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HomeMy WebLinkAbout1989 4 C. ULBRIG T & JA KI 1301 CKI EY HOUsTONI XAS 010 / HOUSTON TELEPHONE, 713/861- 61 WASHINGTON, O.C. ' TELC%: 78- 61 TELECOpIER: Y13/8 82l- /_6248 (Z/V1/I~J AUSTIN e SAN ANTONIO OALLAS 4CH LONDON IUA PULSAIGHT JAWOASKI 6 HEAVES MCGRATH NEW YORK 1 / March 1, 1989 LOS ANGELES Re, Sur US Funds of the Corporation Denton County Housing Finance Corporation Denton County Courthouse I Denton County, Texas 1 r Ladies and Gentlemen, r that we At the meeting of January 12, 1 review generall 989, You had requested surplus funds Of the DentonyCountpower and authority p oration (the "CDrporatlott11), We have Y reHousin v ewed Finance Corporation Incorporation dated January 14, 1980 the Articles of the Corporation, its Bylaws (the 'By lams"), the and "Art the ictes Texas housing Finance Corporations Ac,~, Texas Local Governmeat Code cha te a 394 (the "Act under which the p s incorporated, This letter does not address orfunds ioof the Corporation which may be subject to liens l Or otherwise encumbered, contract provisions, The Articles state that the Corporation is a instrumentalit public Y and non-profit corporation organized solely to carry out the purposes of Corporations Act, and that the affthe airs ofxtfhe Housing Finance be managed by a Board of Directors to be composed fi0n shall y appointed by the governing body of Denton County, Texas, The Articles further state that no dividends shall be paid by the I 1 f ! i I , r Y March 1, 1989 Page 2 Corporation, and no part of its net earnings (beyond that necessary for retirement of the indebtedness of the Corporation or to implement the public purpose of the County for which the Corporation has been created) shall be distributed to or inure to the benefit of its directors or officers or any private person, firm, corporation, or association except in reasonable amounts for services rendered. No substantial part of the Corporation's activities shall be carrying on propaganda or otherwise attempting to influence legislation, and it shall not participate in, or intervene in (including the publishing or distributing statements), any political campaign on behalf of or in opposition to any candidate for public office. The Bylaws state that the Corporation shall have all the powers conferred by the Articles and the Act, and the exercise of any or all powers granted thereunder may be made by / resolution of the Board of Directors of the Corporation, The 1 Bylaws state the Directors may be reimbursed for actual expenses incurred in the performance of their duties. The Bylaws repeat that no dividends shall be paid and no part of I the net earnings of the corporation shall ever be paid to any private person except in reasonable amounts for services rendered, The Bylaws further state that if the Board of Directors of the Corporation determines that sufficient provision has been made for full payment of its ,expenses, j bonds, and other obligations, then its net earnings thereafter 1 accruing are to be paid to Denton County, Texas, provided that nothing in the Bylaws shall prevent the Board of Directors of the Corporation from transferring all or any part of its property in accordance with the terms of any contract or agreement, The Bylaws state that upon dissolution of the Corporation, title to all its funds and property shall vest in I Denton County, Texas. The Act provides that the Corporation may not pay t dividends, and that its net earnings may not be distributed to or benefit the directors or officers of the Corporation or any 1 person except as reasonable compensation for services rendered. Upon provision being made for a full payment of the Corporation's expenses, bonds, and other obligations, any net corporate earnings accruing after such provision shall be paid to the sponsoring governmental body (i.e., Denton County, Texas), The Corporation may transfer corporate property as provided by a contract made by the Corporation, The Act further states that the Corporation may exercise any powers incidental to or necessary for the performance of its; powers under the Act, and may exercise other powers necessary or appropriate to carry out the purposes for which the Corporation is organized. Among the Corporation's i ItB~V r k E1 i March 1, 1989 Page 3 general powers, the Corporation may make contracts as necessary or convenient to exercise its powers; incur liabilities, borrow money, issue notes, bo.ndF, and other obligations; sec,ire its obligations by mortgages or pledges of its property, franchises, and income; plan, research, study, develop, and promote the establishment of residential development; and make donations for the public welfare or for charitable, scientific, or educational purposes. Generally, we note the following concerning your surplus funds: 1. Under the terms of the Act, to tlie extent you intend to plan, research, study, develop, and promote the establishment of residential development, there is a j neee:,sary incidental power to carry out those purposes to expend net income of the Corporation, 2. You may expend that income of the Corporation for making donations for the public welfare or for charitable, yeienti£ic, or educational purposes, 3. You may expend funds of the Corporation to the extent such expenditure is incidental to or net.essary for the performance of any powers of the Corporation gra,.ted under Texas Local Government Code chapter 394, 4. Under Your Articles;, ~ the Bylaws, and the Act, you may not pay dividends or distribute the net earnings o@ the I Corporation to benefit the ~ directors Corporation or any other private or officers the reasonable compensation for services rendered. J 5. Upon sufficient provision for full payment of 1 expenses, bonds, and other obligations of the Corporation, net earnings of the Corporation accruing after the € determination that such provision has been made are to be paid to Denton County, Texas, , 6, You may pay money to carry out provisions of a contract made by the Corporation. It is within your general powers to make contracts if a contract is necessary or convenient to exercise powers granted to you under the Act, All matters discussed in this letter are general and are Intended to provide the Board of Directors with guidance j for consideration of specific expenditures, Please call if you i silly s ti March 1, 1989 Page 4 have further questions concerning your powers with respect to surplus funds, Very truly yours, Nen Thomas For the Firm TNT/res i i I i f ' E ~ { i e { r. M9R :6 199 0120 FULBR:GF',T & JAWORSKI DALLAS P.2 FULORIGHT & JAWORSK1 100 CONVLNT STR[LT, SUITa 1100 SAN ANTONIa,T1x As mace NOYOTON WM N I NO TON, e.0 okwnN MAN ANTONIO TiIiM,ON [OIO/N~Oi►O DALL48 T[L[COI'[I1; fli/[fM000f 60NO6I6 [YfICN ~lflllf NT dM'dllf Kl f RUM@ MCaNATN NCW van LM ANtlLNO March 13, 1960 RE'. Denton County mousina Fiaanae Corporation Collateraliaed Loans-to-Lenders siouslng Revenue Sondoo esries 1061-A I } Denton county mousing Finance Corporation Comissionor's precinct 4 Courthouse On The Square Denton, Texas 76201 1 Ladies ar.4 aentlemenl i , In connection with the issuance of the above-referenced bonds (the "goads") of the Denton County Housing Finance Corporation (the "issuer"), we rendered an opinion to the effect that interest on the Bonds would be excludable from the gross income of the owners thereof for federal income tax purposes, The proceeds of the Bonds were ! loaned to certain financial institutions that re-loaned such proceeds to developers of multifamilyy rental housing projects, Yorth Texas savings and Loan Assoolatioa the "housing ) f was loaned a portion of the proceeds of the 9ondsl and the Associatio>x re-loaned such proceeds to Fox Haven, Ltd,, a Texas limited partnership (the "Developer"), to finance the construction of a multifamily rental housing project, the Haventree Apartments (the "nrojeat"). Out opinion was based in f pact upon the asss~ti oetithat the to Developer, aid its successors gne omply with the terms, conditions cad restrictions contained its that certain n Aequlatory Agreement, dated a• of Deomber A, 19x1, originally aaong the issuer, The First Rational Hann of Tort worth (the "Ornal Trustee"), and the Developer and with those certain restrictions contained the Declaration of Ustriotivo Covenants, Terms not otherwise defined herein shall have the same meaning ascribed to such terms in the Regulatory Agrement, i i r. MAR :6 '69 10;Z! FULBRIGHT & JAWORSK2 DALLAS P,3 r Denton County Housing M aace Corporation March 13, 1999 Page 2 it is our understanding that on May 1, 1997, the Association foreclosed upon its loan to the Developer, acquired the Project and redeemed $4,330,000 of the Bonds. On may 1, 1997, an additional foreclosure resulted in the partial redemption of 13,935,000 of the Bonds. Finally, on may 1, finaaaial~institutiocns in prepaid uaownt their Of of;6# 40D 0000 which financial institutions used such prepayments to redeem the remaining outstanding Bonds, requested that the The Association, as iu00essor to the Developer, has i` Of Restrictive covenants r And terminate that the release Issuer the Declaration National Built Ft, worth, as successor to the original Trustee (the "Truetee'l), release and terminate the Regulator i greement. The Declaration of Restrictive Covenants and the Regulatory Agreement may not be terminated unless an opinion of I Band counsel is received to the effect that such termination will not adversely affect the excludability of interest from the gross income of the owners of the Bonds for federal income talc purposes. The restrictions contained in the Regulatory Agreement 1 and the Declaration of Restrictive Covenanta that are related to federal income taxes are contained in Treasury Regulation section 1,103-s(b), Treasury Regulation Section 1.103-A(b)(6>(ifi) providesi (iii) involuntary loss. (a) The requirements I of !Treasury Regulation Section 1,103-A(b)) shall cases to apply to a project in the event of involuntary noncompliance caused by firs, leisure, requisition, foreclosure, ohaags in a Federal law or an action of a Federal agonay attar the date of issue which prevents an issuer from erjorcin the requirements of this paragraph, or condemnation or similar event but only if, within a reasonable period, either the obligation used, to provide such project is retired or amounts received as a consequence of such event are used to provide a project which meets the requirement of section 103(b)(O (A) and (Treasury Regulation &action 1.103-6(b)l. (ftphasis added.) (b) The provisions of paragraph (b)(a)(iii)(a) of this section shall cease to a ply to a project subject to forsclosure, transfer of title by deed in lieu of foreclosure or similar event if, at anytime during that part of the qualified project E y h'AR 16 '89 10;21 FLILBRIGHr & JAWORSX! DALLAS P.4 Denton County Mousing Finance Corpormtion March 13, 1109 Page 3 period subsequent to such event, the obligor on tho acquired purpose obligation (se defined in 91,103-13(b)(4)(iv)(a) or a related person (as defined in 51,103-10(4)) obtains an ownership interest in such project for tax purposes, Since the Project was acquired by the Association in a foreclosure !and that portion of the Bonds related to the Profeot were retired, Treasury Regulation 1,103-8(b)(W iii) would appear to allow the retttlotions contained in the Regulatory Agreement and the Declaration of Restrictive Covenants to be terminated without adversely affecting the excludability of interest on the Bonds from the gross income of the owners thereof for federal income tax purposed provided that, the Developer or a related person (as defined in Treasury Regulation Section 1,103-10(e)) does not obtain an Ownership interest in the Project during the qualified project period (as definoA in Treasury Regulation Section 1.103-8(b)(7)) for federal income tax purposes, The 2nternal Revenue Service (the "Service") in PUt 9743017 ruled privately in connection with a foreclosure of a single project in a osctifioste of deposit program that involved multiple financial institutions and multiple projects and wee therefore similax to the Lo we-to-leaders program financed by the Bonds, in PLA 9743073, the service ruled that since the multiple projects were provided by a single issue of bonds that Treasury Aequlatione Section 3,403-0(b)(6)(iii) was not applicable, The Service relied upon the singular nature of the word "obligation" in such Regulation, That is, the requirement that "within a reasonable period the obligqation used to provide such project is retired" could not be sstisfied since the entire obligation was not retired in PLA 0743023. However, in the situation considered hereunder, within one year of the redemption of the portion of the Sonde related to the Project, all the Bonds vere redeemed. This fact distinguishes the present case from PLA 0743023, agoiag, and assumin that the Based on the for Developer or a related person (as defined in Treasury Regulation Section 1,103-10(6)) does not obtain as ownership interest in the Project for federal income tax purposes during the qualified project riod (as defined in Treasury Regulation Section 1.103-8(b) 7)ro we ere of the opinion that the termination and release of the Regulatory Agreement and the Ueolaration of Restrictive Covenants will not adversely affect I 10 4 is MAR lb 'QS '10122 FULBRIGHT R JAUORSKI,DALLAS, L ~i5 Denton Countp Housinq Finance Corporation Harch 13, 1914 Page 4 the excludability of interest on the Bonds from the gross iacoar of the oworn thnrnnf fnr Waal Anoone t" purpalse. Vet ruly vaurs, Pu right pia rski t3eor cofi For the Firm whs/o.rt/31ebd ~ I cot Kr. elbert M. Morrow (Vim) f f r w f; i "low Y RESOLUTIONS AMENDING AND RATIFYING RESOLUTIONS AUTHORIZING DENTON COUNTY HOUSING FINANCE CORPORATION SINGLE FAMILY MORTGAGE REVENUE BONDS (GNMA MORTGAG2-BACKED SECURITIES PROGRAM) SERIES 1989; A SINGLE FAMILY MORTGAGE PURCHASE PROGRAM (1989); AND OTHER MATTERS IN CONNECTION THEREWITH WHEREAS, this Denton County Housing Finance Corporation (the "Issuer") passed and adopted RESOLUTIONS AUTHORIZING DENTON COUNTY HOUSING FINANCE CORPORATION SINGLE FAMILY MORTGAGE REVENUE BONDS (GNMA MORTGAGE-BACKED SECURITIES PROGRAM) SERIES 1989; A SINGLE FAMILY MORTGAGE PURCHASE PROGRAM (1989); AND OTHER MATTERS IN CONNECTION THEREWITH (the "Resolutions") at a meeting of the Issuer held on March 6, 1989; and WHEREAS, this Board of Directors has determined that the