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2020 Special Election Candidate Packet t't '' n yeN t� F • 4 �i Y ,y i tk s►Y ,�, 4r si CITY COUNCIL CITY OF DISTRICTS 1 & 2 DENTON Open the bookmarks tab on the menu to the left for easier navigation. TABLE OF CONTENTS CITY MAY 2, 2020 SPECIAL ELECTION DENTON CANDIDATE PACKET Section Category Link(s) https://www.citvofdenton.com/getm 1. Candidate Letter edia/1719ceOd-b481-4bc4-952d- a 149820bedOb/Section-01-2020- Candidate-Letter-S ecial 1.as x https://www.citvofdenton.com/getm 2. The City Council—Denton City Charter,Article II (Excerpt) edia/d1801315-4a3c-4b1d-9e03- acObfedOdbac/Section-02-Charter- Article-ll-The-Council-Excer t.as x https://www.citvofdenton.com/getm Elections, Initiative, Referendum and Recall—Denton City Charter,Article edia/134aee7e-63ce-4d6f-afe4- 3. III (Excerpt) 84d1b033ccO7/Section-03-Charter- Article-111-Nominations-and- Elections-Excer t.as x https://www.citvofdenton.com/getm edia/5322450c-5al d-413b-bd47- 4, Candidate Election Calendar of Important Dates 8aa5a6cal 136/Section-04-2020- Candidate-Calendar- S ecial 1.as x CANDIDACY 5. Conduct of Voting Generally—Texas Election Code, Title 6, Chapter 61 https://statutes.capitol.texas.gov/Docs/ EL/htm/EL.61.htm 6. Application For A Place on the City Special Election Ballot(Form 2-21) https://www.sos.texas.gov/elections/fo rms/pol-sub/2-21 f.pdf Candidate for City Office—Texas Election Code, Title 9, https://statutes.capitol.texas.gov/Docs/ 7. Chapter 143 EL/htm/EL.143.htm Degrees of Relationship; Nepotism Prohibition—Government https://statutes.capitol.texas.gov/Docs/ 8. Code, Title 5, Chapter 573 GV/htm/GV.573.htm https://www.citvofdenton.com/getm Consanguinity and Affinity Relationship Chart—VTCA Government Code, edia/ff49dcca-425e-46be-a55c- 9, Title 5, Chapter 573, Sections 573.021 a372f7922044/Section-09- through 573.025 Consanguinity-and-Affinity- Relationshi -Chart.as x https://www.citvofdenton.com/getm 10. Filing Period for Application for a Place on the Special Election Ballot edia/3d93a21d-13d4-4638-9f61- 273728985dOd/Section-10-Notice- of-Filin -Period-S ecial.as x Code of Fair Campaign Practices (Form CFCP)—Texas Ethics https://www.ethics.state.tx.us/data/f Commission orms/coh/cfcp.pdf 11. & https://statutes.capitol.texas.gov/D Texas Election Code, Title 15, Chapter 258 ocs/EL/htm/EL.258.htm https://www.cityofdenton.com/getm 12. City of Denton Election Code of Ethics edia/5f33c294-7443-43c8-aO68- 4847b10f9e5a/Section-12-Denton- Code-of-Ethics.as x https://www.citvofdenton.com/getm First Steps for Candidates Running for a City Office—Texas Ethics edia/df9a881 b-dbde-4244-9155- 13. Commission 90154adeebbe/Section-1 3-First- Ste s-for-Candidates.as x IF Table of Contents Candidate Packet May 2,2020 Special Election Page 2 of 4 CAMPAIGN TREASURER 14. Campaign Treasurer—Election Code, Title 15, Chapter 252— https://statutes.capitol.texas.gov/Docs/ EL/htm/EL.252.htm Appointment of A Campaign Treasurer by a Candidate—Instruction https://www.ethics.state.tx.us/data/for 15. Guide—Texas Ethics Commission ms/coh/CTA ins.pdf Appointment of A Campaign Treasurer By A Candidate(Form CTA)— https://www.ethics.state.tx.us/data/for 16. Texas Ethics Commission ms/coh/e_cta.pdf Amendment:Appointment of a Campaign Treasurer By A Candidate https://www.ethics.state.tx.us/data/for 17. — Instruction Guide—Texas Ethics Commission ms/coh/ACTA_ins.pdf Amendment of a Campaign Treasurer By A Candidate (Form ACTA)— https://www.ethics.state.tx.us/data/for 18. Texas Ethics Commission ms/coh/acta.pdf CAMPAIGN FINANCE REPORTING AND REGULATIONS Guide to A Local Filing Authority's Duties Under The Campaign Finance https://www.ethics.state.tx.us/data/reso 19. Law—Texas Ethics Commission urces/guides/coh local quide.pdf A Brief Overview of the Texas Ethics Commission and its Duties— https://www.ethics.state.tx.us/data/abou 20. Texas Ethics Commission VBethic.pdf Campaign Finance Guide for Candidates&Officeholders Who https://www.ethics.state.tx.us/resources 21. File With Local Filing Authorities—Texas Ethics Commission / ug ides/ 2020 Filing Schedule For Reports Due in Connection With Elections https://www.ethics.state.tx.us/data/filing 22• Held On Uniform Election Dates—Texas Ethics Commission info/schedules/s20uniform.pdf Regulating Political Funds and Campaigns—Texas Election Code, Title https://statutes.capitol.texas.gov/Docs/ 23• 15, Chapter 251 EL/htm/EL.251.htm Restrictions of Contributions&Expenditures—Texas Election Code, https://statutes.capitol.texas.gov/Docs/ 24• Title 15, Chapter 253 EL/htm/EL.253.htm 25. Political Reporting—Texas Election Code, Title 15, Chapter 254 https://statutes.capitol.texas.gov/Docs/ EL/htm/EL.254.htm Candidate/Officeholder Campaign Finance Report- Instruction https://www.ethics.state.tx.us/data/form 26• Guide—Texas Ethics Commission s/coh/COH_ins.pdf Candidate/Officeholder Campaign Report(Form C/OH) and Designation https://www.ethics.state.tx.us/data/form 27. of Final Report(Form C/OH-FR—Texas Ethics Commission s/coh/coh.pdf Correction/Amendment Affidavit For Candidate/Officeholder https://www.ethics.state.tx.us/data/form 28. (Form COR-C/OH)—Texas Ethics Commission s/coh/cor coh.pdf Candidate/Officeholder Report of Unexpended Contributions Instruction https://www.ethics.state.tx.us/data/form 29. Guide—Texas Ethics Commission s/coh/COHuc_ins.pdf Candidate/Officeholder Report of Unexpended Contributions(Form https://www.ethics.state.tx.us/data/form 30. C/OH-UC)—Texas Ethics Commission I s/coh/coh_uc.pdf PERSONAL FINANCIAL STATEMENT Personal Financial Disclosure, Standards of Conduct, and Conflict of https://www.ethics.state.tx.us/data/statu 31. Interest—Texas Government Code, Chapter 572 tes/ch572.pdf Helpful Hints for Filing Your Personal Financial Statement—Texas https://www.ethics.state.tx.us/data/reso 32• Ethics Commission urces/guides/Bpfs.pdf Personal Financial Statement, Instruction Guide—Texas https://www.ethics.state.tx.us/data/form 33. Ethics Commission s/pfs/PFS_ins.pdf Personal Financial Statement(PFS)—Texas Ethics Commission https://www.ethics.state.tx.us/data/form s/ fs/ fs20-LOCAL. df 34. Personal Financial Statement(PFS—Local)—Texas Ethics https://www.ethics.state.tx.us/data/form Commission(electronic fillable form) s/pfs/e_pfs20-LOCAL.pdf Table of Contents Candidate Packet May 2,2020 Special Election Page 3 of 4 POLITICAL ADVERTISING City of Denton Code of Ordinances, Chapter 33—Signs and Advertising, https://library.municode.com/tx/denton/ 35. Section 33.16.3 codes/code of ordinances?nodeld=SP BLADECO CH33SIADDE S33-16TESI https://www.citvofdenton.com/getme 36 City of Denton Political Signage At-A-Glance dia/008e4a07-2e92-4c2e-960c- 20b8c9061766/Section-36-Denton- Political-Si na e.as x Short Guide to the Prohibition Against Using Political Subdivision https://www.ethics.state.tx.us/resources 37• Resources for Political Advertising in Connection With An Election— /advertising/Bsub_adv.php Texas Ethics Commission Political Advertising:What You Need to Know—Texas Ethics https://www.ethics.state.tx.us/data/reso 38. Commission urces/advertising/Gpol adv.pdf Regulating Political Advertising&Campaign Communications https://statutes.capitol.texas.gov/Docs/ 39 —Texas Election Code, Title 15, Chapter 255 EL/htm/EL.255.htm 40. Political Signs—Texas Department of Transportation http://ftp.dot.state.tx.us/pub/txdot- info/row/ olitical-si ns. df https://www.txdot.gov/inside- 41. Campaign Signs-TxDOT txdot/division/right-of-way/campalqn- sigLq,.html POLL WATCHERS AND INSPECTORS 42• Watchers—Texas Election Code, Title 3, Chapter 33 https://statutes.capitol.texas.gov/Docs/ EL/htm/EL.33.htm 43. https://www.sos.texas.gov/elections/for Poll Watcher's Guide—Texas Secretary of State, Elections Division ms/pollwatchers- 2018. df#search= oll%20watcher 44. Appointment of Poll Watcher By A Candidate On The Ballot Or https://www.sos.state.tx.us/elections/for Declared Write—In Candidate (Form AW4-16)and Instructions ms/pol-sub/4-16f.pdf —Texas Ethics Commission 45. State Inspectors—Texas Election Code, Title 3, Chapter 34 https://statutes.capitol.texas.gov/Docs/ EL/htm/EL.34.htm 46. Request for Inspectors (Form 4-19)—Texas Secretary of State, https://www.sos.state.tx.us/elections/for Elections Division ms/pol-sub/4-19f.pdf BLANK FORMS [ELECTRONIC PACKET ONLY] https://www.citvofdenton.com/getme Application For A Place on the City Special Election Ballot dia/64c1d7b6-efdf-4e08-a1eb- 47. (English/Spanish) (Form 2-21) b088ff38e2a3/Section-47-2020- Application-for-a-Place-on-the- S ecial-Election-Ballot.as x Appointment of A Campaign Treasurer By A Candidate(Form https://www.ethics.state.tx.us/data/form 48. CTA) s/coh/cta.pdf 49. Amendment of a Campaign Treasurer By A Candidate(Form ACTA) https://www.ethics.state.tx.us/data/form s/coh/acta.pdf 50. Code of Fair Campaign Practices(Form CFCP) https://www.ethics.state.tx.us/data/form s/coh/cfcp.pdf Appointment of Poll Watcher By A Candidate On the Ballot Or Declared https://www.sos.state.tx.us/elections/for 51. Write—in Candidate (Form AW4-16) ms/pol-sub/4116f.pdf 52. Request for Inspectors (Form AW4-19) https://www.sos.state.tx.us/elections/for ms/pol-sub/4-19f.pdf Table of Contents Candidate Packet May 2,2020 Special Election Page 4 of 4 Candidate/Officeholder Campaign Report and Designation of Final https://www.ethics.state.tx.us/data/form 53. Report Form C/OH s/coh/coh.pdf 54. Correction Affidavit of Candidate/Officeholder(Form COR—C/OH) https://www.ethics.state.tx.us/data/form s/coh/cor_coh.pdf Candidate/Officeholder Report of Unexpended Contributions(Form https://www.ethics.state.tx.us/data/form 55. C/OH—UC) s/coh/coh_uc.pdf 56. Personal Financial Statement(Form PFS) [Electronic Fillable Version] https://www.ethics.state.tx.us/data/form s/pfs/e_pfs20-LOCAL.pdf CANDIDATE LETTER NAY 2, 2020 SPECIAL ELECTION Y TYCOLNCIL DISTRICTS 1 AND 2 1M C 2 MMM DENTON December 27, 2019 This Candidate Packet is prepared to acquaint candidates with applicable City regulations, as well as State and local legal requirements related to running for City Council The packet contains much information, but is not all-inclusive of the laws goveming elections. Therefore,we recommend you familiarize yourselfwith information provided in this packet and contact the noted authority should you have any questions. Contact information for those authorities listed is provided later in this letter (Candidate Packet,Section 1). ELECTION DAY,RESIDENCY AND QUALIFICATIONS On Saturday,Nhy 2,2020,qualified residents of enton will elect members to the Denton City Council for Places 1 and 2,during a Special Election. The specific requirements for each Place are the following: • Shall have domiciled for at least one year next preceding his or her election within the corporate limits of Denton, shall continuously be domiciled within the corporate limits of Denton, and as follows when seeking office for the particular seat noted below. • If running for District 1 or 2, must reside in the respective district for which office is sought for at least one year preceding his or her election and throughout the term ofoffice. Additional qualifications are as follows: • Be a United States citizen. • Be a registered voter ofthe city at the time of filing for office. • Be 18 years of age or older on or before the first day ofthe term in which they are elected • Have not been determined mentally incompetent by a final judgment of a court. • Have not been finally convicted of a felony from which the person has not been pardoned or otherwise released from the resulting disabilities. • Not be in arrears in the payment ofany taxes or other liabilities due the City ofanton. • Have resided continuously in Texas on or before one year preceding the filing deadline. • Shall have and maintain the eligibility requirements for municipal officers set forth in Section 141.001 ofthe Texas Election Code,Vemon's Texas Civil Statutes Annotated hereinafter referred to as 'Election Code"as it may nowread or hereafter be amended. • Shall not hold any other public office of emolument. • ff a member of the council shall, after being elected, cease to possess any of the above-noted qualifications or eligibility requirements,or shall hold another office of emolument,or enter a plea of guilty to a felony, or be convicted of a felony,he or she shall immediately forfeit his or her office. Article 11(IFE COUNCIL)ofthe Denton City Charter(excerpt provided)contains information relative to City Council composition, roles and responsibilities. AM version ofthe City Charter can be found on the City's website. (See Candidate Packet,Section 2) Article III(NOMNATIONS AND ELECTIONS)ofthe Denton City Charter(excerpt provided)covers the annual order/regulation of elections, application for candidacy and runoffelections. AU version of the City Charter can be found on the City's website. (See Candidate Packet,Section 3)] City Council Candidates IVky 2,2020 Special Election v Page 2 of DENTON "ORTANT DATES/CALENDAR • CANDIDATE ELECTION CALENDAR OF MORTANT DATES—City Secretary's Office [Provides important dates related to the Nhy 2,2020 Special Election. (See Candidate Packet,Section 4)] • DRAVX�G FOR BALLOT POSITION—City Secretary's Office [The Texas Election Code requires the order in which candidates are listed on the ballot be detemvned by a drawing. The drawing will be held at 11:00 a.m.,Nbnday,March 9,2020,in the City ofDenton Council Chambers,215 E.NtKmney. The candidate or their representative may draw for the ballot position. If a candidate or representative is not at the drawing,the city secretary will draw on behalf of the candidate. An additional notification will be sent as the date draws near. Staff will also be providing a presentation covering political signs.] CANDIDACY • CONDUCT OF NUTIlVC"GENERALLY—Texas Election Code,Title 6,Chapter 61—Secretary of State [Provides ir&rmation on expected conduct during the election process. (See Candidate Packet,Section 5)] • APPLICATION FOR A PLACE ON THE CITY OF DENTON SPECIAL ELECTION BALLOT AND INSTRUCTIONS] — Secretary of State [The Application must be signed before a Notary Public and be accurately completed in its entirety. Notary Public services are available from the City Secretary's Office at no cost As the Application is a swum document,it cannot be changed once filed. Fomaal review of the Application and conformance with the requirements set forth earlier will be conducted after its submission. (See Candidate Packet,Section 6) Also included are the following: o Texas Government Code,Title 9,Chapter 143(Candidate for City Office). (See Candidate Packet, Section 7) o Texas Government Code, Title 5, Chapter 573 (Degrees of Relationship; Nepotism Prohibition). (See Candidate Packet,Section 8) o Related Consanguinity and Affinity Relationship Chart. (See Candidate Packet,Section 9)] • FI[1NG PERIOD FOR APPLICATION FOR APLACE ON THE DENTON SPECIAL ELECTION BALLOT-Secretary of State [The first day to file for office is 8 a.m.,Wednesday,February 5, 2020. The last day to file for office is 5 p.m., Tuesday, Nhrch 3,2020. Candidates are encouraged to apply well before the deadline to allow sufficient time to address any filing deficiencies that may be identified during the formal reviewperiod. (See Candidate Packet, Section 10)] • CODE OF FAIR CM&AIGNPRACTICES(FORMCFCP)—Secretary of State [Also included is Texas Election Code, Title 15, Chapter 258 (Fair Campaign Practices). THIS FORM IS STRICTLY NUUMARY. The Texas Election Code encourages every candidate subscribe to the Code of Fair Campaign Practices. This form may be submitted at any time. (See Candidate Packet, Section 11)] • CTTYOF DENTON CODE OF ELECTION ETHICS—City Secretary's Office [In 2001, the City of Denton established the Code of Election Ethics to foster truthful, fair and open campaigns for public office. While candidates are encouraged to subscribe to the City ofDenton Code ofElection Ethics,acceptance is voluntary. This form may be submitted at any time. (See Candidate Packet,Section 12)] • FIRSTSTEPS FORCANDIDATES RLINI�FOR AMY OFFICE—Texas Ethics Commission [This is an at-a-glance guide on certain requirements offiling for candidacy and applicability ofreporting requirements. (See Candidate Packet,Section 13)] City Council Candidates IVky 2,2020 Special Election v Page 3 of DENTON CAN AIGN TREASURER • APPOININE NT OF A CAMPAIGN TREASURER BY A CANDIDATE(FORM CIA)AND INSTRUCTION GUIDE—Texas Ethics Commission [This form must be filed BEFORE any funds can be collected or expended for campaign purposes,or at the time offiling for candidacy,whichever comes first. Candidates may appoint themselves as their own campaign treasurer. (See Candidate Packet,Sections 14, 15,and 16)] • Al\ ENf:APPOINIIVENT OF A CAMPAIGN TREASURER BY A CANDIDATE(FORM ACTA)AND INSTRUCTION GUIDE—Texas Ethics Commission [Also includes Texas Election Code, Title 15 Chapter 252 (Campaign Treasurer). A campaign treasurer or information contained in the original form filed may be changed at any time. Changes can only be made by using this form. Only the information being changed from the original CTA or previously filed ACTA should be noted on this form. (See Candidate Packet,Sections 17 and 18)] POLITICAL ACITVfIY/C"AIGN CONIMUITONS The City ofDenton does not linritt employees frompublicly endorsing a candidate,placing a yard sign on private property,wearing or distributing campaign material,making financial contributions,or campaigning for a candidate,are permissible under City policy so long as those activities take place while the employee is off-duty and does not include the use of any City equipment or resources. The Texas Election Code sets faith certain requirements for campaign contributions/expenditures. Important information is noted below. CAMPAIGN FINANCE AND OTHER REPORTING REGULATIONS • `GUIDE TO LOCAL FRINGAUITTORITY'S DUTIES UNDER TEE CANPAIGNFINANCELAW'—Texas Ethics Commission [Explains the responsibilities ofthe City Secretary's Office under the Texas campaign finance law. In summary,this office is required to make forms available,accept certain filings but does not regulate the content ofthose filings and is not required to remind filers ofreporting deadlines. (See Candidate Packet,Section 19)] • `ABRIEF OVERVIEWOF THE TEXAS ETHICS CO"&SION AND ITS DUTIES"—Texas Ethics Commission [Provides information on the forms mandated and administered by the Texas Ethics Commission and outlines their area of authority. (See Candidate Packet,Section 20)] • CAMPAIGN FINANCE GUIDE FOR CANDIDATES AND OFFICEHOLDERS WHO FILE WITH FOCAL FILM AUTHORITIES—Texas Ethics Commission [This guide helps candidates gain a better understanding as to the reporting requirements for campaign finance reports. (See Candidate Packet,Section 21)] • 2020 FILING SCHEDULE FOR REPORTS DUE IN CONNECTION WITH ELECTIONS HELD ON UNIFORM ELECTION DATES—Texas Ethics Commission [This schedule outlines filing deadlines for campaign finance reporting as related to the Nhy 2,2020 Special Election. It also notes deadlines for semi-annualreports required tobe filed depending on when the original Campaign Treasurer Appointment (CTA)formwas filed. (See Candidate Packet,Section 22)] • REGULATING POLITICAL FUNDS AND CANFAIGNS—Texas Election Code, Title 15, Chapter 251, General Provisions —Texas Ethics Commission [Requirements on political fund expenditures and submittal of campaign finance reports. (See Candidate Packet, Section 23)] City Council Candidates IVky 2,2020 Special Election v Page 4 of DENTON • RESTRICTIONS ONCONTRIBUITONS ANDE)TENDIITJRES—Texas Election Code,Title 15,Chapter 253—Texas Ethics Commission [Restrictions relative to political fund expenditures and submittal of campaign finance reports. (See Candidate Packet, Section 24)] • POLITICAL REPORTING—Texas Election Code,Title 15,Chapter 254—Terms Ethics Commission [Requirements on political fund expenditures and submittal of campaign finance reports and the contents of those reports. 1Vbst candidates will be required to file at least tvw Title 15 reports although those involved in a runoff election will have to file an additional report. Candidates will be required to file semiannual report(s)until a DESIGNATION OF FINAL REPORT form is filed. However,filing of a Candidate/Officeholder Report of Unexpended Contributions may still be required. o The 30THDAYBEFORE SPECIAL ELECTION(Thursday,April 2,2020 due date at 5 p.m.)report covers the period beginning on the day a campaign treasurer was appointed or the first day after the period covered by the last required report,as applicable,and continuing through the 40th day before the election(Nbnday,March 23,2020). o The 8TH DAY BEFORE SPECIAL ELECTION(Friday, April 24, 2020 due date at 5 p.m.)report covers the period beginning on the 39th day before the election(Tuesday,March 24,2020)and continuing through the loth day before the election(Wednesday,April 22,2020). o The 8TH DAY BEFORE RUNOFF ELECTION(Friday, June 5, 2020 due date at 5 p.m.)report covers the period beginning the day after the last day covered in the 8th Day Before Special Election report(Thursday,April 23,2020)and continuing through the 1 Oth day before r uloffelection day(Wednesday,June 3,2020). This ir&n-nation is based on the expectation the runoff election will be held Saturday, June 13, 2020, which is subject to change at this point. NOTE: Candidates will be notified of the official date for the runoff election,if applicable. Carefully read the Election Code requirements and the Texas Ethics Commissions'instructions included with report forms to ensure all required reports are timely/accurately filed. Submission deadlines and reporting periods applicable to each filing are fuarther outlined in the Candidate Calendar provided in this packet. (See Candidate Packet,Section 25)] • CANDIDATE/OFFICEHOLDER CAMPAIGN FINANCE REPORTTINAL REPORT (FORNE C/OH and C/0I-1-FR) AND INSTRUCTION GUIDE—Texas Ethics Commis Sion [These provide the schedules and instructions on applicable contributions and expenditures reported on running a campaign. All reports are filed with the City Secretary's Office. It is important candidates understand the importance of adhering to reporting requirements. Questions or complaints regarding filed reports must be directed to the Texas Ethics Commission. o This section includes Form C/OnFR(last page). Filing this form temninates the campaign treasurer appointment,but will not necessarily end the requirement to file campaign finance reports. (See Candidate Packet, Sections 26 and 27)] • CORRECTION/MVM DN AFFIDAVIT FOR CANDIDATE/OFFICEHOLDER(FORM COR C/OH)AND INSTRUCTION GUIDE—Texas Ethics Commission [This form allows corrections to previously filed reports. The affidavit must identify the information being changed. (See Candidate Packet,Section 28)] • CANDIDATE/OFFICEHOIDER REPORT OF UNEVENDED CONTRIBUTIONS (FORM GOH UCH AND INSTRUCTION GUIDE—Texas Ethics Commission [If the candidate had unexpended political contributions,interest,assets,or other money earned from political contributions at the time a final report was filed,this report is required annually. This report is required until a report ofthe final disposition ofunexpended contributions has been filed. (See Candidate Packet,Sections 29 and 30)] City Council Candidates IVky 2,2020 Special Election w Page 5 of DENTON PERSONAL FINANCIAL STATENENT Candidates are required to file a Personal Financial Statement(FormPFS). The form,instruction guide,hints and regulations are provided. Officeholders and candidates holding or running for an elected office in municipalities with populations of 100,000 or more are required to file this form. The candidate's deadline for filing the PFS is 5 p.m., Nbnday, March 23, 2020, with the City Secretary's Office, Denton City Hall, 215 E. McKinney. It is important you utilize the form provided with the candidate packet to ensure you use the most current form provided by the State. The reporting period is January 1, 2019 through December 31, 2019. (See Candidate Packet, Sections 31,32,33,and 34)] POLITICAL ADVERTISING The City of Denton, State of Texas and Texas Department of Transportation(TxDOT)set forth certain requirements/restrictions on political signs on residential property and public rights-of--way. See below. • DENTON CODE OF ORDINANCES CHAPTER 33-Signs and Advertising Devices, Section 33.16.3—Denton Development Services,Zoning Compliance Division [Requires that political signs in residential neighborhoods cannot exceed a size of thirty-six(36)square feet and be more than eight(8)feet high.The City of Denton prohibits the placement of political signs in the City public right-of-way,as this is a public safety issue. (See Candidate Packet,Sections 35 and 36)] • `A SHORT GUIDE TO THE PROHBIIION AGAINST USING POLITICAL SUBDIVISION RESOURCES FOR POLITICAL ADVERTISING IN CONNECTION WITH AN EIECTION'—Texas Ethics Commission [Provides information relative to the prohibition of using City resources for political advertising for the generaYspeciaUrunoff elections. (See Candidate Packet,Section 37)] • `i'OLTITCALADVERTISING:WHAT YOUNEED TO KNOW'—Texas Ethics Connnission [Outlines state-mandated disclosures/notices on political advertising. (See Candidate Packet,Section 38)] • REGULATING POLITICAL ADVERTIS M AND CANPAIGN COMA N[CAIIONS—Texas Election Code,Title 15,Chapter 255—Secretary of State [Outlines legal requirements/restrictions on political advertising. Section 255.007 of the Texas Election Code requires the following notice be written on each political advertising sign: 'NOTICE: IT IS A VIOLATION OF STATE LAW (CHAPTERS 392 AND 393, TRANSPORTATION CODE),TO PLACE THIS SIGN IN THE RIGHT-OF-WAYOF A HIGHWAY" (See Candidate Packet,Section 39)] • POLITICAL SIGNS—Texas Department of Transportation(TxDOT) [Regulates the placement ofpolitical signs on state highways. (See Candidate Packet,Sections 40) • CANPAIGN SIGNS—TxDOT [Addresses TxDOT's role and enforcement for wrongfully placing campaign signs on right ofways,trees,telephone poles, traffic signs and private property. (See Candidate Packet,Section 41)] City Council Candidates IVky 2,2020 Special Election 411rw� Page 6 of DENTON POLL WATCHERS AND INSPECTORS • APPOMNINT OF POLL WA=R BY CANDIDATE ON TIE BALLOT OR DECLARED WRITE-1N CANDIDATE AND POLL WATCHER'S GUIDE AND INSTRUCTIONS—Secretary of State [Also includes Texas Election Code, Title 3, Chapter 33 (Watchers). THIS IS STRICTLYOPTIONAL. Ilowever, should a poll watcher be appointed, they should be provided a copy of the Watcher's Guide to ensure an understanding of their responsibilities and limitations that apply to this appointment.(See Candidate Packet,Sections 42,43,and 44)] • STATE INSPECTORS—TEXAS ELECTION CODE,=3,CHAPTER 34—Secretary of State [THIS IS STRICTLY OPTIONAL Arequest may be submitted to the Secretary of State for state inspectors'observation of activities within polling locations. The request can be made on the form provided in this packet and must be fully executed before submitting it to the Secretary of State. The due date to submit the forth is no later than the fourth business day before the election in which inspectors are requested(Tuesday,April28,2020). (See Candidate Packet,Sections 45 and 46)] CANDIDATE INFORMATION IS PUBLIC INFORMATION All information a candidate files with the City Secretary's Office in relation to candidacy or election to public office becomes a public record at time offiling and is provided in accordance with the Texas Public lrtfor oration Act. INFORTANCE OF UPDATED CONTACT INFORMATION The mailing address indicated on the Application for a Place on the Special Election Ballot,Campaign Treasurer Appointment,or Amendment of Campaign Treasurer will be used to notify candidates about election related matters. It is important candidates notify this office ofany contact information change(s). CONTACT INFORMATION City Secretary's Office • Rosa Rios,City Secretary,City of Denton 940-349-8309 ros a.rios Ca�cityofdenton.corn • Zolaina Palker,Deputy City Secretary,City ofanton 940-349-7735 zolaina.parket a cityofdenton.com • Jane Richardson,Assistant City Secretary,City ofanton 940-349-8304 lane.richardsonAcj!yofdenton.com Denton Development Services,Zoning Compliance Division • Caleb Norris,Zoning Compliance Division 940-349-7454 caleb.nonis(a�cci yofdenton.cotn • Justin James,Zoning Compliance Division 940-349-7457 iustin.james ityofdenton.com • Denton County Elections Department 940-349-3200 wwwvotedenton.com/ • Secretary of State,Elections Division 800-252-8683 • wwwsos.state.tx.us • Texas Department ofTransportation 800-558-9368 www.txdot.gov/ • Texas Ethics Commission 512-463-5800 vwvw ethics.state.tx.us • U.S.Department ofJustice 202-514-2000 www.usdoi City Council Candidates IVky 2,2020 Special Election Page 7 of DENTON CANDIDATE REQUESTS FOR MORMATION In order to provide the most efficient service for candidates during this election season, please direct all requests for infon-nation to my attention at rosa.rios(a)cityofdenton.com rather than contacting individual city departments. We will coordinate with the proper department(s) to provide the requested inbimation through this office. Readily available information will be provided at no cost to candidates and/or representatives of candidates. HoAever, the City reserves the right to assess charges to requests that are considered beyond readily accessible information. All requests/responses to candidate requests for information will be posted to the City of Denton's website at www.cityofdenton.com/vote. SLAMARY This Candidate Packet may include revised forms from those provided in previous years. Therefore,please ensure the forms contained in this packet are used. While many of the forms listed have been linked to the appropriate source, hard copies of these forms can be obtained from this office. This packet is designed to provide valuable information on responsibilities/requirements of filing for candidacy. Do not hesitate to contact the proper authority ifyou have questions. Thank you for your interest in serving our community. Respectfully, -eg Rosa Rios Zolai Parker City Secretary City Secretary 12/19/2019 Denton,TX Code of Ordinances ARTICLE II. -THE COUNCIL Sec. 2.01. - Number, selection and term. (a) The city council shall have seven (7) members, six(6)councilpersons and a mayor.The manner of their election is prescribed herein. Each councilperson shall be elected to and occupy a place on the council, such places being numbered one(1),two(2),three(3),four(4),five (5)and six(6).The mayor's position on the council shall be place seven (7). (b) Four(4) members of the council whose positions shall be places one (1),two (2),three (3)and four(4), shall be residents of and elected by the qualified voters of single-member geographical districts of the city, known as districts one (1),two (2),three (3)and four(4), as such districts may from time to time be determined by the city council in accordance with Section 2.01(d), and created and described by ordinance.Two (2) members of the council and the mayor shall be elected by the qualified voters of the entire city, commonly known as at large. One(1)at large member, place five (5), shall be a resident of district one (1) or two (2), and one (1)at large member, place six(6), shall be a resident of district three(3) or four(4). (c) (1) Each member of the council including the mayor shall hold a place on the city council, and shall be elected to such place for a two-year term. No member of the council or the mayor,who has been elected to three(3) consecutive full terms in a place, shall be eligible to file for election for that same place,whether elected before or after the effective date of this provision,without having first been off the council for at least one annual council election cycle. Nothing herein shall be deemed to prohibit the council members or the mayor from being elected to other places on the council or as mayor, so long as otherwise eligible, except that no council member or the mayor shall be elected to or serve for more than twelve(12) consecutive years. (2) A person who has become ineligible to serve pursuant to Section 2.01(c)(1)shall not be eligible to be elected to a place on the council or as mayor without having first been off the council for at least one annual council election cycle, after which such person shall regain eligibility for office, if otherwise eligible under this Charter. (d) The council shall from time to time create and describe by ordinance election districts known as districts one(1),two(2), three(3) and four(4). Such districts shall be created so that each will contain, as nearly as possible, a population equivalent to the others, according to the latest available census data. (Ord. No. 76-12,Amend. No. 1,4-5-76; Ord. No. 79-86, § 2, 12-11-79, ratified 1-19-80; Ord. No. 2009-199,Amend. No. 1, 9-1-09, ratified 11-3-09) Sec. 2.02.-Qualifications. (a) Each member of the council, in addition to having the other qualifications prescribed by law: (1) Shall be registered to vote in the city; (2) Shall have domiciled for at least one year next preceding his or her election within the corporate limits of Denton and, if running within a single member geographic district, or at large place five(5) requiring a domicile in district one(1) or two(2), or at large place six(6) requiring a domicile in district three (3) or four(4), as set forth in Section 2.01,for at least one year preceding his or her 1/6 12/19/2019 Denton,TX Code of Ordinances election in the district in which elected; further, shall continuously be domiciled within the corporate limits of Denton and, if elected within a single member geographic district, or at large place five(5) requiring a domicile in district one(1) or two(2), or at large place six(6) requiring a domicile in district three (3) or four(4), in the district in which elected throughout his or her term of office. (3) Shall not hold any other public office of emolument; (4) Shall have and maintain the eligibility requirements for municipal officers set forth in Section 141.001 of the Texas Election Code,Vernon's Texas Civil Statutes Annotated hereinafter referred to as "Election Code" as it may now read or hereafter be amended. (b) If a member of the council shall, after being elected, cease to possess any of these qualifications or eligibility requirements, or shall hold another office of emolument, or enter a plea of guilty to a felony, or be convicted of a felony he or she shall immediately forfeit his or her office. (c) City Councilmember Stipend. Each member of the City Council shall receive compensation in the form of a monthly stipend as set forth in this section.The initial monthly stipend shall be seven hundred fifty dollars($750.00)for each member of the City Council elected from a district or at large position, and one thousand dollars($1,000.00)for the Mayor elected at large.These initial amounts shall become effective on ratification of this charter provision. City Council may, by a separate ordinance, approve an adjustment in the stipend no more frequently than once per fiscal year, but no increase in such compensation shall take effect until commencement of the terms of the Mayor and/or Council Members elected at the next regular election.Any increase in the amount of the stipend shall not exceed three (3) percent of the then-current stipend amount unless approved by a two-thirds(2/3)vote of the Council.The stipend shall be reported in the annual city budget as a separate line item. (Ord. No. 79-86, § 2, 12-11-79, ratified 1-19-80; Ord. No. 99-057,Amend. No. 5, 2-16-99, ratified 5-1-99; Ord. No. 2009- 199,Amend. No. 2, 9-1-09, ratified 11-3-09; Ord. No. 2017-237, § 1(Amends.A, E), 8-15-17, ratified 11-7-17; Ord. No. 2017-373, § 2(Props.A, E), 11-20-17) Sec. 2.03. - Presiding officer: Mayor and mayor pro tem. The mayor shall preside at the meetings of the council and shall be recognized as head of the city government for all ceremonial purposes and by the governor for purposes of martial law, but shall not interfere with the managerial duties and responsibilities of the city manager.The mayor shall have all the same powers and privileges as any other councilmember, including entitlement to vote upon all matters considered by the council, but shall have no veto power. The council shall, as soon as possible after the annual election, elect from its membership a mayor pro tem.The mayor pro tem shall act as mayor during the absence or disability of the mayor. (Ord. No. 79-86, § 2, 12-11-79, ratified 1-19-80; Ord. No. 2009-199,Amend. No. 3, 9-1-08, ratified 11-3-09) Sec. 2.04. -Vacancies in council. Where a vacancy in any place on the council, including that of mayor, shall occur,the vacant place shall be filled by a special election, and,where necessary, by a runoff election, in the same manner as provided in this Charter for the regular election of the councilperson. Such special election shall be held on the first authorized uniform election date following the creation of the vacancy occurring on or after the thirtieth day after the date the election is ordered.The 2/6 12/19/2019 Denton,TX Code of Ordinances runoff election,where necessary, shall be held in accordance with the requirements of the Election Code and all other applicable laws; provided, however,that where a vacancy shall occur within one hundred and twenty(120)days of a regular election, no special election to fill the vacancy shall be called, unless more than one vacancy occurs. (Ord. No. 76-12,Amend. No. 2,4-5-76; Ord. No. 99-057,Amend. No. 6, 2-16-99, ratified 5-1-99; Ord. No. 2009-199, Amend. No. 3, 9-1-09, ratified 11-3-09) Sec. 2.05. - Meetings of the council. (a) As soon as practicable after each city council election and in accordance with state law,the council shall meet at the city hall and the newly-elected members shall qualify and assume the duties of office. Thereafter,the council shall meet regularly at city hall at such times as may be prescribed by its rules but not less frequently than once each calendar month. Special called meetings may be held from time to time at city hall or other locations accessible to the public. (b) Special meetings shall be called by the city secretary upon request of the mayor, city manager, or a majority of the members of the council. (c) The city manager shall attend all meetings of the council and may take part in the discussion of all matters coming before the council but shall have no vote. (Ord. No. 79-86, § 2, 12-11-79, ratified 1-19-80; Ord. No. 2006-232,Amend. No. 3, 8-28-06, ratified 11-7-06) Sec. 2.06. -Quorum,voting. (a) A majority of the members of the council shall constitute a quorum for the transaction of business, and the affirmative vote of a majority of the council shall be necessary to repeal any ordinance or take any official action in the name of the city, except as otherwise provided in this Charter or by the general laws of the State of Texas. (b) The ayes and noes shall be taken upon the passage of all ordinances or resolutions and the vote of each member shall be recorded in the minutes. (Ord. No. 76-12,Amend. No. 3,4-5-76; Ord. No. 79-86, § 2, 12-11-79, ratified 1-19-80) Sec. 2.07. - Rules of procedure, minutes. The council shall determine its own rules of procedure and order of business. Except as may otherwise be provided by state law, such as certain executive sessions under the Texas Open Meetings Act, being Chapter 551 of the Texas Government Code, minutes of all meetings of the council shall be taken and preserved as a permanent record open to the public for inspection. (Ord. No. 2006-232,Amend. No. 4, 8-28-06, ratified 11-7-06) Sec. 2.08. - Powers of the council. Except as otherwise provided by this charter all powers of the city and the determination of all matters of policy shall be vested in the council. Without limitation of the powers granted or delegated to the city by the Constitution, statutes, or this Charter,the council shall have power to: 3/6 12/19/2019 Denton,TX Code of Ordinances (a) Appoint and remove the city manager. (b) Appoint and remove the city attorney,the city auditor, and the municipal court judge. (c) Approve members of all boards, commissions and committees serving the city. (d) Adopt the budget of the city. (e) Fix the salary of the city manager, city auditor, city attorney, and the municipal court judge. (f) Authorize by ordinance the issuance of bonds, assignments of revenue or warrants. (g) Approve plats. (h) Adopt and modify the official map of the city. (i) Adopt and modify the zoning plan, including any and all zoning and land use regulations to the fullest extent allowed by law. Q) Provide for the establishment and designation of fire limits and prescribe the kind and character of buildings, structures, or improvements which may be erected therein, and provide for the condemnation of dangerous or dilapidated buildings or structures which increase the fire hazard and the manner of their removal or destruction. (k) Adopt and modify the building code. (1) After receiving a recommendation from the planning commission adopt, modify and carry out plans proposed by the planning commission for the clearance of slum districts and rehabilitation of blighted areas, and for the replanning, improvement and redevelopment of any area or district which may have been destroyed in whole or in part by disaster. (m) Regulate, license and fix the charges or fares made by any person,firm or corporation owning, operating or controlling any vehicle of any character used for the carrying of passengers for hire or the transportation of freight for hire on the public streets or alleys of the city. (n) Provide by ordinance for the exercise of the police powers of the city. (o) Establish and maintain a free public library and to cooperate for such purposes with any person, firm, association or political subdivision in the manner prescribed by ordinance. (p) Provide by ordinance for the exercise by this city of any and all powers of local self-government not made self-enacting by this charter or by statute. (q) Inquire into the conduct of any office, department or agency of the city and make investigations of municipal affairs. (r) Provide for an independent audit. (s) Perform the districting and redistricting function. (Ord. No. 76-12,Amend. No. 4,4-5-76; Ord. No. 79-86, § 2, 12-11-79, ratified 1-19-80; Ord. No. 2006-232,Amend. No. 5, 8-28-06, ratified 11-7-06) Sec. 2.09. -Ordinances. (a) In addition to such acts of the council as are required by statutes or by this charter to be by ordinance, every act of the council establishing a fine or other penalty or providing for the expenditure of funds or for the contracting of indebtedness, shall be by ordinance.The enacting clause of all ordinances shall be: "The Council of the City of Denton hereby ordains:" 4/6 12/19/2019 Denton,TX Code of Ordinances (b) Every ordinance shall be introduced in written, printed, or electronic form and passed in compliance with SE of this Article, authenticated by the signatures of the mayor(or mayor pro tem)and the city secretary and systematically recorded in an ordinance book in a manner approved by the council. It shall be necessary to the caption or title of each ordinance in the minutes of the council. (c) A full text of every penal ordinance, or in lieu thereof a descriptive caption or title stating in summary the purpose of the ordinance and the penalty for violation thereof, shall be published at least twice in the official newspaper of the City of Denton within ten (10)days after the passage of such ordinance; provided that any penal ordinance shall become effective not less than fourteen (14) days from the date of its passage.All other ordinances, except those specifically required by this charter to be published, are not required to be published in either the official newspaper of the city or in any other publication, and such ordinances shall become effective upon passage or on the date specified therein. (d) The council shall have power to cause the ordinances of the city to be corrected, amended, revised, codified and printed in code form as often as the council deems necessary and advisable, and such printed code, when adopted by the council, shall be in full force and effect without the necessity of publishing the same or any part thereof in the official newspaper except that the ordinance adopting the same shall be published one time in the official newspaper of the city. Such printed code shall be admitted in evidence in all courts and places without further proof. (Ord. No. 2006-232,Amend. No. 6, 8-28-06, ratified 11-7-06) Sec. 2.10.-Council not to interfere in appointments or removals. Neither the council nor any of its members shall direct or request the appointment of any person to, or his or her removal from, office by any officer appointed by the city council under Section 2.08 of this Charter or by any of his or her subordinates. Except for the purpose of inquiry,the council and its members shall deal with the administrative service solely through the officers appointed by the city council and neither the council nor any member thereof shall give orders to any subordinates of the officers appointed by the city council, either publicly or privately. (Ord. No. 2009-199,Amend. No. 4, 9-1-09, ratified 11-3-09) Sec. 2.11.- Employee bonds. The council shall require bonds of all municipal officers and employees who receive or pay out any monies of the city.The amount of such bonds shall be determined by the council and the cost thereof shall be borne by the city. Sec. 2.12.-City secretary. The city secretary shall be appointed by the city manager subject to the approval of the council. He shall serve as clerk of the council,give notice of its meetings, keep the journal of its proceedings, authenticate by his signature and record in full in a book kept for the purpose all ordinances and resolutions, and perform such other duties as this charter may provide or as the city manager may assign him. Sec. 2.13.- Independent annual audit. (a) Prior to the end of each fiscal year,the council shall designate a certified public accountant who, as of the end of the fiscal year, shall make an independent audit of accounts and other evidences of financial 5/6 12/19/2019 Denton,TX Code of Ordinances transactions of the city government and shall submit his report to the council and to the city manager. Such accountant shall have no personal interest, direct or indirect, in the fiscal affairs of the city government or of any of its officers. He shall not maintain any accounts or records of the city business, but within specifications approved by the council, shall post-audit the books and documents kept by the department of finance and any separate or subordinate accounts kept by any other office, department or agency of the city government. (b) A copy of such audit shall be kept in the office of the city secretary subject to inspection by any citizen during regular office hours. 6/6 12/19/2019 Denton,TX Code of Ordinances ARTICLE III. - NOMINATIONS AND ELECTIONS Sec. 3.01. - Municipal elections. (a) The regular election for the choice of members of the City Council as provided in Article II shall be held each year on the uniform election day for municipal elections in May established by the Election Code. The Council may by resolution or ordinance order special elections which shall be held as nearly as practicable according to the provisions for a regular election. The hours and places for holding all City elections shall be determined by the City Council. All elections shall be conducted in accordance with the Election Code and all other applicable laws as they now read or may hereafter be amended. (b) On the first Saturday in April immediately following adoption of Section 2.01, and the drawing of election district boundaries by the council, the voters shall elect: (1) The mayor, place seven (7), for a term of two (2)years. (2) Two (2) councilmembers, places five (5) and six (6), for terms of two (2)years each. (3) One (1) councilmember for an interim term of one (1)year. This position shall be denominated for such interim term as place four (4) and such councilmember shall be elected from the city at large and may be a resident of any district. At the next following regular annual municipal election after the one referred to above in this section, the district and at large system provided in Section 2.01 shall take full effect. (c) Councilmembers holding office at the time the charter amendments to Section 2.01 are adopted (places one (1), two (2) and three (3)) shall serve the remainder of their unexpired terms as at large members of the council. (d) If any councilmember whose term would not otherwise expire at the time of the canvass of the results of the election specified in Section 3.01(b) shall enter said election, such councilmember's term shall be deemed to have been vacated at the time of the canvass of said election results, whether the candidacy of said councilmember is successful or not. (e) Neither the mayor nor any member of the council shall become a candidate for election to any position on the council, other than for reelection to the same seat, unless such candidate shall first submit to the city secretary his written resignation from the council to be effective at the time of the canvass of the results of the next regularly scheduled election. If such candidate's unexpired term would otherwise extend beyond the date of such canvass, the city secretary shall notify the council and an election shall be held on the date of the next regularly scheduled election to fill the unexpired term of said resigning councilmember. (Ord. No. 79-86, § 2, 12-11-79, ratified 1-19-80; Ord. No. 99-057, Amend. No. 7, 2-16-99, ratified 5-1-99; Ord. No. 2006-232, Amend. No. 7, 8-28-06, ratified 11-7-06) 1/5 12/19/2019 Denton,TX Code of Ordinances Sec. 3.02. - Nominations. (a) Any qualified person may have his or her name placed on the ballot as a candidate for councilmember by filing with the city secretary not more than ninety(90) days nor less than thirty(30) days prior to the date of election an application in substantially the following form: I, , do hereby declare that I am a candidate for the Council of the City of Denton and request that my name be printed upon the official Ballot for that office in the next city election. I am aware of the nepotism law, chapter 573 of the Government Code. I am qualified to serve on the council with respect to the qualifications set forth in the Charter. I reside at Denton, Texas. Signed The foregoing petition was filed with the City Secretary on the day of , 19 City Secretary (b) As an alternative method, any qualified person may be nominated for councilmember by a written petition signed by the greater twenty five (25) qualified voters of the city or one-half of one percent of the total votes received by all candidates for mayor in the most recent mayoral general election, provided the candidate signs the petition certifying his or her acceptance. One such petition shall be circulated and signed for each nominee or candidate. With each signature shall be stated the place of residence of the signer, giving the street and number or other description sufficient to identify it. Nominating petitions shall be filed with the city secretary not more than ninety(90) days nor less than thirty(30) days before the election day, and shall be in substantially the following form: We, the undersigned electors of the City of Denton, hereby nominate whose residence address is as a candidate for councilmember of the City of Denton, to be voted for at the election to be held on the day of , 19 ; and we individually certify that we are qualified to vote for a candidate for the council. Name Address Date of Signing 2/5 12/19/2019 Denton,TX Code of Ordinances (Spaces for the greater twenty five (25) or one-half of one percent of the total votes received for candidates for Mayor signatures and required data) Acceptance of Nomination I am qualified to serve on the council of the City of Denton with respect to the qualifications set forth in this Charter. I hereby accept the nomination for councilmember and agree to serve if elected. Signature of Candidate Statement of Circulator The undersigned is the circulator of the foregoing petition containing signatures. Each signature was appended thereto in my presence and is the genuine signature of the person whose name it purports to be. Signature of Circulator Address of Circulator The foregoing petition was filed with the City Secretary on the day of 19 City Secretary (Ord. No. 99-057, Amend. No. 8, 2-16-99, ratified 5-1-99) Sec. 3.03. - Official ballot. 3/5 12/19/2019 Denton,TX Code of Ordinances The city secretary shall make up the official ballot from the names presented to him. The order in which the names of the candidates for each place shall appear on the ballot shall be determined by lot in a drawing held under the supervision of the city secretary, at which drawing each candidate or his designated representative shall have a right to be present. All official ballots shall be printed at least twenty(20) days prior to the date of any general or special election, and absentee voting shall be governed by the general laws of the State of Texas. Sec. 3.04. - Canvass: Election returns, results. (a) Immediately after counting the votes, the presiding judge shall deliver the official returns of the election to the city secretary. Not earlier than the third day or later than the sixth day after the election or as otherwise required by the Election Code and all other applicable laws, the city council shall canvass the returns and declare the results. The returns of every municipal election shall be recorded in the minutes of the council. (b) The candidates receiving the majority of the votes cast for each place shall be declared elected. If no candidate receives a majority, or if there is a tie for any one place, the council shall order a runoff election which shall be held not earlier than the twentieth or later than the thirtieth day after the date the final canvass of the regular election is completed or as otherwise required by the Election Code and all other applicable laws. Only the names of the candidates who tie for the highest number of votes cast for that place, or the two (2) candidates who receive the highest number of votes with neither having a majority of votes cast for that place, shall be printed on the ballot for each election. In the event of a tie vote at the runoff election, the candidates who tie shall cast lots in the presence of the City Secretary to determine which one shall be declared elected, and said lots shall be cast within five (5) days of the runoff election in accordance with Section 2.028 of the Election Code and all other applicable laws. (c) Immediately after the election results have been declared the mayor shall deliver certificates of election to the successful candidates. Each councilman shall take the oath of office as soon thereafter as practicable at which time his term of office shall begin. (Ord. No. 76-12, Amend. No. 1, 4-5-76; Ord. No. 79-86, § 2, 12-11-79, ratified 1-19-80; Ord. No. 99-057, Amend. No. 9, 2-16-99, ratified 5-1-99) Sec. 3.05. - Regulation of elections. Except as otherwise provided by this charter, all city elections shall be governed by the applicable provisions of the Election Code of the State of Texas, as now or hereafter amended. The council shall have the power to make such additional regulations as may be necessary. State Law reference— Elections, V.T.C.A., Election Code § 1.005 et seq. 4/5 12/19/2019 Denton,TX Code of Ordinances THIS PAGE INTENTIONALLY LEFT BLANK 5/5 City of Denton Special Election Candidate Calendar May 2, 2020 Special Election — City Council Districts 1 and 2 As of January 7,2020 January 2020 Al,I Semi-Annual Campaign Finance Report period covered: 1st day 1 2 3 4 Campaign Treasurer Appointment(CTA)was filed or day after last day reported in the last report filed; end date is December 31,2019 City Offices Closed- New Year's Day 15t day to apply for Ballot by Mail 5 6 7 8 9 10 11 12 13 14 15 16 17 18 11"Semi-Annual Campaign Finance Report due(5 p.m.) File with City Secretary's Office City Hall,215 E.McKinney 8 a.m.—5 p.m.,Mon.-Fri. 19 20 21 22 23 24 25 City Offices Closed- MLK Day 26 27 28 29 30 31 Special Election Candidate Calendar May 2,2020 Special Election-City Council Districts 1 and 2 As of January 7,2020 February 2020 1 Plan ahead: Personal Financial Statement is due by 5 p.m. Monday, March 23, 2020 1 2 3 4 5 6 7 8 City Council Meeting 1st day to file Application 6:30 p.m.: for a Place on the Ballot or City Council Orders General& Declaration of Write-In Special Elections Candidacy File with City Secretary's Office,City Hall, 215 E.McKinney 8 a.m.-5 p.m.,Mon.-Fri. 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 Special Election Candidate Calendar May 2,2020 Special Election-City Council Districts 1 and 2 As of January 7,2020 March 2020 1 1 2 3 4 5 6 7 Last day to file Last day for candidates Application for a Place (balloVwrite-in)to on the Ballot or withdraw Declaration of Write-In Candidacy (5 p.m.) (5 p.m.) File with City Secretary's Office File with City Secretary's City Hall,215 E.McKinney Office City Hall,215 E. McKinney 8 9 10 11 12 13 14 Drawing for order of names on the Ballot(less write-in) 11 a.m.,Council Chamber, Denton City Hall,215 E. McKinney [If unable to attend,send a representative] 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Personal Financial Statement due (5 p.m.) [Covers period 01/01/2019 through 12/31/2019] File with City Secretary's Office City Hall,215 E.McKinney 29 30 31 Special Election Candidate Calendar May 2,2020 Special Election—City Council Districts 1 and 2 As of January 7,2020 April 2020 t � B30tn Day Campaign Finance Report period covered: The start date is 1 2 3 4 the day after the last day covered by your last required report or the day you filed your Campaign Treasurer Appointment(CTA)form; end B30th Day Campaign Finance Report due date is March 23, 2020 (5 p.m.) c8th Day Campaign Finance Report period covered: March 24,2020; File with City Secretary's Office end date is April 22, 2020 City Hall,215 E_McKinney Last day to submit voter registration application for eligibility to vote in May election. Submit to Denton County Election's Office, 701 Kimberly Drive,Suite A101 5 6 7 8 9 10 11 12 13 14 15 16 17 18 Last day fora voter to hand- deliver their application for a ballot by mail. Deliver to Denton County Election's Office, 701 KimbedyDrive,Suite A101 19 20 21 22 23 24 25 EARLY VOTING STARTS Last day Denton County c81h Day Campaign Finance Last day to apply for ballot by can receive application from voter Report due mail(received by Denton delivered by mail for ballot to be (5 p.m.) County Elections,not voted by mail. File with City Secretary's Office postmarked) Submit to Denton County Election's Office, City Hall,215 E.McKinney 701 KimbedyDrive,Suite A101 •• • ................. ....................a ............... • ................. . . ................. . ............... � Early Voting Starts • Early Votinq Cont'd Early Voting Cont'd • Early Voting Cont'd Early Voting Cont'd Early Voting Cont'd 26 27 28 29 30 Deadline to submit a request for election inspectors for election day to the Secretary of State(optional) Early Voting Cont'd Early Voting Ends %................. I •..................... Special Election Candidate Calendar May 2,2020 Special Election—City Council Districts 1 and 2 As of January 7,2020 May 2020 1 1 2 ELECTION DAY Polls open— 7 a.m.to 7 p.m. Last day for Denton County Elections to receive Ballot by Mail 3 4 5 6 7 8 9 10 11 12 13 14 15 16 City Council Meeting Deadline for Runoff Time: TBD City Council Canvass of General Candidate to withdraw(5 &Special Election Returns; P.M.); Swear-In Council Member- Elect(s)and order Runoff Election,if needed 17 18 19 20 21 22 23 24 25 26 27 28 29 30 City Offices Closed— Memorial Day 31 Note: Runoff Election information subject to change until Runoff is ordered May 12, 2020 Special Election Candidate Calendar May 2,2020 Special Election—City Council Districts 1 and 2 As of January 7,2020 June 2020 E8th Day RUNOFF 1 2 3 5 6 Report period E81h Day RUNOFF Campaign Finance Report due 4 covered: April23, (5p.m.) 2020; end date is City Secretary's office ................... :... j1 E-A�J� G ....■ •••• .... June 3, 2020 Runoff Off Runoff Off Runoff Off Runoff Off Runoff Off Runoff Off Early Voting Starts Early Voting Cont'd Early Voting Cont'd Early Voting Cont'd Early Voting Cont'd Early Voting Cont'd �.................� .................� z................. ....... ................. .................� 7 8 9 10 11 12 13 RUNOFF ELECTION DAY Polls open— Runoff Off Runoff Off 7 a.m.to 7 p.m. Early Voting Cont'd Early Voting Ends ..................� �.................. _ 14 15 16 17 18 19 20 21 22 23 24 25 26 27 Special City Council Meeting Time: TBD City Council Canvass of Runoff Election Returns 28 29 30 Note: Runoff Election information subject to change until Runoff is ordered May 12, 2020 Special Election Candidate Calendar May 2,2020 Special Election—City Council Districts 1 and 2 As of January 7,2020 July 2020 1 D2nd Semi-Annual Campaign Finance Report period covered: Start 1 2 3 4 date is January 1 or the day after the last day covered by the last required report,whichever is later; end date is June 30,2020, unless a Final Report was filed if not elected 5 6 7 8 9 10 11 12 13 14 15 16 17 18 o2nd Semi-Annual Campaign Finance Report due (5 p.m.) File with City Secretary's Office City Hall,215 E.McKinney 19 20 21 22 23 24 25 26 27 28 29 30 31 12/26/2019 ELECTION CODE CHAPTER 61. CONDUCT OF VOTING GENERALLY ELECTION CODE TITLE 6 . CONDUCT OF ELECTIONS CHAPTER 61 . CONDUCT OF VOTING GENERALLY SUBCHAPTER A. GENERAL PROVISIONS Sec . 61 . 001 . BYSTANDERS EXCLUDED; UNLAWFUL PRESENCE OF CANDIDATE . (a) Except as permitted by this code, a person may not be in the polling place from the time the presiding judge arrives there on election day to make the preliminary arrangements until the precinct returns have been certified and the election records have been assembled for distribution following the election. (b) A candidate in the election commits an offense if the candidate is in a polling place during the period described by Subsection (a) for a purpose other than: (1) voting; or (2) official business in the building in which the polling place is located. (c) It is an exception to the application of Subsection (b) that the candidate: (1) is not within plain view or hearing of the persons in the voting area or the area in which voters are being accepted for voting; and (2) is not engaged in campaign activity. (d) An offense under this section is a Class C misdemeanor. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff . Jan . 1, 1986 . Amended by Acts 1997, 75th Leg. , ch. 1350, Sec. 3, eff. Sept . 1, 1997 . Sec . 61 . 002 . OPENING POLLING PLACE FOR VOTING. At the official time for opening the polls for voting, an election officer shall open the polling place entrance and admit the voters . Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff . Jan. 1, 1986 . Sec. 61 . 003 . ELECTIONEERING AND LOITERING NEAR POLLING PLACE. (a) A person commits an offense if, during the voting period and within 100 feet of an outside door through which a voter may enter the building in which a polling place is located, the person: (1) loiters; or https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.6l.htm 1/10 12/26/2019 ELECTION CODE CHAPTER 61. CONDUCT OF VOTING GENERALLY (2) electioneers for or against any candidate, measure, or political party. (a-1) The entity that owns or controls a public building being used as a polling place may not, at any time during the voting period, prohibit electioneering on the building' s premises outside of the area described in Subsection (a) , but may enact reasonable regulations concerning the time, place, and manner of electioneering. (b) In this section: (1) "Electioneering" includes the posting, use, or distribution of political signs or literature. The term does not include the distribution of a notice of a party convention authorized under Section 172 . 1114 . (2) "Voting period" means the period beginning when the polls open for voting and ending when the polls close or the last voter has voted, whichever is later. (c) An offense under this section is a Class C misdemeanor. Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff. Jan . 1, 1986 . Amended by: Acts 2013, 83rd Leg. , R. S . , Ch. 235 (H.B. 259) , Sec. 1, eff. June 14, 2013 . Acts 2013, 83rd Leg. , R. S . , Ch. 235 (H.B. 259) , Sec. 2, eff. June 14, 2013 . Acts 2017, 85th Leg. , R. S . , Ch. 828 (H.B. 1735) , Sec . 12, eff. September 1, 2017 . Sec . 61 . 004 . UNLAWFUL OPERATION OF SOUND AMPLIFICATION DEVICE OR SOUND TRUCK. (a) A person commits an offense if, during the voting period and within 1, 000 feet of a building in which a polling place is located, the person operates a sound amplification device or a vehicle with a loudspeaker while the device or loudspeaker is being used for the purpose of: (1) making a political speech; or (2) electioneering for or against any candidate, measure, or political party. (b) For the purpose of Subsection (a) , a person operates a vehicle with a loudspeaker if the person drives the vehicle, uses the loudspeaker, or operates sound equipment in connection with the loudspeaker. (c) In this section, "voting period" means the period prescribed by Section 61 . 003 (b) . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.6l.htm 2/10 12/26/2019 ELECTION CODE CHAPTER 61. CONDUCT OF VOTING GENERALLY (d) An offense under this section is a Class C misdemeanor. Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff. Jan . 1, 1986 . Amended by: Acts 2005, 79th Leg. , Ch. 497 (H.B. 535) , Sec . 1, eff. September 1, 2005 . Acts 2005, 79th Leg. , Ch. 497 (H.B. 535) , Sec . 2, eff. September 1, 2005 . Sec. 61 . 005 . SECURITY OF BALLOTS, BALLOT BOXES, AND ENVELOPES . (a) From the time a presiding judge receives the official ballots for an election until the precinct returns for that election have been certified, the presiding judge shall take the precautions necessary to prevent access to the ballots, ballot boxes, and envelopes used for provisional ballots in a manner not authorized by law. (b) The ballots, ballot boxes, and envelopes used for provisional ballots at a polling place shall be in plain view of at least one election officer from the time the polls open for voting until the precinct returns have been certified. (c) A presiding election judge commits an offense if the judge fails to prevent another person from handling a ballot box containing voters ' marked ballots or an envelope containing a voter' s provisional ballot in an unauthorized manner or from making an unauthorized entry into the ballot box or envelope. An offense under this subsection is a Class A misdemeanor. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . Amended by Acts 1997, 75th Leg. , ch. 1078, Sec. 3, eff. Sept. 1, 1997; Acts 2003, 78th Leg. , ch. 1315, Sec. 19, eff. Jan. 1, 2004 . Sec. 61 . 006 . UNLAWFULLY DIVULGING VOTE. (a) A person commits an offense if the person was in a polling place for any purpose other than voting and knowingly communicates to another person information that the person obtained at the polling place about how a voter has voted. (b) An offense under this section is a felony of the third degree. (c) This section does not apply to information presented in an official investigation or other official proceeding in which the information is relevant. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . Amended by Acts 1997, 75th Leg. , ch. 864, Sec . 53, eff. Sept. 1, 1997 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.6l.htm 3/10 12/26/2019 ELECTION CODE CHAPTER 61. CONDUCT OF VOTING GENERALLY Sec. 61 . 007 . UNLAWFULLY REVEALING INFORMATION BEFORE POLLS CLOSE. (a) An election officer, watcher, or other person serving at a polling place in an official capacity commits an offense if, before the polls close or the last voter has voted, whichever is later, the officer, watcher, or other person reveals : (1) the number of votes that have been received for a candidate or for or against a measure; (2) a candidate ' s position relative to other candidates in the tabulation of the votes; (3) whether a measure is passing or failing; or (4) the names of persons who have or have not voted in the election. (b) An offense under this section is a Class A misdemeanor. (c) Beginning at 9 : 30 a.m. and at each subsequent two-hour interval through 5 : 30 p.m. , the presiding judge shall post written notice of the total number of voters who have voted in the precinct. The notice shall be posted at an outside door through which a voter may enter the building in which the polling place is located. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . Amended by Acts 1987, 70th Leg. , ch. 440, Sec . 1, eff. Sept. 1, 1987; Acts 1987, 70th Leg. , ch. 472, Sec . 16, eff. Sept. 1, 1987; Acts 1989, 71st Leg. , ch. 2, Sec . 7 . 04, eff . Aug. 28, 1989; Acts 2003, 78th Leg. , ch. 427, Sec . 1, eff . Sept. 1, 2003 . Sec. 61 . 008 . UNLAWFULLY INFLUENCING VOTER. (a) A person commits an offense if the person indicates to a voter in a polling place by word, sign, or gesture how the person desires the voter to vote or not vote. (b) An offense under this section is a Class B misdemeanor. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . Sec. 61 . 009 . INSTRUCTING VOTER ON CASTING BALLOT. On the request of a voter, an election officer shall instruct the voter on the proper procedure for casting a ballot. Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff. Jan . 1, 1986 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.6l.htm 4/10 12/26/2019 ELECTION CODE CHAPTER 61. CONDUCT OF VOTING GENERALLY Sec. 61 . 010 . WEARING NAME TAG OR BADGE IN POLLING PLACE. (a) Except as provided by Subsection (b) , a person may not wear a badge, insignia, emblem, or other similar communicative device relating to a candidate, measure, or political party appearing on the ballot, or to the conduct of the election, in the polling place or within 100 feet of any outside door through which a voter may enter the building in which the polling place is located. (b) An election judge, an election clerk, a state or federal election inspector, a certified peace officer, or a special peace officer appointed for the polling place by the presiding judge shall wear while on duty in the area described by Subsection (a) a tag or official badge that indicates the person' s name and title or position. (c) A person commits an offense if the person violates Subsection (a) . An offense under this subsection is a Class C misdemeanor. Added by Acts 1987, 70th Leg. , ch. 472, Sec. 17, eff. Sept . 1, 1987 . Amended by Acts 1997, 75th Leg. , ch. 1349, Sec. 24, 25, eff. Sept. 1, 1997 . Sec. 61 . 011 . REMOVING WRITTEN COMMUNICATIONS FOUND IN POLLING PLACE. (a) An election officer shall periodically check each voting station and other areas of the polling place for sample ballots or other written communications used by voters that were left or discarded in the polling place. (b) An election officer shall remove from the sight of the voters any written communication found under Subsection (a) . Added by Acts 1997, 75th Leg. , ch. 112, Sec . 1, eff. Sept. 1, 1997 . Sec. 61 . 012 . ACCESS BY PERSONS WITH DISABILITIES . (a) Except as provided by Section 61 . 013, each polling place must provide at least one voting station that: (1) complies with: (A) Section 504 of the federal Rehabilitation Act of 1973 (29 U. S .C. Section 794) and its subsequent amendments; (B) Title II of the federal Americans with Disabilities Act (42 U. S .C. Section 12131 et seq. ) and its subsequent amendments; and (C) the requirements for accessibility under 42 U. S .C. Section 15481 (a) (3) and its subsequent amendments; and (2) provides a practical and effective means for voters with physical disabilities to cast a secret ballot. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.6l.htm 5/10 12/26/2019 ELECTION CODE CHAPTER 61. CONDUCT OF VOTING GENERALLY (b) Repealed by Acts 2007, 80th Leg. , R. S . , Ch. 1182, Sec. 4, eff. June 15, 2007 . Acts 2003, 78th Leg. , ch. 1315, Sec. 20, eff. Jan . 1, 2004 . Amended by: Acts 2006, 79th Leg. , 3rd C . S . , Ch. 5 (H.B. 1) , Sec . 11 . 02, eff. May 31, 2006 . Acts 2007, 80th Leg. , R. S . , Ch. 1182 (H.B. 556) , Sec . 2, eff. June 15, 2007 . Acts 2007, 80th Leg. , R. S . , Ch. 1182 (H.B. 556) , Sec . 4, eff. June 15, 2007 . Sec. 61 . 013 . ACCESS BY PERSONS WITH DISABILITIES : ELECTIONS OF CERTAIN POLITICAL SUBDIVISIONS . (a) For an election other than an election of a political subdivision that is held jointly with another election in which a federal office appears on the ballot, the political subdivision is not required to meet the requirements of Section 61 . 012 (a) (1) (C) if the political subdivision: (1) is a county with a population of less than 2, 000; (2) is a county with a population of 2, 000 or more but less than 5, 000, and the county provides at least one voting station that meets the requirements for accessibility under 42 U. S .C. Section 15481 (a) (3) on election day; (3) is a county with a population of 5, 000 or more but less than 10, 000, and the county provides at least one voting station that meets the requirements for accessibility under 42 U. S .C. Section 15481 (a) (3) on election day and during the period for early voting by personal appearance; (4) is a county with a population of 10, 000 or more but less than 20, 000, and the county: (A) makes a showing in the manner provided by Subsection (c) that compliance with Section 61 . 012 (a) (1) (C) constitutes an undue burden on the county; (B) provides at least one voting station that meets the requirements for accessibility under 42 U. S .C. Section 15481 (a) (3) on election day and during the period for early voting by personal appearance; and (C) provides a mobile voting station that meets the requirements for accessibility under 42 U. S .C. Section 15481 (a) (3) that during the period for early voting by personal appearance is deployed at https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.6l.htm 6/10 12/26/2019 ELECTION CODE CHAPTER 61. CONDUCT OF VOTING GENERALLY least once at each polling place used for early voting by personal appearance; or (5) is located in a county described by Subdivisions (1) - (4) and meets the same requirements as the county in which the political subdivision is located. (b) A voter with a disability that desires a reasonable accommodation to vote in an election of a county described by Subsection (a) (1) or a political subdivision located in that county shall make a request for the accommodation with the early voting clerk of the county or political subdivision not later than the 21st day before the date of the election. On receipt of the request, the early voting clerk shall make a reasonable accommodation to allow the voter to cast a vote. (c) A county or political subdivision may make a showing of undue burden under Subsection (a) (4) (A) by filing an application with the secretary of state not later than the 90th day before the date of the election that states the reasons that compliance would constitute an undue burden. A showing of an undue burden may be satisfied by proof that the election costs associated with compliance with Section 61 . 012 (a) (1) (C) constitute a significant expense for the county or political subdivision and reflect an increase of at least 25 percent in the costs of holding an election as compared to the costs of the last general election held by the county or political subdivision before January 1, 2006 . Not later than the 20th day after the date of receiving an application under this section, the secretary of state shall determine whether compliance with Section 61 . 012 (a) (1) (C) is an undue burden for the county or political subdivision. (d) A county or political subdivision that intends to use this section to provide fewer voting stations that meet the requirements for accessibility under 42 U. S .C. Section 15481 (a) (3) than required by Section 61 . 012 (a) (1) (C) must: (1) provide notice to the secretary of state of that intent not later than the 90th day before the date of the election; and (2) for a county described by Subsection (a) (2) , (3) , or (4) , or a political subdivision located in such a county, publish notice of the location of each voting station that meets the requirements for accessibility under 42 U. S .C. Section 15481 (a) (3) in a newspaper of general circulation in the county or political subdivision not later than the 15th day before the date of the start of the period of early voting by personal appearance. (e) For purposes of this section, a political subdivision located in more than one county may choose: https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.6l.htm 7/10 12/26/2019 ELECTION CODE CHAPTER 61. CONDUCT OF VOTING GENERALLY (1) to be considered located in the county that contains the greatest number of registered voters of the political subdivision; or (2) for each portion of the political subdivision located in a different county, to be considered a separate political subdivision. (f) The secretary of state shall prescribe procedures and adopt rules as necessary to implement this section. Added by Acts 2007, 80th Leg. , R. S . , Ch. 1182 (H.B. 556) , Sec . 3, eff. June 15, 2007 . Sec. 61 . 014 . USE OF CERTAIN DEVICES . (a) A person may not use a wireless communication device within 100 feet of a voting station. (b) A person may not use any mechanical or electronic means of recording images or sound within 100 feet of a voting station. (c) The presiding judge may require a person who violates this section to turn off the device or to leave the polling place. (d) This section does not apply to: (1) an election officer in conducting the officer' s official duties; (2) the use of election equipment necessary for the conduct of the election; or (3) a person who is employed at the location in which a polling place is located while the person is acting in the course of the person' s employment. Added by Acts 2007, 80th Leg. , R. S . , Ch. 697 (H.B. 1921) , Sec. 1, eff. September 1, 2007 . Renumbered from Election Code, Section 61 . 013 by Acts 2009, 81st Leg. , R. S . , Ch. 87 (S .B. 1969) , Sec. 27 . 001 (12) , eff. September 1, 2009 . Amended by: Acts 2009, 81st Leg. , R. S . , Ch. 175 (H.B . 1493) , Sec . 1, eff. May 27, 2009 . SUBCHAPTER B. INTERPRETER Sec . 61 . 031 . USE OF ENGLISH LANGUAGE . (a) Except as provided by Subsection (b) , an election officer may not use a language other than English in performing an official duty in connection with the election. (b) If a voter cannot communicate in English, an election officer may communicate with the voter in a language that the voter and the officer understand. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.6l.htm 8/10 12/26/2019 ELECTION CODE CHAPTER 61. CONDUCT OF VOTING GENERALLY Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff . Jan . 1, 1986 . Sec. 61 . 032 . INTERPRETER PERMITTED. If an election officer who attempts to communicate with a voter does not understand the language used by the voter, the voter may communicate through an interpreter selected by the voter. Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff. Jan . 1, 1986 . Sec . 61 . 033 . ELIGIBILITY TO SERVE AS INTERPRETER. To be eligible to serve as an interpreter, a person must be a registered voter of the county in which the voter needing the interpreter resides . Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan . 1, 1986 . Sec . 61 . 034 . TRANSLATING BALLOT . If a voter cannot comprehend the language in which the ballot is printed, an interpreter may accompany the voter to the voting station for the purpose of translating the ballot to the voter. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan . 1, 1986 . Sec. 61 . 035 . OATH. Before serving as an interpreter, the person selected as interpreter must take the following oath administered by an election officer: "I swear (or affirm) that, to the best of my ability, I will correctly interpret and translate each question, answer, or statement addressed either to the voter by any election officer or to an election officer by the voter. " Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . Sec. 61 . 036 . TRANSLATION REQUIRED. (a) If an election officer and a voter communicate in a language other than English, any other election officer or watcher may request an English translation of anything communicated in the other language . (b) If a translation request is made, the election officer communicating with the voter shall make the translation. Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff. Jan. 1, 1986 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.6l.htm 9/10 12/26/2019 ELECTION CODE CHAPTER 61.CONDUCT OF VOTING GENERALLY THIS PAGE INTENTIONALLY LEFT BLANK https://statutes.capitol.texas.gov/Docs/EL/htm/EL.61.htm 10/10 2-22 Prescribed by Secretary of State Section 141.031,Chapters 143 and 144,Texas Election Code 1/2017 ALL INFORMATION IS REQUIRED TO BE PROVIDED UNLESS INDICATED OPTIONAL APPLICATION FOR A PLACE ON THE CITY OF DENTON, TEXAS SPECIAL ELECTION BALLOT TO:City Secretary/Secretary of Board I request that my name be placed on the above-named official ballot as a candidate for the office indicated below. OFFICE SOUGHT(Include any place number or other distinguishing number,if any.) FULL NAME(First, Middle, Last) PRINT NAME AS YOU WANT IT TO APPEAR ON THE BALLOTI PERMANENT RESIDENCE ADDRESS(Do not include a P.O. Box or Rural PUBLIC MAILING ADDRESS(Campaign mailing address,if available.) Route. If you do not have a residence address, describe the address at which you receive personal mail and location of residence.) CITY STATE ZIP CITY STATE ZIP PUBLIC EMAIL ADDRESS(If available) OCCUPATION(Do not leave blank) DATE OF BIRTH VOTER REGISTRATION VUID NUMBER(Optional)2 TELEPHONE CONTACT INFORMATION (Optional) LENGTH OF CONTINUOUS RESIDENCE AS OF DATE APPLICATION SWORN Home: IN STATE IN TERRITORY FROM WHICH THE OFFICE SOUGHT IS ELECTED3 Work: year(s) year(s) Cell: month(s) month(s) If using a nickname as part of your name to appear on the ballot,you are also signing and swearing to the following statements: I further swear that my nickname does not constitute a slogan nor does it indicate a political, economic, social, or religious view or affiliation. I have been commonly known by this nickname for at least three years prior to this election. Before me,the undersigned authority,on this day personally appeared (name) who being by me here and now duly sworn, upon oath says: "I, (name) of County, Texas, being a candidate for the office of swear that I will support and defend the Constitution and laws of the United States and of the State of Texas. I am a citizen of the United States eligible to hold such office under the constitution and laws of this state. I have not been finally convicted of a felony for which I have not been pardoned or had my full rights of citizenship restored by other official action. I have not been determined by a final judgment of a court exercising probate jurisdiction to be totally mentally incapacitated or partially mentally incapacitated without the right to vote. I am aware of the nepotism law,Chapter 573,Government Code. I further swear that the foregoing statements included in my application are in all things true and correct." X SIGNATURE OF CANDIDATE Sworn to and subscribed before me at this the day of SEAL Signature of Officer Administering Oath Title of Officer Administering Oath TO BE COMPLETED BY CITY SECRETARY OR SECRETARY OF BOARD: (See Section 1.007) Date Received Signature of Secretary Voter Registration Status Verified ❑ 2-22 Prescribed by Secretary of State Section 141.031,Chapters 143 and 144,Texas Election Code 1/2017 INSTRUCTIONS A special election can be used to fill a vacancy only if authorized by law. An application for a special election may not be filed until after the election is ordered.The filing deadline is governed by Section 201.054 of the Texas Election Code, and by the date the special election was ordered.The filing deadline should be stated in the election order. Please review the Secretary of State's election law calendars for Section 201.054 deadlines. If you have questions about the application, please contact the Secretary of State's Elections Division at 800-252-8683. NEPOTISM LAW The candidate must sign this statement indicating his awareness of the nepotism law. The nepotism prohibitions of chapter 573, Government Code, are summarized below: No officer may appoint, or vote for or confirm the appointment or employment of any person related within the second degree by affinity (marriage) or the third degree by consanguinity (blood) to himself, or to any other member of the governing body or court on which he serves when the compensation of that person is to be paid out of public funds or fees of office. However, nothing in the law prevents the appointment, voting for, or confirmation of anyone who has been continuously employed in the office or employment for the following period prior to the election or appointment of the officer or member related to the employee in the prohibited degree: six months, if the officer or member is elected at the general election for state and county officers. No candidate may take action to influence an employee of the office to which the candidate is seeking election or an employee or officer of the governmental body to which the candidate is seeking election regarding the appointment or employment of a person related to the candidate in a prohibited degree as noted above. This prohibition does not apply to a candidate's actions with respect to a bona fide class or category of employees or prospective employees. Examples of relatives within the third degree of consanguinity are as follows: (1) First degree: parent, child; (2) Second degree: brother, sister,grandparent,grandchild; (3) Third degree:great-grandparent,great-grandchild, uncle, aunt, nephew, niece. These include relatives by blood, half-blood, and legal adoption. Examples of relatives within the second degree of affinity are as follows: (1) First degree: spouse,spouse's parent, son-in-law,daughter-in-law; (2) Second degree: brother's spouse,sister's spouse, spouse's brother, spouse's sister, spouse's grandparent. Persons related by affinity (marriage) include spouses of relatives by consanguinity, and, if married, the spouse and the spouse's relatives by consanguinity.These examples are not all inclusive. FOOTNOTES 1For rules concerning the form of a candidate's name or nickname on the ballot, see subchapter B, chapter 52 of the Texas Election Code. 2Inclusion of a candidate's VUID is optional. However, many candidates are required to be registered voters in the territory from which the office is elected at the time of the filing deadline. Please visit the Elections Division of the Secretary of State's website for additional information. http://www.sos.state.tx.us/elections/laws/hb484-fag.shtml 3This refers to the length of residence inside the district or territory from which the office is elected. For example, length of residence in a school district,for a school trustee office elected at large.This field MUST BE COMPLETED. 4All oaths, affidavits, or affirmations made within this State may be administered and a certificate of the fact given by a judge, clerk, or commissioner of any court of record, a notary public, a justice of the peace, city secretary (for a city office), and the Secretary of State of Texas. 2-22 Prescrito por el Secretario de Estado Secci6n 141.031,Capitulos 143 y 144,C6digo Electoral de Texas 1/2017 DEBE PROPORCIONARSE LA INFORMACION REQUERIDA A MENOS QUE SE INDIQUE QUE ES OPCIONAL SOLICITUD PARA FIG URAR EN LA BOLETA DE LA CIUDAD DE DENTON,TEXAS ELECCION ESPECIAL A:Secretario(a)de la Ciudad/Secretario del Consejo Solicito que mi nombre figure en la boleta oficial indicada mas arriba como candidato/a al cargo a continuaci6n. PUESTO OFICIAL SOLICITADO(Incluya cualquier numero de cargo u otro numero distintivo,si el cargo to tiene). NOMBRE COMPLETO(Primer nombre,segundo nombre,apellido) ESCRIBA SU NOMBRE COMO DESEA QUE FIGURE EN LA BOLETA' DIRECCION RESIDENCIAL PERMANENTE (No incluya una casilla postal DIRECCION POSTAL PUBLICA (Direcci6n en la que recibira o una ruta rural. Si usted no tiene una direcci6n residencial, describa correspondencia relacionada a su campana,si es disponible.) el lugar en que recibe correspondencia personal y la ubicaci6n de su residencia.) CIUDAD ESTADO CODIGO POSTAL CIUDAD ESTADO CODIGO POSTAL CORREO ELECTRONICO PUBUCO(Si esta EMPLEO(No deje este espacio en FECHA DE NACIMIENTO VOID—NUMERO UNICO DE disponible.) blanco.) IDENTIFICACION DE VOTANTE(Opcional)2 INFORMACION DE CONTACTO(Opcional) DURACION DE RESIDENCIA CONTINUA AL MOMENTO DE JURAMENTAR ESTA Tel.residencial: SOLICITUD EN EL ESTADO EN EL TERRITORIO POR EL CUAL SERIA Tel. la bora I: E LECTO/A3 ano(s) ano(s) Tel.celular: mes(es) mes(es) En caso de usar un apodo como parte de su nombre en la boleta, usted tambien firma y jura to siguiente: Asimismo, juro que mi apodo no constituye un lema politico ni tampoco es una indicaci6n de mis creencias o afiliaciones politicas, econ6micas, sociales o religiosas. Se me ha conocido por este apodo durante al menos tres anos antes de esta elecci6n. Ante mi,la autoridad suscrita,compareci6(nombre) quien frente a mi y bajo juramento debido, declara: "Yo, (nombre) del condado de Texas, siendo candidato para el cargo oficial de juro solemnemente que apoyare y defendere la Constituci6n y las leyes de los Estados Unidos y del Estado de Texas. Soy ciudadano de los Estados Unidos elegible para ocupar tal cargo oficial bajo la Constitucion y las leyes de este Estado. No se me ha condenado por un delito mayor por el cual no haya sido absuelto o por el cual no se me hayan restituido enteramente mis derechos de ciudadania por medio de otra acci6n oficial. No existe un fallo final de un tribunal testamentario que me declare total o parcialmente incapacitado mentalmente sin derecho a votar. Yo tengo conocimiento de la ley sobre el nepotismo segun el Capitulo 573 del C6digo de Gobierno. Ademas,juro que las declaraciones anteriores que incluyo en mi solicitud son verdaderas y correctas". X FIRMA DEL CANDIDATO Jurado y suscrito ante mi en este dia de SELLO Firma del oficial que administra el juramento' Titulo del oficial que administra el juramento TO BE COMPLETED BY CITY SECRETARY OR SECRETARY OF BOARD: (See Section 1.007) Date Received Signature of Secretary Voter Registration Status Verified 2-22 Prescrito por el Secretario de Estado Secci6n 141.031,Capitulos 143 y 144,C6digo Electoral de Texas 1/2017 INSTRUCCIONES Una elecci6n especial puede ser usada para Ilenar una vacante solamente si estA autorizado por la ley. Una solicitud para una elecci6n especial no puede ser presentada hasta que la elecci6n sea ordenada. La fecha limite de presentaci6n se rige por la Secci6n 201.054 del C6digo Electoral de Texas, y por la fecha en que se orden6 la elecci6n especial. La fecha limite de presentaci6n deberia ser indicada en la orden de elecci6n. Por favor revise el calendario de leyes electorales del Secretario de Estado para la fechas limite de la Secci6n 201.054. Si tiene alguna pregunta sobre la solicitud, por favor p6ngase en contacto con la divisi6n de elecciones del Secretario de Estado al 800- 252-8683. LEY SOME EL NEPOTISMO El candidato deberA firmar esta declaraci6n para indicar que tiene conocimiento sobre la ley sobre el nepotismo. A continuaci6n figuran las prohibiciones del nepotismo segun el capitulo 573 de C6digo Gobierno: Ningun funcionario podrA nombrar, votar por o confirmar el nombramiento o empleo de ninguno de sus parientes en segundo grado por afinidad (matrimonio) o en tercer grado por consanguinidad (sangre), o de los parientes de cualquier otro integrante del cuerpo directivo o tribunal en que el funcionario celebre sesi6n cuando la compensaci6n para esa persona se pagare con fondos publicos u honorarios de su puesto oficial. Sin embargo, la ley no prohibe el nombramiento,el votar por o la confirmaci6n de ninguna persona que haya trabajado en la oficina de manera continua o el empleo para el siguiente periodo antes de la elecci6n o el nombramiento del funcionario o miembro emparentado con el empleado en el grado prohibido: seis meses, si el funcionario o miembro se elige en una elecci6n general de funcionarios de estado y condado. Ningun candidato podrA influir sobre un empleado relacionado al puesto oficial al cual el candidato aspira o un empleado o funcionario del cuerpo fiscal al cual el candidato aspira respecto del nombramiento o el empleo de un pariente del candidato en un grado prohibido segun se indica arriba. Esta restricci6n no se dirige a las acciones de un candidato respecto de una clase o categoria de empleados o posibles empleados de buena fe. Los ejemplos de parentesco en tercer grado por consanguinidad son los siguientes: (1) Primer grado: padre, madre, hijo(a); (2) Segundo grado: hermano(a), abuelo(a), nieto(a); (3) Tercer grado: bisabuelo(a), bisnieto(a),tio(a),sobrino(a). Los siguientes incluyen parentescos de consanguinidad, medios hermanos y adopci6n legal. Los ejemplos de parentescos en segundo grado por afinidad son los siguientes: (1) Primer grado:c6nyuge,suegro(a),yerno, nuera; (2) Segundo grado:cunado(a), abuelo(a)del c6nyuge. Las personas que estan emparentadas por afinidad (matrimonio) incluyen los c6nyuges de parientes emparentados por consanguinidad, y,si casados, el c6nyuge y los parientes del c6nyuge por consanguinidad. No todos estos ejemplos son inclusivos. N OTAS 'Para reglas sobre la forma del nombre de un candidato o apodo en la boleta electoral, vea el subcapitulo B, Capitulo 52 del C6digo Electoral de Texas. La inclusi6n del numero unico de identificaci6n de votante (VUID, por sus siglas en Ingles) es opcional. Sin embargo, para muchos candidatos, es un requisito estar registrados como votantes en el territorio por el cual serian elector a partir de la fecha limite de la solicitud. Puede encontrar informaci6n adicional sobre el requisito de registro de votante en nuestra pagina: http://www.sos.state.tx.us/elections/laws/hb484-fag.shtml 3Esto se refiere a la duraci6n de la residencia dentro del distrito o territorio de que se elige la oficina. Por ejemplo, la duraci6n de residencia en un distrito escolar, para una oficina del consejero escolar elegida en general. Este campo DEBE SER COMPLETADO. 'Los juramentos, las declaraciones juradas o las afirmaciones que se efectuen dentro de este Estado podran ser administradas por un juez, escribano o comisionado de alguna corte de registro, por un notario publico, un juez de paz, un secretario de la ciudad o el Secretario de Estado de Texas,quienes cuentan con la capacidad de proporcionar un certificado del hecho. 12/26/2019 ELECTION CODE CHAPTER 143.CANDIDATE FOR CITY OFFICE ELECTION CODE TITLE 9 . CANDIDATES CHAPTER 143 . CANDIDATE FOR CITY OFFICE Sec. 143 . 001 . APPLICABILITY OF CHAPTER. This chapter applies to a candidate for a city office. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan . 1, 1986 . Sec . 143 . 002 . INDEPENDENT CANDIDACY REQUIRED. Except as provided by Section 143 . 003, a candidate ' s name may appear on the ballot only as an independent. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan . 1, 1986 . Sec. 143 . 003 . PARTISAN CANDIDACY FOR HOME-RULE CITY OFFICE AUTHORIZED. (a) A city charter may authorize nominations of partisan candidates by political organizations for an office of a home-rule city. Implementing regulations may be prescribed by the charter or by ordinance under charter authorization. (b) Repealed by Acts 2015, 84th Leg. , R. S . , Ch. 1236 , Sec. 6 . 001, eff. September 1, 2015 . Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff . Jan . 1, 1986 . Amended by: Acts 2015, 84th Leg. , R. S . , Ch. 1236 (S .B. 1296) , Sec . 6 . 001, eff. September 1, 2015 . Sec. 143 . 004 . APPLICATION REQUIRED. Subject to Section 143 . 005, to be entitled to a place on the ballot, a candidate must make an application for a place on the ballot . Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan . 1, 1986 . Sec . 143 . 005 . APPLICATION FOR HOME-RULE CITY OFFICE. (a) A city charter may prescribe requirements in connection with a candidate ' s application for a place on the ballot for an office of a home-rule city. This section does not authorize a city charter requirement in connection https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.143.htm 1/4 12/26/2019 ELECTION CODE CHAPTER 143.CANDIDATE FOR CITY OFFICE with the timely filing of an application, and any charter requirement related to an application' s timely filing is superseded by Section 143 . 007 and other applicable filing provisions prescribed by this code . (b) If a city charter prescribes the requirements that a candidate ' s application must satisfy for the candidate ' s name to be placed on the ballot, Section 141 . 031 (a) (4) (L) also applies to the application. The other provisions of Section 141 . 031 do not apply. (c) If a city charter requires candidates to pay a filing fee, the amount of the fee and an alternative procedure to payment of the fee shall be prescribed by the charter or by ordinance under charter authorization. However, if an ordinance prescribing an alternative procedure to payment of a filing fee is adopted before the effective date of this code without charter authorization, the ordinance, as it exists on the effective date of this code, continues in effect until the adoption of a charter provision prescribing an alternative procedure or authorizing prescription of an alternative procedure by ordinance. (d) For any petition required or authorized to be filed in connection with a candidate ' s application for a place on the ballot for an office of a home-rule city, the minimum number of signatures that must appear on the petition is the greater of: (1) 25; or (2) one-half of one percent of the total vote received in the territory from which the office is elected by all candidates for mayor in the most recent mayoral general election. (e) If the city charter of a home-rule city with a population of more than 1 . 18 million located primarily in a county with a population of 2 million or more that holds nonpartisan elections for its offices requires both a petition and a $50 fee to be filed for a candidate ' s name to be placed on the ballot, those requirements supersede this section. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . Amended by Acts 1987, 70th Leg. , ch. 54, Sec . 11 (a) , eff. Sept . 1, 1987; Acts 1987, 70th Leg. , ch. 427, Sec. 5, eff. Sept. 1, 1987; Acts 1991, 72nd Leg. , ch. 597, Sec. 66, eff. Sept. 1, 1991; Acts 2001, 77th Leg. , ch. 669, Sec . 15, eff. Sept . 1, 2001; Acts 2003, 78th Leg. , ch. 695, Sec . 1, eff. June 20, 2003 . Amended by: Acts 2007, 80th Leg. , R. S . , Ch. 614 (H.B. 417) , Sec. 30, eff. September 1, 2007 . Acts 2011, 82nd Leg. , R. S . , Ch. 1163 (H.B. 2702) , Sec . 14, eff. September 1, 2011 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.143.htm 2/4 12/26/2019 ELECTION CODE CHAPTER 143.CANDIDATE FOR CITY OFFICE Sec. 143 . 006 . AUTHORITY WITH WHOM APPLICATION FILED. (a) Except as provided by Subsections (b) and (c) , an application for a place on the ballot must be filed with the city secretary. (b) An authority other than the city secretary may be designated to receive applications by a home-rule city charter or ordinance adopted under charter authorization. (c) An application for a place on the ballot for the first election of officers following the incorporation of a city must be filed with the authority designated by law. Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff. Jan . 1, 1986 . Sec . 143 . 007 . FILING PERIOD. (a) Except as otherwise provided by this code, an application for a place on the ballot must be filed not later than 5 p.m. of the 62nd day before election day. An application may not be filed earlier than the 30th day before the date of the filing deadline. (b) An application filed by mail is considered to be filed at the time of its receipt by the appropriate authority. (c) For an election to be held on a uniform election date, the day of the filing deadline is the 78th day before election day. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . Amended by Acts 2003, 78th Leg. , ch. 925, Sec . 2, eff. Nov. 1, 2003 . Amended by: Acts 2005, 79th Leg. , Ch. 1109 (H.B. 2339) , Sec. 3, eff. September 1, 2005 . Acts 2011, 82nd Leg. , R. S . , Ch. 1318 (S .B . 100) , Sec. 17, eff. September 1, 2011 . Acts 2015, 84th Leg. , R. S . , Ch. 84 (S .B . 1703) , Sec. 9, eff. September 1, 2015 . Sec. 143 . 008 . EXTENDED FILING DEADLINE FOR CERTAIN OFFICES . (a) This section applies only to an office with a four-year term. (b) If at the deadline prescribed by Section 143 . 007 no candidate has filed an application for a place on the ballot for an office, the filing deadline for that office is extended to 5 p.m. of the 57th day before election day. (c) This section does not apply to an election to be held on the date of the general election for state and county officers . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.143.htm 3/4 12/26/2019 ELECTION CODE CHAPTER 143.CANDIDATE FOR CITY OFFICE Added by Acts 1987, 70th Leg. , ch. 133, Sec. 1, eff. Sept. 1, 1987 . Amended by Acts 2003, 78th Leg. , ch. 925, Sec. 3, eff. Nov. 1, 2003 . Amended by: Acts 2005, 79th Leg. , Ch. 1109 (H.B. 2339) , Sec . 4, eff. September 1, 2005 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.143.htm 4/4 12/26/2019 GOVERNMENT CODE CHAPTER 573.DEGREES OF RELATIONSHIP; NEPOTISM PROHIBITIONS GOVERNMENT CODE TITLE 5 . OPEN GOVERNMENT; ETHICS SUBTITLE B. ETHICS CHAPTER 573 . DEGREES OF RELATIONSHIP; NEPOTISM PROHIBITIONS SUBCHAPTER A. GENERAL PROVISIONS Sec. 573 . 001 . DEFINITIONS . In this chapter: (1) "Candidate" has the meaning assigned by Section 251 . 001, Election Code. (2) "Position" includes an office, clerkship, employment, or duty. (3) "Public official" means : (A) an officer of this state or of a district, county, municipality, precinct, school district, or other political subdivision of this state; (B) an officer or member of a board of this state or of a district, county, municipality, school district, or other political subdivision of this state; or (C) a judge of a court created by or under a statute of this state . Added by Acts 1993, 73rd Leg. , ch. 268, Sec . 1, eff. Sept . 1, 1993 . Sec. 573 . 002 . DEGREES OF RELATIONSHIP. Except as provided by Section 573 . 043, this chapter applies to relationships within the third degree by consanguinity or within the second degree by affinity. Added by Acts 1993, 73rd Leg. , ch. 268, Sec . 1, eff . Sept . 1, 1993 . SUBCHAPTER B. RELATIONSHIPS BY CONSANGUINITY OR BY AFFINITY Sec. 573 . 021 . METHOD OF COMPUTING DEGREE OF RELATIONSHIP. The degree of a relationship is computed by the civil law method. Added by Acts 1993, 73rd Leg. , ch. 268, Sec. 1, eff. Sept. 1, 1993 . https:Hstatutes.capitol.texas.gov/Docs/GV/htm/GV.573.htm 1/7 12/26/2019 GOVERNMENT CODE CHAPTER 573.DEGREES OF RELATIONSHIP;NEPOTISM PROHIBITIONS Sec. 573 . 022 . DETERMINATION OF CONSANGUINITY. (a) Two individuals are related to each other by consanguinity if: (1) one is a descendant of the other; or (2) they share a common ancestor. (b) An adopted child is considered to be a child of the adoptive parent for this purpose. Added by Acts 1993, 73rd Leg. , ch. 268, Sec . 1, eff. Sept . 1, 1993 . Sec. 573 . 023 . COMPUTATION OF DEGREE OF CONSANGUINITY. (a) The degree of relationship by consanguinity between an individual and the individual ' s descendant is determined by the number of generations that separate them. A parent and child are related in the first degree, a grandparent and grandchild in the second degree, a great-grandparent and great-grandchild in the third degree and so on. (b) If an individual and the individual ' s relative are related by consanguinity, but neither is descended from the other, the degree of relationship is determined by adding: (1) the number of generations between the individual and the nearest common ancestor of the individual and the individual ' s relative; and (2) the number of generations between the relative and the nearest common ancestor. (c) An individual ' s relatives within the third degree by consanguinity are the individual ' s : (1) parent or child (relatives in the first degree) ; (2) brother, sister, grandparent, or grandchild (relatives in the second degree) ; and (3) great-grandparent, great-grandchild, aunt who is a sister of a parent of the individual, uncle who is a brother of a parent of the individual, nephew who is a child of a brother or sister of the individual, or niece who is a child of a brother or sister of the individual (relatives in the third degree) . Added by Acts 1993, 73rd Leg. , ch. 268, Sec. 1, eff. Sept. 1, 1993 . Sec. 573 . 024 . DETERMINATION OF AFFINITY. (a) Two individuals are related to each other by affinity if: (1) they are married to each other; or (2) the spouse of one of the individuals is related by consanguinity to the other individual . https:Hstatutes.capitol.texas.gov/Docs/GV/htm/GV.573.htm 2/7 12/26/2019 GOVERNMENT CODE CHAPTER 573.DEGREES OF RELATIONSHIP;NEPOTISM PROHIBITIONS (b) The ending of a marriage by divorce or the death of a spouse ends relationships by affinity created by that marriage unless a child of that marriage is living, in which case the marriage is considered to continue as long as a child of that marriage lives . (c) Subsection (b) applies to a member of the board of trustees of or an officer of a school district only until the youngest child of the marriage reaches the age of 21 years . Added by Acts 1993, 73rd Leg. , ch. 268, Sec . 1, eff. Sept. 1, 1993 . Amended by Acts 1995, 74th Leg. , ch. 260, Sec. 32, eff. May 30, 1995 . Sec. 573 . 025 . COMPUTATION OF DEGREE OF AFFINITY. (a) A husband and wife are related to each other in the first degree by affinity. For other relationships by affinity, the degree of relationship is the same as the degree of the underlying relationship by consanguinity. For example: if two individuals are related to each other in the second degree by consanguinity, the spouse of one of the individuals is related to the other individual in the second degree by affinity. (b) An individual ' s relatives within the third degree by affinity are: (1) anyone related by consanguinity to the individual ' s spouse in one of the ways named in Section 573 . 023 (c) ; and (2) the spouse of anyone related to the individual by consanguinity in one of the ways named in Section 573 . 023 (c) . Added by Acts 1993, 73rd Leg. , ch. 268, Sec . 1, eff. Sept. 1, 1993 . SUBCHAPTER C. NEPOTISM PROHIBITIONS Sec. 573 . 041 . PROHIBITION APPLICABLE TO PUBLIC OFFICIAL. A public official may not appoint, confirm the appointment of, or vote for the appointment or confirmation of the appointment of an individual to a position that is to be directly or indirectly compensated from public funds or fees of office if: (1) the individual is related to the public official within a degree described by Section 573 . 002; or (2) the public official holds the appointment or confirmation authority as a member of a state or local board, the legislature, or a court and the individual is related to another member of that board, legislature, or court within a degree described by Section 573 . 002 . https:Hstatutes.capitol.texas.gov/Docs/GV/htm/GV.573.htm 3/7 12/26/2019 GOVERNMENT CODE CHAPTER 573.DEGREES OF RELATIONSHIP;NEPOTISM PROHIBITIONS Added by Acts 1993, 73rd Leg. , ch. 268, Sec. 1, eff. Sept. 1, 1993 . Sec. 573 . 042 . PROHIBITION APPLICABLE TO CANDIDATE. (a) A candidate may not take an affirmative action to influence the following individuals regarding the appointment, reappointment, confirmation of the appointment or reappointment, employment, reemployment, change in status, compensation, or dismissal of another individual related to the candidate within a degree described by Section 573 . 002 : (1) an employee of the office to which the candidate seeks election; or (2) an employee or another officer of the governmental body to which the candidate seeks election, if the office the candidate seeks is one office of a multimember governmental body. (b) The prohibition imposed by this section does not apply to a candidate ' s actions taken regarding a bona fide class or category of employees or prospective employees . Added by Acts 1993, 73rd Leg. , ch. 268, Sec. 1, eff. Sept. 1, 1993 . Sec. 573 . 043 . PROHIBITION APPLICABLE TO DISTRICT JUDGE. A district judge may not appoint as official stenographer of the judge ' s district an individual related to the judge or to the district attorney of the district within the third degree. Added by Acts 1993, 73rd Leg. , ch. 268, Sec. 1, eff. Sept. 1, 1993 . Sec. 573 . 044 . PROHIBITION APPLICABLE TO TRADING. A public official may not appoint, confirm the appointment of, or vote for the appointment or confirmation of the appointment of an individual to a position in which the individual ' s services are under the public official ' s direction or control and that is to be compensated directly or indirectly from public funds or fees of office if: (1) the individual is related to another public official within a degree described by Section 573 . 002; and (2) the appointment, confirmation of the appointment, or vote for appointment or confirmation of the appointment would be carried out in whole or partial consideration for the other public official appointing, confirming the appointment, or voting for the appointment or confirmation of the appointment of an individual who is related to the first public official within a degree described by Section 573 . 002 . https:Hstatutes.capitol.texas.gov/Docs/GV/htm/GV.573.htm 4/7 12/26/2019 GOVERNMENT CODE CHAPTER 573.DEGREES OF RELATIONSHIP;NEPOTISM PROHIBITIONS Added by Acts 1993, 73rd Leg. , ch. 268, Sec. 1, eff. Sept. 1, 1993 . SUBCHAPTER D. EXCEPTIONS Sec . 573 . 061 . GENERAL EXCEPTIONS . Section 573 . 041 does not apply to : (1) an appointment to the office of a notary public or to the confirmation of that appointment; (2) an appointment of a page, secretary, attendant, or other employee by the legislature for attendance on any member of the legislature who, because of physical infirmities, is required to have a personal attendant; (3) a confirmation of the appointment of an appointee appointed to a first term on a date when no individual related to the appointee within a degree described by Section 573 . 002 was a member of or a candidate for the legislature, or confirmation on reappointment of the appointee to any subsequent consecutive term; (4) an appointment or employment of a bus driver by a school district if: (A) the district is located wholly in a county with a population of less than 35, 000; or (B) the district is located in more than one county and the county in which the largest part of the district is located has a population of less than 35, 000; (5) an appointment or employment of a personal attendant by an officer of the state or a political subdivision of the state for attendance on the officer who, because of physical infirmities, is required to have a personal attendant; (6) an appointment or employment of a substitute teacher by a school district; (7) an appointment or employment of a person by a municipality that has a population of less than 200; or (8) an appointment of an election clerk under Section 32 . 031, Election Code, who is not related in the first degree by consanguinity or affinity to an elected official of the authority that appoints the election judges for that election. Added by Acts 1993, 73rd Leg. , ch. 268, Sec. 1, eff. Sept. 1, 1993 . Amended by Acts 1995, 74th Leg. , ch. 76, Sec. 5 . 07 (a) , eff. Sept. 1, 1995; Acts 1995, 74th Leg. , ch. 260, Sec. 33, eff. May 30, 1995; Acts 1997, 75th Leg. , ch. 165, Sec. 31 . 01 (48) , eff. Sept. 1, 1997; Acts 1999, 76th Leg. , ch. 1026, Sec. 1, eff. June 18, 1999 . https:Hstatutes.capitol.texas.gov/Docs/GV/htm/GV.573.htm 5/7 12/26/2019 GOVERNMENT CODE CHAPTER 573.DEGREES OF RELATIONSHIP; NEPOTISM PROHIBITIONS Amended by: Acts 2011, 82nd Leg. , R. S . , Ch. 1002 (H.B. 2194) , Sec . 14, eff. September 1, 2011 . Sec. 573 . 062 . CONTINUOUS EMPLOYMENT. (a) A nepotism prohibition prescribed by Section 573 . 041 or by a municipal charter or ordinance does not apply to an appointment, confirmation of an appointment, or vote for an appointment or confirmation of an appointment of an individual to a position if: (1) the individual is employed in the position immediately before the election or appointment of the public official to whom the individual is related in a prohibited degree; and (2) that prior employment of the individual is continuous for at least : (A) 30 days, if the public official is appointed; (B) six months, if the public official is elected at an election other than the general election for state and county officers; or (C) one year, if the public official is elected at the general election for state and county officers . (b) If, under Subsection (a) , an individual continues in a position, the public official to whom the individual is related in a prohibited degree may not participate in any deliberation or voting on the appointment, reappointment, confirmation of the appointment or reappointment, employment, reemployment, change in status, compensation, or dismissal of the individual if that action applies only to the individual and is not taken regarding a bona fide class or category of employees . Added by Acts 1993, 73rd Leg. , ch. 268, Sec. 1, eff . Sept . 1, 1993 . SUBCHAPTER E . ENFORCEMENT Sec. 573 . 081 . REMOVAL IN GENERAL. (a) An individual who violates Subchapter C or Section 573 . 062 (b) shall be removed from the individual ' s position. The removal must be made in accordance with the removal provisions in the constitution of this state, if applicable. If a provision of the constitution does not govern the removal, the removal must be by a quo warranto proceeding. (b) A removal from a position shall be made immediately and summarily by the original appointing authority if a criminal conviction against the appointee for a violation of Subchapter C or Section 573 . 062 (b) becomes final . If the removal is not made within 30 days after the date the https:Hstatutes.capitol.texas.gov/Docs/GV/htm/GV.573.htm 6/7 12/26/2019 GOVERNMENT CODE CHAPTER 573.DEGREES OF RELATIONSHIP;NEPOTISM PROHIBITIONS conviction becomes final, the individual holding the position may be removed under Subsection (a) . Added by Acts 1993, 73rd Leg. , ch. 268, Sec . 1, eff . Sept. 1, 1993 . Sec. 573 . 082 . REMOVAL BY QUO WARRANTO PROCEEDING. (a) A quo warranto proceeding under this chapter must be brought by the attorney general in a district court in Travis County or in a district court of the county in which the defendant resides . (b) The district or county attorney of the county in which a suit is filed under this section shall assist the attorney general at the attorney general ' s discretion. Added by Acts 1993, 73rd Leg. , ch. 268, Sec . 1, eff. Sept . 1, 1993 . Sec. 573 . 083 . WITHHOLDING PAYMENT OF COMPENSATION. A public official may not approve an account or draw or authorize the drawing of a warrant or order to pay the compensation of an ineligible individual if the official knows the individual is ineligible. Added by Acts 1993, 73rd Leg. , ch. 268, Sec. 1, eff. Sept. 1, 1993 . Sec . 573 . 084 . CRIMINAL PENALTY. (a) An individual commits an offense involving official misconduct if the individual violates Subchapter C or Section 573 . 062 (b) or 573 . 083 . (b) An offense under this section is a misdemeanor punishable by a fine not less than $100 or more than $1, 000 . Added by Acts 1993, 73rd Leg. , ch. 268, Sec . 1, eff. Sept . 1, 1993 . https:Hstatutes.capitol.texas.gov/Docs/GV/htm/GV.573.htm 7/7 NEPOTISM CHART The chart below shows: • Affinity Kinship (relationship by marriage) Affinity Kinship • Consanguinity Kinship (relationship by blood) for purposes of interpreting nepotism as defined (Relationship by Marriage) in VTCA Government Code, Chapter 573, §§573.021 - .025 SECOND DEGREE SPOUSE'S SISTER'S Also applicable to Conflict of Interest as outlined GRAND SPOUSE other- in Chapter 171 of the Local Government Code FATHER (IInrLaw) FIRST DEGREE SPOUSE'S BROTHER'S GRAND FATHER- MOTHER- SPOUSE DAUGHTE IN-LAW IN-LAW (Sister- In-Law) OFFICER SON- DAUGHTER' SPOUSE'S IN-LAW IN-LAW BROTHER SPOUSE'S (Brother- GRAND OFFICER'S MOTHER In-Law) SPOUSE Consanguinity Kinship (Relationship by Blood) SPOUSE'S SISTER SPOUSE'S (Sister- GRANDSON In-Law) HIRD DEGREE GREAT GRAND AUNT MOTHER SECOND DEGREE GRAND GRAND FATHER MOTHER FIRST DEGREE GREAT GRAND FATHER UNCLE FATHER MOTHER BROTHER OFFICER GRAND DAUGHTER SON DAUGHTER GREAT GRAND NIECE DAUGHTER SISTER GRANDSON GREAT NEPHEW GRANDSON AW3-2a Prescribed by Secretary of State Section 141.040,Texas Election Code 10/2011 AMENDED SPECIAL ELECTION (ELECCION ESPECIAL) NOTICE OF DEADLINE TO FILE APPLICATIONS FOR PLACE ON THE BALLOT (AVISO DE FECHA LIMITE PARA PRESENTAR SOLICITUDES PARA UN LUGAR EN LA BOLETA) Notice is hereby given that applications for a place on the City of Denton, Texas May 2, 2020 Special Election ballot may be filed during the following time: (Se do oviso par to presente que los solicitudes para Lin lugor en la boleta de la Eleccion Especial de to Ciudad de Denton, Texas el l de moyo 2020 se pueden presenter durante el siguiente hororio:) FILING DATES AND TIMES: (Fechos y Horario para Entregar Solicitudes:) Start Date: Wednesday, February S, 2020 End Date: Tuesday March 3, 2020 (Fecha Inicio:) Miercoles, 5 Febrero 2020 (Fecha limiter) Mortes, 3 Morzo 2020 Office Hours: 8:00 a.m. through S:00 p.m. (Horario de to Oficinoj 8:00 a.m. a 5:00 p.m. Physical address for filing applications in person for place on the ballot: (Direccion fisica para presenter las solicitudes en persona para un lugar en la boleta:) Denton City Hall (Ciudad de Denton) City Secretary's Office (Oficino de la Secretaria) 21S E. McKinney Denton, TX 79601 Address to mail applications for place on the ballot (if filing by mail): (Direccion a donde envior las solicitudes para Lin lugar en la boleta (en coso de presenter par correo):) City of Denton (Ciudad de Denton) ATTN (ATENCION): Rosa Rios City Secretary (Secretaria de la Ciudad) 215 E. McKinney Denton, TX 76201 Rosa Rios, City Secretary (Secretaria de la Ciudad) Printed Name of Filing Officer (hombre en letra de molde del Oficial de Archivos) �1/_�I� ors:'i�7i_z Signature of Filing Officer (Firma del Oficial de Archivos) December 17, 2019 (17 de Diciembre de 2019) Date AMENDMENT Posted (Fecha orchivoda ENMENDADA) Texas Ethics Commission P.O.Box 12070 Austin,Texas 78711-2070 (512)463-5800 (TDD 1-800-735-2989) CODE OF FAIR CAMPAIGN FORM CFCP PRACTICES COVER SHEET OFFICE USE ONLY Pursuant to chapter 258 of the Election Code, every candidate and Date Received political committee is encouraged to subscribe to the Code of Fair Campaign Practices. The Code may be filed with the proper filing authority upon submission of a campaign treasurer appointment form. Candidates or political committees that already have a current campaign treasurer appointment on file as of September 1, 199/, may subscribe to the code at any time. Date Hand-delivered or Postmarked Date Processed Subscription to the Code of Fair Campaign Practices is voluntary. Date Imaged 1 ACCOUNT NUMBER 2 TYPE OF FILER (Ethics Commission Filers) CANDIDATE ❑ POLITICAL COMMITTEE If filing as a candidate, complete boxes 3- 6, If filing for a political committee, complete then read and sign page 2. boxes 7 and 8, then read and sign page 2. 3 NAME OF CANDIDATE TITLE(Dr.,Mr.,Ms.,etc.) FIRST MI (PLEASE TYPE OR PRINT) NICKNAME LAST SUFFIX(SR.,JR.,III,etc.) 4 TELEPHONE NUMBER AREA CODE PHONE NUMBER EXTENSION OF CANDIDATE r (PLEASE TYPE OR PRINT) 5 ADDRESS OF CANDIDATE STREET/PO BOX; APT SUITE CITY; STATE; ZIP CODE (PLEASE TYPE OR PRINT) 6 OFFICE SOUGHT BY CANDIDATE (PLEASE TYPE OR PRINT) 7 NAME OF COMMITTEE (PLEASE TYPE OR PRINT) 8 NAME OF CAMPAIGN TITLE(Dr.,Mr.,Ms.,etc.) FIRST MI TREASURER (PLEASE TYPE OR PRINT) NICKNAME LAST SUFFIX(SR.,JR.,III,etc.) GO TO PAGE 2 www.ethics.state.tx.us Revised 11/23/2010 Texas Ethics Commission P.O.Box 12070 Austin,Texas 78711-2070 (512)463-5800 (TDD 1-800-735-2989) CODE OF FAIR CAMPAIGN PRACTICES There are basic principles of decency,honesty,and fair play that every candidate and political committee in this state has a moral obligation to observe and uphold,in order that,after vigorously contested but fairly conducted campaigns, our citizens may exercise their constitutional rights to a free and untrammeled choice and the will ofthe people may be fully and clearly expressed on the issues. THEREFORE: (1) I will conduct the campaign openly and publicly and limit attacks on my opponent to legitimate challenges to my opponent's record and stated positions on issues. (2) 1 will not use or permit the use of character defamation,whispering campaigns,libel,slander,or scurrilous attacks on any candidate or the candidate's personal or family life. (3) I will not use or permit any appeal to negative prejudice based on race,sex,religion,or national origin. (4) I will not use campaign material of any sort that misrepresents,distorts,or otherwise falsifies the facts,nor will I use malicious or unfounded accusations that aim at creating or exploiting doubts,without justification,as to the personal integrity or patriotism of my opponent. (5) 1 will not undertake or condone any dishonest or unethical practice that tends to corrupt or undermine our system of free elections or that hampers or prevents the full and free expression of the will of the voters,including any activity aimed at intimidating voters or discouraging them from voting. (6) I will defend and uphold the right of every qualified voter to full and equal participation in the electoral process, and will not engage in any activity aimed at intimidating voters or discouraging them from voting. (7) I will immediately and publicly repudiate methods and tactics that may come from others that I have pledged not to use or condone. I shall take firm action against any subordinate who violates any provision of this code or the laws governing elections. I,the undersigned,candidate for election to public office in the State of Texas or campaign treasurer of a political committee,hereby voluntarily endorse,subscribe to, and solemnly pledge myself to conduct the campaign in accordance with the above principles and practices. Signature Date www.ethics.state.tx.us Revised 11/23/2010 12/26/2019 ELECTION CODE CHAPTER 258. FAIR CAMPAIGN PRACTICES ELECTION CODE TITLE 15 . REGULATING POLITICAL FUNDS AND CAMPAIGNS CHAPTER 258 . FAIR CAMPAIGN PRACTICES Sec. 258 . 001 . SHORT TITLE . This chapter may be cited as the Fair Campaign Practices Act. Added by Acts 1997, 75th Leg. , ch. 168, Sec. 1, eff. Sept. 1, 1997 . Sec. 258 . 002 . PURPOSE . (a) The purpose of this chapter is to encourage every candidate and political committee to subscribe to the Code of Fair Campaign Practices . (b) It is the intent of the legislature that every candidate and political committee that subscribes to the Code of Fair Campaign Practices will follow the basic principles of decency, honesty, and fair play to encourage healthy competition and open discussion of issues and candidate qualifications and to discourage practices that cloud the issues or unfairly attack opponents . Added by Acts 1997, 75th Leg. , ch. 168, Sec. 1, eff. Sept. 1, 1997 . Sec. 258 . 003 . DELIVERY OF COPY OF CODE. (a) When a candidate or political committee files its campaign treasurer appointment, the authority with whom the appointment is filed shall give the candidate or political committee a blank form of the Code of Fair Campaign Practices and a copy of this chapter. (b) The authority shall inform each candidate or political committee that the candidate or committee may subscribe to and file the code with the authority and that subscription to the code is voluntary. Added by Acts 1997, 75th Leg. , ch. 168, Sec. 1, eff. Sept. 1, 1997 . Sec. 258 . 004 . TEXT OF CODE. The Code of Fair Campaign Practices reads as follows : CODE OF FAIR CAMPAIGN PRACTICES There are basic principles of decency, honesty, and fair play that every candidate and political committee in this state has a moral obligation to observe and uphold, in order that, after vigorously contested https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.258.htm 1/3 12/26/2019 ELECTION CODE CHAPTER 258.FAIR CAMPAIGN PRACTICES but fairly conducted campaigns, our citizens may exercise their constitutional rights to a free and untrammeled choice and the will of the people may be fully and clearly expressed on the issues . THEREFORE: (1) I will conduct the campaign openly and publicly and limit attacks on my opponent to legitimate challenges to my opponent ' s record and stated positions on issues . (2) I will not use or permit the use of character defamation, whispering campaigns, libel, slander, or scurrilous attacks on any candidate or the candidate ' s personal or family life. (3) I will not use or permit any appeal to negative prejudice based on race, sex, religion, or national origin. (4) I will not use campaign material of any sort that misrepresents, distorts, or otherwise falsifies the facts, nor will I use malicious or unfounded accusations that aim at creating or exploiting doubts, without justification, as to the personal integrity or patriotism of my opponent . (5) I will not undertake or condone any dishonest or unethical practice that tends to corrupt or undermine our system of free elections or that hampers or prevents the full and free expression of the will of the voters, including any activity aimed at intimidating voters or discouraging them from voting. (6) I will defend and uphold the right of every qualified voter to full and equal participation in the electoral process, and will not engage in any activity aimed at intimidating voters or discouraging them from voting. (7) I will immediately and publicly repudiate methods and tactics that may come from others that I have pledged not to use or condone . I shall take firm action against any subordinate who violates any provision of this code or the laws governing elections . I, the undersigned, candidate for election to public office in the State of Texas or campaign treasurer of a political committee, hereby voluntarily endorse, subscribe to, and solemnly pledge myself to conduct the campaign in accordance with the above principles and practices . Date Signature Added by Acts 1997, 75th Leg. , ch. 168, Sec. 1, eff. Sept. 1, 1997 . Sec. 258 . 005 . FORMS . The commission shall print copies of the Code of Fair Campaign Practices and shall supply the forms to the authorities https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.258.htm 2/3 12/26/2019 ELECTION CODE CHAPTER 258.FAIR CAMPAIGN PRACTICES with whom copies of the code may be filed in quantities and at times requested by the authorities . Added by Acts 1997, 75th Leg. , ch. 168, Sec . 1, eff . Sept. 1, 1997 . Sec. 258 . 006 . ACCEPTANCE AND PRESERVATION OF COPIES . (a) An authority with whom a campaign treasurer appointment is filed shall accept each completed copy of the code submitted to the authority that is properly subscribed to by a candidate or the campaign treasurer of a political committee. (b) Each copy of the code accepted under this section shall be preserved by the authority with whom it is filed for the period prescribed for the filer' s campaign treasurer appointment. Added by Acts 1997, 75th Leg. , ch. 168, Sec . 1, eff. Sept. 1, 1997 . Sec. 258 . 007 . SUBSCRIPTION TO CODE VOLUNTARY. The subscription to the Code of Fair Campaign Practices by a candidate or a political committee is voluntary. Added by Acts 1997, 75th Leg. , ch. 168, Sec . 1, eff. Sept. 1, 1997 . Sec. 258 . 008 . INDICATION ON POLITICAL ADVERTISING. A candidate or a political committee that has filed a copy of the Code of Fair Campaign Practices may so indicate on political advertising in a form to be determined by the commission. Added by Acts 1997, 75th Leg. , ch. 168, Sec . 1, eff. Sept . 1, 1997 . Sec . 258 . 009 . CIVIL CAUSE OF ACTION. This chapter does not create a civil cause of action for recovery of damages or for enforcement of this chapter. Added by Acts 1997, 75th Leg. , ch. 168, Sec . 1, eff. Sept. 1, 1997 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.258.htm 3/3 -J�OF CODE OF ELECTION ETHICS DENTON PURPOSE The citizens of Denton deserve truthful, fair and open campaigns for public office. Such campaigns encourage, rather than discourage participation in the political process. They further discourage the cynicism, voter alienation and apathy seen too often in the election of those who hold the public trust. ASSUMPTIONS The goal of free, open, sincere and honest debate on the issues. Campaigns for public office are subject to unacceptable levels of negativism, attack advertising, unfair election activities and other practices, which discourage participation in the elective process. Candidates are ultimately responsible for fair and ethical campaign practices. FUNDAMENTAL CAMPAIGN PRACTICES My campaign shall be committed to the principles of honesty, fairness, and respect for my opponents and responsibility for my campaign activities. My campaign shall emphasize my views, beliefs and experiences. Essential to such a campaign is an open and public discussion of issues and presentation of my record and positions in a truthful, frank and sincere manner. My campaign shall not use and I shall discourage outside parties to use deceptions, half-truths, or innuendo in my campaign. Claims made by my campaign, about myself or about my opponent(s), will be supported by publicly available, factual documents or evidence. I shall disclose all contributions made to my campaign and shall supply campaign finance reports as required by law. My campaign will not use the City Logo or letterhead. OPPONENT RESPECT My campaign shall avoid references to my opponent, which are untrue. My campaign shall not use personal attacks, which have no relevance to the issues before the public. My campaign shall encourage debates in public forums. 40" Code of Election Ethics—Page 2 DENTON My campaign shall present my record and that of my opponent(s) accurately in a manner focusing on the issues relating to the office sought. My campaign shall ensure that my campaign staff and campaign supporters will observe these principles of campaign practices. As a candidate, I shall take full responsibility for all advertising or other statements created or used on my behalf by both campaign staff and supporters. My campaign shall be conducted openly and publicly, discussing the issues as I see them, presenting my record and policies with sincerity and frankness, and yet free to present the record and policies of my opponents. My campaign shall not condone or allow advertising, which does not meet these principles stated, and should such occur, my campaign shall correct such advertising in an appropriate manner. Date Signature First Steps for Candidates Running for a City Office This quick-start guide for candidates seeking a city office is not intended to provide comprehensive information. For more details, including information on political advertising requirements, fundraising rules, and filing schedules, see the Texas Ethics Commission's (TEC) website at www.ethics.state.tx.us. 1. All candidates must file a Campaign Treasurer Appointment (Form CTA). All candidates must file Form CTA even if you do not intend to raise or spend any money. Form CTA is required to be filed before you file an application for a place on the ballot, raise or spend any money for your campaign, or announce your candidacy. File Form CTA with the city clerk or city secretary, as applicable. 2. Opposed Candidates: Will you accept or spend more than $500 for the election? • YES: o You do not qualify to file on the modified reporting schedule. o You are required to file pre-election campaign finance reports using Form C/OH if you have an opponent on the ballot. Find Form C/OH and its instructions on our "Local Filers Non-Judicial Candidate/Officeholder"webpage. o Pre-election reports are due 30 days and 8 days prior to each election. To be timely filed, pre-election reports must be received by the city clerk or city secretary no later than the due date. • NO: o You can elect to file on the modified reporting schedule by completing the Modified Reporting Declaration on page two of Form CTA. File Form CTA with the city clerk or city secretary. o If you elect to file on the modified reporting schedule, you do not have to file pre- election campaign finance reports due 30 days and 8 days prior to the election. • Exceed $500: If you elect to file on the modified reporting schedule but later exceed $500 in either contributions or expenditures, what reports you will be required to file depends upon when you exceed $500. o If you exceed $500 on or before the 30th day before the election, you are required to file pre-election campaign finance reports due 30 days and 8 days prior to an election using Form C/OH. To be timely filed, pre-election reports must be received by the city clerk or city secretary no later than the due date. Find Form C/OH and its instructions on our"Local Filers Non-Judicial Candidate/Officeholder" webpage. o If you exceed $500 after the 30th day before the election, you are required to file an Exceeded $500 Limit report using Form C/OH. To be timely filed, this report must be filed with the city clerk or city secretary within 48 hours of exceeding$500. You must also file the pre-election report due 8 days prior to an election. Find Form C/OH and its instructions on our"Local Filers Non-Judicial Candidate/Officeholder"webpage. Texas Ethics Commission Page 1 of 2 Revised 7/18/19 o If you exceed $500 on or before the 8th day before the election, you are required to file a pre-election campaign finance report due 8 days prior to an election using Form C/OH. To be timely filed, the pre-election report must be received by the city clerk or city secretary no later than the due date. Find Form C/OH and its instructions on our"Local Filers Non-Judicial Candidate/Officeholder"webpage. 3. Unopposed Candidates. If you do not have an opponent whose name will appear on the ballot in the election, you are an unopposed candidate and are not required to file pre-election campaign finance reports prior to that election. 4. All candidates must file semiannual campaign finance reports (Form C/OH). All candidates are required to file semiannual reports using Form C/OH even if you have no campaign activity or were unsuccessful in the election. Semiannual reports are due on January 15th and July 15th and must be filed with the city clerk or city secretary. To end your filing obligations, you must cease campaign activity and file a Final report using Form C/OH and attaching Form C/OH-FR (Designation of Final Report). Form C/OH-FR is found on the last page of Form C/OH. Find Form C/OH and its instructions on our "Local Filers Non-Judicial Candidate/Officeholder" webpage. For more information, see "Ending Your Campaign" for local filers. 5. All candidates can use the TEC's Filing Application to prepare campaign finance reports (Form C/OH). You can use the TEC's Filing Application to prepare a PDF version of your campaign finance report (Form C/OH). Select"Local Authority" and follow the steps to set up an account and login to the application. Once you have completed your report, print out a copy, add your treasurer information, get it notarized, and file it with the city clerk or city secretary by the appropriate deadline. 6. Need More Information? See the Campaign Finance Guide for Candidates and Officeholders Who File With Local Filing Authorities, forms, instructions, examples on how to disclose contributions and expenditures, political advertising and fundraising guides, and other information you may find useful on our website at www.ethics.state.tx.us under the "Resources" and "Forms/Instructions" main menu items. Texas Ethics Commission Page 2 of 2 Revised 7/18/19 12/19/2019 ELECTION CODE CHAPTER 252.CAMPAIGN TREASURER ELECTION CODE TITLE 15 . REGULATING POLITICAL FUNDS AND CAMPAIGNS CHAPTER 252 . CAMPAIGN TREASURER Sec. 252 . 001 . APPOINTMENT OF CAMPAIGN TREASURER REQUIRED. Each candidate and each political committee shall appoint a campaign treasurer as provided by this chapter. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec . 252 . 0011 . INELIGIBILITY FOR APPOINTMENT AS CAMPAIGN TREASURER. (a) Except as provided by Subsection (b) or (c) , a person is ineligible for appointment as a campaign treasurer if the person is the campaign treasurer of a political committee that does not file a report required by Chapter 254 . (b) The period for which a person is ineligible under Subsection (a) for appointment as a campaign treasurer ends on the date on which the political committee in connection with which the person' s ineligibility arose has filed each report required by Chapter 254 that was not timely filed or has paid all fines and penalties in connection with the failure to file the report. (c) Subsection (a) does not apply to a person if, in any semiannual reporting period prescribed by Chapter 254 : (1) the political committee in connection with which the person' s ineligibility arose did not accept political contributions that in the aggregate exceed $5, 000 or make political expenditures that in the aggregate exceed $5, 000; and (2) the candidate who or political committee that subsequently appoints the person does not accept political contributions that in the aggregate exceed $5, 000 or make political expenditures that in the aggregate exceed $5, 000 . (d) Subsection (c) applies to a person who is the campaign treasurer of a general-purpose committee regardless of whether the committee files monthly reports under Section 254 . 