates); a (c) - that., after entering into said contracts or making such -Fitments, work on such project will proceed promptly and with due diligence to completion; (d) that-all of the amounts received from the sale of the Certificates and all investment income de- rived therefrom: will` bn- expended for the purposes of the, Certificates by 'ttta- end of the three-year period beg nn+ng"on the date of issue of the Certificates; (e) that°none of the amounts received from the sale ofthe Certificates will be placed in a reserve or replacemo&4t_ fund, and, except as provided in (f) and .(g), below, none of the amounts received from the sale of -the:Certificates and none of the proceeds of the Certificates of any kind will either (i) be placed in a reserve or-replacement fund, or (ii) be used di- rectly or indirectly to replace funds which were used directly or-indirectly to acquire any securities or obligations of any kind; (f) that a separate and special "Interest and `K sinking rune has been created and established solely to pay the princ:Lpal of and interest on the certifi- cates, with a portion of such fund constituting a bona fide debt service fund fer the Certificates, and mone,, deposited into the "Interest and Sinking Fund" for the Certif cates%vill not be invested except during the thirteen month period beginning on the date of each such deposit of money, and the amounts received from the'investmeat of money in the "Interest and Sinking Fund- will-not be invested except during the one year period beginning on the date of receipt -.s such amounts ; provided, however, and except that, if any money so de- - pos ted, and 'any amounts received,-from the investment thereof', are accumulated in the "Interest and Sinking Fund" and remain on hand in the "Interest and Sinking Fund" after thirteen months from the date of deposit of any~ money or one year after the receipt of any such amount's from the investment thereof, such money and°amouuts,;..to the extent of an aggregate not exceed- ing 158 *f-the original face amount of the Certificates (with the Certificates having been sold at =ace value = or par?, shall con-stitute a reasonably required debt rvs«`,eserva fund for the Certificates, and may be invested,* and will not be subioct_ tn investmert yield restrictions; an shad constitute a separate r +ztion of the_z."Iisrerest and Sinking Fund"; (g) that it is expected that a portion of the "Interest and Sinking Fund will be used primarily to achieve.a proper matching of tax revenues collected for the Certificates and debt service on the Certi- fi.cates vdthin each Certificate year,, and it is ex- pected that.such portion of the "Interest and Sinking Fund will bW depleted once a year on a first in - L first out basis,, except for a possible carryover amount whicb:'will no` exceed the greater of one year's r`- earnings"on 'such fund or 1/12 of annual debt se--vise payabl from-su.n fund, but any money and amounts T which may be. ac= alated in the "Interest and Sinking Fund. to,_conatitute a debt service reserve fund for +4%^'•Certl cates as described in (f), above, shall - cowntltute_&;'segarate portion of the "Interest and Sinking Fund', and will not be depleted -annually, ,5 anti-will not be subject to yield restrictions; pro- vded that in;;no event will such debt service re- serve fund; portion' of the "Interest and Si.,kina- Fund"' ever"axceed`15% of the original face amount of the Certificates; fh) that: excep= as `provided in (f) and (g) ' ;above, money or amounts will :.,e held or accumulat -ed in or. -rested frama any sinking fund, debt service fund, redemption fund, reserve fund, replacement fund, ; or s*mila r '#nad which is reasonably expected: to be used to pay principal tr interest on the Certificates: Yz (i) that the projei:t to be financed by the Certi- ficates wil -be' sold )r, otherwise isposed of, in whole or in part, prior to the final maturity of the Certi- ficatps (j) that the amours received from the sale of the'Cerii:ficates will not exceed the amourt_s necessary £or~the-governmental-purposes of the Certificates; (k)' that the City has not been notified of any ,A listing-of it.; by the Internal Revenue Service as an issuer that-may not certify its Certificates- a,: 'that it is not expected that the proceeds of the Cer- ficates will be''used;in any manner that would cause such obligations to:be arbitrage bonds under Section 143(c) Df the Code and-the ReguLLtions prescribed under that Section,.