action authorizing the Resolutions is in furtherance of the f corporate purposes of the Issuer and that the terms and conditions of the Bonds and other instruments described in the Resolutions are advisable and that such action should be affirmed and ratified except as provided herein; j BE IT THEREFORE ?.ESOLVED BY THE BOARD OF DIRECTORS OF THE DENTON COUNTY HOUSING FINANCE CORPORATION THAT, Section 1, All actions authorized by this Board of Directors in the Resolutions shall be and the same are hereby ratified, approved, and confirmed except as provided herein, Section 2, The following documents, as approved b this Board of Directors in the Resolutions and presented on f this date, are approved in substantially the form as presented to the Board in connection with these resolutions (the "Amending Resolutions") on this date; (i) The Origination, Sale, and 8ervicing Agreement, dated as of February 15, 1989 (the "Agreement"), among the Issuer, MBank Houston, National Association, as Trustee (the "Trustee"), Lomas Mortgage U.S.A., Inc, (the "Administrator"), and the Participants approved to originate mortgage loans thereunder; (ii) The Indenture of Trust, dated as of February 15, 1989 (the "Indenture"), between the Issuer and the Trustee; I r 4 YI i i' i The Letter of Represantations from the Trustee and the Issuer to Depository Trust Company; and (iv) The Purchase Contract, among First Southwest Company, Prudential-Bache Capital Funding, Inc., and Morgan Stanley & Co. Incorporated (tho "Underwriters") and the Issuer. Section 3. This Board of Directors hereby approves and ratifies the Bonds in an amount not to exceed $16,866,293,45 in substantially the form and substance set forth in the Indenture, at the initial per annum rates of interest and maturities as set forth in the amended Schedule A attached hereto. Section 4, All action (not inconsistent with provisions of these Affirming Resolutions) and the Resolutions heretofore taken by this Board of Directors and the officers of the Issuer directed toward the issuance of the Bonds and the financing of the Single Family Mortgage Purchase Program (1989) (the "Program") shall be and the same. hereby are ratified, approved, and confirmed., The officers of this Board, or any of them, are authorized to take any and all actions necessary to carry out and consummate the transactions described in or contemplated by the instruments approved hereby or otherwise to give effect to the actions authorized hereby and the intent hereof. Section 5, After any of the Bonds are issued, these Affirming Resolutions and the Resolutions as modified j hereby shall be and remain irrepealable until the Bonds or interest thereon shall have been fully paid or provisions i for payment shall have been made pursuant to the Indenture, i Section 6. If any section, paragraph, clause, or li provision of these Affirming Resolutions shall be held to be invalid or unenforceable, the invalidity or unenforceability of such section, paragraph, clause, or provision shall not affect any of the remaining provisions of these Affirming Resolutions, In case any .ibligation of r the Issuer authorized or established by these Affirming Resolutions or the Bonds is held to be in violation of law as applied to any person or in any circumstance, such obligation shall be deemed to be the obligation of the Issuer to the fullest extent permitted by law. _2^ IV rl it i SCHEDULE A TO BOND RESOLUTION The Bonds, consisting of Serial Bonds, Term Bonds and Capital Appreciation Bonds shall be of the maturities, amounts, and per annum rates of interest as follows; SERIAL BONDS Maturity Principal Interest { Date Amount _ Rate M February 1, 1992 $125,000 7.20 August 1, 1992 130,000 7.20 February 1, 1993 135,000 7.30 August 1, 1993 140,000 1.30 February 1, 1994 145,000 7.40 August 1, 1994 150,000 7,40 February 1, 1995 155,000 7.45 August 1, 1995 160,000 7.45 ~bruary 1, 1996 165,000 7.50 August 1, 1996 175,000 7,50 1 f February 1, 1997 1801000 7.55 August 1, 1997 185,000 7.55 February 1, 1998 195,000 7.65 August 1, 1998 200,000 7,65 ? February 1, 1999 210,000 7.75 August 1, 1999 220,000 7,75 February 1, 2000 225,000 7.85 August 1, 2000 235,000 7,85 TERM BONDS Maturity Principal Interest Date Amount Rate $3 August 1, 2020 $4,000,000 7.75 I kk August 1, 2021 8,665,000 8.25 CAPITAL APPRECIATION BONDS Maturity Maturity Interest Date Amount Rate M . February 1, 2001 $245,000 8.00 August 1, 2001 245,000 8,00 February 1, 2002 245,000 8.00 August 1, 2002 245,000 8.00 February 1, 2003 245,000 8.00 August 1, 2003 245,000 8.00 February 1, 2004 245,000 8.00 August 1, 2004 250,000 8.00 February 1, 2005 250,000 8100 August 1, 2005 250400 8100 February 1, 2006 250400 8100 August 1, 2006 250,000 8100 February 1, 2007 250,000 8100 August 1, 2007 245,000 8100 -3- Iv r s CERTIFICATE OF SECRETARY THE STATE OF TEXAS § COUNTY OF DENTON § I, the undersigned, Secretary of the Denton County Housing Fi,iance Corporation, a public non-profit corporation organized by and with the approval of Denton County, Texas, DO HEREBY CERTIFY as follows: 1. That on March 6, 1989, the Board of Directors of the Denton County Housing Finance corporation (the "Board of Directors") convened in special session at its regular meeting place located at Commissioners Courtroom, Courthouse on the Square, Denton, Texas; the members of the duly constituted Board of Directors being as follows: Mr, Don Hill President f Mr, Mark Chew Vice President Mr. Lloyd Harrell Secretary-Treasurer Judge Vic Burgess Director Ms, Diane Edmondson Director Mr, Charles Hopkins Director Mr, Jim Jenne Director Ms, Lennie McAdams Director Dr, Ray Stephens Director Mrs, Lee Walker Director and all of sad persons were p esent at said meeting except the i I following: j9 Sojjd~L Ae mod" 4L"1 I Whereupon written: RESOLUTIONS AUTHORIZING DENTON COUNTY HOUSING FINANCE CORPORATION SINGLE FAMILY MORTGAGE REVENUE BONDS (GNMA MORTGAGE-BACKED SECURITIES PROGRAM) SERIES 1989; A SINGLE FAMILY MORTGAGE PURCHASE PROGRAM (1989); AND OTHER MATTERS IN CONNECTION THEREWITH was introduced and submitted to the Board of Directors for passage and adoption, After presentation and due consideration of the resolutions, a motion was made and seconded that the resolutions be finally passed and adopted. The motion carried by the following vote: k ' voted "For" U voted "Against" b abstained f ~:rev -1M s i f9i1V .iieN yy `1 4i' T 1 all as shown in the official minutes of the Board of Directors for the meeting held on the aforesaid date, 2. That the attached resolutions are a true and correct copy of the original on file in the official records of , the Denton County Housing Finance Corporation; the duly qualified, acting, and incumbent members of the Board of Directors on the date of the aforesaid meeting are those persons shown above and, according to the records of my office, each member of the Board of Directors was given advance notice of the time, place, and purpose of the meeting; that said meeting, and deliberation of the aforesaid public business, was open to the public and notice of said meeting was given in advance thereof on behalf of the secretary of the Issuer in compliance with the provisions of the Bylaws of the Issuer; and that said meeting was