155 . For purposes of this subsection, political contributions accepted and political expenditures made during a monthly reporting period are aggregated with political contributions accepted and political expenditures made in each other monthly reporting https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.252.htm 1/10 12/19/2019 ELECTION CODE CHAPTER 252.CAMPAIGN TREASURER period that corresponds to the semiannual reporting period that contains those months . (e) A candidate or political committee is considered to have not appointed a campaign treasurer if the candidate or committee appoints a person as campaign treasurer whose appointment is prohibited by Subsection (a) . (f) A person who violates this section is liable for a civil penalty not to exceed three times the amount of political contributions accepted or political expenditures made in violation of this section. Added by Acts 2003, 78th Leg. , ch. 249, Sec. 2 . 03, eff. Sept. 1, 2003 . Sec. 252 . 002 . CONTENTS OF APPOINTMENT. (a) A campaign treasurer appointment must be in writing and include: (1) the campaign treasurer' s name; (2) the campaign treasurer' s residence or business street address; (3) the campaign treasurer' s telephone number; and (4) the name of the person making the appointment. (b) A political committee that files its campaign treasurer appointment with the commission must notify the commission in writing of any change in the campaign treasurer' s address not later than the 10th day after the date on which the change occurs . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept . 1, 1987; Acts 1993, 73rd Leg. , ch. 107, Sec. 3 . 05, eff. Aug. 30, 1993 . Sec. 252 . 003 . CONTENTS OF APPOINTMENT BY GENERAL-PURPOSE COMMITTEE. (a) In addition to the information required by Section 252 . 002, a campaign treasurer appointment by a general-purpose committee must include: (1) the full name, and any acronym of the name that will be used in the name of the committee as provided by Subsection (d) , of each corporation, labor organization, or other association or legal entity that directly establishes, administers, or controls the committee, if applicable, or the name of each person who determines to whom the committee makes contributions or the name of each person who determines for what purposes the committee makes expenditures; (2) the full name and address of each general-purpose committee to whom the committee intends to make political contributions; (3) the name of the committee and, if the name is an acronym, the words the acronym represents; and https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.252.htm 2/10 12/19/2019 ELECTION CODE CHAPTER 252.CAMPAIGN TREASURER (4) before the committee may use a political contribution from a corporation or a labor organization to make a direct campaign expenditure in connection with a campaign for an elective office, an affidavit stating that: (A) the committee is not established or controlled by a candidate or an officeholder; and (B) the committee will not use any political contribution from a corporation or a labor organization to make a political contribution to: (i) a candidate for elective office; (ii) an officeholder; or (iii) a political committee that has not filed an affidavit under this subdivision or Section 252 . 0031 (a) (2) . (a-1) Filing an affidavit under Subsection (a) (4) does not create any additional reporting requirements under Section 254 .261 . (b) If any of the information required to be included in a general- purpose committee ' s appointment changes, excluding changes reported under Section 252 . 002 (b) , the committee shall file an amended appointment with the commission not later than the 30th day after the date the change occurs . (c) The name of a general-purpose committee may not be the same as or deceptively similar to the name of any other general-purpose committee whose campaign treasurer appointment is filed with the commission. The commission shall determine whether the name of a general-purpose political committee is in violation of this prohibition and shall immediately notify the campaign treasurer of the offending political committee of that determination. The campaign treasurer of the political committee must file a name change with the commission not later than the 14th day after the date of notification. A campaign treasurer who fails to file a name change as provided by this subsection or a political committee that continues to use a prohibited name after its campaign treasurer has been notified by the commission commits an offense. An offense under this subsection is a Class B misdemeanor. (d) The name of a general-purpose committee must include the name of each corporation, labor organization, or other association or legal entity other than an individual that directly establishes, administers, or controls the committee. The name of an entity that is required to be included in the name of the committee may be a commonly recognized acronym by which the entity is known . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.252.htm 3/10 12/19/2019 ELECTION CODE CHAPTER 252.CAMPAIGN TREASURER Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1991, 72nd Leg. , ch. 304, Sec. 5 . 02, eff. Jan. 1, 1992; Acts 1993, 73rd Leg. , ch. 107, Sec. 3 . 06, eff. Aug. 30, 1993 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 1127 (H.B. 2586) , Sec . 3, eff. September 1, 2019 . Sec. 252 . 0031 . CONTENTS OF APPOINTMENT BY SPECIFIC-PURPOSE COMMITTEE . (a) In addition to the information required by Section 252 . 002, a campaign treasurer appointment by a specific-purpose committee for supporting or opposing a candidate for an office specified by Section 252 . 005 (1) must include: (1) the name of and the office sought by the candidate; and (2) before the committee may use a political contribution from a corporation or a labor organization to make a direct campaign expenditure in connection with a campaign for an elective office, an affidavit stating that: (A) the committee is not established or controlled by a candidate or an officeholder; and (B) the committee will not use any political contribution from a corporation or a labor organization to make a political contribution to . (i) a candidate for elective office; (ii) an officeholder; or (iii) a political committee that has not filed an affidavit under this subdivision or Section 252 . 003 (a) (4) . (a-1) If the information required to be provided under Subsection (a) changes, the committee shall immediately file an amended appointment reflecting the change. (a-2) Filing an affidavit under Subsection (a) (2) does not create any additional reporting requirements under Section 254 .261 . (b) The name of a specific-purpose committee for supporting a candidate for an office specified by Section 252 . 005 (1) must include the name of the candidate that the committee supports . Added by Acts 1989, 71st Leg. , ch. 2, Sec. 7 . 15 (a) , eff. Aug. 28, 1989 . Amended by Acts 1991, 72nd Leg. , ch. 304, Sec . 5 . 03, eff. Jan. 1, 1992 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 1127 (H.B. 2586) , Sec. 4, eff. September 1, 2019 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.252.htm 4/10 12/19/2019 ELECTION CODE CHAPTER 252.CAMPAIGN TREASURER Sec. 252 . 0032 . CONTENTS OF APPOINTMENT BY CANDIDATE. (a) In addition to the information required by Section 252 . 002, a campaign treasurer appointment by a candidate must include: (1) the candidate ' s telephone number; and (2) a statement, signed by the candidate, that the candidate is aware of the nepotism law, Chapter 573, Government Code . (b) A campaign treasurer appointment that is filed in a manner other than by use of an officially prescribed form is not invalid because it fails to comply with Subsection (a) (2) . Added by Acts 1989, 71st Leg. , ch. 2, Sec. 7 . 15 (a) , eff. Aug. 28, 1989 . Amended by Acts 1993, 73rd Leg. , ch. 107, Sec. 3A. 03, eff. Aug. 30, 1993; Acts 1995, 74th Leg. , ch. 76, Sec. 5 . 95 (26) , eff. Sept. 1, 1995; Acts 1997, 75th Leg. , ch. 1134, Sec. 2, eff. Sept. 1, 1997 . Sec. 252 . 004 . DESIGNATION OF ONESELF. An individual may appoint himself or herself as campaign treasurer. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1997, 75th Leg. , ch. 864, Sec. 238, eff. Sept. 1, 1997 . Sec. 252 . 005 . AUTHORITY WITH WHOM APPOINTMENT FILED: CANDIDATE. An individual must file a campaign treasurer appointment for the individual ' s own candidacy with: (1) the commission, if the appointment is made for candidacy for: (A) a statewide office; (B) a district office filled by voters of more than one county; (C) a judicial district office filled by voters of only one county; (D) state senator; (E) state representative; or (F) the State Board of Education; (2) the county clerk, if the appointment is made for candidacy for a county office, a precinct office, or a district office other than one included in Subdivision (1) ; (3) the clerk or secretary of the governing body of the political subdivision or, if the political subdivision has no clerk or secretary, https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.252.htm 5/10 12/19/2019 ELECTION CODE CHAPTER 252.CAMPAIGN TREASURER with the governing body' s presiding officer, if the appointment is made for candidacy for an office of a political subdivision other than a county; (4) the county clerk if: (A) the appointment is made for candidacy for an office of a political subdivision other than a county; (B) the governing body for the political subdivision has not been formed; and (C) no boundary of the political subdivision crosses a boundary of the county; or (5) the commission if: (A) the appointment is made for candidacy for an office of a political subdivision other than a county; (B) the governing body for the political subdivision has not been formed; and (C) the political subdivision is situated in more than one county. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff . Sept . 1, 1987; Acts 1993, 73rd Leg. , ch. 107, Sec . 3 . 07, eff . Aug. 30, 1993; Acts 1999, 76th Leg. , ch. 511, Sec. 1, eff. Sept . 1, 1999 . Sec. 252 . 006 . AUTHORITY WITH WHOM APPOINTMENT FILED: SPECIFIC- PURPOSE COMMITTEE FOR SUPPORTING OR OPPOSING CANDIDATE OR ASSISTING OFFICEHOLDER. A specific-purpose committee for supporting or opposing a candidate or assisting an officeholder must file its campaign treasurer appointment with the same authority as the appointment for candidacy for the office. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Sec. 252 . 007 . AUTHORITY WITH WHOM APPOINTMENT FILED: SPECIFIC- PURPOSE COMMITTEE FOR SUPPORTING OR OPPOSING MEASURE. A specific-purpose committee for supporting or opposing a measure must file its campaign treasurer appointment with: (1) the commission, if the measure is to be submitted to voters of the entire state; (2) the county clerk, if the measure is to be submitted to voters of a single county in an election ordered by a county authority; (3) the secretary of the governing body of the political subdivision or, if the political subdivision has no secretary, with the governing body' s presiding officer, if the measure is to be submitted at an https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.252.htm 6/10 12/19/2019 ELECTION CODE CHAPTER 252.CAMPAIGN TREASURER election ordered by an authority of a political subdivision other than a county; (4) the county clerk if: (A) the measure concerns a political subdivision other than a county; (B) the governing body for the political subdivision has not been formed; and (C) no boundary of the political subdivision crosses a boundary of a county; or (5) the commission if: (A) the measure concerns a political subdivision other than a county; (B) the governing body for the political subdivision has not been formed; and (C) the political subdivision is situated in more than one county. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff . Sept . 1, 1987; Acts 1993, 73rd Leg. , ch. 107, Sec . 3 . 08, eff . Aug. 30, 1993 . Sec. 252 . 008 . MULTIPLE FILINGS BY SPECIFIC-PURPOSE COMMITTEE NOT REQUIRED. If under this chapter a specific-purpose committee is required to file its campaign treasurer appointment with more than one authority, the appointment need only be filed with the commission and, if so filed, need not be filed with the other authorities . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1993, 73rd Leg. , ch. 107, Sec . 3 . 09, eff. Aug. 30, 1993 . Sec. 252 . 009 . AUTHORITY WITH WHOM APPOINTMENT FILED: GENERAL-PURPOSE COMMITTEE. A general-purpose committee must file its campaign treasurer appointment with the commission. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1993, 73rd Leg. , ch. 107, Sec. 3 . 10, eff. Aug. 30, 1993 . Sec. 252 . 010 . TRANSFER OF APPOINTMENT . (a) If a candidate who has filed a campaign treasurer appointment decides to seek a different office that would require the appointment to be filed with another authority, a copy of the appointment certified by the authority with whom it was https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.252.htm 7/10 12/19/2019 ELECTION CODE CHAPTER 252.CAMPAIGN TREASURER originally filed must be filed with the other authority in addition to the new campaign treasurer appointment. (b) The original appointment terminates on the filing of the copy with the appropriate authority or on the loth day after the date the decision to seek a different office is made, whichever is earlier . Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept . 1, 1987 . Sec. 252 . 011 . TIME APPOINTMENT TAKES EFFECT; PERIOD OF EFFECTIVENESS . (a) A campaign treasurer appointment takes effect at the time it is filed with the authority specified by this chapter. (b) A campaign treasurer appointment continues in effect until terminated. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Sec. 252 . 012 . REMOVAL OF CAMPAIGN TREASURER. (a) A campaign treasurer appointed under this chapter may be removed at any time by the appointing authority by filing the written appointment of a successor in the same manner as the original appointment. (b) The appointment of a successor terminates the appointment of the campaign treasurer who is removed. (c) If the campaign treasurer of a specific-purpose political committee required to file its campaign treasurer appointment with the commission or of a general-purpose political committee is removed by the committee, the departing campaign treasurer shall immediately file written notification of the termination of appointment with the commission. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1993, 73rd Leg. , ch. 107, Sec. 3 . 11, eff. Aug. 30, 1993 . Sec. 252 . 013 . TERMINATION OF APPOINTMENT ON VACATING POSITION. (a) If a campaign treasurer resigns or otherwise vacates the position, the appointment is terminated at the time the vacancy occurs . (b) A campaign treasurer who vacates the treasurer' s position shall immediately notify the appointing authority in writing of the vacancy. (c) If the campaign treasurer of a specific-purpose political committee required to file its campaign treasurer appointment with the commission or of a general-purpose political committee resigns or otherwise vacates the position, the campaign treasurer shall immediately file written notification of the vacancy with the commission. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.252.htm 8/10 12/19/2019 ELECTION CODE CHAPTER 252.CAMPAIGN TREASURER Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1993, 73rd Leg. , ch. 107, Sec. 3 . 12, eff. Aug. 30, 1993; Acts 1997, 75th Leg. , ch. 864, Sec. 239, eff. Sept. 1, 1997 . Sec. 252 . 0131 . TERMINATION OF CAMPAIGN TREASURER APPOINTMENT. (a) The commission by rule shall adopt a process by which the commission may terminate the campaign treasurer appointment of an inactive candidate or political committee that is required to file a campaign treasurer appointment with the commission. The governing body of a political subdivision by ordinance or order may adopt a process by which the clerk or secretary, as applicable, of the political subdivision may terminate the campaign treasurer appointment of an inactive candidate or political committee that is required to file a campaign treasurer appointment with the clerk or secretary. For purposes of this section, a candidate or political committee is inactive if the candidate or committee: (1) has never filed or has ceased to file reports under Chapter 254; (2) in the case of a candidate, has not been elected to an office for which a candidate is required to file a campaign treasurer appointment with the authority who is seeking to terminate the candidate ' s campaign treasurer appointment; and (3) has not filed: (A) a final report under Section 254 . 065 or 254 . 125; or (B) a dissolution report under Section 254 . 126 or 254 . 159 . (b) Before the commission may terminate a campaign treasurer appointment, the commission must consider the proposed termination in a regularly scheduled open meeting. Before the clerk or secretary of a political subdivision may terminate a campaign treasurer appointment, the governing body of the political subdivision must consider the proposed termination in a regularly scheduled open meeting. (c) Rules or an ordinance or order adopted under this section must: (1) define "inactive candidate or political committee" for purposes of terminating the candidate ' s or committee ' s campaign treasurer appointment; and (2) require written notice to the affected candidate or committee of: (A) the proposed termination of the candidate ' s or committee ' s campaign treasurer appointment; https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.252.htm 9/10 12/19/2019 ELECTION CODE CHAPTER 252.CAMPAIGN TREASURER (B) the date, time, and place of the meeting at which the commission or governing body of the political subdivision, as applicable, will consider the proposed termination; and (C) the effect of termination of the candidate ' s or committee ' s campaign treasurer appointment. (d) The termination of a campaign treasurer appointment under this section takes effect on the 30th day after the date of the meeting at which the commission or governing body, as applicable, votes to terminate the appointment. Following that meeting, the commission or the clerk or secretary of the political subdivision, as applicable, shall promptly notify the affected candidate or political committee that the appointment has been terminated. The notice must state the effective date of the termination. Added by Acts 2003, 78th Leg. , ch. 249, Sec. 2 . 04, eff . Sept . 1, 2003 . Amended by: Acts 2005, 79th Leg. , Ch. 597 (H.B. 1863) , Sec . 1, eff. June 17, 2005 . Sec. 252 . 014 . PRESERVATION OF FILED APPOINTMENTS . The authority with whom a campaign treasurer appointment is filed under this chapter shall preserve the appointment for two years after the date the appointment is terminated. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept . 1, 1987 . Sec. 252 . 015 . ASSISTANT CAMPAIGN TREASURER. (a) Each specific- purpose committee for supporting or opposing a candidate for an office specified by Section 252 . 005 (1) or a statewide or district measure and each general-purpose committee may appoint an assistant campaign treasurer by written appointment filed with the commission. (b) In the campaign treasurer' s absence, the assistant campaign treasurer has the same authority as a campaign treasurer. (c) Sections 252 . 011, 252 . 012, 252 . 013, and 252 . 014 apply to the appointment and removal of an assistant campaign treasurer. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987; Acts 1993, 73rd Leg. , ch. 107, Sec . 3 . 13, eff. Aug. 30, 1993 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.252.htm 10/10 TEXAS ETHICS COMMISSION APPOINTMENT OF A CAMPAIGN TREASURER BY A CANDIDATE FORM CTA--INSTRUCTION GUIDE � f 9 Revised January 15, 2020 Texas Ethics Commission,P.O.Box 12070,Austin,Texas 78711 www.ethics.stale.is.us (512)463-5800 • TDD(800)735-2989 Promoting Public Confidence in Government FORM CTA-INSTRUCTION GUIDE TABLE OF CONTENTS GENERAL INSTRUCTIONS..................................................................................................... 1 DUTIES OF A CANDIDATE OR OFFICEHOLDER............................................................... 1 QUALIFICATIONS OF CAMPAIGN TREASURER............................................................... 1 DUTIES OF A CAMPAIGN TREASURER.............................................................................. 1 REQUIREMENT TO FILE BEFORE BEGINNING A CAMPAIGN....................................... 1 WHERE TO FILE A CAMPAIGN TREASURER APPOINTMENT....................................... 2 FILING WITH A DIFFERENT AUTHORITY.......................................................................... 3 FORMING A POLITICAL COMMITTEE ................................................................................ 4 CHANGING A CAMPAIGN TREASURER............................................................................. 4 AMENDING A CAMPAIGN TREASURER APPOINTMENT............................................... 4 REPORTING REQUIREMENT FOR CERTAIN OFFICEHOLDERS..................................... 4 TERMINATING A CAMPAIGN TREASURER APPOINTMENT ......................................... 4 FILING A FINAL REPORT....................................................................................................... 5 ELECTRONIC FILING.............................................................................................................. 5 GUIDES...................................................................................................................................... 5 SPECIFIC INSTRUCTIONS ...................................................................................................... 5 PAGE1 ....................................................................................................................................... 5 PAGE2....................................................................................................................................... 7 Form CTA-Instruction Guide APPOINTMENT OF A CAMPAIGN TREASURER BY A CANDIDATE GENERAL INSTRUCTIONS These instructions are for the APPOINTMENT OF A CAMPAIGN TREASURER BYA CANDIDATE (Form CTA). Use Form CTA only for appointing your campaign treasurer. Use the AMENDMENT (Form ACTA)for changing information previously reported on Form CTA and for renewing your choice to report under the modified schedule. Note: Candidates for most judicial offices use Form JCTA to file a campaign treasurer appointment. DUTIES OF A CANDIDATE OR OFFICEHOLDER As a candidate or officeholder, you alone, not the campaign treasurer, are responsible for filing this form and all candidate/officeholder reports of contributions, expenditures, and loans. Failing to file a report on time or filing an incomplete report may subject you to criminal or civil penalties. QUALIFICATIONS OF CAMPAIGN TREASURER A person is ineligible for appointment as a campaign treasurer if the person is the campaign treasurer of a political committee that has outstanding filing obligations (including outstanding penalties). This prohibition does not apply if the committee in connection with which the ineligibility arose has not accepted more than$5,000 in political contributions or made more than $5,000 in political expenditures in any semiannual reporting period. A person who violates this prohibition is liable for a civil penalty not to exceed three times the amount of political contributions accepted or political expenditures made in violation of this provision. Note: A candidate may appoint himself or herself as his or her own campaign treasurer. DUTIES OF A CAMPAIGN TREASURER State law does not impose any obligations on a candidate's campaign treasurer. REQUIREMENT TO FILE BEFORE BEGINNING A CAMPAIGN If you plan to run for a public office in Texas (except for a federal office), you must file this form when you become a candidate even if you do not intend to accept campaign contributions or make campaign expenditures. A"candidate" is a person who knowingly and willingly takes affirmative action for the purpose of gaining nomination or election to public office or for the purpose of satisfying financial obligations incurred by the person in connection with the campaign for nomination or election. Examples of affirmative action include: (A) the filing of a campaign treasurer appointment, except that the filing does not constitute candidacy or an announcement of candidacy for purposes of the automatic resignation provisions of Article XVI, Section 65, or Article XI, Section 11, of the Texas Constitution; Texas Ethics Commission Page 1 Revised 1/15/2020 Form CTA-Instruction Guide (B) the filing of an application for a place on the ballot; (C) the filing of an application for nomination by convention; (D) the filing of a declaration of intent to become an independent candidate or a declaration of write-in candidacy; (E) the making of a public announcement of a definite intent to run for public office in a particular election, regardless of whether the specific office is mentioned in the announcement; (F) before a public announcement of intent, the making of a statement of definite intent to run for public office and the soliciting of support by letter or other mode of communication; (G) the soliciting or accepting of a campaign contribution or the making of a campaign expenditure; and (H) the seeking of the nomination of an executive committee of a political party to fill a vacancy. Additionally, the law provides that you must file this form before you may accept a campaign contribution or make or authorize a campaign expenditure, including an expenditure from your personal funds. A filing fee paid to a filing authority to qualify for a place on a ballot is a campaign expenditure that may not be made before filing a campaign treasurer appointment form with the proper filing authority. If you are an officeholder, you may make officeholder expenditures and accept officeholder contributions without having a campaign treasurer appointment on file. If you do not have a campaign treasurer appointment on file and you wish to accept campaign contributions or make campaign expenditures in connection with your office or for a different office, you must file this form before doing so. In such a case, a sworn report of contributions, expenditures, and loans will be due no later than the 15th day after filing this form. WHERE TO FILE A CAMPAIGN TREASURER APPOINTMENT The appropriate filing authority depends on the office sought or held. a. Texas Ethics Commission. The Texas Ethics Commission (Commission) is the appropriate filing authority for the Secretary of State and for candidates for or holders of the following offices: • Governor, Lieutenant Governor, Attorney General, Comptroller, Treasurer, Land Commissioner, Agriculture Commissioner, Railroad Commissioner. • State Senator or State Representative. • Supreme Court Justice, Court of Criminal Appeals Judge, and Court of Appeals Judge.* Texas Ethics Commission Page 2 Revised 1/15/2020 Form CTA-Instruction Guide • State Board of Education. • A multi-county district judge* or multi-county district attorney. • A single-county district judge.* • An office of a political subdivision other than a county if the political subdivision includes areas in more than one county and if the governing body of the political subdivision has not been formed. • A chair of the state executive committee of a political parry with a nominee on the ballot in the most recent gubernatorial election. • A county chair of a political party with a nominee on the ballot in the most recent gubernatorial election if the county has a population of 350,000 or more. * Judicial candidates use Form JCTA to appoint a campaign treasurer. b. County Clerk. The county clerk(or the county elections administrator or tax assessor, as applicable) is the appropriate local filing authority for a candidate for: • A county office. • A precinct office. • A district office (except for multi-county district offices). • An office of a political subdivision other than a county if the political subdivision is within the boundaries of a single county and if the governing body of the political subdivision has not been formed. c. Local Filing Authority. If a candidate is seeking an office of a political subdivision other than a county, the appropriate filing authority is the clerk or secretary of the governing body of the political subdivision. If the political subdivision has no clerk or secretary, the appropriate filing authority is the governing body's presiding officer. Basically, any political subdivision that is authorized by the laws of this state to hold an election is considered a local filing authority. Examples are cities, school districts, and municipal utility districts. FILING WITH A DIFFERENT AUTHORITY If you have a campaign treasurer appointment on file with one authority, and you wish to accept campaign contributions or make or authorize campaign expenditures in connection with another office that would require filing with a different authority, you must file a new campaign treasurer appointment and a copy of your old campaign treasurer appointment(certified by the old authority)with the new filing authority before beginning your campaign. You should also provide written notice to the original filing authority that your future reports will be filed with another authority. Texas Ethics Commission Page 3 Revised 1/15/2020 Form CTA-Instruction Guide FORMING A POLITICAL COMMITTEE As a candidate, you must file an APPOINTMENT OF A CAMPAIGN TREASURER BY A CANDIDATE (FORM CTA). You may also form a specific-purpose committee to support your candidacy. Remember that filing a campaign treasurer appointment for a political committee does not eliminate the requirement that a candidate file his or her own campaign treasurer appointment (FORM CTA) and the related reports. NOTE: See the Campaign Finance Guide for Political Committees for further information about specific purpose committees. CHANGING A CAMPAIGN TREASURER If you wish to change your campaign treasurer, simply file an amended campaign treasurer appointment(FORM ACTA). This will automatically terminate the outgoing campaign treasurer appointment. AMENDING A CAMPAIGN TREASURER APPOINTMENT If any of the information reported on the campaign treasurer appointment(FORM CTA) changes, file an AMENDMENT:APPOINTMENT OF A CAMPAIGN TREASURER BY A CANDIDATE (FORM ACTA)to report the change. REPORTING REQUIREMENT FOR CERTAIN OFFICEHOLDERS If you are an officeholder who appoints a campaign treasurer after a period of not having one, you must file a report of contributions, expenditures, and loans no later than the 15th day after your appointment is effective. This requirement is not applicable if you are a candidate or an officeholder who is merely changing campaign treasurers. TERMINATING A CAMPAIGN TREASURER APPOINTMENT You may terminate your campaign treasurer appointment at any time by: 1) filing a campaign treasurer appointment for a successor campaign treasurer, or 2) filing a final report. Remember that you may not accept any campaign contributions or make or authorize any campaign expenditures without a campaign treasurer appointment on file. You may, however, accept officeholder contributions and make or authorize officeholder expenditures. If your campaign treasurer quits, he or she must give written notice to both you and your filing authority. The termination will be effective on the date you receive the notice or on the date your filing authority receives the notice, whichever is later. Texas Ethics Commission Page 4 Revised 1/15/2020 Form CTA-Instruction Guide FILING A FINAL REPORT For filing purposes, you are a"candidate" as long as you have an appointment of campaign treasurer on file. If you do not expect to accept any further campaign contributions or to make any further campaign expenditures, you may file a final report of contributions and expenditures. A final report terminates your appointment of campaign treasurer and relieves you of the obligation of filing further reports as a candidate. If you have surplus funds, or if you retain assets purchased with political funds, you will be required to file annual reports. (See instructions for FORM C/OH- UC.) If you are an officeholder at the time of filing a final report, you may be required to file semiannual reports of contributions, expenditures, and loans as an officeholder. If you do not have an appointment of campaign treasurer on file, you may not accept campaign contributions or make campaign expenditures. A payment on a campaign debt is a campaign expenditure. An officeholder who does not have an appointment of campaign treasurer on file may accept officeholder contributions and make officeholder expenditures. To file a final report, you must complete the CANDIDATE/OFFICEHOLDER CAMPAIGN FINANCE REPORT(FORM C/OH), check the "final"box on Page 1, Section 9, and complete and attach the DESIGNATION OF FINAL REPORT (FORM C/OH-FR). ELECTRONIC FILING All persons filing campaign finance reports with the Commission are required to file those reports electronically unless the person is entitled to claim an exemption. Please check the Commission's website at http://www.ethics.state.tx.us for information about exemptions from the electronic filing requirements. GUIDES All candidates should review the applicable Commission's campaign finance guide. Guides are available on the Commission's website at http:11www.ethics.state.tx.us. SPECIFIC INSTRUCTIONS Each numbered item in these instructions corresponds to the same numbered item on the form. PAGE 1 1. TOTAL PAGES FILED: After you have completed the form, enter the total number of pages of this form and any additional pages. A"page" is one side of a two-sided form. If you are not using a two-sided form, a"page" is a single sheet. 2. CANDIDATE NAME: Enter your full name, including nicknames and suffixes (e.g., Sr., Jr., III), if applicable. Enter your name in the same way on Page 2, Section 11, of this form. Texas Ethics Commission Page 5 Revised 1/15/2020 Form CTA-Instruction Guide 3. CANDIDATE MAILING ADDRESS: Enter your complete mailing address, including zip code. This information will allow your filing authority to correspond with you. If this information changes, please notify your filing authority immediately. 4. CANDIDATE PHONE: Enter your phone number, including the area code and extension, if applicable. 5. OFFICE HELD: If you are an officeholder,please enter the office you currently hold. Include the district, precinct, or other designation for the office, if applicable. 6. OFFICE SOUGHT: If you are a candidate, please enter the office you seek, if known. Include the district, precinct, or other designation for the office, if applicable. 7. CAMPAIGN TREASURER NAME: Enter the full name of your campaign treasurer, including nicknames and suffixes (e.g., Sr., Jr., III), if applicable. 8. CAMPAIGN TREASURER STREET ADDRESS: Enter the complete street address of your campaign treasurer, including the zip code. You may enter either the treasurer's business or residential street address. If you are your own treasurer, you may enter either your business or residential street address. Please do not enter a P.O. Box. 9. CAMPAIGN TREASURER PHONE: Enter the phone number of your campaign treasurer, including the area code and extension, if applicable. 10. CANDIDATE SIGNATURE: Enter your signature after reading the summary. Your signature here indicates that you have read the following summary of the nepotism law; that you are aware of your responsibility to file timely reports; and that you are aware of the restrictions on contributions from corporations and labor organizations. • The Texas nepotism law(Government Code, chapter 573) imposes certain restrictions on both officeholders and candidates. You should consult the statute in regard to the restrictions applicable to officeholders. • A candidate may not take an affirmative action to influence an employee of the office to which the candidate seeks election in regard to the appointment, confirmation, employment or employment conditions of an individual who is related to the candidate within a prohibited degree. • A candidate for a multi-member governmental body may not take an affirmative action to influence an officer or employee of the governmental body to which the candidate seeks election in regard to the appointment, confirmation, or employment of an individual related to the candidate in a prohibited degree. • Two people are related within a prohibited degree if they are related within the third degree by consanguinity(blood) or the second degree by affinity(marriage). The degree of consanguinity is determined by the number of generations that separate them. If neither is descended from the other, the degree of consanguinity Texas Ethics Commission Page 6 Revised 1/15/2020 Form CTA-Instruction Guide is determined by adding the number of generations that each is separated from a common ancestor. Examples: (1) first degree -parent to child; (2) second degree - grandparent to grandchild; or brother to sister; (3) third degree - great-grandparent to great-grandchild; or aunt to niece who is child of individual's brother or sister. A husband and wife are related in the first degree by affinity. A wife has the same degree of relationship by affinity to her husband's relatives as her husband has by consanguinity. For example, a wife is related to her husband's grandmother in the second degree by affinity. PAGE 2 11. CANDIDATE NAME: Enter your name as you did on Page 1. 12. MODIFIED REPORTING DECLARATION: Sign this option if you wish to report under the modified reporting schedule. The modified reporting option is not available for candidates for the office of state chair of a political party and candidates for county chair of a political party. To the left of your signature, enter the year of the election or election cycle to which your selection of modified reporting applies. Your selection of modified reporting is valid for an entire election cycle. For example, if you choose modified reporting before a primary election, your selection remains in effect for any runoff and for the general election and any related runoff. You must make this selection at least 30 days before the first election to which your selection applies. An opposed candidate in an election is eligible to report under the modified reporting schedule if he or she does not intend to accept more than $900 in political contributions or make more than $900 in political expenditures in connection with an election. The amount of a filing fee paid to qualify for a place on the ballot does not count against the $900 expenditure limit. An opposed candidate who reports under the modified schedule is not required to file pre-election reports (due 30 days and 8 days before an election) or runoff reports (due 8 days before a runoff). (Note: An unopposed candidate is not required to file pre-election reports in the first place.) The obligations to file semiannual reports, special pre-election reports (formerly known as telegram reports), or special session reports, if applicable, are not affected by selecting the modified schedule. The $900 maximums apply to each election within the cycle. In other words, you are limited to $900 in contributions and expenditures in connection with the primary, an additional $900 in contributions and expenditures in connection with the general election, and an additional $900 in contributions and expenditures in connection with a runoff. EXCEEDING$900 IN CONTRIBUTIONS OR EXPENDITURES. If you exceed $900 in contributions or expenditures in connection with an election, you must file according to the regular filing schedule. In other words, you must file pre-election reports and a runoff report, if you are in a runoff. Texas Ethics Commission Page 7 Revised 1/15/2020 Form CTA-Instruction Guide If you exceed either of the $900 limits after the 30th day before the election, you must file a sworn report of contributions and expenditures within 48 hours after exceeding the limit. After that, you must file any pre-election reports or runoff reports that are due under the regular filing schedule. Your selection is not valid for other elections or election cycles. Use the AMENDMENT(FORM ACTA)to renew your option to file under the modified schedule for a different election year or election cycle. For more information, see the Commission's campaign finance guide that applies to you. Texas Ethics Commission Page 8 Revised 1/15/2020 APPOINTMENT OF A CAMPAIGN TREASURER FORM CTA BY A CANDIDATE PG 1 See CTA Instruction Guide for detailed instructions. 1 Total pages filed: 2 CANDIDATE MS/MRS/MR FIRST MI OFFICE USE ONLY NAME Filer ID# NICKNAME LAST SUFFIX Date Received 3 CANDIDATE ADDRESS /PO BOX; APT/SUITE#; CITY; STATE; ZIP CODE MAILING ADDRESS Date Hand-delivered or Postmarked 4 CANDIDATE AREA CODE PHONE NUMBER EXTENSION Receipt# Amount$ PHONE ( ) Date Processed 5 OFFICE Date Imaged HELD (if any) 6 OFFICE SOUGHT (if known) 7 CAMPAIGN MS/MRS/MR FIRST MI NICKNAME LAST SUFFIX TREASURER NAME 8 CAMPAIGN STREET ADDRESS (NO PO BOX PLEASE); APT/SUITE#; CITY; STATE; ZIP CODE TREASURER STREET ADDRESS (residence or business) 9 CAMPAIGN AREA CODE PHONE NUMBER EXTENSION TREASURER PHONE \ 10 CANDIDATE SIGNATURE I am aware of the Nepotism Law, Chapter 573 of the Texas Government Code. I am aware of my responsibility to file timely reports as required by title 15 of the Election Code. I am aware of the restrictions in title 15 of the Election Code on contributions from corporations and labor organizations. Signature of Candidate Date Signed GO TO PAGE 2 Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 1/1/2020 CANDIDATE MODIFIED FORM CTA REPORTING DECLARATION PG 2 11 CANDIDATE NAME 12 MODIFIED REPORTING COMPLETE THIS SECTION ONLY IF YOU ARE DECLARATION CHOOSING MODIFIED REPORTING •• This declaration must be filed no later than the 30th day before the first election to which the declaration applies. •- •• The modified reporting option is valid for one election cycle only. •- (An election cycle includes a primary election,a general election,and any related runoffs.) •• Candidates for the office of state chair of a political party may NOT choose modified reporting. -- I do not intend to accept more than $900 in political contributions or make more than $900 in political expenditures (excluding filing fees) in connection with any future election within the election cycle. I understand that if either one of those limits is exceeded, I will be required to file pre-election reports and, if necessary, a runoff report. Year of election(s)or election cycle to Signature of Candidate which declaration applies This appointment is effective on the date it is filed with the appropriate filing authority. TEC Filers may send this form to the TEC electronically at treasappoint(aD_ethics.state.tx.us or mail to Texas Ethics Commission P.O. Box 12070 Austin,TX 78711-2070 Non-TEC Filers must file this form with the local filing authority DO NOT SEND TO TEC For more information about where to file go to: http://204.65.203.6/filinginfo/QuickFileAReport.php Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 1/1/2020 TEXAS ETHICS COMMISSION AMENDMENT: APPOINTMENT OF A CAMPAIGN TREASURER BY A CANDIDATE FORM ACTA-INSTRUCTION GUIDE x � Y C� f Revised January 15,2020 Texas Ethics Commission,P.O.Box 12070,Austin,Texas 78711 www.ethics.state.tx.us (512)463-5800 • TDD(800)735-2989 Promoting Public Confidence in Government Form ACTA—Instruction Guide FORM ACTA-AMENDMENT: APPOINTMENT OF A CAMPAIGN TREASURER BY A CANDIDATE GENERAL INSTRUCTIONS These instructions are for the AMENDMENT:APPOINTMENT OF A CAMPAIGN TREASURER BYA CANDIDATE(Form ACTA). Use this form for changing information previously reported on Form CTA and for renewing your choice to report under the modified schedule. The information you enter on this form will replace the information from your previous APPOINTMENT OF A CAMPAIGN TREASURER BYA CANDIDATE(Form (CTA). If any of the information required to be reported on your CAMPAIGN TREASURER APPOINTMENT changes, you should file an amendment. Use the AMENDMENT form(Form ACTA) to report the changes. Do not use the APPOINTMENT form(Form CTA). You must also use the AMENDMENT form to renew your option to file under the modified schedule. Except for your name at the top of the form (and your filer account number, if you file with the Texas Ethics Commission (Commission)), enter only the information that is di erent from what is on your current campaign treasurer appointment. Do not repeat information that has not changed. The "NEW"boxes emphasize that the information entered on this form should only be information that is different from what was previously reported. Any information entered in a space with a"NEW"box will replace the existing information. SPECIFIC INSTRUCTIONS Each numbered item in these instructions corresponds to the same numbered item on the form. PAGE 1 1. CANDIDATE NAME: Enter your name as it is on your current campaign treasurer appointment. Enter your name in the same way on Page 2, Section 13, of this form. If you are reporting a name change, enter your new name under Section 4. 2. FILER ID #: If you are filing with the Commission, you were assigned a filer account number when you filed your initial campaign treasurer appointment. You should have received a letter acknowledging receipt of the form and informing you of your account number. Enter this number wherever you see "FILER ID#." If you do not file with the Ethics Commission, you are not required to enter an account number. 3. TOTAL PAGES FILED: After you have completed the form, enter the total number of pages of this form and any additional pages. A"page" is one side of a two-sided form. If you are not using a two-sided form, a"page"is a single sheet. Texas Ethics Commission Page 1 Revised 1/15/2020 Form ACTA—Instruction Guide 4. CANDIDATE NAME: Complete this section only if your name has changed. If your name has changed, enter your complete new name, including nicknames and suffixes (e.g., Sr., Jr., III) if applicable. 5. CANDIDATE MAILING ADDRESS: Complete this section only if your mailing address has changed. If your mailing address has changed, enter your complete new address, including zip code. This information will allow your filing authority to correspond with you. 6. CANDIDATE PHONE: Complete this section only if your phone number has changed. If your phone number has changed, enter your new phone number, including the area code and extension, if applicable. 7. OFFICE HELD: If you are an officeholder, complete this section only if your office has changed. If your office has changed, please enter the new office held. Include the district, precinct, or other designation for the office, if applicable. 8. OFFICE SOUGHT: If you are a candidate, complete this section only if the office you seek has changed. If the office has changed, please enter the office you now seek, if known. Include the district,precinct, or other designation for the office, if applicable. Note: Changing the office you are seeking may require you to file your reports with a different filing authority. See the Campaign Finance Guide for further information on filing with a different authority. 9. CAMPAIGN TREASURER NAME: Complete this section only if your campaign treasurer has changed. If your campaign treasurer has changed, enter the full name of your new campaign treasurer, including nicknames and suffixes (e.g., Sr., Jr., III), if applicable. Qualifications of Campaign Treasurer. A person is ineligible for appointment as a campaign treasurer if the person is the campaign treasurer of a political committee that has outstanding filing obligations (including outstanding penalties). This prohibition does not apply if the committee in connection with which the ineligibility arose has not accepted more than$5,000 in political contributions or made more than $5,000 in political expenditures in any semiannual reporting period. A person who violates this prohibition is liable for a civil penalty not to exceed three times the amount of political contributions accepted or political expenditures made in violation of this provision. 10. CAMPAIGN TREASURER STREET ADDRESS: Complete this section only if your campaign treasurer's street address has changed. If your campaign treasurer's street address has changed, enter the complete new address of your campaign treasurer, including the zip code. You may enter either the treasurer's new business or residential street address. If you are your own treasurer, you may enter either your business or residential street address. Please do not enter a P.O. Box. Texas Ethics Commission Page 2 Revised 1/15/2020 Form ACTA—Instruction Guide 11. CAMPAIGN TREASURER PHONE: Complete this section only if your campaign treasurer's phone number has changed. If your campaign treasurer's phone number has changed, enter the new phone number of your campaign treasurer, including the area code and extension, if applicable. 12. CANDIDATE SIGNATURE: Enter your signature after reading the summary. Your signature here indicates that you have read the following summary of the nepotism law; that you are aware of your responsibility to file timely reports; and that you are aware of the restrictions on contributions from corporations and labor organizations. • The Texas nepotism law (Government Code, chapter 573) imposes certain restrictions on both officeholders and candidates. You should consult the statute in regard to the restrictions applicable to officeholders. • A candidate may not take an affirmative action to influence an employee of the office to which the candidate seeks election in regard to the appointment, confirmation, employment or employment conditions of an individual who is related to the candidate within a prohibited degree. • A candidate for a multi-member governmental body may not take an affirmative action to influence an officer or employee of the governmental body to which the candidate seeks election in regard to the appointment, confirmation, or employment of an individual related to the candidate in a prohibited degree. • Two people are related within a prohibited degree if they are related within the third degree by consanguinity(blood) or the second degree by affinity(marriage). The degree of consanguinity is determined by the number of generations that separate them. If neither is descended from the other, the degree of consanguinity is determined by adding the number of generations that each is separated from a common ancestor. Examples: (1) first degree -parent to child; (2) second degree - grandparent to grandchild; or brother to sister; (3)third degree - great-grandparent to great-grandchild; or aunt to niece who is child of individual's brother or sister. A husband and wife are related in the first degree by affinity. A wife has the same degree of relationship by affinity to her husband's relatives as her husband has by consanguinity. For example, a wife is related to her husband's grandmother in the second degree by affinity. Note: The changes you have made on this form will replace the information on your previous APPOINTMENT form(Form CTA). Texas Ethics Commission Page 3 Revised 1/15/2020 Form ACTA—Instruction Guide PAGE 2 13. CANDIDATE NAME: Enter your name as you did on Page 1, Section 1. 14. MODIFIED REPORTING DECLARATION: Sign this option if you wish to report under the modified reporting schedule. The modified reporting option is not available for candidates for the office of state chair of a political party. To the left of your signature, enter the year of the election or election cycle to which your selection of modified reporting applies. Your selection of modified reporting is valid for an entire election cycle. For example, if you choose modified reporting before a primary election, your selection remains in effect for any runoff and for the general election and any related runoff. You must make this selection at least 30 days before the first election to which your selection applies. An opposed candidate in an election is eligible to report under the modified reporting schedule if he or she does not intend to accept more than $900 in political contributions or make more than $900 in political expenditures in connection with an election. The amount of a filing fee paid to qualify for a place on the ballot does not count against the $900 expenditure limit. An opposed candidate who reports under the modified schedule is not required to file pre-election reports (due 30 days and 8 days before an election) or runoff reports (due 8 days before a runoff). (Note: An unopposed candidate is not required to file pre-election reports in the first place.) The obligations to file semi-annual reports, special pre-election reports (formerly known as telegram reports), or special session reports, if applicable, are not affected by selecting the modified schedule. The $900 maximums apply to each election within the cycle. In other words, you are limited to $900 in contributions and expenditures in connection with the primary, an additional $900 in contributions and expenditures in connection with the general election, and an additional $900 in contributions and expenditures in connection with a runoff. Exceeding $900 in contributions or expenditures. If you exceed$900 in contributions or expenditures in connection with an election, you must file according to the regular schedule. In other words, you must file pre-election reports and a runoff report, if you are in a runoff. If you exceed either of the $900 limits after the 30th day before the election, you must file a sworn report of contributions and expenditures within 48 hours after exceeding the limit. After that, you must file any pre-election reports or runoff reports that are due under the regular filing schedule. Your selection is not valid for other elections or election cycles. Use another amendment form (ACTA)to renew your option to file under the modified schedule. Texas Ethics Commission Page 4 Revised 1/15/2020 Form ACTA—Instruction Guide For more information, see the Commission's campaign finance guide that applies to you. Texas Ethics Commission Page 5 Revised 1/15/2020 AMENDMENT: APPOINTMENTOFA FORMACTA CAMPAIGN TREASURER BYA CANDIDATE PG 1 1 CANDIDATE 2 FILERID# 3 Total pages filed: NAME See ACTA Instruction Guide for detailed instructions. Use this form for changes to existing information only. Do not provide information previously disclosed. 4 CANDIDATE NEW MS/MRS/MR FIRST MI OFFICE USE ONLY NAME Date Received NICKNAME LAST SUFFIX 5 CANDIDATE NEW ADDRESS /POBOX; APT/SUITE#; CITY; STATE; ZIP CODE MAILING ADDRESS Date Hand-delivered or Postmarked Receipt# Amounts Date Processed 6 CANDIDATE NEW AREA CODE PHONE NUMBER EXTENSION PHONE ( l Date Imaged 7 OFFICE HELD NEw (if any) 8 OFFICE NEW SOUGHT (if known) 9 CAMPAIGN NEW MS/MRS/MR FIRST MI NICKNAME LAST SUFFIX TREASURER NAME 10 CAMPAIGN NEW STREET ADDRESS (NO PO BOX PLEASE); APT/SUITE#; CITY; STATE; ZIP CODE TREASURER STREET ADDRESS (residence or business) 11 CAMPAIGN NEW j AREA CODE PHONE NUMBER EXTENSION TREASURER ( l PHONE ` J 12 CANDIDATE SIGNATURE I am aware of the Nepotism Law, Chapter 573 of the Texas Government Code. I am aware of my responsibility to file timely reports as required by title 15 of the Election Code. I am aware of the restrictions in title 15 of the Election Code on contributions from corporations and labor organizations. Signature of Candidate Date Signed GO TO PAGE 2 Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 1/1/2020 AMENDMENT: FORMACTA CANDIDATE MODIFIED REPORTING DECLARATION PG 2 13 CANDIDATE NAME 14 MODIFIED NEW REPORTING COMPLETE THIS SECTION ONLY IF YOU ARE DECLARATION CHOOSING MODIFIED REPORTING •• This declaration must be filed no later than the 30th day before the first election to which the declaration applies. •- •• The modified reporting option is valid for one election cycle only. •- (An election cycle includes a primary election,a general election,and any related runoffs.) •• Candidates for the office of state chair of a political party may NOT choose modified reporting. -- I do not intend to accept more than $900 in political contributions or make more than $900 in political expenditures (excluding filing fees) in connection with any future election within the election cycle. I understand that if either one of those limits is exceeded, I will be required to file pre-election reports and, if necessary, a runoff report. Year of election(s)or election cycle to Signature of Candidate which declaration applies This appointment is effective on the date it is filed with the appropriate filing authority. TEC Filers may send this form to the TEC electronically at treasappoint(o)_ethics.state.tx.us or mail to Texas Ethics Commission P.O. Box 12070 Austin,TX 78711-2070 Non-TEC Filers must file this form with the local filing authority DO NOT SEND TO TEC For more information about where to file go to: http://204.65.203.6/filinginfo/QuickFileAReport.php Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 1/1/2020 TEXAS ETHICS COMMISSION GUIDE TO A LOCAL FILING AUTHORITY'S DUTIES UNDER THE CAMPAIGN FINANCE LAW � Y This guide is intended for campaign finance filing authorities in cities, school districts, and other political subdivisions other than counties. Revised October 12,2017 Texas Ethics Commission,P.O.Box 12070,Austin,Texas 78711-2070 (512)463-5800 FAX(512)463-5777 TDD 1-800-735-2989 Visit us at http✓/Www.ethics.state.tx.us on the Internet. AN EQUAL OPPORTUNITY EMPLOYER The Texas Ethics Conunission does not discriminate on the basis of race,color,national origin,sex,religion,age or disability in employment or the provision of services. GUIDE TO A LOCAL FILING AUTHORITY'S DUTIES UNDER THE CAMPAIGN FINANCE LAW TABLE OF CONTENTS PART I. THE ROLE OF THE FILING AUTHORITY .......................................................... 1 WhatIs Title 15 About?.................................................................................................................. 1 What Are My Responsibilities Under the Campaign Finance Law?.............................................. 1 WhoFiles with Me?........................................................................................................................ 2 What Forms Do I Need to Make Available?................................................................................... 3 Why Is It So Important to Provide the Instructions with the Forms? ............................................. 5 Is There Other Information I Can Make Available to Filers?......................................................... 5 How Do I Know the Filing Deadlines?........................................................................................... 5 Why Should I Date-Stamp Filings and Save Postmarks?............................................................... 6 May Filers Use Computer Programs to Create Reports?................................................................ 6 PARTII. CANDIDATES............................................................................................................ 6 What Makes Someone a Candidate?............................................................................................... 6 How Does a Candidate Appoint a Campaign Treasurer? ............................................................... 6 When Does a Candidate Have to File Reports?.............................................................................. 7 When May a Candidate Stop Filing Title 15 Reports?................................................................... 9 PART III. OFFICEHOLDERS.................................................................................................. 9 What Does Title 15 Have to Do with Officeholders?................................................................... 10 When Does an Officeholder Have to File Reports?...................................................................... 10 PART IV. SPECIFIC-PURPOSE POLITICAL COMMITTEES........................................ 11 What Is a Political Committee? .................................................................................................... 11 What Is a Specific-Purpose Political Committee?........................................................................ 11 What Political Committees File with Political Subdivisions?...................................................... 11 When Must a Political Committee File a Campaign Treasurer Appointment? ............................ 11 What Are the Responsibilities of a Committee's Campaign Treasurer?...................................... 12 How Does a Committee Change a Campaign Treasurer?............................................................. 12 What If a Specific-Purpose Committee Becomes a General-Purpose Committee?...................... 12 When Does the Treasurer of a Specific-Purpose Committee Have to File Reports? ................... 13 PART V. PENALTIES.............................................................................................................. 14 PART VI. FREQUENT QUESTIONS..................................................................................... 14 ENDNOTES ................................................................................................................................ 16 Guide To A Local Filing Authority's Duties Under The Campaign Finance Law GUIDE TO A LOCAL FILING AUTHORITY'S DUTIES UNDER THE CAMPAIGN FINANCE LAW This guide explains the responsibilities of local filing authorities(other than county filing authorities) under the Texas campaign finance law,which is set out in title 15 of the Election Code. The Texas Ethics Commission is responsible for interpreting title 15. Under title 15, the campaign finance filing authority for a political subdivision other than a county is the clerk or secretary of the political subdivision's governing body. If the political subdivision does not have a clerk or secretary, the filing authority is the presiding officer of the political subdivision's governing body. You may direct questions about title 15 to the Ethics Commission at (512) 463-5800. You should direct other questions about election law to the Secretary of State at(512)463-5650 or(800) 252-8683. Local filing authorities are not expected to be title 15 experts. The Ethics Commission has prepared two filing guides for local filing authorities to distribute to filers: a CAMPAIGN FINANCE GUIDE FOR LOCAL CANDIDATES AND OFFICEHOLDERS wH0 FILE WITH LOCAL FILING AUTHORITIES and a CAMPAIGN FINANCE GUIDE FOR POLITICAL COMMITTEES. For questions not answered in those guides or in the instructions to forms, filers should call the Ethics Commission. (If you are an elected officeholder, you need to understand your obligations as a filer in addition to your obligations as a filing authority.) PART I. THE ROLE OF THE FILING AUTHORITY WHAT IS TITLE 15 ABOUT? The campaign finance law,title 15 of the Election Code,regulates the acceptance of,expenditure of, and reports regarding money in political campaigns by candidates, officeholders, and political committees. There are civil and criminal penalties for violations of title 15. Title 15 has nothing to do with ballot access. A violation of title 15 will not keep a person off the ballot nor will it invalidate an election. WHAT ARE MY RESPONSIBILITIES UNDER THE CAMPAIGN FINANCE LAW? Forms: You may print the various forms listed in this guide and the accompanying instructions from the Ethics Commission's website at http://Www.ethics.state.tx.us on the Internet. You are responsible for copying forms and making them available to filers. You may not charge filers for forms. Filings: You are responsible for accepting documents that candidates, officeholders, and political committees file under title 15. Always remember to date-stamp a filing and to save postmarks and receipt marks on envelopes. Code of Fair Campaign Practices: Under chapter 258 of the Election Code,which is known as the Fair Campaign Practices Act, you must provide the following documents to each candidate or political committee that files a campaign treasurer appointment with you: (1) a copy of the Fair Texas Ethics Commission Page 1 Revised 10/12/2017 Guide To A Local Filing Authority's Duties Under The Campaign Finance Law Campaign Practices Act and(2) a form on which the candidate or treasurer of the committee may subscribe to the Code of Fair Campaign Practices (FORM CFCP). The Ethics Commission makes these documents available. See"Forms"above. A candidate or committee treasurer may complete FORM CFCP and file it with you. No Filing Fees: Section 251.003 of the Election Code states that you may not charge a filing fee for filings required by title 15. Notices: You are not required to send filers notices to file. Penalties: You have no responsibility for making sure that candidates, officeholders, or political committees file the required documents; nor do you have authority to penalize a filer for failure to submit a required filing. Filers should be aware, however, that there are penalties for violating title 15. See "Part V. Penalties" in this guide. Public Access: Forms filed under title 15 are public records and must be made available for public inspection during regular business hours. School Districts with a Student Enrollment of More Than 15,000 and Located Wholly or Partly in a Municipality with a Population of More Than 500,000. Beginning with campaign finance reports required to be filed on or after January 1, 2012, a school district that meets this enrollment and population criteria is required to post on the school district's Internet website the reports filed by school board trustees, candidates for school board trustee, and specific-purpose committees that support, oppose, or assist a candidate for or member of the board of trustees in a school district. A report must be posted on the school district's website not later than the fifth business day after the date the report is filed. Elec. Code § 254.04011. Retention: You must keep a campaign treasurer appointment for two years after the campaign treasurer appointment is terminated. Also, if a candidate or committee treasurer files a form subscribing to the Code of Fair Campaign Practices,you must keep the form for the same period for which you keep the candidate's or committee treasurer's campaign treasurer appointment. You must keep other title 15 records for at least two years after filing. If a criminal investigation or proceeding is pending in regard to the election to which title 15 records pertain,you must keep the records until the investigation or proceeding is over. The Texas State Library and Archives Commission can provide general information about records retention and destruction. You may write the Library and Archives Commission at P.O.Box 12927,Austin,Texas 78711-2927. You may call the commission at(512)463-5460. Questions from Filers: You are not expected to be a title 15 expert. Filers will find answers to most of their questions either in the instructions to the forms or in the applicable Ethics Commission campaign finance guide. For further information filers may call the Ethics Commission. WHO FILES WITH ME? The following individuals and committees file with the filing authority for a political subdivision: Texas Ethics Commission Page 2 Revised 10/12/2017 Guide To A Local Filing Authority's Duties Under The Campaign Finance Law 1. Candidates for and officeholders of elective offices of the political subdivision; 2. Specific-purpose committees supporting or opposing candidates for and officeholders of elective offices of the political subdivision; and 3. Specific-purpose committees supporting or opposing a measure to be submitted at an election ordered by an authority of the political subdivision. See "Part IV. Specific-Purpose Political Committees" in this guide. NOTE: A specific-purpose committee that would be required to file with more than one local filing authority may instead file with the Ethics Commission. WHAT FORMS DO I NEED TO MAKE AVAILABLE? For most forms, there is a separate instruction guide. Remember: always make the appropriate instruction guide available with a form! 1. FORM CTA and FORM CTA Instruction Guide(Appointment of a Campaign Treasurer by a Candidate) A person who takes action to gain nomination or election to a public office must file FORM CTA even if the person does not intend to accept campaign contributions or make campaign expenditures. Additionally, before a candidate may raise or spend money for his or her candidacy, the candidate must appoint a campaign treasurer by filing FORM CTA with the appropriate filing authority.For example,a candidate must file a campaign treasurer appointment before paying a filing fee. 2. FORM ACTA and FORM ACTA Instruction Guide (Amendment: Appointment of a Campaign Treasurer by a Candidate) A candidate uses FORM ACTA to show changes in information on a campaign treasurer appointment. 3. FORM C/OH and FORM C/OH Instruction Guide (Candidate/Officeholder Campaign Finance Report) Candidates and officeholders use FoRM C/OH to file periodic reports of contributions and expenditures. A person who is both a candidate and an officeholder reports all activity on the same FORM C/OH. 4. FORM C/OH-FR and FORM C/OH Instruction Guide(C/OH Report: Designation of Final Report) A candidate uses FORM C/OH-FR to file a final report when he or she does not intend to accept further campaign contributions or make further campaign expenditures. The Ethics Commission Texas Ethics Commission Page 3 Revised 10/12/2017 Guide To A Local Filing Authority's Duties Under The Campaign Finance Law makes FORM C/OH-FR available as the last page of FORM C/OH;thus the instructions for FORM C/OH-FR are included in the FORM C/OH Instruction Guide. 5. FORM C/OH-UC and FORM C/OH-UC Instruction Guide(Candidate/Officeholder Report of Unexpended Contributions) Former candidates and officeholders use this form to report the disposition of unexpended contributions. 6. FORM STA and FORM STA Instruction Guide(Appointment of a Campaign Treasurer by a Specific-Purpose Committee) A specific-purpose political committee uses FORM STA to appoint a campaign treasurer. Before a political committee may accept more than$500 in political contributions or spend more than $500 in political expenditures, the committee must appoint a campaign treasurer. 7. FORM ASTA and FORM ASTA Instruction Guide (Amendment: Appointment of a Campaign Treasurer by a Specific-Purpose Committee) A specific-purpose political committee uses this form to show changes in information provided on a campaign treasurer appointment. 8. FORM SPAC and FORM SPAC Instruction Guide(Specific-Purpose Committee Campaign Finance Report) The treasurer of a specific-purpose political committee uses this form to file periodic reports of contributions and expenditures. 9. FORM PAC-DR and FORM SPAC Instruction Guide (Political Committee Affidavit of Dissolution) The treasurer of a political committee files FORM PAC-DR,along with a FORM SPAC designated as a dissolution report,to dissolve the committee. The Ethics Commission makes FORM PAC- DR available as the last page of FORM SPAC; thus the instructions for FORM PAC-DR are included in the FORM SPAC Instruction Guide. 10. FORM CFCP and copy of the Fair Campaign Practices Act You must provide a copy of FORM CFCP and a copy of the Fair Campaign Practices Act (Election Code chapter 258) to each candidate or political committee that files a campaign treasurer appointment with you. 11. FORM PFS (Personal Financial Disclosure Statement) Certain local officials are required to file personal financial disclosure statements with local filing authorities. See Local Gov't. Code chs. 145, 159,335;Educ. Code§ 11.064;Water Code ch. 60, subch. O. Texas Ethics Commission Page 4 Revised 10/12/2017 Guide To A Local Filing Authority's Duties Under The Campaign Finance Law WHY IS IT SO IMPORTANT TO PROVIDE THE INSTRUCTIONS WITH THE FORMS? The forms consist mainly of blank spaces. The instructions explain the reporting requirements in detail. IS THERE OTHER INFORMATION I CAN MAKE AVAILABLE TO FILERS? The Ethics Commission makes the following guides available for filing authorities to provide to filers. 1. Campaign Finance Guide for Candidates and Officeholders Who File With Local Filing Authorities. 2. Campaign Finance Guide for Political Committees. 3. Campaign Finance Guide for Judicial Candidates and Officeholders. 4. Schedules of Filing Dates. 5. A Guide to Political Advertising: What You Need To Know. 6. A Guide To The Prohibition Against Using Political Subdivision Resources for Political Advertising. HOW DO I KNOW THE FILING DEADLINES? Title 15 of the Election Code prescribes the filing deadlines for candidates, officeholders, and treasurers of political committees. Filing schedules are also posted on the Ethics Commission's website at http://www.ethics.state.tx.us on the Internet. The filing schedules set out the filing deadlines for semiannual reports and pre-election reports for elections held on uniform election dates. Some elections ordered by a political subdivision may be held on dates other than uniform election dates. The Ethics Commission cannot know in advance the dates of all possible elections called by political subdivisions. If an election arises that is not covered on the schedule,please call the Ethics Commission for assistance in calculating the due dates for pre-election reports. Deadline on Weekend or Holiday. If the due date for a report falls on a Saturday, Sunday,or legal holiday, the report is due on the next regular business day. 5 p.m. Deadline. The deadline for filing a report is 5 p.m. on the due date. Delivery by Mail or Other Carrier. For most reporting deadlines,a document is filed on time if it is properly addressed with postage or handling charges prepaid and bears a postmark or receipt mark of a common or contract carrier indicating a time by the deadline. Texas Ethics Commission Page 5 Revised 10/12/2017 Guide To A Local Filing Authority's Duties Under The Campaign Finance Law Pre-Election Reports. A report due 30 days before an election and a report due 8 days before an election must be received by the appropriate filing authority no later than the report due date to be considered filed on time. WHY SHOULD I DATE-STAMP FILINGS AND SAVE POSTMARKS? Reports are due by certain deadlines,and members of the public or a prosecutor may be interested in knowing whether a particular report was filed on time. A file stamp will show whether a hand- delivery was on time. For other filings, a postmark or receipt mark will show whether the filings were timely. MAY FILERS USE COMPUTER PROGRAMS TO CREATE REPORTS? The Ethics Commission makes available computer software for candidates and committee treasurers to use in generating reports required under title 15. Local filers may use the software to generate a report on paper, but must add the affidavit required to be used on reports filed on paper and must sign the affidavit. Local filers who have questions about the software should call the Ethics Commission directly. PART II. CANDIDATES WHAT MAKES SOMEONE A CANDIDATE? Any action a person takes to seek nomination or election to public office makes the person a candidate for title 15 filing purposes. A candidate must file a campaign treasurer appointment even if the candidate does not intend to accept campaign contributions or make campaign expenditures. Once a person has filed a campaign treasurer appointment, he or she must file periodic reports of contributions and expenditures as a candidate. The obligation to file reports as a candidate lasts until the person files a final report. Additionally, a person may not accept a campaign contribution or make a campaign expenditure (even from personal funds)without a campaign treasurer appointment on file. HOW DOES A CANDIDATE APPOINT A CAMPAIGN TREASURER? To appoint a campaign treasurer, a candidate files FORM CTA with the appropriate filing authority. Qualifications of Campaign Treasurer. A candidate may appoint himself, a relative, a friend,or anyone else as campaign treasurer. Under a law that took effect on September 1, 2003, a person is ineligible for appointment as a campaign treasurer if the person is the campaign treasurer of a political committee and has outstanding filing obligations. Duties of a Candidate's Campaign Treasurer. A candidate's campaign treasurer has no official duties. The candidate, not the campaign treasurer, is required to sign reports. (The treasurer of a political committee is required to file reports for the committee.) Texas Ethics Commission Page 6 Revised 10/12/2017 Guide To A Local Filing Authority's Duties Under The Campaign Finance Law Effective Date of Appointment. If delivered by hand, a campaign treasurer appointment takes effect on the date of delivery. If delivered by mail or common carrier, a campaign treasurer appointment takes effect on the date of the postmark or receipt mark. Transferring a Campaign Treasurer Appointment. A person who has a campaign treasurer appointment on file with you may wish to begin raising or spending money in connection with a campaign for an office that requires filing with a different filing authority. In that case,the candidate transfers his or her campaign treasurer appointment by filing a new FORM CTA with the new filing authority. The candidate must also attach a certified copy of the old campaign treasurer appointment. This procedure can affect you in two ways: (1)You may receive a FORM CTA with a certified copy of an old campaign treasurer appointment attached, or(2)you may be asked to provide a certified copy of a campaign treasurer appointment on file with you. Candidate Who Files a Campaign Treasurer Appointment with a New Filing Authority. A candidate who has been filing with you may file a campaign treasurer appointment with a different filing authority. The candidate will need to file a certified copy of his or her political subdivision campaign treasurer appointment with the new filing authority. This ends the person's obligation to file with you even if he or she continues to hold an office of your political subdivision. Example: Jane Doe, a city council member with a campaign treasurer appointment on file with the city secretary, decides to run for the state legislature. She files a campaign treasurer appointment with the Ethics Commission along with a certified copy of her city campaign treasurer appointment. She is no longer required to file title 15 reports with the city secretary. Nonetheless,she may wish to file duplicate copies of reports with the city secretary as long as she holds a city office. Termination of a Campaign Treasurer Appointment. It is important for you to know the termination date of a campaign treasurer appointment because you must keep a campaign treasurer appointment for two years after it is terminated. A campaign treasurer appointment may be terminated by the candidate in three different ways: (1) the candidate files a final report; (2) the candidate appoints a new campaign treasurer;or(3)the campaign treasurer or the candidate notifies you that the appointment is terminated. An"inactive" campaign treasurer appointment may be terminated by you if the governing body of your political subdivision adopts a process by ordinance or order allowing such termination. A candidate is inactive if the candidate: (1)has never filed or has ceased to file any required campaign finance reports, (2) has not been elected to an office which requires filing a campaign treasurer appointment with you,and(3)has not filed a final report. Before a campaign treasurer appointment may be terminated, the governing body of the political subdivision must consider the proposed termination in a regularly scheduled open meeting. WHEN DOES A CANDIDATE HAVE TO FILE REPORTS? Officeholder Who Files a Campaign Treasurer Appointment. An officeholder who files a campaign treasurer appointment and who did not already have a campaign treasurer appointment on file must file a report no later than 15 days after filing the campaign treasurer appointment. This Texas Ethics Commission Page 7 Revised 10/12/2017 Guide To A Local Filing Authority's Duties Under The Campaign Finance Law requirement does not apply when an officeholder simply changes campaign treasurers. After filing a campaign treasurer appointment and the"15-day"report,the candidate/officeholder files according to the filing schedule for candidates. Exception. The"15-day"reporting requirement does not apply if the candidate/officeholder had no more than $500 in contributions or expenditures during the period covered by the report. Semiannual Reports. A candidate is required to file semiannual reports on January 15 and July 15 of each year on FORM C/OH. A person who is both a candidate and an officeholder (that is, an officeholder who has a campaign treasurer appointment on file)is not required to file two separate reports. Nor is a person required to distinguish between candidate activity and officeholder activity on the report. No Exception. A person who has a campaign treasurer appointment on file must file semiannual reports, even for reporting periods during which there is no reportable activity and even if the person chose modified reporting.I Pre-Election Reports. An opposed candidate in an upcoming election must file pre-election reports. Pre-election reports are due 30 days and 8 days before an election.2 A pre-election report must be received by the appropriate filing authority no later than the report due date. An"opposed candidate" is a candidate who has an opponent whose name is printed on the ballot. Pre-election reports are not required if a candidate's only opposition is a write-in candidate.3 Modified Reporting. An opposed candidate who selects "modified reporting" is not required to file pre-election reports (or runoff reports). (The selection of modified reporting does not affect a candidate's obligation to file semiannual reports.) A candidate is eligible to select modified reporting if he or she does not intend to exceed$500 in contributions or expenditures in connection with an election. (A candidate has separate $500 thresholds for a primary,a runoff,and a general election.) A candidate selects modified reporting by signing the appropriate blank on FORM CTA or FORM ACTA. A"modified filer"who exceeds one of the$500 thresholds in connection with an election is subject to the regular filing requirements for opposed candidates. If a modified filer exceeds one of the thresholds before the due date for the"30-day"pre-election report,the filer is not required to give special notice;the filer is simply required to file the pre-election reports by the scheduled due dates. A modified filer who exceeds one of the thresholds after the due date for the"30-day"pre-election report must file a report within 48 hours of exceeding the threshold. If the candidate files the"48-hour"report before the due date for the"8-day"pre- election report,he or she must also file an"8-day"pre-election report by the regular due date for that report. Many filers at the local level select modified reporting. To understand the rules that apply to modified filing, candidates should consult the Ethics Commission's CAMPAIGN FINANCE GUIDE FOR CANDIDATES AND OFFICEHOLDERS WHO FILE WITH LOCAL FILING AUTHORITIES. Texas Ethics Commission Page 8 Revised 10/12/2017 Guide To A Local Filing Authority's Duties Under The Campaign Finance Law Runoff Reports. A candidate in a runoff must file a runoff report. A runoff report is due no later than the eighth day before the runoff election and must be received by the appropriate filing authority no later than the report due date. Modified Reporting. A candidate who has selected modified reporting and who remains eligible for modified reporting is not required to file a runoff report. (The selection of modified reporting does not affect a candidate's obligation to file semiannual reports.) A candidate who has selected modified reporting has$500 thresholds in connection with the main election and new $500 thresholds in connection with a runoff. Annual Reports of Unexpended Contributions. A person who files a final report is no longer a candidate for title 15 purposes. If the person has surplus funds or assets(and is not an officeholder), he or she must file annual reports of unexpended contributions. Annual reports are due not earlier than January 1 and not later than January 15 of each year on FORM C/OH-UC. The obligation to file annual reports ends when the former candidate files a report of final disposition of unexpended contributions. Final disposition must be made within six years of filing a final report or leaving office, whichever is later. Report of Final Disposition of Unexpended Contributions. After a former candidate disposes of all surplus funds and assets, he or she must file a report of final disposition of unexpended contributions,also on FORM C/OH-UC. The former candidate may file this report at any time during the year. WHEN MAY A CANDIDATE STOP FILING TITLE 15 REPORTS? Filing a final report4 ends a person's obligation to file title 15 reports unless(1)the filer has not yet filed past-due reports, (2) the person is an officeholder, or (3) the person has surplus funds at the time of filing a final report. An officeholder may be required to file title 15 reports as an officeholder. See"Part III. Officeholders. When Does An Officeholder Have To File Reports?"in this guide. A former candidate who is not an officeholder but who has surplus campaign funds must file annual reports of contributions and expenditures. See"Part II. Candidates. Annual Reports of Unexpended Contributions" above. PART III. OFFICEHOLDERS This section only applies to an officeholder who does not have a campaign treasurer appointment on file. Once an officeholder files a campaign treasurer appointment,he or she becomes a candidate for purposes of the title 15 filing requirements and must comply with the title 15 requirements applicable to candidates rather than the requirements applicable to officeholders. Note that only a person who has a campaign treasurer appointment on file may accept a campaign contribution or make a campaign expenditure (even from personal funds).' Texas Ethics Commission Page 9 Revised 10/12/2017 Guide To A Local Filing Authority's Duties Under The Campaign Finance Law WHAT DOES TITLE 15 HAVE TO DO WITH OFFICEHOLDERS? Although title 15 is commonly referred to as the campaign finance law,it also requires officeholders who are not candidates(in other words,who do not have a campaign treasurer appointment on file) to file reports of officeholder contributions and expenditures. WHEN DOES AN OFFICEHOLDER HAVE TO FILE REPORTS? Semiannual Reports. An officeholder is required to file semiannual reports of officeholder contributions and expenditures on January 15 and July 15 of each year. For this report officeholders use FORM C/OH. Exception for Certain Local Officeholders. There is an exception to the requirement to file semiannual reports for a local officeholder (who does not have a campaign treasurer appointment on file)who did not exceed$500 in either contributions or expenditures during the reporting period. An officeholder who has a campaign treasurer appointment on file must file semiannual reports even if there is no reportable activity during the reporting period. Report Required after Appointment of Campaign Treasurer. An officeholder who files an appointment of campaign treasurer(and who did not already have a campaign treasurer appointment on file) must file a report of contributions and expenditures no later than 15 days after filing the appointment,using FORM C/OH. After filing the campaign treasurer appointment and the"15-day" report, the officeholder is subject to the filing requirements applicable to candidates. Exception. The"15-day"reporting requirement does not apply if the candidate/officeholder had no more than $500 in contributions or expenditures during the period covered by the report. Annual Report of Unexpended Contributions. A former officeholder who did not have a campaign treasurer appointment on file at the time of leaving office may be required to file annual reports of unexpended contributions. This requirement applies if the former officeholder retained surplus political funds or assets at the time of filing his or her last required report of contributions and expenditures. The former officeholder may not retain surplus political funds or assets for more than 6 years after leaving office. Annual reports of unexpended contributions are due not earlier than January 1 and not later than January 15 of each year. The reports, on FORM C/OH-UC, cover the preceding calendar year. A report is due regardless of whether there is any reportable activity. The obligation to file annual reports ends when the former officeholder files a report of final disposition of unexpended contributions. Report of Final Disposition of Unexpended Contributions. Once a former officeholder disposes of surplus funds and assets, he or she must file a report of final disposition of unexpended contributions. A former officeholder may file this report at any time during the year. For this report former officeholders use FORM C/OH-UC. Texas Ethics Commission Page 10 Revised 10/12/2017 Guide To A Local Filing Authority's Duties Under The Campaign Finance Law Officeholder Who Files a Campaign Treasurer Appointment with a Different Filing Authority. An officeholder(who does not have a campaign treasurer appointment on file)may file a campaign treasurer appointment with a different filing authority. This ends the officeholder's obligation to file with you even if he or she continues to hold an office of the political subdivision. PART IV. SPECIFIC-PURPOSE POLITICAL COMMITTEES WHAT IS A POLITICAL COMMITTEE? A political committee, commonly referred to as a "PAC," is any group that accepts political contributions or makes political expenditures. Although the term"PAC"may suggest a powerful "special interest"group,a political committee may also be a small group such as two people who get together to raise funds for an old friend who is a candidate for school board. WHAT IS A SPECIFIC-PURPOSE POLITICAL COMMITTEE? There are two main types of political committees: general-purpose political committees and specific-purpose political committees. In essence, a general-purpose political committee exists to support or promote a particular political point-of-view or the interests of a certain group,whereas a specific-purpose committee exists to support or oppose specific candidates,officeholders,or ballot measures. It is the filer's responsibility,not your responsibility,to determine whether a committee is a general-purpose committee or a specific-purpose committee. The Ethics Commission's Campaign Finance Guide for Political Committees explains the differences in detail. WHAT POLITICAL COMMITTEES FILE WITH POLITICAL SUBDIVISIONS? A specific-purpose committee files with the clerk, secretary, or presiding officer of a political subdivision other than a county if the committee supports or opposes either individual candidates or officeholders who file with the political subdivision or ballot measures on elections called by the political subdivision.' All general-purpose political committees file with the Ethics Commission. It is the filer's responsibility to determine where a political committee files campaign finance reports. The Ethics Commission's Campaign Finance Guide for Political Committees will help filers make this determination. Note for School Districts: Beginning on September 1,2015,a specific-purpose committee created to support or oppose a measure on the issuance of bonds by a school district must file all of its campaign finance reports with the Ethics Commission. This does not affect the filing requirements for the committee's campaign treasurer appointment. WHEN MUST A POLITICAL COMMITTEE FILE A CAMPAIGN TREASURER APPOINTMENT? $500 Thresholds. A specific-purpose committee must file a campaign treasurer appointment, on FORM STA,before it exceeds $500 in either political contributions or political expenditures. Once Texas Ethics Commission Page 11 Revised 10/12/2017 Guide To A Local Filing Authority's Duties Under The Campaign Finance Law the committee has filed a campaign treasurer appointment,the treasurer must file periodic reports of contributions and expenditures. Effective Date. If delivered by hand,a committee's campaign treasurer appointment takes effect on the day of delivery. If delivered by mail or common carrier,the appointment takes effect on the date of the postmark or receipt mark. Termination of a Committee's Campaign Treasurer Appointment. It is important for you to know the termination date of a committee's campaign treasurer appointment because you must keep a campaign treasurer appointment for two years after it is terminated. A committee's campaign treasurer appointment may be terminated by the committee in three different ways: (1) the committee files a dissolution report;(2)the committee appoints a new campaign treasurer;or(3)you receive notification from the committee or the campaign treasurer that the appointment is terminated. An"inactive" campaign treasurer appointment may be terminated by you if the governing body of your political subdivision adopts a process by ordinance or order allowing such termination. A political committee is inactive if the committee: (1)has never filed or has ceased to file any required campaign finance reports, and (2) has not filed a dissolution report. Before a campaign treasurer appointment may be terminated, the governing body of the political subdivision must consider the proposed termination in a regularly scheduled open meeting. WHAT ARE THE RESPONSIBILITIES OF A COMMITTEE'S CAMPAIGN TREASURER? The treasurer of a political committee is responsible for filing the committee's reports of contributions and expenditures. (In contrast, a candidate or officeholder, not his or her campaign treasurer, is responsible for filing candidate and officeholder reports of contributions and expenditures.) HOW DOES A COMMITTEE CHANGE A CAMPAIGN TREASURER? A specific-purpose committee changes treasurers by filing an amended appointment of campaign treasurer on FORM ASTA. The new appointment terminates the old appointment. The outgoing treasurer is required to file a termination report on FORM SPAC not later than 10 days after the termination. (A separate termination report is not required if the termination occurs on the last day of a reporting period and the proper report for that period is filed.) WHAT IF A SPECIFIC-PURPOSE COMMITTEE BECOMES A GENERAL-PURPOSE COMMITTEE? A change in political activity may mean that a political committee that has been filing with a local filing authority has become a general-purpose committee. This change will require the committee to file a new campaign treasurer appointment with the Ethics Commission. In addition to filing a new campaign treasurer appointment with the Ethics Commission, the committee is required to give notice to the local filing authority of the change in status. The committee should review the Ethics Texas Ethics Commission Page 12 Revised 10/12/2017 Guide To A Local Filing Authority's Duties Under The Campaign Finance Law Commission's CAMPAIGN FINANCE GUIDE FOR POLITICAL COMMITTEES to become familiar with the contribution and expenditure limits that arise in connection with the transition. WHEN DOES THE TREASURER OF A SPECIFIC-PURPOSE COMMITTEE HAVE TO FILE REPORTS? Semiannual Reports. The treasurer of a specific-purpose committee is required to file semiannual reports by January 15 and July 15 of each year. The treasurer must file semiannual reports even if there is no reportable activity. Pre-Election Reports. A specific-purpose committee supporting or opposing an opposed candidate in an upcoming election must file pre-election reports. A specific-purpose committee supporting or opposing a ballot measure must also file pre-election reports. Filers use FORM SPAC for pre-election reports, which are due 30 days and 8 days before an election.' (If you are the filing authority for a school district, see the Note under "What Political Committees File with Political Subdivisions?" in this guide.) A pre-election report must be received by the appropriate filing authority no later than the report due date. For purposes of filing pre-election reports, supporting or opposing a candidate or measure means accepting political contributions or making political expenditures to support or oppose the candidate or measure. Modified Reporting. The treasurer of a specific-purpose committee that selects"modified reporting" is not required to file pre-election reports (or runoff reports). (The selection of modified reporting does not affect the treasurer's obligation to file semiannual reports.) A committee may select modified reporting if the committee does not intend to exceed$500 in contributions or expenditures in connection with an election. (A committee has separate $500 thresholds for a primary, a runoff, and a general election.) A committee selects modified reporting by signing the appropriate blank on FORM STA or FORM ASTA. A committee that has selected modified reporting must file pre-election reports if the committee exceeds one of the $500 thresholds. If the committee exceeds one of the thresholds before the due date for a "30-day" pre-election report, the committee is not required to give special notice of that fact; the treasurer is simply required to file the pre- election reports by the scheduled due dates. If the committee exceeds one of the thresholds after the due date for the"30-day"pre-election report,the treasurer must file a report within 48 hours of exceeding the threshold(on FORM SPAC)and then file any pre-election or runoff reports that come due. Runoff Reports. A specific-purpose committee that supports or opposes a candidate in a runoff election must file a runoff report on FORM SPAC. A runoff report is due no later than the 8th day before the runoff and must be received by the appropriate filing authority no later than the report due date. Texas Ethics Commission Page 13 Revised 10/12/2017 Guide To A Local Filing Authority's Duties Under The Campaign Finance Law Modified Reporting. A specific-purpose committee that has selected modified reporting and remains eligible for modified reporting is not required to file a runoff report. A committee that has selected modified reporting has$500 thresholds in connection with the main election and additional $500 thresholds in connection with a runoff. Termination Report. After the treasurer of a political committee resigns or is replaced, the outgoing treasurer is required to file a termination report on FORM SPAC not later than 10 days after the termination. (A separate termination report is not required if the termination occurs on the last day of a reporting period and the proper report for that period is filed.) Dissolution Report. A political committee that expects to receive no further political contributions or make no further political expenditures may file a dissolution report on FORM SPAC with FORM PAC-DR attached. The dissolution report terminates the committee's campaign treasurer appointment and relieves the campaign treasurer of the duty to file additional reports. (In this case,the dissolution report serves as the treasurer's termination report.) PART V. PENALTIES As a local filing authority, you have no authority to penalize filers in any way for violations of title 15. Any individual may file a criminal complaint regarding a violation of title 15 with the appropriate county or district attorney. Also,any Texas resident may file a sworn complaint with the Ethics Commission alleging a violation of title 15. PART VI. FREQUENT QUESTIONS If you have questions about your responsibilities as a filing authority, call the Ethics Commission. The following list contains questions that local filing authorities frequently ask. Q. What title 15 documents should I give to a person who says he is interested in running for an office of my political subdivision? A. In addition to information you provide about getting on the ballot,you should give the person a copy of the Ethics Commission's CAMPAIGN FINANCE GUIDE FOR CANDIDATES AND OFFICEHOLDERS WHO FILE WITH LOCAL FILING AUTHORITIES,FORM CTA and the FORM CTA Instruction Guide. Q. What should I give to a person who files a campaign treasurer appointment? A. The person,who is now a candidate for purposes of title 15,will need FORM C/OH and the FORM C/OH Instruction Guide and a Filing Schedule. You are required to give the person a copy of the 1997 Fair Campaign Practices Act, Chapter 258 of the Election Code, and a copy of FORM CFCP. You should also make sure that the person has a copy of the Ethics Commission's Texas Ethics Commission Page 14 Revised 10/12/2017 Guide To A Local Filing Authority's Duties Under The Campaign Finance Law CAMPAIGN FINANCE GUIDE FOR CANDIDATES AND OFFICEHOLDERS WHO FILE WITH LOCAL FILING AUTHORITIES. Q. What should I give someone who is interested in forming a political committee? A. A group that intends to accept political contributions or make political expenditures should get a copy of the Ethics Commission's CAMPAIGN FINANCE GUIDE FOR POLITICAL COMMITTEES,FORM STA and the FORM STA Instruction Guide. The group should read the filing guide to determine whether it is a specific-purpose or general-purpose committee. Q. What should I give to someone who files a campaign treasurer appointment for a political committee? A. The treasurer of the political committee will need FORM SPAC and the FORM SPAC Instruction Guide. You are required to give the committee a copy of the 1997 Fair Campaign Practices Act, Chapter 258 of the Election Code, and a copy of FORM CFCP. The treasurer should also have a copy of the Ethics Commission's CAMPAIGN FINANCE GUIDE FOR POLITICAL COMMITTEES. Q. What should I tell a write-in candidate who asks about title 15? A. A person who declares himself or herself to be a write-in candidate must file a campaign treasurer appointment and reports of contributions and expenditures. Q. What do I tell a candidate who says he isn't going to file a campaign treasurer appointment because he is not going to accept campaign contributions? A. All candidates must file a campaign treasurer appointment even if a candidate does not intend to accept campaign contributions or make campaign expenditures. Also,the fact that a candidate doesn't accept campaign contributions does not mean that the candidate will have nothing to report. The candidate must report campaign expenditures from personal funds. A candidate who does not plan to spend over $500 or accept more than $500 in total contributions in connection with an election should take the following steps: 1. The candidate should complete FORM CTA and sign the back for modified filing. 2. If a July 15 or January 15 deadline occurs before the election,the candidate must file a report of contributions and expenditures on FORM C/OH. 3. After the election, if the candidate does not intend to accept any further campaign contributions or make any further campaign expenditures (including payment of campaign debts), the candidate should file a report of contributions and expenditures on FORM C/OH and mark it as a Final Report in Box 9, page 1. The candidate should also complete FORM C/OH-FR and submit it along with FORM C/OH. The final report terminates the candidate's appointment of campaign treasurer and ends the person's obligation to file as a candidate. (If Texas Ethics Commission Page 15 Revised 10/12/2017 Guide To A Local Filing Authority's Duties Under The Campaign Finance Law the person won the election,he or she will be subject to the filing requirements applicable to officeholders.) Q. May a candidate refuse to list the office or seat sought on a campaign treasurer appointment? A. Yes. A person may decide to start raising money to run for office before the person decides which office to run for. Q. What do I do if someone files a report after the filing deadline? A. You should accept the filing. Q. What do I do if someone files a corrected or amended filing? A. You should accept the filing. A filer may also wish to file an Ethics Commission Affidavit of Good Faith with the amendment or correction. Filers should call the Ethics Commission if they have questions about corrected reports. Q. What should I tell a candidate who asks about disclosures on political advertising? A. Give the filer a copy of the Ethics Commission's GUIDE TO POLITICAL ADVERTISING: WHAT YOU NEED TO KNOW, and A GUIDE TO THE PROHIBITION AGAINST USING POLITICAL SUBDIVISION RESOURCES FOR POLITICAL ADVERTISING. Q. May I enter into a contract to perform the title 15 functions of another entity? A. No. An elections services contract may not change the authority with whom title 15 documents are filed. Q. If a candidate forms a specific-purpose committee, must the candidate continue to file reports on FORM C/OH? A. Yes. The candidate and the committee are subject to separate reporting requirements. ENDNOTES 1. See also Part III: Officeholders(Certain officeholders who do not have campaign treasurer appointment on file are excepted from filing semiannual reports). 2. An opposed candidate in a runoff election is only required to file a pre-election report 8 days before a runoff election;there is no"30-day"pre-election report due before a runoff. 3. A write-in candidate must file a campaign treasurer appointment before accepting campaign contributions or making campaign expenditures. Furthermore,a person who declares himself or herself to be a write-in candidate is required to file pre-election reports as long as the write-in candidate has an opponent whose name appears on the ballot. Texas Ethics Commission Page 16 Revised 10/12/2017 Guide To A Local Filing Authority's Duties Under The Campaign Finance Law 4. A person terminates a campaign treasurer appointment by filing a final report on FORM C/OH with FORM C/OH-FR attached. 5. Once an officeholder files a campaign treasurer appointment,he or she may use contributions received as an officeholder to make campaign expenditures. 6. A specific-purpose political committee that supports candidates,officeholders,or measures at the political subdivision level may file with the Ethics Commission if it also supports candidates, officeholders, or measures in a jurisdiction other than the political subdivision. For example,a specific-purpose committee that supports a particular candidate for county commissioner and a particular candidate for the city council of a city within the county has two choices of where to file campaign finance reports: (1) The committee may file both with the county election official and with the appropriate city filing authority, or (2) the committee may file with the Ethics Commission only. 7. Apolitical committee is only required to file a report 8 days before a runoff election;there is no"30-day" pre-election report required before a runoff. Texas Ethics Commission Page 17 Revised 10/12/2017 SWORN COMPLAINTS ENFORCEMENT AND INVESTIGATIVE TEXAS An individual may file a sworn complaint POWERS with the Ethics Commission alleging a The Ethics Commission is authorized to ETHICS violation of any of the laws it administers, undertake civil enforcement actions on its and Sections 334.025 and 335.055, Local own motion or in response to a sworn COMMISSION Government Code, concerning false and complaint,hold enforcement hearings,issue misleading campaign material supporting orders,and impose civil penalties. or opposing the authorization of a sports or community venue project. The Commission Promoting Public Confidence doesnot have the authority to enforce the ................................................................................................................................................................................................................ In Government Penal Code. This pamphlet presents a brief overview of the A sworn complaint sets in motion a process Texas Ethics Commission. If you have a question that may include a preliminary review hear- about your own activities, we urge you to request E O ing and a formal hearing,and which permits an opinion from the Commission before engaging F resolution of the matter at several points in in the activity in question. Requests to the W the process.The Commission may ultimately Commission for an advisory opinion must be in x resolve a sworn complaint by dismissal, writing. You may also call the Commission's Legal referral for criminal prosecution, or impo- Department at(512)463-5800 for informal advice. �'`� •,�•� sition of a civil penalty. A final decision of the Commission in a sworn complaint process may be appealed to a district court for a trial ................................................................................................................................................................................................................ de novo. During most stages of the process, the Commissioners and Commission staff Texas Ethics Commission P.0.Box 12070 members are required to keep the complaint In compliance with the Americans with Disabilities Act, the Austin,Texas 78711-2070 publications of the Texas Ethics Commission are available by confidential. request in alternative formats. To request an accessible format, please contact our ADA Compliance Officer by telephone at 512- (512)463-5800 463-5800,or through RELAY Texas at 800-735-2989;or by mail FAX(512)463-5777 in care of the Texas Ethics Commission,P.0.Box 12070,Austin, TDD(800) 735-2989 Texas 78711-2070. The Texas Ethics Commission is an Equal Opportunity Employer and does not discriminate in providing services or employment. Copies of this publication have been distributed in compliance Visit us at https://www.ethics.state.tx.us on the Internet. with the State Depository Law,and are available for public use through the Texas State Publications Depository Program at the Texas State Library and other state depository libraries. Revised January 10,2017 THE LAWS ADMINISTERED BY THE ADVISORY OPINIONS TEXAS ETHICS COMMISSION TEXAS ETHICS COMMISSION The Commission has the authority to issue On November 5, 1991, Texas voters Statutory duties of the Ethics Commission an advisory opinion in response to a approved an amendment that added Article are in Chapter 571 of the Government Code. request from a person subject to any of the III, Section 24a, to the Texas Constitution. laws it administers, as well as Chapter 36, The agency is responsible for administering The constitutional amendment created the these laws: (1) Title 15, Election Code, Penal Code, concerning bribery and corrupt Texas Ethics Commission. The amendment concerning political contributions and influence, and Chapter 39, Penal Code, set out the method by which the eight concerning abuse of office. It is a defense to expenditures, and political advertising; (2) members of the Commission are to be Chapter 302, Government Code, concerning prosecution or the imposition of a civil appointed, with four of the Commissioners penalty under any of these laws that a the election of the Speaker of the Texas appointed by the Governor, two appointed House of Representatives; (3) Chapter 303 person reasonably relied on an advisory , by the Lieutenant Governor, and two opinion of the Commission. The name of a appointed b the Speaker of the Texas Government Code, concerning the governor pp y p for a day and speaker's reunion day person requesting an advisory opinion House of Representatives. No more than ceremonies; (4) Chapter 305, Government must be kept confidential by the four members may be from the same politi- Code, concerning lobbyist registration, Commission. cal party. reports, and activities; (5) Chapter 572, FINANCIAL DISCLOSURE CONSTITUTIONAL DUTIES Government Code, concerning personal financial disclosure of state officers and The Ethics Commission serves as a repository The Texas Constitution provides that the conduct of state officers and employees; (6) of required disclosure statements for state Ethics Commission may recommend the Chapter 2004, Government Code, officials, candidates, political committees, salary of members of the Legislature, the concerning representation before state lobbyists, and certain district and county Lieutenant Governor, and the Speaker of agencies; (7) Chapter 159, Local judicial officers. the House of Representatives, subject to Government Code, concerning judges of approval by the voters at the subsequent statutory county courts or statutory TRAINING general election for state and county probate courts who elect to file a financial The Ethics Commission provides, in officers. Also, the Commission must set the statement with the Commission; (8) Gov- cooperation with state agencies, a program per diem of members of the Legislature and ernment Code, Section 2152.064 of the Lieutenant Governor. The Legislature of ethics training for state employees, and g (concerning Conflict of Interest in Certain also provides training for members and is to determine the other powers and duties Transactions involving the Texas Facilities members-elect of the Texas Legislature of the Commission. Commission); and (9) Government Code, concerning compliance with laws Section 2155.003 (concerning Conflict of In- administered by the Commission. The RULEMAKING terest involving the Office of the Texas Commission also produces educational The Ethics Commission has rulemaking Comptroller of Public Accounts). materials and provides training programs authority with respect to the laws it for other groups affected by laws administers. Adoption of a rule requires an administered by the Commission. affirmative vote by six Commissioners. TEXAS ETHICS COMMISSION CAMPAIGN FINANCE GUIDE FOR CANDIDATES AND OFFICEHOLDERS WHO FILE WITH LOCAL FILING AUTHORITIES E x � � C� f This guide is for candidates for and officeholders in the following positions: • county offices; • precinct offices; • single-county district offices; • city offices; and • offices of other political subdivisions such as school districts This guide applies to candidates for and officeholders of justice of the peace. This guide does not apply to candidates for and judges of statutory county courts, statutory probate courts, or district courts. For those candidates and officeholders,the Ethics Commission makes available a CAMPAIGN FINANCE GUIDE FORJUDICIAL CANDIDATES AND OFFICEHOLDERS. The Ethics Commission also makes available a CAMPAIGN FINANCE GUIDE FOR CANDIDATES AND OFFICEHOLDERS WHO FILE WITH THE ETHICS COMMISSION,a CAMPAIGN FINANCE GUIDE FOR POLITICAL COMMITTEES,and a CAMPAIGN FINANCE GUIDE FOR POLITICAL PARTIES. Revised November 15,2017 Texas Ethics Commission,P.O.Box 12070,Austin,Texas 78711-2070 (512)463-5800 FAX(512)463-5777 TDD 1-800-735-2989 Visit us at http://www.ethics.state.tx.us on the Internet. AN EQUAL OPPORTUNITY EMPLOYER The Texas Ethics Commission does not discriminate on the basis of race,color,national origin,sex,religion,age or disability in employment or the provision of services. CAMPAIGN FINANCE GUIDE FOR CANDIDATES AND OFFICEHOLDERS WHO FILE WITH LOCAL FILING AUTHORITIES TABLE OF CONTENTS INTRODUCTION........................................................................................................................1 Officeholders............................................................................................................................ 1 Judicial Candidates and Officeholders..................................................................................... 1 FederalOffices......................................................................................................................... 1 FilingAuthorities..................................................................................................................... 1 Political Committees (PACS)..................................................................................................2 Financial Disclosure Statements..............................................................................................2 FederalIncome Tax .................................................................................................................3 TexasEthics Commission........................................................................................................3 APPOINTING A CAMPAIGN TREASURER.........................................................................3 No Campaign Contributions or Expenditures Without Treasurer Appointment on File.........4 Appointing Treasurer Triggers Reporting Duties....................................................................4 Qualifications of Campaign Treasurer.....................................................................................4 Duties of Campaign Treasurer ...............................................................................................4 Effective Date of Appointment................................................................................................4 Code of Fair Campaign Practices ............................................................................................4 Appointmentby Officeholder ................................................................................................5 Filing for a Place on the Ballot................................................................................................5 ChangingTreasurers................................................................................................................5 Transferring to a Different Filing Authority............................................................................5 Terminating a Campaign Treasurer Appointment...................................................................5 DecidingNot to Run................................................................................................................5 POLITICAL CONTRIBUTIONS AND EXPENDITURES....................................................6 CampaignContributions..........................................................................................................6 CampaignExpenditures .........................................................................................................7 Officeholder Contributions ....................................................................................................7 Officeholder Expenditures.......................................................................................................7 Campaign Expenditures by Officeholder ................................................................................7 Permissible Use of Political Contributions..............................................................................8 Use of Political Funds to Rent or Purchase Real Property......................................................8 AcceptingContributions..........................................................................................................8 Reimbursement for Political Expenditures From Personal Funds...........................................9 SeparateAccount Required......................................................................................................9 INFORMATION REQUIRED ON REPORTS ........................................................................9 Contributions............................................................................................................................9 Pledges.....................................................................................................................................9 Loans...................................................................................................................................... 10 Contributions of Personal Services........................................................................................ 10 Contributions of Personal Travel........................................................................................... 10 Contributions From Out-of-State Political Committees ........................................................ 10 Texas Ethics Commission Page i Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities Expenditures .......................................................................................................................... 11 Unpaid Incurred Obligations.................................................................................................. 11 Expenditures Made by Credit Card........................................................................................ 11 Campaign Expenditures From Personal Funds ..................................................................... 12 Officeholder Expenditures From Personal Funds.................................................................. 12 DirectExpenditures ............................................................................................................... 13 Supporting Political Committees........................................................................................... 13 Payments to a Business of the Candidate or Officeholder..................................................... 13 Interest Earned and Other Credits/Gains/Refunds................................................................. 13 Purchase of Investments ........................................................................................................ 14 Total Political Contributions Maintained............................................................................... 14 Time of Accepting Contribution............................................................................................ 14 Time of Making Expenditure................................................................................................. 14 PREPARING REPORTS..........................................................................................................15 Forms ..................................................................................................................................... 15 SignatureRequired................................................................................................................. 15 FilingDeadlines..................................................................................................................... 15 PeriodsCovered by Reports................................................................................................... 15 Deadline on Weekend or Holiday.......................................................................................... 15 5 P.M. Deadline ..................................................................................................................... 15 Delivery by Mail or Other Carrier......................................................................................... 16 Retention of Records Used for Reports ................................................................................. 16 REPORTS...................................................................................................................................16 SemiannualReports............................................................................................................... 16 Reports Due 30 Days and 8 Days Before an Election........................................................... 16 Report Due 8 Days Before a Runoff Election ....................................................................... 17 ModifiedReporting................................................................................................................ 17 "15th Day After Appointment of Campaign Treasurer by an Officeholder" Report ............ 17 FinalReport ........................................................................................................................... 18 Annual Report of Unexpended Contributions ....................................................................... 18 Final Disposition of Unexpended Contributions Report ....................................................... 18 ENDING FILING OBLIGATIONS.........................................................................................18 FinalReport ........................................................................................................................... 18 Annual Report of Unexpended Contributions ....................................................................... 19 Report of Final Disposition of Unexpended Contributions................................................... 