-and' it is further specifically covenanted that the proceeds~,of-'the Certificates will not be used direct- r ly or :ndipr,etly so as -to' cause all or any part of the Ce-'^" °icuates to be or become arbitrage bonds ithin the meaning of'-that.Section or the Regulations prescribed by that Section. .s 5. thax.:to our best knowledge and belief there are no ~ other facts`,: estimates, or circumstances that would ma- terially change the foregoing conclusions or statements. EXECUTED this Dt 9 Mayor.. City Denton / City Manager. City Dento Y.~ Director o Finance, City Denton (CITY SEAL) »~'lV u 4 Y.. . 3v.g 1 OPINION OF BOND COUNSEL w. Based od•aur`examination of law and reaiew of the above certification azuithe covenants with respect to arbitrage r` contained in the :Ordinance authorizing the Certificates described in such `certz¢ication, it is our opinion, as Atcor- neys at Law-and,Bond Counsel to the City that the facts, a=ti- mates, and sare sufficiently set forth in the certification to"satisfy. the criteria which are necessary under Section 103tc) og°:the Internal Revenue Code of 1954, as amended, and Sections"'1_103-I3, 1.103-14, and 1.104-I5 of the proposed <s. Income Tax Rego ations of the internal Revenue Service with respect to arbitrage bonds, to support the conclusion that the obligations of the- issue of Certificates described :L-t the above-cert ficatiea will not be arbitrage bonds within the meaning of said-Code and Regulations. Further, it is our f d--opinion that the`Certifcates described in the above certifi- cation are not arbitrage bonds within the meaning of said Code Y and Regulations. o MCCs1LL. PARKFiUR5T b NORTON ATTORNEYS AT LAW 1400 MERCANTILE BANK BUILDING DALLAS,. TEXAS 75201 S 1 t A d 4> SIG~ATLrRE- IDENTIFICATION AND DIO-yIGATIODr THE- STATE.oF:TEXAS M=--Py OF`, DENTON OF DENTON hereby certify as follows c we, the undersigned, _xted and delivered M; (a) : That- L "mss certificate is exect with reference to thatrissue ; of DECE. 1 19CERTL''ICATES OF y L,IGATION'; SERIES 1979:, _ DATED (b) That ae officially executed and signed said Certi- ficates of Obligatiaa''and the interest coupons attached thereto by causing facsimiles of ox= mar,4al signatures to be imprinted . lithogr!~phed on-each of said Certificates of obligation and inter- est coupons, and we hereby adopt said facsimile sianatu= con- own, respectively., and dEClare that said facsimile'signatares stitute our signatures the same a% if we had manually signed each of said Certificates'of obligation and int-::rest coupons- (c) That.-"id Certificates of obligation and-interest coupons axe substant~ally in the form, and have been duly executed and signed in the.maraer,'prescribed in the ordinance authorizing. the issuance of said Certificates of Obligation and interest coupons (d). That at the time we so executed and signed said, Certificates of Obligation and interest coupons we were, and at t a time'of executing thi-.---_certificate we are, the duly chosen, qua Pied, and acting officers indicated therein, and authorized to ex acute the name- (e) That nc litigation of any nature has been filed or is now pending :to- restrain or enjoin the issuance or delivery of said Certi:fscates of`Obligation or interest coupons, or which would ` affect the provision =ade for-their payment or security, or in aay. manner questioning-the proceedings or authority concerning the isZss ance.of said Certificates of obligation and interest coupons, aac: ' that so far as we know and believe no such-litigation is threatened' ` E (f) That neither the corporate existence nor boundaries fiTad; of said Issuer is being contested, that no litigation has been or_ is uw pending which would affect the authority of the officers.v of said issuer _ to 'issue , execute, and deliver said Certificates .k hligation;:and; interest cotipons, and that no authority or proceed- ags for the-issuance-,of said Certificates of Obligation and ince=_7X est coupons have been repealed, revoked, or rescinded. (g)That we have caused the official s_-LI of said issuer R to be.impresses, or_printed, or lithographed ou each Qf said Cert ficates of -obligation;and said seal on said C of Obther = gation ` has `been. duly. adopted as # and is hereby declared to official seal of said issuer. E=CQTED and delivered this DEC 2 0 1979 Y r OFFICIAL TITLES mss. Mayor a Secretary The' signatures. of the officers subsc=ibed above <Q are hereby certified-to be true and genuine. First -State Bank of Denton, Texas (BANK SEAL) Bank 1 By Authorized Offices r TREASURER'S RECEIPT mh} THE . FATE OF TEXAS - CO1WTY OF DENTON - CITY OF DENTQN, The undersigned hereby certifies as follows: (a) That this certif_cate is executed and delivered with reference to that issue of CITY OF DENTON CERTIFICATES OF OBLIGATION,' SERIES 1979 -A, DATED DECEMBER 1, 1979. (b).