in all other respects duly called and j held, IN WITNESS WHEREOF, I have hereunto signed officially and affixed the seal of the Denton Cunty Housname ing Finance Corporation this Secret Y i I [SEAL] 1 i r i s i '0 RESOLUTIONS AUTHORIZING DENTON COUNTY HOUSING FINANCE CORPORATION SINGLE FAMILY MORTGAGE REVENUE BONDS (GNMA MORTGAGE-BACKED SECURITIES PROGRAM) SERIES 1989; A SINGLE FAMILY MORTGAGE PURCHASE PROGRAM (1989); AND. OTHER MATTERS IN CONNECTION THEREWITH WHEREAS, the Denton County Housing Finance Corporation (the "Issuer") has been created avid established as a public nonprofit corporation pursuant to the provisions of the Texas Housing Finance Corporations Act, as amended, Texas Local Government Code chapter 394 (the "Act"), to finance the costs of residential ownership and development that will provide _ decent, safe, and sanitary housing at affordable prices for the residents of Denton County, Texas (excluding portions of the Cities of Carrolton and Dallas located therein, the "Unir"); WHEREAS, the Issuer has determined to Implement a Single Family Mortgage Purchase Program (1989) (the F' "Program") to assist persons of low and modern income to acquire and own decent, safe, and sanitary housing within the Unit; j WHEREAS, the Issuer has determined to issue iCs Single Family Mortgage Revei.ue Bonds (GNMA Mortgage-Backed Securities Program) Series 1989 (the "Bonds"), in the aggregate E principle amount of $16,866,293,45, to acquire fully modified pass-through mortgage-backed certificates backed by certain qualified home mortgage loans (the "Mortgage Loans") made to persons of low and moderate income within the Unit and guaranteed by the Government National Mortgage Association (the "GNMA Certificates"), and to pay certain costs incurred in ' connection with the issuance of the Bonds and the Implementation of the Program, all under and in accordance with i the Constitution and laws of the State of Texas; WHEREAS, it is hereby expressly determined that the issuance of the Bonds and the implementation of the Program accomplish a valid public, purpose of the Issuer by assisting persons of low and modera'C9 income in the Unit to obtain decent, safe, and sanitary housing, thereby helping to eliminate slums in blighted areas, to relieve unemployment and depressed economic conditions in the home construction industry, to preserve and increase the tax base of the State of Texas, the Unit, and other political subdivisions, and to reduce public expenditures for crime prevention and control, public health, welfare, and safety and for other purposes, and the foregoing are hereby determined and declared to lessen the burdens of government and to be public purposes and functions; E `1` T . , -10 0 i WHEREAS, the Issuer is authorized to issue the Bonds pursuant to the Act; WHEREAS, section 103 and section 143 of the Internal Revenue Code of 1986, as amended (the "Code"), provide that if such obligations meet certain requirements stated in sections 143, 147, 148, and 149 of the Code, then the interest on obligations issued by or on behalf of a state or a political subdivision thereof the proceeds of which are to be used to finance owner-occupied residences shall be excludable from the gross income of the owners thereof for federal income tax purposes; WHEREAS, the Issuer is a public instrumentality whose _ creation was effected after the approval of the form of its articles of incorporation, as amended, by resolution adopted by the Commissioners Court of the Denton County, Texas (the "Governing Body"), and it is hereby found and determined that: i I (1) the Issuer is the only authority created on behalf of Denton County, Texas,• which has the power to issue its revenue bonds to acquire home mortgages i and by pledging such mortgages as security for the payment of the principal of and interest on any such revenue bonds and by entering into any agreements made in connection therewith; l (2) except for the Cities of Carrollton, Texas and Dallas, Texas, each incorporated city located in whole or in part within the boundaries of Denton f County, Texas, having a population in excess of 20,000 as of January 1, 1989, has, by resolution of the governing body of such of.ty, approved or will approve prior to delivery of the Bonds the acquisition of home mortgages within its boundaries as a part of the program of the Issuer, and home mortgages may be acquired with respect to homes located within the Unit; (3) the issuance of the Bonds and the making of the various contractual commitments, as provided in this Resolution, will finance the costs of residential ownership and development that will provide decent, i safe, and sanitary housing at affordable prices for residents of the Eligible Loan Area at affordable prices, and the issuance of the Bonds for the purposes decribed in the Program is in the best interests of the citizens of the Unit and accomplishes the public purposes for which this Issuer was created and established; -2- 4t27V i ~ is 10 provisions Hof Texas t Revised Issuer Civil a Statutes complied article with 5190).9(a), receiving a Certificate of Reservation, docket number 662, dated February 1, 1989, (2) the relevant provisions of the Code, and (3) all applicable laws of the State of Texas; WHEREAS, First Southwest Company, Prudential-Bache Capital Funding, Inc., and Morgan Stanley & Co, Incorporated (collectively referred to as the "Underwriters") have offered to purchase the Bonds and to such end have presented for consideration by this Board of Directors a Preliminary official Statement (the "Preliminary Official Statement") dated February 24, 1989; WHEREAS, a proposed Trust Indenture to be dated as of February 15, (the "Indenture") , between the Issuer and MTrust Corp, National Association, as trustee (hereinafter referred to as the "Trustee"), which would establish terms for and provide for the issuance of and security for the Bonds, JJ a proposed Purchase Contract to be dated March 6, 1989 (the 1 "Purchase Contract"), between the Underwriters and the Issuer providing for the sale of the Bonds to the Underwriters by this 1 Issuer, and a proposed Letter of Representations to be dated the date of its execution by the Trustee (the "Letter of Representations" from the Issuer and the Trustee to the Depository Trust Company, have been presented for consideration; i WHEREAS, there has been presented for consideration by this Board of Directors, the proposed Origination, Sale, and Servicing Agreement to be dated as of February 15, 1989 (the "Agreement"), separate but 'substantially similar originals of which are to be entered into by the Issuer, the Trustee, Lomas Mortgage USA, Inc .0 as master servicer (the "Administrator"), and each of the Participants (hereinafter defined), which f Agreement sets forth certain procedures and guidelines to be f followed by the Issuer and it is appropriate for the Board of Directors of the Issuer to approve the Agreement and thereby also provide for the Trustee and the Administrator to administer the Program and for the Administrator to monitor and supervise the origination, sale, and servicing of the Mortgage Loans; WHEREAS, there has also been presented to this Board of Directors the Invitation to Participate