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2018-058 Employee Policy - Revisions to Uniform Absence ControlDate: May 18, 2018 Report No. 2018-058 INFORMAL STAFF REPORT TO MAYOR AND CITY COUNCIL SUBJECT: Policy updates: Deletion of policy 107.05 – Illness/Off-Duty Injury Addition of policy 111.07 – Non-FMLA Medical Leave Revision of policy 111.08 – Personal Leave Without Pay EXECUTIVE SUMMARY: The Illness/Off-Duty Injury policy incorporates a section for “Business Necessity Termination,” which staff internally refers to as a Uniform Absence Control (UAC) policy. The UAC policy allows for 12 weeks of leave in a 12-month period beyond what is required by the Family and Medical Leave Act (FMLA) plus up to 24 weeks of additional leave time (contingent upon City Manager or his designee’s approval). FMLA already requires 12 weeks of unpaid leave in a 12- month period for eligible employees, although under City policy, employees must use their accrued sick and vacation concurrently with family or medical leave. Additionally, the Americans with Disabilities Act and its amendments (ADAAA) may require additional leave as a reasonable accommodation. Instead of this UAC policy, staff is proposing that any leave beyond the 12 weeks required by FMLA be considered on a case-by-case basis. Most of these cases will involve the “interactive process” between the employee and employer as mandated by the ADAAA. This change will require the elimination of policy 107.05 – Illness/Off-Duty Injury, revisions to policy 111.08 – Personal Leave Without Pay, and the addition of policy 111.07 – Non-FMLA Medical Leave. These policies will be included on the consent agenda for the June 5, 2018, Council meeting. BACKGROUND: Staff revised the Illness/Off-Duty Injury policy in FY 2001/2002 to incorporate “Business Necessity Termination”/UAC. The policy was revised to allow for an employee to be terminated as a business necessity when the employee exhausts 12 weeks of non-FMLA leave time in a 12- month period (the leave does not have to be concurrent), unless an accommodation is required under the ADAAA. Upon notice of termination for business necessity, the employee can request up to an additional 24 weeks of leave from the City Manager or his designee. Prior to this revision, employees could have been out for an indefinite amount of time. Albeit much of the time was unpaid, the departments often went without filling the position, as it would have required a “double fill” and would have impacted the number of full-time equivalents (FTEs). To clarify, leave under the UAC policy is in addition to leave required by the FMLA. The FMLA is a federal law that provides 12 weeks of protected leave in a 12-month period for employees who meet the following criteria: Date: May 18, 2018 Report No. 2018-058  Has worked for the City for 12 months (need not be consecutive),  Has worked 1,250 hours in the 12-month period immediately prior to the commencement of the leave, and  Has a qualifying condition (e.g., birth or adoption of a child; medical condition of self; medical condition of a spouse, parent, or child). When considering FMLA, UAC, and the potential extended leave allowed under the UAC policy, an employee can be off work for up to 48 weeks in a 12-month period. Even after that time, the City might still have to consider additional leave as a reasonable accommodation under the ADAAA. While this policy was originally revised to assist with better management of employees who were out for an extended period of time for medical reasons, it has created more of a hardship for many departments. DISCUSSION: By having a UAC policy, employees are entitled to leave beyond the 12 weeks required by the FMLA, even if it creates a hardship for the department. By eliminating the UAC policy and considering leave as a reasonable accommodation on a case-by-case basis, supervisors and department heads can weigh in on how additional leave time will impact their operations. Factors that would be considered in a case-by-case analysis include, but is not limited to the following: 1. The employee’s essential functions of his or her job. 2. The general nature of the employee’s mental or physical impairment. 3. Whether the employee is limited in a major life activity. 4. How long the impairment is expected to last. 5. Whether the employee presents a risk of danger to him/herself or others while working. 6. The probable duration of the disability and/or recommended accommodations. 7. Any barriers (if any) exist to the employee’s performance of his or her duties in light of the employee’s condition. 8. Identity of any range of possible accommodations that have the potential to remove the difficulties, either in the work environment or job tasks, and which would allow the employee to perform the essential functions of the job. 9. The overall financial resources of the department involved in the provision of the reasonable accommodation, including the number of persons employed at such facility, and the effect on expenses and resources. 10. The overall financial resources of the City. 11. The impact of the accommodation upon the operations and the ability of other employees to perform their duties and the impact on the department’s ability to conduct business. 