19 PENALTIES FOR REPORTING VIOLATIONS..................................................................20 CAMPAIGN FINANCE RESTRICTIONS.............................................................................21 Texas Ethics Commission Page ii Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities INTRODUCTION This guide is a summary of reporting requirements and other regulations set out in title 15 of the Texas Election Code(chs.251-258)and in the rules adopted by the Texas Ethics Commission. This guide applies to candidates for and officeholders in most local offices in Texas. This guide does not apply to candidates for or officeholders of statewide elective offices,the State Legislature,seats on the State Board of Education,or multi-county district offices. Nor does it apply to candidates for or judges of statutory county courts, statutory probate courts, or district courts. OFFICEHOLDERS Officeholders as well as candidates are subject to regulation under title 15. An officeholder who has a campaign treasurer appointment on file with a filing authority is a"candidate"for purposes of title 15 and is subject to all the regulations applicable to candidates. An officeholder who does not have a campaign treasurer appointment on file is subject only to the regulations applicable to officeholders. Most of the requirements discussed in this guide apply to both candidates (individuals who have a campaign treasurer appointment on file)and to officeholders who do not have a campaign treasurer appointment on file. The guide will indicate whether a particular requirement applies to individuals who have campaign treasurer appointments on file, to officeholders who do not have campaign treasurer appointments on file, or to both. JUDICIAL CANDIDATES AND OFFICEHOLDERS Candidates for and officeholders in most judicial offices are subject to various restrictions that do not apply to other candidates and officeholders. Those candidates and officeholders should review the CAMPAIGN FINANCE GUIDE FOR JUDICIAL CANDIDATES AND OFFICEHOLDERS and the POLITICAL ADVERTISING GUIDE which are available on the commission's website. Nonjudicial Officeholder Seeking Judicial Office. Pursuant to Ethics Advisory Opinion No.465 (2005),a nonjudicial officeholder who becomes a judicial candidate is required to file two campaign finance reports, one reporting nonjudicial activity and the other reporting judicial activity. Alternatively,a nonjudicial officeholder who becomes a judicial candidate may select to file a single report that includes both candidate and officeholder activity if the activity is clearly and properly reported. See the CAMPAIGN FINANCE GUIDE FOR JUDICIAL CANDIDATES AND OFFICEHOLDERS for more information. FEDERAL OFFICES This guide does not apply to candidates for federal offices. Candidates for federal offices should contact the Federal Elections Commission. The FEC's toll-free number is (800) 424-9530. FILING AUTHORITIES Title 15 requires candidates and officeholders to file various documents and reports with the appropriate filing authority. Texas Ethics Commission Page 1 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities The filing authority for a local candidate or officeholder depends on the nature of the office sought or held. County Clerk. The county clerk(or the county elections administrator if the county has an elections administrator, or tax assessor-collector if the county's commissioners court has transferred the filing authority function to the tax assessor-collector and the county clerk and tax assessor-collector have agreed to the transfer) is the appropriate filing authority for a candidate for: • a county office; • a precinct office; • a district office (except for multi-county district offices); and • an office of a political subdivision other than a county if the political subdivision is within the boundaries of a single county and if the governing body of the political subdivision has not been formed. Other local filing authority. If a candidate is seeking an office of a political subdivision other than a county,the appropriate filing authority is the clerk or secretary of the governing body of the political subdivision. If the political subdivision has no clerk or secretary, the appropriate filing authority is the governing body's presiding officer. Texas Ethics Commission. The Texas Ethics Commission is the appropriate filing authority for candidates for: • Multi-county district offices. (Reminder: This guide does not apply to multi-county district offices.) • An office of a political subdivision other than a county if the political subdivision includes areas in more than one county and if the governing body of the political subdivision has not been formed. POLITICAL COMMITTEES (PACS) Often a candidate or officeholder chooses to establish a specific-purpose political committee. A political committee is subject to separate filing requirements. Establishing a specific-purpose political committee does not relieve a candidate or officeholder of the obligation to file as an individual. For more information about political committees, see the Ethics Commission's CAMPAIGN FINANCE GUIDE FOR POLITICAL COMMITTEES. FINANCIAL DISCLOSURE STATEMENTS Some local candidates and officeholders are required to file an annual personal financial statement in accordance with Government Code chapter 572 or Local Government Code chapter 159. This statement is not a campaign finance document, and is not addressed in this guide. Texas Ethics Commission Page 2 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities FEDERAL INCOME TAX This pamphlet does not address the federal tax implications of campaign finance. Questions regarding federal tax law should be directed to the Internal Revenue Service. TEXAS ETHICS COMMISSION If you have a question about how title 15 applies to you, you may call the Ethics Commission for assistance or you may request a written advisory opinion. The Ethics Commission has authority to impose fines for violations of title 15. If you have evidence that a person has violated title 15, you may file a sworn complaint with the Ethics Commission. The Ethics Commission's mailing address is P.O. Box 12070, Austin, Texas 78711. The phone number is(512)463-5800. The Ethics Commission maintains a website at www.ethics.state.tx.us on the Internet. APPOINTING A CAMPAIGN TREASURER If you plan to run for a public office in Texas (except for a federal office), you must file an APPOINTMENT OF A CAMPAIGN TREASURER BY A CANDIDATE (FORM CTA) with the proper filing authority when you become a candidate even if you do not intend to accept campaign contributions or make campaign expenditures. A "candidate" is a person who knowingly and willingly takes affirmative action for the purpose of gaining nomination or election to public office or for the purpose of satisfying financial obligations incurred by the person in connection with the campaign for nomination or election. Examples of affirmative action include: (A) the filing of a campaign treasurer appointment,except that the filing does not constitute candidacy or an announcement of candidacy for purposes of the automatic resignation provisions of Article XVI, Section 65, or Article XI, Section 11, of the Texas Constitution; (B) the filing of an application for a place on the ballot; (C) the filing of an application for nomination by convention; (D) the filing of a declaration of intent to become an independent candidate or a declaration of write-in candidacy; (E) the making of a public announcement of a definite intent to run for public office in a particular election, regardless of whether the specific office is mentioned in the announcement; (F) before a public announcement of intent,the making of a statement of definite intent to run for public office and the soliciting of support by letter or other mode of communication; (G) the soliciting or accepting of a campaign contribution or the making of a campaign expenditure; and (H) the seeking of the nomination of an executive committee of a political party to fill a vacancy. Texas Ethics Commission Page 3 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities NO CAMPAIGN CONTRIBUTIONS OR EXPENDITURES WITHOUT TREASURER APPOINTMENT ON FILE Additionally, the law provides that you must file a campaign treasurer appointment form with the proper filing authority before you may accept a campaign contribution or make or authorize a campaign expenditure, including an expenditure from your personal funds. A filing fee paid to a filing authority to qualify for a place on a ballot is a campaign expenditure that may not be made before filing a campaign treasurer appointment form with the proper filing authority. APPOINTING TREASURER TRIGGERS REPORTING DUTIES After a candidate has filed a form appointing a campaign treasurer,the candidate is responsible for filing periodic reports of contributions and expenditures. Filing reports is the responsibility of the candidate,not the campaign treasurer. Even if a candidate loses an election,he or she must continue filing reports until he or she files a final report. See"Ending Filing Obligations"in this guide. (An officeholder who files a final report, and thereby terminates his or her campaign treasurer appointment,may still be required to file semiannual reports of contributions and expenditures as an officeholder.) QUALIFICATIONS OF CAMPAIGN TREASURER A person is ineligible for appointment as a campaign treasurer if the person is the campaign treasurer of a political committee that has outstanding filing obligations (including outstanding penalties). This prohibition does not apply if the committee in connection with which the ineligibility arose has not accepted more than $5,000 in political contributions or made more than $5,000 in political expenditures in any semiannual reporting period.A person who violates this prohibition is liable for a civil penalty not to exceed three times the amount of political contributions accepted or political expenditures made in violation of this provision. DUTIES OF CAMPAIGN TREASURER A candidate's campaign treasurer has no legal duties. (Note: The campaign treasurer of apolitical committee is legally responsible for filing reports.) EFFECTIVE DATE OF APPOINTMENT A campaign treasurer appointment is effective when filed. A hand-delivered appointment takes effect on the date of delivery. A mailed appointment takes effect on the date of the postmark. CODE OF FAIR CAMPAIGN PRACTICES A filing authority should provide to each individual who files a campaign treasurer appointment a form containing a Code of Fair Campaign Practices. A candidate may pledge to conduct his or her campaign in accordance with the principles and practices set out in the Code by signing the form and filing it with the appropriate filing authority. Texas Ethics Commission Page 4 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities APPOINTMENT BY OFFICEHOLDER If an officeholder files an appointment of campaign treasurer after a period in which he or she did not have a campaign treasurer appointment on file, the officeholder may have to file a report of contributions and expenditures no later than 15 days after filing the appointment of campaign treasurer. See"15th Day After Appointment of Campaign Treasurer by Officeholder"in this guide. An officeholder who changes a campaign treasurer is not required to file this report. Note: An officeholder who has a campaign treasurer appointment on file is a candidate for purposes of title 15. FILING FOR A PLACE ON THE BALLOT Filing a campaign treasurer appointment and filing for a place on the ballot are two completely separate actions. The Secretary of State can provide information about filing for a place on the ballot. Call the Secretary of State at(512)463-5650 or toll-free at (800) 252-8683. CHANGING TREASURERS A candidate may change campaign treasurers at any time by filing an amended appointment of campaign treasurer (FoRm ACTA). Filing an appointment of a new treasurer automatically terminates the appointment of the old treasurer. TRANSFERRING TO A DIFFERENT FILING AUTHORITY If a candidate has a campaign treasurer appointment on file with one filing authority and wishes to accept campaign contributions or make campaign expenditures in connection with a candidacy for an office that would require reporting to a different filing authority, the candidate must file a new campaign treasurer appointment and a copy of the old campaign treasurer appointment(certified by original authority)with the second filing authority. The candidate should also provide written notice to the original filing authority that future reports will be filed with another authority. In general, funds accepted in connection with one office may be used in connection with a campaign for a different office, as long as neither of the offices is a judicial office. TERMINATING A CAMPAIGN TREASURER APPOINTMENT A candidate may terminate a campaign treasurer appointment by filing an amended appointment of campaign treasurer or by filing a final report. A campaign treasurer may terminate his or her own appointment by notifying both the candidate and the filing authority in writing. The termination is effective on the date the candidate receives the notice or on the date the filing authority receives the notice, whichever is later. DECIDING NOT TO RUN A campaign treasurer appointment does not simply expire. An individual who has a campaign treasurer appointment on file must file reports of contributions and expenditures until he or she files a final report with the filing authority. See"Ending Filing Obligations" in this guide. Texas Ethics Commission Page 5 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities Things to Remember • If you plan to run for a public office in Texas(except for a federal office),you must file an APPOINTMENT OF A CAMPAIGN TREASURER BY A CANDIDATE(FORM CTA)with the proper filing authority when you become a candidate even if you do not intend to accept campaign contributions or make campaign expenditures. • A person may not accept a campaign contribution or make a campaign expenditure unless the person has a campaign treasurer appointment on file with the proper filing authority. • Once a person files a form appointing a campaign treasurer, the person is a candidate for disclosure filing purposes and is responsible for filing periodic reports of contributions and expenditures with the proper filing authority until the person files a"final report." • The candidate, not the campaign treasurer, is responsible for filing periodic reports of contributions and expenditures. • Filing a campaign treasurer appointment does not automatically"sign you up"for a place on the ballot. The Secretary of State can provide information about getting on the ballot. Call (512) 463-5650 or(800) 252-8683. POLITICAL CONTRIBUTIONS AND EXPENDITURES Title 15 regulates political contributions and political expenditures. There are two types of political contributions: campaign contributions and officeholder contributions. Similarly,there are two kinds of political expenditures: campaign expenditures and officeholder expenditures. CAMPAIGN CONTRIBUTIONS A person makes a campaign contribution to a candidate if the person provides or promises something of value with the intent that it be used in connection with a campaign. A contribution of goods or services is an"in-kind"campaign contribution. A loan is considered to be a contribution unless it is from an incorporated financial institution that has been in business for more than a year. Candidates must report all loans made for campaign purposes, including loans that are not"contributions." • Donations to a candidate at a fund-raiser are campaign contributions. • The provision of office space to a candidate is an "in-kind" campaign contribution. • A promise to give a candidate money is a campaign contribution. • An item donated to be auctioned at a fund-raiser is an "in-kind" campaign contribution. The purchase of the item at the auction is also a contribution. • A campaign volunteer is making a contribution in the form of personal services. (Contributions of personal services are sometimes not required to be reported. See "Contributions of Personal Services" in this guide.) Texas Ethics Commission Page 6 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities Note: An individual may not accept a campaign contribution without an appointment of campaign treasurer on file with the proper filing authority. CAMPAIGN EXPENDITURES A campaign expenditure is a payment or an agreement to make a payment in connection with a campaign for an elective office. • Paying a filing fee in connection with an application for a place on a ballot is a campaign expenditure. • Purchasing stationery for fund-raising letters is a campaign expenditure. • Renting a field to hold a campaign rally is a campaign expenditure. • Paying people to put up yard signs in connection with an election is a campaign expenditure. Note: An individual may not make a campaign expenditure unless he or she has a campaign treasurer appointment on file with the proper filing authority. OFFICEHOLDER CONTRIBUTIONS The provision of or a promise to provide goods or services to an officeholder that is intended to defray expenses in connection with an officeholder's duties or activities is an officeholder contribution if the expenses are not reimbursable with public money. A contribution of goods or services is an "in-kind" officeholder contribution. A loan from an incorporated financial institution that has been in business for more than a year is not considered a contribution, but an officeholder must report any such loans made for officeholder purposes. An officeholder is not required to have a campaign treasurer appointment on file to accept officeholder contributions. An officeholder who does not have a campaign treasurer on file may not accept campaign contributions. OFFICEHOLDER EXPENDITURES A payment or agreement to pay certain expenses in connection with an officeholder's duties or activities is an officeholder expenditure if the expenses are not reimbursable with public money. An officeholder is not required to have a campaign treasurer appointment on file to make officeholder expenditures. An officeholder who does not have a campaign treasurer on file may not make campaign expenditures. CAMPAIGN EXPENDITURES BY OFFICEHOLDER An officeholder who has a campaign treasurer appointment on file may accept both campaign contributions and officeholder contributions and make both campaign expenditures and officeholder expenditures. On a report, there is no need for an officeholder who is a candidate to distinguish Texas Ethics Commission Page 7 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities between campaign contributions and officeholder contributions or between campaign expenditures and officeholder expenditures. Both campaign contributions and officeholder contributions are reported as"political contributions"and both campaign expenditures and officeholder expenditures are reported as "political expenditures." An officeholder who does not have a campaign treasurer on file may accept officeholder contributions and make officeholder expenditures but may not accept campaign contributions or make campaign expenditures. PERMISSIBLE USE OF POLITICAL CONTRIBUTIONS An officeholder may use officeholder contributions for campaign purposes if the officeholder has an appointment of campaign treasurer on file. Candidates and officeholders may not convert political contributions to personal use. See"Campaign Finance Restrictions"in this guide. USE OF POLITICAL FUNDS TO RENT OR PURCHASE REAL PROPERTY A candidate or officeholder is prohibited from using political funds to purchase real property or to pay the interest on or principal of a note for the purchase of real property. A candidate or officeholder may not knowingly make or authorize a payment from political funds for the rental or purchase of real property from: (1) a person related to the candidate or officeholder within the second degree of consanguinity or affinity as determined under Chapter 573,Government Code;or(2)a business in which the candidate or officeholder(or a person related to the candidate or officeholder within the second degree of consanguinity or affinity) has a participating interest of more than 10 percent, holds a position on the governing body, or serves as an officer. Elec. Code § 253.038 (a-1). This restriction applies to a payment made from political funds on or after September 1, 2007, without regard to whether the payment was made under a lease or other agreement entered into before that date. ACCEPTING CONTRIBUTIONS A candidate or officeholder must report contributions that he or she has accepted. Receipt is different from acceptance. A decision to accept a contribution must be made by the end of the reporting period during which the contribution is received. Failure to make a determination about acceptance or refusal. If a candidate or officeholder fails to make a timely determination to accept or refuse a contribution by the deadline,the contribution is considered to have been accepted. Returning refused contributions. If a candidate or officeholder receives a political contribution but does not accept it,he or she must return the contribution not later than the 30th day after the end of the reporting period in which the contribution was received. Otherwise, the contribution is considered to have been accepted. Texas Ethics Commission Page 8 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities REIMBURSEMENT FOR POLITICAL EXPENDITURES FROM PERSONAL FUNDS If a candidate or officeholder makes political expenditures from personal funds, he or she may use political contributions to reimburse himself or herself if the expenditures are properly reported either on the reporting schedule for loans or on the reporting schedule for political expenditures from personal funds. In order for a candidate or officeholder to use political contributions to reimburse his or her personal funds,the political expenditure from personal funds must be properly reported on the report covering the period in which the expenditures are made. A filed report may not be later corrected to indicate an intention to reimburse personal funds from political contributions. If a candidate or officeholder deposits personal funds in an account in which political contributions are held as permitted by section 253.0351(c) of the Election Code, the deposited amount must be reported as a loan and reimbursements to the candidate or officeholder may not exceed the amount reported as a loan. See"Campaign Expenditures from Personal Funds"in this guide for additional information. SEPARATE ACCOUNT REQUIRED A candidate or officeholder must keep political contributions in one or more accounts that are separate from any other account maintained by the candidate or officeholder. (There is no requirement to keep campaign contributions in a separate account from officeholder contributions.) INFORMATION REQUIRED ON REPORTS CONTRIBUTIONS A report must disclose the amount of each contribution or the value and nature of any in-kind contribution, as well as the name and address of the individual or political committee making the contribution, and the date of the contribution. (Detailed information about a contributor is not required to be reported if the contributor contributed $50 or less during the reporting period.) PLEDGES Promises to transfer money, goods, services, or other things of value are contributions. If a filer accepts such a promise, he or she must report it (along with the information required for other contributions) on the reporting schedule for "pledges." Once a pledge has been received, it is reported on the appropriate receipts schedule for the reporting period in which the pledge is received. A pledge that is actually received in the same reporting period in which the pledge was accepted shall be reported only on the appropriate receipts schedule. Note: A pledge is not a contribution unless it has been accepted. Example 1: In June a supporter promises that he will give Juan Garcia $1,000 in the last week before the November election. Juan accepts his promise. Juan must report the pledge on his July 15 report.Juan must also report a political contribution when the pledge is actually received. (Note: If Juan receives the pledge during the July semiannual reporting period then he does not report the Texas Ethics Commission Page 9 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities pledge and only reports a political contribution. Also, if he never receives the $1,000, he does not amend his report to delete the entry for the pledge.) Example 2: At a party, an acquaintance says to Juan, "I'd like to give you some money; call me at my office." Juan agrees to call. At this point,Juan has accepted nothing and has nothing to report. Juan has not agreed to accept money; he has merely agreed to call. LOANS Loans made for campaign or officeholder purposes are reportable. A filer must report the amount of a loan, the date the loan is made, the interest rate, the maturity date, the type of collateral, and the name and address of the lender. The filer must also report the name, address,principal occupation, and employer of any guarantor and the amount guaranteed by the guarantor. (Detailed information is not required if a particular lender lent $50 or less during a reporting period.) If a candidate or officeholder deposits personal funds in an account in which political contributions are held as permitted by section 253.0351(c)of the Election Code,the deposited amount must be reported as a loan. See"Campaign Expenditures from Personal Funds"in this guide for additional information. Note: A loan from an incorporated financial institution that has been in business for more than one year is not a contribution. Other loans are considered to be contributions. This distinction is important because of the prohibition on contributions from banks and certain other financial institutions. See"Campaign Finance Restrictions"in this guide. All loans are reported on the same schedule,regardless of whether they are contributions. Additionally,the forgiveness of a loan is a reportable in-kind contribution. See Ethics Commission Rules § 20.64. CONTRIBUTIONS OF PERSONAL SERVICES A political contribution consisting of an individual's personal services is not required to be reported if the individual receives no compensation from any source for the services. CONTRIBUTIONS OF PERSONAL TRAVEL A political contribution consisting of personal travel expense incurred by an individual is not required to be reported if the individual receives no reimbursement for the expense. CONTRIBUTIONS FROM OUT-OF-STATE POLITICAL COMMITTEES There are restrictions on contributions from out-of-state political committees. The fact that a political committee has a mailing address outside of Texas does not mean that the committee is an out-of-state political committee for purposes of these restrictions. A political committee that has a campaign treasurer appointment on file in Texas is not an out-of-state political committee for purposes of these restrictions. Contributions over$500 in a reporting period. Before accepting more than$500 in a reporting period from an out-of-state committee, a candidate or officeholder must obtain either(1) a written statement, certified by an officer of the out-of-state political committee, listing the full name and address of each person who contributed more than $100 to the out-of-state political committee during the 12 months immediately preceding the contribution, or (2) a copy of the out-of-state Texas Ethics Commission Page 10 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities political committee's statement of organization filed as required by law with the Federal Election Commission and certified by an officer of the out-of-state committee. This documentation must be included with the report of contributions and expenditures for the period in which the contribution was received. Contributions of$500 or less in a reporting period. For a contribution of$500 or less from an out-of-state committee in a reporting period,there is no requirement to obtain documentation before accepting the contribution. But there is a requirement to include certain documentation with the report of the contribution. The report must include either (1) a copy of the out-of-state political committee's statement of organization filed as required by law with the Federal Election Commission and certified by an officer of the out-of-state committee,or(2)the committee's name, address,and phone number;the name of the person appointing the committee's campaign treasurer; and the name, address, and phone number of the committee's campaign treasurer. EXPENDITURES A filer must report any campaign expenditure (regardless of whether it is made from political contributions or from personal funds)and any political expenditure(campaign or officeholder)from political contributions(regardless of whether the expenditure is a political expenditure). A filer must also report unpaid incurred obligations. See"Unpaid Incurred Obligations"in this guide. If the total expenditures to a particular payee do not exceed$100 during the reporting period,a filer may report those expenditures as part of a lump sum. Otherwise,a filer must report the date of an expenditure, the name and address of the person to whom the expenditure is made, and the purpose of the expenditure. UNPAID INCURRED OBLIGATIONS An expenditure that is not paid during the reporting period in which the obligation to pay the expenditure is incurred shall be reported on the Unpaid Incurred Obligations Schedule for the reporting period in which the obligation to pay is incurred. The use of political contributions to pay an expenditure previously disclosed on an Unpaid Incurred Obligations Schedule shall be reported on the appropriate disbursements schedule for the reporting period in which the payment is made. The use of personal funds to pay an expenditure previously disclosed on an Unpaid Incurred Obligations Schedule shall be reported on the Political Expenditure Made from Personal Funds Schedule for the reporting period in which the payment is made. EXPENDITURES MADE BY CREDIT CARD An expenditure made by a credit card must be reported on the Expenditures Made to Credit Card Schedule for the reporting period in which the expenditure is made. The report must identify the vendor who receives the payment from the credit card company. The use of political contributions to make a payment to a credit card company must be reported on the appropriate disbursements schedule for the reporting period in which the payment is made and Texas Ethics Commission Page 11 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities identify the credit card company receiving the payment. The use of personal funds to make a payment to a credit card company must be reported on the Political Expenditure Made from Personal Funds Schedule for the reporting period in which the payment is made and identify the credit card company receiving the payment. CAMPAIGN EXPENDITURES FROM PERSONAL FUNDS A candidate must report all campaign expenditures, whether made from political contributions or from personal funds. In order to use political contributions to reimburse himself or herself for campaign expenditures from personal funds, the candidate must properly report the expenditures either on the reporting schedule for loans or on the reporting schedule for political expenditures from personal funds. If the candidate does not indicate the intention to seek reimbursement on that report, he or she may not later correct the report to permit reimbursement. If a candidate or officeholder deposits personal funds in an account in which political contributions are held as permitted by section 253.0351(c) of the Election Code, the deposited amount must be reported as a loan on Schedule E. Political expenditures made from that loan, and any subsequent expenditures to reimburse the candidate or officeholder, must be reported on Schedule F 1. The reimbursement may not exceed the amount reported as a loan. Any unexpended funds from such a loan are required to be included in the total amount of political contributions maintained as of the last day of the reporting period. Note: Personal funds deposited in an account in which political contributions are held are subject to the personal use restrictions. OFFICEHOLDER EXPENDITURES FROM PERSONAL FUNDS An officeholder is not required to report officeholder expenditures made from personal funds unless he or she intends to be reimbursed from political contributions. This rule applies regardless of whether an officeholder has an appointment of campaign treasurer on file. In order for an officeholder to use political contributions to reimburse an officeholder expenditure from personal funds,the officeholder must properly report the expenditures either on the reporting schedule for loans or on the reporting schedule for political expenditures from personal funds. If the officeholder does not indicate the intention to seek reimbursement, he or she may not later correct the report to permit reimbursement. If a candidate or officeholder deposits personal funds in an account in which political contributions are held as permitted by section 253.0351(c) of the Election Code, the deposited amount must be reported as a loan on Schedule E. Political expenditures made from that loan, and any subsequent expenditures to reimburse the candidate or officeholder, must be reported on Schedule F I. The reimbursement may not exceed the amount reported as a loan. Any unexpended funds from such a loan are required to be included in the total amount of political contributions maintained as of the last day of the reporting period. Note: Personal funds deposited in an account in which political contributions are held are subject to the personal use restrictions. Texas Ethics Commission Page 12 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities DIRECT EXPENDITURES A direct campaign expenditure is "a campaign expenditure that does not constitute a campaign contribution by the person making the expenditure." As a practical matter, a direct campaign expenditure is an expenditure to support a candidate incurred without the candidate's prior consent or approval. If a candidate or officeholder makes a direct campaign expenditure to support another candidate or officeholder,the expenditure must be included on the reporting schedule for political expenditures, and the report must indicate that the expenditure was a direct campaign expenditure. SUPPORTING POLITICAL COMMITTEES A political committee that accepts political contributions or makes political contributions on behalf of a candidate or officeholder is required to give the candidate or officeholder notice of that fact. The candidate or officeholder must report the receipt of such a notice on the report covering the period in which he or she receives the notice. PAYMENTS TO A BUSINESS OF THE CANDIDATE OR OFFICEHOLDER A candidate or officeholder is required to report payments from political funds to a business in which the candidate or officeholder has a participating interest of more than 10 percent;a position on the governing body of the business; or a position as an officer of a business. A candidate or officeholder may not make a payment to such a business if the payment is for personal services rendered by the candidate or officeholder or by the spouse or dependent child of the candidate or officeholder. (Nor may a candidate or officeholder use political contributions to pay directly for such personal services.) Other payments to such a business are permissible only if the payment does not exceed the amount necessary to reimburse the business for actual expenditures made by the business. See generally Ethics Advisory Opinion No. 35 (1992). A candidate or officeholder may not make or authorize a payment from political funds for the rental or purchase of real property from such a business. See"Use of Political Funds to Rent or Purchase Real Property"in this guide. INTEREST EARNED AND OTHER CREDITS/GAINS/REFUNDS For reports due on or after September 28, 2011, a candidate or officeholder is required to disclose information regarding the following types of activity from political contributions: • any credit, interest, rebate, refund, reimbursement, or return of a deposit fee resulting from the use of a political contribution or an asset purchased with a political contribution, the amount of which exceeds $100; • any proceeds of the sale of an asset purchased with a political contribution, the amount of which exceeds $100; and Texas Ethics Commission Page 13 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities • any other gain from apolitical contribution,the amount of which exceeds$100. A candidate or officeholder must use Schedule K to report such information. Although you are not required to do so,you may also report any credit/gain/ref ind or interest that does not exceed$100 in the period on this schedule. (Previously, this was an optional schedule because a candidate or officeholder was not required to report this information.)A candidate or officeholder may not use interest and other income from political contributions for personal purposes.Political expenditures made from such income must be reported on the expenditures schedule. PURCHASE OF INVESTMENTS A candidate or officeholder must report any investment purchased with a political contribution,the amount of which exceeds$100. This information must be disclosed on Schedule F3 of the campaign finance report. TOTAL POLITICAL CONTRIBUTIONS MAINTAINED The law requires you to disclose the total amount of political contributions accepted, including interest or other income on those contributions, maintained in one or more accounts in which political contributions are deposited as of the last day of the reporting period. The"total amount of political contributions maintained"includes:the total amount of political contributions maintained in one or more accounts, including the balance on deposit in banks, savings and loan institutions and other depository institutions; the present value of any investments that can be readily converted to cash, such as certificates of deposit,money market accounts, stocks,bonds,treasury bills, etc.; and the balance of political contributions accepted and held in any online fundraising account over which the filer can exercise control by making a withdrawal, expenditure, or transfer. 1 T.A.C. § 20.50. The total amount of political contributions maintained does NOT include personal funds that the filer intends to use for political expenditures, unless the personal funds have been disclosed as a loan to your campaign and deposited into an account in which political contributions are held as permitted by section 253.0351(c)of the Election Code. Any unexpended funds from such a loan are required to be included in the total amount of political contributions maintained as of the last day of the reporting period. Note: Personal funds deposited in an account in which political contributions are held are subject to the personal use restrictions. TIME OF ACCEPTING CONTRIBUTION A filer must report the date he or she accepts a political contribution. The date of receipt may be different from the date of acceptance. See "Accepting Contributions" in this guide. TIME OF MAKING EXPENDITURE For reporting purposes, an expenditure is made when the amount of the expenditure is readily determinable. An expenditure that is not paid during the reporting period in which the obligation to pay is incurred must be reported on the reporting schedule for"Unpaid Incurred Obligations,"and then reported again on the appropriate expenditure schedule when payment is actually made. If a filer cannot determine the amount of an expenditure until a periodic bill,the date of the expenditure is the date the bill is received. Texas Ethics Commission Page 14 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities Credit Card Expenditures. For purposes of 30 day and 8 day pre-election reports,the date of an expenditure made by a credit card is the date of the purchase,not the date of the credit card bill. For purposes of other reports, the date of an expenditure made by a credit card is the date of receipt of the credit card statement that includes the expenditure. For additional information regarding how to report expenditures made by credit card,see "Expenditures Made by Credit Card" in this guide. PREPARING REPORTS FORMS Reporting forms are available at http://www.ethics.state.tx.us on the Internet. An individual who is both a candidate and an officeholder files one report for each reporting period and is not required to distinguish between campaign activity and officeholder activity. SIGNATURE REQUIRED The candidate or officeholder, not the campaign treasurer, must sign reports. FILING DEADLINES The next section of this guide explains the types of reports candidates and officeholders are required to file. Annual filing schedules are available at http://www.ethics.state.tx.us on the Internet. Note: Deadlines for filing reports for special elections or runoff elections will not be listed on the filing schedule. Call the Ethics Commission for specific information in these cases. PERIODS COVERED BY REPORTS Each report covers activity during a specific time period. Generally, a report begins where the last report ended. For a candidate's first report, the beginning date will be the date the campaign treasurer appointment was filed.For an officeholder who is appointed to an elective office and who did not have a campaign treasurer appointment on file at the time of the appointment,the beginning date for the first report will be the date the officeholder took office. Generally,there should not be gaps between the periods covered or overlapping time periods. See"Reports"below for information about filing deadlines and periods covered by reports. DEADLINE ON WEEKEND OR HOLIDAY If the due date for a report falls on a Saturday, Sunday,or legal holiday,the report is due on the next regular business day. 5 P.M. DEADLINE The deadline for filing a report is 5 p.m. on the due date. Texas Ethics Commission Page 15 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities DELIVERY BY MAIL OR OTHER CARRIER For most reporting deadlines, a document is considered timely filed if it is properly addressed with postage or handling charges prepaid and bears a postmark or receipt mark of a common or contract carrier indicating a time on or before the deadline. Pre-Election Reports. A report due 30 days before an election and a report due 8 days before an election must be received by the appropriate filing authority no later than the report due date to be considered filed on time. RETENTION OF RECORDS USED FOR REPORTS A filer must keep records of all information used to prepare a report of contributions and expenditures,including,for example,receipts or ledgers of contributions and expenditures. A filer must maintain the records for two years after the deadline for the report. REPORTS SEMIANNUAL REPORTS Generally,candidates and officeholders are required to file reports of contributions and expenditures by January 15 and July 15 of each year. The reports filed on these dates are known as semiannual reports. These reports must be filed even if there is no activity to report for the period covered. However, there is an exception to this requirement for officeholders who file with a local filing authority,do not have a campaign treasurer appointment on file,and do not accept more than$500 in officeholder contributions or make more than $500 in officeholder expenditures during the period covered by the report. REPORTS DUE 30 DAYS AND 8 DAYS BEFORE AN ELECTION An opposed candidate in an upcoming election must file reports of contributions and expenditures 30 days and 8 days before the election. Each of these pre-election reports must be received by the appropriate filing authority no later than the report due date. (A person who has elected modified reporting and who remains eligible for modified reporting is not required to file these reports. See "Modified Reporting" in this guide.) An opposed candidate is a candidate who has an opponent whose name is printed on the ballot. If a candidate's only opposition is a write-in candidate,that candidate is considered unopposed for filing purposes. (Note: A write-in candidate who accepts political contributions or makes political expenditures is subject to the reporting requirements discussed in this guide.) The report that is due 30 days before the election covers the period that begins on the first day after the period covered by the last required report and ends the 40th day before the election. If this is a filer's first required report, the period covered by the report begins on the day the filer filed a campaign treasurer appointment. The report that is due 8 days before the election covers the period that begins on the first day after the period covered by the last required report and ends on the 1 Oth day before the election. Texas Ethics Commission Page 16 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities REPORT DUE 8 DAYS BEFORE A RUNOFF ELECTION A candidate in a runoff must file a report 8 days before the runoff election. A runoff report must be received by the appropriate filing authority no later than the report due date. (A candidate who has elected modified reporting and who remains eligible for modified reporting is not required to file this report. See "Modified Reporting"below.) This report covers a period that begins either the first day after the period covered by the last required report or the day the filer filed a campaign treasurer appointment(if this is the filer's first report of contributions and expenditures). The period covered by the runoff report ends the 1 Oth day before the runoff election. MODIFIED REPORTING On the campaign treasurer appointment form,there is an option to choose modified reporting for the next election cycle. Modified reporting excuses an opposed candidate from filing reports 30 days and 8 days before an election and 8 days before a runoff. An opposed candidate is eligible for modified reporting only if the candidate does not intend to exceed either $500 in contributions or $500 in expenditures (excluding filing fees) in connection with an election. If an opposed candidate selects modified reporting but exceeds a threshold before the 30th day before the election, the candidate must file reports 30 days and 8 days before the election. If an opposed candidate selects modified reporting but exceeds the$500 threshold for contributions or expenditures after the 30th day before the election,the filer must file a report within 48 hours of exceeding the threshold. (The filer must meet this deadline even if it falls on a weekend or a holiday.) At that point,the filer is no longer eligible for modified reporting and must file according to the regular filing schedule. A selection to file on the modified reporting schedule lasts for an entire election cycle. In other words, the selection is valid for a primary, a primary runoff, and a general election(as long as the candidate does not exceed one of the $500 thresholds). A candidate must submit an amended campaign treasurer appointment(FORM ACTA)to select modified reporting for a different election cycle. "15TH DAY AFTER APPOINTMENT OF CAMPAIGN TREASURER BY AN OFFICEHOLDER" REPORT An officeholder must file a report after filing a campaign treasurer appointment. (A report is not required after a change in campaign treasurers.) This report of contributions and expenditures is due no later than 15 days after the campaign treasurer appointment was filed. The report must cover the period that begins the day after the period covered by the last required report. The period ends on the day before the campaign treasurer appointment was filed. (Note: A person who is appointed to elective office may not have filed any previous reports. In that case, the beginning date for the report due 15 days after the campaign treasurer appointment is the date the officeholder took office.) The report is not required if the officeholder did not accept more than$500 in contributions or make more than $500 in expenditures by the end of the reporting period. Texas Ethics Commission Page 17 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities FINAL REPORT See "Ending Filing Obligations"below. ANNUAL REPORT OF UNEXPENDED CONTRIBUTIONS See "Ending Filing Obligations"below. FINAL DISPOSITION OF UNEXPENDED CONTRIBUTIONS REPORT See "Ending Filing Obligations"below. Things to Remember • An officeholder must file semiannual reports for any period during which he or she is an officeholder. (There is an exception to this rule for officeholders who do not have a campaign treasurer appointment on file and who do not accept more than$500 in political contributions or make more than$500 in political expenditures during the period covered by the report.) • An opposed candidate in an election must file reports of contributions and expenditures 30 days and 8 days before the election,unless the candidate has selected(and remains eligible for)modified reporting. An opposed candidate who has not selected modified reporting must also file a report 8 days before a runoff election. A report due 30 days before an election and a report due 8 days before an election must be received by the appropriate filing authority no later than the report due date. • An unopposed candidate is not required to file reports 30 days before an election or 8 days before an election but is required to file semiannual reports. • A candidate who selects modified reporting must file semiannual reports. • A filer who selects modified reporting for one election cycle will be required to file on the regular reporting schedule for the next election cycle unless the filer submits an amended campaign treasurer appointment selecting modified reporting for the next election cycle. ENDING FILING OBLIGATIONS FINAL REPORT If a filer expects to accept no further political contributions and to make no further political expenditures and if the filer expects to take no further action to get elected to a public office,the filer may file a final report. Filing a final report terminates a filer's campaign treasurer appointment and relieves the filer from any additional filing obligations as a candidate. (Note: A candidate who does not have a campaign treasurer appointment on file may still be required to file a personal financial statement in accordance with chapter 572 of the Government Code or chapter 159 of the Local Texas Ethics Commission Page 18 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities Government Code.) If the filer is an officeholder, the filer will still be subject to the filing requirements applicable to officeholders. A filer who is not an officeholder at the time of filing a final report and who has surplus political funds or assets will be required to file annual reports of unexpended contributions and a report of final disposition of unexpended contributions. See "Annual Report of Unexpended Contributions" and "Report of Final Disposition of Unexpended Contributions"below. A filer who intends to continue accepting contributions to pay campaign debts should not terminate his or her campaign treasurer appointment. An individual must have a campaign treasurer appointment on file to accept contributions to offset campaign debts or to pay campaign debts. Terminating a campaign treasurer appointment does not relieve a filer of responsibility for any delinquent reports or outstanding civil penalties. ANNUAL REPORT OF UNEXPENDED CONTRIBUTIONS The following individuals must file annual reports of unexpended contributions: • a former officeholder who did not have a campaign treasurer appointment on file at the time of leaving office and who retained any of the following after filing his or her last report: political contributions, interest or other income from political contributions, or assets purchased with political contributions or interest or other income from political contributions. • a former candidate(a person who previously had a campaign treasurer appointment on file) who was not an officeholder at the time of filing a final report and who retained any of the following at the time of filing a final report: political contributions, interest or other income from political contributions, or assets purchased with political contributions. Annual reports are due not earlier than January 1 and not later than January 15 of each year. An annual report (FORM C/OH-UC) must contain the following information: (1) information about expenditures from or disposition of surplus funds or assets; (2) the amount of interest or other income earned on surplus funds during the previous year; and(3) the total amount of surplus funds and assets at the end of the previous year. The obligation to file annual reports ends when the former candidate or officeholder files a report of final disposition of unexpended contributions. REPORT OF FINAL DISPOSITION OF UNEXPENDED CONTRIBUTIONS A former candidate or former officeholder who has disposed of all surplus funds and assets must file a report of final disposition of unexpended contributions. This report may be filed as soon as all funds have been disposed of. A former candidate or former officeholder has six years from the date of filing a final report or leaving office(whichever is later)to dispose of surplus funds and assets. The latest possible date for filing a report of unexpended contributions is 30 days after the end of that six-year period. Texas Ethics Commission Page 19 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities At the end of the six-year period,a former candidate or officeholder must dispose of surplus assets or funds in one of the following ways: • The former candidate or officeholder may give them to the political party with which he or she was affiliated when last on the ballot; • The former candidate or officeholder may contribute them to a candidate or a political committee. (This triggers a requirement to file a report of the contribution.); • The former candidate or officeholder may give them to the comptroller for deposit in the state treasury to be used to finance primary elections; • The former candidate or officeholder may give them to one or more contributors,but the total returned to any person may not exceed the aggregate amount accepted from that person during the last two years during which the former candidate or officeholder accepted political contributions; • The former candidate or officeholder may give them to certain charitable organizations;or • The former candidate or officeholder may give them to a public or private post-secondary educational institution or an institution of higher education as defined by section 61.003(8),Education Code,for the purpose of assisting or creating a scholarship program. Things to Remember • Anyone who has an appointment of campaign treasurer on file must file periodic reports of campaign contributions and expenditures. • An individual who expects no further reportable activity in connection with his or her candidacy, files a final report and thereby terminates his or her campaign treasurer appointment. (Note: A candidate who does not have a campaign treasurer appointment on file may still be required to file a personal financial statement in accordance with chapter 572 of the Government Code or chapter 159 of the Local Government Code.) • An officeholder may be required to file semiannual reports even if he or she does not have a campaign treasurer appointment on file. A local officeholder who has not accepted more than$500 in contributions or made more than$500 in expenditures in a semiannual period since terminating his or her campaign treasurer appointment is not required to file a semiannual report for that period. PENALTIES FOR REPORTING VIOLATIONS Any citizen may file a criminal complaint with the district attorney,a civil complaint with the Ethics Commission, or a civil action against a candidate or officeholder for violations of title 15. Any penalty stemming from such complaints would be assessed against the candidate or officeholder,not the campaign treasurer. Texas Ethics Commission Page 20 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities CAMPAIGN FINANCE RESTRICTIONS Chapter 253 of the Election Code contains a number of restrictions regarding the acceptance and use of political contributions, including the following: 1. An individual may not accept a campaign contribution or make a campaign expenditure (including a campaign expenditure from personal funds) without a campaign treasurer appointment on file. Elec. Code § 253.031. An officeholder may accept officeholder contributions and make officeholder expenditures regardless of whether he or she has a campaign treasurer appointment on file. 2. Political contributions from labor organizations and from most corporations are prohibited. Elec. Code § 253.091, et seq. Partnerships that include one or more corporate partners are subject to the prohibition. 3. Certain documentation must be obtained in order to accept contributions from an out-of- state political committee. Elec. Code § 253.032. See "Contributions From Out-of-State Political Committees" in this guide. 4. Cash contributions of more than$100 in the aggregate from one contributor in a reporting period are prohibited. (Here "cash" means coins and currency, not checks.) Elec. Code § 253.033. 5. The use of political contributions to purchase real property is prohibited. There is also a restriction on the use of political funds to rent or purchase real property from a person related to the candidate or officeholder within the second degree of consanguinity or affinity or from a business in which the candidate or officeholder or such a relative has a participating interest of more than 10 percent, holds a position on the governing body, or serves as an officer. Elec. Code § 253.038. 6. Texas law does not allow anonymous contributions. Also,reports must disclose the actual source of a contribution, not an intermediary. Elec. Code § 253.001. 7. Personal use of political contributions is prohibited. Elec. Code § 253.035. 8. A candidate or officeholder may not use political contributions to pay for personal services rendered by the candidate or officeholder or by the spouse, or dependent children of the candidate or officeholder. There are also restrictions of a candidate's or officeholder's use of political contributions to make payments to a business in which the candidate or officeholder holds a participating interest of more than 10 percent, a position on the governing body of the business, or a position as an officer of the business. See Ethics Advisory Opinion No. 35 (1992)(regarding the combined effect of this prohibition and the prohibition on corporate contributions). Elec. Code § 253.041. There are restrictions on the use of political contributions to reimburse political expenditures from personal funds. See "Reimbursement for Political Expenditures from Personal Funds," in this guide. Texas Ethics Commission Page 21 Revised 11/15/2017 Campaign Finance Guide for Candidates and Officeholders Who File with Local Filing Authorities 9. A candidate, officeholder, or political committee may not accept political contributions in the Capitol or in the Capitol Extension. Effective September 1, 2009, a candidate, officeholder, or political committee also may not accept political contributions in a courthouse. "Courthouse" means any building owned by the state, a county, or a municipality,or an office or part of a building leased to the state,a county,or a municipality, in which a justice or judge sits to conduct court proceedings. Elec. Code § 253.039. 10. Federal law generally prohibits the acceptance of contributions from foreign sources. Contact the Federal Election Commission for more detailed information. Texas Ethics Commission Page 22 Revised 11/15/2017 2020 UNIFORM ELECTION DATES p•�E' F TEXAS ETHICS COMMISSION W x 9 2020 FILING SCHEDULE FOR REPORTS DUE IN CONNECTION WITH ELECTIONS HELD ON UNIFORM ELECTION DATES This is a filing schedule for reports to be filed in connection with elections held on uniform election dates in May and November. Examples of elections held on uniform election dates are elections for school board positions and city offices. The uniform election dates in 2020 are May 2 and November 3. Candidates and officeholders must file semiannual reports(due on January 15,2020, and July 15,2020). In addition,a candidate who has an opponent on the ballot in an election held on a uniform election date must file two pre-election reports (unless the candidate has elected modified reporting). The campaign treasurer of a political committee that is involved in an election held on a uniform election date must also file pre-election reports (unless the committee is a general-purpose political committee that files monthly or a specific- purpose political committee that files on the modified reporting schedule). This schedule sets out the due dates for pre- election reports in connection with elections on uniform election dates. Please consult the 2020 REGULAR FILING SCHEDULE FOR GENERAL-PURPOSE POLITICAL COMMITTEES (GPAC), COUNTY EXECUTIVE COMMITTEES (CEC), AND SPECIFIC-PURPOSE POLITICAL COMMITTEES (SPAC) for a complete listing of political committee deadlines. Candidates for and officeholders in local offices regularly filled at the general election for state and county officers(the November election in even-numbered years) should use the 2020 FILING SCHEDULE FOR CANDIDATES AND OFFICEHOLDERS FILING WITH THE COUNTY CLERK OR ELECTIONS ADMINISTRATOR. EXPLANATION OF THE FILING SCHEDULE CHART COLUMN I: REPORT DUE DATE-This is the date by which the report must be filed. If the due date for a report falls on a Saturday, Sunday, or legal holiday, the report is due on the next regular business day. This schedule shows the extended deadline where applicable. A report transmitted to the Texas Ethics Commission over the Internet is considered timely filed if it is transmitted by midnight, Central Time Zone, on the night of the filing deadline. For most filing deadlines, a report filed on paper is considered timely filed if it is deposited with the U.S. Post Office or a common or contract carrier properly addressed with postage and handling charges prepaid,or hand-delivered to the filing authority by the filing deadline. Pre-Election Reports: A report due 30 days before an election and a report due 8 days before an election must be received by the appropriate filing authority no later than the report due date to be considered timely filed. COLUMN II:TYPE OF REPORT(WHO FILES)-This column gives the report type and explains which reporting form to use and which filers are required to file the report. COLUMN III:BEGINNING DATE OF PERIOD COVERED-This column sets out the beginning date of the time period covered by the report. Use the latest one of the applicable dates. The "date of campaign treasurer appointment" is the beginning date only for the first report filed after filing a campaign treasurer appointment. For officeholders recently appointed to an elective office,the beginning date for the first report will be the date the officeholder took office,provided that he or she was not already filing as an officeholder or candidate at the time of the appointment. (NOTE: If you are ever confused about the beginning date for a required report,remember this rule: There should never be gaps between reporting periods and, generally,there should not be overlaps.) COLUMN IV: ENDING DATE OF PERIOD COVERED - This column sets out the ending date of the time period covered by the report. The report must include reportable activity occurring on the ending date. Please consult the CAMPAIGN FINANCE GUIDE FOR CANDIDATES AND OFFICEHOLDERS WHO FILE WITH LOCAL FILING AUTHORITIES or the CAMPAIGN FINANCE GUIDE FOR POLITICAL COMMITTEES for further information. 2020 UNIFORM ELECTION DATES 1 October 2019 COLUMN I COLUMN II COLUMN III COLUMN IV DUE DATE TYPE OF REPORT BEGINNING DATE OF ENDING DATE (WHO FILES) PERIOD COVERED OF PERIOD COVERED Wednesday, January semiannual July 1, 2019, or December 31, 2019 January 15, 2020 [FORM C/OH] (all local the date of campaign candidates and officeholders, except for officeholders who do treasurer appointment, or not have a campaign treasurer the day after the date the last appointment on file and who do report ended. not exceed$500 in contributions or expenditures for the reporting period) [FORM GPAC] (all GPACs) [FORM SPAC] (all SPACs) Wednesday, Annual report of unexpended January 1, 2019, or December 31, 2019 January 15, 2020 contributions [FORM C/OH-UC] the day after the date the (former candidates and former final report was filed. officeholders who have filed a final report and who retained unexpended contributions or assets purchased with contributions) REPORTS DUE BEFORE THE MAY 2, 2020, UNIFORM ELECTION Thursday, 30th day before the May 2,2020, January 1, 2020,or March 23, 2020 April 2,2020 uniform election the date of campaign treasurer NOTE: This report [FORM C/OH] (all local candidates appointment,or must be received by who have an opponent on the ballot the appropriate filing in the May 2 election and who do the day after the date the last authority no later not file on the modified reporting report ended. than April 2,2020. schedule) [FORM GPAC] (all GPACs that are involved in the May 2 election) [FORM SPAC] (all SPACs that do not file on the modified reporting schedule and that supported or opposed an opposed candidate or a measure in the May 2 election) NOTE: A political committee must file pre-election reports if the committee is involved in the election during each pre-election reporting period. A political committee must file an 8-day pre-election report if the committee filed a 30-day pre-election report,even if there is no activity to report during the 8-day reporting period.The campaign treasurer of a political committee may be required to file 30-day and 8-day pre-election reports in connection with elections not listed on this schedule. 2020 UNIFORM ELECTION DATES 2 October 2019 COLUMN I COLUMN II COLUMN III COLUMN IV DUE DATE TYPE OF REPORT BEGINNING DATE OF ENDING DATE (WHO FILES) PERIOD COVERED OF PERIOD COVERED Friday, 8th day before May 2, 2020, March 24, 2020, or April 22, 2020 April 24,2020 uniform election the date of campaign NOTE: Daily pre- NOTE: This report [FORM C/OH] (all local treasurer appointment, or election reports of must be received by candidates who have an opponent contributions the appropriate on the ballot in the May 2 election the day after the date the last accepted and direct filing authority no and who do not file on the report ended. campaign later than April 24, modified reporting schedule) expenditures made 2020. after April 22, 2020, [FORM GPAC] (all GPACs that may be required. filed a"30th Day Before Election Please consult the Report"or that are involved in the Campaign Finance May 2 election) Guide for further information. [FORM SPAC] (all SPACs that do not file on the modified reporting schedule and that filed a "30th Day Before Election Report" or that supported or opposed an opposed candidate or a measure in the May 2 election) Wednesday, July semiannual January 1, 2020, or June 30, 2020 July 15, 2020 [FORM C/OH] (all local the date of campaign candidates and officeholders, treasurer appointment, or except for officeholders who do not have a campaign treasurer the day after the date the last appointment on file and who do report ended. not exceed$900 in contributions or expenditures for the reporting period) [FORM GPAC] (all GPACs) [FORM SPAC] (all SPACs) NOTE: A political committee must file pre-election reports if the committee is involved in the election during each pre- election reporting period. A political committee must file an 8-day pre-election report if the committee filed a 30-day pre-election report,even if there is no activity to report during the 8-day reporting period.The campaign treasurer of a political committee may be required to file 30-day and 8-day pre-election reports in connection with elections not listed on this schedule. 2020 UNIFORM ELECTION DATES 3 October 2019 COLUMN I COLUMN II COLUMN III COLUMN IV DUE DATE TYPE OF REPORT BEGINNING DATE OF ENDING DATE (WHO FILES) PERIOD COVERED OF PERIOD COVERED REPORTS DUE BEFORE THE NOVEMBER 3, 2020, UNIFORM ELECTION Monday, 30th day before the November 3, July 1, 2020, or September 24, 2020 October 5, 2020 2020,uniform election [FORM C/OH] (all local the date of campaign Deadline is extended treasurer appointment, or because of weekend. candidates who have an opponent on the ballot in the November 3 the day after the date the last NOTE: This report election and who do not file on the report ended. must be received by modified reporting schedule) the appropriate [FORM GPAC] (all GPACs that filing authority no are involved in the November 3 later than October 5, election) 2020. [FORM SPAC] (all SPACs that do not file on the modified reporting schedule and that supported or opposed an opposed candidate or a measure in the November 3 election) Monday, 8th day before the November 3, September 25, 2020, or October 24, 2020 October 26, 2020 2020, uniform election [FORM C/OH] (all local the date of campaign NOTE: Daily pre- NOTE: This report candidates who have an opponent treasurer appointment, or election reports of must be received by contributions election and who do not file on the the appropriate e the ballot in the November 3 the day after the date the last accepted and direct filing authority no el report ended. campaign later than October modified reporting schedule) expenditures made 26,2020. [FORM GPAC] (all GPACs that after October 24, filed a"30th Day Before Election 2020, may be Report" or that are involved in the required. Please November 3 election) consult the [FORM SPAC] (all SPACs that Campaign Finance do not file on the modified Guide for further reporting schedule and that filed a information. "30th Day Before Election Report" or that supported or opposed an opposed candidate or a measure in the November 3 election) NOTE: A political committee must file pre-election reports if the committee is involved in the election during each pre- election reporting period. A political committee must file an 8-day pre-election report if the committee filed a 30-day pre-election report,even if there is no activity to report during the 8-day reporting period.The campaign treasurer of a political committee may be required to file 30-day and 8-day pre-election reports in connection with elections not listed on this schedule. 2020 UNIFORM ELECTION DATES 4 October 2019 COLUMN I COLUMN II COLUMN III COLUMN IV DUE DATE TYPE OF REPORT BEGINNING DATE OF ENDING DATE (WHO FILES) PERIOD COVERED OF PERIOD COVERED Friday, January semiannual July 1, 2020, or December 31, 2020 January 15,2021 [FORM C/OH] (all local the date of campaign candidates and officeholders, treasurer appointment, or except for officeholders who do not have a campaign treasurer the day after the date the last appointment on file and who do report ended. not exceed$900 in contributions or expenditures for the reporting period) [FORM GPAC] (all GPACs) [FORM SPAC] (all SPACs) Friday, Annual report of unexpended January 1, 2020, or December 31, 2020 January 15,2021 contributions the day after the date the [FORM C/OH-UC] final report was filed. (former candidates and former officeholders who have filed a final report and who retained unexpended contributions or assets purchased with contributions) N:\2020\Schedu1es\uniform.docx 2020 UNIFORM ELECTION DATES 5 October 2019 12/19/2019 ELECTION CODE CHAPTER 251.GENERAL PROVISIONS ELECTION CODE TITLE 15 . REGULATING POLITICAL FUNDS AND CAMPAIGNS CHAPTER 251 . GENERAL PROVISIONS SUBCHAPTER A. GENERAL PROVISIONS Sec . 251 . 001 . DEFINITIONS . In this title: (1) "Candidate" means a person who knowingly and willingly takes affirmative action for the purpose of gaining nomination or election to public office or for the purpose of satisfying financial obligations incurred by the person in connection with the campaign for nomination or election. Examples of affirmative action include: (A) the filing of a campaign treasurer appointment, except that the filing does not constitute candidacy or an announcement of candidacy for purposes of the automatic resignation provisions of Article XVI, Section 65, or Article XI, Section 11, of the Texas Constitution; (B) the filing of an application for a place on a ballot; (C) the filing of an application for nomination by convention; (D) the filing of a declaration of intent to become an independent candidate or a declaration of write-in candidacy; (E) the making of a public announcement of a definite intent to run for public office in a particular election, regardless of whether the specific office is mentioned in the announcement; (F) before a public announcement of intent, the making of a statement of definite intent to run for public office and the soliciting of support by letter or other mode of communication; (G) the soliciting or accepting of a campaign contribution or the making of a campaign expenditure; and (H) the seeking of the nomination of an executive committee of a political party to fill a vacancy. (2) "Contribution" means a direct or indirect transfer of money, goods, services, or any other thing of value and includes an agreement made or other obligation incurred, whether legally enforceable or not, to make a transfer. The term includes a loan or extension of credit, other than those expressly excluded by this subdivision, and a guarantee of a loan or extension of credit, including a loan described by this subdivision. The term does not include: https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.251.htm 1/9 12/19/2019 ELECTION CODE CHAPTER 251.GENERAL PROVISIONS (A) a loan made in the due course of business by a corporation that is legally engaged in the business of lending money and that has conducted the business continuously for more than one year before the loan is made; or (B) an expenditure required to be reported under Section 305 . 006 (b) , Government Code. (3) "Campaign contribution" means a contribution to a candidate or political committee that is offered or given with the intent that it be used in connection with a campaign for elective office or on a measure. Whether a contribution is made before, during, or after an election does not affect its status as a campaign contribution. (4) "Officeholder contribution" means a contribution to an officeholder or political committee that is offered or given with the intent that it be used to defray expenses that: (A) are incurred by the officeholder in performing a duty or engaging in an activity in connection with the office; and (B) are not reimbursable with public money. (5) "Political contribution" means a campaign contribution or an officeholder contribution. (6) "Expenditure" means a payment of money or any other thing of value and includes an agreement made or other obligation incurred, whether legally enforceable or not, to make a payment . (7) "Campaign expenditure" means an expenditure made by any person in connection with a campaign for an elective office or on a measure. Whether an expenditure is made before, during, or after an election does not affect its status as a campaign expenditure. (8) "Direct campaign expenditure" means a campaign expenditure that does not constitute a campaign contribution by the person making the expenditure. A campaign expenditure does not constitute a contribution by the person making the expenditure to a candidate or officeholder if the expenditure is made without the prior consent or approval of the candidate or officeholder on whose behalf the expenditure is made . A campaign expenditure made in connection with a measure does not constitute a contribution by the person making the expenditure if it is not made as a political contribution to a political committee supporting or opposing the measure. (9) "Officeholder expenditure" means an expenditure made by any person to defray expenses that: (A) are incurred by an officeholder in performing a duty or engaging in an activity in connection with the office; and https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.251.htm 2/9 12/19/2019 ELECTION CODE CHAPTER 251.GENERAL PROVISIONS (B) are not reimbursable with public money. (10) "Political expenditure" means a campaign expenditure or an officeholder expenditure. (11) "Reportable activity" means a political contribution, political expenditure, or other activity required to be reported under this title. (12) "Political committee" means two or more persons acting in concert with a principal purpose of accepting political contributions or making political expenditures . The term does not include a group composed exclusively of two or more individual filers or political committees required to file reports under this title who make reportable expenditures for a joint activity. (13) "Specific-purpose committee" means a political committee that does not have among its principal purposes those of a general-purpose committee but does have among its principal purposes : (A) supporting or opposing one or more: (i) candidates, all of whom are identified and are seeking offices that are known; or (ii) measures, all of which are identified; (B) assisting one or more officeholders, all of whom are identified; or (C) supporting or opposing only one candidate who is unidentified or who is seeking an office that is unknown. (14) "General-purpose committee" means a political committee that has among its principal purposes : (A) supporting or opposing: (i) two or more candidates who are unidentified or are seeking offices that are unknown; or (ii) one or more measures that are unidentified; or (B) assisting two or more officeholders who are unidentified. (15) "Out-of-state political committee" means a political committee that: (A) makes political expenditures outside this state; and (B) in the 12 months immediately preceding the making of a political expenditure by the committee inside this state (other than an expenditure made in connection with a campaign for a federal office or made for a federal officeholder) , makes 80 percent or more of the committee ' s total political expenditures in any combination of elections outside this state and federal offices not voted on in this state. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.251.htm 3/9 12/19/2019 ELECTION CODE CHAPTER 251.GENERAL PROVISIONS (16) "Political advertising" means a communication supporting or opposing a candidate for nomination or election to a public office or office of a political party, a political party, a public officer, or a measure that: (A) in return for consideration, is published in a newspaper, magazine, or other periodical or is broadcast by radio or television; or (B) appears : (i) in a pamphlet, circular, flier, billboard or other sign, bumper sticker, or similar form of written communication; or (ii) on an Internet website . (17) "Campaign communication" means a written or oral communication relating to a campaign for nomination or election to public office or office of a political party or to a campaign on a measure. (18) "Labor organization" means an agency, committee, or any other organization in which employees participate that exists for the purpose, in whole or in part, of dealing with employers concerning grievances, labor disputes, wages, rates of pay, hours of employment, or conditions of work. (19) "Measure" means a question or proposal submitted in an election for an expression of the voters ' will and includes the circulation and submission of a petition to determine whether a question or proposal is required to be submitted in an election for an expression of the voters ' will . (20) "Commission" means the Texas Ethics Commission. (21) "In-kind contribution" means a contribution of goods, services, or any other thing of value that is not money, and includes an agreement made or other obligation incurred, whether legally enforceable or not, to make the contribution. The term does not include a direct campaign expenditure. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept . 1, 1987; Acts 1991, 72nd Leg. , ch. 304, Sec. 5 . 01, eff. Jan . 1, 1992; Acts 2003, 78th Leg. , ch. 249, Sec. 2 . 01, eff. Sept . 1, 2003 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 1127 (H.B. 2586) , Sec. 1, eff. September 1, 2019 . Sec. 251 . 0015 . COMMUNICATION WITH CANDIDATE. For purposes of Section 251 . 001 (8) , communication between a person and a candidate, officeholder, or candidate ' s or officeholder' s agent is not evidence that https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.251.htm 4/9 12/19/2019 ELECTION CODE CHAPTER 251.GENERAL PROVISIONS the person obtained the candidate ' s or officeholder' s consent or approval for a campaign expenditure made after the communication by the person on behalf of the candidate or officeholder unless the communication establishes that: (1) the expenditure is incurred at the request or suggestion of the candidate, officeholder, or candidate ' s or officeholder' s agent; (2) the candidate, officeholder, or candidate ' s or officeholder' s agent is materially involved in decisions regarding the creation, production, or distribution of a campaign communication related to the expenditure; or (3) the candidate, officeholder, or candidate ' s or officeholder' s agent shares information about the candidate ' s or officeholder' s plans or needs that is : (A) material to the creation, production, or distribution of a campaign communication related to the expenditure; and (B) not available to the public. Added by Acts 2019, 86th Leg. , R. S . , Ch. 1127 (H.B. 2586) , Sec. 2, eff. September 1, 2019 . Sec. 251 . 0016 . COMMON VENDOR. A person using the same vendor as a candidate, officeholder, or political committee established or controlled by a candidate or officeholder is not acting in concert with the candidate, officeholder, or committee to make a campaign expenditure unless the person makes the expenditure using information from the vendor about the campaign plans or needs of the candidate, officeholder, or committee that is : (1) material to the expenditure; and (2) not available to the public. Added by Acts 2019, 86th Leg. , R. S . , Ch. 1127 (H.B. 2586) , Sec. 2, eff. September 1, 2019 . Sec. 251 . 002 . OFFICEHOLDERS COVERED. (a) The provisions of this title applicable to an officeholder apply only to a person who holds an elective public office and to the secretary of state. (b) For purposes of this title, a state officer-elect or a member- elect of the legislature is considered an officeholder beginning on the day after the date of the general or special election at which the officer- elect or member-elect was elected. This subsection does not relieve a state officer-elect or member-elect of the legislature of any reporting requirements the person may have as a candidate under this title. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.251.htm 5/9 12/19/2019 ELECTION CODE CHAPTER 251.GENERAL PROVISIONS Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff . Sept . 1, 1987 . Sec . 251 . 003 . PROHIBITION OF DOCUMENT FILING FEE . A charge may not be made for filing a document required to be filed under this title . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept . 1, 1987 . Sec. 251 . 004 . VENUE. (a) Venue for a criminal offense prescribed by this title is in the county of residence of the defendant, unless the defendant is not a Texas resident, in which case venue is in Travis County. (b) Venue for the recovery of delinquent civil penalties imposed by the commission under this title is in Travis County. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1997, 75th Leg. , ch. 1134, Sec . 1, eff. Sept. 1, 1997 . Sec. 251 . 005 . OUT-OF-STATE COMMITTEES EXCLUDED. (a) An out-of-state political committee is not subject to Chapter 252 or 254, except as provided by Subsection (b) , (c) , or (d) . (b) If an out-of-state committee decides to file a campaign treasurer appointment under Chapter 252, at the time the appointment is filed the committee becomes subject to this title to the same extent as a political committee that is not an out-of-state committee. (c) If an out-of-state committee performs an activity that removes the committee from out-of-state status as defined by Section 251 . 001 (15) , the committee becomes subject to this title to the same extent as a political committee that is not an out-of-state committee . (d) An out-of-state political committee that does not file a campaign treasurer appointment shall comply with Section 254 . 1581 . Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept . 1, 1987; Acts 2003, 78th Leg. , ch. 249, Sec. 2 . 02, eff. Sept . 1, 2003 . Sec. 251 . 006 . FEDERAL OFFICE EXCLUDED. (a) Except as provided by Subsection (b) , this title does not apply to a candidate for an office of the federal government. (b) A candidate for an elective office of the federal government shall file with the commission a copy of each document relating to the candidacy that is required to be filed under federal law. The document https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.251.htm 6/9 12/19/2019 ELECTION CODE CHAPTER 251.GENERAL PROVISIONS shall be filed within the same period in which it is required to be filed under the federal law. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1993, 73rd Leg. , ch. 107, Sec. 3 . 01, eff. Aug. 30, 1993; Acts 1997, 75th Leg. , ch. 864, Sec. 236, eff. Sept . 1, 1997 . Sec. 251 . 007 . TIMELINESS OF ACTION BY MAIL. When this title requires a notice, report, or other document or paper to be delivered, submitted, or filed within a specified period or before a specified deadline, a delivery, submission, or filing by first-class United States mail or common or contract carrier is timely, except as otherwise provided by this title, if: (1) it is properly addressed with postage or handling charges prepaid; and (2) it bears a post office cancellation mark or a receipt mark of a common or contract carrier indicating a time within the period or before the deadline, or if the person required to take the action furnishes satisfactory proof that it was deposited in the mail or with a common or contract carrier within the period or before the deadline. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Sec . 251 . 008 . CERTAIN POLITICAL CLUB MEETINGS EXCLUDED. (a) An expense incurred in connection with the conduct of a meeting of an organization or club affiliated with a political party at which a candidate for an office regularly filled at the general election for state and county officers, or a person holding that office, appears before the members of the organization or club is not considered to be a political contribution or political expenditure if no political contributions are made to or solicited for the candidate or officeholder at the meeting. (b) In this section, an organization or club is affiliated with a political party if it: (1) supports the nominees of that political party but does not support any candidate seeking the party' s nomination for an office over any other candidate seeking that nomination; and (2) is recognized by the political party as an auxiliary of the party. Added by Acts 1989, 71st Leg. , ch. 422, Sec. 1, eff. Sept. 1, 1989 . Amended by Acts 1995, 74th Leg. , ch. 752, Sec. 1, eff. Sept. 1, 1995 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.251.htm 7/9 12/19/2019 ELECTION CODE CHAPTER 251.GENERAL PROVISIONS Sec. 251 . 009 . LEGISLATIVE CAUCUS CONTRIBUTION OR EXPENDITURE NOT CONSIDERED TO BE OFFICEHOLDER CONTRIBUTION OR EXPENDITURE . A contribution to or expenditure by a legislative caucus, as defined by Section 253 . 0341, is not considered to be an officeholder contribution or officeholder expenditure for purposes of this title. Added by Acts 1995, 74th Leg. , ch. 43, Sec . 4, eff. Aug. 28, 1995 . SUBCHAPTER B. DUTIES OF COMMISSION Sec. 251 . 032 . FORMS . In addition to furnishing samples of the appropriate forms to the authorities having administrative duties under this title, the commission shall furnish the forms to each political party' s state executive committee and county chair of each county executive committee. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1993, 73rd Leg. , ch. 107, Sec. 3 . 03, eff. Aug. 30, 1993; Acts 1997, 75th Leg. , ch. 864, Sec. 237, eff. Sept. 1, 1997 . Sec. 251 . 033 . NOTIFICATION OF DEADLINE FOR FILING REPORTS . (a) The commission shall notify each person responsible for filing a report with the commission under Subchapters C through F, Chapter 254, of the deadline for filing a report, except that notice of the deadline is not required for a political committee involved in an election other than a primary election or the general election for state and county officers . Notification under this subsection may be sent by electronic mail . (b) If the commission is unable to notify a person of a deadline after two attempts, the commission is not required to make any further attempts to notify the person of that deadline or any future deadlines until the person has notified the commission of the person' s current address or electronic mail address . (c) Chapter 552, Government Code, does not apply to a notification under this section sent by electronic mail . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1993, 73rd Leg. , ch. 107, Sec. 3 . 04, eff. Aug. 30, 1993 . Amended by: Acts 2009, 81st Leg. , R. S . , Ch. 996 (H.B. 3922) , Sec . 1, eff. June 19, 2009 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.251.htm 8/9 12/19/2019 ELECTION CODE CHAPTER 251.GENERAL PROVISIONS https://statutes.capitol.texas.gov/Docs/EL/htm/EL.251.htm 9/9 12/19/2019 ELECTION CODE CHAPTER 253. RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES ELECTION CODE TITLE 15 . REGULATING POLITICAL FUNDS AND CAMPAIGNS CHAPTER 253 . RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES SUBCHAPTER A. GENERAL RESTRICTIONS Sec. 253 . 001 . CONTRIBUTION OR EXPENDITURE IN ANOTHER' S NAME PROHIBITED. (a) A person may not knowingly make or authorize a political contribution in the name of or on behalf of another unless the person discloses in writing to the recipient the name and address of the person actually making the contribution in order for the recipient to make the proper disclosure. (b) A person may not knowingly make or authorize a political expenditure in the name of or on behalf of another unless the person discloses in writing to the person on whose behalf the expenditure is made the name and address of the person actually making the expenditure in order for the person on whose behalf the expenditure is made to make the proper disclosure . (c) A person who violates this section commits an offense . An offense under this section is a Class A misdemeanor. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept . 1, 1987; Acts 1997, 75th Leg. , ch. 1134, Sec. 3, eff. Sept. 1, 1997 . Sec . 253 . 003 . UNLAWFULLY MAKING OR ACCEPTING CONTRIBUTION. (a) A person may not knowingly make a political contribution in violation of this chapter. (b) A person may not knowingly accept a political contribution the person knows to have been made in violation of this chapter. (c) This section does not apply to a political contribution made or accepted in violation of Subchapter F. (d) Except as provided by Subsection (e) , a person who violates this section commits an offense . An offense under this section is a Class A misdemeanor. (e) A violation of Subsection (a) or (b) is a felony of the third degree if the contribution is made in violation of Subchapter D. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987; Acts 1995, 74th Leg. , ch. 763, Sec. 2, eff. June 16, 1995 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 1/33 12/19/2019 ELECTION CODE CHAPTER 253. RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES Sec. 253 . 004 . UNLAWFULLY MAKING EXPENDITURE . (a) A person may not knowingly make or authorize a political expenditure in violation of this chapter. (b) This section does not apply to a political expenditure made or authorized in violation of Subchapter F. (c) A person who violates this section commits an offense . An offense under this section is a Class A misdemeanor . Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff . Sept . 1, 1987; Acts 1995, 74th Leg. , ch. 763, Sec. 2, eff . June 16, 1995 . Sec. 253 . 005 . EXPENDITURE FROM UNLAWFUL CONTRIBUTION. (a) A person may not knowingly make or authorize a political expenditure wholly or partly from a political contribution the person knows to have been made in violation of this chapter. (b) This section does not apply to a political expenditure that is : (1) prohibited by Section 253 . 101; or (2) made from a political contribution made in violation of Subchapter F. (c) A person who violates this section commits an offense. An offense under this section is a Class A misdemeanor. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept . 1, 1987; Acts 1995, 74th Leg. , ch. 763, Sec. 2, eff. June 16, 1995 . Sec. 253 . 006 . CERTAIN CONTRIBUTIONS AND EXPENDITURES BY LOBBYISTS RESTRICTED. Notwithstanding any other provision of law, a person required to register under Chapter 305, Government Code, may not knowingly make or authorize a political contribution or political expenditure that is a political contribution to another candidate, officeholder, or political committee, or direct campaign expenditure, from political contributions accepted by: (1) the person as a candidate or officeholder; (2) a specific-purpose committee for the purpose of supporting the person as a candidate or assisting the person as an officeholder; or (3) a political committee that accepted a political contribution from a source described by Subdivision (1) or (2) during the two-year period immediately before the date the political contribution or expenditure was made. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 2/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES Added by Acts 2019, 86th Leg. , R. S . , Ch. 839 (H.B. 2677) , Sec . 1, eff. September 27, 2019 . Sec. 253 . 007 . PROHIBITION ON LOBBYING BY PERSON MAKING OR AUTHORIZING CERTAIN POLITICAL CONTRIBUTIONS AND DIRECT CAMPAIGN EXPENDITURES . (a) In this section, "administrative action, " "communicates directly with, " "legislation, " "member of the executive branch, " and "member of the legislative branch" have the meanings assigned by Section 305 . 002, Government Code. (b) Notwithstanding any other provision of law and except as provided by Subsection (c) , a person who knowingly makes or authorizes a political contribution or political expenditure that is a political contribution to another candidate, officeholder, or political committee, or direct campaign expenditure, from political contributions accepted by the person as a candidate or officeholder may not engage in any activities that require the person to register under Chapter 305, Government Code, during the two-year period after the date the person makes or authorizes the political contribution or direct campaign expenditure. (c) Subsection (b) does not apply to a person who: (1) communicates directly with a member of the legislative or executive branch only to influence legislation or administrative action on behalf of: (A) a nonprofit organization exempt from federal income taxation under Section 501 (a) , Internal Revenue Code of 1986, as an organization described by Section 501 (c) (3) of that code; (B) a group of low-income individuals; or (C) a group of individuals with disabilities; and (2) does not receive compensation other than reimbursement for actual expenses for engaging in communication described by Subdivision (1) . Added by Acts 2019, 86th Leg. , R. S . , Ch. 839 (H.B. 2677) , Sec. 1, eff. September 27, 2019 . SUBCHAPTER B. CANDIDATES, OFFICEHOLDERS, AND POLITICAL COMMITTEES Sec. 253 . 031 . CONTRIBUTION AND EXPENDITURE WITHOUT CAMPAIGN TREASURER PROHIBITED. (a) A candidate may not knowingly accept a campaign contribution or make or authorize a campaign expenditure at a time when a campaign treasurer appointment for the candidate is not in effect. (b) A political committee may not knowingly accept political contributions totaling more than $500 or make or authorize political https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 3/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES expenditures totaling more than $500 at a time when a campaign treasurer appointment for the committee is not in effect. (c) A political committee may not knowingly make or authorize a campaign contribution or campaign expenditure supporting or opposing a candidate for an office specified by Section 252 . 005 (1) in a primary or general election unless the committee ' s campaign treasurer appointment has been filed not later than the 30th day before the appropriate election day. (d) This section does not apply to a political party' s county executive committee that accepts political contributions or makes political expenditures, except that: (1) a county executive committee that accepts political contributions or makes political expenditures shall maintain the records required by Section 254 . 001; and (2) a county executive committee that accepts political contributions or makes political expenditures that, in the aggregate, exceed $25, 000 in a calendar year shall file: (A) a campaign treasurer appointment as required by Section 252 . 001 not later than the 15th day after the date that amount is exceeded; and (B) the reports required by Subchapter F, Chapter 254, including in the political committee ' s first report all political contributions accepted and all political expenditures made before the effective date of the campaign treasurer appointment. (e) This section does not apply to an out-of-state political committee unless the committee is subject to Chapter 252 under Section 251 . 005 . (f) A person who violates this section commits an offense. An offense under this section is a Class A misdemeanor . Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987; Acts 1991, 72nd Leg. , ch. 304, Sec . 5 . 04, eff. Jan. 1, 1992; Acts 1993, 73rd Leg. , ch. 531, Sec. 2, eff. Sept . 1, 1993 . Amended by: Acts 2005, 79th Leg. , Ch. 1079 (H.B. 1647) , Sec. 1, eff. June 18, 2005 . Sec. 253 . 032 . LIMITATION ON CONTRIBUTION BY OUT-OF-STATE COMMITTEE. (a) In a reporting period, a candidate, officeholder, or political committee may not knowingly accept political contributions totaling more than $500 from an out-of-state political committee unless, before accepting https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 4/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES a contribution that would cause the total to exceed $500, the candidate, officeholder, or political committee, as applicable, receives from the out- of-state committee: (1) a written statement, certified by an officer of the out-of- state committee, listing the full name and address of each person who contributed more than $100 to the out-of-state committee during the 12 months immediately preceding the date of the contribution; or (2) a copy of the out-of-state committee ' s statement of organization filed as required by law with the Federal Election Commission and certified by an officer of the out-of-state committee. (b) This section does not apply to a contribution from an out-of- state political committee if the committee appointed a campaign treasurer under Chapter 252 before the contribution was made and is subject to the reporting requirements of Chapter 254 . (c) A person who violates Subsection (a) commits an offense. An offense under this section is a Class A misdemeanor. (d) A candidate, officeholder, or political committee shall include the statement or copy required by Subsection (a) as a part of the report filed under Chapter 254 that covers the reporting period to which Subsection (a) applies . (e) A candidate, officeholder, or political committee that accepts political contributions totaling $500 or less from an out-of-state political committee shall include as part of the report filed under Chapter 254 that covers the reporting period in which the contribution is accepted: (1) the same information for the out-of-state political committee required for general-purpose committees by Sections 252 . 002 and 252 . 003; or (2) a copy of the out-of-state committee ' s statement of organization filed as required by law with the Federal Election Commission and certified by an officer of the out-of-state committee. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987; Acts 1995, 74th Leg. , ch. 996, Sec. 7, eff. Sept . 1, 1995 . Sec. 253 . 033 . CASH CONTRIBUTIONS EXCEEDING $100 PROHIBITED. (a) A candidate, officeholder, or specific-purpose committee may not knowingly accept from a contributor in a reporting period political contributions in cash that in the aggregate exceed $100 . (b) A person who violates this section commits an offense. An offense under this section is a Class A misdemeanor. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 5/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Sec. 253 . 034 . RESTRICTIONS ON CONTRIBUTIONS DURING AND FOLLOWING REGULAR LEGISLATIVE SESSION. (a) During the period beginning on the 30th day before the date a regular legislative session convenes and continuing through the 20th day after the date of final adjournment, a person may not knowingly make a political contribution to: (1) a statewide officeholder; (2) a member of the legislature; or (3) a specific-purpose committee for supporting, opposing, or assisting a statewide officeholder or member of the legislature. (b) A statewide officeholder, a member of the legislature, or a specific-purpose committee for supporting, opposing, or assisting a statewide officeholder or member of the legislature may not knowingly accept a political contribution, and shall refuse a political contribution that is received, during the period prescribed by Subsection (a) . A political contribution that is received and refused during that period shall be returned to the contributor not later than the 30th day after the date of receipt. A contribution made by United States mail or by common or contract carrier is not considered received during that period if it was properly addressed and placed with postage or carrier charges prepaid or prearranged in the mail or delivered to the contract carrier before the beginning of the period. The date indicated by the post office cancellation mark or the common or contract carrier documents is considered to be the date the contribution was placed in the mail or delivered to the common or contract carrier unless proven otherwise. (c) This section does not apply to a political contribution that was made and accepted with the intent that it be used: (1) in an election held or ordered during the period prescribed by Subsection (a) in which the person accepting the contribution is a candidate if the contribution was made after the person appointed a campaign treasurer with the appropriate authority and before the person was sworn in for that office; (2) to defray expenses incurred in connection with an election contest; or (3) by a person who holds a state office or a member of the legislature if the person or member was defeated at the general election held immediately before the session is convened or by a specific-purpose political committee that supports or assists only that person or member. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 6/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES (d) This section does not apply to a political contribution made to or accepted by a holder of an office to which Subchapter F applies . (e) A person who violates this section commits an offense. An offense under this section is a Class A misdemeanor. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987; Acts 1991, 72nd Leg. , ch. 304, Sec . 5 . 05, eff . Jan . 1, 1992; Acts 1997, 75th Leg. , ch. 1134, Sec . 4, eff. Sept . 1, 1997; Acts 2003, 78th Leg. , ch. 249, Sec. 2 . 05, 2 . 06, eff. Sept . 1, 2003 . Amended by: Acts 2009, 81st Leg. , R. S . , Ch. 426 (H.B. 2065) , Sec . 1, eff. September 1, 2009 . Sec. 253 . 0341 . RESTRICTIONS ON CONTRIBUTIONS TO LEGISLATIVE CAUCUSES DURING AND FOLLOWING REGULAR LEGISLATIVE SESSION. (a) During the period beginning on the 30th day before the date a regular legislative session convenes and continuing through the 20th day after the date of final adjournment, a person not a member of the caucus may not knowingly make a contribution to a legislative caucus . (b) A legislative caucus may not knowingly accept from a nonmember a contribution, and shall refuse a contribution from a nonmember that is received, during the period prescribed by Subsection (a) . A contribution that is received and refused during that period shall be returned to the contributor not later than the 30th day after the date of receipt. A contribution made by United States mail or by common or contract carrier is not considered received during that period if it was properly addressed and placed with postage or carrier charges prepaid or prearranged in the mail or delivered to the contract carrier before the beginning of the period. The date indicated by the post office cancellation mark or the common or contract carrier documents is considered to be the date the contribution was placed in the mail or delivered to the common or contract carrier unless proven otherwise. (c) A person who violates this section commits an offense. An offense under this section is a Class A misdemeanor. (d) A person who knowingly makes or accepts a contribution in violation of this section is liable for damages to the state in the amount of triple the value of the unlawful contribution. (e) In this section, "legislative caucus" means an organization that is composed exclusively of members of the legislature, that elects or appoints officers and recognizes identified legislators as members of the https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 7/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES organization, and that exists for research and other support of policy development and interests that the membership hold in common. The term includes an entity established by or for a legislative caucus to conduct research, education, or any other caucus activity. An organization whose only nonlegislator members are the lieutenant governor or the governor remains a "legislative caucus" for purposes of this section. Added by Acts 1995, 74th Leg. , ch. 43, Sec . 1, eff. Aug. 28, 1995 . Amended by Acts 1997, 75th Leg. , ch. 1134, Sec. 5, eff. Sept. 1, 1997; Acts 2003, 78th Leg. , ch. 249, Sec . 2 . 07, 2 . 08, eff. Sept . 1, 2003 . Amended by: Acts 2009, 81st Leg. , R. S . , Ch. 426 (H.B. 2065) , Sec . 2, eff. September 1, 2009 . Sec. 253 . 035 . RESTRICTIONS ON PERSONAL USE OF CONTRIBUTIONS . (a) A person who accepts a political contribution as a candidate or officeholder may not convert the contribution to personal use. (b) A specific-purpose committee that accepts a political contribution may not convert the contribution to the personal use of a candidate, officeholder, or former candidate or officeholder. (c) The prohibitions prescribed by Subsections (a) and (b) include the personal use of an asset purchased with the contribution and the personal use of any interest and other income earned on the contribution. (d) In this section, "personal use" means a use that primarily furthers individual or family purposes not connected with the performance of duties or activities as a candidate for or holder of a public office. The term does not include: (1) payments made to defray ordinary and necessary expenses incurred in connection with activities as a candidate or in connection with the performance of duties or activities as a public officeholder, including payment of rent, utility, and other reasonable housing or household expenses incurred in maintaining a residence in Travis County by members of the legislature who do not ordinarily reside in Travis County, but excluding payments prohibited under Section 253 . 038; or (2) payments of federal income taxes due on interest and other income earned on political contributions . (e) Subsection (a) applies only to political contributions accepted on or after September 1, 1983 . Subsection (b) applies only to political contributions accepted on or after September 1, 1987 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 8/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES (f) A person who converts a political contribution to the person' s personal use in violation of this section is civilly liable to the state for an amount equal to the amount of the converted contribution plus reasonable court costs . (g) A specific-purpose committee that converts a political contribution to the personal use of a candidate, officeholder, or former candidate or officeholder in violation of this section is civilly liable to the state for an amount equal to the amount of the converted contribution plus reasonable court costs . (h) Except as provided by Section 253 . 0351 or 253 . 042, a candidate or officeholder who makes political expenditures from the candidate ' s or officeholder' s personal funds may reimburse those personal funds from political contributions in the amount of those expenditures only if: (1) the expenditures from personal funds were fully reported as political expenditures, including the payees, dates, purposes, and amounts of the expenditures, in the report required to be filed under this title that covers the period in which the expenditures from personal funds were made; and (2) the report on which the expenditures from personal funds are disclosed clearly designates those expenditures as having been made from the person ' s personal funds and that the expenditures are subject to reimbursement . (i) "Personal use" does not include the use of contributions for: (1) defending a criminal action or prosecuting or defending a civil action brought by or against the person in the person' s status as a candidate or officeholder; or (2) participating in an election contest or participating in a civil action to determine a person' s eligibility to be a candidate for, or elected or appointed to, a public office in this state. (j ) , (k) Repealed by Acts 1991, 72nd Leg. , ch. 304, Sec. 5 . 20, eff. Jan. 1, 1992 . Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987; Acts 1991, 72nd Leg. , ch. 304, Sec. 5 . 06, eff. Jan. 1, 1992; Acts 1995, 74th Leg. , ch. 996, Sec . 9, eff. Sept. 1, 1995; Acts 1997, 75th Leg. , ch. 864, Sec . 240, eff. Sept . 1, 1997 . Sec. 253 . 0351 . LOANS FROM PERSONAL FUNDS . (a) A candidate or officeholder who makes political expenditures from the candidate ' s or officeholder' s personal funds may report the amount expended as a loan and https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 9/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES may reimburse those personal funds from political contributions in the amount of the reported loan. (b) Section 253 . 035 (h) applies if the person does not report an amount as a loan as authorized by Subsection (a) . (c) A candidate or officeholder who deposits personal funds in an account in which political contributions are held shall report the amount of personal funds deposited as a loan and may reimburse the amount deposited as a loan from political contributions or unexpended personal funds deposited in the account. The reimbursement may not exceed the amount reported as a loan. Personal funds deposited in an account in which political contributions are held are subject to Section 253 . 035 and must be included in the reports of the total amount of political contributions maintained required by Sections 254 . 031 (a) (8) and 254 . 0611 (a) . Added by Acts 1995, 74th Leg. , ch. 996, Sec . 8, eff. Sept. 1, 1995 . Amended by Acts 1997, 75th Leg. , ch. 864, Sec. 241, eff. Sept. 1, 1997 . Amended by: Acts 2011, 82nd Leg. , 1st C . S . , Ch. 4 (S .B. 1) , Sec . 76 . 01, eff. September 28, 2011 . Sec. 253 . 036 . OFFICEHOLDER CONTRIBUTIONS USED IN CONNECTION WITH CAMPAIGN. An officeholder who lawfully accepts officeholder contributions may use those contributions in connection with the officeholder' s campaign for elective office after appointing a campaign treasurer. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Sec . 253 . 037 . RESTRICTIONS ON CONTRIBUTION OR EXPENDITURE BY GENERAL- PURPOSE COMMITTEE. (a) Repealed by Acts 2019, 86th Leg. , R. S . , Ch. 209 (H.B. 3580) , Sec. 5 (1) , eff. September 1, 2019 . (b) A general-purpose committee may not knowingly make a political contribution to another general-purpose committee unless the other committee is listed in the campaign treasurer appointment of the contributor committee. (c) Repealed by Acts 2019, 86th Leg. , R. S . , Ch. 209 (H.B. 3580) , Sec. 5 (1) , eff. September 1, 2019 . (d) A person who violates this section commits an offense. An offense under this section is a Class A misdemeanor. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 10/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987; Acts 1993, 73rd Leg. , ch. 531, Sec. 1, eff. Sept. 1, 1993 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 209 (H.B. 3580) , Sec . 5 (1) , eff. September 1, 2019 . Sec . 253 . 038 . PAYMENTS MADE TO PURCHASE REAL PROPERTY OR TO RENT CERTAIN REAL PROPERTY PROHIBITED. (a) A candidate or officeholder or a specific-purpose committee for supporting, opposing, or assisting the candidate or officeholder may not knowingly make or authorize a payment from a political contribution to purchase real property or to pay the interest on or principal of a note for the purchase of real property. (a-1) A candidate or officeholder or a specific-purpose committee for supporting, opposing, or assisting the candidate or officeholder may not knowingly make or authorize a payment from a political contribution for the rental or purchase of real property from: (1) a person related within the second degree by consanguinity or affinity, as determined under Chapter 573, Government Code, to the candidate or officeholder; or (2) a business in which the candidate or officeholder or a person described by Subdivision (1) has a participating interest of more than 10 percent, holds a position on the governing body, or serves as an officer. (b) A person who violates this section commits an offense. An offense under this subsection is a Class A misdemeanor. (c) This section does not apply to a payment made in connection with real property that was purchased before January 1, 1992 . Added by Acts 1991, 72nd Leg. , ch. 304, Sec . 5 . 07, eff. Jan . 1, 1992 . Amended by: Acts 2007, 80th Leg. , R. S . , Ch. 1087 (H.B. 3066) , Sec . 1, eff. September 1, 2007 . Acts 2007, 80th Leg. , R. S . , Ch. 1087 (H.B. 3066) , Sec . 2, eff. September 1, 2007 . Sec . 253 . 039 . CONTRIBUTIONS IN CERTAIN PUBLIC BUILDINGS PROHIBITED. (a) A person may not knowingly make or authorize a political contribution while in the Capitol or a courthouse to : (1) a candidate or officeholder; (2) a political committee; or https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 11/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES (3) a person acting on behalf of a candidate, officeholder, or political committee . (b) A candidate, officeholder, or political committee or a person acting on behalf of a candidate, officeholder, or political committee may not knowingly accept a political contribution, and shall refuse a political contribution that is received, in the Capitol or a courthouse. (c) This section does not prohibit contributions made in the Capitol or a courthouse through the United States postal service or a common or contract carrier. (d) A person who violates this section commits an offense . An offense under this section is a Class A misdemeanor. (h) In this section, "courthouse" means any building owned by the state, a county, or a municipality, or an office or part of a building leased to the state, a county, or a municipality, in which a justice or judge sits to conduct court proceedings . Added by Acts 1991, 72nd Leg. , ch. 304, Sec . 5 . 07, eff . Jan. 1, 1992 . Amended by: Acts 2009, 81st Leg. , R. S . , Ch. 1219 (S .B . 1152) , Sec . 1, eff. September 1, 2009 . Sec. 253 . 040 . SEPARATE ACCOUNTS . (a) Except as provided by Section 253 . 0351 (c) , each candidate or officeholder shall keep the person' s campaign and officeholder contributions in one or more accounts that are separate from any other account maintained by the person. (b) A person who violates this section commits an offense. An offense under this section is a Class B misdemeanor. Added by Acts 2003, 78th Leg. , ch. 249, Sec. 2 . 09, eff. Sept. 1, 2003 . Amended by: Acts 2011, 82nd Leg. , 1st C . S . , Ch. 4 (S .B. 1) , Sec . 76 . 02, eff. September 28, 2011 . Sec. 253 . 041 . RESTRICTIONS ON CERTAIN PAYMENTS . (a) A candidate or officeholder or a specific-purpose committee for supporting, opposing, or assisting the candidate or officeholder may not knowingly make or authorize a payment from a political contribution if the payment is made for personal services rendered by the candidate or officeholder or by the spouse or dependent child of the candidate or officeholder to: (1) a business in which the candidate or officeholder has a participating interest of more than 10 percent, holds a position on the https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 12/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES governing body of the business, or serves as an officer of the business; or (2) the candidate or officeholder or the spouse or dependent child of the candidate or officeholder. (b) A payment that is made from a political contribution to a business described by Subsection (a) and that is not prohibited by that subsection may not exceed the amount necessary to reimburse the business for actual expenditures made by the business . (c) A person who violates this section commits an offense . An offense under this subsection is a Class A misdemeanor . Added by Acts 1991, 72nd Leg. , ch. 304, Sec. 5 . 07, eff. Jan. 1, 1992 . Sec. 253 . 042 . RESTRICTIONS ON REIMBURSEMENT OF PERSONAL FUNDS AND PAYMENTS ON CERTAIN LOANS . (a) A candidate or officeholder who makes political expenditures from the candidate ' s or officeholder' s personal funds may not reimburse those personal funds from political contributions in amounts that in the aggregate exceed the following amounts for each election in which the person' s name appears on the ballot: (1) for a statewide office other than governor, $250, 000; and (2) for governor, $500, 000 . (b) A candidate or officeholder who accepts one or more political contributions in the form of loans, including an extension of credit or a guarantee of a loan or extension of credit, from one or more persons related to the candidate or officeholder within the second degree by affinity or consanguinity may not use political contributions to repay the loans in amounts that in the aggregate exceed the amount prescribed by Subsection (a) . (c) The total amount of both reimbursements and repayments made by a candidate or officeholder under this section may not exceed the amount prescribed by Subsection (a) . (d) A person who is both a candidate and an officeholder covered by Subsection (a) may reimburse the person' s personal funds or repay loans from political contributions only in one capacity. (e) This section does not prohibit the payment of interest on loans covered by this section at a commercially reasonable rate, except that interest on loans from a candidate ' s or officeholder' s personal funds or on loans from the personal funds of any person related to the candidate or officeholder within the second degree by affinity or consanguinity is included in the amount prescribed by Subsection (a) , (b) , or (c) . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 13/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES (f) A person who violates this section commits an offense . An offense under this section is a Class A misdemeanor. (g) The commission shall study possible restrictions on amounts of reimbursements under Subsection (a) in connection with the offices of state senator and state representative and shall make appropriate recommendations to the legislature on those matters . Added by Acts 1991, 72nd Leg. , ch. 304, Sec . 5 . 07, eff. Jan. 1, 1992 . Amended by Acts 1997, 75th Leg. , ch. 864, Sec. 242, eff. Sept . 1, 1997 . Sec. 253 . 043 . POLITICAL CONTRIBUTIONS USED IN CONNECTION WITH APPOINTIVE OFFICE. A former candidate or former officeholder who lawfully accepts political contributions may use those contributions to make an expenditure to defray expenses incurred by the person in performing a duty or engaging in an activity in connection with an appointive office of a state board or commission. Added by Acts 2003, 78th Leg. , ch. 249, Sec . 2 . 09, eff . Sept . 1, 2003 . SUBCHAPTER D. CORPORATIONS AND LABOR ORGANIZATIONS Sec. 253 . 091 . CORPORATIONS COVERED. This subchapter applies only to corporations that are organized under the Texas Business Corporation Act, the Texas For-Profit Corporation Law, the Texas Non-Profit Corporation Act, the Texas Nonprofit Corporation Law, federal law, or law of another state or nation. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff . Sept . 1, 1987 . Amended by: Acts 2007, 80th Leg. , R. S . , Ch. 481 (H.B. 2492) , Sec . 1, eff. September 1, 2007 . Sec. 253 . 092 . TREATMENT OF INCORPORATED POLITICAL COMMITTEE. If a political committee the only principal purpose of which is accepting political contributions and making political expenditures incorporates for liability purposes only, the committee is not considered to be a corporation for purposes of this subchapter. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 14/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES Sec. 253 . 093 . CERTAIN ASSOCIATIONS COVERED. (a) For purposes of this subchapter, the following associations, whether incorporated or not, are considered to be corporations covered by this subchapter : banks, trust companies, savings and loan associations or companies, insurance companies, reciprocal or interinsurance exchanges, railroad companies, cemetery companies, government-regulated cooperatives, stock companies, and abstract and title insurance companies . (b) For purposes of this subchapter, the members of the associations specified by Subsection (a) are considered to be stockholders . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec. 253 . 094 . CONTRIBUTIONS PROHIBITED. (a) A corporation or labor organization may not make a political contribution that is not authorized by this subchapter. (b) A corporation or labor organization may not make a political contribution in connection with a recall election, including the circulation and submission of a petition to call an election. (c) A person who violates this section commits an offense. An offense under this section is a felony of the third degree. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Amended by: Acts 2011, 82nd Leg. , R. S . , Ch. 1009 (H.B. 2359) , Sec . 1, eff. June 17, 2011 . Acts 2011, 82nd Leg. , R. S . , Ch. 1009 (H.B. 2359) , Sec . 2, eff. June 17, 2011 . Sec . 253 . 095 . PUNISHMENT OF AGENT. An officer, director, or other agent of a corporation or labor organization who commits an offense under this subchapter is punishable for the grade of offense applicable to the corporation or labor organization. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec. 253 . 096 . CONTRIBUTION ON MEASURE . A corporation or labor organization may make campaign contributions from its own property in connection with an election on a measure only to a political committee for supporting or opposing measures exclusively. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept . 1, 1987 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 15/33 12/19/2019 ELECTION CODE CHAPTER 253. RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES Sec. 253 . 097 . CONTRIBUTION FROM CORPORATION OR LABOR ORGANIZATION. A corporation or labor organization may make campaign contributions from its own property to a political committee that has filed an affidavit with the committee ' s campaign treasurer appointment in accordance with Section 252 . 003 (a) (4) or 252 . 0031 (a) (2) . Added by Acts 2019, 86th Leg. , R. S . , Ch. 1127 (H.B. 2586) , Sec. 5, eff. September 1, 2019 . Sec. 253 . 098 . COMMUNICATION WITH STOCKHOLDERS OR MEMBERS . (a) A corporation or labor organization may make one or more direct campaign expenditures from its own property for the purpose of communicating directly with its stockholders or members, as applicable, or with the families of its stockholders or members . (b) An expenditure under this section is not reportable under Chapter 254 . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec. 253 . 099 . NONPARTISAN VOTER REGISTRATION AND GET-OUT-THE-VOTE CAMPAIGNS . (a) A corporation or labor organization may make one or more expenditures to finance nonpartisan voter registration and get-out-the-vote campaigns aimed at its stockholders or members, as applicable, or at the families of its stockholders or members . (b) An expenditure under this section is not reportable under Chapter 254 . Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Sec. 253 . 100 . EXPENDITURES FOR GENERAL-PURPOSE COMMITTEE. (a) A corporation, acting alone or with one or more other corporations, may make one or more political expenditures to finance the establishment or administration of a general-purpose committee. In addition to any other expenditure that is considered permissible under this section, a corporation may make an expenditure for the maintenance and operation of a general-purpose committee, including an expenditure for: (1) office space maintenance and repairs; (2) telephone and Internet services; (3) office equipment; https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 16/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES (4) utilities; (5) general office and meeting supplies; (6) salaries for routine clerical, data entry, and administrative assistance necessary for the proper administrative operation of the committee; (7) legal and accounting fees for the committee ' s compliance with this title; (8) routine administrative expenses incurred in establishing and administering a general-purpose political committee; (9) management and supervision of the committee, including expenses incurred in holding meetings of the committee ' s governing body to interview candidates and make endorsements relating to the committee ' s support; (10) the recording of committee decisions; (11) expenses incurred in hosting candidate forums in which all candidates for a particular office in an election are invited to participate on the same terms; (12) expenses incurred in preparing and delivering committee contributions; or (13) creation and maintenance of the committee ' s public Internet web pages that do not contain political advertising. (b) A corporation may make political expenditures, including fully or partially matching contributions to an organization that is exempt from federal income tax under Section 501 (c) (3) , Internal Revenue Code of 1986, to finance the solicitation of political contributions to a general-purpose committee assisted under Subsection (a) from the stockholders, employees, or families of stockholders or employees of one or more corporations . (c) A labor organization may engage in activity authorized for a corporation by this section. For purposes of this section, the members of a labor organization are considered to be corporate stockholders . (d) A corporation or labor organization may not make expenditures under this section for: (1) political consulting to support or oppose a candidate; (2) telephoning or telephone banks to communicate with the public; (3) brochures and direct mail supporting or opposing a candidate; (4) partisan voter registration and get-out-the-vote drives; (5) political fund-raising other than from its stockholders or members, as applicable, or the families of its stockholders or members; https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 17/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES (6) voter identification efforts, voter lists, or voter databases that include persons other than its stockholders or members, as applicable, or the families of its stockholders or members; (7) polling designed to support or oppose a candidate other than of its stockholders or members, as applicable, or the families of its stockholders or members; or (8) recruiting candidates . (e) Subsection (d) does not apply to a corporation or labor organization making a campaign contribution to a political committee under Section 253 . 097 or an expenditure to communicate with its stockholders or members, as applicable, or with the families of its stockholders or members as provided by Section 253 . 098 . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept . 1, 1987; Acts 2003, 78th Leg. , ch. 249, Sec. 2 . 26, eff. Sept. 1, 2003 . Amended by: Acts 2009, 81st Leg. , R. S . , Ch. 1306 (H.B. 2525) , Sec . 1, eff. June 19, 2009 . Acts 2019, 86th Leg. , R. S . , Ch. 1127 (H.B. 2586) , Sec . 6, eff. September 1, 2019 . Acts 2019, 86th Leg. , R. S . , Ch. 1239 (H.B. 3044) , Sec . 1, eff. September 1, 2019 . Sec. 253 . 101 . UNLAWFUL CONTRIBUTION OR EXPENDITURE BY COMMITTEE. (a) A political committee assisted by a corporation or labor organization under Section 253 . 100 may not make a political contribution or political expenditure in whole or part from money that is known by a member or officer of the political committee to be dues, fees, or other money required as a condition of employment or condition of membership in a labor organization. (a-1) Subsection (a) does not prohibit a political committee from making a political contribution or political expenditure wholly or partly from a campaign contribution made by a corporation or labor organization to the political committee under Section 253 . 096 or 253 . 097 . (b) A person who violates this section commits an offense. An offense under this section is a felony of the third degree. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 1127 (H.B. 2586) , Sec. 7, eff . September 1, 2019 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 18/33 12/19/2019 ELECTION CODE CHAPTER 253. RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES Sec. 253 . 102 . COERCION PROHIBITED. (a) A corporation or labor organization or a political committee assisted by a corporation or labor organization under Section 253 . 100 commits an offense if it uses or threatens to use physical force, job discrimination, or financial reprisal to obtain money or any other thing of value to be used to influence the result of an election or to assist an officeholder. (b) A political committee assisted by a corporation or labor organization under Section 253 . 100 commits an offense if it accepts or uses money or any other thing of value that is known by a member or officer of the political committee to have been obtained in violation of Subsection (a) . (c) An offense under this section is a felony of the third degree. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec. 253 . 103 . CORPORATE LOANS . (a) A corporation may not make a loan to a candidate, officeholder, or political committee for campaign or officeholder purposes unless : (1) the corporation has been legally and continuously engaged in the business of lending money for at least one year before the loan is made; and (2) the loan is made in the due course of business . (b) This section does not apply to a loan covered by Section 253 . 096 . (c) A person who violates this section commits an offense. An offense under this section is a felony of the third degree. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec. 253 . 104 . CONTRIBUTION TO POLITICAL PARTY. (a) A corporation or labor organization may make a contribution from its own property to a political party to be used as provided by Chapter 257 . (b) A corporation or labor organization may not knowingly make a contribution authorized by Subsection (a) during a period beginning on the 60th day before the date of a general election for state and county officers and continuing through the day of the election. (c) A corporation or labor organization that knowingly makes a contribution in violation of this section commits an offense. An offense under this section is a felony of the third degree. Added by Acts 1991, 72nd Leg. , ch. 304, Sec. 5 . 08, eff. Jan. 1, 1992 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 19/33 12/19/2019 ELECTION CODE CHAPTER 253. RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES Sec. 253 . 105 . CONTRIBUTIONS TO DIRECT EXPENDITURE ONLY COMMITTEES . (a) A corporation or labor organization may make a political contribution from its own property to a political committee that: (1) is not established or controlled by a candidate or an officeholder; (2) makes or intends to make direct campaign expenditures; (3) does not make or intend to make political contributions to : (A) a candidate; (B) an officeholder; (C) a specific-purpose committee established or controlled by a candidate or an officeholder; or (D) a political committee that makes or intends to make political contributions to a candidate, an officeholder, or a specific- purpose committee established or controlled by a candidate or an officeholder; and (4) has filed an affidavit with the commission stating the committee ' s intention to operate as described by Subdivisions (2) and (3) . (b) A political contribution made by a corporation or labor organization under this section does not constitute a violation of Section 253 . 094 (a) and the acceptance of the political contribution does not constitute a violation of Section 253 . 003 (b) . Added by Acts 2019, 86th Leg. , R. S . , Ch. 209 (H.B. 3580) , Sec. 1, eff. September 1, 2019 . SUBCHAPTER E . CIVIL LIABILITY Sec. 253 . 131 . LIABILITY TO CANDIDATES . (a) A person who knowingly makes or accepts a campaign contribution or makes a campaign expenditure in violation of this chapter is liable for damages as provided by this section. (b) If the contribution or expenditure is in support of a candidate, each opposing candidate whose name appears on the ballot is entitled to recover damages under this section. (c) If the contribution or expenditure is in opposition to a candidate, the candidate is entitled to recover damages under this section. (d) In this section, "damages" means : (1) twice the value of the unlawful contribution or expenditure; and (2) reasonable attorney' s fees incurred in the suit. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 20/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES (e) Reasonable attorney' s fees incurred in the suit may be awarded to the defendant if judgment is rendered in the defendant ' s favor. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec. 253 . 132 . LIABILITY TO POLITICAL COMMITTEES . (a) A corporation or labor organization that knowingly makes a campaign contribution to a political committee or a direct campaign expenditure in violation of Subchapter D is liable for damages as provided by this section to each political committee of opposing interest in the election in connection with which the contribution or expenditure is made . (b) In this section, "damages" means : (1) twice the value of the unlawful contribution or expenditure; and (2) reasonable attorney' s fees incurred in the suit. (c) Reasonable attorney' s fees incurred in the suit may be awarded to the defendant if judgment is rendered in the defendant ' s favor. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec . 253 . 133 . LIABILITY TO STATE . A person who knowingly makes or accepts a political contribution or makes a political expenditure in violation of this chapter is liable for damages to the state in the amount of triple the value of the unlawful contribution or expenditure . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec. 253 . 134 . CIVIL PENALTIES IMPOSED BY COMMISSION. This title does not prohibit the imposition of civil penalties by the commission in addition to criminal penalties or other sanctions imposed by law. Added by Acts 1991, 72nd Leg. , ch. 304, Sec. 5 . 09, eff. Jan. 1, 1992 . SUBCHAPTER F. JUDICIAL CAMPAIGN FAIRNESS ACT Sec. 253 . 151 . APPLICABILITY OF SUBCHAPTER. This subchapter applies only to a political contribution or political expenditure in connection with the office of: (1) chief justice or justice, supreme court; (2) presiding judge or judge, court of criminal appeals; (3) chief justice or justice, court of appeals; https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 21/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES (4) district judge; (5) judge, statutory county court; or (6) judge, statutory probate court. Added by Acts 1995, 74th Leg. , ch. 763, Sec . 1, eff . June 16, 1995 . Sec. 253 . 152 . DEFINITIONS . In this subchapter: (1) "Child" means a person under 18 years of age who is not and has not been married or who has not had the disabilities of minority removed for general purposes . (2) "In connection with an election" means : (A) with regard to a contribution that is designated in writing for a particular election, the election designated; or (B) with regard to a contribution that is not designated in writing for a particular election, the next election for that office occurring after the contribution is made . (3) "Judicial district" means the territory from which a judicial candidate is elected or appointed. (4) "Law firm" means a partnership, limited liability partnership, limited liability company, professional corporation, or other entity organized for the practice of law. (5) "Law firm group" means : (A) a law firm; (B) a general-purpose committee established or controlled by the law firm or a member of the law firm; (C) a member of the law firm; and (D) the spouse of a member of the law firm. (6) "Member of a law firm" means : (A) a person designated "of counsel" or "of the firm"; (B) a partner of the law firm, whether an individual or an entity; (C) an associate of the law firm; (D) a shareholder of the law firm, whether an individual or an entity; or (E) an employee of the law firm. (7) "Statewide judicial office" means the office of chief justice or justice, supreme court, or presiding judge or judge, court of criminal appeals . Added by Acts 1995, 74th Leg. , ch. 763, Sec. 1, eff. June 16, 1995 . Amended by Acts 1997, 75th Leg. , ch. 479, Sec. 1, eff. Sept. 1, 1997 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 22/33 12/19/2019 ELECTION CODE CHAPTER 253. RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec. 1, eff. June 2, 2019 . Sec. 253 . 153 . CONTRIBUTION PROHIBITED EXCEPT DURING ELECTION PERIOD. (a) A judicial candidate or officeholder, a specific-purpose committee for supporting or opposing a judicial candidate, or a specific-purpose committee for assisting a judicial officeholder may not knowingly accept a political contribution except during the period: (1) beginning on: (A) the 210th day before the date an application for a place on the ballot or for nomination by convention for the office is required to be filed, if the election is for a full term; or (B) the later of the 210th day before the date an application for a place on the ballot or for nomination by convention for the office is required to be filed or the date a vacancy in the office occurs, if the election is for an unexpired term; and (2) ending on the 120th day after the date of the election in which the candidate or officeholder last appeared on the ballot, regardless of whether the candidate or officeholder has an opponent in that election. (b) Subsection (a) (2) does not apply to a political contribution that was made and accepted with the intent that it be used to defray expenses incurred in connection with an election, including the repayment of any debt that is : (1) incurred directly by the making of a campaign expenditure during the period beginning on the date the application for a place on the ballot or for nomination by convention was required to be filed for the election in which the candidate last appeared on the ballot and ending on the date of that election; and (2) subject to the restrictions prescribed by Sections 253 . 162 and 253 . 1621 . (c) Repealed by Acts 2009, 81st Leg. , R. S . , Ch. 1329, Sec . 2, eff . September 1, 2009 . (d) A person who violates this section is liable for a civil penalty not to exceed three times the amount of the political contributions accepted in violation of this section. Added by Acts 1995, 74th Leg. , ch. 763, Sec. 1, eff. June 16, 1995 . Amended by Acts 1997, 75th Leg. , ch. 479, Sec . 2, eff. Sept. 1, 1997 . Amended by: https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 23/33 12/19/2019 ELECTION CODE CHAPTER 253. RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES Acts 2009, 81st Leg. , R. S . , Ch. 1329 (H.B. 4060) , Sec . 1, eff. September 1, 2009 . Acts 2009, 81st Leg. , R. S . , Ch. 1329 (H.B. 4060) , Sec . 2, eff. September 1, 2009 . Sec. 253 . 154 . WRITE-IN CANDIDACY. (a) A write-in candidate for judicial office or a specific-purpose committee for supporting a write-in candidate for judicial office may not knowingly accept a political contribution before the candidate files a declaration of write-in candidacy. (b) A person who violates this section is liable for a civil penalty not to exceed three times the amount of the political contributions accepted in violation of this section. Added by Acts 1995, 74th Leg. , ch. 763, Sec. 1, eff. June 16, 1995 . Sec. 253 . 1541 . ACCEPTANCE OF POLITICAL CONTRIBUTIONS BY PERSON APPOINTED TO FILL VACANCY. (a) This section applies only to a person appointed to fill a vacancy in an office covered by this subchapter who, at the time of appointment, does not hold another office covered by this subchapter. (b) Notwithstanding Section 253 . 153, a person to whom this section applies may accept political contributions beginning on the date the person assumes the duties of office and ending on the 60th day after that date. Added by Acts 1997, 75th Leg. , ch. 552, Sec. 1, eff. Sept. 1, 1997 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec . 2, eff. June 2, 2019 . Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec . 3, eff. June 2, 2019 . Sec. 253 . 155 . CONTRIBUTION LIMITS . (a) A judicial candidate or officeholder may not knowingly accept political contributions from a person that, in the aggregate, exceed the contribution limits prescribed by Subsection (b) in connection with each election in which the judicial candidate ' s name appears on the ballot. (b) The contribution limits under this section are : (1) for a statewide judicial office, $5, 000; or (2) for any other judicial office : https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 24/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES (A) $1, 000, if the population of the judicial district is less than 250, 000; (B) $2, 500, if the population of the judicial district is 250, 000 to one million; or (C) $5, 000, if the population of the judicial district is more than one million. (c) This section does not apply to a political contribution made by a general-purpose committee. (d) Repealed by Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec . 17 (1) , eff. June 2, 2019 . (d-1) In addition to the contribution limits imposed on each contributor under this section, a judicial candidate or officeholder may not accept a political contribution in excess of $50 from a person if: (1) the person is part of a law firm group; and (2) the contribution, when aggregated with all political contributions accepted by the candidate or officeholder from the same law firm group in connection with the election, would exceed six times the applicable contribution limit under this section. (e) A person who receives a political contribution that violates this section shall return the contribution to the contributor not later than the later of: (1) the last day of the reporting period in which the contribution is received; or (2) the fifth day after the date the contribution is received. (f) A person who violates this section is liable for a civil penalty not to exceed three times the amount of the political contributions accepted in violation of this section. Added by Acts 1995, 74th Leg. , ch. 763, Sec. 1, eff. June 16, 1995 . Amended by Acts 1997, 75th Leg. , ch. 479, Sec . 3, eff . Sept . 1, 1997; Acts 2003, 78th Leg. , ch. 1096, Sec . 2, eff. Sept . 1, 2003 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec . 4, eff. June 2, 2019 . Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec . 17 (l) , eff. June 2, 2019 . Sec . 253 . 157 . LIMIT ON CONTRIBUTION BY GENERAL-PURPOSE COMMITTEES . (a) Repealed by Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec . 17 (2) , eff. June 2, 2019 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 25/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES (a-1) A judicial candidate or officeholder may not knowingly accept political contributions from a general-purpose committee that, in the aggregate, exceed the contribution limits prescribed by this subsection in connection with an election in which the judicial candidate ' s name appears on the ballot. The contribution limits under this subsection are : (1) for a statewide judicial office, $25, 000; or (2) for any other judicial office, $5, 000 . (a-2) In addition to the contribution limits imposed on each contribution in Subsection (a-1) , a judicial candidate or officeholder may not accept a political contribution in excess of $50 from a general-purpose committee if the contribution, when aggregated with all political contributions from all general-purpose committees in connection with an election, would exceed: (1) for a statewide judicial office, $300, 000; (2) for the office of chief justice or justice, court of appeals : (A) $75, 000, if the population of the judicial district is more than one million; or (B) $52, 500, if the population of the judicial district is one million or less; or (3) for an office other than an office included under Subdivision (1) or (2) : (A) $52, 500, if the population of the judicial district is more than one million; (B) $30, 000, if the population of the judicial district is 250, 000 to one million; or (C) $15, 000, if the population of the judicial district is less than 250, 000 . (b) A person who receives a political contribution that violates this section shall return the contribution to the contributor not later than the later of: (1) the last day of the reporting period in which the contribution is received; or (2) the fifth day after the date the contribution is received. (c) A person who violates this section is liable for a civil penalty not to exceed three times the amount of the political contributions accepted in violation of this section. (d) Repealed by Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B . 3233) , Sec . 17 (2) , eff. June 2, 2019 . (e) Repealed by Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B . 3233) , Sec . 17 (2) , eff. June 2, 2019 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 26/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES Added by Acts 1995, 74th Leg. , ch. 763, Sec. 1, eff. June 16, 1995 . Amended by Acts 1997, 75th Leg. , ch. 479, Sec. 5, eff. Sept . 1, 1997; Acts 1997, 75th Leg. , ch. 552, Sec. 2, eff. Sept. 1, 1997; Acts 1999, 76th Leg. , ch. 62, Sec. 5 . 16, eff. Sept. 1, 1999; Acts 2003, 78th Leg. , ch. 1096, Sec . 3, eff. Sept. 1, 2003 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec. 5, eff. June 2, 2019 . Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec . 6, eff. June 2, 2019 . Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B . 3233) , Sec . 17 (2) , eff. June 2, 2019 . Sec. 253 . 158 . CONTRIBUTION BY SPOUSE OR CHILD. (a) For purposes of this subchapter, a contribution by the spouse of an individual is not considered to be a contribution by the individual . (b) For purposes of this subchapter, a contribution by a child of an individual is considered to be a contribution by the individual . Added by Acts 1995, 74th Leg. , ch. 763, Sec. 1, eff. June 16, 1995 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec . 7, eff. June 2, 2019 . Sec. 253 . 159 . EXCEPTION TO CONTRIBUTION LIMITS . Section 253 . 155 does not apply to an individual who is related to the candidate or officeholder within the second degree by consanguinity, as determined under Subchapter B, Chapter 573, Government Code . Added by Acts 1995, 74th Leg. , ch. 763, Sec. 1, eff. June 16, 1995 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec. 7, eff. June 2, 2019 . Sec. 253 . 1601 . CONTRIBUTION TO CERTAIN COMMITTEES CONSIDERED CONTRIBUTION TO CANDIDATE OR OFFICEHOLDER. For purposes of Sections 253 . 155 and 253 . 157, a contribution to a specific-purpose committee for the purpose of supporting a judicial candidate, opposing the candidate ' s opponent, or assisting a judicial officeholder is considered to be a contribution to the candidate or officeholder. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 27/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES Added by Acts 1995, 74th Leg. , ch. 763, Sec. 1, eff. June 16, 1995 . Renumbered from Election Code Sec. 253 . 156 and amended by Acts 1997, 75th Leg. , ch. 479, Sec. 4, eff. Sept. 1, 1997 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec . 7, eff. June 2, 2019 . Sec. 253 . 161 . USE OF CONTRIBUTION FROM NONJUDICIAL OR JUDICIAL OFFICE PROHIBITED. (a) A judicial candidate or officeholder, a specific-purpose committee for supporting or opposing a judicial candidate, or a specific- purpose committee for assisting a judicial officeholder may not use a political contribution to make a campaign expenditure for judicial office or to make an officeholder expenditure in connection with a judicial office if the contribution was accepted while the candidate or officeholder: (1) was a candidate for an office other than a judicial office; or (2) held an office other than a judicial office, unless the person had become a candidate for judicial office and the contribution was made in connection with an election for judicial office. (b) A candidate, officeholder, or specific-purpose committee for supporting, opposing, or assisting the candidate or officeholder may not use a political contribution to make a campaign expenditure for an office other than a judicial office or to make an officeholder expenditure in connection with an office other than a judicial office if the contribution was accepted while the candidate or officeholder: (1) was a candidate for a judicial office; or (2) held a judicial office, unless the person had become a candidate for another office and the contribution was made in connection with an election for nonjudicial office. (c) Repealed by Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec. 17 (4) , eff. June 2, 2019 . (d) A person who violates this section is liable for a civil penalty not to exceed three times the amount of political contributions used in violation of this section. Added by Acts 1995, 74th Leg. , ch. 763, Sec. 1, eff. June 16, 1995 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec. 8, eff. June 2, 2019 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 28/33 12/19/2019 ELECTION CODE CHAPTER 253. RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec . 17 (4) , eff. June 2, 2019 . Sec. 253 . 1611 . CERTAIN CONTRIBUTIONS BY JUDICIAL CANDIDATES, OFFICEHOLDERS, AND COMMITTEES RESTRICTED. (a) A judicial candidate or officeholder or a specific-purpose committee for supporting or opposing a judicial candidate or assisting a judicial officeholder may not use a political contribution to knowingly make political contributions that in the aggregate exceed $100 in a calendar year to a candidate or officeholder. (b) A judicial candidate or a specific-purpose committee for supporting or opposing a judicial candidate may not use a political contribution to knowingly make political contributions to a political committee in connection with a primary election. (c) A judicial candidate or a specific-purpose committee for supporting or opposing a judicial candidate may not use a political contribution to knowingly make a political contribution to a political committee that, when aggregated with each other political contribution to a political committee in connection with a general election, exceeds $500 . (d) A judicial officeholder or a specific-purpose committee for assisting a judicial officeholder may not, in any calendar year in which the office held is not on the ballot, use a political contribution to knowingly make a political contribution to a political committee that, when aggregated with each other political contribution to a political committee in that calendar year, exceeds $250 . (e) This section does not apply to a political contribution made to the principal political committee of the state executive committee or a county executive committee of a political party that provides goods or services, including political advertising or a campaign communication, to or for the benefit of judicial candidates . (e-1) This subsection applies only to a political party required to nominate candidates by primary election. This section does not apply to a political contribution made, for the purpose of sponsoring or attending an event, to a political committee affiliated with: (1) an organization that has been designated as an auxiliary, coalition, or county chair association of a political party as provided by political party rule or state executive committee bylaw; or (2) a local chapter of an organization described by Subdivision (1) . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 29/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES (f) Repealed by Acts 2017, 85th Leg. , R. S . , Ch. 905 (H.B. 3903) , Sec. 2, eff. June 15, 2017 . (g) A person who violates this section is liable for a civil penalty not to exceed three times the amount of political contributions used in violation of this section. Added by Acts 1997, 75th Leg. , ch. 479, Sec . 7, eff. Sept . 1, 1997 . Amended by Acts 2001, 77th Leg. , ch. 937, Sec . 1, eff. Sept . 1, 2001 . Amended by: Acts 2017, 85th Leg. , R. S . , Ch. 905 (H.B. 3903) , Sec. 1, eff. June 15, 2017 . Acts 2017, 85th Leg. , R. S . , Ch. 905 (H.B. 3903) , Sec . 2, eff. June 15, 2017 . Sec. 253 . 1612 . CERTAIN CAMPAIGN ACTIVITIES AUTHORIZED. The Code of Judicial Conduct may not prohibit, and a judicial candidate may not be penalized for, a joint campaign activity conducted by two or more judicial candidates . Added by Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec. 9, eff. June 2, 2019 . Sec. 253 . 162 . RESTRICTIONS ON REIMBURSEMENT OF PERSONAL FUNDS AND PAYMENTS ON CERTAIN LOANS . (a) A judicial candidate or officeholder who makes political expenditures from the person' s personal funds or who accepts one or more political contributions in the form of a loan, including an extension of credit or guarantee of a loan or extension of credit, from one or more persons related to the candidate or officeholder within the second degree of affinity or consanguinity, as determined under Subchapter B, Chapter 573, Government Code, may not reimburse those personal funds or repay those loans from political contributions in amounts that in the aggregate exceed, for each election in which the person' s name appears on the ballot: (1) for a statewide judicial office, $100, 000; or (2) for an office other than a statewide judicial office, five times the applicable contribution limit under Section 253 . 155 . (b) Repealed by Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec. 17 (5) , eff. June 2, 2019 . (c) A person who is both a candidate and an officeholder may reimburse the person' s personal funds in only one capacity. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 30/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES (d) A person who violates this section is liable for a civil penalty not to exceed three times the amount by which the reimbursement made in violation of this section exceeds the applicable limit prescribed by Subsection (a) . Added by Acts 1995, 74th Leg. , ch. 763, Sec . 1, eff . June 16, 1995 . Amended by Acts 2003, 78th Leg. , ch. 1096, Sec . 5, eff. Sept . 1, 2003 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec . 10, eff. June 2, 2019 . Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec . 17 (5) , eff. June 2, 2019 . Sec. 253 . 1621 . APPLICATION OF CONTRIBUTION AND REIMBURSEMENT LIMITS TO CERTAIN CANDIDATES . (a) For purposes of the contribution limits prescribed by Section 253 . 155 or 253 . 157 and the limit on reimbursement of personal funds and repayment of certain loans prescribed by Section 253 . 162, the general and primary elections are considered separate elections for a candidate whose name appears on the ballot. (b) For purposes of the contribution limits prescribed by Sections 253 . 155 and 253 . 157 and the limits on reimbursement of personal funds and repayment of certain loans prescribed by Section 253 . 162, a runoff election in which the candidate ' s name is on the ballot is considered a separate election. Added by Acts 2003, 78th Leg. , ch. 1096, Sec. 1, eff. Sept . 1, 2003 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec . 11, eff. June 2, 2019 . Sec. 253 . 167 . CERTIFICATION OF POPULATION; NOTICE OF CONTRIBUTION LIMITS . (a) For purposes of this subchapter only, not later than June 1 of each odd-numbered year, the commission shall : (1) make a written certification of the population of each judicial district for which a candidate for judge or justice must file a campaign treasurer appointment with the commission; and (2) deliver to the county clerk of each county a written certification of the county' s population, if the county: (A) comprises an entire judicial district under Chapter 26, Government Code; or https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 31/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES (B) has a statutory county court or statutory probate court, other than a multicounty statutory county court created under Subchapter D, Chapter 25, Government Code. (b) Following certification of population under Subsection (a) , the commission or county clerk, as appropriate, shall make available to each candidate for an office covered by this subchapter written notice of the contribution limits applicable to the office the candidate seeks . (c) The commission shall post the written certification required by this section on the commission' s Internet website. Added by Acts 1995, 74th Leg. , ch. 763, Sec . 1, eff . June 16, 1995 . Amended by: Acts 2011, 82nd Leg. , R. S . , Ch. 1164 (H.B. 2817) , Sec . 40, eff. September 1, 2011 . Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec . 12, eff. June 2, 2019 . Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec . 13, eff. June 2, 2019 . Sec. 253 . 171 . CONTRIBUTION FROM OR DIRECT CAMPAIGN EXPENDITURE BY POLITICAL PARTY. A political expenditure that is made by the principal political committee of the state executive committee or a county executive committee of a political party for a generic get-out-the-vote campaign or to create and distribute a written list of two or more candidates is not considered a contribution to a judicial candidate who benefits from the get-out-the-vote campaign or is included in the written list and is not subject to the limits of Section 253 . 155 or 253 . 157 if the get-out-the-vote campaign or written list: (1) identifies the party' s candidates by name and office sought, office held, or photograph; (2) does not include any reference to the judicial philosophy or positions on issues of the party' s judicial candidates; and (3) is not broadcast, cablecast, published in a newspaper or magazine, or placed on a billboard. Added by Acts 1995, 74th Leg. , ch. 763, Sec . 1, eff. June 16, 1995 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec. 14, eff. June 2, 2019 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 32/33 12/19/2019 ELECTION CODE CHAPTER 253.RESTRICTIONS ON CONTRIBUTIONS AND EXPENDITURES Sec. 253 . 176 . CIVIL PENALTY. (a) The commission may impose a civil penalty against a person as provided by this subchapter only after a formal hearing as provided by Subchapter E, Chapter 571, Government Code . (b) The commission shall base the amount of the penalty on: (1) the seriousness of the violation; (2) the history of previous violations; (3) the amount necessary to deter future violations; and (4) any other matter that justice may require. (c) Repealed by Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec. 17 (7) , eff. June 2, 2019 . Added by Acts 1995, 74th Leg. , ch. 763, Sec. 1, eff . June 16, 1995 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec . 15, eff. June 2, 2019 . Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B. 3233) , Sec. 17 (7) , eff. June 2, 2019 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.253.htm 33/33 12/19/2019 ELECTION CODE CHAPTER 254. POLITICAL REPORTING ELECTION CODE TITLE 15 . REGULATING POLITICAL FUNDS AND CAMPAIGNS CHAPTER 254 . POLITICAL REPORTING SUBCHAPTER A. RECORDKEEPING Sec . 254 . 001 . RECORDKEEPING REQUIRED. (a) Each candidate and each officeholder shall maintain a record of all reportable activity. (b) Each campaign treasurer of a political committee shall maintain a record of all reportable activity. (c) The record must contain the information that is necessary for filing the reports required by this chapter. (d) A person required to maintain a record under this section shall preserve the record for at least two years beginning on the filing deadline for the report containing the information in the record. (e) A person who violates this section commits an offense. An offense under this section is a Class B misdemeanor. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . SUBCHAPTER B. POLITICAL REPORTING GENERALLY Sec. 254 . 031 . GENERAL CONTENTS OF REPORTS . (a) Except as otherwise provided by this chapter, each report filed under this chapter must include: (1) the amount of political contributions, other than political contributions described by Subdivision (1-a) , from each person that in the aggregate exceed $50 and that are accepted during the reporting period by the person or committee required to file a report under this chapter, the full name and address of the person making the contributions, and the dates of the contributions; (1-a) the amount of political contributions from each person that are made electronically and that are accepted during the reporting period by the person or committee required to file a report under this chapter, the full name and address of the person making the contributions, and the dates of the contributions; (2) the amount of loans that are made during the reporting period for campaign or officeholder purposes to the person or committee required to file the report and that in the aggregate exceed $50, the dates the https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 1/43 12/19/2019 ELECTION CODE CHAPTER 254. POLITICAL REPORTING loans are made, the interest rate, the maturity date, the type of collateral for the loans, if any, the full name and address of the person or financial institution making the loans, the full name and address, principal occupation, and name of the employer of each guarantor of the loans, the amount of the loans guaranteed by each guarantor, and the aggregate principal amount of all outstanding loans as of the last day of the reporting period; (3) the amount of political expenditures that in the aggregate exceed $100 and that are made during the reporting period, the full name and address of the persons to whom the expenditures are made, and the dates and purposes of the expenditures; (4) the amount of each payment made during the reporting period from a political contribution if the payment is not a political expenditure, the full name and address of the person to whom the payment is made, and the date and purpose of the payment; (5) the total amount or a specific listing of the political contributions of $50 or less accepted and the total amount or a specific listing of the political expenditures of $100 or less made during the reporting period; (6) the total amount of all political contributions accepted and the total amount of all political expenditures made during the reporting period; (7) the name of each candidate or officeholder who benefits from a direct campaign expenditure made during the reporting period by the person or committee required to file the report, and the office sought or held, excluding a direct campaign expenditure that is made by the principal political committee of a political party on behalf of a slate of two or more nominees of that party; (8) as of the last day of a reporting period for which the person is required to file a report, the total amount of political contributions accepted, including interest or other income on those contributions, maintained in one or more accounts in which political contributions are deposited as of the last day of the reporting period; (9) any credit, interest, rebate, refund, reimbursement, or return of a deposit fee resulting from the use of a political contribution or an asset purchased with a political contribution that is received during the reporting period and the amount of which exceeds $100; (10) any proceeds of the sale of an asset purchased with a political contribution that is received during the reporting period and the amount of which exceeds $100; https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 2/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING (11) any investment purchased with a political contribution that is received during the reporting period and the amount of which exceeds $100; (12) any other gain from a political contribution that is received during the reporting period and the amount of which exceeds $100; and (13) the full name and address of each person from whom an amount described by Subdivision (9) , (10) , (11) , or (12) is received, the date the amount is received, and the purpose for which the amount is received. (a-1) A de minimis error in calculating or reporting a cash balance under Subsection (a) (8) is not a violation of this section. (b) If no reportable activity occurs during a reporting period, the person required to file a report shall indicate that fact in the report. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1991, 72nd Leg. , ch. 304, Sec. 5 . 10, eff. Jan. 1, 1992; Acts 2003, 78th Leg. , ch. 249, Sec. 2 . 091, eff. Sept . 1, 2003 . Amended by: Acts 2011, 82nd Leg. , 1st C . S . , Ch. 4 (S .B. 1) , Sec. 76 . 03, eff. September 28, 2011 . Acts 2019, 86th Leg. , R. S . , Ch. 1127 (H.B. 2586) , Sec . 8, eff. September 1, 2019 . Sec. 254 . 0311 . REPORT BY LEGISLATIVE CAUCUS . (a) A legislative caucus shall file a report of contributions and expenditures as required by this section. (b) A report filed under this section must include: (1) the amount of contributions from each person, other than a caucus member, that in the aggregate exceed $50 and that are accepted during the reporting period by the legislative caucus, the full name and address of the person making the contributions, and the dates of the contributions; (2) the amount of loans that are made during the reporting period to the legislative caucus and that in the aggregate exceed $50, the dates the loans are made, the interest rate, the maturity date, the type of collateral for the loans, if any, the full name and address of the person or financial institution making the loans, the full name and address, principal occupation, and name of the employer of each guarantor of the loans, the amount of the loans guaranteed by each guarantor, and the https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 3/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING aggregate principal amount of all outstanding loans as of the last day of the reporting period; (3) the amount of expenditures that in the aggregate exceed $50 and that are made during the reporting period, the full name and address of the persons to whom the expenditures are made, and the dates and purposes of the expenditures; (4) the total amount or a specific listing of contributions of $50 or less accepted from persons other than caucus members and the total amount or a specific listing of expenditures of $50 or less made during the reporting period; and (5) the total amount of all contributions accepted, including total contributions from caucus members, and the total amount of all expenditures made during the reporting period. (c) If no reportable activity occurs during a reporting period, the legislative caucus shall indicate that fact in the report. (d) A legislative caucus shall file with the commission two reports for each year. (e) The first report shall be filed not later than July 15 . The report covers the period beginning January 1 or the day the legislative caucus is organized, as applicable, and continuing through June 30 . (f) The second report shall be filed not later than January 15 . The report covers the period beginning July 1 or the day the legislative caucus is organized, as applicable, and continuing through December 31 . (g) A legislative caucus shall maintain a record of all reportable activity under this section and shall preserve the record for at least two years beginning on the filing deadline for the report containing the information in the record. (h) In this section, "legislative caucus" has the meaning assigned by Section 253 . 0341 . Added by Acts 1995, 74th Leg. , ch. 43, Sec . 2, eff. Aug. 28, 1995 . Sec. 254 . 0312 . BEST EFFORTS . (a) A person required to file a report under this chapter is considered to be in compliance with Section 254 . 0612, 254 . 0912, or 254 . 1212 only if the person or the person' s campaign treasurer shows that the person has used best efforts to obtain, maintain, and report the information required by those sections . A person is considered to have used best efforts to obtain, maintain, and report that information if the person or the person' s campaign treasurer complies with this section. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 4/43 12/19/2019 ELECTION CODE CHAPTER 254. POLITICAL REPORTING (b) Each written solicitation for political contributions from an individual must include : (1) a clear request for the individual ' s full name and address, the individual ' s principal occupation or job title, and the full name of the individual ' s employer; and (2) an accurate statement of state law regarding the collection and reporting of individual contributor information, such as : (A) "State law requires (certain candidates, officeholders, or political committees, as applicable) to use best efforts to collect and report the full name and address, principal occupation or job title, and full name of employer of individuals whose contributions equal or exceed $500 in a reporting period. "; or (B) "To comply with state law, (certain candidates, officeholders, or political committees, as applicable) must use best efforts to obtain, maintain, and report the full name and address, principal occupation or job title, and full name of employer of individuals whose contributions equal or exceed $500 in a reporting period. " . (c) For each political contribution received from an individual that, when aggregated with all other political contributions received from the individual during the reporting period, equals or exceeds $500 and for which the information required by Section 254 . 0612, 254 . 0912, or 254 . 1212 is not provided, the person must make at least one oral or written request for the missing information. A request under this subsection: (1) must be made not later than the 30th day after the date the contribution is received; (2) must include a clear and conspicuous statement that complies with Subsection (b) ; (3) if made orally, must be documented in writing; and (4) may not be made in conjunction with a solicitation for an additional political contribution. (d) A person must report any information required by Section 254 . 0612, 254 . 0912, or 254 . 1212 that is not provided by the individual making the political contribution and that the person has in the person' s records of political contributions or previous reports under this chapter. (e) A person who receives information required by Section 254 . 0612, 254 . 0912, or 254 . 1212 after the filing deadline for the report on which the contribution is reported must include the missing information on the next report the person is required to file under this chapter. Added by Acts 2003, 78th Leg. , ch. 249, Sec. 2 . 10, eff. Sept. 1, 2003 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 5/43 12/19/2019 ELECTION CODE CHAPTER 254. POLITICAL REPORTING Sec . 254 . 0313 . OMISSION OF ADDRESS FOR JUDGE AND SPOUSE. (a) In this section, "federal judge" and "state judge" have the meanings assigned by Section 13 . 0021 . (b) On receiving notice from the Office of Court Administration of the Texas Judicial System of a judge ' s qualification for office or on receipt of a written request from a federal judge, state judge, or spouse of a federal or state judge, the commission shall remove or redact the residence address of a federal judge, a state judge, or the spouse of a federal or state judge from any report filed by the judge in the judge ' s capacity or made available on the Internet under this chapter. Added by Acts 2019, 86th Leg. , R. S . , Ch. 518 (S .B. 489) , Sec. 1, eff. September 1, 2019 . Sec. 254 . 032 . NONREPORTABLE PERSONAL TRAVEL EXPENSE. A political contribution consisting of personal travel expense incurred by an individual is not required to be reported under this chapter if the individual receives no reimbursement for the expense. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec. 254 . 033 . NONREPORTABLE PERSONAL SERVICE. A political contribution consisting of an individual ' s personal service is not required to be reported under this chapter if the individual receives no compensation for the service. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec. 254 . 034 . TIME OF ACCEPTING CONTRIBUTION. (a) A determination to accept or refuse a political contribution that is received by a candidate, officeholder, or political committee shall be made not later than the end of the reporting period during which the contribution is received. (b) If the determination to accept or refuse a political contribution is not made before the time required by Subsection (a) , for purposes of this chapter, the contribution is considered to have been accepted on the last day of that reporting period. (c) A political contribution that is received but not accepted shall be returned to the contributor not later than the 30th day after the https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 6/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING deadline for filing a report for the reporting period during which the contribution is received. A contribution not returned within that time is considered to be accepted. (d) A candidate, officeholder, or political committee commits an offense if the person knowingly fails to return a political contribution as required by Subsection (c) . (e) An offense under this section is a Class A misdemeanor. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1989, 71st Leg. , ch. 2, Sec. 7 . 16, eff. Aug. 28, 1989 . Sec. 254 . 035 . TIME OF MAKING EXPENDITURE. (a) For purposes of reporting under this chapter, a political expenditure is not considered to have been made until the amount is readily determinable by the person making the expenditure, except as provided by Subsection (b) . (b) If the character of an expenditure is such that under normal business practice the amount is not disclosed until receipt of a periodic bill, the expenditure is not considered made until the date the bill is received. (c) The amount of a political expenditure made by credit card is readily determinable by the person making the expenditure on the date the person receives the credit card statement that includes the expenditure. (d) Subsection (c) does not apply to a political expenditure made by credit card during the period covered by a report required to be filed under Section 254 . 064 (b) or (c) , 254 . 124 (b) or (c) , or 254 . 154 (b) or (c) . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 2003, 78th Leg. , ch. 249, Sec. 2 . 11, eff. Sept. 1, 2003 . Sec. 254 . 036 . FORM OF REPORT; AFFIDAVIT; MAILING OF FORMS . (a) Each report filed under this chapter with an authority other than the commission must be in a format prescribed by the commission. A report filed with the commission that is not required to be filed by computer diskette, modem, or other means of electronic transfer must be on a form prescribed by the commission and written in black ink or typed with black typewriter ribbon or, if the report is a computer printout, the printout must conform to the same format and paper size as the form prescribed by the commission. (b) Except as provided by Subsection (c) or (e) , each report filed under this chapter with the commission must be filed by computer diskette, modem, or other means of electronic transfer, using computer software https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 7/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING provided by the commission or computer software that meets commission specifications for a standard file format. (c) A candidate, officeholder, or political committee that is required to file reports with the commission may file reports that comply with Subsection (a) if: (1) the candidate, officeholder, or campaign treasurer of the committee files with the commission an affidavit stating that the candidate, officeholder, or committee, an agent of the candidate, officeholder, or committee, or a person with whom the candidate, officeholder, or committee contracts does not use computer equipment to keep the current records of political contributions, political expenditures, or persons making political contributions to the candidate, officeholder, or committee; and (2) the candidate, officeholder, or committee does not, in a calendar year, accept political contributions that in the aggregate exceed $20, 000 or make political expenditures that in the aggregate exceed $20, 000 . (c-1) An affidavit under Subsection (c) must be filed with each report filed under Subsection (a) . The affidavit must include a statement that the candidate, officeholder, or political committee understands that the candidate, officeholder, or committee shall file reports as required by Subsection (b) if: (1) the candidate, officeholder, or committee, a consultant of the candidate, officeholder, or committee, or a person with whom the candidate, officeholder, or committee contracts uses computer equipment for a purpose described by Subsection (c) ; or (2) the candidate, officeholder, or committee exceeds $20, 000 in political contributions or political expenditures in a calendar year. (d) Repealed by Acts 2003, 78th Leg. , ch. 249, Sec. 2 . 26 . (e) A candidate for an office described by Section 252 . 005 (5) or a specific-purpose committee for supporting or opposing only candidates for an office described by Section 252 . 005 (5) or a measure described by Section 252 . 007 (5) may file reports that comply with Subsection (a) . (f) In prescribing the format of a report filed under this chapter with an authority other than the commission, the commission shall ensure that: (1) a report may be filed: (A) by first class United States mail or common or contract carrier; (B) by personal delivery; or https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 8/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING (C) by electronic filing, if the authority with whom the report is required to be filed has adopted rules and procedures to provide for the electronic filing of the report and the report is filed in accordance with those rules and procedures; and (2) an authority with whom a report is electronically filed issues an electronic receipt for the report to the person filing the report. (g) Repealed by Acts 2003, 78th Leg. , ch. 249, Sec. 2 . 26 . (h) Each report filed under this chapter that is not filed by electronic transfer must be accompanied by an affidavit executed by the person required to file the report. The affidavit must contain the statement: "I swear, or affirm, under penalty of perjury, that the accompanying report is true and correct and includes all information required to be reported by me under Title 15, Election Code. " Each report filed under this chapter by electronic transfer must be under oath by the person required to file the report and must contain, in compliance with commission specifications, the digitized signature of the person required to file the report. A report filed under this chapter is considered to be under oath by the person required to file the report, and the person is subject to prosecution under Chapter 37, Penal Code, regardless of the absence of or a defect in the affidavit. (i) Each person required to file reports with the commission that comply with Subsection (b) shall file with the commission a written statement providing the manner of electronic transfer that the person will use to file the report. A statement under this subsection must be filed not later than the 30th day before the filing deadline for the first report a person is required to file under Subsection (b) . A person who intends to change the manner of filing described by the person' s most recent statement shall notify the commission of the change not later than the 30th day before the filing deadline for the report to which the change applies . If a person does not file a statement under this subsection, the commission may accept as authentic a report filed in any manner that complies with Subsection (b) . If the commission receives a report that is not filed in the manner described by the person' s most recent statement under this subsection, the commission shall promptly notify the person in writing that the commission has received a report filed in a different manner than expected. (j ) As part of the notification required by Section 251 . 033, the commission shall mail the appropriate forms to each person required to file a report with the commission during that reporting period. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 9/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING (k) The commission shall prescribe forms for purposes of legislative caucus reports under Section 254 . 0311 that are separate and distinct from forms for other reports under this chapter. (1) This section applies to a report that is filed electronically or otherwise. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept . 1, 1987; Acts 1991, 72nd Leg. , ch. 304, Sec. 5 . 11, eff. Jan. 1, 1992; Acts 1995, 74th Leg. , ch. 43, Sec. 3, eff. Aug. 28, 1995; Acts 1997, 75th Leg. , ch. 1134, Sec. 6, 7, eff. Sept. 1, 1997; Acts 1999, 76th Leg. , ch. 1434, Sec. 1, eff. Sept . 1, 1999; Acts 2003, 78th Leg. , ch. 249, Sec. 2 . 12, 2 . 26, eff. Sept . 1, 2003 . Amended by: Acts 2005, 79th Leg. , Ch. 1225 (H.B. 1071) , Sec . 1, eff. September 1, 2005 . Acts 2011, 82nd Leg. , R. S . , Ch. 1009 (H.B. 2359) , Sec . 3, eff. June 17, 2011 . Acts 2011, 82nd Leg. , R. S . , Ch. 1009 (H.B. 2359) , Sec . 6 (3) , eff. June 17, 2011 . Acts 2013, 83rd Leg. , R. S . , Ch. 894 (H.B. 1035) , Sec . 1, eff. September 1, 2013 . Sec. 254 . 0362 . USE OF PUBLICLY ACCESSIBLE COMPUTER TERMINAL FOR PREPARATION OF REPORTS . (a) Except as provided by Subsection (d) , a person who is required to file reports under this chapter may use a publicly accessible computer terminal that has Internet access and web browser software to prepare the reports . (b) A public entity may prescribe reasonable restrictions on the use of a publicly accessible computer terminal for preparation of reports under this chapter, except that a public entity may not prohibit a person from using a computer terminal for preparation of reports during the public entity' s regular business hours if the person requests to use the computer terminal less than 48 hours before a reporting deadline to which the person is subject. (c) This section does not require a public entity to provide a person with consumable materials, including paper and computer diskettes, in conjunction with the use of a publicly accessible computer terminal . (d) An officeholder may not use a computer issued to the officeholder for official use to prepare a report under this title. (e) In this section: https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 10/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING (1) "Public entity" means a state agency, city, county, or independent school district. (2) "Publicly accessible computer terminal" means a computer terminal that is normally available for use by members of the public and that is owned by a state agency, an independent school district, or a public library operated by a city or county. Added by Acts 1999, 76th Leg. , ch. 1434, Sec . 2, eff . Sept . 1, 1999 . Sec. 254 . 037 . FILING DEADLINE. (a) Except as provided by Subsection (b) , the deadline for filing a report required by this chapter is 5 p.m. on the last day permitted under this chapter for filing the report. (b) The deadline for filing a report electronically with the commission as required by this chapter is midnight on the last day for filing the report. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Amended by: Acts 2007, 80th Leg. , R. S . , Ch. 472 (H.B . 2195) , Sec . 1, eff. September 1, 2007 . Sec . 254 . 038 . SPECIAL REPORT NEAR ELECTION BY CERTAIN CANDIDATES AND POLITICAL COMMITTEES . (a) In addition to other reports required by this chapter, the following persons shall file additional reports during the period beginning the ninth day before election day and ending at 12 noon on the day before election day: (1) a candidate for an office specified by Section 252 . 005 (1) who accepts political contributions from a person that in the aggregate exceed $1, 000 during that reporting period; and (2) a specific-purpose committee for supporting or opposing a candidate described by Subdivision (1) and that accepts political contributions from a person that in the aggregate exceed $1, 000 during that reporting period. (b) Each report required by this section must include the amount of the contributions specified by Subsection (a) , the full name and address of the person making the contributions, and the dates of the contributions . (c) A report under this section shall be filed electronically, by telegram or telephonic facsimile machine, or by hand, in the form required by Section 254 . 036 . The commission must receive a report under this section filed by telegram, telephonic facsimile machine, or hand not later than 5 p.m. of the first business day after the date the contribution is https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 11/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING accepted. The commission must receive a report under this section filed electronically not later than midnight of the first business day after the date the contribution is accepted. A report under this section is not required to be accompanied by the affidavit required under Section 254 . 036 (h) or to be submitted on a form prescribed by the commission. A report under this section that complies with Section 254 . 036 (a) must be accompanied by an affidavit under Section 254 . 036 (c) (1) unless the candidate or committee has submitted an affidavit under Section 254 . 036 (c) (1) with another report filed in connection with the election for which a report is required under this section. (d) To the extent of a conflict between this section and Section 254 . 036, this section controls . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1989, 71st Leg. , ch. 994, Sec . 1, eff. Sept. 1, 1989; Acts 1993, 73rd Leg. , ch. 107, Sec. 3 . 14, eff. Aug. 30, 1993; Acts 2001, 77th Leg. , ch. 1428, Sec . 1, eff. Sept. 1, 2001; Acts 2003, 78th Leg. , ch. 249, Sec. 2 . 13, eff. Sept . 1, 2003 . Amended by: Acts 2005, 79th Leg. , Ch. 174 (H.B. 350) , Sec . 1, eff. October 1, 2005 . Acts 2005, 79th Leg. , Ch. 174 (H.B. 350) , Sec . 2, eff. October 1, 2005 . Acts 2007, 80th Leg. , R. S . , Ch. 472 (H.B. 2195) , Sec . 2, eff. September 1, 2007 . Sec. 254 . 039 . SPECIAL REPORT NEAR ELECTION BY CERTAIN GENERAL-PURPOSE COMMITTEES . (a) In addition to other reports required by this chapter, a general-purpose committee shall file additional reports during the period beginning the ninth day before election day and ending at 12 noon on the day before election day if the committee: (1) accepts political contributions from a person that in the aggregate exceed $5, 000 during that reporting period; or (2) makes direct campaign expenditures supporting or opposing either a single candidate that in the aggregate exceed $1, 000 or a group of candidates that in the aggregate exceed $15, 000 during that reporting period. (a-1) A report under this section shall be filed electronically, by telegram or telephonic facsimile machine, or by hand, in the form required by Section 254 . 036 . The commission must receive a report under this https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 12/43 12/19/2019 ELECTION CODE CHAPTER 254. POLITICAL REPORTING section not later than 5 p.m. of the first business day after the date the contribution is accepted or the expenditure is made. A report under this section is not required to be accompanied by the affidavit required under Section 254 . 036 (h) or to be submitted on a form prescribed by the commission. A report under this section that complies with Section 254 . 036 (a) must be accompanied by an affidavit under Section 254 . 036 (c) (1) unless the committee has submitted an affidavit under Section 254 . 036 (c) (1) with another report filed in connection with the election for which a report is required under this section. (a-2) Each report required by Subsection (a) (1) must include the amount of the contributions specified by that subsection, the full name and address of the person making the contributions, and the dates of the contributions . (b) Each report required by Subsection (a) (2) must include the amount of the expenditures, the full name and address of the persons to whom the expenditures are made, and the dates and purposes of the expenditures . (c) To the extent of a conflict between this section and Section 254 . 036, this section controls . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1989, 71st Leg. , ch. 994, Sec. 2, eff. Sept. 1, 1989; Acts 1993, 73rd Leg. , ch. 107, Sec. 3 . 15, eff. Aug. 30, 1993 . Amended by: Acts 2005, 79th Leg. , Ch. 174 (H.B . 350) , Sec . 3, eff. October 1, 2005 . Acts 2005, 79th Leg. , Ch. 174 (H.B. 350) , Sec . 4, eff. October 1, 2005 . Acts 2007, 80th Leg. , R. S . , Ch. 1294 (S .B. 64) , Sec . 1, eff. September 1, 2007 . Sec. 254 . 0391 . REPORT DURING SPECIAL LEGISLATIVE SESSION. (a) A statewide officeholder, a member of the legislature, or a specific-purpose committee for supporting, opposing, or assisting a statewide officeholder or member of the legislature, or a candidate for statewide office or the legislature or a specific-purpose committee for supporting or opposing the candidate, that accepts a political contribution during the period beginning on the date the governor signs the proclamation calling a special legislative session and continuing through the date of final adjournment shall report the contribution to the commission not later than the 30th day after the date of final adjournment. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 13/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING (b) A determination to accept or refuse the political contribution shall be made not later than the third day after the date the contribution is received. (c) Each report required by this section must include the amount of the political contribution, the full name and address of the person making the contribution, and the date of the contribution. (d) A report is not required under this section if a person covered by Subsection (a) is required to file another report under this chapter not later than the 10th day after the date a report required under this section would be due. Added by Acts 1991, 72nd Leg. , ch. 304, Sec. 5 . 12, eff. Jan. 1, 1992 . Sec. 254 . 040 . PRESERVATION OF REPORTS; RECORD OF INSPECTION. (a) Each report filed under this chapter shall be preserved by the authority with whom it is filed for at least two years after the date it is filed. (b) Each time a person requests to inspect a report, the commission shall place in the file a statement of the person' s name and address, whom the person represents, and the date of the request. The commission shall retain that statement in the file for one year after the date the requested report is filed. This subsection does not apply to a request to inspect a report by: (1) a member or employee of the commission acting on official business; or (2) an individual acting on the individual ' s own behalf. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1997, 75th Leg. , ch. 1134, Sec. 8, eff. Sept. 1, 1997 . Sec. 254 . 0401 . AVAILABILITY OF REPORTS ON INTERNET. (a) The commission shall make each report filed with the commission under Section 254 . 036 (b) available to the public on the Internet not later than the second business day after the date the report is filed. (a-1) The county clerk of a county with a population of 800, 000 or more shall make a report filed with the clerk by a candidate, officeholder, or specific-purpose committee under this subchapter in connection with a county office or the office of county commissioner available to the public on the county' s Internet website not later than the fifth business day after the date the report is received. (b) Repealed by Acts 2013, 83rd Leg. , R. S . , Ch. 847, Sec . 3 (a) , eff. September 1, 2013 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 14/43 12/19/2019 ELECTION CODE CHAPTER 254. POLITICAL REPORTING (c) The clerk of a municipality with a population of 500, 000 or more shall make a report filed with the clerk by a candidate, officeholder, or specific-purpose committee under this subchapter in connection with the office of mayor or member of the municipality' s governing body available to the public on the municipality' s Internet website not later than the fifth business day after the date the report is received. (d) The access allowed by this section to reports is in addition to the public ' s access to the information through other electronic or print distribution of the information. (e) Before making a report filed under Section 254 . 036 (b) available on the Internet, the commission shall remove each portion, other than city, state, and zip code, of the address of a person listed as having made a political contribution to the person filing the report. The address information removed must remain available on the report maintained in the commission' s office but may not be available electronically at that office . (f) The commission shall clearly state on the Internet website on which reports are provided that reports filed by an independent candidate, a third-party candidate, or a specific-purpose committee for supporting or opposing an independent or third-party candidate will not be available if the candidate or committee has not yet filed a report . (g) Electronic report data saved in a temporary storage location of the authority with whom the report is filed for later retrieval and editing before the report is filed is confidential and may not be disclosed. After the report is filed with the authority, the information disclosed in the filed report is public information to the extent provided by this title. Added by Acts 1999, 76th Leg. , ch. 1434, Sec . 3, eff. Sept . 1, 1999 . Amended by Acts 2003, 78th Leg. , ch. 249, Sec . 2 . 14, 2 . 26, eff. Sept. 1, 2003; Acts 2003, 78th Leg. , ch. 567, Sec . 1, eff. Sept . 1, 2003 . Amended by: Acts 2013, 83rd Leg. , R. S . , Ch. 847 (H.B . 195) , Sec . 1, eff. September 1, 2013 . Acts 2013, 83rd Leg. , R. S . , Ch. 847 (H.B. 195) , Sec . 2, eff. September 1, 2013 . Acts 2013, 83rd Leg. , R. S . , Ch. 847 (H.B. 195) , Sec . 3 (a) , eff. September 1, 2013 . Acts 2017, 85th Leg. , R. S . , Ch. 249 (H.B. 998) , Sec . 1, eff. September 1, 2017 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 15/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING Sec. 254 . 04011 . AVAILABILITY OF REPORTS OF SCHOOL TRUSTEES ON INTERNET. (a) This section applies only to a school district: (1) located wholly or partly in a municipality with a population of more than 500, 000; and (2) with a student enrollment of more than 15, 000 . (b) A report filed under this chapter by a member of the board of trustees of a school district, a candidate for membership on the board of trustees of a school district, or a specific-purpose committee for supporting, opposing, or assisting a candidate or member of a board of trustees of a school district must be posted on the Internet website of the school district. (c) A report to which Subsection (b) applies must be available to the public on the Internet website not later than the fifth business day after the date the report is filed with the school district . (d) The access allowed by this section to reports is in addition to the public ' s access to the information through other electronic or print distribution of the information. (e) Before making a report available on the Internet under this section, the school district may remove each portion, other than city, state, and zip code, of the address of a person listed as having made a political contribution to the person filing the report. If the address information is removed as permitted by this subsection, the information must remain available on the report maintained in the school district ' s office. Added by Acts 2011, 82nd Leg. , R. S . , Ch. 1272 (H.B. 336) , Sec. 1, eff. September 1, 2011 . Sec. 254 . 0402 . PUBLIC INSPECTION OF REPORTS . (a) Notwithstanding Section 552 .222 (a) , Government Code, the authority with whom a report is filed under this chapter may not require a person examining the report to provide any information or identification. (b) The commission shall make information from reports filed with the commission under Section 254 . 036 (b) available by electronic means, including: (1) providing access to computer terminals at the commission' s office; (2) providing information on computer diskette for purchase at a reasonable cost; and https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 16/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING (3) providing modem or other electronic access to the information. Added by Acts 1999, 76th Leg. , ch. 1434, Sec. 3, eff. Sept . 1, 1999 . Sec. 254 . 0405 . AMENDMENT OF FILED REPORT. (a) A person who files a semiannual report under this chapter may amend the report. (b) A semiannual report that is amended before the eighth day after the date the original report was filed is considered to have been filed on the date on which the original report was filed. (c) A semiannual report that is amended on or after the eighth day after the original report was filed is considered to have been filed on the date on which the original report was filed if: (1) the amendment is made before any complaint is filed with regard to the subject of the amendment; and (2) the original report was made in good faith and without an intent to mislead or to misrepresent the information contained in the report. Added by Acts 2011, 82nd Leg. , R. S . , Ch. 561 (H.B. 3093) , Sec . 1, eff. September 1, 2011 . Sec . 254 . 041 . CRIMINAL PENALTY FOR UNTIMELY OR INCOMPLETE REPORT. (a) A person who is required by this chapter to file a report commits an offense if the person knowingly fails : (1) to file the report on time; (2) to file a report by computer diskette, modem, or other means of electronic transfer, if the person is required to file reports that comply with Section 254 . 036 (b) ; or (3) to include in the report information that is required by this title to be included. (b) Except as provided by Subsection (c) , an offense under this section is a Class C misdemeanor. (c) A violation of Subsection (a) (3) by a candidate or officeholder is a Class A misdemeanor if the report fails to include information required by Section 254 . 061 (3) or Section 254 . 091 (2) , as applicable . (d) It is an exception to the application of Subsection (a) (3) that: (1) the information was required to be included in a semiannual report; and (2) the person amended the report within the time prescribed by Section 254 . 0405 (b) or under the circumstances described by Section https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 17/43 12/19/2019 ELECTION CODE CHAPTER 254. POLITICAL REPORTING 254 . 0405 (c) . Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept . 1, 1987; Acts 1999, 76th Leg. , ch. 1434, Sec . 4, eff. Sept . 1, 1999; Acts 2001, 77th Leg. , ch. 1420, Sec . 4A. 001, eff. Sept . 1, 2001 . Amended by: Acts 2011, 82nd Leg. , R. S . , Ch. 561 (H.B. 3093) , Sec . 2, eff. September 1, 2011 . Sec . 254 . 042 . CIVIL PENALTY FOR LATE REPORT . (a) The commission shall determine from any available evidence whether a report required to be filed with the commission under this chapter is late . On making that determination, the commission shall immediately mail a notice of the determination to the person required to file the report . (b) If a report other than a report under Section 254 . 064 (c) , 254 . 124 (c) , or 254 . 154 (c) or the first report under Section 254 . 063 or 254 . 123 that is required to be filed following the primary or general election is determined to be late, the person required to file the report is liable to the state for a civil penalty of $500 . If a report under Section 254 . 064 (c) , 254 . 124 (c) , or 254 . 154 (c) or the first report under Section 254 . 063 or 254 . 153 that is required to be filed following the primary or general election is determined to be late, the person required to file the report is liable to the state for a civil penalty of $500 for the first day the report is late and $100 for each day thereafter that the report is late . If a report is more than 30 days late, the commission shall issue a warning of liability by registered mail to the person required to file the report . If the penalty is not paid before the 10th day after the date on which the warning is received, the person is liable for a civil penalty in an amount determined by commission rule, but not to exceed $10, 000 . (c) A penalty paid voluntarily under this section shall be deposited in the State Treasury to the credit of the General Revenue Fund. (d) Repealed by Acts 1991, 72nd Leg. , ch. 304, Sec . 5 . 20, eff . Jan . 1, 1992 . Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff . Sept . 1, 1987; Acts 1991, 72nd Leg. , ch. 304, Sec . 5 . 13, eff . Jan . 1, 1992; Acts 1993, 73rd Leg. , ch. 107, Sec . 3 . 16, eff . Aug. 30, 1993; Acts 2003, 78th Leg. , ch. 249, Sec . 2 . 15, eff . Sept . 1, 2003 . Amended by: https://statutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 18/43 12/19/2019 ELECTION CODE CHAPTER 254. POLITICAL REPORTING Acts 2007, 80th Leg. , R. S . , Ch. 1294 (S .B. 64) , Sec. 2, eff. September 1, 2007 . Sec. 254 . 043 . ACTION TO REQUIRE COMPLIANCE. (a) This section applies only to: (1) a person required to file reports under this chapter with the commission; or (2) a person required to file reports under this chapter with an authority other than the commission in connection with an office of a political subdivision in a county with a population of at least 500, 000 . (b) A resident of the territory served by an office may bring an action for injunctive relief against a candidate for or holder of that office or a specific-purpose committee for supporting or opposing such a candidate or assisting such an officeholder to require the person to file a report under this chapter that the person has failed to timely file. (c) An action under this section may be brought against a person required to file reports under this chapter only if: (1) the report is not filed before the 60th day after the date on which the report was required to be filed; (2) not earlier than the 60th day after the date on which the report was required to be filed, the person bringing the action delivers written notice by certified mail to the person required to file the report, stating: (A) the person ' s intention to bring an action under this section if the report is not filed; and (B) that an action to require the filing of the report may be filed if the report is not filed before the 30th day after the date on which the person required to file the report receives the notice; and (3) the report is not filed before the 30th day after the date on which the person required to file the report receives the notice required by Subdivision (2) . (d) The court shall award a plaintiff who prevails in an action under this section reasonable attorney' s fees and court costs . Added by Acts 2003, 78th Leg. , ch. 249, Sec. 2 . 16, eff. Sept. 1, 2003 . SUBCHAPTER C. REPORTING BY CANDIDATE Sec. 254 . 061 . ADDITIONAL CONTENTS OF REPORTS . In addition to the contents required by Section 254 . 031, each report by a candidate must include: https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 19/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING (1) the candidate ' s full name and address, the office sought, and the identity and date of the election for which the report is filed; (2) the campaign treasurer' s name, residence or business street address, and telephone number; (3) for each political committee from which the candidate received notice under Section 254 . 128 or 254 . 161 : (A) the committee ' s full name and address; (B) an indication of whether the committee is a general- purpose committee or a specific-purpose committee; and (C) the full name and address of the committee ' s campaign treasurer; and (4) on a separate page or pages of the report, the identification of any payment from political contributions made to a business in which the candidate has a participating interest of more than 10 percent, holds a position on the governing body of the business, or serves as an officer of the business . Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff . Sept . 1, 1987; Acts 1991, 72nd Leg. , ch. 304, Sec . 5 . 14, eff . Jan . 1, 1992 . Amended by: Acts 2011, 82nd Leg. , R. S . , Ch. 1009 (H.B. 2359) , Sec. 4, eff. June 17, 2011 . Sec. 254 . 0611 . ADDITIONAL CONTENTS OF REPORTS BY CERTAIN JUDICIAL CANDIDATES . (a) In addition to the contents required by Sections 254 . 031 and 254 . 061, each report by a candidate for a judicial office covered by Subchapter F, Chapter 253, must include : (1) the total amount of political contributions, including interest or other income, maintained in one or more accounts in which political contributions are deposited as of the last day of the reporting period; (2) for each individual from whom the person filing the report has accepted political contributions that in the aggregate exceed $50 and that are accepted during the reporting period: (A) the principal occupation and job title of the individual and the full name of the employer of the individual or of the law firm of which the individual or the individual ' s spouse is a member, if any; or (B) if the individual is a child, the full name of the law firm of which either of the individual ' s parents is a member, if any; https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 20/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING (3) a specific listing of each asset valued at $500 or more that was purchased with political contributions and on hand as of the last day of the reporting period; (4) for each political contribution accepted by the person filing the report but not received as of the last day of the reporting period: (A) the full name and address of the person making the contribution; (B) the amount of the contribution; and (C) the date of the contribution; and (5) for each outstanding loan to the person filing the report as of the last day of the reporting period: (A) the full name and address of the person or financial institution making the loan; and (B) the full name and address of each guarantor of the loan other than the candidate. (b) In this section: (1) "Child" and "law firm" have the meanings assigned by Section 253 . 152 . (2) "Member" has the meaning assigned to "member of a law firm" by Section 253 . 152 . Added by Acts 1995, 74th Leg. , ch. 763, Sec . 3, eff . July 1, 1995 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 384 (H.B . 3233) , Sec . 16, eff. June 2, 2019 . Sec. 254 . 0612 . ADDITIONAL CONTENTS OF REPORTS BY CANDIDATE FOR STATEWIDE EXECUTIVE OFFICE OR LEGISLATIVE OFFICE. In addition to the contents required by Sections 254 . 031 and 254 . 061, each report by a candidate for a statewide office in the executive branch or a legislative office must include, for each individual from whom the person filing the report has accepted political contributions that in the aggregate equal or exceed $500 and that are accepted during the reporting period: (1) the individual ' s principal occupation or job title; and (2) the full name of the individual ' s employer. Added by Acts 2003, 78th Leg. , ch. 249, Sec. 2 . 17, eff. Sept . 1, 2003 . Sec . 254 . 062 . CERTAIN OFFICEHOLDER ACTIVITY INCLUDED. If an officeholder who becomes a candidate has reportable activity that is not reported under Subchapter D before the end of the period covered by the https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 21/43 12/19/2019 ELECTION CODE CHAPTER 254. POLITICAL REPORTING first report the candidate is required to file under this subchapter, the reportable activity shall be included in the first report filed under this subchapter instead of in a report filed under Subchapter D. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec. 254 . 063 . SEMIANNUAL REPORTING SCHEDULE FOR CANDIDATE. (a) A candidate shall file two reports for each year as provided by this section. (b) The first report shall be filed not later than July 15 . The report covers the period beginning January 1, the day the candidate ' s campaign treasurer appointment is filed, or the first day after the period covered by the last report required to be filed under this subchapter, as applicable, and continuing through June 30 . (c) The second report shall be filed not later than January 15 . The report covers the period beginning July 1, the day the candidate ' s campaign treasurer appointment is filed, or the first day after the period covered by the last report required to be filed under this subchapter, as applicable, and continuing through December 31 . Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Sec . 254 . 064 . ADDITIONAL REPORTS OF OPPOSED CANDIDATE . (a) In addition to other required reports, for each election in which a person is a candidate and has an opponent whose name is to appear on the ballot, the person shall file two reports . (b) The first report must be received by the authority with whom the report is required to be filed not later than the 30th day before election day. The report covers the period beginning the day the candidate ' s campaign treasurer appointment is filed or the first day after the period covered by the last report required to be filed under this chapter, as applicable, and continuing through the 40th day before election day. (c) The second report must be received by the authority with whom the report is required to be filed not later than the eighth day before election day. The report covers the period beginning the 39th day before election day and continuing through the 10th day before election day. (d) If a person becomes an opposed candidate after a reporting period prescribed by Subsection (b) or (c) , the person' s first report must be received by the authority with whom the report is required to be filed not later than the regular deadline for the report covering the period during which the person becomes an opposed candidate. The period covered by the https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 22/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING first report begins the day the candidate ' s campaign treasurer appointment is filed. (e) In addition to other required reports, an opposed candidate in a runoff election shall file one report for that election. The runoff election report must be received by the authority with whom the report is required to be filed not later than the eighth day before runoff election day. The report covers the period beginning the ninth day before the date of the main election and continuing through the loth day before runoff election day. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987; Acts 1997, 75th Leg. , ch. 864, Sec. 245, eff. Sept . 1, 1997 . Amended by: Acts 2007, 80th Leg. , R. S . , Ch. 673 (H.B. 1381) , Sec . 1, eff. September 1, 2007 . Sec. 254 . 065 . FINAL REPORT. (a) If a candidate expects no reportable activity in connection with the candidacy to occur after the period covered by a report filed under this subchapter, the candidate may designate the report as a "final" report. (b) The designation of a report as a final report: (1) relieves the candidate of the duty to file additional reports under this subchapter, except as provided by Subsection (c) ; and (2) terminates the candidate ' s campaign treasurer appointment. (c) If, after a candidate ' s final report is filed, reportable activity with respect to the candidacy occurs, the candidate shall file the appropriate reports under this subchapter and is otherwise subject to the provisions of this title applicable to candidates . A report filed under this subsection may be designated as a final report. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept . 1, 1987 . Sec. 254 . 066 . AUTHORITY WITH WHOM REPORTS FILED. Reports under this subchapter shall be filed with the authority with whom the candidate ' s campaign treasurer appointment is required to be filed. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff . Sept . 1, 1987; Acts 1999, 76th Leg. , ch. 511, Sec . 2, eff . Sept . 1, 1999 . Amended by: Acts 2009, 81st Leg. , R. S . , Ch. 518 (S .B. 1142) , Sec . 1, eff. June 19, 2009 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 23/43 12/19/2019 ELECTION CODE CHAPTER 254. POLITICAL REPORTING SUBCHAPTER D. REPORTING BY OFFICEHOLDER Sec . 254 . 091 . ADDITIONAL CONTENTS OF REPORTS . In addition to the contents required by Section 254 . 031, each report by an officeholder must include: (1) the officeholder' s full name and address and the office held; (2) for each political committee from which the officeholder received notice under Section 254 . 128 or 254 . 161 : (A) the committee ' s full name and address; (B) an indication of whether the committee is a general- purpose committee or a specific-purpose committee; and (C) the full name and address of the committee ' s campaign treasurer; and (3) on a separate page or pages of the report, the identification of any payment from political contributions made to a business in which the officeholder has a participating interest of more than 10 percent, holds a position on the governing body of the business, or serves as an officer of the business . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1991, 72nd Leg. , ch. 304, Sec. 5 . 15, eff. Jan. 1, 1992 . Sec. 254 . 0911 . ADDITIONAL CONTENTS OF REPORTS BY CERTAIN JUDICIAL OFFICEHOLDERS . In addition to the contents required by Sections 254 . 031 and 254 . 091, each report by a holder of a judicial office covered by Subchapter F, Chapter 253, must include the contents prescribed by Section 254 . 0611 . Added by Acts 1995, 74th Leg. , ch. 763, Sec. 4, eff. July 1, 1995 . Sec. 254 . 0912 . ADDITIONAL CONTENTS OF REPORTS BY STATEWIDE EXECUTIVE OFFICEHOLDERS AND LEGISLATIVE OFFICEHOLDERS . In addition to the contents required by Sections 254 . 031 and 254 . 091, each report by a holder of a statewide office in the executive branch or a legislative office must include the contents prescribed by Section 254 . 0612 . Added by Acts 2003, 78th Leg. , ch. 249, Sec . 2 . 18, eff. Sept . 1, 2003 . Sec. 254 . 092 . CERTAIN OFFICEHOLDER EXPENDITURES EXCLUDED. An officeholder is not required to report officeholder expenditures made from https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 24/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING the officeholder' s personal funds, except as provided by Section 253 . 035 (h) . Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987; Acts 1991, 72nd Leg. , ch. 304, Sec. 5 . 16, eff. Jan . 1, 1992 . Sec. 254 . 093 . SEMIANNUAL REPORTING SCHEDULE FOR OFFICEHOLDER. (a) An officeholder shall file two reports for each year as provided by this section. (b) The first report shall be filed not later than July 15 . The report covers the period beginning January 1, the day the officeholder takes office, or the first day after the period covered by the last report required to be filed under this chapter, as applicable, and continuing through June 30 . (c) The second report shall be filed not later than January 15 . The report covers the period beginning July 1, the day the officeholder takes office, or the first day after the period covered by the last report required to be filed under this chapter, as applicable, and continuing through December 31 . Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Sec. 254 . 094 . REPORT FOLLOWING APPOINTMENT OF CAMPAIGN TREASURER. (a) An officeholder who appoints a campaign treasurer shall file a report as provided by this section. (b) The report covers the period beginning the first day after the period covered by the last report required to be filed under this chapter or the day the officeholder takes office, as applicable, and continuing through the day before the date the officeholder' s campaign treasurer is appointed. (c) The report shall be filed not later than the 15th day after the date the officeholder' s campaign treasurer is appointed. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec. 254 . 095 . REPORT NOT REQUIRED. If at the end of any reporting period prescribed by this subchapter an officeholder who is required to file a report with an authority other than the commission has not accepted political contributions that in the aggregate exceed $500 or made political expenditures that in the aggregate exceed $500, the officeholder is not required to file a report covering that period. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 25/43 12/19/2019 ELECTION CODE CHAPTER 254. POLITICAL REPORTING Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept . 1, 1987; Acts 1993, 73rd Leg. , ch. 107, Sec. 3 . 17, eff. Aug. 30, 1993 . Sec. 254 . 096 . OFFICEHOLDER WHO BECOMES CANDIDATE. An officeholder who becomes a candidate is subject to Subchapter C during each period covered by a report required to be filed under Subchapter C. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Sec. 254 . 097 . AUTHORITY WITH WHOM REPORTS FILED. Reports under this subchapter shall be filed with the authority with whom a campaign treasurer appointment by a candidate for the office held by the officeholder is required to be filed. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1999, 76th Leg. , ch. 511, Sec. 3, eff. Sept. 1, 1999 . Amended by: Acts 2009, 81st Leg. , R. S . , Ch. 518 (S .B. 1142) , Sec. 1, eff. June 19, 2009 . SUBCHAPTER E . REPORTING BY SPECIFIC-PURPOSE COMMITTEE Sec. 254 . 121 . ADDITIONAL CONTENTS OF REPORTS . In addition to the contents required by Section 254 . 031, each report by a campaign treasurer of a specific-purpose committee must include: (1) the committee ' s full name and address; (2) the full name, residence or business street address, and telephone number of the committee ' s campaign treasurer; (3) the identity and date of the election for which the report is filed, if applicable; (4) the name of each candidate and each measure supported or opposed by the committee, indicating for each whether the committee supports or opposes; (5) the name of each officeholder assisted by the committee; (6) the amount of each political expenditure in the form of a political contribution that is made to a candidate, officeholder, or another political committee and that is returned to the committee during the reporting period, the name of the person to whom the expenditure was originally made, and the date it is returned; https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 26/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING (7) on a separate page or pages of the report, the identification of any payment from political contributions made to a business in which the candidate or officeholder has a participating interest of more than 10 percent, holds a position on the governing body of the business, or serves as an officer of the business; and (8) on a separate page or pages of the report, the identification of any contribution from a corporation or labor organization made and accepted under Subchapter D, Chapter 253 . Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987; Acts 1991, 72nd Leg. , ch. 304, Sec . 5 . 17, eff. Jan . 1, 1992 . Sec. 254 . 1211 . ADDITIONAL CONTENTS OF REPORTS OF CERTAIN COMMITTEES . In addition to the contents required by Sections 254 . 031 and 254 . 121, each report by a specific-purpose committee for supporting or opposing a candidate for or assisting a holder of a judicial office covered by Subchapter F, Chapter 253, must include the contents prescribed by Section 254 . 0611 . Added by Acts 1995, 74th Leg. , ch. 763, Sec . 5, eff. July 1, 1995 . Sec. 254 . 1212 . ADDITIONAL CONTENTS OF REPORTS OF COMMITTEE SUPPORTING OR OPPOSING CANDIDATE FOR STATEWIDE EXECUTIVE OFFICEHOLDERS OR LEGISLATIVE OFFICEHOLDERS OR ASSISTING STATEWIDE EXECUTIVE OFFICEHOLDERS OR LEGISLATIVE OFFICEHOLDERS . In addition to the contents required by Sections 254 . 031 and 254 . 121, each report by a specific-purpose committee for supporting or opposing a candidate for or assisting a holder of a statewide office in the executive branch or a legislative office must include the contents prescribed by Section 254 . 0612 . Added by Acts 2003, 78th Leg. , ch. 249, Sec . 2 . 19, eff. Sept . 1, 2003 . Sec. 254 . 122 . INVOLVEMENT IN MORE THAN ONE ELECTION BY CERTAIN COMMITTEES . If a specific-purpose committee for supporting or opposing more than one candidate becomes involved in more than one election for which the reporting periods prescribed by Section 254 . 124 overlap, the reportable activity that occurs during the overlapping period is not required to be included in a report filed after the first report in which the activity is required to be reported. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept . 1, 1987 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 27/43 12/19/2019 ELECTION CODE CHAPTER 254. POLITICAL REPORTING Sec. 254 . 123 . SEMIANNUAL REPORTING SCHEDULE FOR COMMITTEE. (a) The campaign treasurer of a specific-purpose committee shall file two reports for each year as provided by this section. (b) The first report shall be filed not later than July 15 . The report covers the period beginning January 1, the day the committee ' s campaign treasurer appointment is filed, or the first day after the period covered by the last report required to be filed under this subchapter, as applicable, and continuing through June 30 . (c) The second report shall be filed not later than January 15 . The report covers the period beginning July 1, the day the committee ' s campaign treasurer appointment is filed, or the first day after the period covered by the last report required to be filed under this subchapter, as applicable, and continuing through December 31 . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept . 1, 1987 . Sec. 254 . 124 . ADDITIONAL REPORTS OF COMMITTEE FOR SUPPORTING OR OPPOSING CANDIDATE OR MEASURE. (a) In addition to other required reports, for each election in which a specific-purpose committee supports or opposes a candidate or measure, the committee ' s campaign treasurer shall file two reports . (b) The first report must be received by the authority with whom the report is required to be filed not later than the 30th day before election day. The report covers the period beginning the day the committee ' s campaign treasurer appointment is filed or the first day after the period covered by the committee ' s last required report, as applicable, and continuing through the 40th day before election day. (c) The second report must be received by the authority with whom the report is required to be filed not later than the eighth day before election day. The report covers the period beginning the 39th day before election day and continuing through the 10th day before election day. (d) If a specific-purpose committee supports or opposes a candidate or measure in an election after a reporting period prescribed by Subsection (b) or (c) , the first report must be received by the authority with whom the report is required to be filed not later than the regular deadline for the report covering the period during which the committee becomes involved in the election. The period covered by the first report begins the day the committee ' s campaign treasurer appointment is filed or the first day after the period covered by the committee ' s last required report, as applicable. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 28/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING (e) In addition to other required reports, the campaign treasurer of a specific-purpose committee that supports or opposes a candidate in a runoff election shall file one report for the runoff election. The runoff election report must be received by the authority with whom the report is required to be filed not later than the eighth day before runoff election day. The report covers the period beginning the ninth day before the date of the main election and continuing through the loth day before runoff election day. (f) This section does not apply to a specific-purpose committee supporting only candidates who do not have opponents whose names are to appear on the ballot . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1989, 71st Leg. , ch. 2, Sec. 7 . 17 (a) , eff. Aug. 28, 1989 . Amended by: Acts 2007, 80th Leg. , R. S . , Ch. 673 (H.B. 1381) , Sec . 2, eff. September 1, 2007 . Acts 2009, 81st Leg. , R. S . , Ch. 553 (S .B. 1795) , Sec . 1, eff. September 1, 2009 . Sec. 254 . 125 . FINAL REPORT OF COMMITTEE FOR SUPPORTING OR OPPOSING CANDIDATE OR MEASURE. (a) If a specific-purpose committee for supporting or opposing a candidate or measure expects no reportable activity in connection with the election to occur after the period covered by a report filed under this subchapter, the committee ' s campaign treasurer may designate the report as a "final" report. (b) The designation of a report as a final report: (1) relieves the campaign treasurer of the duty to file additional reports under this subchapter, except as provided by Subsection (c) ; and (2) terminates the committee ' s campaign treasurer appointment. (c) If, after a committee ' s final report is filed, reportable activity with respect to the election occurs, the committee must file the appropriate reports under this subchapter and is otherwise subject to the provisions of this title applicable to political committees . A report filed under this subsection may be designated as a final report. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Sec. 254 . 126 . DISSOLUTION REPORT OF COMMITTEE FOR ASSISTING OFFICEHOLDER. (a) If a specific-purpose committee for assisting an https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 29/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING officeholder expects no reportable activity to occur after the period covered by a report filed under this subchapter, the committee ' s campaign treasurer may designate the report as a "dissolution" report. (b) The filing of a report designated as a dissolution report : (1) relieves the campaign treasurer of the duty to file additional reports under this subchapter; and (2) terminates the committee ' s campaign treasurer appointment. (c) A dissolution report must contain an affidavit, executed by the committee ' s campaign treasurer, that states that all the committee ' s reportable activity has been reported. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept . 1, 1987 . Sec. 254 . 127 . TERMINATION REPORT. (a) If the campaign treasurer appointment of a specific-purpose committee is terminated, the terminated campaign treasurer shall file a termination report . (b) A termination report is not required if the termination occurs on the last day of a reporting period under this subchapter and a report for that period is filed as provided by this subchapter. (c) The report covers the period beginning the day after the period covered by the last report required to be filed under this subchapter and continuing through the day the campaign treasurer appointment is terminated. (d) The report shall be filed not later than the loth day after the date the campaign treasurer appointment is terminated. (e) Reportable activity contained in a termination report is not required to be included in any subsequent report of the committee that is filed under this subchapter. The period covered by the committee ' s first report filed under this subchapter after a termination report begins the day after the date the campaign treasurer appointment is terminated. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Sec . 254 . 128 . NOTICE TO CANDIDATE AND OFFICEHOLDER OF CONTRIBUTIONS AND EXPENDITURES . (a) If a specific-purpose committee accepts political contributions or makes political expenditures for a candidate or officeholder, the committee ' s campaign treasurer shall deliver written notice of that fact to the affected candidate or officeholder not later than the end of the period covered by the report in which the reportable activity occurs . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 30/43 12/19/2019 ELECTION CODE CHAPTER 254. POLITICAL REPORTING (b) The notice must include the full name and address of the political committee and its campaign treasurer and an indication that the committee is a specific-purpose committee. (c) A campaign treasurer commits an offense if the campaign treasurer fails to comply with this section. An offense under this section is a Class A misdemeanor. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept . 1, 1987; Acts 1997, 75th Leg. , ch. 864, Sec. 246, eff. Sept . 1, 1997 . Sec. 254 . 129 . NOTICE OF CHANGE IN COMMITTEE STATUS . (a) If a specific-purpose committee changes its operation and becomes a general- purpose committee, the committee ' s campaign treasurer shall deliver written notice of the change in status to the authority with whom the specific- purpose committee ' s reports under this chapter are required to be filed. (b) The notice shall be delivered not later than the next deadline for filing a report under this subchapter that: (1) occurs after the change in status; and (2) would be applicable to the political committee if the committee had not changed its status . (c) The notice must indicate the filing authority with whom future filings are expected to be made. (d) A campaign treasurer commits an offense if the campaign treasurer fails to comply with this section. An offense under this section is a Class B misdemeanor. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1997, 75th Leg. , ch. 864, Sec . 247, eff. Sept. 1, 1997 . Sec. 254 . 130 . AUTHORITY WITH WHOM REPORTS FILED. (a) Except as provided by Subsection (b) , reports filed under this subchapter shall be filed with the authority with whom the political committee ' s campaign treasurer appointment is required to be filed. (b) A specific-purpose committee created to support or oppose a measure on the issuance of bonds by a school district shall file reports under this subchapter with the commission. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept . 1, 1987; Acts 1999, 76th Leg. , ch. 511, Sec . 4, eff. Sept. 1, 1999 . Amended by: https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 31/43 12/19/2019 ELECTION CODE CHAPTER 254. POLITICAL REPORTING Acts 2009, 81st Leg. , R. S . , Ch. 518 (S .B. 1142) , Sec . 1, eff. June 19, 2009 . Acts 2015, 84th Leg. , R. S . , Ch. 707 (H.B. 1114) , Sec . 1, eff. September 1, 2015 . SUBCHAPTER F. REPORTING BY GENERAL-PURPOSE COMMITTEE Sec. 254 . 151 . ADDITIONAL CONTENTS OF REPORTS . In addition to the contents required by Section 254 . 031, each report by a campaign treasurer of a general-purpose committee must include: (1) the committee ' s full name and address; (2) the full name, residence or business street address, and telephone number of the committee ' s campaign treasurer; (3) the identity and date of the election for which the report is filed, if applicable; (4) the name of each identified candidate or measure or classification by party of candidates supported or opposed by the committee, indicating whether the committee supports or opposes each listed candidate, measure, or classification by party of candidates; (5) the name of each identified officeholder or classification by party of officeholders assisted by the committee; (6) the principal occupation of each person from whom political contributions that in the aggregate exceed $50 are accepted during the reporting period; (7) the amount of each political expenditure in the form of a political contribution made to a candidate, officeholder, or another political committee that is returned to the committee during the reporting period, the name of the person to whom the expenditure was originally made, and the date it is returned; (8) on a separate page or pages of the report, the identification of any contribution from a corporation or labor organization made and accepted under Subchapter D, Chapter 253; and (9) on a separate page or pages of the report, the identification of the name of the donor, the amount, and the date of any expenditure made by a corporation or labor organization to: (A) establish or administer the political committee; or (B) finance the solicitation of political contributions to the committee under Section 253 . 100 . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1991, 72nd Leg. , ch. 304, Sec. 5 . 18, eff. Jan. 1, 1992; Acts 2003, 78th https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 32/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING Leg. , ch. 249, Sec. 2 . 20, eff . Sept . 1, 2003 . Sec. 254 . 152 . TIME FOR REPORTING CERTAIN EXPENDITURES . If a general- purpose committee makes a political expenditure in the form of a political contribution to another general-purpose committee or to an out-of-state political committee and the contributing committee does not intend that the contribution be used in connection with a particular election, the contributing committee shall include the expenditure in the first report required to be filed under this subchapter after the expenditure is made. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec. 254 . 153 . SEMIANNUAL REPORTING SCHEDULE FOR COMMITTEE. (a) The campaign treasurer of a general-purpose committee shall file two reports for each year as provided by this section. (b) The first report shall be filed not later than July 15 . The report covers the period beginning January 1, the day the committee ' s campaign treasurer appointment is filed, or the first day after the period covered by the last report required to be filed under this subchapter, as applicable, and continuing through June 30 . (c) The second report shall be filed not later than January 15 . The report covers the period beginning July 1, the day the committee ' s campaign treasurer appointment is filed, or the first day after the period covered by the last report required to be filed under this subchapter, as applicable, and continuing through December 31 . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec. 254 . 154 . ADDITIONAL REPORTS OF COMMITTEE INVOLVED IN ELECTION. (a) In addition to other required reports, for each election in which a general-purpose committee is involved, the committee ' s campaign treasurer shall file two reports . (b) The first report must be received by the authority with whom the report is required to be filed not later than the 30th day before election day. The report covers the period beginning the day the committee ' s campaign treasurer appointment is filed or the first day after the period covered by the committee ' s last required report, as applicable, and continuing through the 40th day before election day. (c) The second report must be received by the authority with whom the report is required to be filed not later than the eighth day before https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 33/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING election day. The report covers the period beginning the 39th day before election day and continuing through the loth day before election day. (d) If a general-purpose committee becomes involved in an election after a reporting period prescribed by Subsection (b) or (c) , the first report must be received by the authority with whom the report is required to be filed not later than the regular deadline for the report covering the period during which the committee becomes involved in the election. The period covered by the first report begins the day the committee ' s campaign treasurer appointment is filed or the first day after the period covered by the committee ' s last required report, as applicable. (e) In addition to other required reports, the campaign treasurer of a general-purpose committee involved in a runoff election shall file one report for the runoff election. The runoff election report must be received by the authority with whom the report is required to be filed not earlier than the loth day or later than the eighth day before runoff election day. The report covers the period beginning the ninth day before the date of the main election and continuing through the loth day before runoff election day. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Amended by: Acts 2007, 80th Leg. , R. S . , Ch. 673 (H.B. 1381) , Sec . 3, eff. September 1, 2007 . Acts 2009, 81st Leg. , R. S . , Ch. 553 (S .B. 1795) , Sec . 2, eff. September 1, 2009 . Sec. 254 . 1541 . ALTERNATE REPORTING REQUIREMENTS FOR CERTAIN COMMITTEES . (a) This section applies only to a general-purpose committee with less than $20, 000 in one or more accounts maintained by the committee in which political contributions are deposited, as of the last day of the preceding reporting period for which the committee was required to file a report. (b) A report by a campaign treasurer of a general-purpose committee to which this section applies may include, instead of the information required under Sections 254 . 031 (a) (1) and (5) and Section 254 . 151 (6) : (1) the amount of political contributions from each person that in the aggregate exceed $100 and that are accepted during the reporting period by the committee, the full name and address of the person making the contributions, the person' s principal occupation, and the dates of the contributions; and https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 34/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING (2) the total amount or a specific listing of the political contributions of $100 or less accepted and the total amount or a specific listing of the political expenditures of $100 or less made during the reporting period. Added by Acts 2005, 79th Leg. , Ch. 1081 (H.B. 1664) , Sec. 1, eff. September 1, 2005 . Sec. 254 . 155 . OPTION TO FILE MONTHLY; NOTICE. (a) As an alternative to filing reports under Sections 254 . 153 and 254 . 154, a general-purpose committee may file monthly reports . (b) To be entitled to file monthly reports, the committee must deliver written notice of the committee ' s intent to file monthly to the commission not earlier than January 1 or later than January 15 of the year in which the committee intends to file monthly. The notice for a committee formed after January 15 must be delivered at the time the committee ' s campaign treasurer appointment is filed. (c) A committee that files monthly reports may revert to the regular filing schedule prescribed by Sections 254 . 153 and 254 . 154 by delivering written notice of the committee ' s intent not earlier than January 1 or later than January 15 of the year in which the committee intends to revert to the regular reporting schedule. The notice must include a report of all political contributions accepted and all political expenditures made that were not previously reported. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1993, 73rd Leg. , ch. 107, Sec . 3 . 18, eff. Aug. 30, 1993 . Sec. 254 . 156 . CONTENTS OF MONTHLY REPORTS . Each monthly report filed under this subchapter must comply with Sections 254 . 031 and 254 . 151 except that the maximum amount of a political contribution, expenditure, or loan that is not required to be individually reported is : (1) $10 in the aggregate; or (2) $20 in the aggregate for a contribution accepted by a general-purpose committee to which Section 254 . 1541 applies . Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept . 1, 1987 . Amended by: Acts 2005, 79th Leg. , Ch. 1081 (H.B. 1664) , Sec. 2, eff. September 1, 2005 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 35/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING Sec. 254 . 157 . MONTHLY REPORTING SCHEDULE. (a) The campaign treasurer of a general-purpose committee filing monthly reports shall file a report not later than the fifth day of the month following the period covered by the report. A report covering the month preceding an election in which the committee is involved must be received by the authority with whom the report is required to be filed not later than the fifth day of the month following the period covered by the report. (b) A monthly report covers the period beginning the 26th day of each month and continuing through the 25th day of the following month, except that the period covered by the first report begins January 1 and continues through January 25 . Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987; Acts 1991, 72nd Leg. , ch. 400, Sec . 1, eff. Sept . 1, 1991 . Amended by: Acts 2007, 80th Leg. , R. S . , Ch. 673 (H.B. 1381) , Sec. 4, eff. September 1, 2007 . Sec. 254 . 158 . EXCEPTION TO MONTHLY REPORTING SCHEDULE. If the campaign treasurer appointment of a general-purpose committee filing monthly reports is filed after January 1 of the year in which monthly reports are filed, the period covered by the first monthly report begins the day the appointment is filed and continues through the 25th day of the month in which the appointment is filed unless the appointment is filed the 25th or a succeeding day of the month. In that case, the period continues through the 25th day of the month following the month in which the appointment is filed. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Sec. 254 . 1581 . REPORTING BY OUT-OF-STATE POLITICAL COMMITTEE. For each reporting period under this subchapter in which an out-of-state political committee accepts political contributions or makes political expenditures, the committee shall file with the commission a copy of one or more reports filed with the Federal Election Commission or with the proper filing authority of at least one other state that shows the political contributions accepted, political expenditures made, and other expenditures made by the committee. A report must be filed within the same period in which it is required to be filed under federal law or the law of the other state. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 36/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING Added by Acts 2003, 78th Leg. , ch. 249, Sec. 2 . 21, eff. Sept. 1, 2003 . Sec. 254 . 159 . DISSOLUTION REPORT. If a general-purpose committee expects no reportable activity to occur after the period covered by a report filed under this subchapter, the report may be designated as a "dissolution" report as provided by Section 254 . 126 for a specific-purpose committee and has the same effect. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec. 254 . 160 . TERMINATION REPORT. If the campaign treasurer appointment of a general-purpose committee is terminated, the campaign treasurer shall file a termination report as prescribed by Section 254 . 127 for a specific-purpose committee. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec. 254 . 161 . NOTICE TO CANDIDATE AND OFFICEHOLDER OF CONTRIBUTIONS AND EXPENDITURES . If a general-purpose committee other than the principal political committee of a political party or a political committee established by a political party' s county executive committee accepts political contributions or makes political expenditures for a candidate or officeholder, notice of that fact shall be given to the affected candidate or officeholder as provided by Section 254 . 128 for a specific-purpose committee. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987; Acts 1993, 73rd Leg. , ch. 531, Sec. 3, eff. Sept . 1, 1993 . Sec. 254 . 162 . NOTICE OF CHANGE IN COMMITTEE STATUS . If a general- purpose committee changes its operation and becomes a specific-purpose committee, notice of the change in status shall be given to the commission as provided by Section 254 . 129 for a specific-purpose committee. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987; Acts 1993, 73rd Leg. , ch. 107, Sec . 3 . 19, eff. Aug. 30, 1993 . Sec. 254 . 163 . AUTHORITY WITH WHOM REPORTS FILED. Reports filed under this subchapter shall be filed with the commission. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 37/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1993, 73rd Leg. , ch. 107, Sec. 3 . 20, eff. Aug. 30, 1993 . Sec. 254 . 164 . CERTAIN COMMITTEES EXEMPT FROM CIVIL PENALTIES . The commission may not impose a civil penalty on a general-purpose committee for a violation of this chapter if the report filed by the committee that is the subject of the violation discloses that the committee did not accept political contributions totaling $3, 000 or more, accept political contributions from a single person totaling $1, 000 or more, or make or authorize political expenditures totaling $3, 000 or more during: (1) the reporting period covered by the report that is the subject of the violation; or (2) either of the two reporting periods preceding the reporting period described by Subdivision (1) . Added by Acts 2007, 80th Leg. , R. S . , Ch. 597 (H.B. 89) , Sec . 1, eff. September 1, 2007 . SUBCHAPTER G. MODIFIED REPORTING PROCEDURES; $500 MAXIMUM IN CONTRIBUTIONS OR EXPENDITURES Sec. 254 . 181 . MODIFIED REPORTING AUTHORIZED. (a) An opposed candidate or specific-purpose committee required to file reports under Subchapter C or E may file a report under this subchapter instead if the candidate or committee does not intend to accept political contributions that in the aggregate exceed $500 or to make political expenditures that in the aggregate exceed $500 in connection with the election. (b) The amount of a filing fee paid by a candidate is excluded from the $500 maximum expenditure permitted under this section. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec . 254 . 182 . DECLARATION OF INTENT REQUIRED. (a) To be entitled to file reports under this subchapter, an opposed candidate or specific- purpose committee must file with the campaign treasurer appointment a written declaration of intent not to exceed $500 in political contributions or political expenditures in the election. (b) The declaration of intent must contain a statement that the candidate or committee understands that if the $500 maximum for contributions and expenditures is exceeded, the candidate or committee is required to file reports under Subchapter C or E, as applicable. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 38/43 12/19/2019 ELECTION CODE CHAPTER 254. POLITICAL REPORTING Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept . 1, 1987 . Sec. 254 . 183 . MAXIMUM EXCEEDED. (a) An opposed candidate or specific-purpose committee that exceeds $500 in political contributions or political expenditures in the election shall file reports as required by Subchapter C or E, as applicable. (b) If a candidate or committee exceeds the $500 maximum after the filing deadline prescribed by Subchapter C or E for the first report required to be filed under the appropriate subchapter, the candidate or committee shall file a report not later than 48 hours after the maximum is exceeded. (c) A report filed under Subsection (b) covers the period beginning the day the campaign treasurer appointment is filed and continuing through the day the maximum is exceeded. (d) The reporting period for the next report filed by the candidate or committee begins on the day after the last day of the period covered by the report filed under Subsection (b) . Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Sec . 254 . 184 . APPLICABILITY OF REGULAR REPORTING REQUIREMENTS . (a) Subchapter C or E, as applicable, applies to an opposed candidate or specific-purpose committee filing under this subchapter to the extent that the appropriate subchapter does not conflict with this subchapter. (b) A candidate or committee filing under this subchapter is not required to file any reports of political contributions and political expenditures other than the semiannual reports required to be filed not later than July 15 and January 15 . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . SUBCHAPTER H. UNEXPENDED CONTRIBUTIONS Sec. 254 . 201 . ANNUAL REPORT OF UNEXPENDED CONTRIBUTIONS . (a) This section applies to: (1) a former officeholder who has unexpended political contributions after filing the last report required to be filed by Subchapter D; or (2) a person who was an unsuccessful candidate who has unexpended political contributions after filing the last report required to be filed https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 39/43 12/19/2019 ELECTION CODE CHAPTER 254. POLITICAL REPORTING by Subchapter C. (b) A person covered by this section shall file an annual report for each year in which the person retains unexpended contributions . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept . 1, 1987 . Sec. 254 . 202 . FILING OF REPORT; CONTENTS . (a) A person shall file the report required by Section 254 .201 not earlier than January 1 or later than January 15 of each year following the year in which the person files a final report under this chapter. (b) The report shall be filed with the authority with whom the person' s campaign treasurer appointment was required to be filed. (c) The report must include: (1) the person ' s full name and address; (2) the full name and address of each person to whom a payment from unexpended political contributions was made during the previous year; (3) the date, amount, and purpose of each payment made under Subdivision (2) ; (4) the total amount of unexpended political contributions as of December 31 of the previous year; and (5) the total amount of interest and other income earned on unexpended political contributions during the previous year. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec. 254 . 203 . RETENTION OF CONTRIBUTIONS . (a) A person may not retain political contributions covered by this title, assets purchased with the contributions, or interest and other income earned on the contributions for more than six years after the date the person either ceases to be an officeholder or candidate or files a final report under this chapter, whichever is later. (b) If the person becomes an officeholder or candidate within the six-year period, the prohibition in Subsection (a) does not apply until the person again ceases to be an officeholder or candidate. (c) A person who violates Subsection (a) commits an offense. An offense under this section is a Class A misdemeanor. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept . 1, 1987; Acts 1989, 71st Leg. , ch. 2, Sec . 7 . 18, eff. Aug. 28, 1989 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 40/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING Sec. 254 . 204 . DISPOSITION OF UNEXPENDED CONTRIBUTIONS . (a) At the end of the six-year period prescribed by Section 254 .203, the former officeholder or candidate shall remit any unexpended political contributions to one or more of the following: (1) the political party with which the person was affiliated when the person' s name last appeared on a ballot; (2) a candidate or political committee; (3) the comptroller for deposit in the state treasury; (4) one or more persons from whom political contributions were received, in accordance with Subsection (d) ; (5) a recognized charitable organization formed for educational, religious, or scientific purposes that is exempt from taxation under Section 501 (c) (3) , Internal Revenue Code of 1986, and its subsequent amendments; or (6) a public or private postsecondary educational institution or an institution of higher education as defined by Section 61 . 003 (8) , Education Code, solely for the purpose of assisting or creating a scholarship program. (b) A person who disposes of unexpended political contributions under Subsection (a) (2) shall report each contribution as if the person were a campaign treasurer of a specific-purpose committee. (c) Political contributions disposed of under Subsection (a) (3) may be appropriated only for financing primary elections . (d) The amount of political contributions disposed of under Subsection (a) (4) to one person may not exceed the aggregate amount accepted from that person during the last two years that the candidate or officeholder accepted contributions under this title . Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff . Sept . 1, 1987; Acts 1997, 75th Leg. , ch. 864, Sec . 248, eff. Sept . 1, 1997; Acts 2003, 78th Leg. , ch. 249, Sec . 2 . 22, eff. Sept . 1, 2003 . Sec. 254 . 205 . REPORT OF DISPOSITION OF UNEXPENDED CONTRIBUTIONS . (a) Not later than the 30th day after the date the six-year period prescribed by Section 254 . 203 ends, the person required to dispose of unexpended political contributions shall file a report of the disposition. (b) The report shall be filed with the authority with whom the person' s campaign treasurer appointment was required to be filed. (c) The report must include: (1) the person' s full name and address; https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 41/43 12/19/2019 ELECTION CODE CHAPTER 254.POLITICAL REPORTING (2) the full name and address of each person to whom a payment from unexpended political contributions is made; and (3) the date and amount of each payment reported under Subdivision (2) . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept . 1, 1987 . SUBCHAPTER I . CIVIL LIABILITY Sec. 254 . 231 . LIABILITY TO CANDIDATES . (a) A candidate or campaign treasurer or assistant campaign treasurer of a political committee who fails to report in whole or in part a campaign contribution or campaign expenditure as required by this chapter is liable for damages as provided by this section. (b) Each opposing candidate whose name appears on the ballot is entitled to recover damages under this section. (c) In this section, "damages" means : (1) twice the amount not reported that is required to be reported; and (2) reasonable attorney' s fees incurred in the suit. (d) Reasonable attorney' s fees incurred in the suit may be awarded to the defendant if judgment is rendered in the defendant ' s favor. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Sec. 254 . 232 . LIABILITY TO STATE. A candidate, officeholder, or campaign treasurer or assistant campaign treasurer of a political committee who fails to report in whole or in part a political contribution or political expenditure as required by this chapter is liable in damages to the state in the amount of triple the amount not reported that is required to be reported. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . SUBCHAPTER J. REPORTING BY CERTAIN PERSONS MAKING DIRECT CAMPAIGN EXPENDITURES Sec. 254 . 261 . DIRECT CAMPAIGN EXPENDITURE EXCEEDING $100 . (a) A person not acting in concert with another person who makes one or more direct campaign expenditures in an election from the person' s own property shall comply with this chapter as if the person were the campaign treasurer https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 42/43 12/19/2019 ELECTION CODE CHAPTER 254. POLITICAL REPORTING of a general-purpose committee that does not file monthly reports under Section 254 . 155 . (b) A person is not required to file a report under this section if the person is required to disclose the expenditure in another report required under this title within the time applicable under this section for reporting the expenditure. (c) This section does not require a general-purpose committee that files under the monthly reporting schedule to file reports under Section 254 . 154 . (d) A person is not required to file a campaign treasurer appointment for making expenditures for which reporting is required under this section, unless the person is otherwise required to file a campaign treasurer appointment under this title. Added by Acts 2011, 82nd Leg. , R. S . , Ch. 1009 (H.B. 2359) , Sec. 5, eff. June 17, 2011 . Sec. 254 . 262 . TRAVEL EXPENSE. A direct campaign expenditure consisting of personal travel expenses incurred by a person may be made without complying with Section 254 .261 . Added by Acts 2011, 82nd Leg. , R. S . , Ch. 1009 (H.B. 2359) , Sec. 5, eff. June 17, 2011 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.254.htm 43/43 TEXAS ETHICS COMMISSION CANDIDATE/OFFICEHOLDER CAMPAIGN FINANCE REPORT FORM C/OH - INSTRUCTION GUIDE To Report Activity Occurring on or after January 1, 2020 Revised January 13,2020 Texas Ethics Commission,P.O.Box 12070,Austin,Texas 78711 www.ethics.stale.tx.us (512)463-5800 • TDD(800)735-2989 Promoting Public Confidence in Government FORM C/OH - INSTRUCTION GUIDE TABLE OF CONTENTS These instructions are for the CANDIDATE/OFFICEHOLDER CAMPAIGN FINANCE REPORT(Form C/OH)and all schedules that are filed with it. FORM C/OH includes a three page cover sheet and Schedules A1,A2, B, E, F1, F2, F3, F4, G, H, I, K, and T. Candidates or officeholders filing a Final Report should also attach Form C/OH-FR.All filers must submit the cover sheet, but only the schedules on which there is information to report need to be included. GENERAL INSTRUCTIONS..................................................................................................... 1 IMPORTANT UPDATES .......................................................................................................... 1 ELECTRONIC FILING.............................................................................................................. 1 FILLING OUT THE FORMS .................................................................................................... 2 TEXAS ETHICS COMMISSION GUIDES .............................................................................. 2 PHOTOCOPIESOF FORMS..................................................................................................... 2 FILINGDATE............................................................................................................................ 2 FORM C/OH: CANDIDATE/OFFICEHOLDER CAMPAIGN FINANCE REPORT.........4 GENERAL INFORMATION..................................................................................................... 4 COMPLETING THE COVER SHEET...................................................................................... 6 PAGE1 ................................................................................................................................... 6 PAGE2................................................................................................................................. 11 PAGE3................................................................................................................................. 14 SCHEDULE Al: MONETARY POLITICAL CONTRIBUTIONS....................................... 17 SCHEDULE A2: NON-MONETARY (IN-KIND) POLITICAL CONTRIBUTIONS.......... 19 SCHEDULE B: PLEDGED CONTRIBUTIONS ................................................................... 21 SCHEDULEE: LOANS.......................................................................................................... 24 SCHEDULE 171: POLITICAL EXPENDITURES FROM POLITICAL CONTRIBUTIONS27 SCHEDULE F2: UNPAID INCURRED OBLIGATIONS..................................................... 30 SCHEDULE 173: PURCHASE OF INVESTMENTS FROM POLITICAL CONTRIBUTIONS .................................................................................................................. 32 SCHEDULE 174: EXPENDITURES MADE BY CREDIT CARD......................................... 33 SCHEDULE G: POLITICAL EXPENDITURES MADE FROM PERSONAL FUNDS ...... 36 SCHEDULE H: PAYMENT FROM POLITICAL CONTRIBUTIONS TO A BUSINESS OF C/OH......................................................................................................................................... 38 SCHEDULE I: NON-POLITICAL EXPENDITURES MADE FROM POLITICAL CONTRIBUTIONS .................................................................................................................. 39 SCHEDULE K: INTEREST, CREDITS, GAINS, REFUNDS, AND CONTRIBUTIONS RETURNED TO FILER........................................................................................................... 40 SCHEDULE T: IN-KIND CONTRIBUTIONS OR POLITICAL EXPENDITURES FOR TRAVEL OUTSIDE OF TEXAS............................................................................................. 41 FORM C/OH-FR: DESIGNATION OF FINAL REPORT...................................................42 GENERAL INFORMATION................................................................................................... 42 COMPLETING THE FORM.................................................................................................... 43 ADDITIONAL INFORMATION REGARDING EXPENDITURES....................................44 EXAMPLES: REPORTING EXPENDITURES MADE BY CREDIT CARD...................... 44 EXAMPLES: PURPOSE OF EXPENDITURES..................................................................... 47 EXAMPLES: REPORTING EXPENDITURES FROM PERSONAL FUNDS...................... 50 EXAMPLES: REPORTING STAFF REIMBURSEMENT..................................................... 52 Form C/OH—Instruction Guide GENERAL INSTRUCTIONS These general instructions apply to all C/OH forms required to be filed under title 15, Texas Election Code,for activity that occurs on or after January 1, 2020. For a report that includes activity occurring before January 1, 2020,you must use the instructions applicable before calendar year 2020, which are available on the Texas Ethics Commission's website at https://www.ethics.state.tx.us/forms/coh/coh frm.php. IMPORTANT UPDATES Increased Disclosure Thresholds Starting January 1, 2020, new itemization thresholds apply to all campaign finance reports. These changes mean that the dollar thresholds for itemizing contributions, expenditures, and other activities in a report are now higher. For example, the requirement to itemize a political contribution has increased from $50 to $90, and only political contributions that exceed$90 must be itemized when accepted on or after January 1, 2020. The higher itemization thresholds have been updated on the paper forms and in these instructions. For a full list of the changes,please go to new Texas Ethics Commission Rules §18.31 on our website: hqps://www.ethics.state.tx.us/rules/adopted/2016-2020/adopted_Mar_2019.php. These changes only apply to activity that occurs on or after January 1, 2020. For activity occurring before that date, you must use the form applicable to that time period. For example, if you are filing a semiannual campaign finance report that is due on January 15, 2020, you must use the campaign finance report form that is applicable to the period ending December 31, 2019 (the last date covered by that semiannual report). These changes are made by a new rule, 18.31, adopted by the Texas Ethics Commission (Commission) on March 22, 2019. As directed by section 571.064 of the Texas Election Code, the Commission is required to annually adjust these thresholds upward to the nearest multiple of $10 in accordance with the percentage increase for the previous year in the Consumer Price Index for Urban Consumers published by the Bureau of Labor Statistics of the United States Department of Labor. Accordingly, one or more thresholds will generally be adjusted each year, depending upon the figures in the index. Contributions Made Electronically Must Be Itemized Beginning on September 1, 2019, all political contributions that are made electronically and accepted by a filer during the reporting period must be itemized in the filer's campaign finance report. This change is made by House Bill 2586, adopted by the 86th Texas Legislature. ELECTRONIC FILING All persons filing campaign finance reports with the Texas Ethics Commission (Commission) are required to file those reports electronically unless the person is eligible to claim an exemption. Please check the Commission's website at https://www.ethics.state.tx.us for information about exemptions from the electronic filing requirement. Texas Ethics Commission Page 1 Revised 1/13/2020 Form C/OH—Instruction Guide FILLING OUT THE FORMS All reports filed on paper must be either handwritten in ink or typewritten. If you complete the report by hand,please print everything other than your signature. If you are filing with the Commission, and you are eligible to claim an exemption to electronic filing,you may use your own computer generated form if it provides for disclosure of all the information required on the Commission's form and it is substantially identical in paper size, color, layout, and format. A substitute form that is substantially identical to the Commission's prescribed form must be submitted for pre-approval by the Commission's executive director. Always file the cover sheet of the campaign finance report form. You need to file only those schedules on which you have information to report. You must keep an exact copy of each report filed and all records necessary to complete the report for at least two (2) years after the deadline for filing the report. If you have questions,please call our office at(512) 463-5800. TEXAS ETHICS COMMISSION GUIDES The Commission publishes a Campaign Finance Guide for each type of filer. These guides are designed to explain your responsibilities as a filer. The Commission encourages you to read the appropriate guide before you begin accepting political contributions or making or authorizing political expenditures. PHOTOCOPIES OF FORMS You may use photocopies of Commission forms. For example, if the space provided on Schedule Al is insufficient, you may make copies of a blank Schedule Al form and attach more pages as needed. FILING DATE For most reporting deadlines, a document is considered timely filed if it is properly addressed with postage or handling charges prepaid and bears a postmark or receipt mark of a common or contract carrier indicating a time on or before the deadline. Pre-Election Reports: A report due 30 days before an election and a report due 8 days before an election must be received by the appropriate filing authority no later than the report due date. If you are filing with the Commission, please address your reports and correspondence to the Texas Ethics Commission, P.O. Box 12070, Austin, Texas 78711-2070. For hand-deliveries, the Commission's street address is 201 East 14th Street, Sam Houston Building, 1 Oth Floor, Austin, Texas 78701. Texas Ethics Commission Page 2 Revised 1/13/2020 Form C/OH—Instruction Guide If the due date for a report falls on a Saturday, Sunday, or legal holiday, the report is due on the next regular business day. Texas Ethics Commission Page 3 Revised 1/13/2020 Form C/OH—Instruction Guide FORM C/OH: CANDIDATE/OFFICEHOLDER CAMPAIGN FINANCE REPORT These instructions are for the CANDIDATE/OFFICEHOLDER CAMPAIGN FINANCE REPORT (Form C/OH). A complete report includes the Form C/OH cover sheet, and any of the following schedules on which there is information to report: A1, A2, B, E, F1, F2, F3, F4, G, H, I, K, and T. A complete Final Report must also include Form C/OH-FR. Note:Judicial candidates and officeholders must use a different form, Form JC/OH. GENERAL INFORMATION Use Form C/OH for filing the following reports: • Semiannual reports (January 15 and July 15) • Pre-election reports (30th day before election, 8th day before election) • Runoff report (8th day before runoff election) • Exceeded Modified Reporting Limit report • 15th day after officeholder campaign treasurer appointment • Final Report See the instructions for sections 9 and 10 of the Cover Sheet for help in deciding which reports you are required to file. OFFICEHOLDER ACTIVITY An officeholder may make officeholder expenditures and accept officeholder contributions without having a campaign treasurer appointment on file. However, an officeholder must have a campaign treasurer appointment on file before the officeholder may make campaign expenditures or accept campaign contributions. DUTIES OF CANDIDATE OR OFFICEHOLDER As a candidate or officeholder, you alone, not the campaign treasurer, are responsible for filing this form. Failing to file a report on time or filing an incomplete report may subject you to criminal or civil penalties. DUTIES OF CAMPAIGN TREASURER State law does not impose any reporting or record-keeping obligations on a candidate's campaign treasurer. WHERE TO FILE This form is filed with the same filing authority with which you were required to file your Campaign Treasurer Appointment(Form CTA). If you are an officeholder who does not have a campaign treasurer appointment on file, file your reports with the same authority with which a candidate for your office must file the campaign treasurer appointment. Texas Ethics Commission Page 4 Revised 1/13/2020 Form C/OH—Instruction Guide FILING A FINAL REPORT For filing purposes, you are a"candidate" as long as you have an appointment of campaign treasurer on file. If you do not expect to accept any further campaign contributions or to make any further campaign expenditures, you may file a Final Report of contributions and expenditures. A Final Report terminates your appointment of campaign treasurer and relieves you of the obligation of filing further reports as a candidate. If you are an officeholder at the time of filing a Final Report, you may be required to file semiannual reports of contributions and expenditures as an officeholder. The only officeholders who are not required to file semiannual reports are officeholders who file locally, who do not have a campaign treasurer appointment on file, and who do not exceed $900 in contributions or expenditures during the reporting period. If you are not an officeholder at the time of filing a Final Report and if you have surplus funds or retain assets purchased with political funds, you will be required to file annual reports of Unexpended Contributions. (See instructions for Form C/OH-UC.) To file a Final Report, you must complete the "C/OH CAMPAIGN FINANCE REPORT" (Form C/OH), check the"final"box in section 9 on the Cover Sheet, and complete and attach the "C/OH REPORT: DESIGNATION OF FINAL REPORT" (Form C/OH- FR). Texas Ethics Commission Page 5 Revised 1/13/2020 Form C/OH—Instruction Guide COMPLETING THE COVER SHEET Each numbered item in these instructions corresponds to the same numbered item on the form. PAGE 1 1. FILER ID: If you are filing with the Commission, you were assigned a filer identification number when you filed your initial campaign treasurer appointment. You should have received a letter acknowledging receipt of the form and informing you of your Filer ID. Enter this number wherever you see "FILER ID." If you do not file with the Commission, you are not required to enter a Filer ID. 2. TOTAL PAGES FILED: After you have completed the form, count the total number of pages of this form and any attached schedules. Enter that number where indicated on the top line of page 1 only. Each side of a two-sided form counts as one page. 3. CANDIDATE/OFFICEHOLDER NAME: Enter your full name, including nicknames and suffixes (e.g., Sr., Jr., III), if applicable. 4. CANDIDATE/OFFICEHOLDER MAILING ADDRESS: Enter your complete mailing address. If your mailing address has changed since you last gave notice of your address, check the "Change of Address"box. 5. CANDIDATE/OFFICEHOLDER PHONE: Enter your phone number including the area code, and your extension, if applicable. Sections 6- 8 pertain to a candidate's campaign treasurer. If you are an officeholder who does not have a campaign treasurer appointment on file, skip these sections. 6. CAMPAIGN TREASURER NAME: Enter the full name of your campaign treasurer, including nicknames and suffixes (e.g., Sr., Jr., III), if applicable. 7. CAMPAIGN TREASURER ADDRESS: Enter the complete address of your campaign treasurer. 8. CAMPAIGN TREASURER PHONE: Enter the phone number of your campaign treasurer including the area code, and the extension, if applicable. 9. REPORT TYPE: Check the box that describes the type of report you are filing, according to the descriptions below. See the instructions for section 10 for the periods covered by each type of report. January 15 Report: All candidates and most officeholders must file a semiannual report by January 15. The only officeholders who are not required to file this report are officeholders who file locally, who do not have a campaign treasurer appointment on file, and who do not exceed $900 in contributions or expenditures during the reporting period. Texas Ethics Commission Page 6 Revised 1/13/2020 Form C/OH—Instruction Guide All candidates and officeholders who file with the Commission must file this report by midnight Central Time on the January 15 report due date. All candidates and officeholders who file locally must file this report by 5 p.m. on the January 15 report due date. Note: Anyone who has a campaign treasurer appointment(Form CTA) on file must file semiannual reports, even after an election has ended and even if the filer lost the election. To end this semiannual filing requirement, the filer must cease campaign activity and file a Final Report. (See "Final Report"below for more information.) July 15 Report: All candidates and most officeholders must file a semiannual report by July 15. The only officeholders who are not required to file this report are officeholders who file locally, who do not have a campaign treasurer appointment on file, and who do not exceed$900 in contributions or expenditures during the reporting period. See "January 15 Report" above for more information on filing requirements and deadlines for semiannual reports. 30th Day Before Election Report: Opposed candidates in an election who did not choose the modified reporting schedule must file this pre-election report. If an opposed candidate chose modified reporting, but then exceeded a threshold before the 30th day before the election, the candidate must file this report. The report is due no later than 30 days before the election. For all candidates and officeholders who file with the Commission,this report must be received by the Commission no later than midnight Central Time on the report due date. For all candidates and officeholders who file locally, this report must be received by the filing authority no later than 5 p.m. on the report due date. You are an "opposed" candidate if you have an opponent, including a minor party candidate, whose name is printed on the ballot. If your only opposition is a write-in candidate, you are not considered opposed for filing purposes. If you are a write-in candidate, you are an "opposed" candidate subject to the reporting requirements if you accept political contributions or make political expenditures. Candidates who are unopposed in an election are not required to file pre-election reports for that election. 8th Day Before Election Report: Opposed candidates in an election who did not choose the modified reporting schedule must file this pre-election report. If an opposed candidate chose modified reporting but then exceeded a threshold before the 8th day before the election, the candidate must file this report. The report is due no later than 8 days before the election. For all candidates and officeholders who file with the Commission,this report must be received by the Commission no later than midnight Central Time on the report due date. For all candidates and officeholders who file locally, this report must be received by the filing authority no later than 5 p.m. on the report due date. See "30th Day Before Election Report" above for the definition of an opposed candidate. Texas Ethics Commission Page 7 Revised 1/13/2020 Form C/OH—Instruction Guide Runoff Report: Opposed candidates who are participating in a runoff election and who did not choose the modified reporting schedule must file this runoff report. The report is due no later than 8 days before the runoff election. For all candidates and officeholders who file with Commission, this report must be received by the Commission no later than midnight Central Time on the report due date. For all candidates and officeholders who file locally, this report must be received by the filing authority no later than 5 p.m. on the report due date. See "30th Day Before Election Report" above for the definition of an opposed candidate. Exceeded Modified Reporting Limit Report: Candidates who chose to file under the modified reporting schedule but then, after the 30th day before the election, exceeded $900 in contributions or$900 in expenditures in connection with the election must file this Exceeded Modified Reporting Limit report within 48 hours after exceeding the $900 limit. The candidate must meet this deadline even if it falls on a weekend or a holiday. 15th Day After Campaign Treasurer Appointment Report (Officeholders Only): An officeholder must file this report if he or she appoints a campaign treasurer after a period of not having a campaign treasurer appointment(Form CTA) on file. For all officeholders who file with Commission, this report is due no later than midnight Central Time on the 15th day after an officeholder files Form CTA with the Commission. For all officeholders who file locally, this report is due no later than 5 p.m. on the 15th day after an officeholder files Form CTA with the filing authority. It is not required of officeholders who are merely changing their campaign treasurer. It is not required of an officeholder who files locally if the officeholder did not exceed $900 in either contributions or expenditures during the period covered by the report. Candidates who are not officeholders do not file this report. Final Report: A person who has a campaign treasurer appointment on file may file this report when he or she does not expect to accept any further campaign contributions or make or authorize any further campaign expenditures. There is not a fixed deadline for this report. This report must have a completed"C/OH REPORT: DESIGNATION OF FINAL REPORT" (Form C/OH-FR) attached. A candidate must have a CTA on file to accept campaign contributions or make campaign expenditures, including contributions intended to offset campaign debts or expenditures made to pay campaign debts. A candidate who intends to continue campaign activity should not file a Final Report. A Final Report terminates a candidate's CTA and relieves the candidate from any additional filing obligations as a candidate. Officeholders who file a Final Report will still be subject to the filing requirements applicable to officeholders. A person who is not an officeholder but who has surplus political funds or assets after filing a Final Report will be required to file annual Unexpended Contribution reports. (See "Form C/OH-FR: Designation of Final Report" for more information.)A candidate or officeholder who does not have a CTA on file may still be required to file a personal financial statement(PFS). Filing a Final Report does not relieve a candidate of responsibility for any delinquent reports or outstanding civil penalties. Texas Ethics Commission Page 8 Revised 1/13/2020 Form C/OH—Instruction Guide Daily Pre-Election Report of Contributions: A candidate or officeholder who files with the Commission may be required to file daily pre-election reports disclosing contributions during the period beginning the 9th day before an election and ending at 12 noon on the day before the election. This information can be disclosed on Form C/OH-T. For more information,please see the instructions for Form C/OH-T. Legislative Special Session Report: A candidate or officeholder who files with the Commission and who accepts a political contribution during the period beginning on the date the governor signs the proclamation calling a special legislative session and continuing through the date of final adjournment is required to file a report after a special session of the legislature. This information can be disclosed on Form C/OH-SS. For more information,please see the instructions for Form C/OH-SS. 10. PERIOD COVERED: A reporting period includes the start date and the end date. The due date for filing will generally be after the end of the period. Generally, a report picks up where the last report left off, and there should be no gaps or overlapping periods. The exceptions are Daily Pre-election reports, which do create overlaps because you are required to report the activity twice. First Reports: If this is the first report of contributions and expenditures that you have filed, the beginning date will depend on the date your campaign treasurer appointment(Form CTA)was filed or the date you took office. • If you are a candidate (a person who has filed a Form CTA) and you are filing your first report, the start date will be the date your Form CTA was filed. • If you are an officeholder who was appointed to an elective office and who did not have a Form CTA on file at the time of the appointment, the start date for your first report will be the date you took office. January 15th Semiannual Report: The start date is July 1 of the previous year or the day after the last day covered by your last required report,whichever is later. If this is the first report you have filed, please see the "First Reports" section above. The end date is December 31 of the previous year. July 15th Semiannual Report: The start date is January 1 or the day after the last day covered by your last required report, whichever is later. If this is the first report you have filed, please see the "First Reports" section above. The end date is June 30. 30th Day Before Election Report: The start date is the day after the last day covered by your last required report. If this is the first report you have filed, please see the "First Reports" section above. The end date is the 40th day before the election. This report is not required for unopposed candidates or candidates who are filing under the modified reporting schedule. Texas Ethics Commission Page 9 Revised 1/13/2020 Form C/OH—Instruction Guide 8th Day Before Election Report: The start date is the 39th day before the election if you filed a 30th Day Before Election Report. If you did not file the 30th Day Before Election Report, the day after the last day covered by your last required report is the start date. If this is the first report you have filed, please see the "First Reports" section above. The end date is the 1 Oth day before the election. This report is not required for unopposed candidates or candidates who are filing under the modified reporting schedule. Runoff Report: The start date is the 9th day before the main election if you filed an 8th Day Before Election Report. Otherwise, the start date is the day after the last day covered by your last required report or the day you appointed a campaign treasurer, whichever is later. The end date is the 1 Oth day before the runoff election. This report is not required for candidates who are filing under the modified reporting schedule. Exceeded Modified Reporting Limit Report: The start date for the report is either the day you appointed your campaign treasurer or the day after the last day covered by your last required report, whichever is later. The end date is the day you exceeded the $900 limit for contributions or expenditures. 15th Day After Campaign Treasurer Appointment Report (Officeholders Only): The start date is either the day after the last day covered by your last required report or the day you began serving an appointment to elective office. The end date is the day before the campaign treasurer appointment was filed. This report is due no later than 15 days after the campaign treasurer appointment was filed. Final Report: The start date is the day after the last day covered by your last required report. The end date is the day the final report is filed. If you are an officeholder without a campaign treasurer appointment on file, or if you have a campaign treasurer appointment on file but you are not a candidate in an upcoming election and were not a candidate in a recent election,you may skip Section 11. 11. ELECTION: If you are a candidate in an upcoming election or were a candidate in a recently held election, provide the following information concerning the upcoming or recent election. Election Date: Enter the month, day, and year of the election for which this report is filed, if known. Candidate in an Upcoming Election: If the political activity in the report primarily pertains to an upcoming election, provide the date of the upcoming election in which you intend to participate as a candidate that most immediately follows the deadline for this report. Candidate in a Recently Held Election: If the political activity in this report primarily pertains to a recently held election,provide the date of the recently held election in which you participated as a candidate that most immediately precedes the deadline for this report. Texas Ethics Commission Page 10 Revised 1/13/2020 Form C/OH—Instruction Guide Election Type: Check the box next to the type of election that most accurately describes the election for which this report is filed. Primary: An election held by a political parry to select its nominees for office. Runoff: An election held if no candidate for a particular office receives the vote necessary to be elected in an election requiring a majority vote. General: An election, other than a primary election, that regularly occurs at fixed dates. Special: An election that is neither a general election nor a primary election nor a runoff election. Other: If none of the listed election types apply, check"Other" and provide your own description of the election for which the report is filed. 12. OFFICE HELD: If you are an officeholder,please enter the office you currently hold. Include the district, precinct, or other designation for the office, if applicable. 13. OFFICE SOUGHT: If you are a candidate in an upcoming election, please enter the office you seek. If you were a candidate in a recently held election,but were unsuccessful or are not currently an officeholder, please enter the office you sought during the election that most immediately precedes the deadline for this report. Include the district,precinct, or other designation for the office, if applicable. PAGE 2 14. C/OH (CANDIDATE/OFFICEHOLDER) NAME: Enter your full name. 15. FILER ID: See instructions for section 1. 16. NOTICE FROM POLITICAL COMMITTEE(S): Complete this section if you received notice from a political committee that it accepted political contributions or made political expenditures on your behalf. You are required to disclose the receipt of such a notice in the report covering the period in which you receive the notice. If you have not received such notice, you may skip this section. The political committee is required to include in the notice the full name and address of the committee, the full name and address of the committee's campaign treasurer, and a statement indicating whether the committee is a general-purpose committee or a specific-purpose committee. If the notice also describes the expenditure, do not include the description in this section. "Additional Pages" box: If you received notice from more than one committee, check this box and attach an additional page listing the names and addresses of the other committees and of their campaign treasurers. Texas Ethics Commission Page 11 Revised 1/13/2020 Form C/OH—Instruction Guide Committee Type: "General" box: Check this box if the notice is from a general-purpose committee. "Specific" box: Check this box if the notice is from a specific-purpose committee. Committee Name: Enter the full name of the committee as reported in the notice. Committee Address: Enter the address of the committee as reported in the notice. Committee Campaign Treasurer Name: Enter the name of the committee's campaign treasurer as reported in the notice. Committee Campaign Treasurer Address: Enter the address of the committee's campaign treasurer as reported in the notice. 