dated December 15, 1988 (the "invitation") relating to the Program distributed to Persons previously if Mortgage Loans under the Program tially interested in making r -3- WHEREAS, the Issuer also wishes to authorize and approve the appointment of various parties to implement and administer the Program and to authorize the selection of the Persons who will be eligible to make Mortgage Loans (the "Participants") under the Program and to authorize the designation of the respectil', dollar amount to be made available to each such Part'.cipant for Mortgage Loans (the "Participant Allocation"); WHEREAS; this Board of Directors has reviewed the foregoing and determined that the action herein authorized is in furtherance of the corporate purposes of the Issuer and that the terms and conditions of the Bonds and the above-.described instruments, including without limitation the date, interest rates, maturity, redemption terms, and sales price of the Bonds and the manner of disbursing the proceeds thereof are advisable; NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF DIRECTORS OF THE DENTON COUNTY HOUSING FINANCE CORPORATION, THAT: Section 1. All terms used herein, unless otherwise e# ned, shall have the meanings ascribed i herein and in the Indenture or the Agreement. Section 2. The terms of the Agreement, the indenture, the Letter of Representations, and the Purchase Contract, in substantially the forms and to the effect presented to this Board of Directors be, and the same hereby are, approved, Section 3, The President and the Vice President, i or either of them, and the Secretary and any Assistant I Secretary, os any of them, be, and such officers hereby are, authorized and directed to execute and I deliver the Agreement, the Indenture, the Purchase Contract, and any and all certificates and other instruments described therein upon the conditions therein described, all upon the terms herein, approved, and that the President (and, in the event of the absence or disability of such officer, the Vice President) and the secretary (and, in the event of the absence or disability of such officer, any Assistant Secretary appointed by the President or the Vice President for such purpose) be, and such officers hereby are, authorized to negotiate and approve changes in the terms of each such instrumenror to the execution and delivery thereof) as such officers shall deem necessary or appropriate, and that approval -4 9 2 : 7 v - a f s. ,t 4± ofshalthebe l terms o£ each such instrument by such officers conclusively evidenced by their execution and delivery thereof, Section 4, This Board of Directors hereby approves and ratifies the distribution of the Invitation and the Preliminary Official Statement and approves and authorizes distribution of an official Statement and the President (arid, in the event of the absence or disability of such officer, any Vice President) is authorized to approve such changes and supplements to the Preliminary official Statement and Official Statement as such officer shall, on the advice of counsel, deem necessary or appropriate and to execute and deliver the same to the Underwriters, which approval shall be conclusively evidenced by the execution and delivery thereof by such officer, Section 5, The Bonds, in a principal amount not to exceed (16,866,293,45 in substantially the form and j substance set forth in the Indenture, and at an initial per annum rates of interest as set forth in Schedule A attached hereto, are hereby approved and the President and each Vice President, or any of them, and the Secretary and each Assistant Secretary, or any of them, are hereby authorized and directed, for and E on behalf of the Issuer, to execute the Bonds or have j their facsimile signatures placed upon the Bonds, and I such officers are hereby authorized and directe to the Bonds, and the seal 'of the Issuer is k ' hereby authorized and directed to be affixed or placed in facsimile on the Bonds. Submission of a transcript j of proceedings concerning the Bonds to the Attorney General of the State of Texas, registration of the Bonds by the Comptroller of Public Accounts of the State of Texas, and authentication of the Bonds, all upon the terms and condind the manner f described in the Indenture as the saame may be modified as authorized by these Resolutions, and the delivery of the Bonds against payment therefor ; pursuant contract are hereby authorized,to the Section Solely for I the Program purposes of carrying out maximum , the Issuer hereby determines that the e amount to be set under the Act constituting low and moderate income shall be #45,665,00 until such amount may hereafter be revised by the Issuer, i ii Section 7. MTrust Corp, National Association is hereby appointed as Trustee under the Indenture, thereby serving as Bond Registrar and paying agent under the terms of the Indenture, Section 8, The President and each Vice President, or any of them, and the Secretary and each Assistant Secretary, or any of them, are hereby authorized to execute and deliver to the Trustee the written request of the Issuer for the authentication and delivery of the Bonds by the Trustee in accordance with the Indenture. Section 9, The use and distribution of the Invitatio- n the form presented to the Board on this date as the act and deed of the Issuer is hereby ratified and confirmed, Section 10, The use and distribution of the form j of Offer to originate, in the form presented to the Hoard on this date as the act and deed of the Issuer, is hereby ratified and confirmed,, the acceptance of each Participant's offer is hereby authorized, and the President, Vice President, the Secretary and other authorized member of the Issuer are each hereby authorized to execute and deliver to each Participant the Notice of Acceptance provided for in the j Invitation. Section 11, All action (not 'inconsistent with a g provis one s of these Resolutions) heretofore taken by 1 i this Board of Directors and the officers of the Issuer directed toward the financing of the Program and the t issuance of the Bonds shall be and the same hereby is ratified, approved, and confirmed. The officers of S this Board, or any of them, are authorized to take any and all action necessary to carry out and consummate the transactions described in or contemplated by the instruments approved hereby or otherwise to give effect to the actions authorized hereby and the intent 1 hereof, and the President or Vice President, or any duly authorized officer of the Issuer is hereby authorized to approve such changes to the documents authorized by this resolution as shall be deemed necessary or appropriate and not contrary to the general tenor thereof, and the e:;ecution and delivery of such documents by the President,. the Vice President, or any duly authorized officer of the Issuer will constitute the approval by the Issuer of any such changes, F 1 r maw a f Section 12. No stipulation, obligation or agreement herein contained or contained in the Indenture, the Bonds, the Agreement, the offer, the Invitation, the Preliminary Official Statement, the Official Statement, the Purchase Contract or any other instrument related to the issuance of the Bonds shall be deemed to be a stipulation, obligation, or