-That the under,-wed is the duly chosen, qualified,°j and acting-Treasurer of the issuer of said Certificates of Obligation- cc) 'Chat all of said Certificates of obligation have been duly delivered to the purchaser thereof, namely. FIRST SOUTHWEST CO,`2ANY: DALLAS, TEXAS h (d) That all. of said Certificates of Obligation have been paid for full by-said purchaser concurrently with de- livery of_this-certificate, and the issuer of said Certificates, My. of Obligation received, and hereby acknowledges receipt of, the agreed purchase price for said Certificates of Obligation, being the par or;principal amount thereof and accrued interest to the date of delivery. (e) That all interest coupons representing interest scheduled to come-,:due on said Certificates of obligation were attached to said Certificates at the time of delivery thereof. MMCUTED and delivered this DEC 2 01979 TREASURER , F s~ , A Y r t I.Af• o.rICCs _ M9 CALL. PARKHURST & HORTON 1400 ME"CA0r4Lr BANK BUILDING ffou• wf:uu -0ALLA9.TCXA5 75201 ~olfw o. -~c'- f••rw-I~•af wlLaA.9 MIfwNV wwT [ffM-fwta7 MV V B. wowfow Afww 0009 VA 740-0501 CW OweL 1. ewewt I f tlww•f Ni) Tw1fT rrcTww N. Nor w- fwplwwfTT .C"w"D e. ,ow*ww a. cwwwl.rcw wowonw 0 DEC 2 0 3979 CITY OF DENTON CERTIFICATES OF OBLIGATION, SERIES 1979-A, DATED DECEMBER 1, 1979, IN } THE PRINCIPAL AMOUNT OF 5275,000 AS BOND COUNSEL for the issuer (the 'Issuer-) of the certificates described above (the "Certificates"), we have examined into the legality and validity of the Certificates, Vaich bear interest from their date, until maturity or re- demption, at the rate of 7.875% per annum, evidenced by in- terest coupons payable DECEMBER 1, 1980, and semiannually thereafter, and maturing seria_ly on JUNE 1 in each of the years 1990 through 1997• and with the Certificates being redeemable prior to their scheduled maturities ON ANY DATE WHATSOEVER, in accordance with the terms and conditions stated on the face of each of the Certificates. WE HAVE _EXAMINED the applicable and pertinent provisions of the Constitution and laws of the State of Texas, and a transcript of certified proceedings of the Issuer, and other r. pertinent instruments authcrie.'=q and relating to the issu- ance of the Certificates, including one of the executed Cer- tificates (Certificate No. 1). sol, BASED ON SAID EXAMINATION, IT IS OUR OPINION that said Certificates have been authorized, issued, and delivered in 1ti' accordance with law, and constitute valid and legally bind- ing special obligations of the issuer; and that the interest on and princij:al of said Cez.ficates are payable from ad valorem taxes, within the limit prescribed by law, levied up- on all taxable property within the Issuer, and are addition- ally secured by and payable from the surplu~i revenue- deriv- ed by the Issuer from the ownership and operation i~f the y; Issuer's Electric Light and Power System remaining after pay- ment of all operation and maintenance expenses thereof, and . all debt service (Retirement Fund), Reserve Fund, Contingencies Fund, Improvement r°und, T. d other requirements, payments, and deposits required in connection with the Issuer's Revenue Bonds (now or bereafter outstanding) which Net Revenues of the Issuer's Electric Light and Power System. ALSO,-IT IS OUR OPINION that the interest on the Certi- ficates is exempt from Federal Income Taxes under existing StatuLCS, regulations, rulings, and court decisions. ; WE HAVE ACTED AS BOND COUNSEL for the issuer ~ffor the sole pr-pose of rendering an opinion with respect to tlegality and validity of the Certificates under the Constitution and laws of the State'of Texas, and with respect to the exemption u of the interest on the Certificates from Federal Income request- and for no other reason or purpose. ed to investigate or verify, and have not independently : vest- 'rr igated or verified-, any records, data, or other material re- lating to the:findncial condition or capabilities of the Issuer, and have not assamed any responsibility -4th respect thereto.° We have relied solely on information and certificates furnish- ed to us by the-Issuer with respect to the current outstanding indebtedness of and aseessed valuation of taxable property within the Issuer Respectfully, a;;