17. TOTALS: Complete this section only after you have completed all applicable schedules. Line 1- Total Unitemized Political Contributions: Enter the total of all unitemized contributions (other than pledges, loans, guarantees of loans, or contributions made electronically) of$90 or less. Do not include any contributions itemized on Schedules Al or A2 or any contribution made electronically. Enter a"0" if you did not receive any unitemized contributions during the period covered. On Schedules Al and A2, you are required to itemize political contributions that totaled more than$90 from one person and any political contribution that is made electronically. You also may itemize contributions of$90 or less from one person. Do not include any itemized contributions in the total entered on line 1, regardless of amount. Line 2- Total Political Contributions: Add the total contributions listed on Schedules A 1 and A2 to the amount you entered on line 1. Enter that total on line 2. Enter a"0" if you did not receive any contributions during the period covered. Line 3- Total Unitemized Political Expenditures: Enter the total of all unitemized political expenditures of$180 or less. Do not include any expenditures itemized on Schedules F1, F2, F3, F4, G, or H. Enter a"0" if you did not make any unitemized expenditures during the period covered. On Schedule F1, you were required to itemize political expenditures that totaled more than$180 to one payee. You also had the option of itemizing expenditures totaling $180 or less to one payee. Do not include any expenditures itemized on Schedule F 1 in the total entered on line 3, regardless of amount. Texas Ethics Commission Page 12 Revised 1/13/2020 Form C/OH—Instruction Guide On Schedule F2, you were required to itemize incurred but not yet paid political expenditures that totaled more than $180 to one payee. You also had the option of itemizing incurred political expenditures totaling $180 or less to one payee. Do not include any political or non-political expenditures itemized on Schedule F2 in the total entered on line 3, regardless of amount. On Schedule F4, you were required to itemize political expenditures made by a credit card that totaled more than $180 to one payee. You also had the option of itemizing political expenditures totaling $180 or less to one payee. Do not include any political or non-political expenditures itemized on Schedule F4 in the total entered on line 3, regardless of amount. On Schedule G, you were required to itemize political expenditures from personal funds if you intend to seek reimbursement from political contributions. Do not include any expenditures itemized on Schedule G in the total entered on line 3, regardless of amount. On Schedule H, you were required to itemize payments from political contributions made to certain businesses. Do not include any expenditures itemized on Schedule H in the total entered on line 3, regardless of amount. Line 4- Total Political Expenditures: Add the following: (a) the total expenditures itemized on Schedule F 1; (b) the total political expenditures itemized on Schedule F2; (c) the total political expenditures itemized on Schedule 174; (d) the total political expenditures itemized on Schedule G; (e) the total political expenditures itemized on Schedule H; and (f) the amount you entered on line 3. Enter that total on line 4. Enter a"0" if you did not make any expenditures during the period covered. Line 5- Total Political Contributions Maintained: Enter the total amount of political contributions, including interest or other income on those contributions, maintained as of the last day of the reporting period. Enter"0" if you do not maintain political contributions, including interest or other income on those contributions, as of the last day of the reporting period. This is different from the total contributions reported on line 2. Only contributions accepted during the period covered by the report are entered on line 2. The law requires you to disclose the total amount of political contributions accepted, including interest or other income on those contributions, maintained in one or more accounts in which political contributions are deposited as of the last day of the reporting period. Texas Ethics Commission Page 13 Revised 1/13/2020 Form C/OH—Instruction Guide The "total amount of political contributions maintained" includes the total amount of political contributions maintained in one or more accounts, including the balance on deposit in banks, savings and loan institutions and other depository institutions; the present value of any investments that can be readily converted to cash, such as certificates of deposit, money market accounts, stocks, bonds, treasury bills, etc.; and the balance of political contributions accepted and held in any online fundraising account over which the filer can exercise control by making a withdrawal, expenditure, or transfer. The total amount of political contributions maintained does not include personal funds that the filer intends to use for political expenditures, unless the personal funds have been disclosed as a loan to your campaign and deposited into an account in which political contributions are held as permitted by section 253.0351(c) of the Election Code. Any unexpended funds from such a loan are required to be included in the total amount of political contributions maintained as of the last day of the reporting period. Note: Personal funds deposited in an account in which political contributions are held are subject to the personal use restrictions. Line 6- Total Principal Amount of All Outstanding Loans: Enter the aggregate outstanding principal amount of all loans accepted for campaign or officeholder purposes as of the last day of the reporting period. Enter a"0" if you did not accept any loans during the period covered and have no outstanding loans as of the last day of the reporting period. This is different from the information reported on Schedule E. This line must include outstanding principal of loans made in this reporting period as well as outstanding principal of loans made previously. 18. AFFIDAVIT: Complete this section only after you have completed all applicable sections and schedules. You must always sign a report that you file. You must complete this section even if you have no schedules to attach. Only the candidate or officeholder filing the report may sign the affidavit. PAGE 3 19. C/OH (CANDIDATE/OFFICEHOLDER) NAME: Enter your full name. 20. FILER ID: See instructions for section 1. 21. SCHEDULE SUBTOTALS: Complete this section only after you have completed all applicable schedules. Check the appropriate boxes to indicate which schedules are attached to your report. If a schedule is not included in the report, leave the check box blank. Line 1- Schedule Al: Add the total amount of contributions itemized on Schedule Al to the amount of unitemized monetary political contributions accepted during the period covered. Enter that total on line 1. Enter a"0" if you did not accept any contributions during the period covered. Texas Ethics Commission Page 14 Revised 1/13/2020 Form C/OH—Instruction Guide Line 2- Schedule A2: Add the total amount of non-monetary in-kind contributions itemized on Schedule A2 to the amount of unitemized non-monetary in-kind contributions accepted during the period covered. Enter that total on line 2. Enter a"0" if you did not accept any non-monetary in-kind contributions during the period covered. Line 3- Schedule B: Add the total amount of pledged contributions itemized on Schedule B to the amount of unitemized pledged contributions accepted during the period covered. Enter that total on line 3. Enter a"0" if you did not accept any pledged contributions during the period covered. Line 4- Schedule E: Add the total amount of loans itemized on Schedule E to the amount of unitemized loans accepted during the period covered. Enter that total on line 4. Enter a"0" if you did not accept any loans during the period covered. Line 5- Schedule Fl: Add the total amount of political expenditures from political contributions itemized on Schedule Fl to the amount of unitemized political expenditures from political contributions made during the period covered. Enter that total on line 5. Enter a"0" if you did not make any political expenditures from political contributions during the period covered. Line 6- Schedule F2: Add the total amount of unpaid incurred obligations itemized on Schedule F2 to the amount of unitemized unpaid obligations incurred during the period covered. Enter that total on line 6. Enter a"0" if you did not incur any unpaid obligations during the period covered. Line 7- Schedule 173: Enter the total amount of investments purchased from political contributions itemized on Schedule F3. Enter a"0" if you did not purchase any investments from political contributions during the period covered. Line 8- Schedule 174: Add the total amount of expenditures made by a credit card itemized on Schedule F4 to the amount of unitemized expenditures made by a credit card during the period covered. Enter that total on line 8. Enter a"0" if you did not make any expenditures by credit card during the period covered. Line 9- Schedule G: Add the total amount of political expenditures from personal funds itemized on Schedule G to the amount of unitemized political expenditures from personal funds made during the period covered. Enter that total on line 9. Enter a"0" if you did not make any political expenditures from personal funds during the period covered. Line 10- Schedule H: Enter the total amount of payments from political contributions to a business of the candidate or officeholder itemized on Schedule H. Enter a"0" if you did not make any payments from political contributions to a business of the candidate or officeholder during the period covered. Texas Ethics Commission Page 15 Revised 1/13/2020 Form C/OH—Instruction Guide Line 11- Schedule I: Enter the total amount of non-political expenditures from political contributions itemized on Schedule I. Enter a"0" if you did not make any non- political expenditures from political contributions during the period covered. Line 12- Schedule K: Enter the total amount of interests, credits, gains, refunds, and contributions returned to the filer itemized on Schedule K. Enter a"0" if you did not have any such activity during the period covered. Texas Ethics Commission Page 16 Revised 1/13/2020 Form C/OH—Instruction Guide SCHEDULE Al: MONETARY POLITICAL CONTRIBUTIONS These instructions are for candidates and officeholders using SCHEDULE A1:MONETARY POLITICAL CONTRIBUTIONS. Use this schedule to disclose information about monetary campaign and officeholder contributions accepted during the reporting period. Do not enter on this schedule information on non-monetary, in-kind contributions, pledges, loans, or guarantees of loans. Once you actually receive pledged money, it must be reported on Schedule Al. (Report non-monetary, in-kind contributions on Schedule A2; report pledges on Schedule B; report loans and guarantees of loans on Schedule E.) Itemization: You must enter incoming monetary contributions that exceed $90 from one person, and any monetary contribution made electronically, during a reporting period on this schedule. If you accepted two or more contributions from the same person, the total of which exceeds $90, enter each contribution separately. Although you are not required to do so, you may also report contributions from one person that do not exceed $90 in the period on this schedule. If you do not itemize contributions of$90 and less on this schedule, you must total all such contributions and report them on the Cover Sheet, page 2, section 17, line 1. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. TOTAL PAGES SCHEDULE Al: After you have completed Schedule Al, count the total number of pages. Each side of a two-sided form counts as one page. 2. FILER NAME: Enter your full name. 3. FILER ID: See instructions for Cover Sheet,page 1, section 1. 4. DATE: Enter the date you accepted the contribution. Accepting a contribution is different from receiving a contribution. You accept a contribution when you decide to accept it rather than reject it. This may or may not be the same day that you receive the contribution. 5. FULL NAME OF CONTRIBUTOR: Enter the full name of the contributor. If the contributor is an individual, enter the full first and last name, and suffix (Jr., III, etc.) if applicable. If the contributor is an entity, enter the full name of the entity. "Out-of-State PAC" box: If the contributor is an out-of-state political committee, check the box. Certain restrictions apply to contributions from out-of- state PACS. The fact that a political committee has a mailing address outside of Texas does not mean that the committee is an out-of-state PAC for purposes of these restrictions. A political committee that has a campaign treasurer appointment on file in Texas is not an out-of-state PAC. A political committee that makes most of its political expenditures outside of Texas may be an out-of- state PAC. A political committee must determine if it is an out-of-state PAC. If the contributor is an out-of-state political committee from which you accepted more than$900 in the reporting period(including pledges or loans from sources Texas Ethics Commission Page 17 Revised 1/13/2020 Form C/OH—Instruction Guide other than financial institutions that have been in business for more than a year), you must include one of the following with your report: • a written statement, certified by an officer of the out-of-state political committee, listing the full name and address of each person who contributed more than $180 to the out-of-state political committee during the 12 months immediately preceding the contribution; or • a copy of the out-of-state political committee's statement of organization filed as required by law with the FEC and certified by an officer of the out-of-state committee. If the contributor is an out-of-state political committee from which you accepted $900 or less (including pledges) during the reporting period, you must include one of the following with your report: • a copy of the out-of-state political committee's statement of organization filed as required by law with the FEC and certified by an officer of the out-of-state committee; or • a document listing the committee's name, address and phone number; the name of the person appointing the committee's campaign treasurer; and the name, address and phone number of the committee's campaign treasurer. "ID #" Line (Electronic Filing Only): If you are filing your report electronically, you may enter in this field the out-of-state committee's Federal Election Commission (FEC) identification number. If you do not have an FEC# for the out-of-state PAC or are not filing electronically with the Commission, you must provide other documentation as explained above. 6. CONTRIBUTOR ADDRESS: Enter the complete address of the contributor. 7. AMOUNT OF CONTRIBUTION: Enter the amount of the contribution. 8. PRINCIPAL OCCUPATION OR JOB TITLE: Candidates for and holders of statewide offices in the executive branch and candidates for and holders of legislative offices must disclose the principal occupation or job title of an individual from whom the candidate or officeholder has accepted contributions (including pledges) of$900 or more during the reporting period. In other circumstances, filers are not required to report this information but may do so. 9. EMPLOYER: Candidates for and holders of statewide offices in the executive branch and candidates for and holders of legislative offices must disclose the employer of an individual from whom the candidate or officeholder has accepted contributions (including pledges) of $900 or more during the reporting period. In other circumstances, filers are not required to report this information but may do so. Texas Ethics Commission Page 18 Revised 1/13/2020 Form C/OH—Instruction Guide SCHEDULE A2: NON-MONETARY (IN-HIND) POLITICAL CONTRIBUTIONS These instructions are for candidates and officeholders using SCHEDULE A2:NON- MONETARY(IN-KIND) POLITICAL CONTRIBUTIONS. Use this schedule to disclose information about non-monetary, in-kind campaign and officeholder contributions received during the reporting period. An in-kind contribution is a contribution of goods, services, or any other thing of value other than money that is given to your campaign. You are not required to include contributions of an individual's personal services or travel if the individual receives no compensation from any source for the services. Do not enter on this schedule information on monetary political contributions, pledges, loans, or guarantees of loans. Once you actually receive a pledged in-kind contribution, it must be reported on Schedule A2. (Report monetary contributions on Schedule Al; report pledges on Schedule B; report loans and guarantees of loans on Schedule E.) Itemization: You must enter non-monetary(in-kind) contributions of goods, services, or other things of value that exceed $90 from one person, and any non-monetary contribution made electronically, during a reporting period on this schedule. If you accepted two or more non- monetary contributions from the same person, the total of which exceeds $90, enter each contribution separately. Although you are not required to do so, you may also report contributions from one person that do not exceed $90 in the period on this schedule. If you do not itemize contributions of$90 and less on this schedule, you must total all such contributions and report them on the Cover Sheet, page 2, section 17, line 1. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. TOTAL PAGES SCHEDULE A2: After you have completed Schedule A2, count the total number of pages. Each side of a two-sided form counts as one page. 2. FILER NAME: Enter your full name. 3. FILER ID: See instructions for Cover Sheet,page 1, section 1. 4. TOTAL OF UNITEMIZED IN-HIND POLITICAL CONTRIBUTIONS: Enter the total amount of in-kind political contributions of$90 or less that you accepted during the period covered that are not itemized on this schedule. If you choose to itemize an in-kind contribution of$90 or less on this schedule, do not include it in this total. All contributions made electronically must be itemized. 5. DATE: See instructions for Schedule Al, section 4. 6. FULL NAME OF CONTRIBUTOR: See instructions for Schedule Al, section 5. "Out-of-State PAC" box: See instructions for Schedule Al, section 5. 7. CONTRIBUTOR ADDRESS: Enter the complete address of the contributor. Texas Ethics Commission Page 19 Revised 1/13/2020 Form C/OH—Instruction Guide 8. AMOUNT OF CONTRIBUTION: Enter the fair market value of the in-kind contribution. 9. IN-HIND CONTRIBUTION DESCRIPTION: Enter a description of the contribution. The description should be sufficiently detailed to allow a person reviewing your report to understand what was contributed. "Travel Outside of Texas" box: If the contribution was for travel outside of Texas, please check the box and report this information on Schedule T. 10. PRINCIPAL OCCUPATION OR JOB TITLE: See instructions for Schedule Al, section 8. 11. EMPLOYER: See instructions for Schedule Al, section 9. Sections 12-16 pertain to judicial candidates and officeholders only. Do not complete these sections. If you are a judicial candidate or officeholder,please use form JC/OH and the corresponding instructions. Texas Ethics Commission Page 20 Revised 1/13/2020 Form C/OH—Instruction Guide SCHEDULE B: PLEDGED CONTRIBUTIONS These instructions are for candidates and officeholders using SCHEDULE B: PLEDGED CONTRIBUTIONS. Use this schedule to disclose information about pledges accepted during the reporting period for campaign or officeholder purposes. You are not required to include pledges of an individual's personal services or travel if the individual receives no compensation from any source for the services. Do not enter on this schedule information on contributions actually received, loans, or guarantees of loans. (Report contributions actually received on Schedule Al or Schedule A2, as applicable; report loans and guarantees of loans on Schedule E.) If you accept a pledge from a person to give you money, goods, services, or anything of value, that pledge is a reportable contribution and you must include the pledge on this schedule for the report covering the period in which you accept the pledge. Itemization: You must itemize pledges that exceed $90 in the aggregate from one person during the reporting period. If you received pledges totaling more than $90 from one person during the reporting period, you must itemize all of those pledges, even if individual pledges were for $90 or less. Although you are not required to do so, you may also itemize pledges for $90 or less from one person. You must also disclose the receipt of the pledged contribution on Schedule Al (used for monetary contributions) or A2 (used for non-monetary contributions), as applicable, in the reporting period in which you actually receive the pledged money or thing of value. If the pledge is accepted and received in the same reporting period, it is not required to be reported on Schedule B. Note: See the Campaign Finance Guide for more information on pledges. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. TOTAL PAGES SCHEDULE B: After you have completed Schedule B, count the total number of pages. Each side of a two-sided form counts as one page. 2. FILER NAME: Enter your full name. 3. FILER ID: See instructions for Cover Sheet,page 1, section 1. 4. TOTAL OF UNITEMIZED PLEDGES: Enter the total amount of pledges that you accepted during the period that did not exceed $90 in the aggregate per person. Although you are not required to do so, you may also itemize pledges of$90 or less on this schedule. If you itemize some pledges of$90 or less, do not include those pledges in the total entered here. If you choose to itemize all pledges of$90 or less, do not enter a total amount here. 5. DATE: Enter the date you accepted the pledge. Accepting a pledge is different from receiving a contribution. You accept a pledge when you decide to accept it rather than reject it. Texas Ethics Commission Page 21 Revised 1/13/2020 Form C/OH—Instruction Guide Pledge accepted and received in different reporting periods: If you accept a pledge in one reporting period and then receive the pledged money or other thing of value in a later reporting period, you will disclose the pledge on this schedule in the reporting period in which you accepted the pledge. You will also disclose the receipt of the pledged money or other thing of value on the appropriate incoming funds schedule (report monetary contributions on Schedule Al; report in-kind contributions on Schedule A2; report loans on Schedule E) in the reporting period in which you received the pledge. Pledge received in same reporting period as accepted: If you receive a pledge in the same reporting period in which it was accepted, then you will not report the pledge on this schedule. You will only disclose the contribution on the appropriate incoming funds schedule (report monetary contributions on Schedule AI; report in-kind contributions on Schedule A2; report loans on Schedule E). The date of the contribution will be the date you accepted the pledged contribution, regardless of when the pledged contribution was actually received. Pledge accepted but never received: You will disclose the pledge on this schedule in the reporting period in which you accepted the pledge. If you never actually receive the pledge, it is not necessary to correct your report to delete the pledge. Example: In June a supporter promises that he will give Juan Garcia $1,000 in the last week before the November election. Juan accepts his promise. Juan must disclose the pledge on his July 15 report covering the period in which he accepted the pledge. (Note: When he receives the $1,000, he will disclose it as a monetary contribution on Schedule Al of the report covering the period in which he received the money. Also, if he never receives the $1,000, he does not correct/amend his report to delete the entry for the pledge.) 6. FULL NAME OF PLEDGOR: Enter the full name of the person who made the pledge. "Out-of-State PAC" box: See instructions for Schedule Al, section 5. 7. PLEDGOR ADDRESS: Enter the complete address of the person who made the pledge. 8. AMOUNT OF PLEDGE: Enter the amount of the pledge or the fair market value of any pledged goods or services or other thing of value, as applicable. 9. IN-HIND DESCRIPTION: If the pledge was for goods or services or any other thing of value, enter a description of the pledged goods or services or other thing of value. The description should be sufficiently detailed to allow a person reviewing your report to understand what was pledged. "Travel Outside of Texas" box: If the pledged contribution was an in-kind contribution for travel outside of Texas, please check the box and report this information on Schedule T. Texas Ethics Commission Page 22 Revised 1/13/2020 Form C/OH—Instruction Guide 10. PRINCIPAL OCCUPATION OR JOB TITLE: See instructions for Schedule Al, section 8. 11. EMPLOYER: See instructions for Schedule A1, section 9. You do not need Schedules CI-4 and D. These schedules are for political committees to report contributions from corporations and labor organizations. Candidates and officeholders are generally prohibited from accepting such contributions. Texas Ethics Commission Page 23 Revised 1/13/2020 Form C/OH—Instruction Guide SCHEDULE E: LOANS These instructions are for candidates and officeholders using SCHEDULE E:LOANS. Use this schedule to disclose information about loans and guarantees of loans accepted during the reporting period for campaign or officeholder purposes. This schedule must also be used to disclose deposits of personal funds into an account in which political contributions are held as permitted by section 253.035l(c) of the Election Code. This schedule may also be used to disclose political expenditures from personal funds. Loans to Your Campaign from Your Personal Funds: You may disclose political expenditures from personal funds as a loan to your campaign on Schedule E. Outgoing political expenditures made from that loan must then be disclosed as if they were made from political contributions. The amount you disclose as a loan from yourself in a reporting period may NOT exceed the amount you actually spent from personal funds in that reporting period. In other words, do not report a$100,000 loan to your campaign if the amount actually spent from your personal funds in the reporting period was $5,000. When you reimburse yourself, disclose the reimbursement as an outgoing political expenditure on Schedule FI. The reimbursement may not exceed the amount disclosed as a loan. (You may also disclose political expenditures from personal funds on Schedule G. See the Schedule G instructions below for more information.) Personal Funds Deposited into a Political Account: If you deposit personal funds in an account in which political contributions are held, you must disclose the deposited amount as a loan on Schedule E and check the box indicating "Personal Funds Deposited into Political Account." Personal funds deposited in an account in which political contributions are held are subject to the personal use restriction. Disclose the outgoing political expenditures made from that loan as if they were made from political contributions. When you reimburse yourself, disclose the reimbursement as an outgoing political expenditure on Schedule F 1. The reimbursement may not exceed the amount disclosed as a loan. Itemization: You must itemize loans (including loans from personal funds)that exceed $90 that you accepted during the period from one person. If you accepted two or more loans from the same person, the total of which exceeds $90, itemize each loan separately. You must also itemize loans that are made electronically by a person other than a financial institution. Although you are not required to do so, you may also itemize any other loans that do not exceed$90. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. TOTAL PAGES SCHEDULE E: After you have completed Schedule E, count the total number of pages. Each side of a two-sided form counts as one page. 2. FILER NAME: Enter your full name. 3. FILER ID: See instructions for Cover Sheet,page 1, section 1. Texas Ethics Commission Page 24 Revised 1/13/2020 Form C/OH—Instruction Guide 4. TOTAL OF UNITEMIZED LOANS: Enter the total amount of loans accepted during the reporting period that did not exceed $90 in the aggregate per person and were not from financial institutions, unless the loans were made electronically. Although you are not required to do so, you may itemize loans of$90 or less from persons other than financial institutions on this schedule. If you itemize some loans of$90 or less, do not include those loans in the total you enter here. If you choose to itemize all loans of$90 or less, enter a"0"here. 5. DATE OF LOAN: Enter the date you accepted the loan. 6. IS LENDER A FINANCIAL INSTITUTION?: If you accepted the loan from a corporation that has been legally engaged in the business of making loans for more than one year, circle "Y" for yes. If you accepted the loan from any other source, circle "N" for no. A loan from a corporation that has not been legally engaged in the business of making loans for more than one year is a corporate contribution. Candidates and officeholders may not accept corporate contributions. 7. NAME OF LENDER: Enter the full name of the person or financial institution that made the loan. If the lender is an individual, enter the full first and last name and suffix (Jr., III, et.) if applicable. If the lender is an entity, enter the full name of the entity. "Out-of-State PAC" box: See instructions for Schedule Al, section 5. Note: See the Campaign Finance Guide for detailed information on accepting and reporting contributions from out-of-state political committees. 8. LENDER ADDRESS: Enter the complete address of the person or financial institution that made the loan. 9. LOAN AMOUNT: Enter the principal amount of the loan. 10. INTEREST RATE: Enter the interest rate. 11. MATURITY DATE: Enter the maturity date. 12. PRINCIPAL OCCUPATION OR JOB TITLE: Candidates for and holders of statewide offices in the executive branch and candidates for and holders of legislative offices must disclose the principal occupation or job title of each individual from whom the candidate or officeholder has accepted a loan (including a pledge of a loan) of$900 or more during the reporting period. Other types of filers are not required to report this information but may do so. 13. EMPLOYER: Candidates for and holders of statewide offices in the executive branch and candidates for and holders of legislative offices must disclose the full name of the employer of an individual from whom the candidate or officeholder has accepted a loan (including a pledge of a loan) of$900 or more during the reporting period. Other types of filers are not required to report this information but may do so. Texas Ethics Commission Page 25 Revised 1/13/2020 Form C/OH—Instruction Guide 14. DESCRIPTION OF COLLATERAL: If there is no collateral for the loan, check the "none"box and go to section 15. If there is collateral for the loan, enter a description of the collateral for the loan. 15. "Check if personal funds were deposited into political account" box: Check this box only if the loan is a deposit of your personal funds into an account in which political contributions are held as permitted by section 253.0351(c) of the Election Code. Political expenditures made from that loan, and any subsequent expenditures to reimburse the candidate or officeholder, must be reported as if they were made from political contributions. The reimbursement may not exceed the amount reported as a loan. Personal funds deposited in an account in which political contributions are held are subject to the personal use restrictions. 16. GUARANTOR INFORMATION: If there are no guarantors for the loan, check the "Not Applicable"box and go to the next loan. If you have no further loans to report, go to the next applicable schedule. A person who guarantees all or part of a loan makes a reportable contribution in the amount of the guarantee. You must report such a contribution on this schedule, and not on the contributions schedule. 17. NAME OF GUARANTOR: Enter the full name of the person guaranteeing the loan. If the guarantor is an individual, enter the full first and last name and suffix (Jr., III, etc.) if applicable. If the guarantor is an entity, enter the full name of the entity. 18. GUARANTOR ADDRESS: Enter the complete address of the guarantor. 19. AMOUNT GUARANTEED:Enter the dollar amount of the loan that the guarantor has agreed to guarantee. 20. PRINCIPAL OCCUPATION: Enter the principal occupation of the guarantor. 21. EMPLOYER: Enter the employer of the guarantor. Texas Ethics Commission Page 26 Revised 1/13/2020 Form C/OH—Instruction Guide SCHEDULE F1: POLITICAL EXPENDITURES FROM POLITICAL CONTRIBUTIONS These instructions are for candidates and officeholders using SCHEDULE FI:POLITICAL EXPENDITURES FROMPOLITICAL CONTRIBUTIONS. Use this schedule to disclose information about political expenditures from political contributions that were made during the reporting period. Do not enter on this schedule unpaid incurred obligations,political expenditures made from personal funds, the purchase of investments from political contributions, expenditures made by credit card, or payments from political contributions made to a business that you own or control. (Report unpaid incurred obligations on Schedule F2; report expenditures from personal funds on Schedule G; report the purchase of investments from political contributions on Schedule 173; report expenditures made by credit card on Schedule F4; and report payments from political contributions made to a business that you own or control on Schedule H.) Expenditures Made by Credit Card: You must disclose expenditures charged to a credit card on Schedule F4 and not on this schedule. When you pay the credit card bill, you must disclose the payment to the credit card company on Schedule F1 (used for political payments from political contributions), Schedule G(used for political payments from personal funds), Schedule H (used for payments from political contributions made to a business that you own or control), or Schedule I (used for nonpolitical payments from political contributions), as applicable. See instructions for Schedule 174: Expenditures Made by Credit Card for more information. See the Campaign Finance Guide for Candidates and Officeholders for important restrictions regarding the use of political funds to rent or purchase real property. Itemization: You must enter expenditures paid to one individual or entity during a reporting period that in the aggregate exceed $180 on this schedule. If you made more than one expenditure to the same payee, the total of which exceeded $180, enter each expenditure separately. Although you are not required to do so, you may also report expenditures to one person that do not exceed $180 in the period on this schedule. If you choose not to itemize expenditures of$180 and less on this schedule, you must total all unitemized expenditures and report them on the Cover Sheet, page 2, section 17, line 3. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. TOTAL PAGES SCHEDULE FI: After you have completed Schedule Fl, count the total number of pages. Each side of a two-sided form counts as one page. 2. FILER NAME: Enter your full name. 3. FILER ID: See instructions for Cover Sheet,page 1, section 1. 4. DATE: Enter the date the expenditure payment was made. Remember: Expenditure obligations you incurred in this reporting period but have not yet paid are entered on Schedule F2. Expenditures made by credit card are entered on Schedule F4. Texas Ethics Commission Page 27 Revised 1/13/2020 Form C/OH—Instruction Guide 5. PAYEE NAME: Enter the full name of the person to whom the expenditure was made. Note: If you make an expenditure for goods or services to benefit another candidate, officeholder, or committee, enter the name of the vendor who sold you the goods or services. Do not enter the name of the person for whose benefit you made the expenditure. Include that information under section 8, "Purpose of Expenditure." 6. AMOUNT: Enter the exact amount of the expenditure. 7. PAYEE ADDRESS: Enter the complete address of the person to whom the expenditure was made. 8. PURPOSE OF EXPENDITURE: You must disclose the purpose of the expenditure in two parts: Category and Description. Merely disclosing the category of goods, services, or other thing of value for which the expenditure is made does not adequately describe the purpose of an expenditure. (a) Category: Select a category of goods, services, or other thing of value for which an expenditure is made. If none of the listed categories apply, select"Other" and enter your own category. Examples of acceptable categories include: Advertising Expense Accounting/Banking Consulting Expense Contributions/Donations Made By Candidate/Officeholder/Political Committee Credit Card Payment Event Expense Fees Food/Beverage Expense Gifts/Awards/Memorials Expense Legal Services Loan Repayment/Reimbursement Office Overhead/Rental Expense Polling Expense Printing Expense Salaries/Wages/Contract Labor Solicitation/Fundraising Expense Transportation Equipment and Related Expense Travel In District Travel Out Of District Other (b) Description: Enter a brief statement or description of the candidate or officeholder activity that is conducted by making the expenditure. The brief statement or description must include the item or service purchased and must be sufficiently specific, when considered within the context of the description of the category, to make the reason for the expenditure clear. Merely disclosing the category of goods, services, or other thing of Texas Ethics Commission Page 28 Revised 1/13/2020 Form C/OH—Instruction Guide value for which the expenditure is made does not adequately describe the purpose of an expenditure. For examples of acceptable ways to disclose the purpose of an expenditure, please see the "Examples: Purpose of Expenditures" on page 46. "Check if travel outside of Texas" box: Check this box if the expenditure is for travel outside of Texas. The description of a political expenditure for travel outside of the state of Texas must include detailed information. Please report this information on Schedule T. "Check if Austin, TX, officeholder living expense" box: Check this box if the expenditure is an officeholder expense for living in Austin, Texas. 9. DIRECT CAMPAIGN EXPENDITURE TO BENEFIT CANDIDATE/OFFICEHOLDER: If you made a direct campaign expenditure to benefit another candidate or officeholder, enter the full name of the candidate or officeholder and the name of the office sought or held, including the district, precinct, or other designation of the office, as applicable. (Attach additional sheets to list multiple candidates.) Do not complete this section if the expenditure was not a direct campaign expenditure. A "direct campaign expenditure"to benefit another candidate is not a"political contribution" to that other candidate. A direct campaign expenditure is a campaign expenditure that you make on someone else's behalf and without the prior consent or approval of that person. This is in contrast to a political contribution, which the person has the opportunity to accept or reject. Example: If you made expenditures to prepare and distribute an endorsement letter in support of a candidate after first asking for and getting the candidate's approval, you made an in-kind contribution. However, if you did not get the candidate's approval before you made the expenditure, you made a direct campaign expenditure. Texas Ethics Commission Page 29 Revised 1/13/2020 Form C/OH—Instruction Guide SCHEDULE F2: UNPAID INCURRED OBLIGATIONS These instructions are for candidates and officeholders using SCHEDULE F2: UNPAID INCURRED OBLIGATIONS. Use this schedule to disclose information about obligations to make an expenditure that you incurred during the reporting period but have not yet paid. Do not enter on this schedule obligations that were incurred and paid during the reporting period, or other outgoing funds. (Report obligations incurred and paid during the reporting period on Schedule F1, F3, G, H, or I as appropriate, and report expenditures made by credit card on Schedule F4.) See the Campaign Finance Guide for Candidates and Officeholders for important restrictions regarding the use of political funds to rent or purchase real property. Itemization: Itemization requirements differ depending on whether the unpaid incurred obligation is for a political or non-political expenditure. Unpaid Incurred Political Obligations: You must enter political obligations incurred but not yet paid to one individual or entity during a reporting period that in the aggregate exceed $180 on this schedule. If you incurred more than one obligation to the same payee, the total of which exceeded $180, enter each expenditure separately. Although you are not required to do so, you may also report political obligations incurred to one person that do not exceed $180 in the period on this schedule. If you choose not to itemize incurred political obligations of$180 and less on this schedule, you must total all unitemized obligations and report them in section 4 of this Schedule. You must also include that amount in the total unitemized political expenditures of$180 or less on C/OH Cover Sheet, page 2, section 17, line 3. Unpaid Incurred Non-Political Obligations: You must enter non-political obligations incurred but not yet paid to one individual or entity during a reporting period on this schedule, regardless of the amount. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. TOTAL PAGES SCHEDULE F2: After you have completed Schedule F2, count the total number of pages. Each side of a two-sided form counts as one page. 2. FILER NAME: Enter your full name. 3. FILER ID: See instructions for Cover Sheet,page 1, section 1. 4. TOTAL OF UNITEMIZED UNPAID INCURRED OBLIGATIONS: Enter the total amount of political obligations incurred during the reporting period that do not exceed$180 in the aggregate per person, unless itemized on this schedule. You are not required to itemize unpaid incurred political obligations of$180 or less,but if you choose to do so, do not include those unpaid incurred obligations in the total you enter here. Texas Ethics Commission Page 30 Revised 1/13/2020 Form C/OH—Instruction Guide 5. DATE: Enter the date the obligation was incurred. Obligations you incurred and paid during the reporting period are not entered on this schedule. 6. PAYEE NAME: See instructions for Schedule F1, section 5. Note: If you incurred an obligation for goods or services to benefit another candidate, officeholder, or committee, enter the name of the vendor of the goods or services. Do not enter the name of the person for whose benefit you incurred the obligation. Include that information under section 10, "Purpose of Expenditure." 7. AMOUNT: Enter the exact amount of the incurred obligation. 8. PAYEE ADDRESS: Enter the complete address of the person to whom the obligation is owed. 9. TYPE OF EXPENDITURE: Check only one box to indicate whether the incurred obligation was political or non-political. A non-political expenditure is an expenditure that is neither a campaign expenditure nor an officeholder expenditure. As a practical matter, very few expenditures made from political contributions are non-political expenditures. For instance, expenditures for administrative expenses, banking fees, and professional dues are typically political expenditures. 10. PURPOSE OF EXPENDITURE: See instructions for Schedule F1, section 8. 11. DIRECT CAMPAIGN EXPENDITURE TO BENEFIT CANDIDATE/OFFICEHOLDER: See instructions for Schedule F1, section 9. Texas Ethics Commission Page 31 Revised 1/13/2020 Form C/OH—Instruction Guide SCHEDULE F3: PURCHASE OF INVESTMENTS FROM POLITICAL CONTRIBUTIONS These instructions are for candidates and officeholders using SCHEDULE F3:PURCHASE OF INVESTMENTS FROM POLITICAL CONTRIBUTIONS. Use this schedule to disclose information about investments purchased from political contributions during the reporting period. Do not enter on this schedule political expenditures from political contributions, unpaid incurred obligations, expenditures made by credit card, political expenditures made from personal funds, or payments from political contributions made to a business that you own or control. (Report political expenditures from political contributions on Schedule F1; report unpaid incurred obligations on Schedule F2; report expenditures made by credit card on Schedule 174; report expenditures from personal funds on Schedule G; and report payments from political contributions made to a business that you own or control on Schedule H.) See the Campaign Finance Guide for Candidates and Officeholders for important restrictions regarding the use of political funds to rent or purchase real property. Itemization: You must enter investments purchased with political contributions during a reporting period that in the aggregate exceed $130 on this schedule. Although you are not required to do so, you may also report investments purchased with political contributions that do not exceed$130 in the period on this schedule. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. TOTAL PAGES SCHEDULE F3: After you have completed Schedule F3, count the total number of pages. Each side of a two-sided form counts as one page. 2. FILER NAME: Enter your full name. 3. FILER ID: See instructions for Cover Sheet,page 1, section 1. 4. DATE: Enter the date you purchased the investment. 5. NAME OF PERSON FROM WHOM INVESTMENT IS PURCHASED: Enter the full name of the person or entity from whom you purchased the investment. If you purchased the investment from an individual, enter the full first and last name, and suffix (Jr., III, etc.) if applicable (title is optional). If you purchased the investment from an entity, enter the full name of the entity. 6. ADDRESS OF PERSON FROM WHOM INVESTMENT IS PURCHASED: Enter the complete address of the person or entity from whom you purchased the investment. 7. DESCRIPTION OF INVESTMENT: Enter a brief statement or description of the investment. For example, "Ten shares of stock in ABC company." 8. AMOUNT OF INVESTMENT: Enter the amount of the investment purchased. Texas Ethics Commission Page 32 Revised 1/13/2020 Form C/OH—Instruction Guide SCHEDULE F4: EXPENDITURES MADE BY CREDIT CARD These instructions are for candidates and officeholders using SCHEDULE F4:EXPENDITURES MADE BY CREDIT CARD. Use this schedule to disclose information about expenditures made by a credit card. You must disclose expenditures charged to a credit card on this schedule and identify the individual, entity, or vendor who receives payment from the credit card company. When you pay the credit card bill, you must disclose the payment to the credit card company on Schedule F1 (used for political payments from political contributions), Schedule G (used for political payments from personal funds), Schedule H (used for payments from political contributions made to a business that you own or control), or Schedule I(used for nonpolitical payments from political contributions), as applicable. Do not enter on this schedule political expenditures from political contributions, unpaid incurred obligations,political expenditures made from personal funds, or payments from political contributions made to a business that you own or control. (Report political expenditures from political contributions on Schedule F1; report unpaid incurred obligations on Schedule 172; report the purchase of investments from political contributions on Schedule 173; report expenditures from personal funds on Schedule G; and report payments from political contributions made to a business that you own or control on Schedule H.) For examples regarding the disclosure of expenditures made by credit card, please see "Examples: Reporting Expenditures Made by Credit Card" on page 42. Itemization: Itemization requirements differ depending on whether the expenditure made by a credit card is for a political or non-political expenditure. Political Expenditures Made by Credit Card: You must itemize political expenditures made by credit card that exceed $180 (in the aggregate)to a single payee. If you made two or more expenditures to the same payee, the total of which exceeded $180, enter each expenditure made by credit card separately. Although you are not required to do so, you may also report political expenditures made by credit card that do not exceed $180 in the reporting period on this schedule. If you choose not to itemize political expenditures made by credit card of$180 and less on this schedule, you must total all unitemized political expenditures and report them in section 4 of this Schedule. You must also include that amount in the total unitemized political expenditures of$180 or less on C/OH Cover Sheet, page 2, section 17, line 3. Non-Political Expenditures Made by Credit Card: You must itemize any non- political expenditure made by credit card, regardless of the amount. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. TOTAL PAGES SCHEDULE F4: After you have completed Schedule F4, count the total number of pages. Each side of a two-sided form counts as one page. Texas Ethics Commission Page 33 Revised 1/13/2020 Form C/OH—Instruction Guide 2. FILER NAME: Enter your full name. 3. FILER ID: See instructions for Cover Sheet,page 1, section 1. 4. TOTAL OF UNITEMIZED EXPENDITURES CHARGED TO A CREDIT CARD: Enter the total amount of political expenditures charged to a credit card during the reporting period that do not exceed $180 in the aggregate per person, unless itemized on this schedule. You are not required to itemize political expenditures made by credit card of$180 or less, but if you choose to do so, do not include those political expenditures made by credit card in the total you enter here. 5. DATE: Enter the date you made the expenditure by credit card. Note: There is a special reporting rule for expenditures made by credit card. For reports due 30 days and 8 days before an election (pre-election reports) and for runoff reports, the date of the credit card expenditure is the date the credit card is used. For other reports, the date of the credit card expenditure is either the date of the charge or the date the credit card statement is received. A filer can never go wrong by disclosing the date of the expenditure as the date of the charge. 6. PAYEE NAME: See instructions for Schedule F1, section 5. Disclose the name of the vendor who sold you the goods or services as the payee,NOT the credit card company. You do not report the name of the credit card company on this schedule. Note: If you made an expenditure for goods or services to benefit another candidate, officeholder, or committee, enter the name of the vendor of the goods or services. Do not enter the name of the person for whose benefit you made the expenditure. Include that information under section 10, "Purpose of Expenditure." 7. AMOUNT: Enter the amount of the credit card expenditure. 8. PAYEE ADDRESS: Enter the complete address of the payee of the credit card expenditure. 9. TYPE OF EXPENDITURE: Check only one box to indicate whether the credit card expenditure was political or non-political. A non-political expenditure is an expenditure that is neither a campaign expenditure nor an officeholder expenditure. As a practical matter, very few expenditures made from political contributions are non-political expenditures. For instance, expenditures for administrative expenses, banking fees, and professional dues are typically political expenditures. 10. PURPOSE OF EXPENDITURE: See instructions for Schedule F1, section 8. Note: Do not choose "Credit Card Payment" as the category for an expenditure made by credit card when an individual, entity, or vendor receives payment from the credit card company. Instead, choose the category that corresponds to the goods, services, or other thing of value purchased from the individual, entity, or vendor. Texas Ethics Commission Page 34 Revised 1/13/2020 Form C/OH—Instruction Guide 11. DIRECT CAMPAIGN EXPENDITURE TO BENEFIT CANDIDATE/OFFICEHOLDER: See instructions for Schedule F1, section 9. Texas Ethics Commission Page 35 Revised 1/13/2020 Form C/OH—Instruction Guide SCHEDULE G: POLITICAL EXPENDITURES MADE FROM PERSONAL FUNDS These instructions are for candidates and officeholders using SCHEDULE G: POLITICAL EXPENDITURES MADE FROM PERSONAL FUNDS. You may use this schedule to disclose information about political expenditures from personal funds that were made during the reporting period. Alternatively, you may choose to disclose political expenditures from personal funds as a loan on Schedule E (see the Schedule E instructions above for more information). Do not enter on this schedule information about personal funds deposited in an account in which political contributions are held as permitted by section 253.0351(c) of the Election Code. (Report the deposit of personal funds into a political account as a loan on Schedule E.) Expenditures Made by Credit Card: You must disclose expenditures charged to a credit card on Schedule F4 and not on this schedule. When you pay the credit card bill, you must disclose the payment to the credit card company on Schedule F 1 (used for political payments from political contributions), Schedule G (used for political payments from personal funds), Schedule H (used for payments from political contributions made to a business that you own or control), or Schedule I (used for nonpolitical payments from political contributions), as applicable. See instructions for Schedule 174: Expenditures Made by Credit Card for more information. If you intend to seek reimbursement in any amount from political contributions for a political expenditure made from personal funds, you must either report the expenditure on Schedule E or itemize the expenditure on this schedule and check the box in Section 6 to indicate that you intend to seek reimbursement from political contributions. You may not correct a report to allow reimbursement. When you reimburse yourself, disclose the reimbursement as an outgoing political expenditure on Schedule F1. See the Campaign Finance Guide for important restrictions regarding the use of political funds to rent or purchase real property. Itemization: If you choose to report political expenditures from personal funds on this schedule, you must itemize political expenditures paid to one individual or entity during a reporting period that in the aggregate exceed $180 on this schedule. If you made more than one expenditure to the same payee, the total of which exceeded $180, enter each expenditure separately. Although you are not required to do so, you may also report expenditures to one person that do not exceed $180 in the period on this schedule. You must total all political expenditures from personal funds that you do not itemize on this schedule and include them in the total of unitemized political expenditures on the C/OH Cover Sheet, page 2, section 17, line 3. Officeholder expenditures from personal funds for which you do not intend to seek reimbursement are not required to be reported on this schedule or included in the total of unitemized political expenditures. Each numbered item in these instructions corresponds to the same numbered item on the form. Texas Ethics Commission Page 36 Revised 1/13/2020 Form C/OH—Instruction Guide I TOTAL PAGES SCHEDULE G: After you have completed Schedule G, count the total number of pages. Each side of a two-sided form counts as one page. 2. FILER NAME: Enter your full name. 3. FILER ID: See instructions for Cover Sheet, page 1, section 1. 4. DATE: Enter the date the expenditure was made. 5. PAYEE NAME: See instructions for Schedule F1, section 7. 6. AMOUNT: Enter the exact amount of the expenditure. "Reimbursement from Political Contributions Intended" box: Check this box if you intend to reimburse yourself for the expenditure. (In order to be reimbursed from political contributions in any amount for an expenditure made out of personal funds, you must itemize the expenditure on this schedule and check this box or you must report the expenditure as a loan to yourself on Schedule E.) 7. PAYEE ADDRESS: Enter the complete address of the person to whom the expenditure was made. 8. PURPOSE OF EXPENDITURE: See instructions for Schedule F1, section 8. 9. DIRECT CAMPAIGN EXPENDITURE TO BENEFIT CANDIDATE/OFFICEHOLDER: See instructions for Schedule F1, section 9. Texas Ethics Commission Page 37 Revised 1/13/2020 Form C/OH—Instruction Guide SCHEDULE H: PAYMENT FROM POLITICAL CONTRIBUTIONS TO A BUSINESS OF C/OH These instructions are for candidates and officeholders using SCHEDULE H.• PAYMENT FROM POLITICAL CONTRIBUTIONS TO A BUSINESS OF C/OH. Use this schedule to disclose information about payments from political contributions that were made to a business in which you have an interest of more than 10%, a position on the governing body, or a position as an officer. Do not enter on this schedule other payments from political contributions made during the reporting period. See the Campaign Finance Guide for Candidates and Officeholders for a discussion on the important restrictions on making and reporting payments from political contributions to a business in which you have an interest. This schedule is for payments to a business in which you have one or more of the following interests or positions: 1) a participating interest of more than 10%; 2) a position on the governing body of the business; or 3) a position as an officer of the business. Itemization: You must enter all payments from political contributions made to certain businesses (as defined above) of a candidate or officeholder made during the reporting period on this schedule, regardless of the amount. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. TOTAL PAGES SCHEDULE H: After you have completed Schedule H, count the total number of pages. Each side of a two-sided form counts as one page. 2. FILER NAME: Enter your full name. 3. FILER ID: See instructions for Cover Sheet,page 1, section 1. 4. DATE: Enter the date you made the payment. 5. BUSINESS NAME: Enter the full name of the business to which you made the payment. 6. AMOUNT: Enter the dollar amount of the payment. 7. BUSINESS ADDRESS: Enter the complete address of the business to which you made the payment. 8. PURPOSE OF EXPENDITURE: See instructions for Schedule Fl, section 8. 9. DIRECT CAMPAIGN EXPENDITURE TO BENEFIT CANDIDATE/OFFICEHOLDER: See instructions for Schedule F1, section 9. Texas Ethics Commission Page 38 Revised 1/13/2020 Form C/OH—Instruction Guide SCHEDULE I: NON-POLITICAL EXPENDITURES MADE FROM POLITICAL CONTRIBUTIONS These instructions are for candidates and officeholders using SCHEDULE I.•NON-POLITICAL EXPENDITURES MADE FROM POLITICAL CONTRIBUTIONS. Use this schedule to disclose information about non-political expenditures from political contributions made during the reporting period. Do not enter political expenditures on this schedule. Also, do not enter non-political expenditure obligations you incurred in this reporting period but have not yet paid or non-political expenditures made by credit card. (Report unpaid incurred obligations on Schedule 172; report expenditures made by a credit card on Schedule F4.) Expenditures Made by Credit Card: You must disclose non-political expenditures charged to a credit card on Schedule F4 and not on this schedule. When you pay the credit card bill, you must disclose the payment to the credit card company on Schedule F1 (used for political payments from political contributions), Schedule G (used for political payments from personal funds), Schedule H (used for payments from political contributions made to a business that you own or control), or Schedule I(used for nonpolitical payments from political contributions), as applicable. See instructions for Schedule F4: Expenditures Made by Credit Card for more information. Itemization: You must enter all non-political expenditures from political contributions on this schedule,regardless of the amount. A non-political expenditure is an expenditure that is neither a campaign expenditure nor an officeholder expenditure. As a practical matter, very few expenditures made from political contributions are non-political expenditures. For instance, expenditures for administrative expenses, banking fees, and professional dues are typically political expenditures. You may not convert political contributions to personal use. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. TOTAL PAGES SCHEDULE I: After you have completed Schedule I, count the total number of pages. Each side of a two-sided form counts as one page. 2. FILER NAME: Enter your full name. 3. FILER ID: See instructions for Cover Sheet,page 1, section 1. 4. DATE: Enter the date the expenditure payment was made. 5. PAYEE NAME: See instructions for Schedule F1, section 5. 6. AMOUNT: Enter the exact amount of the expenditure payment. 7. PAYEE ADDRESS: Enter the complete address of the person to whom the expenditure was made. 8. PURPOSE OF EXPENDITURE: See instructions for Schedule F1, section 8. Texas Ethics Commission Page 39 Revised 1/13/2020 Form C/OH—Instruction Guide SCHEDULE K: INTEREST, CREDITS, GAINS, REFUNDS, AND CONTRIBUTIONS RETURNED TO FILER These instructions are for candidates and officeholders using SCHEDULE K.INTEREST, CREDITS, GAINS, REFUNDS, AND CONTRIBUTIONS RETURNED TO FILER. Use this schedule to report information regarding any credit, interest, rebate, refund, reimbursement, or return of a deposit fee resulting from the use of a political contribution or an asset purchased with a political contribution, any proceeds of the sale of an asset purchased with a political contribution, the amount of which exceeds $130, and any other gain from a political contribution received during the reporting period. Itemization: You must enter interest, credits, gains, refunds and returned contributions received during a reporting period that in the aggregate exceed $130 on this schedule. Although you are not required to do so, you may also report any credit/gain/refund, or interest that does not exceed $130 in the period on this schedule. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. TOTAL PAGES SCHEDULE K: After you have completed Schedule K, count the total number of pages. Each side of a two-sided form counts as one page. 2. FILER NAME: Enter your full name. 3. FILER ID: See instructions for Cover Sheet,page 1, section 1. 4. DATE: Enter the date the credit/gain/refund was received or the interest was earned, as applicable. 5. NAME OF PERSON FROM WHOM AMOUNT IS RECEIVED: Enter the full name of the person or business from whom the credit/gain/refund/returned contribution or interest was received. 6. ADDRESS OF PERSON FROM WHOM AMOUNT IS RECEIVED: Enter the complete address of the person or business from whom the credit/gain/refund/retumed contribution or interest was received. 7. PURPOSE FOR WHICH AMOUNT IS RECEIVED: Enter a brief statement or description of the purpose for which the amount was received(for example, "phone service deposit return""returned contribution" or"interest on savings account"). "Check if political contribution returned to filer" box: If the incoming credit/gain was originally made by you in the form of a political contribution to another candidate or political committee and was returned to you in this reporting period, check this box. 8. AMOUNT: Enter the exact dollar amount of the credit/gain/refund/returned contribution, or interest. Texas Ethics Commission Page 40 Revised 1/13/2020 Form C/OH—Instruction Guide SCHEDULE T: IN-KIND CONTRIBUTIONS OR POLITICAL EXPENDITURES FOR TRAVEL OUTSIDE OF TEXAS These instructions are for candidates and officeholders using SCHEDULE T.•IN-KIND CONTRIBUTIONS OR POLITICAL EXPENDITURES FOR TRAVEL OUTSIDE OF TEXAS. Use this schedule to disclose information about contributions accepted or expenditures made during the reporting period. In addition to completing this schedule, you must also report the actual contribution or expenditure on the appropriate schedule or form. The law requires detailed information regarding in-kind contributions or political expenditures for travel outside of the state of Texas. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. TOTAL PAGES SCHEDULE T: After you have completed Schedule T, count the total number of pages. Each side of a two-sided form counts as one page. 2. FILER NAME: Enter the full name of the candidate, committee, or party on whose report you are including this schedule. 3. FILER ID: If you are filing with the Commission, enter your filer account number. If you do not file with the Commission, you are not required to enter a filer account number. 4. NAME OF CONTRIBUTOR/CORPORATION ORLABORORGANI7ATION/PLEDGOR/ PAYEE: Enter the full name of the contributor/corporation or labor organization/pledgor/ payee as it appears on the schedule or form on which you reported the actual contribution or expenditure. 5. CONTRIBUTION/EXPENDITURE REPORTED ON: Check the appropriate box for the schedule or form on which you reported the actual contribution or expenditure. 6. DATES OF TRAVEL: Enter the dates on which the travel occurred. 7. NAME OF PERSON(S) TRAVELING: Enter the full name of the person or persons traveling on whose behalf the travel was accepted or on whose behalf the expenditure was made. 8. DEPARTURE CITY OR NAME OF DEPARTURE LOCATION: Enter the name of the departure city or the name of each departure location. 9. DESTINATION CITY OR NAME OF DESTINATION LOCATION: Enter the name of the destination city or the name of each destination location. 10. MEANS OF TRANSPORTATION: Enter the method of travel (e.g., airplane, bus,boat, car, etc.) 11. PURPOSE OF TRAVEL: Enter the campaign or officeholder purpose of the travel, including the name of a conference, seminar, or other event. Texas Ethics Commission Page 41 Revised 1/13/2020 Form C/OH—Instruction Guide FORM C/OH-FR: DESIGNATION OF FINAL REPORT These instructions are for candidates and officeholders using Form C/OH-FR: CIOHREPORT: DESIGNATION OF FINAL REPORT. A final report must include this form (Form C/OH-FR) and the CAMPAIGN FINANCE REPORT(Form C/OH) with the "Final Report"box checked on page 1, section 9. It must also include Schedules A1, A2, B, E, F1, F2, F3, F4, G, H, I, K, and T, as applicable. GENERAL INFORMATION For filing purposes, you are a"candidate" as long as you have an appointment of campaign treasurer on file. If you do not expect to accept any further campaign contributions or to make any further campaign expenditures, you may file a final report of contributions and expenditures. A final report terminates your appointment of campaign treasurer and relieves you of the obligation of filing further reports as a candidate. If you do not have an appointment of campaign treasurer on file, you may not accept campaign contributions or make campaign expenditures. A payment on a campaign debt is a campaign expenditure. An officeholder who does not have an appointment of campaign treasurer on file may accept officeholder contributions and make officeholder expenditures. The effect of filing a final report differs depending on whether you are an officeholder at the time you file a final report. Officeholders Filing a Final Report: You will not have to worry about surplus political funds and assets until you cease to be an officeholder. You may still be required to file semiannual reports of contributions and expenditures as an officeholder. The only officeholders who are not required to file semiannual reports are local officeholders who do not exceed $900 in contributions or$900 in expenditures during the reporting period. If you cease to be an officeholder at a time when you do not have a campaign treasurer appointment on file, and you retain political contributions, interest or other income from political contributions, or assets purchased with political contributions or interest or other income from political contributions after filing the last required report as an officeholder, you must file an annual report of unexpended contributions not earlier than January 1 and not later than January 15 of each year following the year in which you filed the last required report as an officeholder. You may not retain these unexpended funds longer than six years after the date you ceased to be an officeholder. For information about important restrictions regarding the use and reporting of unexpended contributions, see the Campaign Finance Guide. Non-Officeholders Filing a Final Report: You will no longer be required to file reports unless you retain political contributions, interest or other income from political contributions, or assets purchased with political contributions or interest or other income from political contributions. If you retain any of those items, you must file an annual report of unexpended contributions not earlier than January 1 and not later than January 15 of each year after the year in which you filed your final report. You may not retain these unexpended funds longer than six years after the date of filing a final report. For information about important restrictions regarding the use and reporting of unexpended contributions, see the Campaign Finance Guide. Texas Ethics Commission Page 42 Revised 1/13/2020 Form C/OH—Instruction Guide COMPLETING THE FORM Each numbered item in these instructions corresponds to the same numbered item on the form. 1. C/OH NAME: Enter your full name. 2. FILER ID: If you are filing with the Commission, enter your Filer ID. If you do not file with the Commission, you are not required to enter a Filer ID. 3. SIGNATURE: You must sign this section to indicate that you understand the consequences of filing a final report. 4. FILER WHO IS NOT AN OFFICEHOLDER: Complete this section if you are not an officeholder at the time of filing your final report. Be sure to check the appropriate box in both sections A and B and sign on the "Signature" line. 5. OFFICEHOLDER: Complete this section if you are an officeholder at the time of filing your final report. You must check the box to indicate awareness of further filing requirements. Texas Ethics Commission Page 43 Revised 1/13/2020 Form C/OH—Instruction Guide ADDITIONAL INFORMATION REGARDING EXPENDITURES EXAMPLES: REPORTING EXPENDITURES MADE BY CREDIT CARD This list is for illustrative purposes only. It is intended to provide helpful information and to assist filers in reporting expenditures made by credit card and payments made to credit card companies. Example#1: Candidate Using Credit Card to Make Political Expenditures and Using Political Contributions to Pay the Credit Card Bill in the Same Reporting Period A candidate for office uses her credit card to buy$1,000 in campaign office supplies from an office store. During the same reporting period, the candidate uses her credit card to buy$500 in political advertising signs from a sign company. During the same reporting period, the candidate makes a single payment from her political contributions account to pay the $1,500 credit card bill. To report that activity, the candidate would report all of the following on a campaign finance report(Form C/OH) covering the period in which she made the credit card charges and sent the payment to the credit card company: 1. For the credit card charges: a$1,000 expenditure on the "Expenditures Made by Credit Card" Schedule (F4). The schedule identifies the office store as the payee of the expenditure and includes the address, date, amount, a category of the expenditure as "Office Overhead/Rental Expense," and a description as "Campaign Office Supplies." In Section 9 of the schedule, the box for"Political" is also checked. The candidate also reports the $500 expenditure on the "Expenditures Made by Credit Card" Schedule and identifies the sign company as the payee of the expenditure and includes the address, date, amount, a category of the expenditure as "Advertising Expense," and a description as "Political Advertising Signs." In Section 9 of the schedule,the box for"Political" is also checked. 2. For the payment to the credit card company: a$1,500 expenditure on the "Political Expenditures from Political Contributions" Schedule (F 1). The schedule identifies the credit card company as the payee of the expenditure and includes the address, date, amount, a category of the expenditure as "Credit Card Payment," and a description as "Payment of credit card bill for credit card expenditures." 3. Both$1,500 amounts reported on each schedule will also be included in the appropriate totals sections of Cover Sheet Pages 2 and 3. Example#2: Candidate Using Credit Card to Make a Political Expenditure and Using Personal Funds to Pay the Credit Card Bill in the Same Reporting Period A candidate for non judicial office uses his credit card to purchase $3,000 in political advertising materials from a print shop. During the same reporting period, the candidate makes a payment from his personal funds account to pay the $3,000 credit card bill. Texas Ethics Commission Page 44 Revised 1/13/2020 Form C/OH—Instruction Guide To report that activity, the candidate would report all of the following on a campaign finance report (Form C/OH) covering the period in which he made the credit card charge and sent the payment to the credit card company: 1. For the credit card charge: a $3,000 expenditure on the "Expenditures Made by Credit Card" Schedule (174). The schedule identifies the print shop as the payee of the expenditure and includes the address, date, amount, a category of the expenditure as "Advertising Expense," and a description as "Political Advertising Materials." In Section 9 of the schedule, the box for"Political" is also checked. 2. For the payment to the credit card company: a$3,000 expenditure on the "Political Expenditures Made from Personal Funds" Schedule (G). The schedule identifies the credit card company as the payee of the expenditure and includes the address, date, amount, a category of the expenditure as "Credit Card Payment," and a description as "Payment of credit card bill for political advertising materials." If the candidate intends to seek reimbursement from political contributions, the candidate may also check the appropriate box in Section 6. 3. Both$3,000 amounts reported on each schedule will also be included in the appropriate sections of Cover Sheet Pages 2 and 3. Example#3: Political Committee Using Credit Card to Make a Political Expenditure and Using Political Contributions to Pay the Credit Card Bill in Different Reporting Periods A general-purpose committee uses its credit card to buy$500 in political advertising in a newspaper. The committee receives the statement from the credit card company but does not send a payment until after the reporting period ends. When the committee sends a payment to the credit card company, it makes a $500 payment from its political contributions account. To report the credit card charge, the committee's campaign treasurer would report all of the following on a campaign finance report(Form GPAC) covering the period in which it made the credit card charge: 1. A $500 expenditure on the "Expenditures Made by Credit Card" Schedule (174). The schedule identifies the newspaper as the payee of the expenditure and includes the address, date, amount, a category of the expenditure as "Advertising Expense," and a description as "Political Advertising." In Section 9 of the schedule, the box for"Political" is also checked. 2. The $500 amount reported on the "Expenditures Made by Credit Card" Schedule (174) will also be included in the appropriate sections of Cover Sheet Pages 2 and 3. To report the payment to the credit card company, the committee's campaign treasurer would also report all of the following on a campaign finance report(Form GPAC) covering the period in which it made the payment to the credit card company: 1. A $500 expenditure on the "Political Expenditures from Political Contributions" Schedule (F1). The schedule identifies the credit card company as the payee of the Texas Ethics Commission Page 45 Revised 1/13/2020 Form C/OH—Instruction Guide expenditure and includes the address, date, amount, a category of the expenditure as "Credit Card Payment," and a description as "Payment of credit card bill for political advertising." 2. The $500 amount reported on the "Political Expenditures from Political Contributions" Schedule (F1) will also be included in the appropriate sections of Cover Sheet Pages 2 and 3. Example#4: Candidate Using Credit Card to Make a Political Expenditure and Using Political Contributions to Pay the Credit Card Bill in Different Reporting Periods A candidate for judicial office uses her credit card to buy$500 in political advertising in a newspaper. The candidate receives the statement from the credit card company but does not send a payment until after the reporting period ends. When the candidate sends a payment to the credit card company, she makes a $500 payment from her political contributions account. To report the credit card charge, the candidate would report all of the following on a campaign finance report(Form JC/OH) covering the period in which she made the credit card charge: 1. A $500 expenditure on the "Expenditures Made by Credit Card" Schedule (174). The schedule identifies the newspaper as the payee of the expenditure and includes the address, date, amount, a category of the expenditure as "Advertising Expense," and a description as "Political Advertising." In Section 9 of the schedule, the box for"Political" is also checked. 2. The $500 amount reported on the "Expenditures Made by Credit Card" Schedule (174) will also be included in the appropriate sections of Cover Sheet Pages 2 and 3. To report the payment to the credit card company, the candidate would also report all of the following on a campaign finance report(Form JC/OH) covering the period in which the payment to the credit card company was made: 1. A $500 expenditure on the "Political Expenditures from Political Contributions" Schedule (F1). The schedule identifies the credit card company as the payee of the expenditure and includes the address, date, amount, a category of the expenditure as "Credit Card Payment," and a description as "Payment of credit card bill for political advertising." 2. The $500 amount reported on the "Political Expenditures from Political Contributions" Schedule (F1) will also be included in the appropriate sections of Cover Sheet Pages 2 and 3. Texas Ethics Commission Page 46 Revised 1/13/2020 Form C/OH—Instruction Guide EXAMPLES: PURPOSE OF EXPENDITURES This list is for illustrative purposes only. It is intended to provide helpful information and to assist filers in reporting the purpose of an expenditure. However, it is not, and is not intended to be, an exhaustive or an exclusive list of how a filer may permissibly report the purpose of an expenditure. (1) Example: Candidate X is seeking the office of State Representative, District 2000. She purchases an airline ticket from ABC Airlines to attend a campaign rally within District 2000. The acceptable category for this expenditure is "travel in district." The candidate activity that is accomplished by making the expenditure is to attend a campaign rally. An acceptable brief statement is "airline ticket to attend campaign event." (2) Example: Candidate X purchases an airline ticket to attend a campaign event outside of District 2000 but within Texas, the acceptable category is "travel out of district." The candidate activity that is accomplished by making the expenditure is to attend a campaign event. An acceptable brief statement is "airline ticket to attend campaign or officeholder event." (3) Example: Candidate X purchases an airline ticket to attend an officeholder related seminar outside of Texas. The acceptable method for the purpose of this expenditure is by selecting the "travel out of district" category and completing the "Schedule T" (used to report travel outside of Texas). (4) Example: Candidate X contracts with an individual to do various campaign related tasks such as work on a campaign phone bank, sign distribution, and staffing the office. The acceptable category is "salaries/wages/contract labor." The candidate activity that is accomplished by making the expenditure is to compensate an individual working on the campaign. An acceptable brief statement is "contract labor for campaign services." (5) Example: Officeholder X is seeking re-election and makes an expenditure to purchase a vehicle to use for campaign purposes and permissible officeholder purposes. The acceptable category is "transportation equipment and related expenses" and an acceptable brief description is "purchase of campaign/officeholder vehicle." (6) Example: Candidate X makes an expenditure to repair a flat tire on a campaign vehicle purchased with political funds. The acceptable category is "transportation equipment and related expenses" and an acceptable brief description is "campaign vehicle repairs." (7) Example: Officeholder X purchases flowers for a constituent. The acceptable category is "gifts/awards/memorials expense" and an acceptable brief description is "flowers for constituent." (8) Example: Political Committee XYZ makes a political contribution to Candidate X. The acceptable category is "contributions/donations made by candidate/officeholder/political committee" and an acceptable brief description is "campaign contribution." (9) Example: Candidate X makes an expenditure for a filing fee to get his name on the ballot. The acceptable category is "fees" and an acceptable brief description is "candidate filing fee." Texas Ethics Commission Page 47 Revised 1/13/2020 Form C/OH—Instruction Guide (10) Example: Officeholder X makes an expenditure to attend a seminar related to performing a duty or engaging in an activity in connection with the office. The acceptable category is "fees" and an acceptable brief description is "attend officeholder seminar." (11) Example: Candidate X makes an expenditure for political advertising to be broadcast by radio. The acceptable category is "advertising expense" and an acceptable brief description is "political advertising." Similarly, Candidate X makes an expenditure for political advertising to appear in a newspaper. The acceptable category is "advertising expense" and an acceptable brief description is "political advertising." (12) Example: Officeholder X makes expenditures for printing and postage to mail a letter to all of her constituents, thanking them for their participation during the legislative session. Acceptable categories are "advertising expense" OR"printing expense" and an acceptable brief description is "letter to constituents." (13) Example: Officeholder X makes an expenditure to pay the campaign office electric bill. The acceptable category is "office overhead/rental expense" and an acceptable brief description is "campaign office electric bill." (14) Example: Officeholder X makes an expenditure to purchase paper,postage, and other supplies for the campaign office. The acceptable category is "office overhead/rental expense" and an acceptable brief description is "campaign office supplies." (15) Example: Officeholder X makes an expenditure to pay the campaign office monthly rent. The acceptable category is "office overhead/rental expense" and an acceptable brief description is "campaign office rent." (16) Example: Candidate X hires a consultant for fundraising services. The acceptable category is "consulting expense" and an acceptable brief description is "campaign services." (17) Example: Candidate/Officeholder X pays his attorney for legal fees related to either campaign matters or officeholder matters. The acceptable category is "legal services" and an acceptable brief description is "legal fees for campaign" or"for officeholder matters." (18) Example: Candidate/Officeholder X makes food and beverage expenditures for a meeting with her constituents. The acceptable category is "food/beverage expense" and an acceptable brief statement is "meeting with constituents." (19) Example: Candidate X makes food and beverage expenditures for a meeting to discuss candidate issues. The acceptable category is "food/beverage expense" and an acceptable brief statement is "meeting to discuss campaign issues." (20) Example: Officeholder X makes food and beverage expenditures for a meeting to discuss officeholder issues. The acceptable category is "food/beverage expense" and an acceptable brief statement is "meeting to discuss officeholder issues." Texas Ethics Commission Page 48 Revised 1/13/2020 Form C/OH—Instruction Guide (21) Example: Candidate/Officeholder X makes food and beverage expenditures for a meeting to discuss campaign and officeholder issues. The acceptable category is "food/beverage expense" and an acceptable brief statement is "meeting to discuss campaign/officeholder issues." Texas Ethics Commission Page 49 Revised 1/13/2020 Form C/OH—Instruction Guide EXAMPLES: REPORTING EXPENDITURES FROM PERSONAL FUNDS This list is for illustrative purposes only. It is intended to provide helpful information and to assist filers in reporting expenditures from personal funds. If you intend to seek reimbursement of any amount from political contributions for a political expenditure made from your personal funds, you must report the expenditure in one of three ways. Keep in mind that this reporting system is not an accounting system and duplication of expenditures is not uncommon when reporting transactions related to expenditures made from personal funds. Method#1: Itemize the expenditure on the "Political Expenditures Made from Personal Funds" schedule (Schedule G) and check the box to indicate that you intend to seek reimbursement from political contributions. You may not correct a report to allow reimbursement without subjecting yourself to a possible penalty. When you reimburse yourself, which could be months or years later, report the reimbursement on the "Political Expenditures" schedule (Schedule F 1). Example: On December 1, 2007, Candidate A spends $500 of her own personal funds to purchase political advertising signs. She reports the expenditure to the vendor on Schedule G and checks the box to indicate that reimbursement is intended. One year later, Candidate A reimburses herself from political contributions. She reports the reimbursement on Schedule F1. Candidate A is the payee and the purpose of the expenditure is to reimburse herself for a political expenditure made from personal funds on December 1, 2007. If you intend to seek reimbursement from political contributions for a political expenditure of any amount made from personal funds, you must itemize the expenditure on Schedule G. Method#2: Report the political expenditures made from your personal funds as a loan to your campaign on the "Loans" schedule (Schedule E). Next, report the political expenditures made from that loan as if they were made from political funds (report on Schedules F 1, F2, F3, F4, or H as appropriate). Do NOT report political expenditures made from the loan on Schedule G. The amount you report as a loan in a reporting period may NOT exceed the amount you actually spent from personal funds in that reporting period. In other words, do not report a $100,000 loan to your campaign if the amount actually spent from personal funds in the reporting period was $5,000. When you reimburse yourself, which could be months or years later, report the reimbursement on the Schedule F1. Example: In one reporting period, Candidate B spends $5,000 of his own personal funds to purchase political advertising materials. He spends $3,000 at Business One and$2,000 at Business Two. He reports the expenditures as a $5,000 loan on Schedule E and then itemizes each of the two expenditures as a political expenditure on Schedule F1. A year later, Candidate B reimburses himself from political contributions by disclosing the reimbursement on Schedule F1. He reports the reimbursement on Schedule F1. The payee in this instance is Candidate B, the category of the expenditure is "Loan Repayment/Reimbursement," and"political expenditure made from personal funds reported as a loan" is an acceptable brief description. Texas Ethics Commission Page 50 Revised 1/13/2020 Form C/OH—Instruction Guide Method#3: Deposit personal funds in an account in which your political contributions are maintained and report that amount as a loan on the "Loans" schedule (Schedule E). Next, report the political expenditures made from that loan as if they were made from political funds (report on Schedules F1, F2, F3, or H as appropriate). When you reimburse yourself, which could be months or years later, report the reimbursement on the Schedule F1. The reimbursement may not exceed the amount reported as a loan. Personal funds deposited in an account in which political contributions are held are subject to the personal use restriction.) Example: In one reporting period, Candidate C opens a campaign bank account and deposits $5,000 of her own personal funds into the account. She makes one $3,000 expenditure for political advertising. Candidate C has no other activity in the reporting period. She reports the $5,000 as a loan on Schedule E, itemizes the $3,000 expenditure for the political advertising on Schedule F1, and includes the remaining $2,000 on her contributions maintained at the end of the reporting period total. A year later, Candidate C reimburses herself from political contributions by disclosing the reimbursement on Schedule F 1. The payee in this instance is Candidate C, the category of expenditure is "Loan Repayment/Reimbursement," and "political expenditure made from personal funds reported as a loan" is an acceptable brief description. Texas Ethics Commission Page 51 Revised 1/13/2020 CANDIDATE / OFFICEHOLDER FORM C/OH CAMPAIGN FINANCE REPORT COVER SHEET PG 1 1 Filer ID (Ethics Commission Filers) 2 Total pages filed: The C/OH Instruction Guide explains how to complete this form. 3 CANDIDATE/ MS/MRS/MR FIRST MI OFFICE USE ONLY OFFICEHOLDER NAME Date Received NICKNAME LAST SUFFIX 4 CANDIDATE/ ADDRESS /PO BOX; APT/SUITE#; CITY; STATE; ZIP CODE OFFICEHOLDER MAILING ADDRESS ❑ Change of Address 5 CANDIDATE/ AREA CODE PHONE NUMBER EXTENSION OFFICEHOLDER ` Date Hand-delivered or Date Postmarked PHONE J 6 CAMPAIGN MS/MRS/MR FIRST MI Receipt# Amount$ TREASURER NAME _ Date Processed NICKNAME LAST SUFFIX Date Imaged 7 CAMPAIGN STREET ADDRESS (NO PO BOX PLEASE); APT/SUITE#; CITY; STATE; ZIP CODE TREASURER ADDRESS (Residence or Business) 8 CAMPAIGN AREA CODE PHONE NUMBER EXTENSION TREASURER PHONE 9 REPORT TYPE January 15 El 30th day before election � Runoff � 15th day after campaign treasurer appointment (Officeholder Only) ❑ July 15 8th day before election ❑ Exceeded$500limit Final Report(Attach C/OH-FIR) 10 PERIOD Month Day Year Month Day Year COVERED THROUGH 11 ELECTION ELECTION DATE ELECTION TYPE Month Day Year ❑ Primary ❑ Runoff ❑ Other Description ❑ General ❑ Special 12 OFFICE OFFICE HELD (if any) 13 OFFICE SOUGHT (if known) GO TO PAGE 2 Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 CANDIDATE / OFFICEHOLDER FORM C/OH CAMPAIGN FINANCE REPORT COVER SHEET PG 2 14 C/OH NAME 15 Filer ID (Ethics Commission Filers) 16 NOTICE FROM THIS BOX IS FOR NOTICE OF POLITICAL CONTRIBUTIONS ACCEPTED OR POLITICAL EXPENDITURES MADE BY POLITICAL COMMITTEES TO POLITICAL SUPPORT THE CANDIDATE/OFFICEHOLDER. THESE EXPENDITURES MAY HAVE BEEN MADE WITHOUT THE CANDIDATES OR OFFICEHOLDER S COMMITTEE(S) KNOWLEDGE OR CONSENT. CANDIDATES AND OFFICEHOLDERS ARE REQUIRED TO REPORT THIS INFORMATION ONLY IF THEY RECEIVE NOTICE OF SUCH EXPENDITURES. COMMITTEE TYPE COMMITTEE NAME ❑GENERAL COMMITTEE ADDRESS SPECIFIC COMMITTEE CAMPAIGN TREASURER NAME ❑ Additional Pages COMMITTEE CAMPAIGN TREASURER ADDRESS 17 CONTRIBUTION 1. TOTAL POLITICAL CONTRIBUTIONS OF $50 OR LESS (OTHER THAN TOTALS PLEDGES, LOANS, OR GUARANTEES OF LOANS, OR $ CONTRIBUTIONS MADE ELECTRONICALLY), UNLESS ITEMIZED 2. TOTAL POLITICAL CONTRIBUTIONS (OTHER THAN PLEDGES, LOANS, OR GUARANTEES OF LOANS) TOTALS EXPENDITURE 3. TOTAL POLITICAL EXPENDITURES OF $100 OR LESS, UNLESS ITEMIZED 4. TOTAL POLITICAL EXPENDITURES $ CONTRIBUTION 5. TOTAL POLITICAL CONTRIBUTIONS MAINTAINED AS OF THE LAST DAYBALANC $ OF REPORTING PERIOD OUTSTANDING 6. TOTAL PRINCIPAL AMOUNT OF ALL OUTSTANDING LOANS AS OF THE LOAN TOTALS LAST DAY OF THE REPORTING PERIOD $ 18 AFFIDAVIT I swear,or affirm,under penalty of perjury,that the accompanying report is true and correct and includes all information required to be reported by me under Title 15,Election Code. Signature of Candidate or Officeholder AFFIX NOTARY STAMP/SEALABOVE Sworn to and subscribed before me, by the said this the day of 120 to certify which,witness my hand and seal of office. Signature of officer administering oath Printed name of officer administering oath Title of officer administering oath Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 SUBTOTALS - C/OH FORM C/OH COVER SHEET PG 3 19 FILER NAME 20 Filer ID(Ethics Commission Filers) 21 SCHEDULE SUBTOTALS SUBTOTAL NAME OF SCHEDULE AMOUNT 1. SCHEDULEA1: MONETARY POLITICAL CONTRIBUTIONS $ 2. SCHEDULEA2: NON-MONETARY(IN-KIND)POLITICAL CONTRIBUTIONS $ 3. SCHEDULE B: PLEDGED CONTRIBUTIONS $ 4. El SCHEDULE E: LOANS $ 5. SCHEDULE F1: POLITICAL EXPENDITURES MADE FROM POLITICAL CONTRIBUTIONS $ 6. SCHEDULE F2: UNPAID INCURRED OBLIGATIONS $ 7 SCHEDULE F3: PURCHASE OF INVESTMENTS MADE FROM POLITICAL CONTRIBUTIONS $ 8. SCHEDULE F4: EXPENDITURES MADE BY CREDIT CARD $ 9. SCHEDULE G: POLITICAL EXPENDITURES MADE FROM PERSONAL FUNDS $ 10. SCHEDULE H: PAYMENT MADE FROM POLITICAL CONTRIBUTIONS TO A BUSINESS OF C/OH $ 11. SCHEDULE I: NON-POLITICAL EXPENDITURES MADE FROM POLITICAL CONTRIBUTIONS $ 12. SCHEDULE K: INTEREST, CREDITS, GAINS, REFUNDS,AND CONTRIBUTIONS RETURNED $ TO FILER Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 MONETARY POLITICAL CONTRIBUTIONS SCHEDULE Al The Instruction Guide explains how to complete this form. 1 Total pages Schedule Al: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 Date 5 Full name of contributor ❑out-of-state PAC(ID#: ) 7 Amount of contribution ($) 6 Contributor address; City; State; Zip Code 8 Principal occupation/Job title(See Instructions) g Employer(See Instructions) Date Full name of contributor ❑out-of-state PAC(ID#: ) Amount of contribution ($) Contributor address; City; State; Zip Code Principal occupation/Job title (See Instructions) Employer(See Instructions) Date Full name of contributor ❑out-of-state PAC(ID#: ) Amount of contribution ($) Contributor address; City; State; Zip Code Principal occupation/Job title(See Instructions) Employer(See Instructions) Date Full name of contributor ❑out-of-state PAC(ID#: ) Amount of contribution ($) Contributor address; City; State; Zip Code Principal occupation/Job title (See Instructions) Employer(See Instructions) ATTACH ADDITIONAL COPIES OF THIS SCHEDULEAS NEEDED If contributor is out-of-state PAC,please see Instruction guide for additional reporting requirements. Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 NON-MONETARY (IN-KIND) POLITICAL CONTRIBUTIONS SCHEDULE A2 The Instruction Guide explains how to complete this form. 1 Total pages Schedule A2: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 TOTAL OF UNITEMIZED IN-KIND POLITICAL CONTRIBUTIONS $ 5 Date 6 Full name of contributor ❑out-of-state PAC(ID#: ) 8 Amount of g In-kind contribution Contribution $ description 7 Contributor address; City; State; Zip Code ❑Check if travel outside of Texas. Complete Schedule T. 10 Principal occupation/Job title (FOR NON-JUDICIAL)(See Instructions) 11 Employer (FOR NON-JUDICIAL)(See Instructions) 12 Contributor's principal occupation (FOR JUDICIAL) 13 Contributor's job title (FOR JUDICIAL)(See Instructions) 14 Contributor's employer/law firm (FOR JUDICIAL) 15 Law firm of contributor's spouse (if any) (FOR JUDICIAL) 16 If contributor is a child, law firm of parent(s)(if any)(FOR JUDICIAL) I Date Full name of contributor ❑out-of-state PAC(ID#: ) Amount of In-kind contribution Contribution $ description Contributor address; City; State; Zip Code [-]Check if travel outside of Texas. Complete Schedule T. Principal occupation/Job title (FOR NON-JUDICIAL)(See Instructions) Employer (FOR NON-JUDICIAL)(See Instructions) Contributor's principal occupation (FOR JUDICIAL) Contributor's job title(FOR JUDICIAL)(See Instructions) Contributor's employer/law firm (FOR JUDICIAL) Law firm of contributor's spouse (if any) (FOR JUDICIAL) If contributor is a child, law firm of parent(s)(if any)(FOR JUDICIAL) ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED If contributor is out-of-state PAC, please see Instruction guide for additional reporting requirements. Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 PLEDGED CONTRIBUTIONS SCHEDULE B The Instruction Guide explains how to complete this form. 1 Total pages Schedule B: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 TOTAL OF UNITEMIZED PLEDGES $ 5 Date 6 Full name of pledger ❑out-of-state PAC(ID#: $ Amount 19 In-kind contribution of Pledge $ description 7 Pledger address; City; State; Zip Code ❑Check if travel outside of Texas. Complete Schedule T. 10 Principal occupation/Job title(See Instructions) 11 Employer(See Instructions) Date Full name of pledger ❑ out-of-state PAC(ID#: ) Amount I In-kind contribution of Pledge $ description Pledgor address; City; State; Zip Code ❑Check if travel outside of Texas. Complete Schedule T. Principal occupation/Job title(See Instructions) Employer(See Instructions) Date Full name of pledgor ❑ out-of-state PAC(ID#: ) Amount of I In-kind contribution Pledge$ description Pledgor address; City; State; Zip Code [:]Check if travel outside of Texas. Complete Schedule T. Principal occupation/Job title(See Instructions) Employer(See Instructions) Date Full name of pledger ❑out-of-state PAC pD#: - - ) Amount of I In-kind contribution Pledge$ description Pledger address; City; State; Zip Code ❑Check if travel outside of Texas. Complete Schedule T. Principal occupation/Job title(See Instructions) Employer(See Instructions) ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED If contributor is out-of-state PAC, please see Instruction guide for additional reporting requirements. Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 LOANS SCHEDULE E The Instruction Guide explains how to complete this form. 1 Total pages Schedule E: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 TOTAL OF UNITEMIZED LOANS $ 5 Date of loan 7 Name of lender ❑out-of-state PAC(ID#: ) 9 Loan Amount($) 6 Is lender 8 Lender address; City; State; Zip Code 10 Interest rate a financial Institution? 11 Maturity date Y N 12 Principal occupation / Job title (See Instructions) 13 Employer (See Instructions) 14 Description of Collateral 15 ❑ Check if personal funds were deposited into political ❑ none account (See Instructions) 16 GUARANTOR 17 Name of guarantor 19 Amount Guaranteed($) INFORMATION 18 Guarantor address; City; State; Zip Code not applicable 20 Principal Occupation (See Instructions) 21 Employer (See Instructions) Date of loan Name of lender ❑out-of-state PAC(ID#: Loan Amount) ($) Is lender Lender address; City; State; Zip Code Interest rate a financial Institution? Maturity date Y N Principal occupation / Job title (See Instructions) Employer (See Instructions) Description of Collateral ❑ Check if personal funds were deposited into political ❑ none account (See Instructions) GUARANTOR Name of guarantor Amount Guaranteed($) INFORMATION Guarantor address; City; State; Zip Code not applicable Principal Occupation (See Instructions) Employer (See Instructions) ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED If lender is out-of-state PAC, please see Instruction guide for additional reporting requirements. Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 POLITICAL EXPENDITURES MADE FROM POLITICAL CONTRIBUTIONS SCHEDULE F1 EXPENDITURE CATEGORIES FOR BOX 8(a) Advertising Expense Event Expense Loan Repayment/Reimbursement Solicitation/Fundraising Expense Accounting/Banking Fees Office Overhead/Rental Expense Transportation Equipment&Related Expense Consulting Expense Food/Beverage Expense Polling Expense Travel In District Contributions/Donations Made By Gift/Awards/Memorials Expense Printing Expense Travel Out Of District Candidate/Officeholder/Political Committee Legal Services SalariesNVages/Contract Labor Other(enter a category not listed above) Credit Card Payment The Instruction Guide explains how to complete this form. 1 Total pages Schedule F1: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 Date 5 Payee name 6 Amount ($) 7 Payee address; City; State; Zip Code 8 (a) Category (See Categories listed at the top of this schedule) (b) Description PURPOSE OF EXPENDITURE (C) Check if travel outside of Texas.CompleteScheduleT ❑ Check if Austin,TX,officeholder living expense 9 Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH Date Payee name Amount ($) Payee address; City; State; Zip Code Category (See Categories listed at the top of this schedule) Description PURPOSE OF EXPENDITURE ❑ Check iftravel outside ofTexas.Complete Schedule T. ❑ Check if Austin,TX,officeholder living expense Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH Date Payee name Amount ($) Payee address; City; State; Zip Code Category (See Categories listed at the top of this schedule) Description PURPOSE OF EXPENDITURE ❑ Check iftravel outside ofTexas.Complete Schedule T. ❑ Check if Austin,TX,officeholder living expense Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 UNPAID INCURRED OBLIGATIONS SCHEDULE F2 EXPENDITURE CATEGORIES FOR BOX 10(a) Advertising Expense Event Expense Loan Repayment/Reimbursement Solicitation/Fundraising Expense Accounting/Banking Fees Office Overhead/Rental Expense Transportation Equipment&Related Expense Consulting Expense Food/Beverage Expense Polling Expense Travel In District Contributions/Donations Made By Gift/Awards/Memorials Expense Printing Expense Travel Out Of District Candidate/Officeholder/Political Committee Legal Services Salaries/Wages/Contract Labor Other(entera category not listed above) The Instruction Guide explains how to complete this form. 1 Total pages Schedule F2: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 TOTAL OF UNITEMIZED UNPAID INCURRED OBLIGATIONS $ 5 Date 6 Payee name 7 Amount ($) 8 Payee address, City; State; Zip Code 9 TYPE OF Political Non-Political EXPENDITURE ❑ 10 (a) Category (See Categories listed at the top of this schedule) (b) Description PURPOSE OF EXPENDITURE (c) ❑ Check if travel outside of Texas.Complete ScheduleT. ❑ Check if Austin,TX,officeholder living expense 11 Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH Date Payee name Amount ($) Payee address; City; State; Zip Code TYPE OF EXPENDITURE ❑ Political Non-Political Category (See Categories listed at the top of this schedule) Description PURPOSE OF EXPENDITURE Check iftravel outside of Texas.Complete Schedule T. ❑ Check if Austin,TX,officeholder living expense Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 PURCHASE OF INVESTMENTS MADE FROM POLITICAL CONTRIBUTIONS SCHEDULE F3 1 Total pages Schedule F3: The Instruction Guide explains how to complete this form. 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 Date 5 Name of person from whom investment is purchased 6 Address of person from whom investment is purchased; City; State; Zip Code 7 Description of investment 8 Amount of investment($) Date Name of person from whom investment is purchased Address of person from whom investment is purchased; City; State; Zip Code Description of investment Amount of investment($) ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 EXPENDITURES MADE BY CREDIT CARD SCHEDULE F4 EXPENDITURE CATEGORIES FOR BOX 10(a) Advertising Expense Event Expense Loan Repayment/Reimbursement Solicitation/Fundraising Expense Accounting/Banking Fees Office Overhead/Rental Expense Transportation Equipment&Related Expense Consulting Expense Food/Beverage Expense Polling Expense Travel In District Contributions/Donations Made By Gift/Awards/Memorials Expense Printing Expense Travel Out Of District Candidate/Officeholder/Political Committee Legal Services Salaries/Wages/Contract Labor Other(entera category not listed above) The Instruction Guide explains how to complete this form. 1 Total pages Schedule F4: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 TOTAL OF UNITEMIZED EXPENDITURES CHARGED TOACREDIT CARD $ 5 Date 6 Payee name 7 Amount ($) 8 Payee address; City, State; Zip Code 9 TYPE OF EXPENDITURE ❑ Political ❑ Non-Political 10 (a) Category (See Categories listed at the top of this schedule) (b) Description PURPOSE OF EXPENDITURE (a) ❑ Check if travel outside of Texas.Complete ScheduleT. ❑ Check if Austin,TX,officeholder living expense 11 Candidate/Officeholder name Office sought Office held Complete ONLY if direct expenditure to benefit C/OH Date Payee name Amount ($) Payee address; City; State; Zip Code TYPE OF EXPENDITURE Political Non-Political Category (See Categories listed at the top of this schedule) Description PURPOSE OF EXPENDITURE ❑ Check if travel outside of Texas.Complete Schedule ❑ Check if Austin,TX,officeholder living expense Candidate/Officeholder name Office sought Office held Complete ONLY if direct expenditure to benefit C/OH ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 POLITICAL EXPENDITURES MADE FROM PERSONAL FUNDS SCHEDULE G EXPENDITURE CATEGORIES FOR BOX 8(a) Advertising Expense Event Expense Loan Repayment/Reimbursement Solicitation/Fundraising Expense Accounting/Banking Fees Office Overhead/Rental Expense Transportation Equipment&Related Expense Consulting Expense Food/Beverage Expense Polling Expense Travel In District Contributions/Donations Made By GifUAWards/MemorialS Expense Printing Expense Travel Out Of District Candidate/Officeholder/Political Committee Legal Services Salaries/Wages/Contract Labor Other(entera category not listed above) Credit Card Payment The Instruction Guide explains how to complete this form. 1 Total pages Schedule G: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 Date 5 Payee name 6 Amount ($) 7 Payee address; City; State; Zip Code Reimbursement from political contributions intended 8 (a) Category (See Categories listed at the top of this schedule) (b) Description PURPOSE OF EXPENDITURE (c) Check if travel outside of Texas.Complete ScheduleT. ❑ Check if Austin,TX,officeholder living expense 9 Candidate/Officeholder name Office sought Office held Complete ONLY if direct expenditure to benefit C/OH Date Payee name Amount ($) Payee address; City; State; Zip Code ❑ Reimbursement from political contributions intended Category (See Categories listed at the top of this schedule) Description PURPOSE OF EXPENDITURE Check if travel outside of Texas.Complete Schedule Check if Austin,TX,officeholder living expense Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH Date Payee name Amount ($) Payee address, City; State, Zip Code Reimbursement from ❑ political contributions intended Category (See Categories listed at the top of this schedule) Description PURPOSE OF EXPENDITURE ❑ Check if travel outside of Texas.Complete Schedule ❑ Check if Austin,TX,officeholder living expense Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 PAYMENT MADE FROM POLITICAL CONTRIBUTIONS TO A BUSINESS OF C/OH SCHEDULE H EXPENDITURE CATEGORIES FOR BOX 8(a) Advertising Expense Event Expense Loan Repayment/Reimbursement Solicitation/Fundraising Expense Accounting/Banking Fees Office Overhead/Rental Expense Transportation Equipment&Related Expense Consulting Expense Food/Beverage Expense Polling Expense Travel In District Contributions/Donations Made By Gift/Awards/Memorials Expense Printing Expense Travel Out Of District Candidate/Officeholder/Political Committee Legal Services Salaries/Wages/Contract Labor Other(entera category not listed above) Credit Card Payment The Instruction Guide explains how to complete this form. 1 Total pages Schedule H: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 Date 5 Business name 6 Amount ($) 7 Business address; City; State; Zip Code 8 (a) Category (See Categories listed at the top of this schedule) (b) Description PURPOSE OF EXPENDITURE (c) ❑ Check if travel outside of Texas.Complete Schedule ❑ Check if Austin,TX,officeholder living expense 9 Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH Date Business name Amount ($) Business address; City; State; Zip Code Category (See Categories listed at the top of this schedule) Description PURPOSE OF EXPENDITURE ❑ Check if travel outside of Texas.Complete Schedule ❑ Check if Austin,TX,officeholder living expense Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH Date Business name Amount ($) Business address; City; State; Zip Code Category (See Categories listed at the top of this schedule) Description PURPOSE OF EXPENDITURE ❑ Check if travel outside of Texas.Complete Schedule ❑ Check if Austin,TX,officeholder living expense Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 NON-POLITICAL EXPENDITURES MADE FROM POLITICAL CONTRIBUTIONS SCHEDULE I The Instruction Guide explains how to complete this form. 1 Total pages Schedule I: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 Date 5 Payee name 6 Amount ($) 7 Payee address; City State Zip Code 8 (a)Category (See instructions for examples of acceptable (b)Description (See instructions regarding type of information PURPOSE categories.) required.) OF EXPENDITURE Date Payee name Amount ($) Payee address; City State Zip Code Category (See instructions for examples of acceptable Description (See instructions regarding type of information PURPOSE categories.) required.) OF EXPENDITURE Date Payee name Amount ($) Payee address; City State Zip Code PURPOSE Category (See instructions for examples of acceptable Description (See instructions regarding type of information OF categories.) required.) EXPENDITURE Date Payee name Amount ($) Payee address; City State Zip Code Category (See instructions for examples of acceptable Description (See instructions regarding type of information PURPOSE categories.) required.) OF EXPENDITURE ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 INTEREST, CREDITS, GAINS, REFUNDS, AND CONTRIBUTIONS RETURNED TO FILER SCHEDULE K The Instruction Guide explains how to complete this form. 1 Total pages Schedule K: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 Date 5 Name of person from whom amount is received 8 Amount($) 6 Address of person from whom amount is received; City; State; Zip Code 7 Purpose for which amount is received ❑ Check if political contribution returned to filer Date Name of person from whom amount is received Amount($) Address of person from whom amount is received; City; State; Zip Code Purpose for which amount is received ❑ Check if political contribution returned to filer Date Name of person from whom amount is received Amount($) Address of person from whom amount is received; City; State; Zip Code Purpose for which amount is received ❑ Check if political contribution returned to filer Date Name of person from whom amount is received Amount($) Address of person from whom amount is received; City; State; Zip Code Purpose for which amount is received ❑ Check if political contribution returned to filer ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 IN-KIND CONTRIBUTIONS OR POLITICAL EXPENDITURES SCHEDULE T FOR TRAVEL OUTSIDE OF TEXAS The Instruction Guide explains how to complete this form. 1 Total pages Schedule T: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 Name of Contributor/Corporation or Labor Organization/Pledgor/Payee 5 Contribution/Expenditure reported on: ❑ Schedule A2 ❑ Schedule B ❑ Schedule B(J) ❑ Schedule C2 ❑ Schedule D ❑ Schedule F1 ❑ Schedule F2 ❑ Schedule F4 ❑ Schedule G ❑ Schedule H ❑ Schedule COH-UC ❑ Schedule B-SS 6 Dates of travel 7 Name of person(s)traveling 8 Departure city or name of departure location 9 Destination city or name of destination location 10 Means of transportation 11 Purpose of travel(including name of conference,seminar,or other event) Name of Contributor/Corporation or Labor Organization/Pledgor/Payee Contribution/Expenditure reported on: ❑ Schedule A2 ❑ Schedule B ❑ Schedule B(J) ❑ Schedule C2 ❑ Schedule D ❑ Schedule F1 ❑ Schedule F2 ❑ Schedule F4 ❑ Schedule G ❑ Schedule H ❑ Schedule COH-UC Schedule B-SS Dates of travel Name of person(s)traveling Departure city or name of departure location Destination city or name of destination location Means of transportation Purpose of travel(including name of conference,seminar,or other event) Name of Contributor/Corporation or Labor Organization/Pledgor/Payee Contribution/Expenditure reported on: ❑ Schedule A2 ❑ Schedule B ❑ Schedule B(J) ❑ Schedule C2 ❑ Schedule D ❑ Schedule F1 ❑ Schedule F2 ❑ Schedule F4 ❑ Schedule G ❑ Schedule H ❑ Schedule COH-UC ❑ Schedule B-SS Dates of travel Name of person(s)traveling Departure city or name of departure location Destination city or name of destination location Means of transportation Purpose of travel(including name of conference,seminar,or other event) ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 CANDIDATE / OFFICEHOLDER REPORT: DESIGNATION OF FINAL REPORT FORM C/OH - FR The Instruction Guide explains how to complete this form. •• Complete only if "Report Type" on page 1 is marked "Final Report" •• 1 C/OH NAME 2 Filer ID (Ethics Commission Filers) 3 SIGNATURE I do not expect any further political contributions or political expenditures in connection with my candidacy. I understand that designat- ing a report as a final report terminates my campaign treasurer appointment. I also understand that I may not accept any campaign contributions or make any campaign expenditures without a campaign treasurer appointment on file. Signature of Candidate/Officeholder 4 FILER WHO IS NOT AN OFFICEHOLDER •• Complete A & B below only if you are not an officeholder. •• A. CAMPAIGN FUNDS Check only one: 0 I do not have unexpended contributions or unexpended interest or income earned from political contributions. 0 I have unexpended contributions or unexpended interest or income earned from political contributions. I understand that I may not convert unexpended political contributions or unexpended interest or income earned on political contributions to personal use. I also understand that I must file an annual report of unexpended contributions and that I may not retain unexpended contributions or unexpended interest or income earned on political contributions longer than six years after filing this final report. Further, I understand that I must dispose of unexpended political contributions and unexpended interest or income earned on political contributions in accordance with the requirements of Election Code, §254.204. B. ASSETS Check only one: 0 1 do not retain assets purchased with political contributions or interest or other income from political contributions. 0 I do retain assets purchased with political contributions or interest or other income from political contributions. I understand that I may not convert assets purchased with political contributions or interest or other income from political contributions to personal use. I also understand that I must dispose of assets purchased with political contributions in accordance with the requirements of Election Code, §254.204. Signature of Candidate 5 OFFICEHOLDER •• Complete this section only if you are an officeholder •• 0 I am aware that I remain subject to filing requirements applicable to an officeholder who does not have a campaign treasurer on file. I am also aware that I will be required to file reports of unexpended contributions if,after filing the last required report as an officeholder, I retain political contributions,interest or other income from political contributions,or assets purchased with politi- cal contributions or interest or other income from political contributions. Signature of Officeholder Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 CORRECTION/AMENDMENT AFFIDAVIT FOR CANDIDATE/OFFICEHOLDER FORM COR-C/OH 1 Filer ID(Ethics Commission Filers) 2 Total pages filed: OFFICE USE ONLY 3 CANDIDATE/ MS/MRS/MR FIRST MI Date Received OFFICEHOLDER NAME NICKNAME LAST SUFFIX 4 ORIGINAL REPORT ❑ January 15 Runoff Other(specify) TYPE July 15 El Exceeded$500 limit ❑ 30th day before election ❑ 15th day after treasurer Date Hand-delivered or Date Postmarked appointment(officeholder only) 8th day before election Final report Receipt# Amount $ 5 ORIGINAL PERIOD Month Day Year Month Day Year Date Processed COVERED THROUGH Date Imaged 6 EXPLANATION OF CORRECTION 7 AFFIDAVIT I swear,or affirm, under penalty of perjury,that this corrected report is true and correct. Check ONLY if applicable: ❑ Semiannual reports: I swear, or affirm, that the original report was made in good faith and without an intent to mislead or to misrepre- sent the information contained in the report. ❑ Other reports: I swear, or affirm, that I am filing this corrected report not later than the 14th business day after the date I learned that the report as originally filed is inaccurate or incomplete. I swear, or affirm, that any error or omission in the report as originally filed was made in good faith. AFFIX NOTARY STAMP / SEAL ABOVE Signature of Candidate or Officeholder Sworn to and subscribed before me,by the said this the day of 20 ,to certify which,witness my hand and seal of office. Signature of officer administering oath Printed name of officer administering oath Title of officer administering oath Remember To Attach Any Part Of The Campaign Finance Report Form Needed To Report And Explain Corrections Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 04/27/2015 CORRECTION/AMENDMENT AFFIDAVIT FOR CAN All Reports: Afiler who files a corrected report must submit a correction affidavit. The affidavit must identify the information that has changed. Reports filed with Texas Ethics Commission: A corrected report (other than a report due 8 days before an election or a special report near election) filed with the Ethics Commission after its due date is not considered late for purposes of late-filing penalties if: (1)any error or omission in the report as originally filed was made in good faith, and (2)the person filing the report files a corrected report and a good-faith affidavit not later than the 14th business day after the date the person learns that the report as originally filed is inaccurate or incomplete. Semiannual Reports: Effective September 1, 2011, a semiannual report(due January 15 or July 15)that is amended/corrected before the eighth day after the original report was filed is considered to have been filed on the date the original report was filed. A semiannual report that is amended/corrected on or after the eighth day after the original report was filed is considered to have been filed on the date the original report was filed if: (1) the amendment/correction is made before any complaint is filed with regard to the subject of the amendment/correction; and (2) the original report was made in good faith and without intent to mislead or misrepresent the information contained in the report. Attach additional pages as necessary. INSTRUCTIONS FOR COMPLETING THIS FORM The following numbers correspond to the numbered boxes on the other side. 1. Filer ID. If you file with the Ethics Commission,you should have received a letter acknowledging receipt of your campaign treasurer appointment and assigning you a Filer ID. Put that number in this box. If you do not file with the Ethics Commission, skip this box. 2. Total Pages Filed. After completing this form and any attachments, count the number of pages. Enter that number in this box. Each side of a two-sided form counts as a page. In other words, this form is two pages. 3. Candidate/Officeholder Name. Put your full name here. Enter your name in the same way as on the report you are correcting. 4. Original Report Type. Mark the type of report you are correcting. 5.Original Period Covered. Enter the period covered by the report you are correcting. The year is important because filers sometimes correct reports years after filing the original. 6. Explanation of Correction. Attach any part of the campaign finance report form needed to report and explain corrections. Explain why there was an error on the original report. Also explain what information is being corrected and how the new information is different from the information on the original report. (Use additional pages if you need more space.) You may also use this area to request a waiver or reduction of a late-filing penalty and state the basis of your request. 7. Affidavit. Read the affidavit before signing. You must sign the affidavit in the presence of an individual authorized to take oaths. If signed before a notary public, the affidavit must include the notary's signature and seal. Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 04/27/2015 TEXAS ETHICS COMMISSION CANDIDATE/OFFICEHOLDER REPORT OF UNEXPENDED CONTRIBUTIONS FORM C/OH-UC — INSTRUCTION GUIDE ,�p+T E x � 40 Revised October 16,2015 Texas Ethics Commission,P.O.Box 12070,Austin,Texas 78711 (512)463-5800 FAX(512)463-5777 TDD 1-800-735-2989 Visit us at https://www.ethics.state.tx.us on the Internet. AN EQUAL OPPORTUNITY EMPLOYER The Texas Ethics Conunission does not discriminate on the basis of race,color,national origin,sex,religion,age or disability in employment or the provision of services. Form C/OH-UC—Instruction Guide FORM C/OH-UC: CANDIDATE/OFFICEHOLDER REPORT OF UNEXPENDED CONTRIBUTIONS These instructions are for candidates and officeholders using FORM C/OH-UC: CANDIDATE / OFFICEHOLDER REPORT OF UNEXPENDED CONTRIBUTIONS. Use Form C/OH-UC for filing either an annual report of unexpended contributions or a report of the final disposition of unexpended contributions. GENERAL INSTRUCTIONS ANNUAL REPORT OF UNEXPENDED CONTRIBUTIONS. You must file this report if one of the following descriptions applies to you: (1) You filed a final report as a candidate at a time when you were not an officeholder and you had unexpended political contributions, interest, assets, or other money earned from political contributions at the time you filed the final report; or (2) You ceased to be an officeholder at a time when you did not have a campaign treasurer on file, and you had unexpended political contributions, interest, assets, or other money earned from political contributions at the time you ceased to be an officeholder. You must file an Unexpended Contributions-Annual report not earlier than January 1 and not later than January 15 of the year after each year in which you maintained unexpended contributions or assets. You must complete Form C/OH-UC and designate the report as an annual report by checking the "Annual"box. You must continue to file Unexpended Contributions-Annual reports until you have disposed of all your unexpended contributions or assets. Once you have disposed of all your contributions or assets, you must file an Unexpended Contributions - Final report. You may not retain unexpended contributions or assets longer than six years after the date you filed your final report or ceased being an officeholder, as applicable. If you still maintain unexpended assets at the end of the six-year period,you must dispose of the assets in one of the following ways: (1) You may give them to the political party with which you were affiliated when your name was last on the ballot. (2) You may give them to a candidate or a political committee. If you do so, however, you must file a report on Form AS IF-SPAC as described below under "Extra Reporting for a Contribution to a Candidate or Political Committee." (3) You may give them to the comptroller for deposit in the state treasury to be used to finance primary elections. (4) You may give them to one or more persons from whom you received political contributions, but the total returned to any person may not exceed the aggregate Texas Ethics Commission Page 1 Revised 10/16/2015 Form C/OH-UC—Instruction Guide amount accepted from that person during the last two years during which you were accepting political contributions. (5) You may give them to a recognized charitable organization formed for educational, religious,or scientific purposes that is exempt from taxation under Section 501(c)(3), Internal Revenue Code of 1986, and its subsequent amendments. (6) You may give them to a public or private post-secondary educational institution or an institution of higher education as defined by Section 61.003(8), Education Code, for the purpose of assisting or creating a scholarship program. You may dispose of unexpended contributions or assets in this manner at any time during the six- year period. EXTRA REPORTING FOR CONTRIBUTION TO CANDIDATE OR POLITICAL COMMITTEE. If you contribute unexpended contributions or assets to another candidate or political committee,you must report the contribution twice. You must include the contribution on your Annual Report and you must also report the contribution on a AS IF-SPECIFIC-PURPOSE COMMITTEE CAMPAIGN FINANCE REPORT(Form AS IF-SPAC). You must file the AS IF-SPAC report with the filing authority with whom the candidate or political committee files reports by the date by which the candidate or political committee receiving the contribution must report the receipt of the contribution. NOTE: If the candidate or political committee files with the Texas Ethics Commission (Commission), you will need a separate "AS IF-SPAC" filer ID to file the AS IF-SPAC report. Please contact the Commission for help in establishing an AS IF-SPAC filer ID. FINAL DISPOSITION OF UNEXPENDED CONTRIBUTIONS REPORT. You must file a report of the final disposition of your unexpended contributions or assets. Complete Form C/OH-UC and designate the report as an "Unexpended Contributions—Final"report by checking the "Final Disposition"box. The report is due no later than the 30th day after the end of the six-year period. SPECIFIC INSTRUCTIONS Each numbered item in these instructions corresponds to the same numbered item on the form. PAGE 1 1. FILER ID: If you are filing with the Commission,you were assigned a filer identification(ID) number when you filed your initial campaign treasurer appointment. You should have received a letter acknowledging receipt of the form and informing you of your filer ID number. Enter this number wherever you see "Filer ID." If you do not file with the Commission, you are not required to enter a filer ID number. 2. CANDIDATE/OFFICEHOLDER NAME: Enter your full name, including nicknames and suffixes (e.g., Sr., Jr., III), if applicable. Your entry here should be the same as in your Texas Ethics Commission Page 2 Revised 10/16/2015 Form C/OH-UC—Instruction Guide APPOINTMENT OF CAMPAIGN TREASURER BY A CANDIDATE (CTA). Enter your name in the same way wherever you see "C/OH NAME". 3. CANDIDATE/OFFICEHOLDER ADDRESS: Enter your complete mailing address. Your entry here should be the same as the address in your APPOINTMENT OF CAMPAIGN TREASURER BY A CANDIDATE(CTA). If your mailing address has changed since you last gave notice of your address, check the "Change of Address"box. 4. REPORT TYPE: Check the appropriate box. "Annual" Box: Check this box if you are filing an Unexpended Contributions -Annual report. "Final Disposition"Box: Check this box if you are filing an Unexpended Contributions- Final report. 5. PERIOD COVERED: Annual Reports. For your first Unexpended Contributions -Annual report,the start date is the day after the day you filed your Final Report. The start date for all other Unexpended Contributions - Annual reports is January 1 of the previous year. The end date for all Unexpended Contributions -Annual reports is December 31 of the previous year. Final Disposition Report. For an Unexpended Contributions—Final report,the start date is the day after the period covered by your most recent Unexpended Contributions - Annual report. The end date is the date you file the report. 6. TOTALS: Complete this section only if you are filing an Annual Report. If you are not filing an Annual Report, go to section 7. Line 1. Enter the total amount of unexpended political contributions and assets that you maintained as of December 31 of the previous year. (Note: Unlike other reports,you are not required to also disclose the total amount of expenditures entered in this Unexpended Contributions report. You are only required to disclose your unexpended balance as of December 31.) Line 2. Enter the total amount of interest and other income earned on unexpended political contributions and assets during the previous year ending December 31. 7. AFFIDAVIT: Complete this section only after you have completed all other appropriate sections and schedules. You must always sign a report that you file. You must complete this section even if you have no schedules to attach. ONLY THE CANDIDATE OR OFFICEHOLDER FILING THE REPORT MAY SIGN THE AFFIDAVIT. PAGE 2 8. C/OH(CANDIDATE/OFFICEHOLDER)NAME: Enter your full name as you did on Form C/OH-UC, Page 1. Texas Ethics Commission Page 3 Revised 10/16/2015 Form C/OH-UC—Instruction Guide 9. FILER ID: If you are filing with the Commission,enter your filer ID number. If you do not file with the Commission, you are not required to enter a filer ID number. 10. DATE: Enter the date the expenditure was made. Credit Card Expenditures: There is a special reporting rule for expenditures made by credit card. The date of a credit card expenditure is either the date of the charge or the date the credit card statement is received. A filer can never go wrong by disclosing the date of the expenditure as the date of the charge. 11. PAYEE NAME: Enter the full name of the payee. If the payee is an individual, enter the full name,first, last,and suffix(Jr.,III,etc.)if applicable(title is optional). If the payee is an entity, enter the full name of the entity. 12. PAYEE ADDRESS: Enter the complete address of the payee. 13. AMOUNT: Enter the amount of the expenditure payment. 14. PURPOSE OF EXPENDITURE: Enter a brief statement or description of the expenditure. The brief statement or description must include the item or service purchased and must be sufficiently specific to make the reason for the expenditure clear. Reporting Travel Outside of Texas: The law requires detailed information regarding in-kind contributions and political expenditures for travel outside of Texas. This information should be reported on Schedule T and attached to this form. Schedule T can be found on the Commission's website at https://www.ethics.state.tx.us/forms/Schedule_T.pdf. 15. IS THE EXPENDITURE A CONTRIBUTION TO A CANDIDATE,OFFICEHOLDER, OR POLITICAL COMMITTEE? If the expenditure was a contribution to a candidate, officeholder, or political committee, check the "Yes"box. The purpose of this box is to allow you to see that you must file an additional report for this expenditure on Form AS IF-SPAC. See the"Extra Reporting For Contribution To Candidate Or Political Committee"section in the General Instructions for this form. If the expenditure was not a contribution to a candidate, officeholder, or political committee, check the "No"box. Texas Ethics Commission Page 4 Revised 10/16/2015 CANDIDATE / OFFICEHOLDER FORM C/OH-UC REPORT OF UNEXPENDED CONTRIBUTIONS COVER SHEET PG 1 1 Filer ID (Ethics Commission Filers) The C/OH-UC Instruction Guide explains how to complete this form. 2 CANDIDATE/ MS/MRS/MR FIRST MI OFFICE USE ONLY OFFICEHOLDER NAME Date Received . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . NICKNAME LAST SUFFIX 3 CAN DI DATE/ ADDRESS /PO BOX; APT/SUITE#; CITY; STATE; ZIP CODE OFFICEHOLDER ADDRESS Date Hand-delivered or Date Postmarked ❑ change of address Receipt# Amount$ 4 REPORT Date Processed TYPE ❑ Annual ❑ Final Disposition 5 PERIOD Month Day Year Month Day Year Date Imaged COVERED THROUGH 6 TOTALS 1. TOTAL AMOUNT OF UNEXPENDED POLITICAL CONTRIBUTIONS AS OF DECEMBER 31 OF THE PREVIOUS YEAR. 2. TOTAL AMOUNT OF INTEREST AND OTHER INCOME EARNED ON UNEXPENDED POLITICAL CONTRIBUTIONS DURING THE PREVIOUS YEAR. 7 AFFIDAVIT I swear,or affirm,under penalty of perjury, that the accompanying report is true and correct and includes all information required to be reported by me under Title 15, Election Code. Signature of Candidate or Officeholder AFFIX NOTARY STAMP/SEAL ABOVE Sworn to and subscribed before me, by the said this the day of 20 to certify which, witness my hand and seal of office. Signature of officer administering oath Printed name of officer administering oath Title of officer administering oath Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 11/3/2015 C/OH REPORT OF UNEXPENDED CONTRIBUTIONS FORM C/OH-UC EXPENDITURES PG 2 8 C/OH NAME 9 Filer ID(Ethics Commission Filers) 10 Date 11 Payee name 13 Amount . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 Payee address; City; State; Zip Code 14 Purpose of expenditure(See instructions regarding type of information required.) 15 Is expenditure a contribution E::] Yes to a candidate,officeholder,or political committee? 0 No 0 Check if travel outside of Texas. Complete Schedule T. Date Payee name Amount . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Payee address; City; State; Zip Code Purpose of expenditure(See instructions regarding type of information required.) Is expenditure a contribution � Yes to a candidate,officeholder,or political committee? 0 No 0 Check if travel outside of Texas. Complete Schedule T. Date Payee name Amount . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Payee address; City; State; Zip Code Purpose of expenditure(See instructions regarding type of information required.) Is expenditure a contribution Yes to a candidate,officeholder,or political committee? 0 No 0 Check if travel outside of Texas. Complete Schedule T. Date Payee name Amount . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Payee address; City; State; Zip Code Purpose of expenditure(See instructions regarding type of information required.) Is expenditure a contribution � Yes to a candidate,officeholder,or political committee? 0 No 0 Check if travel outside of Texas. Complete Schedule T. ATTACH ADDITIONAL COPIES OF THIS FORM AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 11/3/2015 TEXAS ETHICS COMMISSION CHAPTER 572, GOVERNMENT CODE PERSONAL FINANCIAL DISCLOSURE, STANDARDS OF CONDUCT, AND CONFLICT OF INTEREST Vol x � 9 �• r Effective September 1, 2017 (Revised 9/1/2017) Texas Ethics Commission, P.O. Box 12070, Austin, Texas 78711-2070 (512) 463-5800 FAX (512) 463-5777 TDD 1-800-735-2989 Visit us at http://www.ethics.state.tx.us on the Internet. AN EQUAL OPPORTUNITY EMPLOYER The Texas Ethics Commission does not discriminate on the basis of race,color,national origin,sex,religion,age or disability in employment or the provision of services. Table of Contents CHAPTER 572, GOVERNMENT CODE PERSONAL FINANCIAL DISCLOSURE, STANDARDS OF CONDUCT, AND CONFLICT OF INTEREST TABLE OF CONTENTS CHAPTER 572. PERSONAL FINANCIAL DISCLOSURE, STANDARDS OF CONDUCT, AND CONFLICT OF INTEREST ..............................................................................................1 SUBCHAPTER A. GENERAL PROVISIONS....................................................................1 Sec. 572.001. POLICY; LEGISLATIVE INTENT..............................................................1 Sec. 572.002. GENERAL DEFINITIONS.............................................................................1 Sec. 572.003. DEFINITION.