agreement of any officer, director, agent, or employee of the issuer in his or her individual capacity, and no such officer, director, agent, or employee shall be personally liable on the Bonds or be subject to personal liability or accountability by reason of the issuance thereof. Section 13. The issuer hereby directs the President, Vice President, the Secretary or other authorized member of the Issuer to determine and approve the Program Allocation for each Participant in the amounts deemed appropriate by such officer or authorized member, Section 14. Lomas Mortgage USA, Inc. is hereby appointed as master servicer under the Agreement. t Section 15. After any of the Bonds are issued, these Resolutions shall be and remain irrepealable until the Bonds or interest thereon shall have been ! I fully paid or provisions for payment shall have been made pursuant to the Indenture, Section 16, if any section, paragraph, clause, or provisions of these Resolutions shall be held to be invalid or unenforceable, the invalidity or 4 unenforceability of such section, paragraph, clause, or provision shall not affect any of the remaining provisions of these Resolutions, In case any LJ obligation of the Issuer authorized or established by I l these Resolutions or the Bonds is held to be in violation of law as applied to any person or in any circumstance, such obligation shall be deemed to be the obligation of the Issuer to the fullest extent permitted by law. Section 17, This Bond Resolution shall be in full foroe and effect immediately from and upon its adoption, i -7- r k j SCHEDULE A TO BOND RESOLUTION The Bonds, consisting of Serial Bonds, Term Bonds and Capital Appreciation Bonds shall be of the maturities, amounts, and per annum rates of interest as follows; SERIAL BONDS Maturity Principal Interest Date Amount Rate February 1, 1992 $125,000 7,20 August 1, 1992 130,000 7,20 February 1, 1993 135,000 7.30 August 1, 1993 140,000 7,30 February 1, 1994 145,000 7,40 August 10 1994 150,000 7.40 February 1, 1995 155,000 7.45 August 1, 1995 160,000 7,45 February 1, 1996 165,000 7,50 August 1, 1996 175,000 7.50 E February 1, 1997 180,000 7.55 August 1, 1997 185,000 7,55 { February 1, 1998 195,000 7.65 I August 1, 1998 200,000 7.65 February 1, 1999 210,000 7,75 August 1, 1999 220,000 7.75 February 1, 2000 225,000 7.65 August 1, 2000 235,000 7,85 TERM BONDS Maturity Principal Interest Date Amount Rate August 1, 2017 $4,000,000 7,75 August 1, 2021 81665,000 8.25 CAPITAL APPRECIATION BONDS Maturity Maturity Interest Date Amount Rate February 11 2001 $245,000 8000 August 10 2001 245,000 8100 E February 1, 2002 245,000 8100 August 1, 2002 245,000 8.00 February It 2003 245,000 8.00 August 1, 2003 245,000 8.00 February 11 2004 245,000 8.00 August It 2004 250,000 8.00 February 1, 2005 250,000 8.00 August 1, 2005 250,000 8,00 February 11 2006 250,000 8.00 August 1, 2006 250,000 8100 February It 2007 250,000 8.00 4 August 1, 2007 245,000 8,00 7v j -r t s y, hY f f, EXTRACT FROM MINUTES OF MARCH 16, 1989 MEETING OF BOARD OF DIRECTORS OF DENTON COUNTY HOUSING FINANCE CORPORATION Director made a motion that the letter from Fulbright & Jaworski relating to a Release of Regulatory Agreement with respect to Fax Haven Ltd, Partners be spread upon the minutes and that the President of the Board be directed to execute the Release as presented to the Board by such law firm, The motion was seconded by Director and upon the vote being called for, the motion carried by unanimous vote t _ 4 3 7 a V I tl }1 M f! MINUTES OF MEETING OF BOARD OF DIRECTORS MARCH 6, 1989 The State of Texas § County of Denton § Denton County Housing Finance Corporation § The Board of Directors (the "Board" County Housing Finance Corporation (the "Corporation") et Dention the Commissioner's Courtroom, Courthouse on the Square, Denton, Texas, at 6:30 p,m, on March 6, 1989. The following members of the Board were present; Mr. Don Hill, Mr, Judge Vic Burgess, Ms. Diane Edmondson, Ms, Mark , Lennie Chew McAdams. Also attending were Mr, Neil Thomas of Fulbright & Jaworski, counsel for the corporation, Mr, BoL Peterson, First Southwest f Company, Mr, Alan Raynor, McCall, Parkhurst & Horton, Mr. John Stohlman, NCNB Texas National Bank, Mr, Gregg Hasty, MTrust Corp, National Association. The meeting was called to order by the President of the Board, Mr, Don Hill, The minutes of the meeting of January 12, 1989, were approved upon a motion, second, and unanimous vote. Minutes for the hearing of December 28, 1988, I were presented by Mr, Hill, and approved upon a motion, second, I` and unanimous vote, Consideration was then given to selection of a Trustee ~ for the Denton County Housing Finance Corporation Single Family Mortgage Revenue Bonds i Program) Series 1989 (the "Bonds") Mortgage-Hacked Securities i Mr. Texas National Bank had been Trustee in past issues thfor NCNB he 1 Corporation, Mr, Chew noted that previously, the Hoard of ' Directors had not selected trustees by bid. Mr. Peterson stated that he had taken bids from three proposed Trustees, each of which was qualified to serve as Trustee, Mr, Hill asked if there was any reason why the Board of Directors should not select the low bidder as Trustee, Mr. Stohlman stated that there was some value in continuity, Upon a motion, second, and unanimous vote, MTrust Corp, National Association was chosen as Trustee for the Bonds. The Board next recognized Mr, Peterson who reviewed with the Board the proposed Participants in the Single Family ' Mortgage Purchase Program (1989), a copy hereto as Exhibit A. Mr. Thomas reviewd fwi h c which attached Directors resolutions authorizing Denton County Housing Finance Corporation Single Family Mortgage Y tgage Revenue GNM Mortgage Backed Securities Program) Series 1989;on as Sing e r ~t 1 i s Family Mortgage Purchase Program (1989); and Other Matters in Connection Therewith, a copy of which is attached hereto as Exhibit B, A copy of the preliminary official statement used presented to market rd, the copy S of by whthe ich underwriters is er attached w hereto also the Board, Exhibit C. Upon motion duly moved and seconded, the Board adopted the Resolutions, The Board, upon motion made and duly seconded and approved unanimously, determined to table the remaining items of its agenda, THERE BEING NO FURTHER BUSINESS TO COME BEFORE THE BOARD, THE MEETING WAS ADJOURNED, * The above and foregoing minutes were passed and approved by the Board of Directors of the Denton County Housing Finance Corporation on I { President ATTEST; Secretary i (SEAL) i 4 E k _2_ Y; r V a j. Ado" $16,350,000 DENTON COUNTY HOUSING FINANCE CORPORATION Single Family Revenue Bonds 30 Year Fixed Rate Mortgage FHA - VA ~ i First time homeowners or have not owned a home in three years. Homes In Denton County excluding the C' sties of Dallas and Carrollton. 