• APPOINTED OFFICER OF MAJOR STATE AGENCY........3 Sec. 572.004. DEFINITION: REGULATION....................................................................4 Sec. 572.005. DETERMINATION OF SUBSTANTIAL INTEREST .................................4 Sec. 572.006. DETERMINATION OF DEPENDENT CHILD ...........................................5 Sec. 572.007. PENALTIES IMPOSED BY COMMISSION...............................................5 Sec. 572.008. VENUE ........................................................................................................5 SUBCHAPTER B. PERSONAL FINANCIAL STATEMENT ...........................................5 Sec. 572.021. FINANCIAL STATEMENT REQUIRED ....................................................5 Sec. 572.0211. FILING BY HOLDOVER OFFICER NOT REQUIRED ............................5 Sec. 572.022. REPORTING CATEGORIES; REQUIRED DESCRIPTIONS .....................6 Sec. 572.023. CONTENTS OF FINANCIAL STATEMENT IN GENERAL (effective through 1-7-2019).............................................................................................................................6 Sec. 572.023. CONTENTS OF FINANCIAL STATEMENT IN GENERAL (effective 1-8- 2019) ...................................................................................................................................8 Sec. 572.024. INFORMATION ABOUT SERVICES FOR LOBBYISTS OR LOBBYIST EMPLOYERS ...................................................................................................................11 Sec. 572.025. INFORMATION ABOUT LEGISLATORS'REPRESENTATION BEFORE EXECUTIVE STATE AGENCIES....................................................................................11 Sec. 572.0251. INFORMATION ABOUT LEGISLATIVE CONTINUANCES................11 Sec. 572.0252. INFORMATION ABOUT REFERRALS..................................................12 Sec. 572.026. FILING DATES FOR STATE OFFICERS AND STATE PARTY CHAIRS ..........................................................................................................................................12 Sec. 572.027. FILING DATES FOR CANDIDATES........................................................12 Sec. 572.028. DUPLICATE STATEMENTS....................................................................13 Sec. 572.029. TIMELINESS OF FILING..........................................................................13 Sec. 572.0291. ELECTRONIC FILING REQUIRED (effective 5-29-17)............................13 Sec.572.0295. AMENDMENT OF FINANCIAL STATEMENT(effective 1-8-19). ..............14 Sec. 572.030. PREPARATION AND MAILING OF FORMS ..........................................14 Sec. 572.031. DETERMINATION OF COMPLIANCE WITH SUBCHAPTER...............15 Sec. 572.032. PUBLIC ACCESS TO STATEMENTS..........................................................15 Sec. 572.033. CIVIL PENALTY.......................................................................................16 Sec. 572.034. CRIMINAL PENALTY..............................................................................16 Texas Ethics Commission Page i Revised 9/1/2017 Table of Contents Sec. 572.035. REMOVAL OF PERSONAL INFORMATION FOR FEDERAL JUDGES, STATE JUDGES, AND SPOUSES......................................................................................16 SUBCHAPTER C. STANDARDS OF CONDUCT............................................................16 AND CONFLICT OF INTEREST PROVISIONS.............................................................16 Sec. 572.051. STANDARDS OF CONDUCT; STATE AGENCY ETHICS POLICY.......16 Sec. 572.052. REPRESENTATION BY LEGISLATORS BEFORE STATE AGENCIES; CRIMINAL OFFENSE......................................................................................................17 Sec. 572.053. VOTING BY LEGISLATORS ON CERTAIN MEASURES OR BILLS; CRIMINAL OFFENSE......................................................................................................18 Sec. 572.0531. NOTICE REQUIRED FOR INTRODUCTION OR SPONSORSHIP OF OR VOTING ON CERTAIN MEASURES OR BILLS BY LEGISLATORS...........................18 Sec. 572.054. REPRESENTATION BY FORMER OFFICER OR EMPLOYEE OF REGULATORY AGENCY RESTRICTED; CRIMINAL OFFENSE ................................19 Sec. 572.055. CERTAIN SOLICITATIONS OF REGULATED BUSINESS ENTITIES PROHIBITED; CRIMINAL OFFENSE.............................................................................20 Sec. 572.056. CONTRACTS BY STATE OFFICERS WITH GOVERNMENTAL ENTITIES; CRIMINAL OFFENSE...................................................................................20 Sec. 572.057. CERTAIN LEASES PROHIBITED............................................................20 Sec. 572.058. PRIVATE INTEREST IN MEASURE OR DECISION; DISCLOSURE; REMOVAL FROM OFFICE FOR VIOLATION...............................................................21 Sec. 572.059. INDEPENDENCE OF STATE AND LOCAL OFFICERS ACTING IN LEGISLATIVE CAPACITY .............................................................................................21 Sec. 572.060. SOLICITATION OF OR RECOMMENDATIONS REGARDING CONTRIBUTIONS TO CHARITABLE ORGANIZATIONS AND GOVERNMENTAL ENTITIES .........................................................................................................................22 Sec. 572.061. CERTAIN GRATUITIES AUTHORIZED .................................................23 Sec. 572.069. CERTAIN EMPLOYMENT FOR FORMER STATE OFFICER OR EMPLOYEE RESTRICTED ...............................................................................................23 Texas Ethics Commission Page ii Revised 9/1/2017 Chapter 572, Government Code GOVERNMENT CODE TITLE 5. OPEN GOVERNMENT; ETHICS SUBTITLE B. ETHICS CHAPTER 572. PERSONAL FINANCIAL DISCLOSURE, STANDARDS OF CONDUCT, AND CONFLICT OF INTEREST SUBCHAPTER A. GENERAL PROVISIONS Sec. 572.001. POLICY; LEGISLATIVE INTENT. (a) It is the policy of this state that a state officer or state employee may not have a direct or indirect interest, including financial and other interests, or engage in a business transaction or professional activity, or incur any obligation of any nature that is in substantial conflict with the proper discharge of the officer's or employee's duties in the public interest. (b) To implement this policy and to strengthen the faith and confidence of the people of this state in state government, this chapter provides standards of conduct and disclosure requirements to be observed by persons owing a responsibility to the people and government of this state in the performance of their official duties. (c) It is the intent of the legislature that this chapter serve not only as a guide for official conduct of those persons but also as a basis for discipline of those who refuse to abide by its terms. Sec. 572.002. GENERAL DEFINITIONS. In this chapter: (1) "Appointed officer" means: (A) the secretary of state; (B) an individual appointed with the advice and consent of the senate to the governing board of a state-supported institution of higher education; (C) an officer of a state agency who is appointed for a term of office specified by the Texas Constitution or a statute of this state, excluding an appointee to a vacated elective office; or (D) an individual who is a member of the governing board or commission of a state agency, who is not appointed, and who is not otherwise: (i) an elected officer; (ii) an officer described by Paragraphs (A) through(C); or (iii) an executive head of a state agency. (2) "Business entity" means any entity recognized by law through which business for profit is conducted, including a sole proprietorship, partnership, firm, corporation, holding company,joint stock company, receivership, or trust. (3) "Commission" means the Texas Ethics Commission. (4) "Elected officer" means: (A) a member of the legislature; (B) an executive or judicial officer elected in a statewide election; (C) a judge of a court of appeals or of a district court; (D) a member of the State Board of Education; Texas Ethics Commission Page 1 Revised 9/1/2017 Chapter 572, Government Code (E) a district attorney or criminal district attorney; or (F) an individual appointed to fill a vacancy in an office or appointed to a newly created office who, if elected to the office instead of appointed, would be an elected officer under this subdivision. (5) "Executive head of a state agency" means the director, executive director, commissioner, administrator, chief clerk, or other individual who is appointed by the governing body or highest officer of the state agency to act as the chief executive or administrative officer of the agency and who is not an appointed officer. The term includes the chancellor or highest executive officer of a university system and the president of a public senior college or university as defined by Section 61.003, Education Code. (6) "State party chair" means the state chair of any political party receiving more than two percent of the vote for governor in the most recent general election. (7) "Person" means an individual or a business entity. (8) "Regulatory agency" means any department, commission, board, or other agency, except the secretary of state and the comptroller, that: (A) is in the executive branch of state government; (B) has authority that is not limited to a geographical portion of the state; (C) was created by the Texas Constitution or a statute of this state; and (D) has constitutional or statutory authority to engage in regulation. (9) "Salaried appointed officer" means an appointed officer who receives or is authorized to receive a salary for state service but not a per diem or other form of compensation. (10) "State agency" means: (A) a department, commission, board, office, or other agency that: (i) is in the executive branch of state government; (ii) has authority that is not limited to a geographical portion of the state; and (iii) was created by the Texas Constitution or a statute of this state; (B) a university system or an institution of higher education as defined by Section 61.003, Education Code, other than a public junior college; or (C) a river authority created under the Texas Constitution or a statute of this state. (11) "State employee" means an individual, other than a state officer, who is employed by: (A) a state agency; (B) the Supreme Court of Texas, the Court of Criminal Appeals of Texas, a court of appeals, or the Texas Judicial Council; or (C) either house of the legislature or a legislative agency, council, or committee, including the Legislative Budget Board, the Texas Legislative Council, the State Auditor's Office, and the Legislative Reference Library. (11-a) "State judge"means: (A) a judge, former judge, or retired judge of an appellate court, a district court, a constitutional county court, a county court at law, or a statutory probate court of this state; (B) an associate judge appointed under Chapter 201, Family Code, or a retired associate judge or former associate judge appointed under that chapter; Texas Ethics Commission Page 2 Revised 9/1/2017 Chapter 572, Government Code (C) a magistrate or associate judge appointed under Chapter 54 or 54A; (D) a justice of the peace; or (E) a municipal court judge. (12) "State officer" means an elected officer, an appointed officer, a salaried appointed officer, an appointed officer of a major state agency, or the executive head of a state agency. Sec. 572.003. DEFINITION. APPOINTED OFFICER OF MAJOR STATE AGENCY. (a) In this chapter, "appointed officer of a major state agency" means an individual listed in Subsection(b) or(c). (b) The term means: (1) the Banking Commissioner of The Banking Department of Texas; (2) the administrative director of the Office of Court Administration of the Texas Judicial System; (3) the chief executive of the Office of Public Utility Counsel; (4) the executive director of the State Bar of Texas; (5) the director of the lottery division of the Texas Lottery Commission; (6) the deputy in charge of the department of security in the lottery division of the Texas Lottery Commission; (7) the director of the bingo division of the Texas Lottery Commission; or (8) the secretary of state. (c) The term means a member of (1) the Public Utility Commission of Texas; (2) the Texas Commission on Environmental Quality; (3) the Texas Alcoholic Beverage Commission; (4) the Finance Commission of Texas; (5) the Texas Facilities Commission; (6) the Texas Board of Criminal Justice; (7) the board of trustees of the Employees Retirement System of Texas; (8) the Texas Transportation Commission; (9) the Texas Department of Insurance; (10) the Parks and Wildlife Commission; (11) the Public Safety Commission; (12) the Texas Ethics Commission; (13) the State Securities Board; (14) the Texas Water Development Board; (15) the governing board of a public senior college or university as defined by Section 61.003, Education Code, or of The University of Texas Southwestern Medical Center, The University of Texas Medical Branch at Galveston, The University of Texas Health Science Center at Houston, The University of Texas Health Science Center at San Antonio, The University of Texas M. D. Anderson Cancer Center, The University of Texas Health Science Center at Tyler, University of North Texas Health Science Center at Fort Worth, Texas Tech University Health Sciences Center, Texas State Technical College--Harlingen, Texas State Technical College--Marshall, Texas State Technical College--Sweetwater, or Texas State Technical College--Waco; Texas Ethics Commission Page 3 Revised 9/1/2017 Chapter 572, Government Code (16) the Texas Higher Education Coordinating Board; (17) the Texas Workforce Commission; (18) the board of trustees of the Teacher Retirement System of Texas; (19) the Credit Union Commission; (20) the School Land Board; (21) the board of the Texas Department of Housing and Community Affairs; (22) the Texas Racing Commission; (23) the State Board of Dental Examiners; (24) the Texas Medical Board; (25) the Board of Pardons and Paroles; (26) the Texas State Board of Pharmacy; (27) the Department of Information Resources governing board; (28) the Motor Vehicle Board; (29) the Texas Real Estate Commission; (30) the board of directors of the State Bar of Texas; (31) the Bond Review Board; (32) the Health and Human Services Commission; (33) the Texas Funeral Service Commission; (34) the board of directors of a river authority created under the Texas Constitution or a statute of this state; (35) the Texas Lottery Commission; or (36) the Cancer Prevention and Research Institute of Texas. (d) The term includes the successor in function as provided by law to an office listed in Subsection(b) or(c) if that office is abolished. Sec. 572.004. DEFINITION: REGULATION. In this chapter, "regulation" means rulemaking, adjudication, or licensing. In this definition: (1) "Adjudication" means the process of an agency for formulating an order. (2) "License" includes all or part of an agency permit, certificate, approval, registration, charter, membership, statutory exemption, or other form of permission. (3) "Licensing" includes the process of an agency concerning the grant, renewal, denial, revocation, suspension, annulment, withdrawal, limitation, amendment, modification, or conditioning of a license. (4) "Order" means all or part of a final disposition, whether affirmative, negative, injunctive, or declaratory in form, of an agency in a matter other than rulemaking but including licensing. (5) "Rule" means all or part of an agency statement of general or particular applicability and future effect designed to implement, interpret, or prescribe law or policy or to describe the organization, procedure, or practice requirements of an agency. Sec. 572.005. DETERMINATION OF SUBSTANTIAL INTEREST. An individual has a substantial interest in a business entity if the individual: (1) has a controlling interest in the business entity; (2) owns more than 10 percent of the voting interest in the business entity; (3) owns more than $25,000 of the fair market value of the business entity; Texas Ethics Commission Page 4 Revised 9/1/2017 Chapter 572, Government Code (4) has a direct or indirect participating interest by shares, stock, or otherwise, regardless of whether voting rights are included, in more than 10 percent of the profits, proceeds, or capital gains of the business entity; (5) is a member of the board of directors or other governing board of the business entity; (6) serves as an elected officer of the business entity; or (7) is an employee of the business entity. Sec. 572.006. DETERMINATION OF DEPENDENT CHILD. An individual's child, including an adopted child or stepchild, is the individual's dependent during a calendar year in which the individual provides more than 50 percent of the child's support. Sec. 572.007. PENALTIES IMPOSED BY COMMISSION. This chapter does not prohibit the imposition of civil penalties by the commission in addition to criminal penalties or other sanctions imposed by law. Sec. 572.008. VENUE. An offense under this chapter, including perjury, may be prosecuted in Travis County or in any other county in which it may be prosecuted under the Code of Criminal Procedure. SUBCHAPTER B. PERSONAL FINANCIAL STATEMENT Sec. 572.021. FINANCIAL STATEMENT REQUIRED. Except as provided by Section 572.0211, a state officer, a partisan or independent candidate for an office as an elected officer, and a state party chair shall file with the commission a verified financial statement complying with Sections 572.022 through 572.0252. Sec. 572.0211. FILING BY HOLDOVER OFFICER NOT REQUIRED. (a) An appointed officer who resigns from office and who ceases to participate in the state agency's functions is not required to file a financial statement that is due because of service in that office after the effective date of the resignation. (b) An appointed officer whose term of office expires and who ceases to participate in the functions of the state agency is not required to file a financial statement that is due because of service in that office after the date the term of office expires. (c) An appointed officer of a state agency that is abolished or whose functions are transferred to another state agency is not required to file a financial statement that is due because of service after the date that the agency is abolished or the functions of the agency are transferred. (d) An appointed officer who resigns or whose term of office expires who does not intend to participate in the functions of the state agency shall deliver written notice of the officer's intention to the governor and the commission. The changes in the law made to Section 572.022 by the 80th Legislature, Regular Session, 2007, apply only to personal financial statements required to be filed under this subchapter on or after January 1,2008. Texas Ethics Commission Page 5 Revised 9/1/2017 Chapter 572, Government Code Sec. 572.022. REPORTING CATEGORIES; REQUIRED DESCRIPTIONS. (a) If an amount in a financial statement is required to be reported by category, the individual filing the statement shall report whether the amount is: (1) less than $5,000; (2) at least $5,000 but less than$10,000; (3) at least $10,000 but less than$25,000; or (4) $25,000 or more. (b) The individual filing the statement shall report an amount of stock by category of number of shares instead of by category of dollar value and shall report whether the amount is: (1) less than 100 shares; (2) at least 100 but less than 500 shares; (3) at least 500 but less than 1,000 shares; (4) at least 1,000 but less than 5,000 shares; (5) at least 5,000 but less than 10,000 shares; or (6) 10,000 shares or more. (c) The individual filing the statement shall report a description of real property by reporting: (1) the street address, if available, or the number of lots or number of acres, as applicable, in each county, and the name of the county, if the street address is not available; and (2) the names of all persons retaining an interest in the property, excluding an interest that is a severed mineral interest. (d) For a gift of cash or a cash equivalent such as a negotiable instrument or gift certificate that is reported in accordance with Section 572.023(b)(7), the individual filing the statement shall include in the description of the gift a statement of the value of the gift. Sec. 572.023. CONTENTS OF FINANCIAL STATEMENT IN GENERAL (effective through 1-7-2019). (a) A financial statement must include an account of the financial activity of the individual required by this subchapter to file a financial statement and an account of the financial activity of the individual's spouse and dependent children if the individual had actual control over that activity for the preceding calendar year. (b) The account of financial activity consists of: (1) a list of all sources of occupational income, identified by employer, or if self- employed, by the nature of the occupation, including identification of a person or other organization from which the individual or a business in which the individual has a substantial interest received a fee as a retainer for a claim on future services in case of need, as distinguished from a fee for services on a matter specified at the time of contracting for or receiving the fee, if professional or occupational services are not actually performed during the reporting period equal to or in excess of the amount of the retainer, and the category of the amount of the fee; (2) identification by name and the category of the number of shares of stock of any business entity held or acquired, and if sold, the category of the amount of net gain or loss realized from the sale; (3) a list of all bonds, notes, and other commercial paper held or acquired, and if sold, the category of the amount of net gain or loss realized from the sale; Texas Ethics Commission Page 6 Revised 9/1/2017 Chapter 572, Government Code (4) identification of each source and the category of the amount of income in excess of$500 derived from each source from interest, dividends, royalties, and rents; (5) identification of each guarantor of a loan and identification of each person or financial institution to whom a personal note or notes or lease agreement for a total financial liability in excess of$1,000 existed at any time during the year and the category of the amount of the liability; (6) identification by description of all beneficial interests in real property and business entities held or acquired, and if sold, the category of the amount of the net gain or loss realized from the sale; (7) identification of a person or other organization from which the individual or the individual's spouse or dependent children received a gift of anything of value in excess of $250 and a description of each gift, except: (A) a gift received from an individual related to the individual at any time within the second degree by consanguinity or affinity, as determined under Subchapter B, Chapter 573; (B) a political contribution that was reported as required by Chapter 254, Election Code; and (C) an expenditure required to be reported by a person required to be registered under Chapter 305; (8) identification of the source and the category of the amount of all income received as beneficiary of a trust, other than a blind trust that complies with Subsection (c), and identification of each trust asset, if known to the beneficiary, from which income was received by the beneficiary in excess of$500; (9) identification by description of the category of the amount of all assets and liabilities of a corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association in which 50 percent or more of the outstanding ownership was held, acquired, or sold; (10) a list of all boards of directors of which the individual is a member and executive positions that the individual holds in corporations, firms, partnerships, limited partnerships, limited liability partnerships, professional corporations, professional associations, joint ventures, or other business associations or proprietorships, stating the name of each corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association or proprietorship and the position held; (11) identification of any person providing transportation, meals, or lodging expenses permitted under Section 36.07(b), Penal Code, and the amount of those expenses, other than expenditures required to be reported under Chapter 305; (12) any corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association, excluding a publicly held corporation, in which both the individual and a person registered under Chapter 305 have an interest; (13) identification by name and the category of the number of shares of any mutual fund held or acquired, and if sold, the category of the amount of net gain or loss realized from the sale; and (14) identification of each blind trust that complies with Subsection (c), including: Texas Ethics Commission Page 7 Revised 9/1/2017 Chapter 572, Government Code (A) the category of the fair market value of the trust; (B) the date the trust was created; (C) the name and address of the trustee; and (D) a statement signed by the trustee, under penalty of perjury, stating that: (i) the trustee has not revealed any information to the individual, except information that may be disclosed under Subdivision(8); and (ii) to the best of the trustee's knowledge, the trust complies with this section. (c) For purposes of Subsections (b)(8) and (14), a blind trust is a trust as to which: (1) the trustee: (A) is a disinterested party; (B) is not the individual; (C) is not required to register as a lobbyist under Chapter 305; (D) is not a public officer or public employee; and (E) was not appointed to public office by the individual or by a public officer or public employee the individual supervises; and (2) the trustee has complete discretion to manage the trust, including the power to dispose of and acquire trust assets without consulting or notifying the individual. (d) If a blind trust under Subsection (c) is revoked while the individual is subject to this subchapter, the individual must file an amendment to the individual's most recent financial statement, disclosing the date of revocation and the previously unreported value by category of each asset and the income derived from each asset. Sec. 572.023. CONTENTS OF FINANCIAL STATEMENT IN GENERAL (effective 1-8-2019). (a) A financial statement must include an account of the financial activity of the individual required by this subchapter to file a financial statement and an account of the financial activity of the individual's spouse and dependent children if the individual had actual control over that activity for the preceding calendar year. (b) The account of financial activity consists of: (1) a list of all sources of occupational income, identified by employer, or if self- employed, by the nature of the occupation, including identification of a person or other organization from which the individual or a business in which the individual has a substantial interest received a fee as a retainer for a claim on future services in case of need, as distinguished from a fee for services on a matter specified at the time of contracting for or receiving the fee, if professional or occupational services are not actually performed during the reporting period equal to or in excess of the amount of the retainer, and the category of the amount of the fee; (2) identification by name and the category of the number of shares of stock of any business entity held or acquired, and if sold, the category of the amount of net gain or loss realized from the sale; (3) a list of all bonds, notes, and other commercial paper held or acquired, and if sold, the category of the amount of net gain or loss realized from the sale; (4) identification of each source and the category of the amount of income in excess of$500 derived from each source from interest, dividends, royalties, and rents; Texas Ethics Commission Page 8 Revised 9/1/2017 Chapter 572, Government Code (5) identification of each guarantor of a loan and identification of each person or financial institution to whom a personal note or notes or lease agreement for a total financial liability in excess of$1,000 existed at any time during the year and the category of the amount of the liability; (6) identification by description of all beneficial interests in real property and business entities held or acquired, and if sold, the category of the amount of the net gain or loss realized from the sale; (7) identification of a person or other organization from which the individual or the individual's spouse or dependent children received a gift of anything of value in excess of $250 and a description of each gift, except: (A) a gift received from an individual related to the individual at any time within the second degree by consanguinity or affinity, as determined under Subchapter B, Chapter 573; (B) a political contribution that was reported as required by Chapter 254, Election Code; and (C) an expenditure required to be reported by a person required to be registered under Chapter 305; (8) identification of the source and the category of the amount of all income received as beneficiary of a trust, other than a blind trust that complies with Subsection (c), and identification of each trust asset, if known to the beneficiary, from which income was received by the beneficiary in excess of$500; (9) identification: (A) by description of a corporation,firm,partnership, limited partnership, limited liability partnership, professional corporation,professional association,joint venture, or other business association in which five percent or more of the outstanding ownership was held, acquired, or sold, and (B) by description and the category of the amount of all assets and liabilities of a corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association in which 50 percent or more of the outstanding ownership was held, acquired, or sold; (10) a list of all boards of directors of which the individual is a member and executive positions that the individual holds in corporations, firms, partnerships, limited partnerships, limited liability partnerships, professional corporations, professional associations, joint ventures, or other business associations or proprietorships, stating the name of each corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association or proprietorship and the position held; (11) identification of any person providing transportation, meals, or lodging expenses permitted under Section 36.07(b), Penal Code, and the amount of those expenses, other than expenditures required to be reported under Chapter 305; (12) any corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association, excluding a publicly held corporation, in which both the individual and a person registered under Chapter 305 have an interest; Texas Ethics Commission Page 9 Revised 9/1/2017 Chapter 572, Government Code (13) identification by name and the category of the number of shares of any mutual fund held or acquired, and if sold, the category of the amount of net gain or loss realized from the sale; (14) identification of each blind trust that complies with Subsection (c), including: (A) the category of the fair market value of the trust; (B) the date the trust was created; (C) the name and address of the trustee; and (D) a statement signed by the trustee, under penalty of perjury, stating that: (i) the trustee has not revealed any information to the individual, except information that may be disclosed under Subdivision(8); and (ii) to the best of the trustee's knowledge, the trust complies with this section; (15) if the aggregate cost of goods or services sold under one or more written contracts described by this subdivision exceeds $10,000 in the year covered by the report, identification of each written contract, including the name of each party to the contract: (A)for the sale of goods or services in the amount of$2,500 or more; (B) to which the individual, the individual's spouse, the individual's dependent child, or any business entity of which the individual, the individual's spouse, or the individual's dependent child, independently or in conjunction with one or more persons described by this subsection, has at least a 50 percent ownership interest is a party; and (C) with: (i) a governmental entity; or (ii) a person who contracts with a governmental entity, if the individual or entity described by Paragraph (B) performs work arising out of the contract, subcontract, or agreement between the person and the governmental entity for a fee; and (16) if the individual is a member of the legislature and provides bond counsel services to an issuer, as defined by Section 1201.002(1), identification of the following for each issuance for which the individual served as bond counsel: (A) the amount of the issuance; (B) the name of the issuer; (C) the date of the issuance; (D) the amount offees paid to the individual, and whether the amount is: (i) less than $5,000; (ii) at least$5,000 but less than $10,000; (iii) at least$10,000 but less than $25,000; or (iv) $25,000 or more; and (E) the amount of fees paid to the individual's firm, if applicable, and whether the amount is: (i) less than $5,000; (ii) at least$5,000 but less than $10,000; (iii) at least$10,000 but less than $25,000; or (iv) $25,000 or more. (c) For purposes of Subsections (b)(8) and (14), a blind trust is a trust as to which: (1) the trustee: Texas Ethics Commission Page 10 Revised 9/1/2017 Chapter 572, Government Code (A) is a disinterested party; (B) is not the individual; (C) is not required to register as a lobbyist under Chapter 305; (D) is not a public officer or public employee; and (E) was not appointed to public office by the individual or by a public officer or public employee the individual supervises; and (2) the trustee has complete discretion to manage the trust, including the power to dispose of and acquire trust assets without consulting or notifying the individual. (d) If a blind trust under Subsection (c) is revoked while the individual is subject to this subchapter, the individual must file an amendment to the individual's most recent financial statement, disclosing the date of revocation and the previously unreported value by category of each asset and the income derived from each asset. (e) In this section, "governmental entity"means this state, apolitical subdivision of the state, or an agency or department of the state or apolitical subdivision of the state. 69 Subsection (b)(15) does not require the disclosure of an employment contract between a school district or open-enrollment charter school and an employee of the district or school. (g) An individual who complies with any applicable requirements of Sections 51.954 and 51.955, Education Code, and Section 2252.908 of this code, in an individual capacity or as a member or employee of an entity to which those sections apply, is not required to include in the account of financial activity the information described by Subsection (b)(15) unless specifically requested by the commission to include the information. Sec. 572.024. INFORMATION ABOUT SERVICES FOR LOBBYISTS OR LOBBYIST EMPLOYERS. A state officer who receives a fee for services rendered by the officer to or on behalf of a person required to be registered under Chapter 305, or to or on behalf of a person or entity that the officer actually knows directly compensates or reimburses a person required to be registered under Chapter 305, shall report on the financial statement the name of each person or entity for which the services were rendered and the category of the amount of each fee. Sec. 572.025. INFORMATION ABOUT LEGISLATORS' REPRESENTATION BEFORE EXECUTIVE STATE AGENCIES. A member of the legislature who represents another person for compensation before an executive state agency shall report on the financial statement: (1) the name of the agency; (2) the person represented by the member; and (3) the category of the amount of compensation received by the member for that representation. Sec. 572.0251. INFORMATION ABOUT LEGISLATIVE CONTINUANCES. A member or member-elect of the legislature licensed to practice law in this state who represents a party to a civil or criminal case for compensation and on that party's behalf applies for or obtains a legislative continuance under Section 30.003, Civil Practice and Remedies Code, or under another law or rule that requires or permits a court to grant a continuance on the grounds that an Texas Ethics Commission Page 11 Revised 9/1/2017 Chapter 572, Government Code attorney for a party is a member or member-elect of the legislature shall report on the financial statement: (1) the name of the party represented; (2) the date on which the member or member-elect was retained to represent the party; (3) the style and cause number of the action in which the continuance was sought and the court and jurisdiction in which the action was pending when the continuance was sought; (4) the date on which the member or member-elect applied for a continuance; and (5) whether the continuance was granted. Sec. 572.0252. INFORMATION ABOUT REFERRALS. A state officer who is an attorney shall report on the financial statement: (1) making or receiving any referral for compensation for legal services; and (2) the category of the amount of any fee accepted for making a referral for legal services. The changes in the law made to Section 572.026 by the 80th Legislature, Regular Session, 2007, apply only to personal financial statements required to be filed under this subchapter on or after January 1,2008. Sec. 572.026. FILING DATES FOR STATE OFFICERS AND STATE PARTY CHAIRS. (a) Not later than April 30 each year, a state officer or a state party chair shall file the financial statement as required by this subchapter. (b) An individual who is appointed to serve as a salaried appointed officer or an appointed officer of a major state agency or who is appointed to fill a vacancy in an elective office shall file a financial statement not later than the 30th day after the date of appointment or the date of qualification for the office, or if confirmation by the senate is required, before the first committee hearing on the confirmation, whichever date is earlier. (c) An individual who is appointed or employed as the executive head of a state agency shall file a financial statement not later than the 45th day after the date on which the individual assumes the duties of the position. A state agency shall immediately notify the commission of the appointment or employment of an executive head of the agency. (d) An individual required to file a financial statement under Subsection (a) may request the commission to grant an extension of not more than 60 days for filing the statement. The commission shall grant the request if it is received before the filing deadline or if a timely filing or request for extension is prevented because of physical or mental incapacity. The commission may not grant more than one extension to an individual in one year except for good cause shown. Sec. 572.027. FILING DATES FOR CANDIDATES. (a) An individual who is a partisan or independent candidate for an office as an elected officer shall file the financial statement required by this subchapter not later than the later of: (1) the 60th day after the date of the regular filing deadline for an application for a place on the ballot in the general primary election; or Texas Ethics Commission Page 12 Revised 9/1/2017 Chapter 572, Government Code (2) February 12. (b) If the deadline under which a candidate files an application for a place on the ballot, other than the regular filing deadline for an independent candidate, or files a declaration of write- in candidacy falls after the date of the regular filing deadline for candidates in the general primary election, the candidate shall file the financial statement not later than the 30th day after that later deadline. However, if that deadline falls after the 35th day before the date of the election in which the candidate is running, the candidate shall file the statement not later than the fifth day before the date of that election. (c) An individual who is a candidate in a special election for an office as an elected officer shall file the financial statement not later than the fifth day before the date of that election. (d) An individual nominated to fill a vacancy in a nomination as a candidate for a position as an elected officer under Chapter 145, Election Code, shall file the financial statement not later than the 15th day after the date the certificate of nomination required by Section 145.037 or 145.038, Election Code, is filed. Sec. 572.028. DUPLICATE STATEMENTS. If an individual has filed a financial statement under one provision of this subchapter covering the preceding calendar year, the individual is not required to file a financial statement required under another provision of this subchapter to cover that same year if, before the deadline for filing the statement under the other provision, the individual notifies the commission in writing that the individual has already filed a financial statement under the provision specified. Sec. 572.029. TIMELINESS OF FILING. (a) The deadline for filing a financial statement required by this subchapter is 5 p.m. of the last day designated in the applicable provision for filing the statement. (b) If the last day for filing the financial statement is a Saturday, Sunday, or holiday included under Subchapter B, Chapter 662, the statement is timely if filed on the next day that is not a Saturday, Sunday, or listed holiday. (c) A financial statement is timely filed if it is properly addressed and placed in the United States Post Office or in the hands of a common or contract carrier not later than the last day for filing the financial statement. The post office cancellation mark or the receipt mark of a common or contract carrier is prima facie evidence of the date the statement was deposited with the post office or carrier. The individual filing the statement may show by competent evidence that the actual date of posting was different from that shown by the marks. Sec. 572.0291. ELECTRONIC FILING REQUIRED (effective 5-29-17). (a) Except as provided by Subsection (b), a financial statement filed with the commission must be filed by computer diskette, modem, or other means of electronic transfer, using computer software provided by the commission or computer software that meets commission specifications for a standard file format. (b) An individual who was appointed to office and who is required to file a financial statement with the commission under this subchapter may file the financial statement by certified mail. The filing by mail must be in compliance with Section 572.029. Texas Ethics Commission Page 13 Revised 9/1/2017 Chapter 572, Government Code Sec.572.0295. AMENDMENT OF FINANCIAL STATEMENT(effective 1-8-19). (a) A person who files a financial statement under this chapter may amend the person's statement. (b) A financial statement that is amended is considered to have been filed on the date on which the original statement was filed if: (1) the amendment is made on or before the 14th day after the date the person filing the statement learns of an error or omission in the original statement; (2) the original financial statement was made in good faith and without an intent to mislead or to misrepresent the information contained in the statement; and (3) the person filing the amendment accompanies the amendment with a declaration that: (A) the person became aware of the error or omission in the original statement during the preceding 14 days; and (B) the original statement was made in good faith and without intent to mislead or to misrepresent the information contained in the statement. Sec. 572.030. PREPARATION AND MAILING OF FORMS. (a) The commission shall design forms that may be used for filing the financial statement under this subchapter. (b) The commission shall mail to each individual required to file under this subchapter a notice that: (1) states that the individual is required to file a financial statement under this subchapter; (2) identifies the filing dates for the financial statement as provided by Sections 572.026 and 572.027; (3) describes the manner in which the individual may obtain the financial statement forms and instructions from the commission's Internet website; (4) states that on request of the individual, the commission will mail to the individual a copy of the financial statement forms and instructions; and (5) states, if applicable, the fee for mailing the forms and instructions and the manner in which the individual may pay the fee. (c) The notice required by Subsection(b) must be mailed: (1) before the 30th day before the deadline for filing the financial statement under Section 572.026(a) or(c), except as otherwise provided by this subsection; (2) not later than the 15th day after the applicable deadline for filing an application for a place on the ballot or a declaration of write-in candidacy for candidates required to file under Section 572.027(a), (b), or(c); (3) not later than the seventh day after the date of appointment for individuals required to file under Section 572.026(b), or if the legislature is in session, sooner if possible; and (4) not later than the fifth day after the date the certificate of nomination is filed for candidates required to file under Section 574.027(d). (d) The commission shall mail a copy of the financial statement forms and instructions to an individual not later than the third business day after the date the commission receives the individual's request for the forms and instructions. Texas Ethics Commission Page 14 Revised 9/1/2017 Chapter 572, Government Code (e) The commission may charge a fee for mailing the financial statement forms and instructions to an individual. The amount of the fee may not exceed the reasonable cost of producing and mailing the forms and instructions. Sec. 572.031. DETERMINATION OF COMPLIANCE WITH SUBCHAPTER. (a) The commission shall conduct a continuing survey to determine whether all individuals required to file financial statements under this subchapter have filed statements in compliance with this subchapter. (b) If the commission determines that an individual has failed to file the statement in compliance with this subchapter, the commission shall send a written statement of the determination to the appropriate prosecuting attorneys of the state. Sec. 572.032. PUBLIC ACCESS TO STATEMENTS. (a) Financial statements filed under this subchapter are public records. The commission shall maintain the statements in separate alphabetical files and in a manner that is accessible to the public during regular office hours. Text of subdivision as added by Acts 2017, 85th R.S., ch. 983 (H.B. 776) (changes effective June 15, 2017) (a-1) The commission shall remove the home address, the telephone number, and the names of the dependent children of an individual from a financial statement filed by the individual under this subchapter before: (1) permitting a member of the public to view the statement; (2) providing a copy of the statement to a member of the public; or (3) making the statement available to the public on the commission's Internet website, if the commission makes statements filed under this subchapter available on its website. Text of subdivision as added by Acts 2017, 85th R.S., ch. 34 (S.B. 1576) (changes effective September 1, 2017) (a-1) Before permitting a member of the public to view a financial statement filed under this subchapter or providing a copy of the statement to a member of the public, the commission shall remove from the statement, if applicable, the home address of: (1) a judge or justice; or (2) a member of the governing board or executive head of the Texas Civil Commitment Office. (b) During the one-year period following the filing of a financial statement, each time a person requests to see the financial statement, excluding the commission or a commission employee acting on official business, the commission shall place in the file a statement of the person's name and address, whom the person represents, and the date of the request. The commission shall retain that statement in the file for one year after the date the requested financial statement is filed. Texas Ethics Commission Page 15 Revised 9/1/2017 Chapter 572, Government Code (c) After the second anniversary of the date the individual ceases to be a state officer, the commission may and on notification from the former state officer shall destroy each financial statement filed by the state officer. Sec. 572.033. CIVIL PENALTY. (a) The commission shall determine from any available evidence whether a statement required to be filed under this subchapter is late. On making a determination that the statement is late, the commission shall immediately mail a notice of the determination to the individual responsible for filing the statement and to the appropriate attorney for the state. (b) If a statement is determined to be late, the individual responsible for filing the statement is liable to the state for a civil penalty of$500. If a statement is more than 30 days late, the commission shall issue a warning of liability by registered mail to the individual responsible for the filing. If the penalty is not paid before the 10th day after the date on which the warning is received, the individual is liable for a civil penalty in an amount determined by commission rule, but not to exceed $10,000. (c) This section is cumulative of any other available sanction for a late filing of a sworn statement. Sec. 572.034. CRIMINAL PENALTY. (a) An individual commits an offense if the individual is a state officer or candidate or state party chair and knowingly and wilfully fails to file a financial statement as required by this subchapter. (b) An offense under this section is a Class B misdemeanor. (c) In a prosecution for failure to file a financial statement under this section, it is a defense that the individual did not receive copies of the financial statement form required by this subchapter to be mailed to the individual. Sec. 572.035. REMOVAL OF PERSONAL INFORMATION FOR FEDERAL JUDGES, STATE JUDGES, AND SPOUSES. On receiving notice from the Office of Court Administration of the Texas Judicial System of the judge's qualification for the judge's office, the commission shall remove or redact from any financial statement, or information derived from a financial statement, that is available to the public the residence address of a federal judge, a state judge, or the spouse of a federal or state judge. SUBCHAPTER C. STANDARDS OF CONDUCT AND CONFLICT OF INTEREST PROVISIONS Sec. 572.051. STANDARDS OF CONDUCT; STATE AGENCY ETHICS POLICY. (a) A state officer or employee should not: (1) accept or solicit any gift, favor, or service that might reasonably tend to influence the officer or employee in the discharge of official duties or that the officer or employee knows or should know is being offered with the intent to influence the officer's or employee's official conduct; Texas Ethics Commission Page 16 Revised 9/1/2017 Chapter 572, Government Code (2) accept other employment or engage in a business or professional activity that the officer or employee might reasonably expect would require or induce the officer or employee to disclose confidential information acquired by reason of the official position; (3) accept other employment or compensation that could reasonably be expected to impair the officer's or employee's independence of judgment in the performance of the officer's or employee's official duties; (4) make personal investments that could reasonably be expected to create a substantial conflict between the officer's or employee's private interest and the public interest; or (5) intentionally or knowingly solicit, accept, or agree to accept any benefit for having exercised the officer's or employee's official powers or performed the officer's or employee's official duties in favor of another. (b) A state employee who violates Subsection (a) or an ethics policy adopted under Subsection (c) is subject to termination of the employee's state employment or another employment-related sanction. Notwithstanding this subsection, a state officer or employee who violates Subsection (a) is subject to any applicable civil or criminal penalty if the violation also constitutes a violation of another statute or rule. (c) Each state agency shall: (1) adopt a written ethics policy for the agency's employees consistent with the standards prescribed by Subsection(a) and other provisions of this subchapter; and (2) distribute a copy of the ethics policy and this subchapter to: (A) each new employee not later than the third business day after the date the person begins employment with the agency; and (B) each new officer not later than the third business day after the date the person qualifies for office. (d) The office of the attorney general shall develop, in coordination with the commission, and distribute a model policy that state agencies may use in adopting an agency ethics policy under Subsection (c). A state agency is not required to adopt the model policy developed under this subsection. (e) Subchapters E and F, Chapter 571, do not apply to a violation of this section. (f) Notwithstanding Subsection (e), if a person with knowledge of a violation of an agency ethics policy adopted under Subsection (c) that also constitutes a criminal offense under another law of this state reports the violation to an appropriate prosecuting attorney, then, not later than the 60th day after the date a person notifies the prosecuting attorney under this subsection, the prosecuting attorney shall notify the commission of the status of the prosecuting attorney's investigation of the alleged violation. The commission shall, on the request of the prosecuting attorney, assist the prosecuting attorney in investigating the alleged violation. This subsection does not apply to an alleged violation by a member or employee of the commission. Sec. 572.052. REPRESENTATION BY LEGISLATORS BEFORE STATE AGENCIES; CRIMINAL OFFENSE. (a) A member of the legislature may not, for compensation, represent another person before a state agency in the executive branch of state government unless the representation: (1) is pursuant to an attorney-client relationship in a criminal law matter; or (2) involves the filing of documents that involve only ministerial acts on the part of the commission, agency, board, department, or officer. Texas Ethics Commission Page 17 Revised 9/1/2017 Chapter 572, Government Code (b) A member of the legislature commits an offense if the member violates this section. An offense under this subsection is a Class A misdemeanor. Sec. 572.053. VOTING BY LEGISLATORS ON CERTAIN MEASURES OR BILLS; CRIMINAL OFFENSE. (a) A member of the legislature may not vote on a measure or a bill, other than a measure that will affect an entire class of business entities, that will directly benefit a specific business transaction of a business entity in which the member has a controlling interest. (b) In this section, "controlling interest" includes: (1) an ownership interest or participating interest by virtue of shares, stock, or otherwise that exceeds 10 percent; (2) membership on the board of directors or other governing body of the business entity; or (3) service as an officer of the business entity. (c) A member of the legislature commits an offense if the member violates this section. An offense under this subsection is a Class A misdemeanor. Sec. 572.0531. NOTICE REQUIRED FOR INTRODUCTION OR SPONSORSHIP OF OR VOTING ON CERTAIN MEASURES OR BILLS BY LEGISLATORS. (a) A member shall file a notice as required by Subsection (b) before introducing, sponsoring, or voting on a measure or bill if the member's spouse or a person related to the member within the first degree by consanguinity, as determined under Subchapter B, Chapter 573, is registered as a lobbyist under Chapter 305 with respect to the subject matter of the measure or bill. (b) A member of the house of representatives to whom Subsection (a) applies shall file a written notice of that fact with the chief clerk of the house of representatives. A senator to whom Subsection (a) applies shall file a written notice of that fact with the secretary of the senate. The member shall also file a notice with the commission. A notice filed under this subsection must: (1) identify: (A) the member; (B) the measure, bill, or class of measures or bills with respect to which the notice is required under this section; and (C) the person registered as a lobbyist; and (2) be included in the journal of the house to which the member belongs. (c) A person related to the member to whom Subsection (a) applies shall file a notice with the commission identifying: (1) the person; (2) the member; and (3) the class of measures or bills with respect to which notice is required under this section. (d) A person related to the member to whom Subsection (a) applies shall file the notice required by Subsection(c) not later than: (1) the beginning of a regular or special legislative session as to which the person is registered as a lobbyist under Chapter 305 and will communicate directly with a Texas Ethics Commission Page 18 Revised 9/1/2017 Chapter 572, Government Code member of the legislative branch with respect to the measure, bill, or class of measures or bills; or (2) the seventh business day after the day the person agrees to accept reimbursement or compensation to communicate directly with a member of the legislative branch with respect to the measure, bill, or class of measures or bills, if the person agrees to accept the reimbursement or compensation after the beginning of a legislative session. (e) A member of the legislature who violates this section is subject to discipline by the house to which the member belongs, as provided by Section 11, Article III, Texas Constitution. (f) In this section, "communicates directly with" and "member of the legislative branch" have the meanings assigned by Section 305.002. Sec. 572.054. REPRESENTATION BY FORMER OFFICER OR EMPLOYEE OF REGULATORY AGENCY RESTRICTED; CRIMINAL OFFENSE. (a) A former member of the governing body or a former executive head of a regulatory agency may not make any communication to or appearance before an officer or employee of the agency in which the member or executive head served before the second anniversary of the date the member or executive head ceased to be a member of the governing body or the executive head of the agency if the communication or appearance is made: (1) with the intent to influence; and (2) on behalf of any person in connection with any matter on which the person seeks official action. (b) A former state officer or employee of a regulatory agency who ceases service or employment with that agency on or after January 1, 1992, may not represent any person or receive compensation for services rendered on behalf of any person regarding a particular matter in which the former officer or employee participated during the period of state service or employment, either through personal involvement or because the case or proceeding was a matter within the officer's or employee's official responsibility. (c) Subsection(b) applies only to: (1) a state officer of a regulatory agency; or (2) a state employee of a regulatory agency who is compensated, as of the last date of state employment, at or above the amount prescribed by the General Appropriations Act for step 1, salary group 17, of the position classification salary schedule, including an employee who is exempt from the state's position classification plan. (d) Subsection(b) does not apply to a rulemaking proceeding that was concluded before the officer's or employee's service or employment ceased. (e) Other law that restricts the representation of a person before a particular state agency by a former state officer or employee of that agency prevails over this section. (f) An individual commits an offense if the individual violates this section. An offense under this subsection is a Class A misdemeanor. (g) In this section, the comptroller and the secretary of state are not excluded from the definition of"regulatory agency." (g-1) For purposes of this section, the Department of Information Resources is a regulatory agency. (h) In this section: (1) "Participated" means to have taken action as an officer or employee through decision, approval, disapproval, recommendation, giving advice, investigation, or similar action. Texas Ethics Commission Page 19 Revised 9/1/2017 Chapter 572, Government Code (2) "Particular matter" means a specific investigation, application, request for a ruling or determination, rulemaking proceeding, contract, claim, charge, accusation, arrest, or judicial or other proceeding. Sec. 572.055. CERTAIN SOLICITATIONS OF REGULATED BUSINESS ENTITIES PROHIBITED; CRIMINAL OFFENSE. (a) An association or organization of employees of a regulatory agency may not solicit, accept, or agree to accept anything of value from a business entity regulated by that agency and from which the business entity must obtain a permit to operate that business in this state or from an individual directly or indirectly connected with that business entity. (b) A business entity regulated by a regulatory agency and from which the business entity must obtain a permit to operate that business in this state or an individual directly or indirectly connected with that business entity may not offer, confer, or agree to confer on an association or organization of employees of that agency anything of value. (c) This section does not apply to an agency regulating the operation or inspection of motor vehicles or an agency charged with enforcing the parks and wildlife laws of this state. (d) A person commits an offense if the person intentionally or knowingly violates this section. An offense under this subsection is a Class A misdemeanor. Sec. 572.056. CONTRACTS BY STATE OFFICERS WITH GOVERNMENTAL ENTITIES; CRIMINAL OFFENSE. (a) A state officer may not solicit or accept from a governmental entity a commission, fee, bonus, retainer, or rebate that is compensation for the officer's personal solicitation for the award of a contract for services or sale of goods to a governmental entity. (b) This section does not apply to: (1) a contract that is awarded by competitive bid as provided by law and that is not otherwise prohibited by law; or (2) a court appointment. (c) In this section, "governmental entity" means the state, a political subdivision of the state, or a governmental entity created under the Texas Constitution or a statute of this state. (d) A state officer who violates this section commits an offense. An offense under this subsection is a Class A misdemeanor. Sec. 572.057. CERTAIN LEASES PROHIBITED. (a) Except as provided by Subsection (d), a member of the legislature, an executive or judicial officer elected in a statewide election, or a business entity in which the legislator or officer has a substantial interest may not lease any office space or other real property to the state, a state agency, the legislature or a legislative agency, the Supreme Court of Texas, the Court of Criminal Appeals, or a state judicial agency. (b) A lease made in violation of Subsection(a) is void. (c) This section does not apply to an individual who is an elected officer on June 16, 1989, for as long as the officer holds that office. (d) A member of the legislature or a business entity in which the legislator has a substantial interest may donate the use of office space that the member or entity owns and that is located in the member's district to the house of the legislature in which the member serves to be used for the member's official business. Office space donated under this subsection is not a Texas Ethics Commission Page 20 Revised 9/1/2017 Chapter 572, Government Code contribution for purposes of Title 15, Election Code. Acceptance of a donation of office space under this subsection is not subject to Section 301.032. Sec. 572.058. PRIVATE INTEREST IN MEASURE OR DECISION; DISCLOSURE; REMOVAL FROM OFFICE FOR VIOLATION. (a) An elected or appointed officer, other than an officer subject to impeachment under Article XV, Section 2, of the Texas Constitution, who is a member of a board or commission having policy direction over a state agency and who has a personal or private interest in a measure, proposal, or decision pending before the board or commission shall publicly disclose the fact to the board or commission in a meeting called and held in compliance with Chapter 551. The officer may not vote or otherwise participate in the decision. The disclosure shall be entered in the minutes of the meeting. (b) An individual who violates this section is subject to removal from office on the petition of the attorney general on the attorney general's own initiative or on the relation of a resident or of any other member of the board or commission. The suit must be brought in a district court of Travis County or of the county where the violation is alleged to have been committed. (c) If the court or jury finds from a preponderance of the evidence that the defendant violated this section and that an ordinary prudent person would have known the individual's conduct to be a violation of this section, the court shall enter judgment removing the defendant from office. (d) A suit under this section must be brought before the second anniversary of the date the violation is alleged to have been committed, or the suit is barred. (e) The remedy provided by this section is cumulative of other methods of removal from office provided by the Texas Constitution or a statute of this state. (f) In this section, "personal or private interest" has the same meaning as is given to it under Article III, Section 22, of the Texas Constitution, governing the conduct of members of the legislature. For purposes of this section, an individual does not have a "personal or private interest" in a measure, proposal, or decision if the individual is engaged in a profession, trade, or occupation and the individual's interest is the same as all others similarly engaged in the profession, trade, or occupation. Sec. 572.059. INDEPENDENCE OF STATE AND LOCAL OFFICERS ACTING IN LEGISLATIVE CAPACITY. (a) In this section, "legislative measure" includes: (1) a bill, resolution, order, or other proposal to adopt, enact, amend, or repeal a statute, ordinance, rule, or policy of general application; (2) a proposal to adopt, enact, amend, or repeal, or to grant a variance or other exception to, a zoning ordinance; or (3) a proposed constitutional amendment or charter amendment subject to a vote of the electorate. (b) For purposes of Subsection (a), a measure that is applicable to a class or subset of persons or matters that is defined in general terms without naming the particular persons or matters is a measure of general application. (c) To protect the independence of state and local officers acting in a legislative capacity, a state or local officer, whether elected or appointed, including a member of the Texas Ethics Commission Page 21 Revised 9/1/2017 Chapter 572, Government Code governing body of a school district or other political subdivision of this state, may not be subject to disciplinary action or a sanction, penalty, disability, or liability for: (1) an action permitted by law that the officer takes in the officer's official capacity regarding a legislative measure; (2) proposing, endorsing, or expressing support for or opposition to a legislative measure or taking any action permitted by law to support or oppose a legislative measure; (3) the effect of a legislative measure or of a change in law proposed by a legislative measure on any person; or (4) a breach of duty, in connection with the member's practice of or employment in a licensed or regulated profession or occupation, to disclose to any person information, or to obtain a waiver or consent from any person, regarding: (A) the officer's actions relating to a legislative measure; or (B) the substance, effects, or potential effects of a legislative measure. Sec. 572.060. SOLICITATION OF OR RECOMMENDATIONS REGARDING CONTRIBUTIONS TO CHARITABLE ORGANIZATIONS AND GOVERNMENTAL ENTITIES. (a) Unless otherwise prohibited by the Code of Judicial Conduct, a state officer or state employee may: (1) solicit from any person a contribution to: (A) an organization that: (i) is exempt from income taxation under Section 501(a), Internal Revenue Code of 1986, by being listed under Section 501(c)(3) of that code; (ii) does not attempt to influence legislation as a substantial part of the organization's activities; and (iii) has not elected under Section 501(h), Internal Revenue Code of 1986, to have that subsection apply to the organization; or (B) a governmental entity; or (2) recommend to any person that the person make a contribution to an organization or entity described by Subdivision(1). (b) A monetary contribution solicited or recommended as provided by Subsection (a) must: (1) be paid or made directly to the charitable organization or governmental entity by the person making the contribution; (2) be in the form of a check, money order, or similar instrument payable to the charitable organization or governmental entity; or (3) be in the form of a deduction from a state employee's salary or wage payment under the state employee charitable campaign under Subchapter I, Chapter 659. (c) A contribution solicited or recommended as provided by Subsection (a) that is not a monetary contribution must be delivered directly to the charitable organization or governmental entity by the person making the contribution. (d) A contribution paid as provided by Subsection (b) or delivered as provided by Subsection(c) is not: (1) a political contribution to, or political expenditure on behalf of, the state officer or state employee for purposes of Title 15, Election Code; (2) an expenditure for purposes of Chapter 305; or Texas Ethics Commission Page 22 Revised 9/1/2017 Chapter 572, Government Code (3) a benefit to the state officer or state employee for purposes of Sections 36.08 and 36.09, Penal Code. Sec. 572.061. CERTAIN GRATUITIES AUTHORIZED. This subchapter does not prohibit the acceptance of a gratuity that is accepted and reported in accordance with Section 11.0262, Parks and Wildlife Code. Sec. 572.069. CERTAIN EMPLOYMENT FOR FORMER STATE OFFICER OR EMPLOYEE RESTRICTED. A former state officer or employee of a state agency who during the period of state service or employment participated on behalf of a state agency in a procurement or contract negotiation involving a person may not accept employment from that person before the second anniversary of the date the contract is signed or the procurement is terminated or withdrawn. Texas Ethics Commission Page 23 Revised 9/1/2017 HOLDOVERS IN OFFICE MUST FILE A DEADLINE EXTENSIONS, PERSONAL FINANCIAL STATEMENT FINES &WAIVERS The reporting requirement,which is triggered by any Deadline Extensions Helpful Hints service as a state officer between January 1 and April If your financial statement is due on the regular (April 30) For Filing 30,applies to all state officers including those"holding filing deadline,you may ask the Ethics Commission for a 60- over" in office, unless the exemption described at the day extension to file the statement.The commission can only Your end of this section applies. grant an extension if it is requested before the filing deadline. Only one extension may be given except for good cause shown. Extensions may not be granted for alternate The holdover provision, set out in article XVI, section filing deadlines. Personal 17, of the Texas Constitution, states: "All officers within this State shall continue to perform the duties Fines of their offices until their successors shall be duly qualified." The purpose of that provision is to enable a penalty is automatically assessed for the late filing of Financial a financial statement,and other sanctions may accrue as the government to continue to function despite vacancies result of a sworn complaint. If a filer fails to file a report or on state agency boards or commissions. This pay a penalty,the matter is referred to the attorney general. sometimes generates confusion because a person may Criminal penalties may also apply. Statement still be considered a state officer even though he or she has resigned or the term of office has expired. Waivers A filer may request the executive director of the Ethics Com- Thus if you resign or your term expires before January mission to administratively waive or reduce a late fine under 1, you will nonetheless have to file a financial sections 18.23, 18.24, 18.25 and 18.26 of the Texas Ethics statement if your successor was not appointed and Commission Rules. Any other request or appeal for waiver duly qualified before January 1. Assume,for example, must be considered by the members of the commission that you resign from a state board on October 3,2015, itself but your replacement is not appointed until February NOTE: Incorrect advice from your agency is not grounds for 1, 2016. You will be required to file the report due an administrative waiver. April 30,2016. You will not be required to file in 2017. Texas Ethics Commission P.0.Box 12070 OEven if you have resigned or Austin,Texas 78711-2070 your term has expired, you (512)463-5800 may be required to file a Fax(512)463-5777 personal financial statement Visit us at https://www.ethics.state.tx.us on the Internet. as a "holdover" in office. A GUIDE FOR In compliance with the Americans With Disabilities Act, the publications of the Texas Ethics Commission are available ✓ All elected and appointed state officers by request in alternative formats. To request an accessible Exemption: If you are an appointed officer, as format, please contact our ADA Compliance Officer by Members of the boards of river authorities defined by section 572.002 of the Government Code, telephone at 512-463-5800;or by mail in care of the Texas you are not required to file a personal financial Ethics Commission,P.0.Box 12070,Austin,Texas 78711- Executive heads of state agencies statement if the following criteria are met before 2070. ✓ State political party chairs January 1 of the year the statement is due: (1) your term expired, you resigned, your agency was The Texas Ethics Commission is an Equal Opportunity abolished, or your agency functions were transferred Employer and does not discriminate in providing services to another agency;and(2)you ceased to participate in or employment. the state agency's functions. If your term expired or if Copies of this publication have been distributed in you resigned, you are required to provide written compliance with the State Depository Law, and are notice of your intent to not participate in the agency's available for public use through the Texas State Revised June 13,2017 functions to the Office of the Governor and to the Texas Publications Depository Program at the Texas State Library Ethics Commission. and other state depository libraries. REQUIREMENT TO FILE&FILING DEADLINES Elected Officeholders and Candidates for Elected Office: Under state law, a personal financial statement (PFS) filed with the Texas Ethics Commission by an elected officeholder,a candidate for an elected office,or a state party chair must be filed electronically using the commission's online filing application. Individuals Appointed to Office: Under new state law effective May 29, 2017, a PFS filed with the Texas Ethics Commission by an individual appointed to office may be filed electronically using the commission's online filing application or on a paper Form PFS. For more information, go to www.ethics.state.tx.us/filinginfo/ pfsforms insAppoint.html on the Commission's website. Note:A person who is required to file a PFS with the Ethics Commission as a candidate for office or as an elected official does not have the option to file a PFS on paper. Local Filers: If you are filing a PFS with a local filing authority,you must ensure that the PFS is in the proper format required by the 1 ocal filing authority. Filing Deadlines Any service as a state officer between and including January 1 and April 30 in a calendar year triggers the requirement to file a personal financial statement with the Ethics Commission. The REGULAR FILING DEADLINE IS APRIL 30 each year (or the next business day if the 30th falls on a weekend or holiday), unless one of the alternate filing deadlines listed below applies. Alternate Filing Deadlines for Certain State Officers in the 1st Year of Appointment 1.An appointed salaried officer,appointee filling a vacancy in elective office,or appointee of a major state agency must file on the earliest of the following dates: (1)within 30 days of appointment or qualification,or(2)before the first committee hearing on confirmation if senate confirmation is required. 2.The executive head of a state agency-who is not an appointed officer for purposes of determining the filing deadline-must file within 45 days after assuming duties. Alternate Filing Deadlines for Candidates for Elective Office 1.An individual who is a partisan or independent candidate for an office as an elected officer shall file the financial statement not later than the later of the 60th day after the date of the regular filing deadline for an application for a place on the ballot in the general primary election,or February 12. 2. If the date for filing for ballot access or filing a declaration of write-in candidacy falls after the regular filing deadline for candidates in the primary election,the deadline may vary. Please contact the Ethics Commission. NOTE: A financial statement must be filed each year. The statement must be filed with the Ethics Commission,not with the Governor oryour agency,to be considered timely filed. Ifyou must file in more than one capacity—e.g.you serve on more than one board—only one financial statement must be filed. Duplicate statements covering the same calendaryear are never required. INFORMATION TO BE REPORTED Previous Year's Activity:The financial statement discloses information about your financial activity for the preceding year. For example,if you are required to file in April 2017, you will report the financial activity that occurred during calendar year 2016. This information must be provided even if you were not yet a state officer during the previous year. You are required to disclose financial activity in which you have an ownership interest (e.g., community property). You are also required to disclose the separate financial activity (e.g., separate property)of your spouse or a dependent child if you had actual control over that financial activity,notwithstanding a partition agreement. See Texas Ethics Commission Rule§40.2. New Appointees: An appointed salaried officer,appointee filling a vacancy in elective office,appointee of a major state agency,or the executive head of a state agency must file a personal financial statement during the first year of his or her appointment.For these newly appointed officers,the period covered by the first required personal financial statement is determined by the date the officer is appointed to the office. A new appointee's first personal financial statement covers the entire calendar year preceding the year of appointment rather than preceding the year the statement is due. For example, a person appointed to serve on the board of a major state agency effective December 15, 2016, is required to file a personal financial statement due January 14,2017. This personal financial statement covers activity occurring between and including January 1 and December 31,2015.Other new appointees, such as appointees to non-major state agencies, will file a personal financial statement on the April 30 deadline. The personal financial statement will cover activity for the entire calendar year preceding the year the statement is due. Family: You are required to disclose financial activity in which you have an ownership interest(e.g.,community property). You are also required to disclose the separate financial activity (e.g.,separate property)of your spouse or a dependent child if you had actual control over that financial activity,notwithstanding a partition agreement. See Texas Ethics Commission Rule §40.2. Family information does not need to be provided when the forms specifically ask for information about the"state officer'only. Gifts: As a state officer,you should be aware that some gifts are regulated or restricted by the lobby statute and the Penal Code. "Gift,"for purposes of financial disclosure,is a broader category than"gift"for purposes of the other laws. For financial disclosure reporting purposes,it encompasses any type of gift,including food and beverages. You must report all gifts you received worth more than $250. For personal financial statements filed on or after January 1, 2008, the description of a gift of cash or a cash equivalent, such as a negotiable instrument or gift certificate,must include a statement of the value of the gift.There are exceptions to this reporting requirement for a gift from a relative,political contributions that are reported under the Election Code,or a gift from a lobbyist who reports the gift on the lobbyist's activity report. If you are unsure whether a gift is from(or reported by)a lobbyist,report it. TEXAS ETHICS COMMISSION PERSONAL FINANCIAL STATEMENT FORM PFS - INSTRUCTION GUIDE ,Sp''t E OF x y Revised January 8,2019 Texas Ethics Commission 201 E.14th St.,Sam Houston Bldg.,loth Floor,Austin,TX 78701 P.O.Box 12070,Austin,Texas 78711 (512)463-5800 TTY:(800)735-2989 www.ethics.state.tx.us Promoting Public Confidence in Government PERSONAL FINANCIAL STATEMENT TABLE OF CONTENTS GENERALINSTRUCTIONS ......................................................................................................1 Whois Required to File?........................................................................................................1 Completingthe Form..............................................................................................................3 WhatNot to Include................................................................................................................4 PeriodCovered.......................................................................................................................4 Substitutionof Forms..............................................................................................................4 FilingDeadlines......................................................................................................................5 TimelyFilings.........................................................................................................................5 Extension of the April 30th Deadline.....................................................................................5 LateFiling Penalty..................................................................................................................5 Changesin Information ..........................................................................................................6 RecordsRetention...................................................................................................................6 COMPLETINGFORM PFS ........................................................................................................7 CoverSheet Page 1 ............................................................................................................... 7 CoverSheet Page 2.................................................................................................................9 FinancialActivity....................................................................................................................9 Part 1. Sources of Occupational Income and Retainers ........................................................9 Part2. Stock.........................................................................................................................11 Part 3. Bonds,Notes, and Other Commercial Paper............................................................11 Part4. Mutual Funds ...........................................................................................................12 Part 5. Income from Interest, Dividends, Royalties, and Rents ..........................................12 Part 6. Personal Notes and Lease Agreements.....................................................................13 Part 7. Interests in Real Property and Business Entities......................................................13 Part8. Gifts..........................................................................................................................15 Part9. Trust Income.............................................................................................................15 Part10. Blind Trusts............................................................................................................16 Part 11. Ownership, Assets, and Liabilities of Business Associations................................17 Part 12. Boards and Executive Positions .............................................................................19 Part 13. Expenses Accepted Under Honorarium Exception ...............................................19 Part 14. Interest in Business in Common with a Lobbyist...................................................20 Part 15. Fees Received for Services Rendered to a Lobbyist or Lobbyist's Employer........20 Part 16. Representation by Legislator before State Agency ...............................................21 Part 17. Benefits Derived from Functions Honoring Public Servant ..................................22 Part 18. Legislative Continuances .......................................................................................22 Part 19. Contracts with Governmental Entity or Governmental Entity Contractor ............23 Part 20. Bond Counsel Fees Paid to Legislator ...................................................................24 PERSONAL FINANCIAL STATEMENT AFFIDAVIT.........................................................25 GENERAL INSTRUCTIONS Every "state officer," as defined by chapter 572 of the Government Code, and the state chair of each political party, must file an annual personal financial statement with the Texas Ethics Commission ("Commission"). The requirement extends to each person who served as a state officer for any part of the period beginning January 1 of the year the statement is due and ending April 30. Please note that an appointed or elected officer continues to serve as a state officer until his or her successor has qualified for office. For example, a person who resigned or whose term ended in November of one year will need to file a personal financial statement covering that year if the person was not replaced until January of the following year or later. However, if you are an appointed officer, as defined by section 572.002 of the Government Code, you are not required to file a personal financial statement if the following criteria are met before January 1 of the year the statement is due: (1) your term expired, you resigned, your agency was abolished, or your agency functions were transferred to another agency; and (2) you ceased to participate in the state agency's functions. If your term expired or if you resigned, you are required to provide written notice of your intent to not participate in the agency's functions to the Office of the Governor and to the Commission. Every candidate for one of the elective public offices listed in chapter 572 must also file a personal financial statement with the Commission prior to the primary election date. Please see FILING DEADLINES in this guide or the filing schedule on the Ethics Commission website for the filing deadline. In addition, certain local candidates and officeholders may be required to file a personal financial statement, using this form, with a local filing authority under chapter 159 of the Local Government Code. If you have questions about whether you are required to file this form, please visit our website at www.ethics.state.tx.us. The website also provides access to chapter 572 of the Government Code, commission rules, filing schedules, and personal financial statement brochures. The Commission also provides information about whether a public servant is permitted to accept gifts or other benefits under the Penal Code or lobby law. Disclosing an impermissible benefit does not legalize its acceptance. WHO IS REQUIRED TO FILE? Chapter 572, Government Code. The following individuals are required to file a personal financial statement with the Commission under chapter 572 of the Government Code: ■ Appointed officers of executive branch state agencies; • Executive heads of state agencies; ■ Board members and executive heads of river authorities; • Officeholders in and candidates for the following offices: 1. Member of the Texas Legislature; 2. Statewide elected officer; 3. Justice of a court of appeals; 4. District judge; 5. District or criminal district attorney; and 6. Member of the State Board of Education; Texas Ethics Commission Page 1 Revised 01/08/2019 ■ Former or retired judges sitting by assignment;' and ■ State chair of any political party receiving more than two percent of the vote for governor in the most recent general election. Chapter 159, Local Government Code (Statutory County Court/Probate Court Judges). Chapter 159, Local Government Code, requires statutory county court and statutory probate court judges and judicial candidates for those offices to file a personal financial statement with either the county clerk or the Commission. A filer who chooses to file with the Commission must notify the county clerk of the decision to file with the Commission on or before the deadline for filing the personal financial statement. Local Gov't Code § 159.052(b). A filer who chooses to file with the Commission may be subject to a ,$500 late filing penalty if the report is filed after the deadline. Other Local Filers. Other local officers, candidates, or even employees may also be required to file a personal financial statement with a local filing authority. Some of those filing authorities may choose to use the Commission Form PFS-LOCAL (for individuals who file with a local filing authority). Consult chapter 159 of the Local Government Code for additional information. Section 11.064, Education Code (School Board Trustees). The board of trustees in ANY independent school district may adopt a resolution requiring members of the board of trustees to file personal financial statements. The commissioner of education may also require members of the board of trustees of an independent school district to file personal financial statements in specified circumstances. A personal financial statement required to be filed under this section must be filed with the board of trustees AND with the Commission. Section 11.0641, Education Code (Certain School Board Trustees). This applies to the board of trustees of an independent school district that is located in a county that is located on the international border and in which a municipality with a population of 600,000 or more is located. A personal financial statement required to be filed under this section must be filed with the board of trustees AND with the commissioners court of the county in which the school district's administrative office is located. Municipalities with Populations of 100,000 or More. The mayor, members of the governing body, the municipal attorney, and the city manager of municipalities with a population of 100,000 or more are required to file personal financial statements with the clerk or secretary of the municipality. The Texas Ethics Commission does not have jurisdiction over this filing requirement. See chapter 145 of the Local Government Code for additional information. Sport and Community Venue Districts. Directors of sports and community venue districts may be required to file personal financial statements with the board of directors of the district and with the Texas Ethics Commission. Consult Sections 335.102 and 335.1085 of the Local Government Code for additional information. Note that the requirement to file a personal financial statement applies only to directors of districts located in a county with a population of 2.4 million or more. 1 A former or retired judge who sits by assignment at the district court level or above must complete a personal financial statement.Attorney General Opinion H-526(1975). Texas Ethics Commission Page 2 Revised 01/08/2019 COMPLETING THE FORM Elected Officeholders and Candidates for Elected Office: Under state law, a personal financial statement (PFS) filed with the Commission by an elected officeholder, a candidate for an elected office, or a state party chair must be filed electronically. A Filer ID is needed to file a PFS electronically. You can contact the Commission to obtain a Filer ID to access the electronic filing application. Go to www.ethics.state.tx.us/whatsnew/elf in fo_pfs.htm to file the report electronically. Individuals Appointed to Office: Under new state law effective May 29, 2017, a PFS filed with the Commission by an appointed officer may be filed electronically using the online filing application or on paper. The Commission strongly recommends that you file the PFS electronically. Go to www.ethics.state.tx.us/filinginfo/pfsforms_benefit.html to see some of the benefits to electronic filing. Appointed officers who have the option to file on paper include: • the secretary of state; • an individual appointed with the advice and consent of the senate to the governing board of a state-supported institution of higher education; • an officer of a state agency who is appointed for a term of office specified by the Texas Constitution or a statute of this state; • a director, executive director, commissioner, administrator, chief clerk, or other individual who is appointed by the governing body or highest officer of the state agency; • the chancellor or highest executive officer of a university system and the president of a public senior college or university as defined by Section 61.003, Educ. Code; • a former or retired judge who sits by assignment at the district court level; and • an individual appointed to fill a vacancy in an elected office. Note: A person who is required to file a PFS with the Commission as a candidate for office or as an elected official does not have the option to file a PFS on paper. Local Filers: If you are filing a PFS with a local filing authority, you must ensure that the PFS is in the proper format required by the local filing authority. All forms filed on paper must be either typewritten or legibly hand-printed in ink. If requested information is not applicable to your activities, indicate that on page 2 of the Cover Sheet. A complete statement consists of the Cover Sheet and parts of the form on which you have information to report. Every part of the form should either be completed or marked "not applicable" on page 2 of the Cover Sheet. Complete Form PFS by using one of the following methods: 1. PFS Online Electronic Filing Application: Go to www.ethics.state.tx.us/whatsnew/elf in fo_pfs.htm to file the PFS electronically with the Commission; or 2. Blank Fillable Form PFS: Complete either Form PFS-TEC (for individuals who file with the Commission) or Form PFS-LOCAL (for individuals who file with a local filling authority) on your computer by going to www.ethics.state.tx.us/filinginfo%_pfsfrm.htm to access a fillable Form PFS without Texas Ethics Commission Page 3 Revised 01/08/2019 using the PFS filing application. Once you complete the applicable form, you must print it out, sign it, have it notarized, and deliver it to the proper filing authority; or 3. Paper Form PFS and Instructions: Go to www.ethics.state.U.us/filinginfo/pfsforms Paper.html to obtain the PFS Instruction Guide and the applicable paper form. You must print out either Form PFS-TEC (for individuals who file with the Commission) or Form PFS-LOCAL (for individuals who file with a local filling authority), complete it, sign it, have it notarized, and deliver it to the proper filing authority. WHAT NOT TO INCLUDE Please note that personal financial statements are public records. Do not include unrequired information that is confidential or proprietary, such as your social security number, driver's license number, financial account numbers, or copies of your tax returns. PERIOD COVERED In most cases, the personal financial statement covers activity for the entire calendar year preceding the year the statement is due. For example, a personal financial statement due in 2017 covers activity occurring between and including January 1 and December 31, 2016. New Appointees. An appointed salaried officer, appointee filling a vacancy in elective office, appointee of a major state agency, or the executive head of a state agency must file a personal financial statement during the first year of his or her appointment. For these newly appointed officers, the period covered by the first required personal financial statement is determined by the date the officer is appointed to the office. A new appointee's first personal financial statement covers the entire calendar year preceding the year of appointment rather than preceding the year the statement is due. For example, a person appointed to serve on the board of a major state agency effective December 15, 2016, is required to file a personal financial statement due January 14, 2017. This personal financial statement covers activity occurring between and including January 1 and December 31, 2015. Other new appointees, such as appointees to non-major state agencies, will file a personal financial statement on the April 30 deadline. The personal financial statement will cover activity for the entire calendar year preceding the year the statement is due. Please contact the Commission for further information if you have questions about the period covered by a personal financial statement. SUBSTITUTION OF FORMS If you are filing with the Commission, and you are eligible to claim an exemption to electronic filing,you may use your own computer generated form if it provides for disclosure of all the information required on the Commission's form and it is substantially identical in paper size, color, layout, and format. A substitute form that is substantially identical to the Commission's prescribed form must be submitted for pre-approval by the Commission's executive director. Texas Ethics Commission Page 4 Revised 01/08/2019 FILING DEADLINES Annual Statement. The regular filing deadline for the annual personal financial statement is April 30 for non-candidates. Candidate Statement. A partisan or independent candidate for elective office who is required to file a personal financial statement must file it no later than the 40th day after the date of the regular filing deadline for filing an application to be on the ballot in the general primary election. The deadline applies whether or not the candidate runs in a primary election. Others. All other individuals required to file the personal financial statement (such as appointed officers and executive directors filing for the first time) should contact the Commission for further information about the applicable filing deadline. TIMELY FILINGS Electronic reports must be filed by midnight, Central Time Zone, on the night of the filing deadline. A personal financial statement filed on paper with the proper filing authority by first-class United States mail or by common or contract carrier is timely filed if (1) it is properly addressed with postage or handling charges prepaid; and (2) it bears a post office cancellation mark or a receipt mark from a common or contract carrier indicating it was sent on or before the deadline, or if the filer furnishes satisfactory proof that it was deposited in the mail or with a common or contract carrier on or before the deadline. A hand-delivered statement is timely filed if it is delivered to the proper filing authority by 5:00 p.m. on the deadline date. Note: A person who is required to file a personal financial statement (PFS) with the Commission as a candidate for office or as an elected official does not have the option to file a PFS on paper. EXTENSION OF THE APRIL 30TH DEADLINE A state officer filing the annual personal financial statement due April 30 may request a 60-day extension of the filing deadline. The executive director of the Commission shall grant such a request if the request is made on or before the regular deadline. A statutory county court or probate court judge is also eligible for a 60-day extension of the April 30 deadline if the judge requests the extension on or before the regular filing deadline. Extensions may not be granted for any other personal financial statement filing deadline, such as the deadline for candidates or newly-appointed board members. LATE FILING PENALTY An individual who files the personal financial statement with the Commission may be assessed a $500 late filing penalty if the personal financial statement is not filed by the deadline. If the statement is more than 30 days late, the commission may increase the penalty to an amount not to exceed$10,000. Texas Ethics Commission Page 5 Revised O1/08/2019 CHANGES IN INFORMATION If you discover after the filing deadline that the personal financial statement you filed was incorrect or incomplete, you must file a corrected financial statement. Please contact the Commission for additional information. RECORDS RETENTION The Commission recommends that you retain a copy of a filed financial disclosure statement and the supporting documentation for at least two years after the deadline for filing the statement. See Ethics Advisory Opinion No. 236. Texas Ethics Commission Page 6 Revised 01/08/2019 COMPLETING FORM PITS Use Form PFS-TEC if you are filing this personal financial statement with the Commission. Use Form PFS-LOCAL if you are filing this personal financial statement with a filing authority other than the Commission. COVER SHEET PAGE 1 1. Name: List your name. 2. Address: List the address at which you would like to receive communications from this office, such as notices of your filing requirements. Form PFS-TEC Only: If you are listing your home address here, please indicate this by placing a check in the box provided. 3. Telephone Number: List a telephone number at which you can be reached during regular business hours. 4. Reason for Filing Statement: Check the appropriate box to indicate the capacity in which you are filing this personal financial statement. Generally, if you file in more than one capacity, you will check all applicable boxes. You are only required to file one personal financial statement for the same calendar year, even if you fit within more than one category. Form PFS-LOCAL: Candidate: If you are a candidate for an elected office, check this box and indicate which office you seek. Identify the office completely, including the district or place name, if applicable. See Who Is Required to File? under the GENERAL INSTRUCTIONS of this guide for a list of the applicable offices. Elected Officer: If you are an elected officeholder, check this box and indicate which office you hold. Identify the office completely, including the district or place name, if applicable. See Who Is Required to File? under the GENERAL INSTRUCTIONS of this guide for a list of the applicable offices. Example: Frank is running for mayor. He should check the "Candidate" box and write "Mayor" to indicate the office he seeks. Jane is the Smallville city council member for District 1. She should check the "Elected Officer" box and write "Smallville City Council District 1." Other: If you are filing because you hold a position other than one of the positions listed above, check other and describe the position. See the GENERAL INSTRUCTIONS for detailed information about who is required to file a personal financial statement. Texas Ethics Commission Page 7 Revised 01/08/2019 Form PFS-TEC: Candidate: If you are a candidate for an elected office, check this box and indicate which office you seek. Identify the office completely, including the district or place name, if applicable. See Who Is Required to File? under the GENERAL INSTRUCTIONS of this guide for a list of the applicable offices. Elected Officer: If you are an elected officeholder, check this box and indicate which office you hold. Identify the office completely, including the district or place name, if applicable. See Who Is Required to File? under the GENERAL INSTRUCTIONS of this guide for a list of the applicable offices. Example: Frank is running for judge in the 560th Judicial District. He should check the "Candidate"box and write "Judge, 560th District"to indicate the office he seeks. Jane is the judge for Mars County Court at Law Number 2. She should check the "Elected Officer"box and write "Mars County Court at Law No. 2." Appointed Officer: If you are an appointed officeholder of a state agency, check this box and indicate the agency. Executive Head: If you are the executive head of a state agency, check this box and indicate the agency. Note: "State agency" is defined as: (A) a department, commission, board, office, or other agency that: (i) is in the executive branch of state government; (ii) has authority that is not limited to a geographical portion of the state; and (iii)was created by the Texas Constitution or a statute of this state; (B) a university system or an institution of higher education as defined by Section 61.003, Education Code, other than a public junior college; or (C) a river authority created under the Texas Constitution or a statute of this state. Gov't Code § 572.002(10). Former or Retired Judge Sitting by Assignment: If you are a former or retired judge who sits by assignment at the district court level or above, check this box. State Party Chair: If you are a state party chair, check this box and indicate the party. Other: If you are filing because you hold a position other than one of the positions listed above, check other and describe the position. See the GENERAL INSTRUCTIONS for detailed information about who is required to file a personal financial statement. 5. Names of Family Members Whose Financial Activity You Are Reporting: In Parts 1 through 14, you are required to disclose financial activity in which you have an ownership Texas Ethics Commission Page 8 Revised 01/08/2019 interest (e.g., community property). You are also required to disclose the separate financial activity (e.g., separate property) of your spouse or a dependent child if you had actual control over that financial activity, notwithstanding a partition agreement. See Texas Ethics Commission Rule § 40.2. Spouse. If you are reporting any financial activity for your spouse on this financial statement, enter your spouse's full name here. Dependent Child. If you are reporting any financial activity for a dependent child on this financial statement, enter the child's full name here. If you are reporting information about more than one dependent child, please list the children separately on the appropriate lines. If you are not reporting financial activity for a dependent child, do not enter that child's name on this form. A child (including an adopted child or a step-child) is considered a dependent if you provided more than 50 percent of the child's support during a calendar year. Note: Statutory county court or probate court judges may request in writing that the names of dependent children listed on Form PFS be deleted before the form is made available to the public. COVER SHEET PAGE 2 6. Parts Not Applicable: Check the appropriate boxes to indicate which parts of the form are not applicable to you. If the box for a part is checked, then no pages for that part must be included in the filed report. If the box is not checked, then pages for that part must be included in the report. FINANCIAL ACTIVITY In Parts 1 through 18, you will disclose information about your financial activity during the preceding calendar year. In Parts 1 through 14, you are required to disclose financial activity in which you have an ownership interest (e.g., community property). You are also required to disclose the separate financial activity (e.g., separate property) of your spouse or a dependent child if you had actual control over that financial activity, notwithstanding a partition agreement. See Texas Ethics Commission Rule § 40.2. When reporting information about a dependent child's activity in Parts 1 through 14, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet under item 5. PART 1. SOURCES OF OCCUPATIONAL INCOME AND RETAINERS PART 1A. SOURCES OF OCCUPATIONAL INCOME Complete a block for each source of occupational income. Occupational income refers to income derived from current occupational activity rather than income received as a pension or from a retirement plan associated with past occupational activity. Information about retirement funds or income may be reportable under some other category. See Ethics Advisory Opinion No. 392. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Each numbered item in these instructions corresponds to the same numbered item on the form. Texas Ethics Commission Page 9 Revised 01/08/2019 1. Information Relates to: Check the appropriate box indicating whether the source relates to you, your spouse, or a dependent child. 2. Employment: Check the appropriate box indicating whether the individual the information relates to is employed by another or self-employed. Employed by Another. If the individual is employed by another, provide the name and address of the employer and the position held. Form PFS-TEC Only: If you are listing your home address here, please indicate this by placing a check in the box provided. Self-Employed. If the individual is self-employed, report the nature of the occupation, e.g., attorney, carpenter, etc. PART 1B. RETAINERS This section asks for information about fees received by you, your spouse, or a dependent child, or received by a business in which you, your spouse, or a dependent child have a "substantial interest," as a retainer for a claim on future services in case of need, rather than fees for services on a matter specified at the time of contracting for or receiving the fee. Report such retainers only in cases in which the value of the amount of work actually performed during the calendar year did not equal or exceed the value of the retainer. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Example: Last year you received a retainer for $1 S,000 for consulting services in case of need. You ended up providing $S,000 worth of services during the calendar year. You should report the entire $1 S,000 retainer on this year's financial statement, which covers last year's activity. Substantial Interest. An individual has a substantial interest in a business entity if the individual: (1)has a controlling interest in the business entity; (2) owns more than 10 percent of the voting interest in the business entity; (3) owns more than $25,000 of the fair market value of the business entity; (4) has a direct or indirect participating interest by shares, stocks, or otherwise, regardless of whether voting rights are included, in more than 10 percent of the profits, proceeds, or capital gains of the business entity; (5) is a member of the board of trustees or other governing board of the business entity; (6) serves as an elected officer of the business entity; or (7) is an employee of the business entity. Each numbered item in these instructions corresponds to the same numbered item on the form. Texas Ethics Commission Page 10 Revised O1/08/2019 1. Fee Received from: Provide the name and address of the individual or entity from whole the fee was received. 2. Fee Received by: Check the appropriate box indicating whether the fee was received by you, your spouse, or a dependent child. If the fee was received by a business, provide the name of the business. 3. Fee Amount: Check the appropriate fee category for the amount received. PART 2. STOCK This section is for information about business entities in which you, your spouse, or a dependent child held or acquired stock. Complete a separate block for each entity in which stock was held or acquired. If stocks are held in a managed investment account for which the filer does not make investment decisions but where the filer retains ownership of the individual stocks in the account, the filer is still required to disclose the individual stocks held in the account. See Ethics Advisory Opinion No. 326. However, if the stocks are held in a fund, of which the filer owns shares of the fund, the filer is required to report only the ownership of the fund (see Part 4, Mutual Funds). Id. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Business Entity: Enter the name of the business entity in which the stock was held or acquired. 2. Stock Held or Acquired by: Check the appropriate box indicating whether the stock was held or acquired by you, your spouse, or a dependent child. 3. Number of Shares: If the number of shares held or acquired fluctuated during the year, indicate the category for the greatest number of shares held or acquired during the year. 4. If Sold: Complete this section if you sold any of the indicated stock during the year. Check whether the sale resulted in a net gain or a net loss and indicate the amount of the net gain or net loss by checking the appropriate monetary category. If you had several transactions involving stock of a particular entity, indicate the net gain or net loss resulting from those transactions for the year. You do not have to show the net gain or net loss from each sale of stock in the same business entity. PART 3. BONDS, NOTES,AND OTHER COMMERCIAL PAPER This section is for information about bonds, notes, and other commercial paper held or acquired by you, your spouse, or a dependent child. Complete a separate block for each bond, note, or other commercial instrument held or acquired. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Each numbered item in these instructions corresponds to the same numbered item on the form. Texas Ethics Commission Page 11 Revised 01/08/2019 1. Description of Instrument: Briefly describe the instrument. Commercial Paper. Commercial paper includes any type of negotiable instrument, such as certificates of deposit (CDs), money market certificates, treasury bills, or bills of exchange. 2. Held or Acquired by: Check the appropriate box indicating whether the instrument was held or acquired by you, your spouse, or a dependent child. 3. If Sold: Complete this section if you sold any of the instruments during the year. Check whether the sale resulted in a net gain or a net loss and indicate the amount of the net gain or net loss by checking the appropriate monetary category. PART 4. MUTUAL FUNDS This section is for information about shares of mutual funds held or acquired by you, your spouse, or a dependent child. Complete a separate block for each mutual fund in which shares were held or acquired. If you are disclosing ownership of a mutual fund, you are not also required to disclose ownership of the stocks contained in the fund on Part 3, Stocks. See Ethics Advisory Opinion No. 326. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Mutual Fund: Enter the name of the mutual fund in which shares were held or acquired. 2. Shares of Mutual Funds Held or Acquired by: Check the appropriate box indicating whether the shares in the mutual fund were held or acquired by you, your spouse, or a dependent child. 3. Number of Shares of Mutual Fund: If the number of shares held or acquired fluctuated during the year, indicate the category for the greatest number of shares held or acquired during the year. 4. If Sold: Complete this section if you sold any of the indicated shares of the mutual fund during the year. Check whether the sale resulted in a net gain or a net loss and indicate the amount of the net gain or net loss by checking the appropriate monetary category. If you had several transactions involving shares of the mutual fund, indicate the net gain or net loss resulting from those transactions. You do not have to show the net gain or net loss from each sale of shares of the mutual fund. PART 5. INCOME FROM INTEREST,DIVIDENDS,ROYALTIES,AND RENTS If you, your spouse, or a dependent child received more than $500 from any source in interest, dividend, royalty, or rent income, identify the source of the income and the category of the amount received. Complete a separate block for each source of interest, dividend, royalty, or rent income. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Each numbered item in these instructions corresponds to the same numbered item on the form. Texas Ethics Commission Page 12 Revised 01/08/2019 1. Source of Income: Provide the name and address of the source of income. If the source of income is a publicly traded corporation, an address is not required (for Part 5 only). If the source of income is a publicly traded corporation, check the "Publicly held corporation"box, and do not include the address. If the source of income is not a publicly traded corporation, you must include the address. 2. Received by: Check the appropriate box indicating whether the income was received by you, your spouse, or a dependent child. 3. Amount: Check the appropriate monetary category for the amount received. PART 6. PERSONAL NOTES AND LEASE AGREEMENTS Complete this section if at any time during the year you, your spouse, or a dependent child owed a financial obligation in excess of$1,000 to a person or financial institution on a personal note or notes or a lease agreement. Complete a separate block for each person or institution holding a personal note or lease agreement covered by this section. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Person or Institution Holding Note or Lease Agreement: Identify the person or institution (for example, "Zebu National Bank", "Echidna Mortgage Company") holding the personal note or lease agreement on which you, your spouse, or a dependent child owed the obligation. 2. Liability of: Check the appropriate box indicating whether the personal note or lease agreement is the liability of you, your spouse, or a dependent child. 3. Guarantor: If the obligation was a loan, identify the guarantor of the loan, if any. 4. Amount: Check the appropriate monetary category for the amount of the liability. If the amount of the liability fluctuated throughout the year, select the category that represents the highest balance at any point throughout the year. PART 7. INTERESTS IN REAL PROPERTY AND BUSINESS ENTITIES This section is for reporting beneficial interests held or acquired in real property and business entities. Part 7A pertains to interest in real property and Part 7B pertains to interest in business entities. Refer to the following definitions when completing both Parts 7A and 7B. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Beneficial Interest. A beneficial interest may be either legal or equitable title (such as when a creditor takes the legal title as security for the repayment of a debt). Report items held by a trust of which you are a beneficiary under Part 9 rather than under this section. Texas Ethics Commission Page 13 Revised O1/08/2019 Business Entity. 'Business entity" means a sole proprietorship, partnership, firm, corporation, holding company,joint stock company, receivership, trust, or any other entity recognized by law through which business for profit is conducted. PART 7A. INTERESTS IN REAL PROPERTY Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Held or Acquired by: Check the appropriate box indicating whether the interest is held or acquired by you, your spouse, or a dependent child. 2. Street Address: Enter the street address of the real property, if applicable, and include the city, county, and state where the real property is located. Form PFS-TEC Only: If you are listing your home address here, please indicate this by placing a check in the box provided. 3. Description: Check whether the real property consists of lots or acres. Provide the number of lots or acres, as applicable, and the name of each county in which the lots or acres are located. If the real property is identifiable by a street address, you may provide that information in Item 3 of this part in lieu of filling out this item. 4. Names of Persons Retaining an Interest: List the names of any persons retaining an interest in the real property other than you, your spouse, or a dependent child. The requirement to list the names of persons retaining an interest in real property does not apply to a severed mineral interest. Example: If you own a house and make mortgage payments, you would list the house in this section and list the mortgage holder as another person retaining an interest in the property. 5. If Sold: Complete this item only if you sold the interest during the year. Check whether the sale resulted in a net gain or a net loss and indicate the amount of the net gain or net loss by checking the appropriate monetary category. PART 7B. INTERESTS IN BUSINESS ENTITIES Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Held or Acquired by: Check the appropriate box indicating whether the interest is held or acquired by you, your spouse, or a dependent child. 2. Description: Provide the name and address of the business entity. Form PFS-TEC Only: If you are listing your home address here, please indicate this by placing a check in the box provided. 3. If Sold: Complete this item only if you sold the interest during the year. Check whether the sale resulted in a net gain or a net loss and indicate the amount of the net gain or net loss by checking the appropriate monetary category. Texas Ethics Commission Page 14 Revised O1/08/2019 PART 8. GIFTS This section is for reporting gifts worth more than $250 received by you, your spouse, or a dependent child, other than 1) a gift required to be reported by a lobbyist as a lobby expenditure, 2) a political contribution, or 3) a gift from a person related to you within the second degree by consanguinity or affinity. The term "gift" in Government Code section 572.023(b)(7) is broader than the term "gift" in Penal Code chapter 36 (bribery and gift laws) or in Government Code chapter 305 (lobby law). See Ethics Advisory Opinion No. 71. Some examples of gifts that may require disclosure include a reception to honor a state officer (see Ethics Advisory Opinion No. 415), items of value provided to an officer at a charitable fundraiser (see Ethics Advisory Opinion No. 71), gifts to a state officer's child for a birthday, bar or bat mitzvah, quinceaiiera, or christening (see Ethics Advisory Opinion No. 421), and waiver of a symposium fee (see Ethics Advisory Opinion No. 29), but not provision of facilities for use by a state officer's child for an event that is a required part of a school-sponsored activity (see Ethics Advisory Opinion No. 428). If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Gifts from Relatives. A parent, child, brother, sister, grandparent, or grandchild is related to you within the second degree by consanguinity. Individuals related to you within the second degree by affinity include the spouse of anyone related to you within the second degree by consanguinity, and anyone related to your spouse within the second degree by consanguinity. You are not required to report gifts from these individuals. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Donor: Provide the name and address of the person or organization giving the gift. 2. Recipient: Check the appropriate box indicating whether the gift was given to you, your spouse, or a dependent child. If the gift was given to more than one person, check as many boxes as apply. 3. Description: Describe the gift. The description of a gift of cash or a cash equivalent, such as a negotiable instrument or gift certificate, must include a statement of the value of the gift. PART 9. TRUST INCOME Complete this section if any income was received as a beneficiary of a trust, other than a blind trust, the definition of which is included in the PART l0A of these instructions. Identify the trust by name and indicate the category of the amount received. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Source: Provide the name of the trust. 2. Beneficiary: Check the appropriate box indicating whether you, your spouse, or a dependent child is the beneficiary of the trust. Texas Ethics Commission Page 15 Revised 01/08/2019 3. Income: Check the appropriate monetary category to indicate the amount of income received by the beneficiary. 4. Assets: Identify each asset of the trust from which more than $500 in income was received, if you know the identity of the asset. Accordingly, you are not required to identify the assets of a blind trust. PART 10. BLIND TRUSTS This section is for reporting each blind trust, as defined by section 572.023(c) of the Government Code, in which you, your spouse, or a dependent child is a beneficiary. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet for Part 10A and Part 1013. PART 10A. BLIND TRUSTS Section 572.023(c), Government Code. A blind trust is a trust as to which: (1) the trustee: (A) is a disinterested party; (B) is not the individual; (C) is not required to register as a lobbyist under chapter 305 [of the Government Code]; (D) is not a public officer or public employee; and (E) was not appointed to public office by the individual or by a public officer or public employee the individual supervises; and (2) the trustee has complete discretion to manage the trust, including the power to dispose of and acquire trust assets without consulting or notifying the individual. You must submit a statement signed by the trustee of each trust listed on this section. See Part lOB for additional information. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Name of Trust: Provide the name of the trust. 2. Trustee: Provide the name and address of the trustee. Form PFS-TEC Only: If you are listing your home address here, please indicate this by placing a check in the box provided. 3. Beneficiary: Check the appropriate box indicating whether you, your spouse, or a dependent child is the beneficiary of the trust. Texas Ethics Commission Page 16 Revised O1/08/2019 4. Fair Market Value: Check the appropriate monetary category to indicate the fair market value of the trust. 5. Date Created: Report the date the trust was created. PART 10B. TRUSTEE STATEMENT You must submit with your personal financial statement a statement signed by the trustee of each blind trust listed on Part 10A. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Name of Trust: Provide the name of the trust. 2. Trustee Name: Provide the name of the trustee. 3. Filer on Whose Behalf Statement is Being Filed: Provide the name of the person on whose behalf the trustee statement is being filed. 4. Trustee Statement: Signature of the trustee. PART 11A. OWNERSHIP OF BUSINESS ASSOCIATIONS Part IIA is required for a PFS due on or after January 8, 2019. Complete this section if you, your spouse, or a dependent child held, acquired, or sold 5 percent or more of the outstanding ownership of a corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association. Part I IA is separate from Part 1113 and Part I IC of the PFS. If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Business Association: Provide the name and address of the business association. Form PFS-TEC Only: If you are listing your home address here, please indicate this by placing a check in the box provided. 2. Business Type: State whether the business is a corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association,joint venture, or other business association. 3. Held, Acquired, or Sold by: Check the appropriate box indicating whether the ownership was held, acquired, or sold by you, your spouse, or a dependent child. Texas Ethics Commission Page 17 Revised O1/08/2019 PART 11B. ASSETS OF BUSINESS ASSOCIATIONS Complete this section if you, your spouse, or a dependent child held, acquired, or sold 50 percent or more of the outstanding ownership of a corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association. Part 1113 pertains to assets of the corporation or partnership, and Part I I C pertains to liabilities of the corporation or partnership. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Business Association: Provide the name and address of the business association. Form PFS-TEC Only: If you are listing your home address here, please indicate this by placing a check in the box provided. 2. Business Type: State whether the business is a corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association,joint venture, or other business association. 3. Held, Acquired, or Sold by: Check the appropriate box indicating whether the ownership was held, acquired, or sold by you, your spouse, or a dependent child. 4. Assets: Describe each asset of each business association and check the appropriate monetary category. PART 11C. LIABILITIES OF BUSINESS ASSOCIATIONS Complete this section if you, your spouse, or a dependent child held, acquired, or sold 50 percent or more of the outstanding ownership of a corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association. Part 11 C pertains to liabilities of the corporation or partnership, and Part I I B pertains to assets of the corporation or partnership. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Business Association: Provide the name and address of the business association. Form PFS-TEC Only: If you are listing your home address here, please indicate this by placing a check in the box provided. 2. Business Type: State whether the business is a corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association,joint venture, or other business association. 3. Held, Acquired, or Sold by: Check the appropriate box indicating whether the ownership was held, acquired, or sold by you, your spouse, or a dependent child. Texas Ethics Commission Page 18 Revised O1/08/2019 4. Liabilities: Describe each liability of the business association and check the appropriate monetary category. PART 12. BOARDS AND EXECUTIVE POSITIONS This section is for information about all boards of directors of which you, your spouse, or a dependent child are a member and all executive positions held in corporations, firms, partnerships, limited partnerships, limited liability partnerships, professional corporations, professional associations,joint ventures, or other business associations or proprietorships. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Non-Profits. This section applies to boards of directors and executive positions with non-profit as well as for-profit entities. Compensated Service. If you, your spouse, or a dependent child received payment for positions listed in this section, you may also be required to list the entity under PART IA. SOURCES OF OCCUPATIONAL INCOME. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Organization: Provide the name of the organization. 2. Position Held: Provide the position held in the organization. 3. Position Held by: Check the appropriate box to indicate whether the position is held by you, your spouse, or a dependent child. PART 13. EXPENSES ACCEPTED UNDER HONORARIUM EXCEPTION Generally, section 36.07 of the Penal Code prohibits a public servant from accepting an honorarium in consideration for providing services he or she would not have been asked to provide but for his or her official position. The provision does not, however, prohibit the acceptance of necessary transportation, lodging, or meals in connection with a conference or similar event at which the public servant renders services, such as addressing an audience or participating in a seminar, that are more than merely perfunctory. If someone provided you with transportation, meals, or lodging under this provision, identify the donor and provide the amount of expenditures made. You may have to contact the donor to obtain the amount. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Political Contributions and Lobby Expenditures. You are not required to list items you or another candidate have already reported on a campaign finance report or items required to be reported by a lobbyist as lobby expenditures. See Ethics Advisory Opinion No. 401. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Provider: Provide the name and address of the person making the expenditures. Texas Ethics Commission Page 19 Revised 01/08/2019 2. Amount: Provide the amount of the expenditures. PART 14. INTEREST IN BUSINESS IN COMMON WITH A LOBBYIST Complete this section by identifying any corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association, other than a publicly held corporation, in which both you, your spouse, or a dependent child, and a person registered as a lobbyist under chapter 305 of the Government Code, have an interest. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Interest. Please note that the statute applies if you, your spouse, or a dependent child, and a lobbyist both have "an interest" in the business. The interest does not have to be a "substantial interest" as in Part I in order to trigger the reporting requirement. Please note that for purposes of this section, a person who is an employee of a business entity is considered to have an interest in that business entity. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Business Entity: Provide the name and address of the partnership, joint venture, or other business association in which you, your spouse, or a dependent child, and a person registered as a lobbyist have an interest. Form PFS-TEC Only: If you are listing your home address here, please indicate this by placing a check in the box provided. 2. Interest Held by: Check the appropriate box to indicate whether you, your spouse, or a dependent child have an interest with a person registered as a lobbyist. PART 15. FEES RECEIVED FOR SERVICES RENDERED TO A LOBBYIST OR LOBBYIST'S EMPLOYER If you received a fee for providing services to or on behalf of a person required to be registered as a lobbyist under chapter 305, Government Code, or for providing services to or on behalf of a person you actually know directly compensates or reimburses such a person, you must complete this section by providing the name of the person for whom you provided the services and the category of the amount of the fee you received. You are not required to disclose in this section fees received by your spouse for services rendered by your spouse although such fees may be required to be disclosed in Section 1. See Ethics Advisory Opinion No. 252. You are not required to disclose fees received from a business entity by which you are employed unless the business entity is merely an alter ego of the state officer. See Ethics Advisory Opinion No. 333. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Actual Knowledge. You "actually" know that someone directly compensates or reimburses a person required to be registered as a lobbyist if you personally know that the person does so or Texas Ethics Commission Page 20 Revised 01/08/2019 you could readily determine that fact by contacting the person or the Texas Ethics Commission. See Ethics Advisory Opinion No. 333 (1996). Disclosing Confidential Information. State officers who are physicians are not required to include on their financial disclosure reports a patient's identity because that information is made confidential by the Medical Practices Act. See Ethics Advisory Opinion No. 21. The commission has declined to extend this exception to accountants who would be reporting information regulated by the Public Accountancy Act. See Ethics Advisory Opinion No. 22 (Public Accountancy Act does not make a client's identity confidential and therefore does not conflict with financial disclosure requirements). The commission has also indicated that this exception would not be extended to attorneys in cases where disclosing a client's identity would not reveal a confidential communication. See id. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Person or Entity for Whom Services Were Provided: Provide the name of the person or entity. 2. Fee Category: Check the appropriate fee category for the amount received. PART 16. REPRESENTATION BY LEGISLATOR BEFORE STATE AGENCY This section applies only to members of the Texas Legislature. If you represented a person for compensation before a state agency in the executive branch, you must provide the name of the agency, the name of the person represented, and the category of the amount of the fee received for the representation. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. State Agency: Provide the name of the state agency. 2. Person Represented: Provide the name of the person you represented. 3. Fee Category: Check the appropriate fee category for the amount received. NOTE: Legislators may not, for compensation, represent another person before a state agency in the executive branch. The prohibition does not apply if- 1. the representation is pursuant to an attorney/client relationship in a criminal law matter; 2. the representation involves the filing of documents that involve only ministerial acts on the part of the agency; or 3. the representation is in regard to a matter for which the legislator was hired before September 1, 2003. Texas Ethics Commission Page 21 Revised 01/08/2019 PART 17. BENEFITS DERIVED FROM FUNCTIONS HONORING PUBLIC SERVANT Section 3 6.10 of the Penal Code provides that the gift prohibitions set out in Section 36.08 of the Penal Code do not apply to a benefit derived from a function in honor or appreciation of a public servant required to file a statement under chapter 572, Government Code, or title 15 of the Election Code, if. 1) the benefit and the source of any benefit over $50 in value are reported in the statement; and 2) the benefit is used solely to defray expenses that accrue in the performance of duties or activities in connection with the office that are non-reimbursable by the state or a political subdivision. If such a benefit is received and is not reported by the public servant under title 15 of the Election Code, the benefit is reportable here. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Source of Benefit: Provide the name and address of the person or entity that is the source of the benefit. 2. Benefit: Describe the benefit received. PART 18. LEGISLATIVE CONTINUANCES This section applies only to members of the Texas Legislature. Complete this schedule if you are a member or member-elect of the legislature licensed to practice law and represent a party to a civil or criminal case for compensation and on behalf of that party's behalf you have applied for or obtained a legislative continuance under section 30.003 of the Civil Practice and Remedies Code, or under another law or rule that requires or permits a court to grant a continuance on the grounds that an attorney for a party is a member or member-elect of the legislature. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Name of Party Represented: Provide the name of the party on whose behalf you applied for or obtained a continuance. 2. Date Retained: Provide the date on which you were retained to represent the party. 3. Style, Cause Number, Court, and Jurisdiction: Provide the style and cause number of the action in which the continuance was sought and the court and jurisdiction in which the action was pending when the continuance was sought. 4. Date of Continuance Application: Provide the date on which you applied for a continuance. 5. Was Continuance Granted: Indicate whether the continuance was granted. Texas Ethics Commission Page 22 Revised O1/08/2019 PART 19. CONTRACTS TO SELL GOODS OR SERVICES TO A GOVERNMENTAL ENTITY OR GOVERNMENTAL ENTITY CONTRACTOR Part 19 is required for a PFS due on or after January 8, 2019. You must complete this part if, during the calendar year: (1) You, your spouse, or your dependent child, or any business entity of which you, your spouse, or your dependent child had at least 50 percent ownership interest, was a party to one or more written contracts, AND (2)All of the following apply to the contracts: (A) The contracts were for the sale of goods or services in the amount of$2,500 or more. (B) The aggregate cost of the goods or services under the contracts exceeds $10,000 in the calendar year. (C) The contracts were with either: • a governmental entity, or • a person who contracts with a governmental entity, if the individual or entity described in (1) performed work arising out of the contract, subcontract, or agreement for a fee. If this part applies, you must provide the following information for each of the contracts. NOTE: This part does not require the disclosure of an employment contract between a school district or open-enrollment charter school and an employee of the district or school. This part does not apply to an individual who complies with any applicable requirements of Sections 51.954 (relating to disclosure of sponsors of research in public communications) and 51.955 (Prohibited State Agency Actions Related to Disclosure of Publicly Funded Research), Education Code, and Section 2252.908 of the Government Code (Disclosure of Interested Parties), in an individual capacity or as a member or employee or an entity to which those sections apply. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Filer Parties: Check the appropriate boxes to indicate whether you, your spouse, or a dependent child were a party to the contract. If a party to the contract is a business entity of which you, your spouse, or your dependent child had at least 50 percent ownership interest, that entity is identified in Box 3 (see below, at"3. Business Parties"). 2. Governmental Parties: Provide the name and address for each "Governmental Entity" or "Contractor for Governmental Entity"that is a party to the contract. • Governmental Entity. A "Governmental Entity" means the State of Texas, a political subdivision of the state, or an agency or department of the state or a political subdivision of the state. Texas Ethics Commission Page 23 Revised O1/08/2019 If a party to the contract is a Governmental Entity, provide the name and address for each. Check the appropriate box to indicate that the party is a Governmental Entity. • Contractor for Governmental Entity. A "Contractor for a Governmental Entity" is a person who contracts with a Governmental Entity. This requirement applies if either you, your spouse, or your dependent child, or any business entity of which you, your spouse, or your dependent child had at least 50 percent ownership interest, performs work arising out of the contract, subcontract, or agreement between the Contractor for a Governmental Entity and the Governmental Entity for a fee. If a party to the contract is a Contractor for a Governmental Entity, provide the name and address for each. Check the appropriate box to indicate that the party is a Governmental Entity. 3. Business Parties: If a party to the contract is a business entity of which you, your spouse, or your dependent child had at least 50 percent ownership interest, provide the name and address of the business entity. Form PFS-TEC Only: If you are listing your home address here, please indicate this by placing a check in the box provided. PART 20. BOND COUNSEL FEES PAID TO LEGISLATOR Part 20 is required for a PFS due on or after January 8, 2019. This section applies only to a member of the Texas Legislature who provided bond counsel services to an issuer as defined by Section 1201.002(1) of the Texas Government Code. Please identify each issuance for which you served as bond counsel. If the requested information is not applicable, indicate that on page 2 of the Cover Sheet. Each numbered item in these instructions corresponds to the same numbered item on the form. 1. Issuer Name: Provide the name of the issuer. 2. Issuance Date: Provide the date of the issuance. 3. Issuance Amount: Provide the amount of the issuance. 4. Fees Paid to Filer: Check the appropriate fee category for the amount of fees paid to the filer. 5. Fees Paid to Filer's Firm: Check the appropriate fee category for the amount of fees paid to the filer's firm, if applicable. Texas Ethics Commission Page 24 Revised O1/08/2019 PERSONAL FINANCIAL STATEMENT AFFIDAVIT The law requires that the personal financial statement be verified. The verification page must have the signature of the individual required to file the personal financial statement, as well as the signature and stamp or seal of office of a notary public or other person authorized by law to administer oaths and affirmations. Texas Ethics Commission Page 25 Revised O1/08/2019 PERSONAL FINANCIAL STATEMENT FORM PFS - LOCAL COVER SHEET PAGE 1 TOTAL NUMBER OF PAGES FILED: Filed in accordance with chapter 572 of the Government Code. For filings required in 2020,covering calendar year ending December31,2019. Use FORM PFS--INSTRUCTION GUIDE when completing this form. Filer ID 1 NAME TITLE;FIRST;MI OFFICE USE ONLY Date Received NICKNAME;LAST;SUFFIX 2 ADDRESS ADDRESS /PO BOX;APT/SUITE#;CITY;STATE;ZIP CODE Date Hand-delivered or Date Postmarked Receipt# Amount$ 3 TELEPHONE AREA CODE PHONE NUMBER;EXTENSION Date Processed NUMBER Date Imaged 4 REASON FOR FILING ❑ CANDIDATE (INDICATE OFFICE) STATEMENT ❑ ELECTED OFFICER (INDICATE OFFICE) ❑ OTHER (INDICATE POSITION) 5 Family members whose financial activity you are reporting(see instructions). SPOUSE DEPENDENT CHILD 1. 2. 3. In Parts 1 through 20, you will disclose your financial activity during the preceding calendar year. In Parts 1 through 14 and 20, you are required to disclose not only your own financial activity,but also that of your spouse or a dependent child(see instructions). COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 PERSONAL FINANCIAL STATEMENT COVER SHEET PAGE 2 On this page, indicate any Parts of Form PFS that are not applicable to you. If you do not place a check in a box, then pages for that Part must be included in the report. If you place a check in a box, do NOT include pages for that Part in the report. 6 PARTS NOT APPLICABLE TO FILER ❑ N/A Part 1A-Sources of Occupational Income ❑ N/A Part 1 B - Retainers ❑ N/A Part 2 - Stock ❑ N/A Part 3- Bonds, Notes&Other Commercial Paper ❑ N/A Part 4- Mutual Funds ❑ N/A Part 5- Income from Interest, Dividends, Royalties& Rents ❑ N/A Part 6- Personal Notes and Lease Agreements ❑ N/A Part 7A- Interests in Real Property ❑ N/A Part 7B- Interests in Business Entities ❑ N/A Part 8- Gifts ❑ N/A Part 9-Trust Income ❑ N/A Part 10A- Blind Trusts ❑ N/A Part 10B-Trustee Statement ❑ N/A Part 11 A-Ownership of Business Associations ❑ N/A Part 11 B-Assets of Business Associations ❑ N/A Part 11 C - Liabilities of Business Associations ❑ N/A Part 12- Boards and Executive Positions ❑ N/A Part 13- Expenses Accepted Under Honorarium Exception ❑ N/A Part 14- Interest in Business in Common with Lobbyist ❑ N/A Part 15- Fees Received for Services Rendered to a Lobbyist or Lobbyist's Employer ❑ N/A Part 16- Representation by Legislator Before State Agency ❑ N/A Part 17- Benefits Derived from Functions Honoring Public Servant ❑ N/A Part 18- Legislative Continuances ❑ N/A Part 19-Contracts with Governmental Entity ❑ N/A Part 20-Bond Counsel Services Provided by a Legislator Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 SOURCES OF OCCUPATIONAL INCOME PART 1A If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 INFORMATION RELATES TO ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 2 NAME AND ADDRESS OF EMPLOYER/POSITION HELD EMPLOYMENT ❑ EMPLOYED BYANOTHER ❑ SELF-EMPLOYED NATURE OF OCCUPATION INFORMATION RELATES TO ❑ FILER El SPOUSE ❑ DEPENDENT CHILD NAME AND ADDRESS OF EMPLOYER/POSITION HELD EMPLOYMENT ❑ EMPLOYED BY ANOTHER ❑ SELF-EMPLOYED NATURE OF OCCUPATION INFORMATION RELATES TO ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD NAME AND ADDRESS OF EMPLOYER/POSITION HELD EMPLOYMENT ❑ EMPLOYED BY ANOTHER ❑ SELF-EMPLOYED NATURE OF OCCUPATION COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 RETAINERS PART 1 B If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. This section concerns fees received as a retainer by you,your spouse,or a dependent child(or by a business in which you, your spouse,or a dependent child have a"substantial interest")for a claim on future services in case of need,rather than for services on a matter specified at the time of contracting for or receiving the fee. Report information here only if the value of the work actually performed during the calendar year did not equal or exceed the value of the retainer. For more information, see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. NAME AND ADDRESS FEE RECEIVED FROM 2 NAME OF BUSINESS FEE RECEIVED BY ❑ FILER OR FILER'S BUSINESS ❑ SPOUSE OR SPOUSE'S BUSINESS ❑ DEPENDENT CHILD OR CHILD'S BUSINESS 3 FEE AMOUNT ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE NAME AND ADDRESS FEE RECEIVED FROM NAME OF BUSINESS FEE RECEIVED BY ❑ FILER OR FILER'S BUSINESS ❑ SPOUSE OR SPOUSE'S BUSINESS ❑ DEPENDENT CHILD OR CHILD'S BUSINESS FEE AMOUNT ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 STOCK PART 2 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. List each business entity in which you,your spouse,or a dependent child held or acquired stock during the calendar year and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-- INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number underwhich the child is listed on the Cover Sheet. 1 BUSINESS ENTITY NAME 2 STOCK HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 3 NUMBER OF SHARES ❑ LESS THAN 100 ❑ 100 TO 499 ❑ 500 TO 999 ❑ 1,000 TO 4,999 ❑ 5,000 TO 9,999 ❑ 10,000 OR MORE 4 IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS BUSINESS ENTITY NAME STOCK HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD NUMBER OF SHARES ❑ LESS THAN 100 ❑ 100 TO 499 ❑ 500 TO 999 ❑ 1,000 TO 4,999 ❑ 5,000 TO 9,999 ❑ 10,000 OR MORE IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS BUSINESS ENTITY NAME STOCK HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD NUMBER OF SHARES ❑ LESS THAN 100 ❑ 100 TO 499 ❑ 500 TO 999 ❑ 1,000 TO 4,999 ❑ 5,000 TO 9,999 ❑ 10,000 OR MORE IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,o0o--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS BUSINESS ENTITY NAME STOCK HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD NUMBER OF SHARES ❑ LESS THAN 100 ❑ 100 TO 499 ❑ 500 TO 999 ❑ 1,000 TO 4,999 ❑ 5,000 TO 9,999 ❑ 10,000 OR MORE IF SOLD ❑ NET GAIN ❑ LESS THAN$5,0o0 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS BUSINESS ENTITY NAME STOCK HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD NUMBER OF SHARES ❑ LESS THAN 100 ❑ 100 TO 499 ❑ 500 TO 999 ❑ 1,000 TO 4,999 ❑ 5,000 TO 9,999 ❑ 10,000 OR MORE IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 BONDS, NOTES & OTHER COMMERCIAL PAPER PART 3 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. List all bonds, notes, and other commercial paper held or acquired by you, your spouse, or a dependent child during the calendar year. If sold, indicate the category of the amount of the net gain or loss realized from the sale. For more information,see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number underwhich the child is listed on the Cover Sheet. DESCRIPTION OF INSTRUMENT 2 HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 3 IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS DESCRIPTION OF INSTRUMENT HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS DESCRIPTION OF INSTRUMENT HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 MUTUAL FUNDS PART 4 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. List each mutual fund and the number of shares in that mutual fund that you, your spouse, or a dependent child held or acquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired. If some or all of the shares of a mutual fund were sold,also indicate the category of the amount of the net gain or loss realized from the sale. For more information,see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number underwhich the child is listed on the Cover Sheet. 1 MUTUAL FUND NAME 2 SHARES OF MUTUAL FUND ❑ HELD ORACQUIRED BY FILER ❑ SPOUSE ❑ DEPENDENT CHILD 3 NUMBER OF SHARES ❑ LESS THAN 100 ❑ 100 TO 499 ❑ 500 TO 999 ❑ 1,000 TO 4,999 OF MUTUAL FUND ❑ 5,000 TO 9,999 ❑ 10,000 OR MORE 4 IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS MUTUAL FUND NAME SHARES OF MUTUAL FUND HELD ORACQUIRED BY ❑ FILER El SPOUSE ❑ DEPENDENT CHILD NUMBER OF SHARES ❑ LESS THAN 100 ❑ 100 TO 499 ❑ 500 TO 999 ❑ 1,000 TO 4,999 OF MUTUAL FUND ❑ 5,000 TO 9,999 ❑ 10,000 OR MORE IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS MUTUAL FUND NAME SHARES OF MUTUAL FUND HELD ORACQUIRED BY ❑ FILER ❑ SPOUSE El DEPENDENT CHILD NUMBER OF SHARES ❑ LESS THAN 100 ❑ 100 TO 499 ❑ 500 TO 999 ❑ 1,000 TO 4,999 OF MUTUAL FUND ❑ 5,000 TO 9,999 ❑ 10,000 OR MORE IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. List each source of income you, your spouse, or a dependent child received in excess of$500 that was derived from interest,dividends,royalties,and rents during the calendar year and indicate the category of the amount of the income. For more information,see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number underwhich the child is listed on the Cover Sheet. NAME AND ADDRESS SOURCE OF INCOME ❑ Publicly held corporation 2 RECEIVED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 3 AMOUNT ❑ $500--$4,999 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE NAME AND ADDRESS SOURCE OF INCOME ❑ Publicly held corporation RECEIVED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD AMOUNT ❑ $500--$4,999 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE NAME AND ADDRESS SOURCE OF INCOME ❑ Publicly held corporation RECEIVED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD AMOUNT ❑ $500--$4,999 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 PERSONAL NOTES AND LEASE AGREEMENTS PART G If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Identify each guarantor of a loan and each person or financial institution to whom you, your spouse, or a dependent child had a total financial liability of more than $1,000 in the form of a personal note or notes or lease agreement at any time during the calendar year and indicate the category of the amount of the liability. For more informa- tion,see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 PERSON OR INSTITUTION HOLDING NOTE OR LEASE AGREEMENT 2 LIABILITY OF ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 3 GUARANTOR 4 AMOUNT ❑ $1,000--$4,999 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE PERSON OR INSTITUTION HOLDING NOTE OR LEASE AGREEMENT LIABILITY OF ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD GUARANTOR AMOUNT ❑ $1,000--$4,999 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE PERSON OR INSTITUTION HOLDING NOTE OR LEASE AGREEMENT LIABILITY OF ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD GUARANTOR AMOUNT ❑ $1,000--$4,999 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 INTERESTS IN REAL PROPERTY PART 7A If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Describe all beneficial interests in real property held or acquired by you, your spouse, or a dependent child during the calendar year. If the interest was sold,also indicate the category of the amount of the net gain or loss realized from the sale. For an explanation of "beneficial interest" and other specific directions for completing this section, see FORM PFS-- INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number underwhich the child is listed on the Cover Sheet. 1 HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 2 STREETADDRESS STREET ADDRESS,INCLUDING CITY,COUNTY,AND STATE ❑ NOTAVAILABLE s DESCRIPTION NUMBER OF LOTS OR ACRES AND NAME OF COUNTY WHERE LOCATED ❑ LOTS ❑ ACRES 4 NAMES OF PERSONS RETAINING AN INTEREST ❑ NOTAPPLICABLE (SEVERED MINERAL INTEREST) 5 IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NETLOSS HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD STREETADDRESS STREET ADDRESS,INCLUDING CITY,COUNTY,AND STATE ❑ NOTAVAILABLE NUMBER OF LOTS OR ACRES AND NAME OF COUNTY WHERE LOCATED DESCRIPTION ❑ LOTS ❑ ACRES NAMES OF PERSONS RETAINING AN INTEREST ❑ NOTAPPLICABLE (SEVERED MINERAL INTEREST) IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NETLOSS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 INTERESTS IN BUSINESS ENTITIES PART TB If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Describe all beneficial interests in business entities held or acquired by you,your spouse,or a dependent child during the calendar year. If the interest was sold,also indicate the category of the amount of the net gain or loss realized from the sale. For an explanation of "beneficial interest" and other specific directions for completing this section, see FORM PFS-- INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number underwhich the child is listed on the Cover Sheet. 1 HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 2 NAME AND ADDRESS DESCRIPTION 3 IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD NAME AND ADDRESS DESCRIPTION IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD NAME AND ADDRESS DESCRIPTION IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 GIFTS PART 8 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Identify any person or organization that has given a gift worth more than$250 to you,your spouse,or a dependent child,and describe the gift. The description of a gift of cash or a cash equivalent,such as a negotiable instrument or gift certificate,must include a statement of the value of the gift. Do not include: 1)expenditures required to be reported by a person required to be registered as a lobbyist under chapter 305 of the Government Code;2)political contributions reported as required by law;or 3)gifts given by a person related to the recipient within the second degree by consanguinity or affinity. For more information, see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 NAME AND ADDRESS DONOR 2 RECIPIENT ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 3 DESCRIPTION OF GIFT NAME AND ADDRESS DONOR RECIPIENT ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD DESCRIPTION OF GIFT NAME AND ADDRESS DONOR RECIPIENT ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD DESCRIPTION OF GIFT COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 TRUST INCOME PART 9 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Identify each source of income received by you,your spouse,or a dependent child as beneficiary of a trust and indicate the category of the amount of income received. Also identify each asset of the trust from which the beneficiary received more than$500 in income, if the identity of the asset is known. For more information,see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. NAME OF TRUST SOURCE 2 BENEFICIARY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 3 INCOME ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE 4 ASSETS FROM WHICH OVER$500 WAS RECEIVED ❑ UNKNOWN NAME OF TRUST SOURCE BENEFICIARY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD INCOME ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ASSETS FROM WHICH OVER$500 WAS RECEIVED ❑ UNKNOWN NAME OF TRUST SOURCE BENEFICIARY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD INCOME ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ASSETS FROM WHICH OVER$500 WAS RECEIVED ❑ UNKNOWN COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 BLIND TRUSTS PART 1 CIA If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Identify each blind trust that complies with section 572.023(c)of the Government Code. See FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 NAME OF TRUST 2 TRUSTEE NAMEANDADDRESS s BENEFICIARY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 4 FAIR MARKET VALUE ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE 5 DATE CREATED NAME OF TRUST TRUSTEE NAME AND ADDRESS BENEFICIARY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD FAIR MARKETVALUE ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE DATE CREATED NAME OF TRUST TRUSTEE NAME AND ADDRESS BENEFICIARY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD FAIR MARKETVALUE ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE DATE CREATED COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 TRUSTEE STATEMENT PART 1 OB If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. An individual who is required to identify a blind trust on Part 10A of the Personal Financial Statement must submit a statement signed by the trustee of each blind trust listed on Part 10A. The portions of section 572.023 of the Government Code that relate to blind trusts are listed below. 1 NAME OF TRUST 2 TRUSTEE NAME 3 FILER ON WHOSE NAME BEHALF STATEMENT IS BEING FILED 4 TRUSTEE STATEMENT I affirm, under penalty of perjury,that I have not revealed any information to the beneficiary of this trust except information that may be disclosed under section 572.023 (b)(8) of the Government Code and that to the best of my knowledge, the trust complies with section 572.023 of the Government Code. Trustee Signature § 572.023. Contents of Financial Statement in General (b)The account of financial activity consists of: (8)identification of the source and the category of the amount of all income received as beneficiary of a trust,other than a blind trust that complies with Subsection(c),and identification of each trust asset, if known to the beneficiary, from which income was received by the beneficiary in excess of$500; (14)identification of each blind trust that complies with Subsection (c), including: (A)the category of the fair market value of the trust; (B)the date the trust was created; (C)the name and address of the trustee;and (D)a statement signed by the trustee, under penalty of perjury, stating that: (i)the trustee has not revealed any information to the individual,except information that may be disclosed under Subdivision(8);and (ii)to the best of the trustee's knowledge, the trust complies with this section. (c)For purposes of Subsections(b)(8)and (14), a blind trust is a trust as to which: (1)the trustee: (A)is a disinterested party; (B)is not the individual; (C)is not required to register as a lobbyist under Chapter 305; (D)is not a public officer or public employee; and (E)was not appointed to public office by the individual or by a public officer or public employee the individual supervises;and (2)the trustee has complete discretion to manage the trust, including the power to dispose of and acquire trust assets without consulting or notifying the individual. (d)If a blind trust under Subsection(c)is revoked while the individual is subject to this subchapter,the individual must file an amendment to the individual's most recent financial statement,disclosing the date of revocation and the previously unreported value by category of each asset and the income derived from each asset. Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 OWNERSHIP OF BUSINESS ASSOCIATIONS PART 1 1A If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet and DO NOT include this page in the report. Describe each corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association in which you, your spouse, or a dependent child held, acquired, or sold 5 percent or more of the outstanding ownership. For more information,see FORM PFS-INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 BUSINESS ASSOCIATION NAME AND ADDRESS 2 BUSINESS TYPE ❑ Corporation ❑ Limited Partnership ❑ Professional Association ❑ Firm ❑ Limited Liability Partnership ❑ Joint Venture ❑ Partnership ❑ Professional Corporation ❑ Other 3 HELD,ACQUIRED, OR SOLD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD BUSINESS ASSOCIATION NAME AND ADDRESS BUSINESS TYPE ❑ Corporation ❑ Limited Partnership ❑ Professional Association ❑ Firm ❑ Limited Liability Partnership ❑ Joint Venture ❑ Partnership ❑ Professional Corporation ❑ Other HELD,ACQUIRED, OR SOLD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD BUSINESS ASSOCIATION NAME AND ADDRESS BUSINESS TYPE ❑ Corporation ❑ Limited Partnership ❑ Professional Association ❑ Firm ❑ Limited Liability Partnership ❑ Joint Venture ❑ Partnership ❑ Professional Corporation ❑ Other HELD,ACQUIRED, ❑ OR SOLD BY FILER ❑ SPOUSE ❑ DEPENDENT CHILD BUSINESS ASSOCIATION NAME AND ADDRESS ❑ (check if Filer's Home Address) BUSINESS TYPE ❑ Corporation ❑ Limited Partnership ❑ Professional Association ❑ Firm ❑ Limited Liability Partnership ❑ Joint Venture ❑ Partnership ❑ Professional Corporation ❑ Other HELD,ACQUIRED, ❑ OR SOLD BY FILER ❑ SPOUSE ❑ DEPENDENT CHILD COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 ASSETS OF BUSINESS ASSOCIATIONS PART 1 1 B If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Describe all assets of each corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association,joint venture, or other business association in which you,your spouse,or a depen- dent child held,acquired,or sold 50 percent or more of the outstanding ownership and indicate the category of the amount of the assets. For more information, see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number underwhich the child is listed on the Cover Sheet. 1 BUSINESS NAMEANDADDRESS ASSOCIATION 2 BUSINESS TYPE 3 HELD,ACQUIRED, ❑ OR SOLD BY FILER El SPOUSE El DEPENDENT CHILD 4 ASSETS DESCRIPTION CATEGORY ❑ LESS THAN$5,000 ❑ $5,00049,999 ❑ $10,000424,999 ❑ $25,000--OR MORE ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000424,999 ❑ $25,000--OR MORE ❑ LESS THAN$5,000 ❑ $5,00049,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ LESS THAN$5,000 ❑ $5,00049,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000424,999 ❑ $25,000--OR MORE ❑ LESS THAN$5,000 ❑ $5,00049,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ LESS THAN$5,000 ❑ $5,00049,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ LESS THAN$5,000 ❑ $5,00049,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 LIABILITIES OF BUSINESS ASSOCIATIONS PART 1 1 C If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Describe all liabilities of each corporation,firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association,joint venture,or other business association in which you,your spouse,or a depen- dent child held,acquired,or sold 50 percent or more of the outstanding ownership and indicate the category of the amount of the liabilities. For more information,see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 BUSINESS NAME AND ADDRESS ASSOCIATION 2 BUSINESS TYPE 3 HELD,ACQUIRED, ❑ OR SOLD BY ❑ ❑FILER SPOUSE DEPENDENT CHILD 4 LIABILITIES DESCRIPTION CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000424,999 ❑ $25,000--OR MORE ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000424,999 ❑ $25,000--OR MORE ❑ LESS THAN$5,000 ❑ $5,00049,999 ❑ $10,000424,999 ❑ $25,000--OR MORE ❑ LESS THAN$5,000 ❑ $5,00049,999 ❑ $10,000424,999 ❑ $25,000--OR MORE ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000424,999 ❑ $25,000--OR MORE ❑ LESS THAN$5,000 ❑ $5,00049,999 ❑ $10,000424,999 ❑ $25,000--OR MORE ❑ LESS THAN$5,000 ❑ $5,00049,999 ❑ $10,000424,999 ❑ $25,000--OR MORE ❑ LESS THAN$5,000 ❑ $5,00049,999 ❑ $10,000-424,999 ❑ $25,000--OR MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY �7 Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 BOARDS AND EXECUTIVE POSITIONS PART 1 2 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. List all boards of directors of which you,your spouse,or a dependent child are a member and all executive positions you, your spouse, or a dependent child hold in corporations, firms, partnerships, limited partnerships, limited liability partner- ships, professional corporations, professional associations,joint ventures,other business associations,or proprietorships, stating the name of the organization and the position held. For more information,see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 ORGANIZATION 2 POSITION HELD 3 POSITION HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD ORGANIZATION POSITION HELD POSITION HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD ORGANIZATION POSITION HELD POSITION HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD ORGANIZATION POSITION HELD POSITION HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD ORGANIZATION POSITION HELD POSITION HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 EXPENSES ACCEPTED UNDER HONORARIUM EXCEPTION PART 1 3 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Identify any person who provided you with necessary transportation, meals, or lodging, as permitted under section 36.07(b) of the Penal Code, in connection with a conference or similar event in which you rendered services, such as addressing an audience or participating in a seminar, that were more than perfunctory. Also provide the amount of the expenditures on transportation, meals, or lodging. You are not required to include items you have already reported as political contributions on a campaign finance report,or expenditures required to be reported by a lobbyist under the lobby law(chapter 305 of the Government Code). For more information,see FORM PFS--INSTRUCTION GUIDE. NAMEANDADDRESS PROVIDER 2 AMOUNT NAME AND ADDRESS PROVIDER AMOUNT NAME AND ADDRESS PROVIDER AMOUNT NAME AND ADDRESS PROVIDER AMOUNT COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 INTEREST IN BUSINESS IN COMMON WITH LOBBYIST PART 14 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Identify each corporation,firm, partnership, limited partnership,limited liability partnership, professional corporation, profes- sional association,joint venture, or other business association, other than a publicly-held corporation, in which you, your spouse,or a dependent child,and a person registered as a lobbyist under chapter 305 of the Government Code both have an interest. For more information,see FORM PFS--INSTRUCTION GUIDE. 1 BUSINESS ENTITY NAME AND ADDRESS 2 INTEREST HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD BUSINESS ENTITY NAME AND ADDRESS INTEREST HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD BUSINESS ENTITY NAME AND ADDRESS INTEREST HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD BUSINESS ENTITY NAME AND ADDRESS INTEREST HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD BUSINESS ENTITY NAME AND ADDRESS INTEREST HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 FEES RECEIVED FOR SERVICES RENDERED TO A LOBBYIST OR LOBBYIST'S EMPLOYER PART 5 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Report any fee you received for providing services to or on behalf of a person required to be registered as a lobbyist under chapter 305 of the Government Code,or for providing services to or on behalf of a person you actually know directly compen- sates or reimburses a person required to be registered as a lobbyist. Report the name of each person or entity for which the services were provided, and indicate the category of the amount of each fee. For more information, see FORM PFS-- INSTRUCTION GUIDE. 1 PERSON OR ENTITY FOR WHOM SERVICES WERE PROVIDED 2 FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000424,999 ❑ $25,000--OR MORE PERSON OR ENTITY FOR WHOM SERVICES WERE PROVIDED FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000424,999 ❑ $25,000--OR MORE PERSON OR ENTITY FOR WHOM SERVICES WERE PROVIDED FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000424,999 ❑ $25,000--OR MORE PERSON OR ENTITY FOR WHOM SERVICES WERE PROVIDED FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000424,999 ❑ $25,000--OR MORE PERSON OR ENTITY FOR WHOM SERVICES WERE PROVIDED FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE PERSON OR ENTITY FOR WHOM SERVICES WERE PROVIDED FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000424,999 ❑ $25,000--OR MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 REPRESENTATION BY LEGISLATOR BEFORE PART 1 G STATE AGENCY If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. This section applies only to members of the Texas Legislature. A member of the Texas Legislature who represents a person for compensation before a state agency in the executive branch must provide the name of the agency, the name of the person represented, and the category of the amount of the fee received for the representation. For more information,see FORM PFS--INSTRUCTION GUIDE. Note: Beginning September 1, 2003, legislators may not, for compensation, represent another person before a state agency in the executive branch. The prohibition does not apply if: (1)the representation is pursuant to an attorney/client relationship in a criminal law matter;(2)the representation involves the filing of documents that involve only ministerial acts on the part of the agency; or (3) the representation is in regard to a matter for which the legislator was hired before September 1,2003. 1 STATE AGENCY 2 PERSON REPRESENTED 3 FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE STATE AGENCY PERSON REPRESENTED FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE STATE AGENCY PERSON REPRESENTED FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE STATE AGENCY PERSON REPRESENTED FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 BENEFITS DERIVED FROM FUNCTIONS HONORING PART 17 PUBLIC SERVANT If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this a e in the report. Section 36.10 of the Penal Code provides that the gift prohibitions set out in section 36.08 of the Penal Code do not apply to a benefit derived from a function in honor or appreciation of a public servant required to file a statement under chapter 572 of the Government Code or title 15 of the Election Code if the benefit and the source of any benefit over$50 in value are: 1) reported in the statement and 2)the benefit is used solely to defray expenses that accrue in the performance of duties or activities in connection with the office which are nonreimbursable by the state or a political subdivision. If such a benefit is received and is not reported by the public servant under title 15 of the Election Code,the benefit is reportable here. For more information,see FORM PFS--INSTRUCTION GUIDE. NAME AND ADDRESS SOURCE OF BENEFIT 2 BENEFIT NAME AND ADDRESS SOURCE OF BENEFIT BENEFIT NAME AND ADDRESS SOURCE OF BENEFIT BENEFIT NAME AND ADDRESS SOURCE OF BENEFIT BENEFIT COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 LEGISLATIVE CONTINUANCES PART 18 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. This section applies only to members of the Texas Legislature. Identify any legislative continuance that you have applied for or obtained under section 30.003 of the Civil Practice and Remedies Code,or under another law or rule that requires or permits a court to grant continuances on the grounds that an attorney for a party is a member or member-elect of the legislature. 1 NAME OF PARTY REPRESENTED 2 DATE RETAINED 3 STYLE,CAUSE NUMBER, COURT&JURISDICTION 4 DATE OF CONTINUANCE APPLICATION 5 WAS CONTINUANCE GRANTED? ❑ YES ❑ NO NAME OF PARTY REPRESENTED DATE RETAINED STYLE, CAUSE NUMBER, COURT,&JURISDICTION DATE OF CONTINUANCE APPLICATION WAS CONTINUANCE GRANTED? ❑ YES ❑ NO COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 CONTRACTS TO SELL GOODS OR SERVICES TO A PART 19 GOVERNMENTAL ENTITY OR GOVERNMENTAL ENTITY CONTRACTOR If the requested information is not applicable,indicate that on Page 2 of the Cover Sheet and DO NOT include this page in the report. List the parties to all contracts in the amount of$2500 or more if the aggregate of good or services sold under all written contracts exceeds$10,000 in which you,your spouse,or a dependent child,or any business entity of which you,your spouse,or a dependent child,independently or in conjunction with,has at least 50%ownership. For more information,see FORM PFS-INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 FILER PARTIES ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 2 GOVERNMENTAL NAME AND ADDRESS PARTIES ❑ GOVERNMENTAL ENTITY ❑ CONTRACTOR FOR GOVERNMENTAL ENTITY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . NAME AND ADDRESS ❑ GOVERNMENTAL ENTITY ❑ CONTRACTOR FOR GOVERNMENTAL ENTITY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . NAME AND ADDRESS ❑ GOVERNMENTAL ENTITY ❑ CONTRACTOR FOR GOVERNMENTAL ENTITY 3 BUSINESS NAME AND ADDRESS PARTIES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . NAME AND ADDRESS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . NAME AND ADDRESS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 BOND COUNSEL SERVICES PROVIDED BY A LEGISLATOR PART20 If the requested information is not applicable,indicate that on Page 2 of the Cover Sheet and DO NOT include this page in the report. Identify each issuance for which you served as bond counsel. For more information,see FORM PFS-INSTRUCTION GUIDE. 1 ISSUER NAME 2 ISSUANCE DATE 3 ISSUANCE AMOUNT 4 FEES PAID TO FILER ❑ LESS THAN$5,000 ❑ $5,000-$9,999 ❑ $10,000-$24,999 ❑ $25,000 OR MORE ❑ YES ❑ NO 5 FEES PAID TO NAME AND ADDRESS OF FIRM FILER'S FIRM ❑ YES ❑ NO ❑ LESS THAN$5,000 ❑ $5,000-$9,999 ❑ $10,000-$24,999 ❑ $25,000--OR MORE ISSUER NAME ISSUANCE DATE ISSUANCE AMOUNT FEES PAID TO FILER ❑ LESS THAN$5,0o0 ❑ $5,000-$9,999 ❑ $10,000-$24,999 ❑ $25,000--OR MORE ❑ YES ❑ NO FEES PAID TO NAME AND ADDRESS OF FIRM FILER'S FIRM ❑ YES ❑ NO ❑ LESS THAN$5,000 ❑ $5,000-$9,999 ❑ $10,000-$24,999 ❑ $25,000 OR MORE ISSUER NAME ISSUANCE DATE ISSUANCE AMOUNT FEES PAID TO FILER ❑ YES ❑ NO ❑ LESS THAN$5,000 ❑ $5,000-$9,999 ❑ $10,000-$24,999 ❑ $25,000--OR MORE FEES PAID TO NAME AND ADDRESS OF FIRM FILER'S FIRM ❑ YES ❑ NO ❑ LESS THAN$5,o00 ❑ $5,000-$9,999 ❑ $10,000-$24,999 ❑ $25,000--OR MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 PERSONAL FINANCIAL STATEMENT AFFIDAVIT The law requires the personal financial statement to be verified. The verification page must have the signature of the individual required to file the personal financial statement, as well as the signature and stamp or seal of office of a notary public or other person authorized by law to administer oaths and affirmations. Without proper verification,the statement is not considered filed. I swear, or affirm, under penalty of perjury, that this financial statement covers calendar year ending December 31, 2019, and is true and correct and includes all information required to be reported by me under chapter 572 of the Government Code. Signature of Filer AFFIX NOTARY STAMP/SEAL ABOVE Sworn to and subscribed before me, by the said this the day of ,20 to certify which,witness my hand and seal of office. Signature of officer administering oath Printed name of officer administering oath Title of officer administering oath Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 12/19/2019 Denton,TX Code of Ordinances Sec. 33-16. -Temporary signs. 33.16.1. Temporarysigns.A temporary sign shall be considered a ground sign and shall be permitted only according to the standards for ground signs except that a temporary sign not larger than thirty-two (32) square feet in effective area need not obtain a sign permit if: (a) The supporting structure of this sign is not larger than one in which two (2) perimeter dimensions are greater than four(4) inches or one in which the diameter is not greater than four(4) inches; (b) No more than one (1) off-premises sign advertising the sale or lease of one (1) piece of real property or one (1) real estate subdivision or development sign is placed on any one premises; (c) No temporary sign shall be located within any public street median or within ten (10)feet of any curbline; and (d) The temporary sign shall be removed or cease to be displayed within five (5) days after the event being communicated or advertised on the sign has occurred. 33.16.2. Wind device signs. (a) Wind device identification tag. The director or designee shall issue a registration tag to the wind device permittee. The wind device permittee shall cause the tag to be affixed in a conspicuous place on the permitted wind device. (b) No permit shall be required to display one or more flags on anyone premises. 33.16.3 Limitations upon regulations applicable to signs with political content. The following limitations are imposed upon the enforcement of these regulations with respect to signs in the following contexts only, as provided by state law. (a) Private real property with property owner's consent. (1) These regulations of this chapter shall not prohibit, or impose a fee or permit approval requirement upon, the placement of a sign containing primarily a political message on private real property, provided that: a. The owner of the property consents; b. The effective area of the sign is no more than thirty-six(36) square feet; c. The sign is no more than eight(8)feet high; d. The sign is not illuminated; e. The sign has no moving elements; f. The sign is not located on real property subject to an easement or other encumbrance that allows the city to use the property for a public purpose; and g. The political message is not a temporary display upon a sign, including a billboard, that is generally available for rent or purchase to carry commercial 1/3 12/19/2019 Denton,TX Code of Ordinances advertising or other messages that are not primarily political. (b) Political signs at public polling places during early voting periods and election periods. (1) During early voting periods recognized under the Texas Election Code, the regulations of this chapter shall not act to prohibit the location or display of one or more political signs on the premises of any public building used as an early voting location, provided that: a. No political signs may be located or displayed within one hundred (100)feet of any outside door, through which a voter may enter the building or structure in which the early voting place is located. Nothing herein shall deemed to authorize electioneering of any sort, in a manner contrary to state law. b. No political signs may be located or displayed upon real property subject to an easement or other encumbrance that allows the city to use the property for a public purpose; c. No political signs may have an effective area greater than thirty-six(36) square feet; d. No political signs may be more than eight(8)feet high; e. No political signs may be illuminated, have moving elements, or otherwise have characteristics prohibited by section 33-4; and f. This section does not authorize the location of political signs whose political message is a temporary display upon a permanent sign, including a billboard, that is generally available for rent or purchase to carry commercial advertising or other messages that are not primarily political. (2) During election periods recognized under the Texas Election Code, these regulations shall not act to prohibit the location or display of one (1) or more political signs on the premises of any public building used as polling place, provided that: a. No political signs may be located or displayed within one hundred (100)feet of any outside door, through which a voter may enter the building or structure in which the polling place is located. Nothing herein shall deemed to authorize electioneering of any sort, in a manner contrary to state law. b. No political signs may be located or displayed upon real property subject to an easement or other encumbrance that allows the city to use the property for a public purpose; c. No political signs may have an effective area greater than thirty-six(36) square feet; d. No political signs may be more than eight(8)feet high; e. No political signs may be illuminated, have moving elements, or otherwise have characteristics prohibited by section 33-4; and f. This section does not authorize the location of political signs whose political 2/3 12/19/2019 Denton,TX Code of Ordinances message is a temporary display upon a permanent sign, including a billboard, that is generally available for rent or purchase to carry commercial advertising or other messages that are not primarily political. (Ord. No. 2014-406, § 5, 12-1-14; Ord. No. 2015-086, § 2, 4-7-15 State Law reference—Texas Election Code, §§ 61.003, 85.036; Texas Local Government Code, § 216.903. 3/3 Campaign Advertising What you need to know about political signs A political sign can announce an upcoming election or announce a position as a candidate for a political office or an issue in an upcoming election. Political signs are generally exempt from permit requirements, with a few restrictions: ✓ Signs must be on private property. This means they cannot be attached to utility poles, light poles, street sign poles or other similar structures. ✓ The area between the curb and sidewalk is usually city right-of-way: no signs allowed there. Signs may only be placed on private property with the consent of the property owner. ✓ The sign cannot display goods, services or any other advertising message. ✓ The size limited to 36 square feet, maximum height 8 feet, not illuminated, no moving parts. ✓ The supporting structure(s) for the sign cannot be larger than a 4" x 4" or cannot be larger than 4" in diameter. ✓ Signs must be removed 30 days after the election or activity. ✓ Signs are not allowed on city property including park areas such as North Lakes Park, Denia Park and the Martin Luther King, Jr. Recreation Center. However, during Early Voting and on Election Day, signs are allowed on city property per Texas Election Code Section 43.031 (d). POLITICAL SIGNS ON PRIVATE PROPERTY Section 216.903 of the Texas Local Government Code regulates a municipality's power relative to the placement of political signs on private property. Please read Section 216.903. Summary of Section 216.903 If political signs are placed on private property with the consent of the owner and the property is not subject to any easements,the city may not do any of the following: (1)prohibit the sign from being placed; (2) require a permit; (3) restrict the size of the sign (except that the sign cannot be greater than 36 square feet or be taller than eight feet); (4)charge a higher fee for removal of the sign than for non-political signs. PLEASE NOTE. A sign that is greater than 36 square feet,taller than eight feet, is lighted or has moving elements, is located on a billboard or any other sign available for rent that generally carries commercial messages or other non-political messages will require a permit. Violations of the law often occur because Information is available from the Texas Ethics someone finds it irresistible to wrap up a factual Commission by phone at (512) 463-5800 or on explanation with a motivational slogan such as: the Ethics Commission's web site at IT PAYS TO INVEST IN THE FUTURE. https://www.ethics.state.txus. or IT'S TIME TO MOVE AHEAD. A Short Gl kte to the IPLrohikton Another common misstep is to include"calls to Agg dnaz UaIlng Poli cal Subd.hdaton action"such as: RecouI cea For Political Advelltts1 g LET'S BUILD A BETTER CITY. Hn Conntaton Wfth An Elects on or SHOW THAT YOU CARE ABOUT OUR FUTURE. Remember: No matter how much factual information about the purposes of a measure 0 election is in a communication, any amount of advocacy is impermissible. _ * A violation of the prohibition is a Class A W�- mom misdemeanor. This means that a violation O� could lead to criminal prosecution. Also, the Ethics Commission has authority to impose fines for violations of section 255.003. Another provision of the Texas Election Code prohibits an officer or employee of a political subdivision from using or authorizing the use of an internal mail system to distribute political advertising. An internal mail system is a system Texas Ethics Commission operated by a political subdivision to deliver written documents to its officers or P. 0. Box 12070 employees. A violation of this prohibition could In compliance with the Americans With Disabilities Act, the Austin, Texas 78711-2070 also lead to the imposition of fines by the Ethics publications of the Texas Ethics Commission are available by request in alternative formats. To request an accessible format, Commission or to criminal prosecution. please contact our ADA Compliance Officer by telephone at 512- (512)463-5800 463-5800 or through RELAY Texas at 800-735-2989;or by mail Although you may not Use political in care of the Texas Ethics Commission,P.0.Box 12070,Austin, Fax(512)463-5777 subdivision resources for political Texas 78711-2070. advertising, you are free to campaign for or The Texas Ethics Commission is an Equal Opportunity Employer Visit us at https://www.ethics.state.tx.us on the Internet. against a proposition on your own time and with and does not discriminate in providing services or employment. your own resources. If you do plan to become Copies of this publication have been distributed in compliance involved in a campaign, you should educate with the State Depository Law,and are available for public use lf about filing requirements and about the through the Texas State Publications Depository Program at the yourself g re q Texas State Library and other state depository libraries. Revised October 13,2017 rules regarding disclosures on political advertising. (A) is informational rather than self- A ,Sh®irt Cali idle to the Rroh I.blldon "Political advertising"means promotional; Aged ESL LjJdmg P®adcal SubdMaon (1) a communication supporting or opposing a candidate for nomination or election to a (B)does not advocate passage or defeat of a Resources For ®Hdcal AdveRdaIIIlIlg public office or office of a political party, a measure;and Hn CoIh1neaton Wllt h An EecLllon political party, a public officer, that: (A) in return for consideration, is published in a (C) does not support or oppose a candidate for newspaper,magazine,or other periodical or is nomination or election to a public office or broadcast by radio or television; or (B) office of political party, a political party, or appears: (i) in a pamphlet, circular, flier, a public officer. billboard or other sign, bumper sticker, or The prohibition applies to any "officer or No matter how enthusiastic you are about an similar form of written communication; or (ii) employee of a political subdivision." In election, it is important to remember that the on an Internet website;and other words, if an officer or employee of a Texas Election Code prohibits the use of (2) a communication that advocates passage or political subdivision makes a decision to use political subdivision resources to produce or defeat of a measure,and that: (A)in return for political subdivision resources in violation of the distribute political advertising in connection with consideration, is published in a newspaper, prohibition, the employee could be fined by the an election. Section 255.003 of the Election Code magazine, or other periodical or is broadcast Ethics Commission or held criminally liable. provides as follows: by radio or television; or (B) appears: (i) in a School board members, as "officers" of a school pamphlet, circular, flier, billboard or other district,are also subject to the prohibition. • An officer or employee of a political subdivision sign, bumper sticker, or similar form of may not spend or authorize the spending of written communication; or (ii) on an Internet The prohibition applies to "spending or public funds for political advertising. website. authorizing the spending of public funds" for political advertising. Not only does this • This section does not apply to a communication Newsletter of Public Officer of a mean that the political subdivision may not that factually describes the purposes of a Political Subdivision. The Ethics Commission purchase or authorize the purchase of new measure if the communication does not advocate adopted a rule providing guidelines for when a materials for use in creating political passage or defeat of the measure. newsletter of a public officer of a political advertising, it also means that a political subdivision is not political advertising. Texas subdivision would violate the prohibition by • A person who violates this section commits an Ethics Commission Rule 26.2 provides as follows: using existing paper and machinery to offense. An offense under this section is a Class generate, display, or distribute political A misdemeanor. For purposes of section 255.003 of the Election advertising. Code, a newsletter of a public officer of a political New legislation effective September 1, 2009, subdivision is not political advertising if: Also, it is not permissible to use or authorize the further clarifies that an officer or employee of a use of the paid time of an employee of a political political subdivision may not spend or authorize (1) It includes no more than two pictures of a subdivision to create or distribute political the spending of public funds for a communication public officer per page and if the total amount advertising. describing a measure if the communication of area covered by the pictures is no more ,t The prohibition does not apply to "a contains information that: than 20 percent of the page on which the communication that factually describes (1) the officer or employee knows is false; and pictures appear; the purposes„ of a measure election. In (2) It includes no more than eight personally other words, it is permissible to use the (2) is sufficiently substantial and important as to be phrased references (such as the public resources of a political subdivision to produce reasonably likely to influence a voter for or officer's name, "I", "me", "the city council explanatory material about what is at stake in against the measure. member") on a page that is 8 1/z" x 11" or a measure election. However, the larger, with a reasonable reduction in the communication may not contain information To understand the practical significance of this number of such personally phrased references that an officer or prohibition, it is useful to look at some of the in pages smaller than 8 1/2"x 11";and employee of a political subdivision knows is specific words and phrases used in the law. false. The information must not be sufficiently (3) When viewed as a whole and in the proper substantial and important, such that it would context: be reasonably likely to influence a voter to vote a certain way. POLITICAL ADVERTISING What You Need to Know y The Texas Election Code requires certain disclosures and notices on political advertising. The law also prohibits certain types of misrepresentation in political advertising and campaign communications. This brochure explains what you need to know to insure that your political advertising and campaign communications comply with the law. If you are not sure what the law requires, do the cautious thing. Use the political advertising disclosure statement whenever you think it might be necessary, and do not use any possibly misleading information in political advertising or a campaign communication. If you are using political advertising or campaign communications from a prior campaign, you should check to see if the law has changed since that campaign. Candidates for federal office should check with the Federal Election Commission at (800) 424- 9530 for information on federal political advertising laws. NOTICE: This guide is intended only as a general overview of the disclosure statements that must appear on political advertising as required under Chapter 255 of the Election Code, which is distinct from political reporting requirements under Chapter 254 of the Election Code. Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512) 463-5800 TDD (800) 735-2989 Visit us at www.ethics.state.tx.us. Revised July 16,2019 Political Advertising—What You Need to Know REQUIRED DISCLOSURE ON POLITICAL ADVERTISING I.What Is Political Advertising? The disclosure statement and notice requirements discussed in this section apply to "political advertising." In the law, "political advertising" is a specifically defined term. Do not confuse this special term with your own common-sense understanding of advertising. To figure out if a communication is political advertising, you must look at what it says and where it appears. If a communication fits in one of the categories listed in Part A (below) and if it fits in one of the categories listed in Part B (below), it is political advertising. Part A.What Does It Say? 1. Political advertising includes communications supporting or opposing a candidate for nomination or election to either a public office or an office of a political party (including county and precinct chairs). 2. Political advertising includes communications supporting or opposing an officeholder, a political party, or a measure (a ballot proposition). Part B. Where Does It Appear? 1. Political advertising includes communications that appear in pamphlets, circulars, fliers, billboards or other signs, bumper stickers, or similar forms of written communication. 2. Political advertising includes communications that are published in newspapers, magazines, or other periodicals in return for consideration. 3. Political advertising includes communications that are broadcast by radio or television in return for consideration. 4. Political advertising includes communications that appear on an Internet website. II. When Is a Disclosure Statement Required? The law provides that political advertising that contains express advocacy is required to include a disclosure statement. The person who causes the political advertising to be published, distributed, or broadcast is responsible for including the disclosure statement. The law does not define the term "express advocacy." However, the law does provide that political advertising is deemed to contain express advocacy if it is authorized by a candidate, an agent of a candidate, or a political committee filing campaign finance reports. Therefore, a disclosure statement is required any time a candidate, a candidate's agent, or a political committee authorizes political advertising. Texas Ethics Commission Page l Revised 07/16/2019 Political Advertising—What You Need to Know The precise language of political advertising authorized by someone other than a candidate, the candidate's agent, or a political committee will determine if the advertising contains express advocacy and is therefore required to include a disclosure statement. Generally, the question is whether the communication expressly advocates the election or defeat of an identified candidate, or expressly advocates the passage or defeat of a measure, such as a bond election. The inclusion of words such as "vote for," "elect," "support," "defeat," "reject," or "Smith for Senate" would clearly constitute express advocacy, but express advocacy is not limited to communications that use those words. Similar phrases, such as "Cast your ballot for X,"would also constitute express advocacy. Additionally, in 2007, the United States Supreme Court held that an advertisement included express advocacy or its functional equivalent "if the ad is susceptible to no reasonable interpretation other than as an appeal to vote for or against a specific candidate." FEC v. Wis. Right to Life, Inc., 551 U.S. 449 (2007). It is a question of fact whether a particular communication constitutes express advocacy. If you are not sure whether political advertising contains express advocacy, do the cautious thing and include the disclosure statement. That way, there is no need to worry about whether you have violated the law. Remember: The concept of "express advocacy" is relevant in determining whether political advertising is required to include a disclosure statement. However, the political advertising laws governing the right-of-way notice, misrepresentation, and use of public funds by political subdivisions will apply to political advertising regardless of whether the advertising contains express advocacy. III.What Should the Disclosure Statement Say? A disclosure statement must include the following: 1. the words "political advertising" or a recognizable abbreviation such as "pol. adv."; and 2. the full name of one of the following: (a)the person who paid for the political advertising; (b)the political committee authorizing the political advertising; or (c) the candidate or specific-purpose committee supporting the candidate,if the political advertising is authorized by the candidate. The disclosure statement must appear on the face of the political advertising or be clearly spoken if the political advertising is audio only and does not include written text. The advertising should not be attributed to entities such as "Committee to Elect John Doe" unless a specific-purpose committee named "Committee to Elect John Doe" has filed a campaign treasurer appointment with the Ethics Commission or a local filing authority. IV.Are There Any Exceptions to the Disclosure Statement Requirement? The following types of political advertising do not need the disclosure statement: 1. t-shirts, balloons, buttons, emery boards, hats, lapel stickers, small magnets, pencils, pens, pins, wooden nickels, candy wrappers, and similar materials; 2. invitations or tickets to political fundraising events or to events held to establish support for a candidate or officeholder; Texas Ethics Commission Page 2 Revised 07/16/2019 Political Advertising—What You Need to Know 3. an envelope that is used to transmit political advertising, provided that the political advertising in the envelope includes the disclosure statement; 4. circulars or fliers that cost in the aggregate less than $500 to publish and distribute; 5. political advertising printed on letterhead stationery, if the letterhead includes the name of one of the following: (a) the person who paid for the advertising, (b) the political committee authorizing the advertising, or, (c) the candidate or specific-purpose committee supporting the candidate, if the political advertising is authorized by the candidate. (Note: There is also an exception for holiday greeting cards sent by an officeholder, provided that the officeholder's name and address appear on the card or the envelope.) 6. postings or re-postings on an Internet website if the person posting or re-posting is not an officeholder, candidate, or political committee and did not make an expenditure exceeding $100 in a reporting period for political advertising beyond the basic cost of hardware messaging software and bandwidth; 7. an Internet social media profile webpage of a candidate or officeholder, if the webpage clearly and conspicuously displays the full name of the candidate or officeholder; and 8. postings or re-postings on an Internet website if the advertising is posted with a link to a publicly viewable Internet webpage that either contains the disclosure statement or is an Internet social media profile webpage of a candidate or officeholder that clearly and conspicuously displays the candidate's or officeholder's full name. V. What Should I Do If I Discover That My Political Advertising Does Not Contain a Disclosure Statement? The law prohibits a person from using, causing or permitting to be used, or continuing to use political advertising containing express advocacy if the person knows it does not include the disclosure statement. A person is presumed to know that the use is prohibited if the Texas Ethics Commission notifies the person in writing that the use is prohibited. If you receive notice from the Texas Ethics Commission that your political advertising does not comply with the law, you should stop using it immediately. If you learn that a political advertising sign designed to be seen from the road does not contain a disclosure statement or contains an inaccurate disclosure statement, you should make a good faith attempt to remove or correct those signs that have been distributed. You are not required to attempt to recover other types of political advertising that have been distributed with a missing or inaccurate disclosure statement. VI. The Fair Campaign Practices Act. The Fair Campaign Practices Act sets out basic rules of decency, honesty, and fair play to be followed by candidates and political committees during a campaign. A candidate or political committee may choose to subscribe to the voluntary code by signing a copy of the code and filing it with the authority with whom the candidate or committee is required to file its campaign Texas Ethics Commission Page 3 Revised 07/16/2019 Political Advertising—What You Need to Know treasurer appointment. A person subscribing to the code may indicate that fact on political advertising by including the following or a substantially similar statement: (Name of the candidate or political committee, as appropriate) subscribes to the Code of Fair Campaign Practices. VII. Special Notice to Political Subdivisions and School Districts. You may not use public funds or resources for political advertising. Please see our "Publications and Guides" section of our website for more information. ROAD SIGNS I.When Is the "Right-Of-Way" Notice Required? All written political advertising that is meant to be seen from a road must carry a "right-of-way" notice. It is a criminal offense to omit the "right-of-way"notice in the following circumstances: 1. if you enter into a contract or agreement to print or make written political advertising meant to be seen from a road; or 2. if you instruct another person to place the written political advertising meant to be seen from a road. II. What Should the "Right-Of-Way"Notice Say? Section 259.001 of the Texas Election Code prescribes the exact language of the notice: NOTICE: IT IS A VIOLATION OF STATE LAW (CHAPTERS 392 AND 393, TRANSPORTATION CODE) TO PLACE THIS SIGN IN THE RIGHT-OF- WAY OF A HIGHWAY. III.Do Yard Signs Have to Have the "Right-Of-Way" Notice? Yes. The "right-of-way"notice requirement applies to signs meant to be seen from any road. The notice requirement assures that a person responsible for placing signs is aware of the restriction on placing the sign in the right-of-way of a highway. IV.What About Bumper Stickers? Bumper stickers do not need the "right-of-way" notice. They do, however, need a political advertising disclosure statement. V. Where May I Place My Signs and How Long May Signs Be Posted? For information about exactly where you may or may not place signs, or for information regarding the length of time your signs may be posted, check with your city or county government or your homeowner's association. The Texas Ethics Commission does not have Texas Ethics Commission Page 4 Revised 07/16/2019 Political Advertising—What You Need to Know jurisdiction over matters involving the location of signs, and the length of time that they may be posted. MISREPRESENTATION I.Are There Restrictions on the Contents of Political Advertising? Political advertising and campaign communications may not misrepresent a person's identity or official title, nor may they misrepresent the true source of the advertising or communication. The election law does not address other types of misrepresentation in political advertising or campaign communications. Note that the misrepresentation rules apply to both political advertising and campaign communications. "Campaign communication" is a broader term than"political advertising." A "campaign communication" means "a written or oral communication relating to a campaign for nomination or election to public office or office of a political party or to a campaign on a measure." II. Misrepresentation of Office Title. A candidate may not represent that he or she holds an office that he or she does not hold at the time of the representation. If you are not the incumbent in the office you are seeking, you must make it clear that you are seeking election rather than reelection by using the word "for" to clarify that you don't hold that office. The word "for" must be at least one-half the type size as the name of the office and should appear immediately before the name of the office. For example, a non-incumbent may use the following formats: Vote John Doe John Doe for Attorney General For Attorney General A non-incumbent may not be allowed to use the following verbiage: Elect John Doe John Doe Attorney General Attorney General Texas Ethics Commission Page 5 Revised 07/16/2019 Political Advertising—What You Need to Know III. Misrepresentation of Identity or Source. A person violates the law if, with intent to injure a candidate or influence the result of an election, the person misrepresents the source of political advertising or a campaign communication or if the person misrepresents his or her own identity or the identity of his or her agent in political advertising or in a campaign communication. (If someone else is doing something for you, that person is your agent.) For example, you may not take out an ad in favor of your opponent that purports to be sponsored by a notoriously unpopular group. IV. Use of State Seal. Only current officeholders may use the state seal in political advertising. V. Criminal Offenses. Be aware that many violations of the Election Code are criminal offenses. For example, unlawfully using public funds for political advertising can be a Class A misdemeanor. So can misrepresenting one's identity or office title in political advertising. For more details on these offenses and political advertising in general, see Chapter 255 of the Election Code. Texas Ethics Commission Page 6 Revised 07/16/2019 12/19/2019 ELECTION CODE CHAPTER 255. REGULATING POLITICAL ADVERTISING AND CAMPAIGN COMMUNICATIONS ELECTION CODE TITLE 15 . REGULATING POLITICAL FUNDS AND CAMPAIGNS CHAPTER 255 . REGULATING POLITICAL ADVERTISING AND CAMPAIGN COMMUNICATIONS Sec. 255 . 001 . REQUIRED DISCLOSURE ON POLITICAL ADVERTISING. (a) A person may not knowingly cause to be published, distributed, or broadcast political advertising containing express advocacy that does not indicate in the advertising: (1) that it is political advertising; and (2) the full name of: (A) the person who paid for the political advertising; (B) the political committee authorizing the political advertising; or (C) the candidate or specific-purpose committee supporting the candidate, if the political advertising is authorized by the candidate. (b) Political advertising that is authorized by a candidate, an agent of a candidate, or a political committee filing reports under this title shall be deemed to contain express advocacy. (c) A person may not knowingly use, cause or permit to be used, or continue to use any published, distributed, or broadcast political advertising containing express advocacy that the person knows does not include the disclosure required by Subsection (a) . A person is presumed to know that the use of political advertising is prohibited by this subsection if the commission notifies the person in writing that the use is prohibited. A person who learns that political advertising signs, as defined by Section 259 . 001, that have been distributed do not include the disclosure required by Subsection (a) or include a disclosure that does not comply with Subsection (a) does not commit a continuing violation of this subsection if the person makes a good faith attempt to remove or correct those signs . A person who learns that printed political advertising other than a political advertising sign that has been distributed does not include the disclosure required by Subsection (a) or includes a disclosure that does not comply with Subsection (a) is not required to attempt to recover the political advertising and does not commit a continuing violation of this subsection as to any previously distributed political advertising. (d) This section does not apply to: (1) tickets or invitations to political fund-raising events; https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.255.htm 1/7 12/19/2019 ELECTION CODE CHAPTER 255.REGULATING POLITICAL ADVERTISING AND CAMPAIGN COMMUNICATIONS (2) campaign buttons, pins, hats, or similar campaign materials; or (3) circulars or flyers that cost in the aggregate less than $500 to publish and distribute. (e) A person who violates this section is liable to the state for a civil penalty in an amount determined by the commission not to exceed $4, 000 . Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 2003, 78th Leg. , ch. 249, Sec. 2 . 23, eff. Sept. 1, 2003 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 824 (H.B. 2554) , Sec. 5, eff. September 1, 2019 . Sec. 255 . 002 . RATES FOR POLITICAL ADVERTISING. (a) The rate charged for political advertising by a radio or television station may not exceed: (1) during the 45 days preceding a general or runoff primary election and during the 60 days preceding a general or special election, the broadcaster' s lowest unit charge for advertising of the same class, for the same time, and for the same period; or (2) at any time other than that specified by Subdivision (1) , the amount charged other users for comparable use of the station. (b) The rate charged for political advertising that is printed or published may not exceed the lowest charge made for comparable use of the space for any other purposes . (c) In determining amounts charged for comparable use, the amount and kind of space or time used, number of times used, frequency of use, type of advertising copy submitted, and any other relevant factors shall be considered. (d) Discounts offered by a newspaper or magazine to its commercial advertisers shall be offered on equal terms to purchasers of political advertising from the newspaper or magazine . (e) A person commits an offense if the person knowingly demands or receives or knowingly pays or offers to pay for political advertising more consideration than permitted by this section. (f) An offense under this section is a Class C misdemeanor. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987 . Sec . 255 . 003 . UNLAWFUL USE OF PUBLIC FUNDS FOR POLITICAL ADVERTISING. (a) An officer or employee of a political subdivision may not knowingly https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.255.htm 2/7 12/19/2019 ELECTION CODE CHAPTER 255.REGULATING POLITICAL ADVERTISING AND CAMPAIGN COMMUNICATIONS spend or authorize the spending of public funds for political advertising. (b) Subsection (a) does not apply to a communication that factually describes the purposes of a measure if the communication does not advocate passage or defeat of the measure. (b-1) An officer or employee of a political subdivision may not spend or authorize the spending of public funds for a communication describing a measure if the communication contains information that: (1) the officer or employee knows is false; and (2) is sufficiently substantial and important as to be reasonably likely to influence a voter to vote for or against the measure. (c) A person who violates Subsection (a) or (b-1) commits an offense. An offense under this section is a Class A misdemeanor. (d) It is an affirmative defense to prosecution for an offense under this section or the imposition of a civil penalty for conduct under this section that an officer or employee of a political subdivision reasonably relied on a court order or an interpretation of this section in a written opinion issued by: (1) a court of record; (2) the attorney general; or (3) the commission. (e) On written request of the governing body of a political subdivision that has ordered an election on a measure, the commission shall prepare an advance written advisory opinion as to whether a particular communication relating to the measure does or does not comply with this section. (f) Subsections (d) and (e) do not apply to a port authority or navigation district. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Amended by: Acts 2009, 81st Leg. , R. S . , Ch. 644 (H.B . 1720) , Sec . 1, eff. September 1, 2009 . Acts 2009, 81st Leg. , R. S . , Ch. 843 (S .B. 2085) , Sec. 1, eff. September 1, 2009 . Sec. 255 . 0031 . UNLAWFUL USE OF INTERNAL MAIL SYSTEM FOR POLITICAL ADVERTISING. (a) An officer or employee of a state agency or political subdivision may not knowingly use or authorize the use of an internal mail system for the distribution of political advertising. (b) Subsection (a) does not apply to: https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.255.htm 3/7 12/19/2019 ELECTION CODE CHAPTER 255.REGULATING POLITICAL ADVERTISING AND CAMPAIGN COMMUNICATIONS (1) the use of an internal mail system to distribute political advertising that is delivered to the premises of a state agency or political subdivision through the United States Postal Service; or (2) the use of an internal mail system by a state agency or municipality to distribute political advertising that is the subject of or related to an investigation, hearing, or other official proceeding of the agency or municipality. (c) A person who violates this section commits an offense. An offense under this section is a Class A misdemeanor. (d) In this section: (1) "Internal mail system" means a system operated by a state agency or political subdivision to deliver written documents to officers or employees of the agency or subdivision. (2) "State agency" means : (A) a department, commission, board, office, or other agency that is in the legislative, executive, or judicial branch of state government; (B) a university system or an institution of higher education as defined by Section 61 . 003, Education Code; or (C) a river authority created under the constitution or a statute of this state. Added by Acts 2003, 78th Leg. , ch. 229, Sec. 1, eff. Sept . 1, 2003 . Sec. 255 . 004 . TRUE SOURCE OF COMMUNICATION. (a) A person commits an offense if, with intent to injure a candidate or influence the result of an election, the person enters into a contract or other agreement to print, publish, or broadcast political advertising that purports to emanate from a source other than its true source. (b) A person commits an offense if, with intent to injure a candidate or influence the result of an election, the person knowingly represents in a campaign communication that the communication emanates from a source other than its true source. (c) An offense under this section is a Class A misdemeanor. (d) A person commits an offense if the person, with intent to injure a candidate or influence the result of an election: (1) creates a deep fake video; and (2) causes the deep fake video to be published or distributed within 30 days of an election. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.255.htm 4/7 12/19/2019 ELECTION CODE CHAPTER 255.REGULATING POLITICAL ADVERTISING AND CAMPAIGN COMMUNICATIONS (e) In this section, "deep fake video" means a video, created with the intent to deceive, that appears to depict a real person performing an action that did not occur in reality. Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept. 1, 1987 . Amended by: Acts 2019, 86th Leg. , R. S . , Ch. 1339 (S .B. 751) , Sec . 1, eff. September 1, 2019 . Sec. 255 . 005 . MISREPRESENTATION OF IDENTITY. (a) A person commits an offense if, with intent to injure a candidate or influence the result of an election, the person misrepresents the person' s identity or, if acting or purporting to act as an agent, misrepresents the identity of the agent ' s principal, in political advertising or a campaign communication. (b) An offense under this section is a Class A misdemeanor. Amended by Acts 1987, 70th Leg. , ch. 899, Sec. 1, eff. Sept. 1, 1987; Acts 1997, 75th Leg. , ch. 864, Sec. 249, eff. Sept. 1, 1997 . Sec. 255 . 006 . MISLEADING USE OF OFFICE TITLE. (a) A person commits an offense if the person knowingly enters into a contract or other agreement to print, publish, or broadcast political advertising with the intent to represent to an ordinary and prudent person that a candidate holds a public office that the candidate does not hold at the time the agreement is made. (b) A person commits an offense if the person knowingly represents in a campaign communication that a candidate holds a public office that the candidate does not hold at the time the representation is made . (c) For purposes of this section, a person represents that a candidate holds a public office that the candidate does not hold if: (1) the candidate does not hold the office that the candidate seeks; and (2) the political advertising or campaign communication states the public office sought but does not include the word "for" in a type size that is at least one-half the type size used for the name of the office to clarify that the candidate does not hold that office. (d) A person other than an officeholder commits an offense if the person knowingly uses a representation of the state seal in political advertising. (e) An offense under this section is a Class A misdemeanor. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.255.htm 5/7 12/19/2019 ELECTION CODE CHAPTER 255.REGULATING POLITICAL ADVERTISING AND CAMPAIGN COMMUNICATIONS Amended by Acts 1987, 70th Leg. , ch. 899, Sec . 1, eff. Sept . 1, 1987; Acts 1993, 73rd Leg. , ch. 300, Sec . 30, eff. Aug. 30, 1993; Acts 1997, 75th Leg. , ch. 864, Sec . 250, eff. Sept . 1, 1997; Acts 1997, 75th Leg. , ch. 1134, Sec . 9, eff. Sept . 1, 1997; Acts 1999, 76th Leg. , ch. 62, Sec . 5 . 17, eff. Sept . 1, 1999; Acts 1999, 76th Leg. , ch. 737, Sec . 1, eff. Sept . 1, 1999 . Sec . 255 . 008 . DISCLOSURE ON POLITICAL ADVERTISING FOR JUDICIAL OFFICE . (a) This section applies only to a candidate or political committee covered by Subchapter F, Chapter 253 . (b) Political advertising by a candidate who files a declaration of intent to comply with the limits on expenditures under Subchapter F, Chapter 253, or a specific-purpose committee for supporting such a candidate may include the following statement : "Political advertising paid for by (name of candidate or committee) in compliance with the voluntary limits of the Judicial Campaign Fairness Act . " (c) Political advertising by a candidate who files a declaration of intent to comply with the limits on expenditures under Subchapter F, Chapter 253, or a specific-purpose committee for supporting such a candidate that does not contain the statement prescribed by Subsection (b) must comply with Section 255 . 001 . (d) Political advertising by a candidate who files a declaration of intent to exceed the limits on expenditures under Subchapter F, Chapter 253, or a specific-purpose committee for supporting such a candidate must include the following statement : "Political advertising paid for by (name of candidate or committee) , (who or which) has rejected the voluntary limits of the Judicial Campaign Fairness Act . " (e) The commission shall adopt rules providing for: (1) the minimum size of the disclosure required by this section in political advertising that appears on television or in writing; and (2) the minimum duration of the disclosure required by this section in political advertising that appears on television or radio . (f) A person who violates this section or a rule adopted under this section is liable for a civil penalty not to exceed: (1) $15, 000, for a candidate for a statewide judicial office or a specific-purpose committee for supporting such a candidate; (2) $10, 000, for a candidate for chief justice or justice, court of appeals, or a specific-purpose committee for supporting such a candidate; or https://statutes.capitol.texas.gov/Docs/EL/htm/EL.255.htm 6/7 12/19/2019 ELECTION CODE CHAPTER 255.REGULATING POLITICAL ADVERTISING AND CAMPAIGN COMMUNICATIONS (3) $5, 000, for a candidate for any other judicial office covered by Subchapter F, Chapter 253, or a specific-purpose committee for supporting such a candidate. (g) Section 253 . 176 applies to the imposition and disposition of a civil penalty under this section. Added by Acts 1995, 74th Leg. , ch. 763, Sec . 6, eff . Sept . 1, 1995 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.255.htm 7/7 POLITICAL , 1 AND CAMPAIGN P 1 NON-COMMERCIAL SIGNS VISIBLE TO PUBLIC HIGHWAYS PRIMARY HIGHWAYS During campaign season, the landscape blooms with a special kind of flower-the political ONLINE INFORMATION sign. Unlike wildflowers which are welcome anywhere,putting campaign signs on public lands This same information is is illegal. So before you plant that sign, learn the law and keep Texas beautiful. availiable online on TxDOT's website and can TxDOT only controls the location of commercial signs, and never controls the content of any be accessed by the below signage. If you have questions about what may be on a political sign,please contact the method: Texas Ethics Commission at(512)463-5800. Go to FREQUENTLY ASKED QUESTIONS: wwwAxdot.gov y Where can I place political signs? Select Inside TxDOT You can place your signs anywhere so long as they are not in the highway right of way or y in a location that poses a safety hazard (e.g. blocking sight to a driveway).Always make sure to check with local authorities(Cities, Counties, Homeowner's Associations, etc.)as Select Divisions they may have their own restrictions. y When can I place political signs? Select Right of Way Cities and counties may have their own time restrictions for political signs, however y TxDOT does not enforce any timing restrictions. Rules for Posting There is a sign on private property posing a safety hazard Campaign Signs If you believe a sign or signs create a safety hazard, contact local law enforcement as they can have the owner remove or relocate their sign(s). OR There are signs located on the Right of Way(ROW) Search Online: Signs cannot be placed on the ROW as per Texas Transportation Code(TTC) §393.002. "TxDOT Campaign Signs" "A sheriff, constable, or other trained volunteer authorized by the commissioners court of a county may confiscate a sign placed in violation of Section 393.002." (TTC §393.003). For state-maintained highways,your local TxDOT district office also has the authority to remove signs located on state owned right of way. Where is the ROW? If you are unsure where the ROW starts or ends,you should contact your local TxDOT district office. CONTACT US The contact information for your local TxDOT office can be found online at: www.txdot.gov 4 Inside TxDOT-> Districts Then use the map or the drop-down list to select your county for specific contact information. For any other questions concerning political signs along Texas highways, contact the TxDOT Commercial Signs Regulatory Program by email at: ROW-OutdoorAdvertising@txdot.gov or by phone at: (512)416-3030 DepartmentAw Texas TxDOT Rules for Posting Campaign Signs During campaign season, the landscape blooms with a special kind of flower- the political sign. Unlike wildflowers that are welcome anywhere, putting campaign ns on lands is illy. So before you plant that sign, learn the law and keep Texas beautiful. You Need to Know • It is illegal to place any signs on or within the right of way. This includes posting signs on trees, telephone poles, traffic signs and other objects on the right of way. • Campaign signs along Texas roads can be placed on private property with the owner's permission. • Signs must be made of lightweight material and be no larger than 50 square feet. • Campaign signs may be posted as early as 90 days before an election(no earlier) and must be removed within 10 days after the election. • Before placing a sign inside of incorporated city limits, check with the city for applicable ordinances. Sign Removal If you've placed your sign in the right of way or it's posing a traffic hazard, TxDOT will remove it without prior notice. All costs associated with sign removal will be paid by the sign owner. Contact TxDOT For more information about the rules governing campaign signs, please call (512)416-2901. http://www.txdot.gov/inside-txdot/division/right-of-way/campaign-signs.htmI 12/19/2019 ELECTION CODE CHAPTER 33.WATCHERS ELECTION CODE TITLE 3 . ELECTION OFFICERS AND OBSERVERS CHAPTER 33 . WATCHERS SUBCHAPTER A. APPOINTMENT Sec . 33 . 001 . WATCHER DEFINED. In this code, "watcher" means a person appointed under this subchapter to observe the conduct of an election on behalf of a candidate, a political party, or the proponents or opponents of a measure. Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff. Jan. 1, 1986 . Sec. 33 . 002 . APPOINTMENT BY CANDIDATE . (a) Watchers may be appointed by each candidate whose name appears on the ballot or the list of declared write-in candidates in an election for: (1) a public office other than the office of vice-president of the United States; or (2) an office of a political party. (b) In an election for an office of the state government that is filled by voters of more than one county, watchers may also be appointed by the candidate ' s campaign treasurer. (c) In an election for an office of the federal government that is filled by voters of more than one county, watchers may also be appointed by the chair or treasurer of the candidate ' s principal campaign committee or by a designated agent of the chair or treasurer. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan . 1, 1986 . Amended by Acts 1997, 75th Leg. , ch. 864, Sec. 32, eff. Sept. 1, 1997; Acts 1997, 75th Leg. , ch. 1349, Sec. 15, eff. Sept. 1, 1997 . Sec. 33 . 003 . APPOINTMENT BY POLITICAL PARTY. (a) The county chair of each political party that has one or more nominees on the ballot may appoint watchers . (b) If the county chair does not make an authorized appointment, any three members of the county executive committee may make the appointment. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . Amended by Acts 1997, 75th Leg. , ch. 864, Sec. 33, eff. Sept. 1, 1997 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.33.htm 1/10 12/19/2019 ELECTION CODE CHAPTER 33.WATCHERS Sec. 33 . 004 . APPOINTMENT FOR WRITE-IN CANDIDATE. (a) A group of registered voters may appoint watchers on behalf of a write-in candidate in an election in which a declaration of write-in candidacy is not required to be filed. (b) To be eligible to participate in the appointment under this section of a watcher for a precinct polling place, a person must be a registered voter of the precinct. To be eligible to participate in the appointment under this section of a watcher for an early voting polling place, the meeting place of an early voting ballot board, or a central counting station, a person must be a registered voter of the territory served by that facility. (c) The minimum number of voters required to make an appointment under this section is the lesser of : (1) 15; or (2) five percent of the registered voters of the appropriate territory as determined from the list of registered voters to be used for the election. Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff. Jan. 1, 1986 . Amended by Acts 1991, 72nd Leg. , ch. 203, Sec. 2 . 38; Acts 1991, 72nd Leg. , ch. 554, Sec. 9, eff. Sept. 1, 1991; Acts 1997, 75th Leg. , ch. 1349, Sec. 16, eff. Sept. 1, 1997 . Sec. 33 . 005 . APPOINTMENT FOR ELECTION ON MEASURE. (a) In an election on a measure, watchers may be appointed by the campaign treasurer or an assistant campaign treasurer of a specific-purpose political committee that supports or opposes the measure. (b) This section does not apply to a referendum measure submitted at a primary election. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . Sec . 33 . 006 . CERTIFICATE OF APPOINTMENT. (a) For an appointment of a watcher to be effective, the appointing authority must issue a certificate of appointment to the appointee. (b) A certificate of appointment must : (1) be in writing and signed by the appointing authority or, for an appointment for a write-in candidate under Section 33 . 004, by each of the voters making the appointment; https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.33.htm 2/10 12/19/2019 ELECTION CODE CHAPTER 33.WATCHERS (2) indicate the capacity in which the appointing authority is acting; (3) state the name, residence address, and voter registration number of the appointee and be signed by the appointee; (4) identify the election and the precinct polling place or other location at which the appointee is to serve; (5) in an election on a measure, identify the measure if more than one is to be voted on and state which side of the measure the appointee represents; and (6) contain an affidavit executed by the appointee stating that the appointee will not have possession of a device capable of recording images or sound or that the appointee will disable or deactivate the device while serving as a watcher. (c) In addition to complying with Subsection (b) , a certificate issued to a watcher appointed for a write-in candidate under Section 33 . 004 must : (1) include the residence address and voter registration number of eligible signers in the required number; (2) include the signed statement of the candidate, or a person who would be authorized to make appointments on the candidate ' s behalf if the candidate ' s name appeared on the ballot, that the appointment is made with the signer' s consent; and (3) state the residence or office address of the signer under Subdivision (2) and the capacity in which the signer signs, if the statement is not signed by the candidate. Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff. Jan. 1, 1986 . Amended by Acts 1987, 70th Leg. , ch. 498, Sec. 1, eff. Sept . 1, 1987; Acts 1993, 73rd Leg. , ch. 728, Sec . 8, eff. Sept. 1, 1993; Acts 1997, 75th Leg. , ch. 864, Sec. 34, eff. Sept . 1, 1997; Acts 1997, 75th Leg. , ch. 1349, Sec . 17, eff . Sept. 1, 1997 . Amended by: Acts 2011, 82nd Leg. , R. S . , Ch. 1164 (H.B. 2817) , Sec . 11, eff. September 1, 2011 . Sec. 33 . 007 . NUMBER AND PLACE OF SERVICE OF WATCHERS . (a) Each appointing authority may appoint not more than two watchers for each precinct polling place, meeting place for an early voting ballot board, or central counting station involved in the election. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.33.htm 3/10 12/19/2019 ELECTION CODE CHAPTER 33.WATCHERS (b) Each appointing authority may appoint not more than seven watchers for each main or branch early voting polling place involved in the election. Not more than two watchers appointed by the same authority may be on duty at the same early voting polling place at the same time. (c) In an election in which the election officers serving at a precinct polling place also serve as an early voting ballot board, a watcher who is appointed for the precinct polling place may observe the processing of early voting ballots by the early voting ballot board, or separate watchers may be appointed to observe only that activity. (d) The number of watchers accepted for service on each side of a measure may not exceed the number authorized by this section. If the number of appointments exceeds the authorized number, the authority accepting the watchers for service shall accept the watchers in the order in which they present their certificates of appointment. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . Amended by Acts 1991, 72nd Leg. , ch. 203, Sec. 2 . 39; Acts 1991, 72nd Leg. , ch. 554, Sec. 10, eff. Sept. 1, 1991 . SUBCHAPTER B. ELIGIBILITY Sec. 33 . 031 . GENERAL ELIGIBILITY REQUIREMENTS . (a) To be eligible to serve as a watcher, a person must be a qualified voter: (1) of the county in which the person is to serve, in an election ordered by the governor or a county authority or in a primary election; (2) of the part of the county in which the election is held, in an election ordered by the governor or a county authority that does not cover the entire county of the person' s residence; and (3) of the political subdivision, in an election ordered by an authority of a political subdivision other than a county. (b) Repealed by Acts 2009, 81st Leg. , R. S . , Ch. 1235, Sec. 26 (3) , eff. September 1, 2009 . Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff. Jan . 1, 1986 . Amended by: Acts 2009, 81st Leg. , R. S . , Ch. 1235 (S .B. 1970) , Sec. 26 (3) , eff. September 1, 2009 . Sec. 33 . 032 . INELIGIBILITY OF CANDIDATE FOR PUBLIC OFFICE. (a) A person is ineligible to serve as a watcher in an election if the person is a candidate for a public office in an election to be held on the same day. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.33.htm 4/10 12/19/2019 ELECTION CODE CHAPTER 33.WATCHERS (b) In this section, "candidate" means a person who has taken affirmative action, as described by the law regulating political funds and campaigns, for the purpose of gaining nomination or election. Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff . Jan. 1, 1986 . Sec. 33 . 033 . INELIGIBILITY OF EMPLOYEE OR RELATIVE OF ELECTION OFFICER. (a) A person is ineligible to serve as a watcher at a particular location if the person is the employer of or is employed by or related within the second degree by consanguinity or affinity, as determined under Chapter 573, Government Code, to an election judge, an election clerk, an early voting clerk, or a deputy clerk serving at that location. (b) For purposes of this section, a person is employed by an election officer in the same circumstances that a person is employed by a candidate under Section 32 . 054 (b) . Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . Amended by Acts 1991, 72nd Leg. , ch. 203, Sec. 2 . 40; Acts 1991, 72nd Leg. , ch. 554, Sec. 11, eff. Sept. 1, 1991; Acts 1991, 72nd Leg. , ch. 561, Sec. 16, eff. Aug. 26, 1991; Acts 1995, 74th Leg. , ch. 76, Sec. 5 . 95 (27) , eff. Sept. 1, 1995 . Sec . 33 . 034 . INELIGIBILITY OF PUBLIC OFFICER. (a) A person who holds an elective public office is ineligible to serve as a watcher in an election. (b) For purposes of this section, a deputy or assistant serving under a public officer does not hold a public office. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . Sec . 33 . 035 . INELIGIBILITY OF PERSON CONVICTED OF ELECTION OFFENSE. A person is ineligible to serve as a watcher in an election if the person has been finally convicted of an offense in connection with conduct directly attributable to an election. Added by Acts 1997, 75th Leg. , ch. 1349, Sec . 18, eff. Sept . 1, 1997 . SUBCHAPTER C. SERVICE Sec . 33 . 051 . ACCEPTANCE OF WATCHER. (a) A watcher appointed to serve at a precinct polling place, a meeting place for an early voting ballot board, or a central counting station must deliver a certificate of https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.33.htm 5/10 12/19/2019 ELECTION CODE CHAPTER 33.WATCHERS appointment to the presiding judge at the time the watcher reports for service. A watcher appointed to serve at an early voting polling place must deliver a certificate of appointment to the early voting clerk or deputy clerk in charge of the polling place when the watcher first reports for service. (b) The officer presented with a watcher' s certificate of appointment shall require the watcher to countersign the certificate to ensure that the watcher is the same person who signed the certificate. Except as provided by Subsection (c) , a watcher who presents himself or herself at the proper time with a certificate of appointment shall be accepted for service unless the person is ineligible to serve or the number of appointees to which the appointing authority is entitled have already been accepted. (c) A watcher may not be accepted for service if the watcher has possession of a device capable of recording images or sound unless the watcher agrees to disable or deactivate the device. The presiding judge may inquire whether a watcher has possession of any prohibited recording device before accepting the watcher for service. (d) The certificate of a watcher serving at an early voting polling place shall be retained at the polling place until voting at the polling place is concluded. At each subsequent time that the watcher reports for service, the watcher shall inform the clerk or deputy in charge . The officer may require the watcher to sign the watcher' s name in the officer' s presence, for comparison with the signature on the certificate, if the officer is uncertain of the watcher' s identity. (e) If a watcher is not accepted for service, the certificate of appointment shall be returned to the watcher with a signed statement of the reason for the rejection. (f) On accepting a watcher for service, the election officer shall provide the watcher with a form of identification, prescribed by the secretary of state, to be displayed by the watcher during the watcher' s hours of service at the polling place. Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff. Jan. 1, 1986 . Amended by Acts 1987, 70th Leg. , ch. 498, Sec. 2, eff. Sept . 1, 1987; Acts 1991, 72nd Leg. , ch. 203, Sec . 2 . 41; Acts 1991, 72nd Leg. , ch. 554, Sec. 12, eff . Sept. 1, 1991; Acts 1993, 73rd Leg. , ch. 728, Sec. 9, eff. Sept . 1, 1993; Acts 1997, 75th Leg. , ch. 864, Sec. 35, eff. Sept. 1, 1997 . Amended by: Acts 2011, 82nd Leg. , R. S . , Ch. 1164 (H.B. 2817) , Sec . 12, eff. September 1, 2011 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.33.htm 6/10 12/19/2019 ELECTION CODE CHAPTER 33.WATCHERS Acts 2013, 83rd Leg. , R. S . , Ch. 188 (S .B. 160) , Sec. 1, eff. September 1, 2013 . Sec. 33 . 052 . HOURS OF SERVICE AT PRECINCT POLLING PLACE. (a) A watcher at a precinct polling place may begin service at any time after the presiding judge arrives at the polling place on election day and may remain at the polling place until the presiding judge and the clerks complete their duties there. A watcher that serves for more than five continuous hours may serve at the polling place during the hours the watcher chooses, except that if the watcher is present at the polling place when ballots are counted, the watcher may not leave until the counting is complete. (b) For purposes of this section, a watcher is considered to have served continuously if the watcher leaves the polling place for the purpose of using a wireless communication device prohibited from use in the polling place under Section 61 . 014 and the watcher promptly returns . Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . Amended by Acts 1987, 70th Leg. , ch. 472, Sec. 7, eff. Sept. 1, 1987; Acts 1997, 75th Leg. , ch. 864, Sec. 36, eff. Sept . 1, 1997; Acts 2003, 78th Leg. , ch. 254, Sec. 1, 2, eff. Sept. 1, 2003 . Amended by: Acts 2007, 80th Leg. , R. S . , Ch. 697 (H.B. 1921) , Sec. 3, eff. September 1, 2007 . Acts 2009, 81st Leg. , R. S . , Ch. 87 (S .B. 1969) , Sec. 27 . 002 (2) , eff. September 1, 2009 . Sec. 33 . 053 . HOURS OF SERVICE AT EARLY VOTING POLLING PLACE. A watcher serving at an early voting polling place may be present at the polling place at any time it is open and until completion of the securing of any voting equipment used at the polling place that is required to be secured on the close of voting each day. The watcher may serve during the hours the watcher chooses . Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff . Jan . 1, 1986 . Amended by Acts 1991, 72nd Leg. , ch. 203, Sec . 2 . 42; Acts 1991, 72nd Leg. , ch. 554, Sec. 13, eff. Sept . 1, 1991; Acts 1997, 75th Leg. , ch. 864, Sec. 37, eff. Sept. 1, 1997 . Sec . 33 . 054 . HOURS OF SERVICE AT EARLY VOTING BALLOT BOARD MEETING. (a) A watcher serving at the meeting place of an early voting ballot board https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.33.htm 7/10 12/19/2019 ELECTION CODE CHAPTER 33.WATCHERS may be present at any time the board is processing or counting ballots and until the board completes its duties . The watcher may serve during the hours the watcher chooses, except as provided by Subsection (b) . (b) A watcher may not leave during voting hours on election day without the presiding judge ' s permission if the board has recorded any votes cast on voting machines or counted any ballots, unless the board has completed its duties and has been dismissed by the presiding judge. Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff. Jan . 1, 1986 . Amended by Acts 1991, 72nd Leg. , ch. 203, Sec. 2 . 43; Acts 1991, 72nd Leg. , ch. 554, Sec. 14, eff. Sept . 1, 1991; Acts 1997, 75th Leg. , ch. 864, Sec . 38, eff. Sept. 1, 1997 . Sec. 33 . 055 . HOURS OF SERVICE AT CENTRAL COUNTING STATION. (a) A watcher serving at a central counting station may be present at any time the station is open for the purpose of processing or preparing to process election results and until the election officers complete their duties at the station. The watcher may serve during the hours the watcher chooses, except as provided by Subsection (b) . (b) A watcher may not leave during voting hours on election day without the presiding judge ' s permission if the counting of ballots at the central counting station has begun. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan . 1, 1986 . Amended by Acts 1997, 75th Leg. , ch. 864, Sec. 39, eff. Sept. 1, 1997 . Sec. 33 . 056 . OBSERVING ACTIVITY GENERALLY. (a) Except as provided by Section 33 . 057, a watcher is entitled to observe any activity conducted at the location at which the watcher is serving. A watcher is entitled to sit or stand conveniently near the election officers conducting the observed activity. (b) A watcher is entitled to sit or stand near enough to the member of a counting team who is announcing the votes to verify that the ballots are read correctly or to a member who is tallying the votes to verify that they are tallied correctly. (c) A watcher is entitled to inspect the returns and other records prepared by the election officers at the location at which the watcher is serving. (d) A watcher may not be prohibited from making written notes while on duty. Before permitting a watcher who made written notes at a precinct polling place to leave while the polls are open, the presiding officer may https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.33.htm 8/10 12/19/2019 ELECTION CODE CHAPTER 33.WATCHERS require the watcher to leave the notes with another person on duty at the polling place, selected by the watcher, for retention until the watcher returns to duty. Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff . Jan. 1, 1986 . Sec. 33 . 057 . OBSERVING PREPARATION OF VOTER' S BALLOT. (a) A watcher is entitled to be present at the voting station when a voter is being assisted by an election officer, and the watcher is entitled to examine the ballot before it is deposited in the ballot box to determine whether it is prepared in accordance with the voter' s wishes . (b) A watcher may not be present at the voting station when a voter is preparing the voter' s ballot or is being assisted by a person of the voter' s choice. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . Amended by Acts 1997, 75th Leg. , ch. 864, Sec. 40, eff. Sept. 1, 1997 . Sec. 33 . 058 . RESTRICTIONS ON WATCHER' S ACTIVITIES . (a) While on duty, a watcher may not: (1) converse with an election officer regarding the election, except to call attention to an irregularity or violation of law; (2) converse with a voter; or (3) communicate in any manner with a voter regarding the election. (b) A watcher may call the attention of an election officer to any occurrence that the watcher believes to be an irregularity or violation of law and may discuss the matter with the officer. An officer may refer the watcher to the presiding officer at any point in the discussion. In that case, the watcher may not discuss the occurrence further with the subordinate officer unless the presiding officer invites the discussion. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . Sec. 33 . 059 . OBSERVING SECURING OF VOTING SYSTEM EQUIPMENT BEFORE ELECTION. (a) A watcher appointed to serve at a polling place in an election using voting system equipment that is required to be delivered to the polling place in a secured condition is entitled to observe the inspection and securing of the equipment in the jurisdiction of the authority responsible for distributing election supplies to the polling place at which the watcher is appointed to serve . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.33.htm 9/10 12/19/2019 ELECTION CODE CHAPTER 33.WATCHERS (b) On request of a watcher, the authority responsible for distributing the election supplies shall inform the watcher of the place, date, and hour of the inspection. A watcher shall be admitted on presentation of a certificate of appointment . The person admitting the watcher shall return the certificate to the watcher . Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff. Jan . 1, 1986 . Sec. 33 . 060 . OBSERVING DELIVERY OF ELECTION RECORDS . (a) On request of a watcher, an election officer who delivers election records from a precinct polling place, an early voting polling place, a meeting place for an early voting ballot board, or a central counting station shall permit the watcher appointed to serve at that location to accompany the officer in making the delivery. (b) If delivery is made in a vehicle, an election officer complies with this section if the officer permits the watcher to follow in a different vehicle and drives in a manner that enables the watcher to keep the vehicle in sight. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . Amended by Acts 1991, 72nd Leg. , ch. 203, Sec. 2 . 44; Acts 1991, 72nd Leg. , ch. 554, Sec. 15, eff. Sept. 1, 1991 . Sec. 33 . 061 . UNLAWFULLY OBSTRUCTING WATCHER. (a) A person commits an offense if the person serves in an official capacity at a location at which the presence of watchers is authorized and knowingly prevents a watcher from observing an activity the watcher is entitled to observe. (b) An offense under this section is a Class A misdemeanor. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.33.htm 10/10 POLL WATCHER'S GUIDE A E o w CIO Issued by the SECRETARY OF STATE ELECTIONS DIVISION P.O.Box 12060 Austin, Texas 78711-2060 www.sos.state.tx.us (512)463-5650 1-800-252-VOTE (8683) Dial 7-1-1 for Relay Services Updated: January 2018 TABLE OF CONTENTS INTRODUCTION........................................................................................................................................2 QUICK POINTS TO REMEMBER.............................................................................................................2 VOTER ID UPDATE................................. ......................................................................... 3 QUALIFICATIONS OF WATCHER..........................................................................................................4 APPOINTMENT OF WATCHER................................................................................................................5 Appointment of watcher by political parties:................................................................................................5 Appointment of watcher by a candidate: ......................................................................................................5 Appointment of watcher for elections on measures:.....................................................................................6 Maximum number of watchers: ....................................................................................................................6 Activities a poll watcher may observe:.........................................................................................................6 ACCEPTANCEOF WATCHER..................................................................................................................7 Time for reporting to the polling place:........................................................................................................7 CERTIFICATE OF APPOINTMENT..........................................................................................................8 Issuance of certificate:..................................................................................................................................8 DUTIES AND PRIVILEGES OF WATCHER............................................................................................9 MISCELLANEOUS...................................................................................................................................12 Possibleillegal activities:...........................................................................................................................12 Persons allowed in the polling place:......................................................................................................... 13 ProvisionalVoting:..................................................................................................................................... 14 Using English and interpreters:.................................................................................................................. 19 Castingthe ballot:.......................................................................................................................................20 RecountWatcher.........................................................................................................................................20 Recount Watcher Qualifications.................................................................................................................20 Permitted Number of Recount Watchers.....................................................................................................21 Recount Watcher Appointment....................................................................................................................21 RecountWatcher's Duties...........................................................................................................................21 CONCLUSION...........................................................................................................................................21 1 INTRODUCTION This "Poll Watcher's Guide" has been designed to familiarize poll watchers with their basic rights and responsibilities. The integrity of elections is a concern of all citizens, and although poll watchers may represent particular candidates, political parties or specific-purpose political action committees, their main interest is in the conduct of a fair and honest election. A poll watcher's role in an election is established by Chapter 33 of the Texas Election Code and is defined as follows: Poll Watcher—a person appointed to observe the conduct of an election on behalf o£ • a candidate, • a political party, or • the proponents or opponents of a measure (specific-purpose political action committees). Throughout this guide, all references are made to appropriate sections in the Texas Election Code, unless otherwise noted. QUICK POINTS TO REMEMBER • In order to serve as a poll watcher, you must show up with a certificate of appointment that includes: o Name, residence address, and voter registration number of the poll watcher; o The signature of the person(s)making the appointment; o The election and the number of the precinct where the poll watcher is to serve; o An indication of the capacity in which the appointing authority is acting; o In an election on a measure, an identification of the measure (if more than one is to be voted on) and a statement of which side the appointee represents; o An affidavit to be executed by the poll watcher that the poll watcher will not have possession of any mechanical or electronic means of recording images or sound while serving as a watcher unless the poll watcher disables or deactivates the device; and o The signature of the poll watcher. • Be ready to counter-sign the certificate of appointment in front of the election judge. This serves not only to certify that the person presenting themselves as a poll watcher is the person named on the appointment, but also as the execution of the affidavit that the watcher does not have possession of any prohibited recording devices. • If you are serving on election day and want to vote in a different precinct (from the location of service), we recommend voting during the early voting period, before your service as a poll watcher. 2 VOTER ID UPDATE AND PROCEDURES Pursuant to Senate Bill 5 (85th Legislative Session, 2017), a voter who possesses an acceptable form of photo ID listed below and in Section 63.0101(a) of the Texas Election Code must present such acceptable form of photo ID. Voters who do not possess one of the forms of acceptable photo identification listed below, and cannot reasonably obtain one of the forms of acceptable photo identification listed below, may present a supporting form of identification of the voter and execute a Reasonable Impediment Declaration, noting the voter's reasonable impediment to obtaining an acceptable form of photo identification, stating that the information contained in the declaration is true, that the voter is the same individual personally appearing at the polling place to sign the declaration, and that the voter faces a reasonable impediment to procuring an acceptable form of photo identification. Here is a list of the acceptable forms of photo ID: • Texas Driver License issued by the Texas Department of Public Safety("DPS") • Texas Election Identification Certificate issued by DPS • Texas Personal Identification Card issued by DPS • Texas Handgun License issued by DPS • United States Military Identification Card containing the person's photograph • United States Citizenship Certificate containing the person's photograph • United States Passport (book or card) With the exception of the U.S. Citizenship Certificate, which does not expire, the identification must be current or, for voters aged 18-69, have expired no more than 4 years before being presented for voter qualification at the polling place. A person 70 years of age or older may use a form of identification listed above that has expired if the identification is otherwise valid. NOTE: This is a change from the previous statute. The previous statute required that the photo ID not be expired for more than 60 days. If a voter does not possess one of the forms of acceptable photo identification listed above, and the voter cannot reasonably obtain such identification,the voter may execute a Reasonable Impediment Declaration and present one of the following supporting forms of identification: • copy or original of a government document that shows the voter's name and an address, including the voter's voter registration certificate; • copy of or original current utility bill; • copy of or original bank statement; • copy of or original government check; • copy of or original paycheck; or • copy of or original of(a) a certified domestic (from a U.S. state or territory)birth certificate or(b) a document confirming birth admissible in a court of law which establishes the voter's identity (which may include a foreign birth document). The voter must execute a Reasonable Impediment Declaration and present a supporting form of identification to complete the procedure. The election judge, election clerk, or poll watcher cannot question the reasonableness of the impediment claimed by the voter. The poll watcher is not permitted to converse with any voter or communicate in any manner with any voter regarding the election, including, but not necessarily limited to, the Reasonable Impediment Declaration procedures or the presentation of voter identification. 3 On the Reasonable Impediment Declaration, the voter must enter their name, indicate the voter's reasonable impediment to obtaining one of the seven forms of acceptable photo ID, and then sign and date the form in the presence of the election judge. The election judge must then indicate that the form was signed and sworn before the judge by also signing and dating the form. Either the poll worker or the election judge should also check the box listing the form of supporting documentation the voter presented, fill in the Date of Election and Location fields, and fill in the voter's Voter Unique Identification Number ("VUID") in the appropriate box or affix a sticker that contains that information across the box, and note on the Combination Form that the declaration was used by the voter. NOTE: The address on either an acceptable form of photo identification, or, if applicable, a supporting form of identification, does not need to match the address on the list of registered voters. Substantially Similar Name Affidavit Finally, note that, as was the case under the prior statute, if the voter's name on the list of registered voters does not match exactly to the ID presented (either an acceptable form of photo ID or, if applicable, a supporting form of identification), the voter must complete the "Substantially Similar Name Affidavit" on the Combination Form. QUALIFICATIONS OF WATCHER Q. What are the qualifications of a watcher? A. A watcher must: 1. be a registered voter of the territory (e.g., city, school district) covered by the election and of the county for November general elections for state and county officers (held on even-years),primary elections, or other countywide elections; [Sec. 33.031] 2. NOT be a candidate for public office in an election held on the day the watcher seeks to serve; [Sec. 33.032] 3. NOT hold an elective public office; [Sec. 33.034] 4. NOT be an employee of an election judge or clerk serving at the same polling place; [Sec. 33.033] 5. NOT been finally convicted of an offense in connection with conduct directly attributable to an election; [Sec. 33.035] and 6. NOT be related within the second degree of consanguinity or affinity (as determined by Tex. Govt. Code, Chapter 573, Subchapter B, Secs. 573.022 - 573.025)1 to an election judge or clerk serving at that polling place. A watcher may be related to the candidate the watcher is representing. [Sec. 33.033] Q: Can a person who has been finally convicted of an election offense serve as a watcher? A: No. A person convicted of any election offense cannot serve as a watcher. [Sec. 33.035] ' These include spouses,siblings,grandparents,and grandchildren. 4 Q. Does a poll watcher need to live within the election precinct in which the watcher is serving? A. No. Q. Can a person serve as a watcher in an election if they are a candidate running for a public office? A. No. A person is ineligible to serve as a watcher in an election if the person is a candidate for public office in an election to be held on the same day. [Sec. 33.032]. Q. Are elected public officials allowed to serve as watchers in any election? A. No. A person who holds elected public office is ineligible to serve as a watcher. [Sec. 33.034]. Q. Can officers of a political party serve as watchers? A. Yes. They may serve because they are not elected public officers, as political parties are not public entities. [Sec. 33.034]. Q. Can a watcher work for or be related to any of the election officials? A. No. The watcher cannot be an employer of or employee of or related within the second degree to an election judge, election clerk, early voting clerk or deputy clerk. [Sec. 33.033]. Q. Can a candidate's spouse or child serve as a watcher? A. Yes. APPOINTMENT OF WATCHER APPOINTMENT OF WATCHER BY POLITICAL PARTIES: Q. Who appoints a watcher on behalf of political parties? A. 1. The county chair of each political party that has a nominee(s) on the official ballot may appoint watchers. [Sec. 33.003(a)]. 2. Any three members of the county executive committee may appoint watchers, if the county chair fails to act. [Sec. 33.003(b)]. APPOINTMENT OF WATCHER BY A CANDIDATE: Q. Who appoints a watcher on behalf of candidates? A. 1. A candidate whose name appears on the official ballot or on the list of declared write-in candidates in an election for any office (other than the office of Vice-President of the United States) may appoint a watcher. In other words, watchers may be appointed by any candidate whose name appears on the ballot other than the candidate for Vice President. For a state office that is filled by voters of more than one county, the candidate's campaign treasurer also may appoint a watcher. [Sec. 33.002(a) & (b)]. 5 2. For a federal office that is filled by voters of more than one county, the chair or treasurer of the candidate's principal campaign committee or a designated agent of the campaign chair or treasurer may appoint a watcher. [Sec. 33.002(c)]. 3. A group of registered voters may appoint watchers on behalf of a write-in candidate in an election in which declarations of write-in candidacy are not required to be filed. The minimum number of voters required to make an appointment under this section is the lesser of 15 or five percent of the registered voters of the appropriate territory as determined from the list of registered voters to be used for the election. • To be eligible to sign an appointment of a watcher to a precinct polling place, a person must be a registered voter of the precinct. • To be eligible to appoint a watcher to an early voting polling place, early ballot board meeting, or a central counting station, a person must be a registered voter of the county, city, school district or other political subdivision conducting the election. [Sec. 33.004]. APPOINTMENT OF WATCHER FOR ELECTIONS ON MEASURES: Q. Who appoints a watcher for elections on measures? A. The campaign treasurer or an assistant campaign treasurer of a specific purpose political action committee that supports or opposes a measure may appoint watchers. [Sec. 33.005(a)]. For information on establishing a specific purpose political action committee, please contact the Texas Ethics Commission at 1-512-463-5800 or www.ethics.state.tx.us. MAXIMUM NUMBER OF WATCHERS: Q. What is the maximum number of watchers that can be appointed by each appointing authority? A. 1. A maximum of seven (7) watchers may be appointed for each early voting polling place (No more than two may be on duty at the same location and at the same time); and 2. A maximum of two (2) watchers may be appointed for each precinct polling place, meeting place for an early voting ballot board, or central counting station involved in the election. [Sec. 33.007]. ACTIVITIES A POLL WATCHER MAY OBSERVE: A poll watcher is entitled to observe the following activities at early voting by personal appearance locations and election day locations: 1. Early voting by personal appearance polling place activities, including time before and after the polls close. NOTE: If present, a poll watcher should sign ballot box seals placed on early voting ballot boxes. 2. Election day polling place activities, including time before and after the polls close. 3. Early voting ballot board meeting activities. 4. Central counting station activities. 5. Central accumulation station activities. 6. Signature verification committee activities. 6 7. Voter being assisted by an election official. NOTE: A watcher may not be present at the voting station when a voter is preparing the voter's ballot or is being assisted by a person of the voter's choice, including by a person also serving as an interpreter at the voting station. 8. Inspecting and securing the voting equipment. [Sec. 33.059]. (Must present certificate of appointment; certificate must be returned to the watcher.) 9. Delivery of election results from polling place. [Sec. 33.060] ACCEPTANCE OF WATCHER TIME FOR REPORTING TO THE POLLING PLACE: Q. What time do watchers need to report to the polling place, and how long do they need to stay at that polling place? A. 1. At the polling place on election day, a poll watcher: • may begin service at any time after the presiding judge arrives and may stay at the polling place until election officials complete their duties. • may come and go after watcher has served 5 consecutive hours. [Sec. 33.052]. NOTE: If watcher leaves polling area temporarily to use cell phone or other wireless device, this temporary absence does not affect his 5 hours of consecutive service. 2. At an early voting polling place, a poll watcher: • may be present at the polling place at any time it is open and until voting equipment is secured on the close of voting each day. • may serve during the hours the watcher chooses. [Sec. 33.053]. NOTE: A poll watcher may be appointed to observe early voting by personal appearance only; a poll watcher is not entitled to observe the procedures related to early voting by mail. NOTE: NEW LAW (HB 2559 (85th Regular Session)): A poll watcher cannot obtain a copy of an application for a ballot to be voted by mail from the early voting clerk until the first business day after the election day of the earliest election for which the application is valid. Therefore, an Annual ABBM will not be available for public inspection or copying until the first business day after the election day of the earliest election held each calendar year for which the application is valid. The information placed on the early voting roster of people who voted by mail is not available for public inspection by anyone until the first business day after election day or the day following the day the voter's ballot is received by the early voting clerk, except to the voter seeking to verify that the information is accurate. [Sec. 87.121]. 3. At an early voting ballot board meeting (includingthe he signature verification committee), a poll watcher: 7 • may be present at any time the board is processing or counting ballots and until the board completes its duties. • may not leave during voting hours on election day without the early voting ballot board judge's permission once the board has begun counting the ballots. [Sec. 33.054]. 4. At the central counting station, a poll watcher: • may be present at any time the central counting station is open and has convened for the purpose of processing or preparing to process election results and until the election officers complete their duties at the station. • may not leave during voting hours without the presiding judge's permission, if the counting of ballots at the central counting station has begun. [Sec. 33.055]. NOTE: The presiding judge of the central counting station, in cooperation with the county clerk/elections administrator, may to choose to withhold the release of vote totals until the last voter has voted. CERTIFICATE OF APPOINTMENT ISSUANCE OF CERTIFICATE: The appointing authority must issue a certificate of appointment to the watcher. [Sec. 33.006(a)]. Q. What information needs to be on the certificate? A. The certificate of appointment must be in writing and must include the following: 1. Name, residence address, voter registration number, and signature of the watcher; 2. The election and the number of the precinct (or other location, for example, early voting ballot board meeting) at which the watcher is appointed to serve; 3. The signature of the person(s)making the appointment; 4. An indication of the capacity in which the appointing authority is acting, (example: as a candidate, a campaign treasurer or assistant campaign treasurer of a specific-purpose political action committee); 5. In an election on a measure, an identification of the measure (if more than one is to be voted on) and a statement identifying which side the appointee represents; and [Sec. 33.006(b)]. 6. An affidavit executed by the poll watcher that the poll watcher will not have possession of any mechanical or electronic means of recording images or sound while serving as a watcher unless the poll watcher disables or deactivates the device. (This affidavit is signed in the presence of the presiding judge; that signature also serves as the countersignature, which is discussed below.) NOTE: Officially-prescribed poll watcher appointment forms may be found at this link: http://www.sos.state.tx.us/elections/forms/index.shtml. Q. What are the requirements for a certificate of a watcher appointed on behalf of a non- declared write-in candidate? A. Additional requirements necessary for a certificate of appointment of a watcher for a non- declared write-in candidate include: 8 1. the residence address and voter registration number of the lesser of 15 voters or 5 percent of the registered voters in the precinct or political subdivision, as applicable; 2. the signed statement of the candidate, or a person who would be authorized to make appointments on the candidate's behalf if the candidate's name appeared on the ballot, that the appointment is made with the signer's consent [Sec. 33.004(b)]; and 3. the residence or office address of the write-in candidate or the person who would be authorized to make appointments on the candidate's behalf if the candidate's name appeared on the ballot. If the candidate does not sign, the signer must indicate his or her relationship to the candidate. [Sec. 33.006(c)]. Q. How does one present a certificate of appointment? A. 1. A watcher must deliver a certificate of appointment to the presiding judge at the time the watcher reports for service. [Sec. 33.051(a)]. 2. The officer presented with a watcher's certificate of appointment must require the watcher to countersign the certificate in the officer's presence to verify that the watcher is the same person who originally signed the certificate. The watcher's signature is in the portion of the certificate containing the affidavit that the watcher does not have possession of any prohibited recording devices; this serves both as the acknowledgement of the affidavit and as the countersignature. [Sec. 33.051(b)]. 3. A watcher may not be accepted for service unless an affidavit executed by the poll watcher that the poll watcher will not have possession of any mechanical or electronic means of recording images or sound while serving as a watcher unless the poll watcher disables or deactivates the device. 4. The judge must keep the certificate in envelope no. 2 (or other designated container) which is returned to the custodian of election records after the election. [Sec. 66.023(7)]. 5. The certificate of a watcher serving at an early voting polling place must be retained at the polling place until voting is concluded at the polling place. At each subsequent time that the watcher reports for service at that location, the watcher shall inform the clerk or deputy in charge. The officer may require the watcher to sign the watcher's name in the officer's presence, for comparison with the signature on the certificate, if the officer is uncertain of the watcher's identity. [Sec. 33.051(d)]. 6. If the watcher is rejected, the certificate should be returned to the watcher with a signed statement of the reason for the rejection. [Sec. 33.051(e)]. DUTIES AND PRIVILEGES OF WATCHER Q. What are a watcher's duties? A. The primary duty of a watcher is to observe the conduct of the election at the location where the watcher has been appointed. A watcher may point out to an election judge or clerk any observed irregularity or violation of the Texas Election Code. However, if the clerk refers the watcher to the judge, the watcher may not discuss the matter further with the clerk unless the presiding judge invites the discussion. [Sec. 33.058(b)]. Q: May watchers wear name tags? 9 A: In fact, they must. A poll watcher MUST wear a form of identification prescribed by the Secretary of State and provided by the presiding judge or other election officer. [Sec. 33.051(f)]. Q. What are watchers NOT allowed to do while on duty? A. 1. Talk with an election officer regarding the election except to call attention to an irregularity or violation. [Sec. 33.058(a)(1)]. 2. Converse with a voter. [Sec. 33.058(a)(2)]. 3. Communicate in any manner with a voter regarding the election. [Sec. 33.058(a)(3)]. 4. Leave during voting hours on election day without the presiding judge's permission unless the watcher has completed 5 consecutive hours of service at the polling place. If the watcher leaves without permission and prior to completing the 5 hours of service, the presiding judge may refuse to readmit the watcher. NOTE: The watcher must be allowed to leave to use a wireless communication device and be readmitted to the polling place, if the watcher returns promptly. This does not constitute an interruption in the watcher's 5 hours of consecutive service. [Sec. 33.052(b)]. 5. Reveal the following information before the polls close: • How a voter has voted; this offense is a third degree felony. [Sec. 61.006(b)]. • The number of votes that have been received for a candidate or for or against a measure; this offense is a Class C misdemeanor. [Sec. 61.007(a)(1)]. • A candidate's position relative to other candidates in the tabulation of the votes; this offense is a Class C misdemeanor. [Sec. 61.007(a)(2)]. • Whether a measure is passing or failing; this offense is a Class C misdemeanor. [Sec. 61.007(a)(3)]. • The names of persons who have or have not voted in the election; this offense is a Class C misdemeanor. [Sec. 61.007(a)(4)]. Q. What is a watcher permitted to do while on duty? A. A watcher must be permitted, but is not required to: I. Witness the installation of voting system equipment at the polling place. [Sec.33.059]. 2. Observe the securing of voting system equipment before the election. [Sec. 33.059]. 3. A poll watcher may leave the polling place temporarily in order to use a cell phone or other wireless communication device. If the poll watcher promptly returns, he or she is considered to have served continuously as that term is used for calculating his or her continuous 5 hours, which allows the watcher to come and go. [Sec. 62.011]. 4. Observe any activity conducted at the location at which the watcher is serving, and sit or stand conveniently near the election officials to observe the activities of the election. [Sec. 33.056(a)]. 5. Make written notes while on duty. However, if the watcher is permitted to leave the polling place while the polls are open, the watcher may be required to leave his or her 10 written notes with another person selected by the watcher who is on duty at the polling place. [Sec. 33.056(d)]. 6. Observe assistance given to voters by election officials and inspect the ballot before it is deposited in the ballot box to determine if it was prepared in accordance with the voter's wishes. [Sec. 33.057(a)]. NOTE: A watcher may not be present at the voting station when a voter is preparing the voter's ballot or is being assisted by a person of the voter's choice, including by a person also serving as an interpreter at the voting station. [Sec. 33.057(b); U.S.D.C. W.D. Tex. Civil Action No. 1:15-cv-00679- RP (Docket Nos. 60, 66) (as affirmed in part by the United States Court of Appeals for the Fifth Circuit (No. 16-51126); Docket No. 81) (hereinafter "Docket Nos. 60, 66")]].] 7. Inspect the returns and other records prepared by the election officers. [Sec. 33.056(c)]. 