8 3/4% Maximum Family Income Lirnin Two or less Three or more '37'600 Adjusted Gross income $43,240 Adjusted Gross Income I Maximum Home Pricese New Residences Existing Residences $108,630 I ' i $105,840 ; Lendersr Capitol City Savings I Karen Smith 214-971-3824 CTX Mortgage Company Linda Frank 214-221-1775 4 Denton Savings Association ~ Penny Posey i j Norwest Mortgage, Inc. 87-387-3505 Diane Wlndorf Bob Miller 214-960-9019 } University Centre Mortgage 817-485-0653 I ~ OaY Tadlock Waterfleid Financial Corporation 817-332-8810 Terry Long Weyerhaeuser Mortgage Company 214-235-1902 Dorothy Bubenik For 90 days beginning April 1, .1989 214-458-9510 all lenders must reserve 20% of their allotment for public participation an a first-come, first-served basis. ~ e No applications may be Y taken until Aprll 1, 1989. i yt is DENTON COUNTY HOUSING FINANCE CORPORATION 1989 Single-Family Housing Participants Requested Allocated CAPITOL. CITY SAVINGS $ 30000,000 $ 2,7010048 Attn: Nancy Hempe 919 Congress Ave., 4th Floor Austin, Texas 78701-2444 (512)478-1607 CTX MORTGAGE COMPA14Y 6,0001000 500000000 Attn: Rick Carothers 3333 Lee Parkway P. 0. Box 19000 Dallas, Texas 752119 (214) 559-6500 ` DENTON SAVINGS ASSOCIATION 200000000 2,000,000 A ttnt Jerry Gage 300 North Elm I Denton, Texas 76201 Contacts Penny Posey (817) 387-3505 i FORT WORTH MORTGAGE COMPANY 20000,000 21000,000 Attnt Mary Ann Nicholas j 217 S. Stemrnons Lewisville, Texas 75067 (214) 221-2581 + NORWEST MORTGAGE INC. 10000,000 11000,000 Attnt Kathleen Watczak 6737 Arapaho Rd,, Suite 767 Dallas, Texas 75248 (612)343-3428 UNIVERSITY CENTRE MORTGAGE 7300000 750,000 Attm Jay Tadlock 1320 South University Drive, Suite 123 Fort Worth, Texas 76107 (817) 332-8810 WATERFIELD FINANCIAL CORPORATION 300000000 2,000,000 Attnt Joyce Blue Baugher 200 East Berry Street I Fart Wayne, Indiana 46802 (219) 4258338 WEYERHAEUSER MORTGAGE COMPANY 115001000 1LSOOy000 i Attnt Dorothy Bubenik 3720 LBJ Freeway Dallas, Texas 73240 (214) 438-9310 TOTAL $18,630,000 $16,931,048 'w 4 f~ DENTON COUNTY DISTRIBUTION LIST DENTON COUNTY HOIJ ING7FINANCE CORPORATION SINGLE FAMILY REVENUE BONDS, SERIES 1989 ISSUER DENT ON COUNTY HOUSING FINANCE CORPORATION 110 West Hickery Denton, Texas 76201 Mr. Don Hill - (817) 383-8399 President Fax # (817) BOND COUNSEL t ULBRIGHT & JAWORSKI 1200 Ross Avenues Suite 2800 r,. Dallas, Texas 75201 j Mr. Fred Carter - (214) 855-8012 Fax # (214) 855-8200 Mr. Nell Thomas - (713) 651-3613 1301 McKinney Houston, Texas 77010 j Fax # (713) 651-5246 i j Mr. George W 2200 1 • Scofield - (512) 224-579 nterflrst Plaza ' 300 Convent St San Antonlo, Texas 78205 Fax # (512) 224-8336 UNDERWRrmR F` IRS"SOU WEST COMPANY 500 First City Center 1700 Pacitic'Avenue Dallas, Texas 75201 Mr, Robert E. Peterson - (214) 953-4029 Mr. Milo Mike Johnson - (214) 953-4022 Fax # (214) 954-4339 PRUDENTIAL BACH SECURITIES 100 Gold Street i 6th Floor New York, New York 10292 Mr. Rick Massey - (212) 776-6455 Mr. Mitch Lltke - (212) 776-6077 Fax # (212) 608-9602 MORGAN STANLEY & CO. INCORPORATED MBank Tower, Suite 1330 221 W. 6th Street l Austin, Texas 78701 Mr. John Hinton - (312) 4784800 Fax # (512) 478-9672 K.Yi/AT! ,10 .,.;,x. UNDERwRITERIS COUNSEL + MCCALL PARKHURST h HORTON 717 N. Harwood, 9th Floor Dallas, Texas 75201 Mr. Alan Raynor - (214) 220-2800 Fax # (214) 953-0736 TRUSTEE MTRUST DEBT ADMINISTRATION Momentum PIace, 12th Floor Dallas, Texas 75201 Mr. Greg Hasty - (214) 290-3357 Ms. Reanne Barber - (214) 290-3411 Fax # (214) 290-3423 TRUSTEE COUNSEL 1 LOCKE PUMNELL RAIN HARRELL 2200 Ross Avenue, Suite 2200 f Dallas, Texas 75201 i Mr. Mark Johnson - (214) 740-8624 Fax # (214) 740-8800 MASTER SERVICER LOMAS MORTGAGE USA 1420 Viceroy Dallas, Texas 73235 Ms. Anne Wilson - (214) 879-1375 Fax # (214) 879-5614 or 879-5615 I MASTER SERVICER COUNSEL LOCKE PURNELL RAIN HARRELL f 2200 Ross Avenue, Suite 2200 { Dallas, Texas 75201 I Mr. Mark O'Brien - (214) 740-8728 Fax # (214) 740-8800 RATING AGENCY TANDARD do POOR'S CORPORATION 25 Broadway New York, New York 10004 Ms. Mary Novick (212) 208-1882 I' f i 'i 'i Ij MINUTES OF MEETING OF BOARD OF DIRECTORS JANUARY 12, 1989 The State of Texas County of Denton Denton County Housing Finance Corporation 55 The Board of Directors (the "Board" County Housing Finance Corporation (the ) of Denton the Commissioner's Courtroom, Courthouse onctheo g lion ) met in Texas, at 9;00 a.m. on January 12, 1989, The following members 1 of the Board were presentr Mr. Don Hill, Mr, Mark Chew, Mr. Lloyd Harrell, County Judge Vic Burgess, Ms. Diane (r Edmondson, ~ Mr. Jim Jene, and Mrs, Lee Walker, Also attending ~I were Mr, Neil Thomas of Fulbright & Jaworski, counsel for the corporation, Mr, Bob Peterson, First Southwest Company, and i Mr. John Stohlman and Ms. Pam Jones, NCNB Texas National Bank, r ~ The meeting was ' called to ' the Board, Mr. Don Hill, The m order by the President of December 15, 1988, were approved upon a motion, second, and Consideration was then given to a Resolution Amending Resolutions Authorizing Denton Count Corporation Multifamily Housin g y Housing Finance 1 ! (Certificate of Deposit Program) Series en1989A ( Re Dent ending Bonds Association Apple Creek Apartments Project); and Other I Resolutions Author onneztion Therewith; Resolution Amending Corporation Multiform) g Denton County Housing Finance y Housing Revenv,a Refunding Bonds (Certificate of Deposit Program) Series 19898 (Denton Savings 1 Association Brighton Place Apartments Project); and Other Matters in Connection Therewith; and Resolution Amending Resolutions Authorizing Denton County Housing Finance Corporation Multifamily Housing Revenue Refunding Bonds (Certificate of Deposit Program) Series 1989C (Denton Savings Association 1505 North Locust Apartments Project); and Other Matters in Connection Therewith "Resolutions"), copies of which are attached ivhereto tas Exhibit "A", "B and "C", respectively, Mr. Thomas Board that the principal purpose of the Resolutionstold was tto replace Texas Commerce Bank National Association and Douglas Capital Markets, Inc, as underwriters for the proposed bonds } with Prudential-Bache Securities, Inc. and Douglas Capital Markets, Inc., and to replace Texas Commerce Bank National Association as remarketing agent with Prudential-Bache Securities, Inc, and Douglas Capital Markets, Inc, After due F i 4 I t 1^.`",vac' i 1 1` 1 j 11 The Board next requested that Fulbright & Jaworski provide the Board with an opinion concerning how it may use its surplus funds. The Board requested that the opinion be provided within 30 days. The Board next discussed how its surplus funds would be used. It was the general consensus of the Board tc discuss the matter upon receipt of the letter from Fulbright & Jaworski. The Board next considered when it would have its meetings. Mr. Chew requested that the meetings be held in the late afternoon, beginning at 4000 p,m, or 5;00 p.m, THERE BEING NO FURTHER BUSINES.1 TO COME BEFORE THE BOARD, THE MEETING WAS ADJOURNED. 1 r' The above and foregoing minutes were passed and approved by the Board of Directors of the Denton County Housing Finance Corporation on . 0 Pres dent f ATTEST: 1 { Secretary I (SEAL) i t ~L JVf 1.. ftt;G;i d a e rat F { n r-t,,~ 714 O r N P ~ ov C~ ♦ Spy««e.e I i I •i 07 ♦ 3 Os ° ti oo M o ~r ~ yep" r O ~ @0 I I r' r F w i j r n r sit D J) 0 y,l O O w = b t O po w w ° 9 G=1 Q G yy~ ` ' y Ln W A D f. or, Ln r O O O r w p r ru O 1 H r µ r r N w N p N V"Pq y I _.YZAi MMlk if if iF*i{klf 3f it**MitN +f I N V U 1 C E *~>F**if~k*If*~zr~r** BUSINESS ESSENTIALS OFFICE; SUPPLY 817-u66-4925 b14 NORTH ELM IIETRO 430-8981 FAXN 817-:187-492.7 DLNTUN, TX 762191 Flage 1 Invoice N 91026140 Type of Sale Delivery Locatians CHARGE Customer Phone (817)383-8399 Da-bEA Time Sold Too IU/28/89 17.13 DEN'r0N CO. HOUSING FINANCE CUR Ship Too 110 WEST HIQKUhY THIRD FLOOR DEN'fON, TX 76201 , I ~ Cust #/Dept I:IO Number Sale%## Writer bpecial 1nst•ructinns F 2160/ PINKY 1 112 - Bin Item Number/Description I ggtOtl gLim Ctltl6ilGgtlq q'A QtltCtlal4ClWtlq CmtlbffigtlgpOtl Back #LiShip agtl UM D Unit Cost _atl O'nd1CStlnCg9tCtl 10363 5MD 0 60 EA N I POCKET, LUL 14. 71;X9. 5 5.25" kf; 2• 02 101.00 f I ~ iicw~ 1 1 DENTON COUNTY NOu8IN0 FINANCE CORD p, »o . ff+cKOAV jO) ~p 'g a 0106 {f DEN7CN 7EJfA9 76201 { t PAYTOTHE $ OROER Of $ [ 13. So I - ' so 10 0 L t A R 5 in 4 M ♦ r MEMO .1,31&9713491.030013564 008 PLEASE P(4Y FKUM THIS INVUICF eF<nsS--> 101. 00 NET---- > 101.00 1 Y! , Rt1i t~ ~ ' 1. H 'J i.) .t 1. L. LUi:,.Ei'ha.l f..J!t.tlIi(-IE 1 UI'PJ.I;i?. ifdTii tS1. i'•-.,i:S f ° 4 Jr.'. i iJi_itil Ul'I~ I n r`lAi_klJ. i• i IrlJlm UI' ;ir.i i. i1 ' 'j J.IL. Iai•I[ j, L,i ,~11~iJ1.:. - i .I. +IVUAGLi it - Ai!'!l:lVl!Y'y LUQ u`. 1.U II 1 I I it V (t! 1 J. i ll l', I ' .711 .I.U IIJ: ! L(11.1,1 iua - iI.lnU I E.UU1N ~ UE•.11117i'tiT In ii.l,..iu-. ~ I I MA. .I.l4 I JI1kl( 1 .1 J. .L llrl l'I In, IUII > I i t lr l.L'.L IA(i/IJI ) '.'1.1, 11 `I`(I1111t.`I )el f:n ` J. J. I , r. I ' +i 111 1. Vi Pl I I:.i hull I ~ 1/l H 1 J Ifs ) \)11 i(dl I 'Jll L FI IJII EJli.l G JErtlrl .11111Uiil, I 3 - H .1i1 hl•i Pi c:. FJ41 r L. 1.Sr I I u l.. r11 4 1 1 i. . E 'Y r J /r J. L J AI' ! 1 , 1 I! I.~I'lh4.l.~ I :U Ir1iM L.. ~1 Ar i.l .111) (J {J E7"'I'~I\ {I iJvl sl .L 'r'I~ i, ua..i El -i n.E,.J I 1 f I i 1 I ~'~:+_,FIi.Ai:. 1-'iqY i i~lli'i li~J.lJ 1,1'1'vCJJ,i;i. E,ICEG.1:3'.'• j ,iil..~ii E I I 1 i I _ a ~)N7~.8Y1W y y ./j/ -two ~ r er; 61iiomwel Siulre& 8e Opa~v A FAIWA'I F- INVk EA ME N11 HANKEFI I w , PD JUN _ 619% April 25, 1989 CIP/MAIJAOERSOFFICE ,w hit. Lloyd Harrell Denton County Housing Finance Corporation 301 Fast McKinney Denton, Texas 76201 h I Dear Mr. Harrell: i As a director of the Texas Association of Local Housing Finance Agencies, I wanted to thank f' you for participating in the educational conference April 6 & 7 of 1989, We valued your attendance and hoped you enjoyed the seminar, I also hope you will not hesitate to call me if you have any questions regarding housing bond issues or new legislation, As an underwriter of housing bonds, we stay abreast of the market and would be glad to assist you. For your review, I've enclosed an official statement from a s i l recent bond offering for Southeast Texas HFC, l Thank you again for your interest and support, Yours very truly, f une B. Baumoel Vice President i f 1 I I , 2121 SAN JACINTO ISTRE=E" 1' SUITE '1E330, FJAL.L.AS, TX 75201 I2141 9Fj4-4184 90 NOFITI FIIGFI STF1E C_"""C, CCJL_.1N1E7UE, EJHICJ 43215 1014) r?21-0722 is ti JJ T r. J 1 it I, J r~ iY i NEW ISSUE Standard & Poor'si AAA (See "RATING" herein) In the opinion of Bond Counsel, under existing statutes, regulations, published "dings and court decisions, interest on the Bonds is not includable in the gross income of the owners of the Bonds for federal income tax purposes, assuming compliance by the Issuer, flu: Master Servicer and the Lenders with certain covenants TIONcontained in the Indenture and the CERTAIN OTHER FEDERAL INCOME TAX~AIAand TTERSJr herein i for agdiscussion of B nd Counsel's opinion and cerlahn collateral federal income tax consequences of ownership of the Bonds, $39,999,943.40 The Southeast Texas Housing Finance Corporation Single Family Mortgage Revenue Bonds (GNMA Mortgage-Backed Securities Program) 1988 Series Datedi October 1, 1968 A (Capital Appreciation Bonds Due as shown below + dated their date of issuance) The Current Interest Bonds are dated and accrue interest from October 1, 1988, and the Capital Appreciation ?fonds are dated and accrue interest from their date of Issuance. The Bonds are available to purchasers only in book entry form, representing beneficial interests in the Bonds, in denominations of { integral multiples of $5,000 principal amount in the case of Current Interest Bonds or $5,000 Accreted Value + at maturity in the case of Capital Appreciation Bonds. Purchasers of the Bonds will not receive certificates I representing their interests In the Bonds purchased, Bonds will be registered in the name of Cede br Co., as registered owner and nominee of The Depository Trust Company, New York, New York. Interest on the Current Interest Bonds will be payable on each April 1 and October 1, commencing April 1, 1989, Principal i (or redemption price) of and interest on the Bands Is payable by MTrust Corp, National Association, as Trustee to Cede do Co. which will make distribution of amounts so paid for distribution to the beneficial owners of the Bonds. (See "TILE. BONDS" and "BOOK-ENTRY ONLY SYSTEM" herein.) i The Bonds are being issued to provide funds for a program under which The Southeast Texas Housing Finance Corporation (the "Issuer") will purchase fully modified mortgage-backed securities (the "GNbIA Securities"), guaranteed as to timel pa meat of principal and interest b the Government National Mortggagge Association ("GNMA") an backed by pools of mortgage loans made by participating lenders to f quail ed persons In order to finance the purchase of single famfly residential housing. THE ARE LIMITED OBLIGATINS OF THE PAYABLE ONLY FROM REVENUES I OF THE I SU RSDESCRI ED HEREIN. (EE "S CURITYIFOR THE BONDS" HEREIN.) THE BONDS I WILL NOT CONSTITUTE AN OBLIGATION OR INDEBTEDNESS OF THE STATE OF TEXAS OR OF ANY COUNTY, CITY, OR OTHER MUNICIPAL OR POLITICAL CORPORATION OR SUBDIVISION OF THE STATE OF TEXAS. NEITHER THE FAITH AND CREDIT NOR THE TAXING POWER OF THE STATE OF TEXAS OR OF ANY COUNTY, CITY, OR OTHER MUNICIPAL. OR POLITICAL, I CORPORATION OR SUBDIVISION OF THE STATE OF TEXAS IS PLEDGED TO THE PAYMENT OF THE PRINCIPAL OR REDEMPTION PRICE. OF OR INTEREST ON THE BONDS. THE ISSUER HAS NO TAXING POWER. CNMA IS NOT LIABLE FOR PAYMENT OF THE BONDS, NOR HAS GNALA UNDERTAKEN THAT PAYMENTS ON THE CNMA SECURITIES WILL BE SUFFICIENT TO PAY THE PRINCIPAL OF, AND INTEREST ON, THE BONDS WIZEN DUE. A detailed Maturity Schedule is shown on the inside front cover. The Bonds are subject to redemption that ato their respective stated maturities as set forth herein beginning February 1, 1989, and It is expected substantial portion of the Bonds will be so redeemed, (See "THE BONDS - Redemption" herein.) The Bonds are offered when, as and if issued by the Issuer and received by the Underwriters, subject to I' approval of the Bonds by the Attorney General of the State of Texas and receipt of the opinion of lows, Day, Reovis 1s Pogue, Dallas, Texas, Bond Counsel. Certain legal matters will be passed upon for the*issuer by the Law Offices of Andrew P. Johnson, 111, P.C.. Certain legal matters will be passed upon for the Underwriters by their counsel, Haynes 1x Miller, Washington, D.C. It is expected that Bonds will be available jor delivery to The Depository nwi Company in New York, New York, on or about October 18, 1988, Meuse, Rinker, Chapman, Endres & Brooks First Southwest Company McDonald & Company Securities September 21, 198$ r -y .i r i i ?ik I „ i E IFM tr: f 1 ih } y ,`1