8. A watcher may not participate but may observe the tallying and counting of the votes to verify that the votes are tallied and read correctly. [Sec. 33.056(b)]. 9. Accompany authorized election officials in delivering election records from a precinct polling place, an early voting polling place, a meeting place for an early voting ballot board, or a central counting station. [Sec. 33.060(a)]. NOTE: Poll watcher and election officials do not need to ride in the same vehicle. [Sec. 33.060(b)]. 10. Witness securing of the voting system equipment at the time the polls close. [Sec. 125.063]. 11. Receive an English translation of any language spoken other than English between an election official and a voter. [Sec. 61.036]. Q. Can a watcher leave the election day polling place temporarily during the time the polls are open? A. Yes. Once a watcher has served more than 5 consecutive hours at the polling place, the watcher gains the privilege to leave the polling place and return at the hours he or she chooses, except that if the watcher is present when ballots are being counted, the watcher may not leave until the counting is complete. Additionally, the watcher may briefly leave the polling place to use his or her cell phone or other wireless device, and this does not interrupt the watcher's 5 hours of continuous service, if the watcher returns promptly. [Sec. 33.052(a)]. Q. Can a watcher leave in order to vote at another polling place? A. The watcher may leave to vote and return if the watcher has served more than 5 consecutive hours at the polling place. If the watcher has not yet served 5 consecutive hours, whether he or she will be allowed back into the polling place is at the judge's discretion. [Sec. 33.052(a)]. We recommend voting during the early voting period, before your service as a poll watcher. Q. Can a watcher leave the polling place after the time for closing the polls without obtaining permission from the presiding judge? 11 A. The watcher may leave without permission from the judge; however, if the watcher wishes to return to the polling place, the watcher must have served at least 5 consecutive hours at the polling place. If not, once the watcher leaves, he or she may return only at the discretion of the judge. Additionally, if the watcher is present at the polling place when ballots are being counted, the watcher may not leave until the counting is complete. [Sec. 33.052(a)] MISCELLANEOUS POSSIBLE ILLEGAL ACTIVITIES: Q. What illegal activities should a watcher look for? A. The election judge may be notified of any activity that appears to be prohibited by law. If any of the following activities occur, bring it to the election judge's attention and note the individual(s) involved, including time and place of occurrence: 1. Election workers allowing voters to vote a regular ballot who do not (1) present an acceptable form of photo identification; or (2) if a voter does not possess and cannot reasonably obtain an acceptable form of photo identification, present a supporting form of ID and execute a Reasonable Impediment Declaration; or (3) present a Voter Registration Certificate with an"E"notation on it [Sec. 63.001] Pursuant to SB 5 (85th Regular Session), a voter who possesses an acceptable form of photo ID, from the list referenced on page 3, must present it in order to vote in person. Voters who do not possess one of the forms of acceptable photo identification from the list referenced on page 3, and cannot reasonably obtain one of the forms of acceptable photo identification, may present a supporting form of identification and execute a Reasonable Impediment Declaration, noting the voter's reasonable impediment to obtaining an acceptable form of photo identification, stating that the information contained in the declaration is true, that the voter is the same individual personally appearing at the polling place to sign the declaration, and that the voter faces a reasonable impediment to procuring an acceptable form of photo identification. Please see Page 3 for a list of acceptable forms of photo ID and a list of supporting forms of ID. 2. Electioneering and loitering within 100 feet of the entrance of the building in which a polling place is located. [Sec. 61.003]. Examples of electioneering include, but are not limited to the following: a. wearing or exhibiting a badge, insignia, emblem, or other similar communicative device item relating to a candidate, measure or political party. [Sec. 61.010]. NOTE: An election judge, an election clerk, a state or federal election inspector, a certified peace officer, or a special peace officer appointed for the polling place by the presiding judge shall wear while on duty in the area is required to wear a tag or official badge that indicates their name and title or position. [Sec. 61.010] A poll watcher must also wear a badge 12 indicating the person is a poll watcher. The badge will be issued to the poll watcher by the election judge. b. unauthorized posting of signs,posters or other similar items. [Sec. 62.013] NOTE: A candidate in an election commits a Class C misdemeanor if he or she is in the polling place for a purpose other than (1) voting or (2) official business in the building in which the polling place is located; however, a candidate may assist a voter without violating this section. [Sec. 61.001(b)] EXCEPTION: It is a defense to prosecution under Section 61.001(b) if the candidate is (1) not in plain view of persons in the voting area or the area where voters are being qualified and (2) not engaged in campaign activity. [Sec. 61.001(c)]. c. Unlawful operation of a sound amplification device or soundtruck used for campaigning purposes within 1,000 feet of a building in which a polling place is located. [Sec. 61.004]; d. Bribing voters [Sec. 36.02, Penal Code]; e. Tampering with a direct recording electronic voting machine [Sec. 33.05, Penal Code]; f. Unlawfully influencing voters [Sec. 61.008]; g. Coercing voters [Sec. 36.03, Penal Code]; h. Unlawfully telling another person information that was obtained at the polling place about how a voter has voted [Sec. 61.006]; i. Unlawfully giving information about the status of the vote count or the names of people who have voted before the polls close [Sec. 61.007]; j. Tampering with voting equipment [Sec. 127.127]; k. Voting illegally [Sec. 64.012]; 1. Unlawfully removing ballots from ballot box [Sec. 276.003]; in. Harassing the election officials [Sec. 32.075]; n. Unlawfully assisting voters [Sec. 64.036]; o. Unlawfully accepting or refusing to accept voters [Sec. 63.012]; p. Using a wireless communication device within 100 feet of polling place [Secs. 33.052(b) and 61.014]; q. Interfering with the voting process; and/or r. Violating any other Texas election laws. PERSONS ALLOWED IN THE POLLING PLACE: Q. Who is allowed inside the polling place? 13 A. 1. Election judge and clerks. [Secs. 32.071 & 32.072]. 2. Poll watchers and Secretary of State inspectors. [Secs. 33.052 & 34.002]. 3. Persons admitted to vote. [Sec. 63.001]. 4. Children under 18 years old who are accompanying a parent who is admitted to vote. [Sec. 64.002(b)]. 5. Persons providing assistance to (including interpreting) for a voter who is entitled to assistance, including an interpreter. [Secs. 61.032 & 64.032; 42 U.S.C. § 1973aa-6; 42 U.S.C.A. § 1973aa-6; Docket Nos. 60, 66]. 6. Federal inspectors appointed by the U.S. Department of Justice. 7. Persons summoned or appointed by the presiding election judge to act as special peace officers to preserve order. [Sec. 32.075]. 8. Voting system technician on the request of the authority holding the election. [Sec. 125.010]. 9. During the primary or primary runoff elections only, the County Chair is allowed in the polling place to perform "administrative functions related to the conduct of the election." [Sec. 172.1113] PROVISIONAL VOTING: Provisional voting is available in multiple scenarios. Provisional ballots must be offered to voters when required by the situations described below. Provisional ballots are important because they help the voter. If a voter (a) does not possess one of the seven (7) acceptable forms of photo identification, which, for voters aged 18-69, is not expired for more than four years, or, for voters aged 70 and older, may be expired for any length of time but is otherwise valid, and the voter can reasonably obtain one of these forms of identification or(b)possesses, but did not bring to the polling place, one of the seven forms of acceptable photo identification, which, for voters aged 18-69, is not expired for more than four years, or, for voters aged 70 and older, may be expired for any length of time but is otherwise valid, or(c) does not possess one of the seven forms of acceptable photo identification, which, for voters aged 18-69, is not expired for more than four years, or, for voters aged 70 and older, may be expired for any length of time but is otherwise valid, could otherwise not reasonably obtain one, but did not bring a supporting form of identification to the polling place; and the voter does not have a permanent disability exemption indicated on their voter registration certificate, the voter may cast a provisional ballot at the polls. However, in order to have the provisional ballot counted, the voter will be required to visit the voter registrar's office within six calendar days of the date of the election to (1) present one of the seven (7) acceptable forms of photo identification, which, for voters aged 18-69, is not expired for more than four years, or, for voters aged 70 and older, may be expired for any length of time but is otherwise valid; (2) if the voter does not possess and cannot reasonably obtain one of the seven (7) acceptable forms of photo identification, which, for voters aged 18-69, is not expired for more than four years, or, for voters aged 70 and older, may be expired for any length of time but is otherwise valid, present one of the supporting forms of ID and execute a 14 Reasonable Impediment Declaration, OR, (3) if applicable, submit one of the temporary forms (e.g., religious objection or natural disaster) in the presence of the county voter registrar, OR (4) if applicable, qualify for the disability exemption to presenting an acceptable form of photo identification or following the Reasonable Impediment Declaration procedure at the polls. Specifically, forms are available for voters who have a consistent religious objection to being photographed and for voters who do not present a form of acceptable photo identification or follow the Reasonable Impediment Declaration procedure because of certain natural disasters as declared by the President of the United States or the Texas Governor within 45 days of the day the ballot was cast. In addition, voters with a disability may apply with the county voter registrar for a permanent exemption to presenting an acceptable form of photo identification or following the Reasonable Impediment Declaration procedure at the polls. The application must contain written documentation from either the U.S. Social Security Administration evidencing the applicant's disability, or from the U.S. Department of Veterans Affairs evidencing a disability rating of at least 50 percent. In addition, the applicant must state that he or she has no valid form of photo identification prescribed by Section 63.0101 of the Texas Election Code. See Voter ID Update—New Procedures at the beginning of this publication for more information on voter identification procedures at the polling place. NOTE: If a voter has continued access to their acceptable form of photo ID, but, for example, forgets to bring their acceptable form of photo ID to the polling place and/or left it, for example, at home or in their car, the voter still possesses the acceptable photo ID and must use it to vote. Accordingly, if a voter possesses an acceptable form of photo ID but does not have it with them at the polling place and there is enough time left when polls are open, the voter may choose to return at a later time with an acceptable form of photo ID, or the voter may vote provisionally. A voter who does not possess an acceptable form of photo ID, and could not otherwise reasonably obtain one, but just did not bring a form of supporting ID to the polling place, may also opt to leave the polling place, and return at a later time with their acceptable form of supporting ID and vote a regular ballot after executing a Reasonable Impediment Declaration, or the voter may vote provisionally. Provisional ballots are not counted until the voter registrar and early voting ballot board verify the voter's eligibility. The affidavit that provisional voters must sign also acts as a voter registration application, ensuring that those individuals who are not actual registered voters will be registered for future elections for which they are eligible. Q. Who is eligible to cast a provisional ballot? A. The following individuals are eligible to cast a provisional ballot: • A voter who states they do not possess an acceptable form of photo ID, and that they can reasonably obtain an acceptable form of photo ID; • A voter who states that they do not possess an acceptable form of photo ID, and that they cannot otherwise reasonably obtain an acceptable form of photo ID, but they did not bring their form of supporting ID to the polling place. 15 • NOTE: A voter who does not possess and could otherwise not reasonably obtain an acceptable form of photo ID but just did not bring a form of supporting ID to the polling place may opt to leave the polling place, and return at a later time with their acceptable form of supporting ID and vote a regular ballot after executing a Reasonable Impediment Declaration. • A voter who states they possess an acceptable form of photo ID, but do not have it with them to present at the polling place. NOTE: If a voter has continued access to their acceptable form of photo ID, but, for example, forgets to bring their acceptable form of approved photo ID to the polling place and/or left it, for example, at home or in their car, the voter still possesses the acceptable photo ID and must use it to vote. NOTE: This voter may opt to leave the polling place, and return at a later time with their acceptable form of photo ID and vote a regular ballot. • A voter who does not present an acceptable form of photo ID or follow the Reasonable Impediment Declaration procedure and has a religious objection to being photographed and the voter has consistently refused to be photographed for any governmental purpose from the time the voter has held this belief. [Sec. 65.054(b)(2)(B)] • A voter does not present an acceptable form of photo ID or follow the Reasonable Impediment Declaration procedure because of a natural disaster that was declared by the president of the United states or the Texas governor, occurred not earlier than 45 days before the date the ballot was cast, and caused the destruction of or inability to access the voter's identification. [Sec. 65.054(b)(2)(C)] • A voter whose name on the form of identification presented (acceptable form of photo identification, or, if the voter does not possess and cannot reasonably obtain an acceptable form of photo identification, the supporting form of identification presented in connection with a Reasonable Impediment Declaration) is determined by the election officer not to exactly match or be substantially similar to the name as it appears on the election precinct list of registered voters. NOTE: A voter's name as listed on the identification the voter presents (either an acceptable form of photo ID or, if applicable, a supporting form of ID in connection with a Reasonable Impediment Declaration) for voting is considered substantially similar to the form of the name as listed on the list of registered voters if one or more of the following circumstances applies: 1) The name on the presented ID is slightly different from one or more of the name fields on the official list of registered voters; 2) The name on the presented ID or on the list of registered voters is a customary variation of the voter's formal name (for example, Bill for William, or Beto for Alberto); 3) the voter's name contains an initial, middle name, or former name that is either not on the official list of registered voters or on the presented ID; 4) a first name, middle name, former name or initial of the voter's name occupies a different filed on the presented ID than it does on the list of registered votes. In considering whether a name is substantially similar, 16 election officials will also look at whether information on the presented ID matches elements of the voter's information on the official list of registered voters such as the voter's residence address or date of birth. • A voter who presented a form of identification (acceptable form of photo identification, or, if the voter does not possess and cannot reasonably obtain an acceptable form of photo identification, the supporting form of identification presented in connection with a Reasonable Impediment Declaration) but whose identity cannot be verified by the identification presented, as determined by the polling place official per Section 63.001(d) of the Code.. • A voter who has received a disability exemption under 13.002(i) of the Code, but does not have or otherwise fails to present the voter's voter registration certificate at the polling place indicating such exemption, or a voter who is eligible for a disability exemption under 13.002(i) of the Code, but has not yet submitted the documentation required to receive a disability exemption under 13.002(i) of the Code. • A voter who claims to be properly registered and eligible to vote at the election precinct where the voter presents himself or herself to vote, but the voter's name does not appear on the precinct list of registered voters and the voter does not present a voter registration certificate indicating that the voter is currently registered as described in Section 63.006 of the Code. NOTE: If the provisional voter indicates he or she is registered, the election officer must ask the person if they registered at DPS. If the person states they did register at DPS, the election officer must ask the person if he or she knows the approximate date that the person went to DPS. The election officer must then note that the voter went to DPS and, if the person knows, the approximate date the person went to DPS, on the Provisional Ballot Affidavit Envelope in the "Other"line. • A voter who has applied for a ballot by mail, but has not yet cancelled the mail ballot application with the early voting clerk at the main early voting location or cancelled the mail application by returning the ballot to be voted by mail to the election judge at the voter's election day precinct polling place. • A voter who votes during the polling hours that are extended by a state or federal court. • A voter who is registered to vote but attempting to vote in a precinct other than the one in which the voter is registered. • A voter who is on the election precinct list of registered voters, but whose registered residence address is outside the political subdivision in which the voter is presenting himself or herself to vote. • Other: (with an explanation). [See, e.g., Sec. 63.011; 1 T.A.C. §§81.17281.176; Texas Water Code § 49.1025] 17 Q. Who makes the determination if an individual is qualified to vote provisionally? A. The election judge at the precinct makes that determination. If a voter is eligible to cast a provisional ballot, then the election judge immediately informs the voter of that right. In order to vote provisionally, the voter must complete and sign an "Affidavit of Provisional Voter," a form which will also serve as a voter registration application in the event the voter is not registered or as an update to the voter's registration record in the event the information is different. Q. Are there cases when a provisional ballot will not be counted? When is a voter notified? A. While a provisional voter may be allowed to vote at the polling place, there are certain circumstances in which they will immediately be informed that their ballot will not be counted. For example, the election judge will notify the voter that their ballot will not be counted if: • The voter does not present an acceptable form of photo identification, or, if the voter does not possess and cannot reasonably obtain an acceptable form of photo identification, the voter does not execute a Reasonable Impediment Declaration and present one of the acceptable forms of supporting identification, or submit one of the temporary forms (religious objection or natural disaster exemption), or submit the paperwork required to obtain a permanent disability exemption, to the county voter registrar within 6 calendar days from election day, or • the ballot is cast at a precinct in which the voter is not registered (regardless of whether the voter is registered in another precinct in same political subdivision). Q. If a voter applied for a ballot by mail, may the voter vote provisionally at the election day precinct polling place without returning the mail ballot to the election judge? A. Yes. A voter who appears on the list of registered voters as having applied for and/or received a ballot by mail may go to the polling place and vote. If the voter does not have the ballot to return to the judge, he will have to vote a provisional ballot. If the mail ballot does not arrive at the ballot board before the provisional ballot, the provisional ballot will be counted. If the mail ballot does arrive at the ballot board before the provisional ballot, the mail ballot will be counted. [Sec. 63.011]. Q. How are provisional ballots reviewed and handled? A. At the polling place, the election judge provides the provisional voter written notice informing the voter that they will be notified within 10 days after the local canvass as to whether or not their ballot was counted and, if not, why it was not counted. The notice also includes instructions and additional details regarding the provisional voting process. Q. How is the secrecy of the ballot preserved? 18 A. The voter places the voted provisional ballot in a plain white ballot secrecy envelope which in turn is placed inside the Provisional Affidavit Ballot Envelope. Provisional ballots are placed either in a designated, secure container or Ballot Box No. 4 until the voter registrar and early voting ballot board complete their review. The transfer and tabulation of these ballots are handled with the same care, secrecy and security as other ballots and voting system equipment. Note: If the voter is casting an electronic provisional ballot, the voter completes the affidavit on the provisional envelope but does not include a ballot. Q. What is the deadline for reviewing provisional affidavits? A. The early voting ballot board must complete the processing and counting, where applicable, of the provisional ballots by the ninth day after the election (131h day after election day in the general election for state and county officers). Notice must be delivered to provisional voters regarding whether their ballot was counted, noting a reason, if their ballot was not counted. This notice must be delivered no later than the loth day after the local canvass. [Sec, 65.051, T.A.C. §§ 81.172-81.174, 81.176] USING ENGLISH AND INTERPRETERS: All election officials, while performing their duties at the polling place, must use English, except when helping a voter who does not understand English. [Sec. 61.031(a)]. Q. What is an interpreter and when is one used? A. 1. If a voter cannot communicate in English, an election official may communicate with the voter in a language both the election official and the voter (or the voter's interpreter) understands. [Sec. 61.031(b)]. 2. The voter may also select an interpreter to communicate with the election officer(s) attending to the voter in a language that is not English, regardless of whether the election officer who attempts to communicate with the voter understands or does not understand the language used by the voter, as long as the interpreter meets the qualifications in paragraphs 3 and 4 below. [Sec. 61.032; Docket Nos. 60, 66)] 3. Upon taking the oath of interpreter, any person selected by the voter other than the voter's employer, an agent of the voter's employer, or an officer or agent of the voter's labor union, may act as an interpreter for one or more voters. [Sec. 61.035; Docket Nos. 60, 66] 4. The interpreter may be a person provided by the authority conducting the election. However, even if an interpreter is provided, a voter may use his own interpreter. [Sec. 61.032]. 5. The interpreter may also accompany the voter to the voting station for the purpose of translating the ballot to the voter. [Sec. 61.034]. 6. A watcher may request and receive an English translation of a language spoken other than English between an election official and a voter. [Sec. 61.036]. 19 CASTING THE BALLOT: Q. If voters make a mistake marking their ballot, can they start over? A. Yes, however, there is a limit to how many times a voter may attempt to cast a ballot. Voters who make mistakes while marking their paper or optical scan ballots may take the spoiled ballot to an election official and exchange it for a new ballot. A voter may only receive up to two replacement ballots (the original ballot, plus two replacement ballots yields a total of three possible ballots per voter). [Sec. 64.007(a) & (b)]. Q: If a voter is voting provisionally on paper or optical scan ballot, does he or she use the same type of ballot as a regular voter? A: Yes, but the election officials may have a few ballots pre-stamped "provisional" in a separate stack from regular ballots. The following steps must occur: (1) the voter votes the ballot; (2) seals the ballot in the ballot secrecy envelope; (3) seals the privacy envelope in the provisional ballot affidavit envelope; and (4) casts the ballot in the regular ballot box or other designated secured container as directed by the election officials. NOTE: Some electronic voting systems allow the voter to cast a provisional ballot directly on the machine. Q. If a voter leaves a voted ballot in the voting station or elsewhere in the polling place rather than putting it in the ballot box, or if a voter voting on an electronic voting system leaves without finally casting his or her ballot, is the ballot counted? A. No. The ballot cast by a "fleeing" voter is not cast. The judge should treat it as a cancelled ballot. [65.010(a)(4)] On an electronic voting system, the ballot is cancelled. RECOUNT WATCHER Similarly to a poll watcher, a recount watcher (formerly termed a representative) is a person appointed to observe the conduct of the recount on behalf o£ • a candidate, • a political party, or • the proponents or opponents of a measure (specific-purpose political action committees). [Sec. 213.0131. RECOUNT WATCHER QUALIFICATIONS Unlike a poll watcher, a recount watcher is not required to meet any particular qualifications to serve. The recount watcher is not required to be a registered voter of the territory in which the election was held. The recount watcher does not have age or citizenship requirements. Public officials are not prohibited from serving as recount watchers, nor is the recount watcher's eligibility affected by the familial relationship of a watcher to a person serving on the recount committee. 20 PERMITTED NUMBER OF RECOUNT WATCHERS As the recount is conducted, each authority eligible to appoint a recount watcher is permitted to have watchers present in a number corresponding to the number of counting teams designated for the recount; however, if there is a single counting team, two recount watchers may be present. [Sec. 213.013(b)]. RECOUNT WATCHER APPOINTMENT The watcher must deliver a certificate of appointment to the recount chair at the time the watcher reports for service. The certificate must be in writing and must contain: (1) the printed name and the signature of the recount watcher (2) the election subject to the recount (3) the time and place of the recount (4) the measure, candidate, or political party being represented (5) the signature and the printed name of the person making the appointment (6) an indication of the capacity in which the appointing authority is acting. [Sec. 213.013(f)]. NOTE: No one entitled to be present at a recount may be in possession of a device capable of recording images or sound,unless the person agrees to disable or deactivate the device while present at the recount. [213.013(i)]. The officially prescribed recount watcher appointment form may be found at this link: http://www.sos.state.tx.us/elections/fon-ns/pol-sub/14-2f.pdf A recount watcher who submits a valid appointment form to the recount chair must be admitted to the recount unless the specific authority's maximum number of watchers have already been accepted. [Sec. 213.013(e)]. RECOUNT WATCHER'S DUTIES Similarly to a poll watcher, a recount watcher is entitled to observe any activity conducted in connection with the recount. Watchers are entitled to stand or sit conveniently near the officers engaged in the observed activity or near the officers counting or processing the ballots to verify that they are being counted correctly. Rules on the watcher's rights, duties, and privileges are otherwise the same as for a poll watcher to the extent applicable. [Sec. 213.013(h)]. Recount watchers may also be present in the same numbers prescribed under Section 213.013(b) to observe the printing of ballot images cast on direct recording electronic voting systems prior to the recount. [Sec. 213.016]. CONCLUSION As a poll watcher or a recount watcher, you are entitled to observe the conduct of the election at the location to which you are assigned or the activities at a recount. You must keep in mind your responsibility to ensure the fair conduct of elections. Please remember, however, that the 21 presiding officers are responsible for maintaining control and order. You should establish a cooperative relationship with these presiding officers and work with them to ensure that the voting process works smoothly. Remember that you are not allowed to address voters directly. If any questions arise during your service that the presiding officer cannot answer or you question the accuracy of the information provided, you may call the Elections Division at our toll-free number, 1-800-252-VOTE(8683). The Elections Division is open Monday through Friday from 8:00 a.m. to 5:00 p.m., and during all uniform election dates from before the polls open until after they close. If you desire to learn more about the election process, please call our office to request one of our handbooks for election day officials and the early voting ballot board or our detailed recount procedures. You may also wish to review our online poll worker training at www.texaspollworkertraining.com. Thank you for your participation in the election process! 22 AW4-16 Prescribed by Secretary of State Sections 33.002,33.006,Texas Election Code 5/12 APPOINTMENT OF POLL WATCHER BY CANDIDATE ON THE BALLOT OR DECLARED WRITE-IN CANDIDATE To the Presiding Judge: The following person has been appointed to serve as a poll watcher on my behalf. Name of Poll Watcher Name of Candidate Residence Address of Poll Watcher Name and Date of Election Voter Registration VUID Number of Poll Watcher Precinct or other location Poll Watcher is to serve Signature of Candidate or Other Approving Authority Title of Approving Authority Signature of the Watcher AFFIDAVIT OF POLL WATCHER a poll watcher for the above appointing authority, do hereby swear or affirm that I do not have in my possession any type of mechanical or electronic means of recording images or sound while serving as a watcher at this precinct or I will disable or deactivate the device while serving as a watcher. Signature of Poll Watcher Sworn to and subscribed before me this the day of Signature of Election Judge Printed Name of Election Judge INSTRUCTIONS The following persons have the authority to appoint a poll watcher on behalf of a candidate whose name appears on the ballot. a. In an election for an office of the state government that is filled by voters of more than one county, by the candidate's campaign treasurer. b. In an election for an office of the federal government that is filled by voters of more than one county, by the chair or treasurer of the candidate's principal campaign committee or by a designated agent of the chair or treasurer. AW4-16 Prescribed by Secretary of State Sections 33.002,33.006,Texas Election Code 5/12 NOMBRAMIENTO DE OBSERVADOR(A) POR CANDIDATO EN LA BOLETA O CANDIDATO DECLARADO ELEGIBLE PARA RECIBIR VOTO POR INSERCION ESCRITA Al Juez Presidente: La siguiente persona ha sido nombrada para servir como observador(a)por mi. Nombre del/de la Observador(a) Nombre del Candidato Direccibn Residencial del/de la Observador(a) Tipo y Fecha de Eleccibn Mm. de VUID del/de la Observador(a) Precinto a otro sitio en que servira el/la Observador(a) Firma del Candidato o de la Autoridad Aprobadora Titulo de la Autoridad Aprobadora Firma del/de la Observador(a) DECLARACION JURADA DE OBSERVADOR(A) Yo, , observador(a) de eleccion designado/a por la autoridad citada, por el presente juro o protesto que no tendre en mi poder, durante mi gestion de observador(a) en este precinto electoral, ningun dispositivo mecanico o electronico, de cualquier tipo, para la grabacion de imagenes o de sonidos, o que inhabilitare o desactivare el dispositivo al servir como Observador(a). Firma de Observador(a) Jurado y suscrito ante mi, a los dias del mes de de Firma del/de la Juez Electoral Nombre del/de la Juez Electoral, en letras de molde INSTRUCCIONES Las siguientes personas estan autorizadas para nombrar a un observador a favor del candidato cuyo nombre aparece sobre la boleta. a. En una eleccion en que se ocupa un puesto oficial del gobierno estatal por los votantes de mas de un condado, el/la tesorero(a) de la campana electoral de cualquier candidato podra nombrar a un observador. b. En una eleccion en que se ocupa un puesto oficial del gobierno federal por los votantes de mas de un condado, un observador podra nombrarse por el presidente o el tesorero del comite principal de la campana electoral de cualquier candidato o por un agente designado de dicho presidente o tesorero. 12/19/2019 ELECTION CODE CHAPTER 34.STATE INSPECTORS ELECTION CODE TITLE 3 . ELECTION OFFICERS AND OBSERVERS CHAPTER 34 . STATE INSPECTORS Sec. 34 . 001 . APPOINTMENT OF STATE INSPECTORS . (a) The secretary of state may appoint one or more state inspectors for an election . (b) The secretary of state shall appoint one or more inspectors for an election if the secretary receives a written request for the appointment from 15 or more registered voters : (1) of the county for which the inspector is requested, for an election ordered by the governor or a county authority or for a primary election; or (2) of the political subdivision in which the election specified by the request is held, for an election ordered by an authority of a political subdivision other than a county. (c) A request under Subsection (b) must be received by the secretary of state not later than the fourth regular business day before the date of the election for which the inspectors are requested. The request is not available for public inspection until the day after election day. (d) State inspectors are responsible to the secretary of state and subject to the secretary' s direction. The secretary may terminate an appointment at any time. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . Amended by Acts 1993, 73rd Leg. , ch. 728, Sec . 10, eff. Sept . 1, 1993; Acts 1997, 75th Leg. , ch. 864, Sec . 41, eff. Sept. 1, 1997; Acts 1997, 75th Leg. , ch. 1349, Sec. 19, eff. Sept. 1, 1997 . Sec. 34 . 002 . DUTIES AND PRIVILEGES . (a) Except as provided by Subsection (b) , a state inspector is entitled to be present at and observe any function or activity at a polling place, central counting station, place of canvass, or other place at which official election or voter registration functions or activities take place. An inspector may take reasonable steps to obtain evidence of the manner in which a function or activity is being performed. (b) A state inspector may not observe the preparation of the ballot of a voter not being assisted by an election officer. https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.34.htm 1/2 12/19/2019 ELECTION CODE CHAPTER 34.STATE INSPECTORS (c) A state inspector shall report to the secretary of state any violation of law that the inspector observes . Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff . Jan . 1, 1986 . Sec. 34 . 003 . TRAVEL EXPENSES . Subject to specific legislative appropriation, the secretary of state may reimburse state inspectors for travel expenses in an amount determined by the secretary but not to exceed travel expenses allowable to state employees generally. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan . 1, 1986 . Sec. 34 . 004 . INSPECTIONS BY SECRETARY OF STATE. The secretary of state or a member of the secretary' s staff may make inspections in the same manner as state inspectors whether or not a violation of election laws is suspected. Acts 1985, 69th Leg. , ch. 211, Sec. 1, eff. Jan. 1, 1986 . Sec . 34 . 005 . ACTION BY SECRETARY OF STATE. The secretary of state may refer a reported violation of law for appropriate action to the attorney general, if the attorney general has jurisdiction, or to a prosecuting attorney having jurisdiction. Acts 1985, 69th Leg. , ch. 211, Sec . 1, eff. Jan . 1, 1986 . https:Hstatutes.capitol.texas.gov/Docs/EL/htm/EL.34.htm 2/2 AW4-19 Prescribed by Secretary of State Section 34.001,Texas Election Code 03/07 REQUEST FOR INSPECTORS To the Secretary of State: We, the 15 undersigned registered voters of the County/Political Subdivision of hereby petition the Secretary of State to appoint an inspector for the to be held on using (name of election) (date of election) (type of voting device) We understand that this petition is due in the Secretary of State's Office not later than 4 regular business days before the election. (Please submit petition as soon as possible so an inspector can be appointed in a timely manner.) Signature Voter RegistrationVUID No. Signature Voter Registration VUID.No. ADDITIONAL INFORMATION: (It is very important that petitioner provide the information required below. Please make sure that all information is correct.) We request inspection of the following precinct(s)where the problems listed below are anticipated: Precinct Number Physical Address Problem(s) If additional information is needed,the Secretary of State can contact: (W) Name of person submitting petition Telephone number (H) Address Telephone number City, State,Zip Code AW4-19 Prescribed by Secretary of State Section 34.001,Texas Election Code 3-07 PETICIONPARA INSPECTORES Al Secretario de Estado: Nosotros, los quince infrascritos ciudadanos siendo residentes del Condado/Subdivision Politica de por la presente pedimos que el Secretario de Estado nombre un inspector para la que se celebrara el en la cual se usara (nombre de eleccion) (fecha de eleccion) (modo de votar) Nosotros entendemos que esta peticion debera registrarse en la oficina del Secretario de Estado a to menos 4 dias laborales regulares antes de la eleccion. (Favor de presentar la peticion a la oficina del Secretario de Estado to mas pronto posible para poder designar al inspector de una manera oportuna) Firma Nicm. de MID de Registro Firma Num. de MID de Registro INFORMA CIONADICIONAL: (Es importante que la persona presentando la peticion incluya toda la informacion abajo solicitada. Favor de verificar que la informacion este correcta) Solicitamos inspeccion de los siguientes precintos donde anticipamos los problemas registrados aqui abajo: Numero de Precinto Direccion Problema(s) Si se necesita mas informacion, el Secretario de Estado se comunicara con la siguiente persona. Nombre de la persona que presenta la peticion Numero de telefono (en el trabajo) Domicilio: Calle y Numero Numero de telefono (en casa) Ciudad, Estado, Zona Postal Print Reset 2-22 Prescribed by Secretary of State Section 141.031,Chapters 143 and 144,Texas Election Code 1/2017 ALL INFORMATION IS REQUIRED TO BE PROVIDED UNLESS INDICATED OPTIONAL APPLICATION FOR A PLACE ON THE CITY OF DENTON, TEXAS SPECIAL ELECTION BALLOT TO:City Secretary/Secretary of Board I request that my name be placed on the above-named official ballot as a candidate for the office indicated below. OFFICE SOUGHT(Include any place number or other distinguishing number,if any.) FULL NAME(First, Middle, Last) PRINT NAME AS YOU WANT IT TO APPEAR ON THE BALLOTI PERMANENT RESIDENCE ADDRESS(Do not include a P.O. Box or Rural PUBLIC MAILING ADDRESS(Campaign mailing address,if available.) Route. If you do not have a residence address, describe the address at which you receive personal mail and location of residence.) CITY STATE ZIP CITY STATE ZIP PUBLIC EMAIL ADDRESS(If available) OCCUPATION(Do not leave blank) DATE OF BIRTH VOTER REGISTRATION VUID NUMBER(Optional)2 TELEPHONE CONTACT INFORMATION (Optional) LENGTH OF CONTINUOUS RESIDENCE AS OF DATE APPLICATION SWORN Home: IN STATE IN TERRITORY FROM WHICH THE OFFICE SOUGHT IS ELECTED3 Work: year(s) year(s) Cell: month(s) month(s) If using a nickname as part of your name to appear on the ballot,you are also signing and swearing to the following statements: I further swear that my nickname does not constitute a slogan nor does it indicate a political, economic, social, or religious view or affiliation. I have been commonly known by this nickname for at least three years prior to this election. Before me,the undersigned authority,on this day personally appeared (name) who being by me here and now duly sworn, upon oath says: "I, (name) of County, Texas, being a candidate for the office of swear that I will support and defend the Constitution and laws of the United States and of the State of Texas. I am a citizen of the United States eligible to hold such office under the constitution and laws of this state. I have not been finally convicted of a felony for which I have not been pardoned or had my full rights of citizenship restored by other official action. I have not been determined by a final judgment of a court exercising probate jurisdiction to be totally mentally incapacitated or partially mentally incapacitated without the right to vote. I am aware of the nepotism law,Chapter 573,Government Code. I further swear that the foregoing statements included in my application are in all things true and correct." X SIGNATURE OF CANDIDATE Sworn to and subscribed before me at this the day of SEAL Signature of Officer Administering Oath Title of Officer Administering Oath TO BE COMPLETED BY CITY SECRETARY OR SECRETARY OF BOARD: (See Section 1.007) Date Received Signature of Secretary Voter Registration Status Verified ❑ 2-22 Prescribed by Secretary of State Section 141.031,Chapters 143 and 144,Texas Election Code 1/2017 INSTRUCTIONS A special election can be used to fill a vacancy only if authorized by law. An application for a special election may not be filed until after the election is ordered.The filing deadline is governed by Section 201.054 of the Texas Election Code, and by the date the special election was ordered.The filing deadline should be stated in the election order. Please review the Secretary of State's election law calendars for Section 201.054 deadlines. If you have questions about the application, please contact the Secretary of State's Elections Division at 800-252-8683. NEPOTISM LAW The candidate must sign this statement indicating his awareness of the nepotism law. The nepotism prohibitions of chapter 573, Government Code, are summarized below: No officer may appoint, or vote for or confirm the appointment or employment of any person related within the second degree by affinity (marriage) or the third degree by consanguinity (blood) to himself, or to any other member of the governing body or court on which he serves when the compensation of that person is to be paid out of public funds or fees of office. However, nothing in the law prevents the appointment, voting for, or confirmation of anyone who has been continuously employed in the office or employment for the following period prior to the election or appointment of the officer or member related to the employee in the prohibited degree: six months, if the officer or member is elected at the general election for state and county officers. No candidate may take action to influence an employee of the office to which the candidate is seeking election or an employee or officer of the governmental body to which the candidate is seeking election regarding the appointment or employment of a person related to the candidate in a prohibited degree as noted above. This prohibition does not apply to a candidate's actions with respect to a bona fide class or category of employees or prospective employees. Examples of relatives within the third degree of consanguinity are as follows: (1) First degree: parent, child; (2) Second degree: brother, sister,grandparent,grandchild; (3) Third degree:great-grandparent,great-grandchild, uncle, aunt, nephew, niece. These include relatives by blood, half-blood, and legal adoption. Examples of relatives within the second degree of affinity are as follows: (1) First degree: spouse,spouse's parent, son-in-law,daughter-in-law; (2) Second degree: brother's spouse,sister's spouse, spouse's brother, spouse's sister, spouse's grandparent. Persons related by affinity (marriage) include spouses of relatives by consanguinity, and, if married, the spouse and the spouse's relatives by consanguinity.These examples are not all inclusive. FOOTNOTES 1For rules concerning the form of a candidate's name or nickname on the ballot, see subchapter B, chapter 52 of the Texas Election Code. 2Inclusion of a candidate's VUID is optional. However, many candidates are required to be registered voters in the territory from which the office is elected at the time of the filing deadline. Please visit the Elections Division of the Secretary of State's website for additional information. http://www.sos.state.tx.us/elections/laws/hb484-fag.shtml 3This refers to the length of residence inside the district or territory from which the office is elected. For example, length of residence in a school district,for a school trustee office elected at large.This field MUST BE COMPLETED. 4All oaths, affidavits, or affirmations made within this State may be administered and a certificate of the fact given by a judge, clerk, or commissioner of any court of record, a notary public, a justice of the peace, city secretary (for a city office), and the Secretary of State of Texas. 2-22 Prescrito por el Secretario de Estado Secci6n 141.031,Capitulos 143 y 144,C6digo Electoral de Texas 1/2017 DEBE PROPORCIONARSE LA INFORMACION REQUERIDA A MENOS QUE SE INDIQUE QUE ES OPCIONAL SOLICITUD PARA FIG URAR EN LA BOLETA DE LA CIUDAD DE DENTON,TEXAS ELECCION ESPECIAL A:Secretario(a)de la Ciudad/Secretario del Consejo Solicito que mi nombre figure en la boleta oficial indicada mas arriba como candidato/a al cargo a continuaci6n. PUESTO OFICIAL SOLICITADO(Incluya cualquier numero de cargo u otro numero distintivo,si el cargo to tiene). NOMBRE COMPLETO(Primer nombre,segundo nombre,apellido) ESCRIBA SU NOMBRE COMO DESEA QUE FIGURE EN LA BOLETA' DIRECCION RESIDENCIAL PERMANENTE (No incluya una casilla postal DIRECCION POSTAL PUBLICA (Direcci6n en la que recibira o una ruta rural. Si usted no tiene una direcci6n residencial, describa correspondencia relacionada a su campana,si es disponible.) el lugar en que recibe correspondencia personal y la ubicaci6n de su residencia.) CIUDAD ESTADO CODIGO POSTAL CIUDAD ESTADO CODIGO POSTAL CORREO ELECTRONICO PUBUCO(Si esta EMPLEO(No deje este espacio en FECHA DE NACIMIENTO VOID—NUMERO UNICO DE disponible.) blanco.) IDENTIFICACION DE VOTANTE(Opcional)2 INFORMACION DE CONTACTO(Opcional) DURACION DE RESIDENCIA CONTINUA AL MOMENTO DE JURAMENTAR ESTA Tel.residencial: SOLICITUD EN EL ESTADO EN EL TERRITORIO POR EL CUAL SERIA Tel. la bora I: E LECTO/A3 ano(s) ano(s) Tel.celular: mes(es) mes(es) En caso de usar un apodo como parte de su nombre en la boleta, usted tambien firma y jura to siguiente: Asimismo, juro que mi apodo no constituye un lema politico ni tampoco es una indicaci6n de mis creencias o afiliaciones politicas, econ6micas, sociales o religiosas. Se me ha conocido por este apodo durante al menos tres anos antes de esta elecci6n. Ante mi,la autoridad suscrita,compareci6(nombre) quien frente a mi y bajo juramento debido, declara: "Yo, (nombre) del condado de Texas, siendo candidato para el cargo oficial de juro solemnemente que apoyare y defendere la Constituci6n y las leyes de los Estados Unidos y del Estado de Texas. Soy ciudadano de los Estados Unidos elegible para ocupar tal cargo oficial bajo la Constitucion y las leyes de este Estado. No se me ha condenado por un delito mayor por el cual no haya sido absuelto o por el cual no se me hayan restituido enteramente mis derechos de ciudadania por medio de otra acci6n oficial. No existe un fallo final de un tribunal testamentario que me declare total o parcialmente incapacitado mentalmente sin derecho a votar. Yo tengo conocimiento de la ley sobre el nepotismo segun el Capitulo 573 del C6digo de Gobierno. Ademas,juro que las declaraciones anteriores que incluyo en mi solicitud son verdaderas y correctas". X FIRMA DEL CANDIDATO Jurado y suscrito ante mi en este dia de SELLO Firma del oficial que administra el juramento' Titulo del oficial que administra el juramento TO BE COMPLETED BY CITY SECRETARY OR SECRETARY OF BOARD: (See Section 1.007) Date Received Signature of Secretary Voter Registration Status Verified 2-22 Prescrito por el Secretario de Estado Secci6n 141.031,Capitulos 143 y 144,C6digo Electoral de Texas 1/2017 INSTRUCCIONES Una elecci6n especial puede ser usada para Ilenar una vacante solamente si estA autorizado por la ley. Una solicitud para una elecci6n especial no puede ser presentada hasta que la elecci6n sea ordenada. La fecha limite de presentaci6n se rige por la Secci6n 201.054 del C6digo Electoral de Texas, y por la fecha en que se orden6 la elecci6n especial. La fecha limite de presentaci6n deberia ser indicada en la orden de elecci6n. Por favor revise el calendario de leyes electorales del Secretario de Estado para la fechas limite de la Secci6n 201.054. Si tiene alguna pregunta sobre la solicitud, por favor p6ngase en contacto con la divisi6n de elecciones del Secretario de Estado al 800- 252-8683. LEY SOME EL NEPOTISMO El candidato deberA firmar esta declaraci6n para indicar que tiene conocimiento sobre la ley sobre el nepotismo. A continuaci6n figuran las prohibiciones del nepotismo segun el capitulo 573 de C6digo Gobierno: Ningun funcionario podrA nombrar, votar por o confirmar el nombramiento o empleo de ninguno de sus parientes en segundo grado por afinidad (matrimonio) o en tercer grado por consanguinidad (sangre), o de los parientes de cualquier otro integrante del cuerpo directivo o tribunal en que el funcionario celebre sesi6n cuando la compensaci6n para esa persona se pagare con fondos publicos u honorarios de su puesto oficial. Sin embargo, la ley no prohibe el nombramiento,el votar por o la confirmaci6n de ninguna persona que haya trabajado en la oficina de manera continua o el empleo para el siguiente periodo antes de la elecci6n o el nombramiento del funcionario o miembro emparentado con el empleado en el grado prohibido: seis meses, si el funcionario o miembro se elige en una elecci6n general de funcionarios de estado y condado. Ningun candidato podrA influir sobre un empleado relacionado al puesto oficial al cual el candidato aspira o un empleado o funcionario del cuerpo fiscal al cual el candidato aspira respecto del nombramiento o el empleo de un pariente del candidato en un grado prohibido segun se indica arriba. Esta restricci6n no se dirige a las acciones de un candidato respecto de una clase o categoria de empleados o posibles empleados de buena fe. Los ejemplos de parentesco en tercer grado por consanguinidad son los siguientes: (1) Primer grado: padre, madre, hijo(a); (2) Segundo grado: hermano(a), abuelo(a), nieto(a); (3) Tercer grado: bisabuelo(a), bisnieto(a),tio(a),sobrino(a). Los siguientes incluyen parentescos de consanguinidad, medios hermanos y adopci6n legal. Los ejemplos de parentescos en segundo grado por afinidad son los siguientes: (1) Primer grado:c6nyuge,suegro(a),yerno, nuera; (2) Segundo grado:cunado(a), abuelo(a)del c6nyuge. Las personas que estan emparentadas por afinidad (matrimonio) incluyen los c6nyuges de parientes emparentados por consanguinidad, y,si casados, el c6nyuge y los parientes del c6nyuge por consanguinidad. No todos estos ejemplos son inclusivos. N OTAS 'Para reglas sobre la forma del nombre de un candidato o apodo en la boleta electoral, vea el subcapitulo B, Capitulo 52 del C6digo Electoral de Texas. La inclusi6n del numero unico de identificaci6n de votante (VUID, por sus siglas en Ingles) es opcional. Sin embargo, para muchos candidatos, es un requisito estar registrados como votantes en el territorio por el cual serian elector a partir de la fecha limite de la solicitud. Puede encontrar informaci6n adicional sobre el requisito de registro de votante en nuestra pagina: http://www.sos.state.tx.us/elections/laws/hb484-fag.shtml 3Esto se refiere a la duraci6n de la residencia dentro del distrito o territorio de que se elige la oficina. Por ejemplo, la duraci6n de residencia en un distrito escolar, para una oficina del consejero escolar elegida en general. Este campo DEBE SER COMPLETADO. 'Los juramentos, las declaraciones juradas o las afirmaciones que se efectuen dentro de este Estado podran ser administradas por un juez, escribano o comisionado de alguna corte de registro, por un notario publico, un juez de paz, un secretario de la ciudad o el Secretario de Estado de Texas,quienes cuentan con la capacidad de proporcionar un certificado del hecho. APPOINTMENT OF A CAMPAIGN TREASURER FORM CTA BY A CANDIDATE PG 1 See CTA Instruction Guide for detailed instructions. 1 Total pages filed: 2 CANDIDATE MS/MRS/MR FIRST MI OFFICE USE ONLY NAME Filer ID# .............. _.............. Date Received NICKNAME LAST SUFFIX 3 CANDIDATE ADDRESS /PO BOX; APT/SUITE#; CITY; STATE; ZIP CODE MAILING ADDRESS Date Hand-delivered or Postmarked 4 CANDIDATE AREA CODE PHONE NUMBER EXTENSION Receipt# Amount$ PHONE ( ) Date Processed 5 OFFICE Date Imaged HELD (if any) 6 OFFICE SOUGHT (if known) 7 CAMPAIGN MS/MRS/MR FIRST MI NICKNAME LAST SUFFIX TREASURER NAME 8 CAMPAIGN STREET ADDRESS (NO PO BOX PLEASE); APT/SUITE#; CITY; STATE; ZIP CODE TREASURER STREET ADDRESS (residence or business) 9 CAMPAIGN AREA CODE PHONE NUMBER EXTENSION TREASURER PHONE \ 10 CANDIDATE SIGNATURE I am aware of the Nepotism Law, Chapter 573 of the Texas Government Code. I am aware of my responsibility to file timely reports as required by title 15 of the Election Code. I am aware of the restrictions in title 15 of the Election Code on contributions from corporations and labor organizations. Signature of Candidate Date Signed GO TO PAGE 2 Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 CANDIDATE MODIFIED FORM CTA REPORTING DECLARATION PG 2 11 CANDIDATE NAME 12 MODIFIED REPORTING COMPLETE THIS SECTION ONLY IF YOU ARE DECLARATION CHOOSING MODIFIED REPORTING •• This declaration must be filed no later than the 30th day before the first election to which the declaration applies. •- •• The modified reporting option is valid for one election cycle only. •• (An election cycle includes a primary election,a general election,and any related runoffs.) •• Candidates for the office of state chair of a political party may NOT choose modified reporting. -- I do not intend to accept more than $500 in political contributions or make more than $500 in political expenditures (excluding filing fees) in connection with any future election within the election cycle. I understand that if either one of those limits is exceeded, I will be required to file pre-election reports and, if necessary, a runoff report. Year of election(s)or election cycle to Signature of Candidate which declaration applies This appointment is effective on the date it is filed with the appropriate filing authority. TEC Filers may send this form to the TEC electronically at treasappointp_ethics.state.tx.us or mail to Texas Ethics Commission P.O. Box 12070 Austin,TX 78711-2070 Non-TEC Filers must file this form with the local filing authority DO NOT SEND TO TEC For more information about where to file go to: https://www.ethics.state.tx.us/filinginfo/QuickFileAReport.php Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/5/2019 AMENDMENT: APPOINTMENTOFA FORMACTA CAMPAIGN TREASURER BYA CANDIDATE PG 1 1 CANDIDATE 2 FILERID# 3 Total pages filed: NAME See ACTA Instruction Guide for detailed instructions. Use this form for changes to existing information only. Do not provide information previously disclosed. 4 CANDIDATE NEW MS/MRS/MR FIRST MI OFFICE USE ONLY NAME Date Received NICKNAME LAST SUFFIX 5 CANDIDATE NEW ADDRESS /POBOX; APT/SUITE#; CITY; STATE; ZIP CODE MAILING ADDRESS Date Hand-delivered or Postmarked Receipt# Amounts Date Processed 6 CANDIDATE NEW AREA CODE PHONE NUMBER EXTENSION PHONE ( l Date Imaged 7 OFFICE HELD NEw (if any) 8 OFFICE NEW SOUGHT (if known) 9 CAMPAIGN NEW MS/MRS/MR FIRST MI NICKNAME LAST SUFFIX TREASURER NAME 10 CAMPAIGN NEW STREET ADDRESS (NO PO BOX PLEASE); APT/SUITE#; CITY; STATE; ZIP CODE TREASURER STREET ADDRESS (residence or business) 11 CAMPAIGN NEW j AREA CODE PHONE NUMBER EXTENSION TREASURER ( l PHONE ` J 12 CANDIDATE SIGNATURE I am aware of the Nepotism Law, Chapter 573 of the Texas Government Code. I am aware of my responsibility to file timely reports as required by title 15 of the Election Code. I am aware of the restrictions in title 15 of the Election Code on contributions from corporations and labor organizations. Signature of Candidate Date Signed GO TO PAGE 2 Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/5/2019 AMENDMENT: FORMACTA CANDIDATE MODIFIED REPORTING DECLARATION PG 2 13 CANDIDATE NAME 14 MODIFIED NEW REPORTING COMPLETE THIS SECTION ONLY IF YOU ARE DECLARATION CHOOSING MODIFIED REPORTING •• This declaration must be filed no later than the 30th day before the first election to which the declaration applies. •- •• The modified reporting option is valid for one election cycle only. •- (An election cycle includes a primary election,a general election,and any related runoffs.) •• Candidates for the office of state chair of a political party may NOT choose modified reporting. -- I do not intend to accept more than $500 in political contributions or make more than $500 in political expenditures (excluding filing fees) in connection with any future election within the election cycle. I understand that if either one of those limits is exceeded, I will be required to file pre-election reports and, if necessary, a runoff report. Year of election(s)or election cycle to Signature of Candidate which declaration applies This appointment is effective on the date it is filed with the appropriate filing authority. TEC Filers may send this form to the TEC electronically at treasappoint(o)_ethics.state.tx.us or mail to Texas Ethics Commission P.O. Box 12070 Austin,TX 78711-2070 Non-TEC Filers must file this form with the local filing authority DO NOT SEND TO TEC For more information about where to file go to: https://www.ethics.state.tx.us/filinginfo/QuickFileAReport.php Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/5/2019 Texas Ethics Commission P.O.Box 12070 Austin,Texas 78711-2070 (512)463-5800 (TDD 1-800-735-2989) CODE OF FAIR CAMPAIGN FORM CFCP PRACTICES COVER SHEET OFFICE USE ONLY Pursuant to chapter 258 of the Election Code, every candidate and Date Received political committee is encouraged to subscribe to the Code of Fair Campaign Practices. The Code may be filed with the proper filing authority upon submission of a campaign treasurer appointment form. Candidates or political committees that already have a current campaign treasurer appointment on file as of September 1, 199/, may subscribe to the code at any time. Date Hand-delivered or Postmarked Date Processed Subscription to the Code of Fair Campaign Practices is voluntary. Date Imaged 1 ACCOUNT NUMBER 2 TYPE OF FILER (Ethics Commission Filers) CANDIDATE ❑ POLITICAL COMMITTEE If filing as a candidate, complete boxes 3- 6, If filing for a political committee, complete then read and sign page 2. boxes 7 and 8, then read and sign page 2. 3 NAME OF CANDIDATE TITLE(Dr.,Mr.,Ms.,etc.) FIRST MI (PLEASE TYPE OR PRINT) NICKNAME LAST SUFFIX(SR.,JR.,III,etc.) 4 TELEPHONE NUMBER AREA CODE PHONE NUMBER EXTENSION OF CANDIDATE r (PLEASE TYPE OR PRINT) 5 ADDRESS OF CANDIDATE STREET/PO BOX; APT SUITE CITY; STATE; ZIP CODE (PLEASE TYPE OR PRINT) 6 OFFICE SOUGHT BY CANDIDATE (PLEASE TYPE OR PRINT) 7 NAME OF COMMITTEE (PLEASE TYPE OR PRINT) 8 NAME OF CAMPAIGN TITLE(Dr.,Mr.,Ms.,etc.) FIRST MI TREASURER (PLEASE TYPE OR PRINT) NICKNAME LAST SUFFIX(SR.,JR.,III,etc.) GO TO PAGE 2 www.ethics.state.tx.us Revised 11/23/2010 Texas Ethics Commission P.O.Box 12070 Austin,Texas 78711-2070 (512)463-5800 (TDD 1-800-735-2989) CODE OF FAIR CAMPAIGN PRACTICES There are basic principles of decency,honesty,and fair play that every candidate and political committee in this state has a moral obligation to observe and uphold,in order that,after vigorously contested but fairly conducted campaigns, our citizens may exercise their constitutional rights to a free and untrammeled choice and the will ofthe people may be fully and clearly expressed on the issues. THEREFORE: (1) I will conduct the campaign openly and publicly and limit attacks on my opponent to legitimate challenges to my opponent's record and stated positions on issues. (2) 1 will not use or permit the use of character defamation,whispering campaigns,libel,slander,or scurrilous attacks on any candidate or the candidate's personal or family life. (3) I will not use or permit any appeal to negative prejudice based on race,sex,religion,or national origin. (4) I will not use campaign material of any sort that misrepresents,distorts,or otherwise falsifies the facts,nor will I use malicious or unfounded accusations that aim at creating or exploiting doubts,without justification,as to the personal integrity or patriotism of my opponent. (5) 1 will not undertake or condone any dishonest or unethical practice that tends to corrupt or undermine our system of free elections or that hampers or prevents the full and free expression of the will of the voters,including any activity aimed at intimidating voters or discouraging them from voting. (6) I will defend and uphold the right of every qualified voter to full and equal participation in the electoral process, and will not engage in any activity aimed at intimidating voters or discouraging them from voting. (7) I will immediately and publicly repudiate methods and tactics that may come from others that I have pledged not to use or condone. I shall take firm action against any subordinate who violates any provision of this code or the laws governing elections. I,the undersigned,candidate for election to public office in the State of Texas or campaign treasurer of a political committee,hereby voluntarily endorse,subscribe to, and solemnly pledge myself to conduct the campaign in accordance with the above principles and practices. Signature Date www.ethics.state.tx.us Revised 11/23/2010 AW4-16 Prescribed by Secretary of State Sections 33.002,33.006,Texas Election Code 5/12 APPOINTMENT OF POLL WATCHER BY CANDIDATE ON THE BALLOT OR DECLARED WRITE-IN CANDIDATE To the Presiding Judge: The following person has been appointed to serve as a poll watcher on my behalf. Name of Poll Watcher Name of Candidate Residence Address of Poll Watcher Name and Date of Election Voter Registration VUID Number of Poll Watcher Precinct or other location Poll Watcher is to serve Signature of Candidate or Other Approving Authority Title of Approving Authority Signature of the Watcher AFFIDAVIT OF POLL WATCHER a poll watcher for the above appointing authority, do hereby swear or affirm that I do not have in my possession any type of mechanical or electronic means of recording images or sound while serving as a watcher at this precinct or I will disable or deactivate the device while serving as a watcher. Signature of Poll Watcher Sworn to and subscribed before me this the day of Signature of Election Judge Printed Name of Election Judge INSTRUCTIONS The following persons have the authority to appoint a poll watcher on behalf of a candidate whose name appears on the ballot. a. In an election for an office of the state government that is filled by voters of more than one county, by the candidate's campaign treasurer. b. In an election for an office of the federal government that is filled by voters of more than one county, by the chair or treasurer of the candidate's principal campaign committee or by a designated agent of the chair or treasurer. AW4-16 Prescribed by Secretary of State Sections 33.002,33.006,Texas Election Code 5/12 NOMBRAMIENTO DE OBSERVADOR(A) POR CANDIDATO EN LA BOLETA O CANDIDATO DECLARADO ELEGIBLE PARA RECIBIR VOTO POR INSERCION ESCRITA Al Juez Presidente: La siguiente persona ha sido nombrada para servir como observador(a)por mi. Nombre del/de la Observador(a) Nombre del Candidato Direccibn Residencial del/de la Observador(a) Tipo y Fecha de Eleccibn Mm. de VUID del/de la Observador(a) Precinto a otro sitio en que servira el/la Observador(a) Firma del Candidato o de la Autoridad Aprobadora Titulo de la Autoridad Aprobadora Firma del/de la Observador(a) DECLARACION JURADA DE OBSERVADOR(A) Yo, , observador(a) de eleccion designado/a por la autoridad citada, por el presente juro o protesto que no tendre en mi poder, durante mi gestion de observador(a) en este precinto electoral, ningun dispositivo mecanico o electronico, de cualquier tipo, para la grabacion de imagenes o de sonidos, o que inhabilitare o desactivare el dispositivo al servir como Observador(a). Firma de Observador(a) Jurado y suscrito ante mi, a los dias del mes de de Firma del/de la Juez Electoral Nombre del/de la Juez Electoral, en letras de molde INSTRUCCIONES Las siguientes personas estan autorizadas para nombrar a un observador a favor del candidato cuyo nombre aparece sobre la boleta. a. En una eleccion en que se ocupa un puesto oficial del gobierno estatal por los votantes de mas de un condado, el/la tesorero(a) de la campana electoral de cualquier candidato podra nombrar a un observador. b. En una eleccion en que se ocupa un puesto oficial del gobierno federal por los votantes de mas de un condado, un observador podra nombrarse por el presidente o el tesorero del comite principal de la campana electoral de cualquier candidato o por un agente designado de dicho presidente o tesorero. AW4-19 Prescribed by Secretary of State Section 34.001,Texas Election Code 03/07 REQUEST FOR INSPECTORS To the Secretary of State: We, the 15 undersigned registered voters of the County/Political Subdivision of hereby petition the Secretary of State to appoint an inspector for the to be held on using (name of election) (date of election) (type of voting device) We understand that this petition is due in the Secretary of State's Office not later than 4 regular business days before the election. (Please submit petition as soon as possible so an inspector can be appointed in a timely manner.) Signature Voter RegistrationVUID No. Signature Voter Registration VUID.No. ADDITIONAL INFORMATION: (It is very important that petitioner provide the information required below. Please make sure that all information is correct.) We request inspection of the following precinct(s)where the problems listed below are anticipated: Precinct Number Physical Address Problem(s) If additional information is needed,the Secretary of State can contact: (W) Name of person submitting petition Telephone number (H) Address Telephone number City, State,Zip Code AW4-19 Prescribed by Secretary of State Section 34.001,Texas Election Code 3-07 PETICIONPARA INSPECTORES Al Secretario de Estado: Nosotros, los quince infrascritos ciudadanos siendo residentes del Condado/Subdivision Politica de por la presente pedimos que el Secretario de Estado nombre un inspector para la que se celebrara el en la cual se usara (nombre de eleccion) (fecha de eleccion) (modo de votar) Nosotros entendemos que esta peticion debera registrarse en la oficina del Secretario de Estado a to menos 4 dias laborales regulares antes de la eleccion. (Favor de presentar la peticion a la oficina del Secretario de Estado to mas pronto posible para poder designar al inspector de una manera oportuna) Firma Nicm. de MID de Registro Firma Num. de MID de Registro INFORMA CIONADICIONAL: (Es importante que la persona presentando la peticion incluya toda la informacion abajo solicitada. Favor de verificar que la informacion este correcta) Solicitamos inspeccion de los siguientes precintos donde anticipamos los problemas registrados aqui abajo: Numero de Precinto Direccion Problema(s) Si se necesita mas informacion, el Secretario de Estado se comunicara con la siguiente persona. Nombre de la persona que presenta la peticion Numero de telefono (en el trabajo) Domicilio: Calle y Numero Numero de telefono (en casa) Ciudad, Estado, Zona Postal Print Reset CANDIDATE / OFFICEHOLDER FORM C/OH CAMPAIGN FINANCE REPORT COVER SHEET PG 1 1 Filer ID (Ethics Commission Filers) 2 Total pages filed: The C/OH Instruction Guide explains how to complete this form. 3 CANDIDATE/ MS/MRS/MR FIRST MI OFFICE USE ONLY OFFICEHOLDER NAME Date Received NICKNAME LAST SUFFIX 4 CANDIDATE/ ADDRESS /PO BOX; APT/SUITE#; CITY; STATE; ZIP CODE OFFICEHOLDER MAILING ADDRESS ❑ Change of Address 5 CANDIDATE/ AREA CODE PHONE NUMBER EXTENSION OFFICEHOLDER Date Hand-delivered or Date Postmarked PHONE 6 CAMPAIGN MS/MRS/MR FIRST MI Receipt# Amount$ TREASURER NAME _ Date Processed NICKNAME LAST SUFFIX Date Imaged 7 CAMPAIGN STREET ADDRESS (NO PO BOX PLEASE); APT/SUITE#; CITY; STATE; ZIP CODE TREASURER ADDRESS (Residence or Business) 8 CAMPAIGN AREA CODE PHONE NUMBER EXTENSION TREASURER PHONE 9 REPORT TYPE January 15 El 30th day before election F-1 Runoff � 15th day after campaign treasurer appointment (Officeholder Only) ❑ July 15 8th day before election ❑ Exceeded$500limit Final Report(Attach C/OH-FIR) 10 PERIOD Month Day Year Month Day Year COVERED THROUGH 11 ELECTION ELECTION DATE ELECTION TYPE Month Day Year ❑ Primary ❑ Runoff ❑ Other Description ❑ General ❑ Special 12 OFFICE OFFICE HELD (if any) 13 OFFICE SOUGHT (if known) GO TO PAGE 2 Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 CANDIDATE / OFFICEHOLDER FORM C/OH CAMPAIGN FINANCE REPORT COVER SHEET PG 2 14 C/OH NAME 15 Filer ID (Ethics Commission Filers) 16 NOTICE FROM THIS BOX IS FOR NOTICE OF POLITICAL CONTRIBUTIONS ACCEPTED OR POLITICAL EXPENDITURES MADE BY POLITICAL COMMITTEES TO POLITICAL SUPPORT THE CANDIDATE/OFFICEHOLDER. THESE EXPENDITURES MAY HAVE BEEN MADE WITHOUT THE CANDIDATES OR OFFICEHOLDER S COMMITTEE(S) KNOWLEDGE OR CONSENT. CANDIDATES AND OFFICEHOLDERS ARE REQUIRED TO REPORT THIS INFORMATION ONLY IF THEY RECEIVE NOTICE OF SUCH EXPENDITURES. COMMITTEE TYPE COMMITTEE NAME ❑GENERAL COMMITTEE ADDRESS SPECIFIC COMMITTEE CAMPAIGN TREASURER NAME ❑ Additional Pages COMMITTEE CAMPAIGN TREASURER ADDRESS 17 CONTRIBUTION 1. TOTAL POLITICAL CONTRIBUTIONS OF $50 OR LESS (OTHER THAN TOTALS PLEDGES, LOANS, OR GUARANTEES OF LOANS, OR $ CONTRIBUTIONS MADE ELECTRONICALLY), UNLESS ITEMIZED 2. TOTAL POLITICAL CONTRIBUTIONS (OTHER THAN PLEDGES, LOANS, OR GUARANTEES OF LOANS) TOTALS EXPENDITURE 3. TOTAL POLITICAL EXPENDITURES OF $100 OR LESS, UNLESS ITEMIZED 4. TOTAL POLITICAL EXPENDITURES $ CONTRIBUTION 5. TOTAL POLITICAL CONTRIBUTIONS MAINTAINED AS OF THE LAST DAYBALANC $ OF REPORTING PERIOD OUTSTANDING 6. TOTAL PRINCIPAL AMOUNT OF ALL OUTSTANDING LOANS AS OF THE LOAN TOTALS LAST DAY OF THE REPORTING PERIOD $ 18 AFFIDAVIT I swear,or affirm,under penalty of perjury,that the accompanying report is true and correct and includes all information required to be reported by me under Title 15,Election Code. Signature of Candidate or Officeholder AFFIX NOTARY STAMP/SEALABOVE Sworn to and subscribed before me, by the said this the day of 120 to certify which,witness my hand and seal of office. Signature of officer administering oath Printed name of officer administering oath Title of officer administering oath Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 SUBTOTALS - C/OH FORM C/OH COVER SHEET PG 3 19 FILER NAME 20 Filer ID(Ethics Commission Filers) 21 SCHEDULE SUBTOTALS SUBTOTAL NAME OF SCHEDULE AMOUNT 1. SCHEDULEA1: MONETARY POLITICAL CONTRIBUTIONS $ 2. SCHEDULEA2: NON-MONETARY(IN-KIND)POLITICAL CONTRIBUTIONS $ 3. SCHEDULE B: PLEDGED CONTRIBUTIONS $ 4. El SCHEDULE E: LOANS $ 5. SCHEDULE F1: POLITICAL EXPENDITURES MADE FROM POLITICAL CONTRIBUTIONS $ 6. SCHEDULE F2: UNPAID INCURRED OBLIGATIONS $ 7 SCHEDULE F3: PURCHASE OF INVESTMENTS MADE FROM POLITICAL CONTRIBUTIONS $ 8. SCHEDULE F4: EXPENDITURES MADE BY CREDIT CARD $ 9. SCHEDULE G: POLITICAL EXPENDITURES MADE FROM PERSONAL FUNDS $ 10. SCHEDULE H: PAYMENT MADE FROM POLITICAL CONTRIBUTIONS TO A BUSINESS OF C/OH $ 11. SCHEDULE I: NON-POLITICAL EXPENDITURES MADE FROM POLITICAL CONTRIBUTIONS $ 12. SCHEDULE K: INTEREST, CREDITS, GAINS, REFUNDS,AND CONTRIBUTIONS RETURNED $ TO FILER Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 MONETARY POLITICAL CONTRIBUTIONS SCHEDULE Al The Instruction Guide explains how to complete this form. 1 Total pages Schedule Al: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 Date 5 Full name of contributor ❑out-of-state PAC(ID#: ) 7 Amount of contribution ($) 6 Contributor address; City; State; Zip Code 8 Principal occupation/Job title(See Instructions) g Employer(See Instructions) Date Full name of contributor ❑out-of-state PAC(ID#: ) Amount of contribution ($) Contributor address; City; State; Zip Code Principal occupation/Job title (See Instructions) Employer(See Instructions) Date Full name of contributor ❑out-of-state PAC(ID#: ) Amount of contribution ($) Contributor address; City; State; Zip Code Principal occupation/Job title(See Instructions) Employer(See Instructions) Date Full name of contributor ❑out-of-state PAC(ID#: ) Amount of contribution ($) Contributor address; City; State; Zip Code Principal occupation/Job title (See Instructions) Employer(See Instructions) ATTACH ADDITIONAL COPIES OF THIS SCHEDULEAS NEEDED If contributor is out-of-state PAC,please see Instruction guide for additional reporting requirements. Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 NON-MONETARY (IN-KIND) POLITICAL CONTRIBUTIONS SCHEDULE A2 The Instruction Guide explains how to complete this form. 1 Total pages Schedule A2: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 TOTAL OF UNITEMIZED IN-KIND POLITICAL CONTRIBUTIONS $ 5 Date 6 Full name of contributor ❑out-of-state PAC(ID#: ) 8 Amount of g In-kind contribution Contribution $ description 7 Contributor address; City; State; Zip Code ❑Check if travel outside of Texas. Complete Schedule T. 10 Principal occupation/Job title (FOR NON-JUDICIAL)(See Instructions) 11 Employer (FOR NON-JUDICIAL)(See Instructions) 12 Contributor's principal occupation (FOR JUDICIAL) 13 Contributor's job title (FOR JUDICIAL)(See Instructions) 14 Contributor's employer/law firm (FOR JUDICIAL) 15 Law firm of contributor's spouse (if any) (FOR JUDICIAL) 16 If contributor is a child, law firm of parent(s)(if any)(FOR JUDICIAL) I Date Full name of contributor ❑out-of-state PAC(ID#: ) Amount of In-kind contribution Contribution $ description Contributor address; City; State; Zip Code [-]Check if travel outside of Texas. Complete Schedule T. Principal occupation/Job title (FOR NON-JUDICIAL)(See Instructions) Employer (FOR NON-JUDICIAL)(See Instructions) Contributor's principal occupation (FOR JUDICIAL) Contributor's job title(FOR JUDICIAL)(See Instructions) Contributor's employer/law firm (FOR JUDICIAL) Law firm of contributor's spouse (if any) (FOR JUDICIAL) If contributor is a child, law firm of parent(s)(if any)(FOR JUDICIAL) ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED If contributor is out-of-state PAC, please see Instruction guide for additional reporting requirements. Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 PLEDGED CONTRIBUTIONS SCHEDULE B The Instruction Guide explains how to complete this form. 1 Total pages Schedule B: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 TOTAL OF UNITEMIZED PLEDGES $ 5 Date 6 Full name of pledger ❑out-of-state PAC(ID#: $ Amount 19 In-kind contribution of Pledge $ description 7 Pledger address; City; State; Zip Code ❑Check if travel outside of Texas. Complete Schedule T. 10 Principal occupation/Job title(See Instructions) 11 Employer(See Instructions) Date Full name of pledger ❑ out-of-state PAC(ID#: ) Amount I In-kind contribution of Pledge $ description Pledgor address; City; State; Zip Code ❑Check if travel outside of Texas. Complete Schedule T. Principal occupation/Job title(See Instructions) Employer(See Instructions) Date Full name of pledgor ❑ out-of-state PAC(ID#: ) Amount of I In-kind contribution Pledge$ description Pledgor address; City; State; Zip Code [:]Check if travel outside of Texas. Complete Schedule T. Principal occupation/Job title(See Instructions) Employer(See Instructions) Date Full name of pledger ❑out-of-state PAC pD#: - - ) Amount of I In-kind contribution Pledge$ description Pledger address; City; State; Zip Code ❑Check if travel outside of Texas. Complete Schedule T. Principal occupation/Job title(See Instructions) Employer(See Instructions) ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED If contributor is out-of-state PAC, please see Instruction guide for additional reporting requirements. Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 LOANS SCHEDULE E The Instruction Guide explains how to complete this form. 1 Total pages Schedule E: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 TOTAL OF UNITEMIZED LOANS $ 5 Date of loan 7 Name of lender ❑out-of-state PAC(ID#: ) 9 Loan Amount($) 6 Is lender 8 Lender address; City; State; Zip Code 10 Interest rate a financial Institution? 11 Maturity date Y N 12 Principal occupation / Job title (See Instructions) 13 Employer (See Instructions) 14 Description of Collateral 15 ❑ Check if personal funds were deposited into political ❑ none account (See Instructions) 16 GUARANTOR 17 Name of guarantor 19 Amount Guaranteed($) INFORMATION 18 Guarantor address; City; State; Zip Code not applicable 20 Principal Occupation (See Instructions) 21 Employer (See Instructions) Date of loan Name of lender ❑out-of-state PAC(ID#: Loan Amount) ($) Is lender Lender address; City; State; Zip Code Interest rate a financial Institution? Maturity date Y N Principal occupation / Job title (See Instructions) Employer (See Instructions) Description of Collateral ❑ Check if personal funds were deposited into political ❑ none account (See Instructions) GUARANTOR Name of guarantor Amount Guaranteed($) INFORMATION Guarantor address; City; State; Zip Code not applicable Principal Occupation (See Instructions) Employer (See Instructions) ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED If lender is out-of-state PAC, please see Instruction guide for additional reporting requirements. Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 POLITICAL EXPENDITURES MADE FROM POLITICAL CONTRIBUTIONS SCHEDULE F1 EXPENDITURE CATEGORIES FOR BOX 8(a) Advertising Expense Event Expense Loan Repayment/Reimbursement Solicitation/Fundraising Expense Accounting/Banking Fees Office Overhead/Rental Expense Transportation Equipment&Related Expense Consulting Expense Food/Beverage Expense Polling Expense Travel In District Contributions/Donations Made By Gift/Awards/Memorials Expense Printing Expense Travel Out Of District Candidate/Officeholder/Political Committee Legal Services SalariesNVages/Contract Labor Other(enter a category not listed above) Credit Card Payment The Instruction Guide explains how to complete this form. 1 Total pages Schedule F1: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 Date 5 Payee name 6 Amount ($) 7 Payee address; City; State; Zip Code 8 (a) Category (See Categories listed at the top of this schedule) (b) Description PURPOSE OF EXPENDITURE (C) Check if travel outside of Texas.CompleteScheduleT ❑ Check if Austin,TX,officeholder living expense 9 Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH Date Payee name Amount ($) Payee address; City; State; Zip Code Category (See Categories listed at the top of this schedule) Description PURPOSE OF EXPENDITURE ❑ Check iftravel outside ofTexas.Complete Schedule T. ❑ Check if Austin,TX,officeholder living expense Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH Date Payee name Amount ($) Payee address; City; State; Zip Code Category (See Categories listed at the top of this schedule) Description PURPOSE OF EXPENDITURE ❑ Check iftravel outside ofTexas.Complete Schedule T. ❑ Check if Austin,TX,officeholder living expense Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 UNPAID INCURRED OBLIGATIONS SCHEDULE F2 EXPENDITURE CATEGORIES FOR BOX 10(a) Advertising Expense Event Expense Loan Repayment/Reimbursement Solicitation/Fundraising Expense Accounting/Banking Fees Office Overhead/Rental Expense Transportation Equipment&Related Expense Consulting Expense Food/Beverage Expense Polling Expense Travel In District Contributions/Donations Made By Gift/Awards/Memorials Expense Printing Expense Travel Out Of District Candidate/Officeholder/Political Committee Legal Services Salaries/Wages/Contract Labor Other(entera category not listed above) The Instruction Guide explains how to complete this form. 1 Total pages Schedule F2: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 TOTAL OF UNITEMIZED UNPAID INCURRED OBLIGATIONS $ 5 Date 6 Payee name 7 Amount ($) 8 Payee address, City; State; Zip Code 9 TYPE OF Political Non-Political EXPENDITURE ❑ 10 (a) Category (See Categories listed at the top of this schedule) (b) Description PURPOSE OF EXPENDITURE (c) ❑ Check if travel outside of Texas.Complete ScheduleT. ❑ Check if Austin,TX,officeholder living expense 11 Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH Date Payee name Amount ($) Payee address; City; State; Zip Code TYPE OF EXPENDITURE ❑ Political Non-Political Category (See Categories listed at the top of this schedule) Description PURPOSE OF EXPENDITURE Check iftravel outside of Texas.Complete Schedule T. ❑ Check if Austin,TX,officeholder living expense Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 PURCHASE OF INVESTMENTS MADE FROM POLITICAL CONTRIBUTIONS SCHEDULE F3 1 Total pages Schedule F3: The Instruction Guide explains how to complete this form. 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 Date 5 Name of person from whom investment is purchased 6 Address of person from whom investment is purchased; City; State; Zip Code 7 Description of investment 8 Amount of investment($) Date Name of person from whom investment is purchased Address of person from whom investment is purchased; City; State; Zip Code Description of investment Amount of investment($) ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 EXPENDITURES MADE BY CREDIT CARD SCHEDULE F4 EXPENDITURE CATEGORIES FOR BOX 10(a) Advertising Expense Event Expense Loan Repayment/Reimbursement Solicitation/Fundraising Expense Accounting/Banking Fees Office Overhead/Rental Expense Transportation Equipment&Related Expense Consulting Expense Food/Beverage Expense Polling Expense Travel In District Contributions/Donations Made By Gift/Awards/Memorials Expense Printing Expense Travel Out Of District Candidate/Officeholder/Political Committee Legal Services Salaries/Wages/Contract Labor Other(entera category not listed above) The Instruction Guide explains how to complete this form. 1 Total pages Schedule F4: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 TOTAL OF UNITEMIZED EXPENDITURES CHARGED TOACREDIT CARD $ 5 Date 6 Payee name 7 Amount ($) 8 Payee address; City, State; Zip Code 9 TYPE OF EXPENDITURE ❑ Political ❑ Non-Political 10 (a) Category (See Categories listed at the top of this schedule) (b) Description PURPOSE OF EXPENDITURE (a) ❑ Check if travel outside of Texas.Complete ScheduleT. ❑ Check if Austin,TX,officeholder living expense 11 Candidate/Officeholder name Office sought Office held Complete ONLY if direct expenditure to benefit C/OH Date Payee name Amount ($) Payee address; City; State; Zip Code TYPE OF EXPENDITURE Political Non-Political Category (See Categories listed at the top of this schedule) Description PURPOSE OF EXPENDITURE ❑ Check if travel outside of Texas.Complete Schedule ❑ Check if Austin,TX,officeholder living expense Candidate/Officeholder name Office sought Office held Complete ONLY if direct expenditure to benefit C/OH ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 POLITICAL EXPENDITURES MADE FROM PERSONAL FUNDS SCHEDULE G EXPENDITURE CATEGORIES FOR BOX 8(a) Advertising Expense Event Expense Loan Repayment/Reimbursement Solicitation/Fundraising Expense Accounting/Banking Fees Office Overhead/Rental Expense Transportation Equipment&Related Expense Consulting Expense Food/Beverage Expense Polling Expense Travel In District Contributions/Donations Made By GifUAWards/MemorialS Expense Printing Expense Travel Out Of District Candidate/Officeholder/Political Committee Legal Services Salaries/Wages/Contract Labor Other(entera category not listed above) Credit Card Payment The Instruction Guide explains how to complete this form. 1 Total pages Schedule G: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 Date 5 Payee name 6 Amount ($) 7 Payee address; City; State; Zip Code Reimbursement from political contributions intended 8 (a) Category (See Categories listed at the top of this schedule) (b) Description PURPOSE OF EXPENDITURE (c) Check if travel outside of Texas.Complete ScheduleT. ❑ Check if Austin,TX,officeholder living expense 9 Candidate/Officeholder name Office sought Office held Complete ONLY if direct expenditure to benefit C/OH Date Payee name Amount ($) Payee address; City; State; Zip Code ❑ Reimbursement from political contributions intended Category (See Categories listed at the top of this schedule) Description PURPOSE OF EXPENDITURE Check if travel outside of Texas.Complete Schedule Check if Austin,TX,officeholder living expense Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH Date Payee name Amount ($) Payee address, City; State, Zip Code Reimbursement from ❑ political contributions intended Category (See Categories listed at the top of this schedule) Description PURPOSE OF EXPENDITURE ❑ Check if travel outside of Texas.Complete Schedule ❑ Check if Austin,TX,officeholder living expense Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 PAYMENT MADE FROM POLITICAL CONTRIBUTIONS TO A BUSINESS OF C/OH SCHEDULE H EXPENDITURE CATEGORIES FOR BOX 8(a) Advertising Expense Event Expense Loan Repayment/Reimbursement Solicitation/Fundraising Expense Accounting/Banking Fees Office Overhead/Rental Expense Transportation Equipment&Related Expense Consulting Expense Food/Beverage Expense Polling Expense Travel In District Contributions/Donations Made By Gift/Awards/Memorials Expense Printing Expense Travel Out Of District Candidate/Officeholder/Political Committee Legal Services Salaries/Wages/Contract Labor Other(entera category not listed above) Credit Card Payment The Instruction Guide explains how to complete this form. 1 Total pages Schedule H: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 Date 5 Business name 6 Amount ($) 7 Business address; City; State; Zip Code 8 (a) Category (See Categories listed at the top of this schedule) (b) Description PURPOSE OF EXPENDITURE (c) ❑ Check if travel outside of Texas.Complete Schedule ❑ Check if Austin,TX,officeholder living expense 9 Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH Date Business name Amount ($) Business address; City; State; Zip Code Category (See Categories listed at the top of this schedule) Description PURPOSE OF EXPENDITURE ❑ Check if travel outside of Texas.Complete Schedule ❑ Check if Austin,TX,officeholder living expense Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH Date Business name Amount ($) Business address; City; State; Zip Code Category (See Categories listed at the top of this schedule) Description PURPOSE OF EXPENDITURE ❑ Check if travel outside of Texas.Complete Schedule ❑ Check if Austin,TX,officeholder living expense Complete ONLY if direct Candidate/Officeholder name Office sought Office held expenditure to benefit C/OH ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 NON-POLITICAL EXPENDITURES MADE FROM POLITICAL CONTRIBUTIONS SCHEDULE I The Instruction Guide explains how to complete this form. 1 Total pages Schedule I: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 Date 5 Payee name 6 Amount ($) 7 Payee address; City State Zip Code 8 (a)Category (See instructions for examples of acceptable (b)Description (See instructions regarding type of information PURPOSE categories.) required.) OF EXPENDITURE Date Payee name Amount ($) Payee address; City State Zip Code Category (See instructions for examples of acceptable Description (See instructions regarding type of information PURPOSE categories.) required.) OF EXPENDITURE Date Payee name Amount ($) Payee address; City State Zip Code PURPOSE Category (See instructions for examples of acceptable Description (See instructions regarding type of information OF categories.) required.) EXPENDITURE Date Payee name Amount ($) Payee address; City State Zip Code Category (See instructions for examples of acceptable Description (See instructions regarding type of information PURPOSE categories.) required.) OF EXPENDITURE ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 INTEREST, CREDITS, GAINS, REFUNDS, AND CONTRIBUTIONS RETURNED TO FILER SCHEDULE K The Instruction Guide explains how to complete this form. 1 Total pages Schedule K: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 Date 5 Name of person from whom amount is received 8 Amount($) 6 Address of person from whom amount is received; City; State; Zip Code 7 Purpose for which amount is received ❑ Check if political contribution returned to filer Date Name of person from whom amount is received Amount($) Address of person from whom amount is received; City; State; Zip Code Purpose for which amount is received ❑ Check if political contribution returned to filer Date Name of person from whom amount is received Amount($) Address of person from whom amount is received; City; State; Zip Code Purpose for which amount is received ❑ Check if political contribution returned to filer Date Name of person from whom amount is received Amount($) Address of person from whom amount is received; City; State; Zip Code Purpose for which amount is received ❑ Check if political contribution returned to filer ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 IN-KIND CONTRIBUTIONS OR POLITICAL EXPENDITURES SCHEDULE T FOR TRAVEL OUTSIDE OF TEXAS The Instruction Guide explains how to complete this form. 1 Total pages Schedule T: 2 FILER NAME 3 Filer ID (Ethics Commission Filers) 4 Name of Contributor/Corporation or Labor Organization/Pledgor/Payee 5 Contribution/Expenditure reported on: ❑ Schedule A2 ❑ Schedule B ❑ Schedule B(J) ❑ Schedule C2 ❑ Schedule D ❑ Schedule F1 ❑ Schedule F2 ❑ Schedule F4 ❑ Schedule G ❑ Schedule H ❑ Schedule COH-UC ❑ Schedule B-SS 6 Dates of travel 7 Name of person(s)traveling 8 Departure city or name of departure location 9 Destination city or name of destination location 10 Means of transportation 11 Purpose of travel(including name of conference,seminar,or other event) Name of Contributor/Corporation or Labor Organization/Pledgor/Payee Contribution/Expenditure reported on: ❑ Schedule A2 ❑ Schedule B ❑ Schedule B(J) ❑ Schedule C2 ❑ Schedule D ❑ Schedule F1 ❑ Schedule F2 ❑ Schedule F4 ❑ Schedule G ❑ Schedule H ❑ Schedule COH-UC Schedule B-SS Dates of travel Name of person(s)traveling Departure city or name of departure location Destination city or name of destination location Means of transportation Purpose of travel(including name of conference,seminar,or other event) Name of Contributor/Corporation or Labor Organization/Pledgor/Payee Contribution/Expenditure reported on: ❑ Schedule A2 ❑ Schedule B ❑ Schedule B(J) ❑ Schedule C2 ❑ Schedule D ❑ Schedule F1 ❑ Schedule F2 ❑ Schedule F4 ❑ Schedule G ❑ Schedule H ❑ Schedule COH-UC ❑ Schedule B-SS Dates of travel Name of person(s)traveling Departure city or name of departure location Destination city or name of destination location Means of transportation Purpose of travel(including name of conference,seminar,or other event) ATTACH ADDITIONAL COPIES OF THIS SCHEDULE AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 CANDIDATE / OFFICEHOLDER REPORT: DESIGNATION OF FINAL REPORT FORM C/OH - FR The Instruction Guide explains how to complete this form. •• Complete only if "Report Type" on page 1 is marked "Final Report" •• 1 C/OH NAME 2 Filer ID (Ethics Commission Filers) 3 SIGNATURE I do not expect any further political contributions or political expenditures in connection with my candidacy. I understand that designat- ing a report as a final report terminates my campaign treasurer appointment. I also understand that I may not accept any campaign contributions or make any campaign expenditures without a campaign treasurer appointment on file. Signature of Candidate/Officeholder 4 FILER WHO IS NOT AN OFFICEHOLDER •• Complete A & B below only if you are not an officeholder. •• A. CAMPAIGN FUNDS Check only one: 0 I do not have unexpended contributions or unexpended interest or income earned from political contributions. 0 I have unexpended contributions or unexpended interest or income earned from political contributions. I understand that I may not convert unexpended political contributions or unexpended interest or income earned on political contributions to personal use. I also understand that I must file an annual report of unexpended contributions and that I may not retain unexpended contributions or unexpended interest or income earned on political contributions longer than six years after filing this final report. Further, I understand that I must dispose of unexpended political contributions and unexpended interest or income earned on political contributions in accordance with the requirements of Election Code, §254.204. B. ASSETS Check only one: 0 1 do not retain assets purchased with political contributions or interest or other income from political contributions. 0 I do retain assets purchased with political contributions or interest or other income from political contributions. I understand that I may not convert assets purchased with political contributions or interest or other income from political contributions to personal use. I also understand that I must dispose of assets purchased with political contributions in accordance with the requirements of Election Code, §254.204. Signature of Candidate 5 OFFICEHOLDER •• Complete this section only if you are an officeholder •• 0 I am aware that I remain subject to filing requirements applicable to an officeholder who does not have a campaign treasurer on file. I am also aware that I will be required to file reports of unexpended contributions if,after filing the last required report as an officeholder, I retain political contributions,interest or other income from political contributions,or assets purchased with politi- cal contributions or interest or other income from political contributions. Signature of Officeholder Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 9/26/2019 CORRECTION/AMENDMENT AFFIDAVIT FOR CANDIDATE/OFFICEHOLDER FORM COR-C/OH 1 Filer ID(Ethics Commission Filers) 2 Total pages filed: OFFICE USE ONLY 3 CANDIDATE/ MS/MRS/MR FIRST MI Date Received OFFICEHOLDER NAME NICKNAME LAST SUFFIX 4 ORIGINAL REPORT ❑ January 15 Runoff Other(specify) TYPE July 15 El Exceeded$500 limit ❑ 30th day before election ❑ 15th day after treasurer Date Hand-delivered or Date Postmarked appointment(officeholder only) 8th day before election Final report Receipt# Amount $ 5 ORIGINAL PERIOD Month Day Year Month Day Year Date Processed COVERED THROUGH Date Imaged 6 EXPLANATION OF CORRECTION 7 AFFIDAVIT I swear,or affirm, under penalty of perjury,that this corrected report is true and correct. Check ONLY if applicable: ❑ Semiannual reports: I swear, or affirm, that the original report was made in good faith and without an intent to mislead or to misrepre- sent the information contained in the report. ❑ Other reports: I swear, or affirm, that I am filing this corrected report not later than the 14th business day after the date I learned that the report as originally filed is inaccurate or incomplete. I swear, or affirm, that any error or omission in the report as originally filed was made in good faith. AFFIX NOTARY STAMP / SEAL ABOVE Signature of Candidate or Officeholder Sworn to and subscribed before me,by the said this the day of 20 ,to certify which,witness my hand and seal of office. Signature of officer administering oath Printed name of officer administering oath Title of officer administering oath Remember To Attach Any Part Of The Campaign Finance Report Form Needed To Report And Explain Corrections Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 04/27/2015 CORRECTION/AMENDMENT AFFIDAVIT FOR CAN All Reports: Afiler who files a corrected report must submit a correction affidavit. The affidavit must identify the information that has changed. Reports filed with Texas Ethics Commission: A corrected report (other than a report due 8 days before an election or a special report near election) filed with the Ethics Commission after its due date is not considered late for purposes of late-filing penalties if: (1)any error or omission in the report as originally filed was made in good faith, and (2)the person filing the report files a corrected report and a good-faith affidavit not later than the 14th business day after the date the person learns that the report as originally filed is inaccurate or incomplete. Semiannual Reports: Effective September 1, 2011, a semiannual report(due January 15 or July 15)that is amended/corrected before the eighth day after the original report was filed is considered to have been filed on the date the original report was filed. A semiannual report that is amended/corrected on or after the eighth day after the original report was filed is considered to have been filed on the date the original report was filed if: (1) the amendment/correction is made before any complaint is filed with regard to the subject of the amendment/correction; and (2) the original report was made in good faith and without intent to mislead or misrepresent the information contained in the report. Attach additional pages as necessary. INSTRUCTIONS FOR COMPLETING THIS FORM The following numbers correspond to the numbered boxes on the other side. 1. Filer ID. If you file with the Ethics Commission,you should have received a letter acknowledging receipt of your campaign treasurer appointment and assigning you a Filer ID. Put that number in this box. If you do not file with the Ethics Commission, skip this box. 2. Total Pages Filed. After completing this form and any attachments, count the number of pages. Enter that number in this box. Each side of a two-sided form counts as a page. In other words, this form is two pages. 3. Candidate/Officeholder Name. Put your full name here. Enter your name in the same way as on the report you are correcting. 4. Original Report Type. Mark the type of report you are correcting. 5.Original Period Covered. Enter the period covered by the report you are correcting. The year is important because filers sometimes correct reports years after filing the original. 6. Explanation of Correction. Attach any part of the campaign finance report form needed to report and explain corrections. Explain why there was an error on the original report. Also explain what information is being corrected and how the new information is different from the information on the original report. (Use additional pages if you need more space.) You may also use this area to request a waiver or reduction of a late-filing penalty and state the basis of your request. 7. Affidavit. Read the affidavit before signing. You must sign the affidavit in the presence of an individual authorized to take oaths. If signed before a notary public, the affidavit must include the notary's signature and seal. Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 04/27/2015 CANDIDATE / OFFICEHOLDER FORM C/OH-UC REPORT OF UNEXPENDED CONTRIBUTIONS COVER SHEET PG 1 1 Filer ID (Ethics Commission Filers) The C/OH-UC Instruction Guide explains how to complete this form. 2 CANDIDATE/ MS/MRS/MR FIRST MI OFFICE USE ONLY OFFICEHOLDER NAME Date Received . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . NICKNAME LAST SUFFIX 3 CAN DI DATE/ ADDRESS /PO BOX; APT/SUITE#; CITY; STATE; ZIP CODE OFFICEHOLDER ADDRESS Date Hand-delivered or Date Postmarked ❑ change of address Receipt# Amount$ 4 REPORT Date Processed TYPE ❑ Annual ❑ Final Disposition 5 PERIOD Month Day Year Month Day Year Date Imaged COVERED THROUGH 6 TOTALS 1. TOTAL AMOUNT OF UNEXPENDED POLITICAL CONTRIBUTIONS AS OF DECEMBER 31 OF THE PREVIOUS YEAR. 2. TOTAL AMOUNT OF INTEREST AND OTHER INCOME EARNED ON UNEXPENDED POLITICAL CONTRIBUTIONS DURING THE PREVIOUS YEAR. 7 AFFIDAVIT I swear,or affirm,under penalty of perjury, that the accompanying report is true and correct and includes all information required to be reported by me under Title 15, Election Code. Signature of Candidate or Officeholder AFFIX NOTARY STAMP/SEAL ABOVE Sworn to and subscribed before me, by the said this the day of 20 to certify which, witness my hand and seal of office. Signature of officer administering oath Printed name of officer administering oath Title of officer administering oath Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 11/3/2015 C/OH REPORT OF UNEXPENDED CONTRIBUTIONS FORM C/OH-UC EXPENDITURES PG 2 8 C/OH NAME 9 Filer ID(Ethics Commission Filers) 10 Date 11 Payee name 13 Amount . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 Payee address; City; State; Zip Code 14 Purpose of expenditure(See instructions regarding type of information required.) 15 Is expenditure a contribution E::] Yes to a candidate,officeholder,or political committee? 0 No 0 Check if travel outside of Texas. Complete Schedule T. Date Payee name Amount . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Payee address; City; State; Zip Code Purpose of expenditure(See instructions regarding type of information required.) Is expenditure a contribution � Yes to a candidate,officeholder,or political committee? 0 No 0 Check if travel outside of Texas. Complete Schedule T. Date Payee name Amount . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Payee address; City; State; Zip Code Purpose of expenditure(See instructions regarding type of information required.) Is expenditure a contribution Yes to a candidate,officeholder,or political committee? 0 No 0 Check if travel outside of Texas. Complete Schedule T. Date Payee name Amount . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Payee address; City; State; Zip Code Purpose of expenditure(See instructions regarding type of information required.) Is expenditure a contribution � Yes to a candidate,officeholder,or political committee? 0 No 0 Check if travel outside of Texas. Complete Schedule T. ATTACH ADDITIONAL COPIES OF THIS FORM AS NEEDED Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 11/3/2015 PERSONAL FINANCIAL STATEMENT FORM PFS-LOCAL Note:A PFS filed with the Texas Ethics Commission must be filed electronically. COVER SHEET The only exception is for individuals appointed to office. See the PFS Instruction Guide for more information. PAGE TOTAL NUMBER OF PAGES FILED: Filed in accordance with chapter 572 of the Government Code. For filings required in 2020,covering calendar year ending December 31,2019. Use FORM PFS--INSTRUCTION GUIDE when completing this form. Filer ID 1 NAME TITLE;FIRST;MI OFFICE USE ONLY Date Received . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . NICKNAME;LAST;SUFFIX 2 ADDRESS ADDRESS /PO BOX;APT/SUITE#;CITY;STATE;ZIP CODE Date Hand-delivered or Date Postmarked Receipt# Amount$ 3 TELEPHONE AREA CODE PHONE NUMBER;EXTENSION Date Processed NUMBER Date Imaged 4 REASON FOR FILING ❑ CANDIDATE (INDICATE OFFICE) STATEMENT ELECTED OFFICER (INDICATE OFFICE) ❑ OTHER (INDICATE POSITION) 5 Family members whose financial activity you are reporting(see instructions). SPOUSE DEPENDENT CHILD 1. 2. 3. In Parts 1 through 20, you will disclose your financial activity during the preceding calendar year. In Parts 1 through 14 and 20, you are required to disclose not only your own financial activity,but also that of your spouse or a dependent child(see instructions). COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 PERSONAL FINANCIAL STATEMENT COVER SHEET PAGE 2 On this page, indicate any Parts of Form PFS that are not applicable to you. If you do not place a check in a box, then pages for that Part must be included in the report. if you place a check in a box, do NOT include pages for that Partin the report. 6 PARTS NOT APPLICABLE TO FILER N/A Part 1A-Sources of Occupational Income N/A Part 1 B- Retainers N/A Part 2 - Stock N/A Part 3- Bonds, Notes &Other Commercial Paper N/A Part 4- Mutual Funds N/A Part 5- Income from Interest, Dividends, Royalties& Rents N/A Part 6-Personal Notes and Lease Agreements N/A Part 7A- Interests in Real Property N/A Part 7B- Interests in Business Entities N/A Part 8 - Gifts N/A Part 9 -Trust Income N/A Part 10A- Blind Trusts N/A Part 10B-Trustee Statement N/A Part 11 A-Ownership of Business Associations N/A Part 11 B-Assets of Business Associations N/A Part 11 C - Liabilities of Business Associations N/A Part 12- Boards and Executive Positions N/A Part 13- Expenses Accepted Under Honorarium Exception N/A Part 14- Interest in Business in Common with Lobbyist N/A Part 15- Fees Received for Services Rendered to a Lobbyist or Lobbyist's Employer N/A Part 16- Representation by Legislator Before State Agency N/A Part 17-Benefits Derived from Functions Honoring Public Servant N/A Part 18-Legislative Continuances N/A Part 19-Contracts with Governmental Entity N/A Part 20- Bond Counsel Services Provided by a Legislator Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 SOURCES OF OCCUPATIONAL INCOME PART 1A If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 INFORMATION RELATES TO ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 2 NAME AND ADDRESS OF EMPLOYER/POSITION HELD EMPLOYMENT (Check If Filer's Home Address) ❑ EMPLOYED BYANOTHER . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ SELF-EMPLOYED NATURE OF OCCUPATION INFORMATION RELATES TO ❑ FILER El SPOUSE ❑ DEPENDENT CHILD NAME AND ADDRESS OF EMPLOYER/POSITION HELD EMPLOYMENT (Check If Filer's Home Address) ❑ EMPLOYED BY ANOTHER . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ SELF-EMPLOYED NATURE OF OCCUPATION INFORMATION RELATES TO ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD NAME AND ADDRESS OF EMPLOYER/POSITION HELD EMPLOYMENT (Check If Filer's Home Address) ❑ EMPLOYED BY ANOTHER . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ SELF-EMPLOYED NATURE OF OCCUPATION COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission Revised 12/6/2019 RETAINERS PART 1 B If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. This section concerns fees received as a retainer by you, your spouse, or a dependent child (or by a business in which you, your spouse, or a dependent child have a"substantial interest")for a claim on future services in case of need, rather than for services on a matter specified at the time of contracting for or receiving the fee. Report information here only if the value of the work actually performed during the calendar year did not equal or exceed the value of the retainer. For more information, see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. NAME AND ADDRESS FEE RECEIVED FROM NAME OF BUSINESS FEE RECEIVED BY ❑ FILER OR FILER'S BUSINESS ❑ SPOUSE OR SPOUSE'S BUSINESS ❑ DEPENDENT CHILD OR CHILD'S BUSINESS FEE AMOUNT ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE NAME AND ADDRESS FEE RECEIVED FROM NAME OF BUSINESS FEE RECEIVED BY ❑ FILER OR FILER'S BUSINESS ❑ SPOUSE OR SPOUSE'S BUSINESS ❑ DEPENDENT CHILD OR CHILD'S BUSINESS FEE AMOUNT ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission Revised 12/6/2019 STOCK PART 2 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-- INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 BUSINESS ENTITY NAME 2 STOCK HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 3 NUMBER OF SHARES ❑ LESS THAN 100 ❑ 100 TO 499 ❑ 500 TO 999 ❑ 1,000 TO 4,999 ❑ 5,000 TO 9,999 ❑ 10,000 OR MORE 4 IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS BUSINESS ENTITY NAME STOCK HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD NUMBER OF SHARES ❑ LESS THAN 100 ❑ 100 TO 499 ❑ 500 TO 999 ❑ 1,000 TO 4,999 ❑ 5,000 TO 9,999 ❑ 10,000 OR MORE IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS BUSINESS ENTITY NAME STOCK HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD NUMBER OF SHARES ❑ LESS THAN 100 ❑ 100 TO 499 ❑ 500 TO 999 ❑ 1,000 TO 4,999 ❑ 5,000 TO 9,999 ❑ 10,000 OR MORE IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS BUSINESS ENTITY NAME STOCK HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD NUMBER OF SHARES ❑ LESS THAN 100 ❑ 100 TO 499 ❑ 500 TO 999 ❑ 1,000 TO 4,999 ❑ 5,000 TO 9,999 ❑ 10,000 OR MORE IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS BUSINESS ENTITY NAME STOCK HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD NUMBER OF SHARES ❑ LESS THAN 100 ❑ 100 TO 499 ❑ 500 TO 999 ❑ 1,000 TO 4,999 ❑ 5,000 TO 9,999 ❑ 10,000 OR MORE IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission Revised 12/6/2019 BONDS, NOTES & OTHER COMMERCIALPAPER PART 3 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. List all bonds, notes, and other commercial paper held or acquired by you, your spouse, or a dependent child during the calendar year. If sold, indicate the category of the amount of the net gain or loss realized from the sale. For more information,see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 DESCRIPTION OF INSTRUMENT 2 HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 3 IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS DESCRIPTION OF INSTRUMENT HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS DESCRIPTION OF INSTRUMENT HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission Revised 12/6/2019 MUTUAL FUNDS PART 4 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. List each mutual fund and the number of shares in that mutual fund that you, your spouse, or a dependent child held or acquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired. If some or all of the shares of a mutual fund were sold, also indicate the category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 MUTUAL FUND NAME 2 SHARES OF MUTUAL FUND ❑ HELD ORACQUIRED BY FILER ❑ SPOUSE ❑ DEPENDENT CHILD 3 NUMBER OF SHARES ❑ LESS THAN 100 ❑ 100 TO 499 ❑ 500 TO 999 ❑ 1,000 TO 4,999 OF MUTUAL FUND ❑ 5,000 TO 9,999 ❑ 10,000 OR MORE 4 IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS MUTUAL FUND NAME SHARES OF MUTUAL FUND HELD ORACQUIRED BY ❑ FILER El SPOUSE ❑ DEPENDENT CHILD NUMBER OF SHARES ❑ LESS THAN 100 ❑ 100 TO 499 ❑ 500 TO 999 ❑ 1,000 TO 4,999 OF MUTUAL FUND ❑ 5,000 TO 9,999 ❑ 10,000 OR MORE IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS MUTUAL FUND NAME SHARES OF MUTUAL FUND ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD HELD ORACQUIRED BY NUMBER OF SHARES ❑ LESS THAN 100 ❑ 100 TO 499 ❑ 500 TO 999 ❑ 1,000 TO 4,999 OF MUTUAL FUND ❑ 5,000 TO 9,999 ❑ 10,000 OR MORE IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission Revised 12/6/2019 INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. List each source of income you, your spouse, or a dependent child received in excess of$500 that was derived from interest,dividends, royalties, and rents during the calendar year and indicate the category of the amount of the income. For more information,see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. NAME AND ADDRESS SOURCE OF INCOME Publicly held corporation 2 RECEIVED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 3 AMOUNT ❑ $500--$4,999 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE NAME AND ADDRESS SOURCE OF INCOME Publicly held corporation RECEIVED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD AMOUNT ❑ $500--$4,999 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE NAME AND ADDRESS SOURCE OF INCOME Publicly held corporation RECEIVED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD AMOUNT ❑ $500--$4,999 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission Revised 12/6/2019 PERSONAL NOTES AND LEASE AGREEMENTS PART G If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Identify each guarantor of a loan and each person or financial institution to whom you, your spouse, or a dependent child had a total financial liability of more than $1,000 in the form of a personal note or notes or lease agreement at any time during the calendar year and indicate the category of the amount of the liability. For more informa- tion,see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 PERSON OR INSTITUTION HOLDING NOTE OR LEASE AGREEMENT 2 LIABILITY OF ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 3 GUARANTOR 4 AMOUNT ❑ $1,000--$4,999 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE PERSON OR INSTITUTION HOLDING NOTE OR LEASE AGREEMENT LIABILITY OF ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD GUARANTOR AMOUNT ❑ $1,000--$4,999 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE PERSON OR INSTITUTION HOLDING NOTE OR LEASE AGREEMENT LIABILITY OF ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD GUARANTOR AMOUNT ❑ $1,000--$4,999 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission Revised 12/6/2019 INTERESTS IN REAL PROPERTY PART 7A If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Describe all beneficial interests in real property held or acquired by you, your spouse, or a dependent child during the calendar year. If the interest was sold,also indicate the category of the amount of the net gain or loss realized from the sale. For an explanation of "beneficial interest" and other specific directions for completing this section, see FORM PFS-- INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 2 STREETADDRESS STREET ADDRESS,INCLUDING CITY,COUNTY,AND STATE ❑ NOTAVAILABLE (Check If Filer's Home Address) 3 DESCRIPTION NUMBER OF LOTS OR ACRES AND NAME OF COUNTY WHERE LOCATED ❑ LOTS ❑ ACRES 4 NAMES OF PERSONS RETAINING AN INTEREST ❑ NOTAPPLICABLE (SEVERED MINERAL INTEREST) 5 IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NETLOSS HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD STREETADDRESS STREET ADDRESS,INCLUDING CITY,COUNTY,AND STATE ❑ NOTAVAILABLE (Check If Filer's Home Address) NUMBER OF LOTS OR ACRES AND NAME OF COUNTY WHERE LOCATED DESCRIPTION ❑ LOTS ❑ ACRES NAMES OF PERSONS RETAINING AN INTEREST ❑ NOTAPPLICABLE (SEVERED MINERAL INTEREST) IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NETLOSS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 INTERESTS IN BUSINESS ENTITIES PART TB If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Describe all beneficial interests in business entities held or acquired by you,your spouse,or a dependent child during the calendar year. If the interest was sold,also indicate the category of the amount of the net gain or loss realized from the sale. For an explanation of "beneficial interest" and other specific directions for completing this section, see FORM PFS-- INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 2 NAME AND ADDRESS DESCRIPTION (Check If Filer's Home Address) 3 IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD NAME AND ADDRESS DESCRIPTION (Check If Filer's Home Address) IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS HELD OR ACQUIRED BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD NAME AND ADDRESS DESCRIPTION (Check If Filer's Home Address) IF SOLD ❑ NET GAIN ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ❑ NET LOSS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 GIFTS PART 8 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Identify any person or organization that has given a gift worth more than$250 to you, your spouse, or a dependent child, and describe the gift. The description of a gift of cash or a cash equivalent, such as a negotiable instrument or gift certificate must include a statement of the value of the gift. Do not include: 1)expenditures required to be reported by a person required to be registered as a lobbyist under chapter 305 of the Government Code; 2) political contributions reported as required by law; or 3)gifts given by a person related to the recipient within the second degree by consanguinity or affinity. For more information, see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 DONOR NAME AND ADDRESS 2 RECIPIENT ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 3 DESCRIPTION OF GIFT NAME AND ADDRESS DONOR RECIPIENT ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD DESCRIPTION OF GIFT NAME AND ADDRESS DONOR RECIPIENT ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD DESCRIPTION OF GIFT COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission Revised 12/6/2019 TRUST INCOME PART 9 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Identify each source of income received by you, your spouse, or a dependent child as beneficiary of a trust and indicate the category of the amount of income received.Also identify each asset of the trust from which the beneficiary received more than$500 in income, if the identity of the asset is known. For more information, see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. NAME OF TRUST SOURCE 2 BENEFICIARY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 3 INCOME ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE 4 ASSETS FROM WHICH OVER$500 WAS RECEIVED ❑ UNKNOWN NAME OF TRUST SOURCE BENEFICIARY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD INCOME ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ASSETS FROM WHICH OVER$500 WAS RECEIVED ❑ UNKNOWN NAME OF TRUST SOURCE BENEFICIARY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD INCOME ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE ASSETS FROM WHICH OVER$500 WAS RECEIVED ❑UNKNOWN COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission Revised 12/6/2019 BLIND TRUSTS PART 1 OA If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Identify each blind trust that complies with section 572.023(c)of the Government Code. See FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 NAME OF TRUST 2 TRUSTEE NAME AND ADDRESS (Check If Filer's Home Address) 3 BENEFICIARY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD 4 FAIR MARKET VALUE ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE 5 DATE CREATED NAME OF TRUST NAME AND ADDRESS TRUSTEE (Check If Filer's Home Address) BENEFICIARY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD FAIR MARKETVALUE ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE DATE CREATED NAME OF TRUST TRUSTEE NAME AND ADDRESS (Check If Filer's Home Address) BENEFICIARY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD FAIR MARKET VALUE ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE DATE CREATED COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission Revised 12/6/2019 TRUSTEE STATEMENT PART 1 OB If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. An individual who is required to identify a blind trust on Part 10A of the Personal Financial Statement must submit a statement signed by the trustee of each blind trust listed on Part 10A. The portions of section 572.023 of the Government Code that relate to blind trusts are listed below. 1 NAME OF TRUST 2 TRUSTEE NAME 3 FILER ON WHOSE NAME BEHALF STATEMENT IS BEING FILED 4 TRUSTEE STATEMENT §572.023. Contents of Financial Statement in General (b)The account of financial activity consists of: (8)identification of the source and the category of the amount of all income received as beneficiary of a trust,other than a blind trust that complies with Subsection (c), and identification of each trust asset, if known to the beneficiary, from which income was received by the beneficiary in excess of$500; (14) identification of each blind trust that complies with Subsection (c), including: (A)the category of the fair market value of the trust; (B)the date the trust was created; (C)the name and address of the trustee; and (D)a statement signed by the trustee, under penalty of perjurystating that: (i)the trustee has not revealed any information to the individual, except information that may be disclosed under Subdivision (8); and (ii)to the best of the trustee's knowledge, the trust complies with this section. (c)For purposes of Subsections (b)(8)and (14), a blind trust is a trust as to which: (1)the trustee: (A)is a disinterested party; (B)is not the individual; (C)is not required to register as a lobbyist under Chapter 305; (D)is not a public officer or public employee; and (E)was not appointed to public office by the individual or by a public officer or public employee the individual supervises;and (2)the trustee has complete discretion to manage the trust, including the power to dispose of and acquire trust assets without consulting or notifying the individual. (d)If a blind trust under Subsection (c)is revoked while the individual is subject to this subchapter, the individual must file an amendment to the individual's most recent financial statement, disclosing the date of revocation and the previously unreported value by category of each asset and the income derived from each asset. Forms provided by Texas Ethics Commission Revised 12/6/2019 OWNERSHIP OF BUSINESS ASSOCIATIONS PART 1 1A If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet and DO NOT include this page in the report. Describe each corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association in which you, your spouse, or a dependent child held, acquired, or sold 5 percent or more of the outstanding ownership. For more information,see FORM PFS-INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. NAME AND ADDRESS 1 BUSINESS ASSOCIATION (check if Filer's Home Address) 2 BUSINESS TYPE Corporation Limited Partnership Professional Association Firm Limited Liability Partnership Joint Venture Partnership Professional Corporation Other 3 HELD,ACQUIRED, OR SOLD BY FILER SPOUSE DEPENDENT CHILD BUSINESS ASSOCIATION NAME AND ADDRESS (check if Filer's Home Address) BUSINESS TYPE Corporation Limited Partnership Professional Association Firm Limited Liability Partnership Joint Venture Partnership Professional Corporation Other HELD,ACQUIRED, OR SOLD BY FILER SPOUSE DEPENDENT CHILD BUSINESS ASSOCIATION NAME AND ADDRESS (check if Filer's Home Address) BUSINESS TYPE Corporation Limited Partnership Professional Association Firm Limited Liability Partnership Joint Venture Partnership Professional Corporation Other HELD,ACQUIRED, OR SOLD BY FILER SPOUSE DEPENDENT CHILD BUSINESS ASSOCIATION NAME AND ADDRESS (check if Filer's Home Address) BUSINESS TYPE Corporation Limited Partnership Professional Association Firm Limited Liability Partnership Joint Venture Partnership Professional Corporation Other HELD,ACQUIRED, OR SOLD BY FILER SPOUSE DEPENDENT CHILD COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission Revised 12/6/2019 ASSETS OF BUSINESS ASSOCIATIONS PART 1 1 B If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Describe all assets of each corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association,joint venture,or other business association in which you,your spouse,or a depen- dent child held,acquired,or sold 50 percent or more of the outstanding ownership and indicate the category of the amount of the assets. For more information,see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 BUSINESS NAME AND ADDRESS (Check If Filer's Home Address) ASSOCIATION 2 BUSINESS TYPE 3 HELD,ACQUIRED, ❑ OR SOLD BY FILER ❑ SPOUSE El DEPENDENT CHILD 4 ASSETS DESCRIPTION CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE . . . . . . . . . . . . . . . . . . . . . . . . ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE . . . . . . . . . . . . . . . . . . . . . . .I. . . . . . . . . . . . . . . . . . . . . . . . ❑ LESS THAN$5,000 ❑ $5,00049,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE . . . . . . . . . . . . . . . . . . . . . . . .I. . ❑ LESS THAN$5,000 ❑ $5,00049,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE . . . . . . . . . . . . . . . . . . . . . . . . .I. . ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE . . . . . . . . . . . . . . . . . . . . . . . . .I. . ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE . . . . . . . . . . . . . . . . . . . . . . .I. . . . . . . . . . . . . . . . . . . . . . . . ❑ LESS THAN$5,000 ❑ $5,00049,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 LIABILITIES OF BUSINESS ASSOCIATIONS PART 11 C If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Describe all liabilities of each corporation, firm, partnership, limited partnership, limited liability partnership, professional corporation,professional association,joint venture,or other business association in which you,your spouse,or a depen- dent child held,acquired,or sold 50 percent or more of the outstanding ownership and indicate the category of the amount of the liabilities. For more information,see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 BUSINESS NAME AND ADDRESS (Check If Filer's Home Address) ASSOCIATION 2 BUSINESS TYPE 3 HELD,ACQUIRED, ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD OR SOLD BY 4 LIABILITIES DESCRIPTION CATEGORY ❑ LESS THAN$5,000 ❑ $5,00049,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE . . . . . . . . . . . . . . . . . . . . . . . .I. . ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE . . . . . . . . . . . . . . . . . . . . . . . .I. . . . . . . . . . . . . . . . . . . . . . . . ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE . . . . . . . . . . . . . . . . . . . . . . . .I. . ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE . . . . . . . . . . . . . . . . . . . . . . . .I. . ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE . . . . . . . . . . . . . . . . . . . . . . . .I. . ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE . . . . . . . . . . . . . . . . . . . . . . . .I. . . . . . . . . . . . . . . . . . . . . . . . ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019 BOARDS AN D EXECUTIVE POSITIONS PART 1 2 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. List all boards of directors of which you, your spouse, or a dependent child are a member and all executive positions you, your spouse, or a dependent child hold in corporations, firms, partnerships, limited partnerships, limited liability partner- ships, professional corporations, professional associations,joint ventures, other business associations, or proprietorships, stating the name of the organization and the position held. For more information,see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 ORGANIZATION 2 POSITION HELD 3 POSITION HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD ORGANIZATION POSITION HELD POSITION HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD ORGANIZATION POSITION HELD POSITION HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD ORGANIZATION POSITION HELD POSITION HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD ORGANIZATION POSITION HELD POSITION HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission Revised 12/6/2019 EXPENSES ACCEPTED UNDER HONORARIUM EXCEPTION PART 13 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Identify any person who provided you with necessary transportation, meals, or lodging, as permitted under section 36.07(b) of the Penal Code, in connection with a conference or similar event in which you rendered services, such as addressing an audience or participating in a seminar, that were more than perfunctory. Also provide the amount of the expenditures on transportation, meals, or lodging. You are not required to include items you have already reported as political contributions on a campaign finance report, or expenditures required to be reported by a lobbyist under the lobby law(chapter 305 of the Government Code). For more information,see FORM PFS--INSTRUCTION GUIDE. NAME AND ADDRESS PROVIDER 2 AMOUNT NAME AND ADDRESS PROVIDER AMOUNT NAME AND ADDRESS PROVIDER AMOUNT NAME AND ADDRESS PROVIDER AMOUNT COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission Revised 12/6/2019 INTEREST IN BUSINESS IN COMMON WITH LOBBYIST PART 14 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Identify each corporation,firm, partnership, limited partnership, limited liability partnership, professional corporation, profes- sional association,joint venture, or other business association, other than a publicly-held corporation, in which you, your spouse,or a dependent child, and a person registered as a lobbyist under chapter 305 of the Government Code that both have an interest. For more information,see FORM PFS--INSTRUCTION GUIDE. 1 BUSINESS ENTITY NAME AND ADDRESS (Check If Filer's Home Address) 2 INTEREST HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD NAME AND ADDRESS BUSINESS ENTITY (Check If Filer's Home Address) INTEREST HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD BUSINESS ENTITY NAME AND ADDRESS (Check If Filer's Home Address) INTEREST HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD BUSINESS ENTITY NAME AND ADDRESS (Check If Filer's Home Address) INTEREST HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD BUSINESS ENTITY NAME AND ADDRESS (Check If Filer's Home Address) INTEREST HELD BY ❑ FILER ❑ SPOUSE ❑ DEPENDENT CHILD COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission Revised 12/6/2019 FEES RECEIVED FOR SERVICES RENDERED PART 1 5 TO A LOBBYIST OR LOBBYIST'S EMPLOYER If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this sheet in the report. Report any fee you received for providing services to or on behalf of a person required to be registered as a lobbyist under chapter 305 of the Government Code, or for providing services to or on behalf of a person you actually know directly compen- sates or reimburses a person required to be registered as a lobbyist. Report the name of each person or entity for which the services were provided, and indicate the category of the amount of each fee. For more information, see FORM PFS-- INSTRUCTION GUIDE. 1 PERSON OR ENTITY FOR WHOM SERVICES WERE PROVIDED 2 FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000424,999 ❑ $25,000--OR MORE PERSON OR ENTITY FOR WHOM SERVICES WERE PROVIDED FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000424,999 ❑ $25,000--OR MORE PERSON OR ENTITY FOR WHOM SERVICES WERE PROVIDED FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000424,999 ❑ $25,000--OR MORE PERSON OR ENTITY FOR WHOM SERVICES WERE PROVIDED FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE PERSON OR ENTITY FOR WHOM SERVICES WERE PROVIDED FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE PERSON OR ENTITY FOR WHOM SERVICES WERE PROVIDED FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000424,999 ❑ $25,000--OR MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission Revised 12/6/2019 REPRESENTATION BY LEGISLATOR BEFORE PART 1 G STATE AGENCY If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. This section applies only to members of the Texas Legislature. A member of theTexas Legislature who represents a person for compensation before a state agency in the executive branch must provide the name of the agency, the name of the person represented, and the category of the amount of the fee received for the representation. For more information,see FORM PFS--INSTRUCTION GUIDE. STATE AGENCY 2 PERSON REPRESENTED 3 FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE STATE AGENCY PERSON REPRESENTED FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE STATE AGENCY PERSON REPRESENTED FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE STATE AGENCY PERSON REPRESENTED FEE CATEGORY ❑ LESS THAN$5,000 ❑ $5,000--$9,999 ❑ $10,000--$24,999 ❑ $25,000--OR MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission Revised 12/6/2019 BENEFITS DERIVED FROM FUNCTIONS HONORING PART 17 PUBLIC SERVANT If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Section 36.10 of the Penal Code provides that the gift prohibitions set out in section 36.08 of the Penal Code do not apply to a benefit derived from a function in honor or appreciation of a public servant required to file a statement under chapter257 of the Government Code or title 15 of the Election Code if the benefit and the source of any benefit over$50 in value are: 1) reported in the statement and 2)the benefit is used solely to defray expenses that accrue in the performance of duties or activities in connection with the office which are nonreimbursable by the state or a political subdivision. If such a benefit is received and is not reported by the public servant under title 15 of the Election Code, the benefit is reportable here. For more information,see FORM PFS--INSTRUCTION GUIDE. NAME AND ADDRESS SOURCE OF BENEFIT 2 BENEFIT NAME AND ADDRESS SOURCE OF BENEFIT BENEFIT NAME AND ADDRESS SOURCE OF BENEFIT BENEFIT NAME AND ADDRESS SOURCE OF BENEFIT BENEFIT COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission Revised 12/6/2019 LEGISLATIVE CONTINUANCES PART 18 If the requested information is not applicable, indicate that on Page 2 of the Cover Sheet, and do NOT include this page in the report. Identify any legislative continuance that you have applied for or obtained under section 30.003 of the Civil Practice and Remedies Code, or under another law or rule that requires or permits a court to grant continuances on the grounds that an attorney for a party is a member or member-elect of the legislature. 1 NAME OF PARTY REPRESENTED 2 DATE RETAINED 3 STYLE,CAUSE NUMBER, COURT&JURISDICTION 4 DATE OF CONTINUANCE APPLICATION 5 WAS CONTINUANCE GRANTED? ❑ YES ❑ No NAME OF PARTY REPRESENTED DATE RETAINED STYLE, CAUSE NUMBER, COURT,&JURISDICTION DATE OF CONTINUANCE APPLICATION WAS CONTINUANCE GRANTED? ❑ YES ❑ NO COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission Revised 12/6/2019 CONTRACTS TO SELL GOODS OR SERVICES TO A PART 19 GOVERNMENTAL ENTITY OR GOVERNMENTAL ENTITY CONTRACTOR If the requested information is not applicable,indicate that on Page 2 of the Cover Sheet and DO NOT include this page in the report. List the parties to all contracts in the amount of$2500 or more if the aggregate of goods or services sold under all written contracts exceeds $10,000 in which you, your spouse, or a dependent child, or any business entity of which you, your spouse, or a dependent child, independently or in conjunction with, has at least 50% ownership. For more information, see FORM PFS - INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 FILER PARTIES FILER SPOUSE DEPENDENT CHILD 2 GOVERNMENTAL NAME AND ADDRESS PARTIES GOVERNMENTAL ENTITY CONTRACTOR FOR GOVERNMENTAL ENTITY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . NAME AND ADDRESS GOVERNMENTAL ENTITY CONTRACTOR FOR GOVERNMENTAL ENTITY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . NAME AND ADDRESS GOVERNMENTAL ENTITY CONTRACTOR FOR GOVERNMENTAL ENTITY 3 BUSINESS NAME AND ADDRESS PARTIES (Check if Filer's Home Address) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . NAME AND ADDRESS (Check if Filer's Home Address) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . NAME AND ADDRESS (Check if Filer's Home Address) COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/05/2018 BOND COUNSEL SERVICES PROVIDED BY A LEGISLATOR PART20 If the requested information is not applicable,indicate that on Page 2 of the Cover Sheet and DO NOT include this page in the report. Identify each issuance for which you served as bond counsel. For more information,see FORM PFS-INSTRUCTION GUIDE. 1 ISSUER NAME 2 ISSUANCE DATE 3 ISSUANCE AMOUNT 4 FEES PAID TO FILER LESS THAN$5,000 $5,000-$9,999 $10,000-$24,999 $25,000 OR MORE YES NO 5 FEES PAID TO NAME AND ADDRESS OF FIRM FILER'S FIRM YES NO LESS THAN$5,000 $5,000-$9,999 $10,000-$24,999 $25,000 OR MORE ISSUER NAME ISSUANCE DATE ISSUANCE AMOUNT FEES PAID TO FILER LESS THAN$5,000 $5,000-$9,999 $10,000-$24,999 $25,000 OR MORE YES NO FEES PAID TO NAME AND ADDRESS OF FIRM FILER'S FIRM YES NO LESS THAN$5,000 $5,000-$9,999 $10,000-$24,999 $25,000 OR MORE ISSUER NAME ISSUANCE DATE ISSUANCE AMOUNT FEES PAID TO FILER LESS THAN$5,000 $5,000-$9,999 $10,000-$24,999 $25,000 OR MORE YES NO FEES PAID TO NAME AND ADDRESS OF FIRM FILER'S FIRM YES NO LESS THAN$5,000 $5,000-$9,999 $10,000-$24,999 $25,000 OR MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/05/2018 PERSONAL FINANCIAL STATEMENT AFFIDAVIT The law requires the personal financial statement to be verified. The verification page must have the signature of the individual required to file the personal financial statement, as well as the signature and stamp or seal of office of a notary public or other person authorized by law to administer oaths and affirmations. Without proper verification, the statement is not considered filed. I swear, or affirm, under penalty of perjury, that this financial statement covers calendar year ending December 31, 2019 and is true and correct and includes all information required to be reported by me under chapter 572 of the Government Code. Signature of Filer AFFIX NOTARY STAMP/SEAL ABOVE Sworn to and subscribed before me, by the said this the day of , 20 , to certify which, witness my hand and seal of office. Signature of officer administering oath Printed name of officer administering oath Title of officer administering oath Forms provided by Texas Ethics Commission www.ethics.state.tx.us Revised 12/6/2019