12. The employee’s submission of satisfactory evidence of his/her inability to return to work, either in a limited duty capacity if such work is available, or to regular duty. Date: May 18, 2018 Report No. 2018-058 13. The employee’s efforts to communicate with his/her immediate supervisor prior to the expiration of FML on his or her expected return-to-work date. If the employee was unable to make contact personally, he/she should have someone contact his/her supervisor on his/her behalf. 14. The length of time it would take to replace the employee in his/her position. 15. Whether reassignment is an option if the employee cannot return to his/her regular position. Termination would not be considered unless no reasonable accommodation (which would not cause undue hardship on the organization or pose a direct threat to the health or safety of the employee or others) exists that would enable the employee to perform the essential functions of his/her position, and no job reassignment is available. A good faith effort would be made to try to accommodate the employee. The number of employees who use more than 12 weeks of leave varies from year to year: Calendar Year Number of Employees Who Needed Leave Beyond 12 Weeks of FMLA Number of Employees Who Requested Extended Leave Beyond 12 Weeks of UAC 2012 14 5 2013 11 2 2014 8 3 2015 14 1 2016 1 0 2017 9 3 2018 (as of the end April) 5 0 After looking at policy #107.05 further, staff is recommending the entire policy be deleted. Once the “Business Necessity Termination” language is removed, the remaining sections can be addressed by one or more of the following policies: 100.02 – American with Disabilities Act (ADA) 107.04 – Family Medical Leave. 111.07 – Non-FMLA Medical Leave (new) 111.08 – Personal Leave Without Pay These policies have been attached to this Informal Staff Report in their edited format for Council’s reference. There are recommended changes to policies 100.02 and 107.04, but not due to the elimination of policy 107.05. Although all of these policies are attached for Council reference, only policies 107.05, 111.07, and 111.08 will be placed on the June 5th agenda for Council’s approval. The reasoning for this is because the “Policy Statement” section has been impacted. Date: May 18, 2018 Report No. 2018-058 These policies were revised with input from a representative from the City Attorney’s Office and reviewed with the City Manager, Deputy City Manager, and Assistant City Manager. The policies were also sent to the Policy Review Committee for review and input. The Policy Review Committee is comprised of approximately 25 employees at various levels representing different departments/divisions. The members are expected to distribute the proposed changes to individuals in their area and solicit comments, questions, and concerns regarding the proposed changes. Feedback from the Committee has been incorporated into the policies. More Information About Policies in General Policies include a “Policy Statement” which is adopted and approved by the City Council. Some policies include a second section entitled “Administrative Procedures” which the City Manager approves to implement the Council’s policies. In order to revise a Policy Statement, the City Council must approve the revision(s). The City Manager may approve revisions to the Administrative Procedures without referral to the City Council. Administrative Directives are approved and issued by the City Manager and do not require City Council review or approval for enactment or revision. Specifically, Sec. 2-28. “Policies, procedures and directives” of the Code of Ordinances states the following: (a) Definitions. The following words, terms and phrases, when used in this section, shall have the meanings ascribed to them in this subsection, except where the context clearly indicates a different meaning: Administrative directive means a written statement from the city manager to city employees establishing rules and regulations concerning internal operational matters of the city. Administrative procedure means a specific and detailed statement of the means and methods by which management implements a policy. Policy means a statement of overall philosophy and direction, describing goals to be accomplished and programs to be established. (b) Review by city attorney and approval by council. Policies and any amendments thereto shall be reviewed by the city attorney for legal compliance and approved by resolution of the city council. (c) Authority to issue. The city manager is hereby authorized to issue such administrative procedures and directives as he deems necessary to implement approved policies relating to personnel and internal operational matters. Such procedures and directives shall be contained in a manual available for inspection by city employees. Date: May 18, 2018 Report No. 2018-058 CONCLUSION: Policy 107.05 – Illness/Off-Duty Injury, includes a section for Business Necessity Termination which is creating a hardship for many departments. The FMLA already requires 12 weeks of leave in a 12-month period. Additionally, leave that is not protected by FMLA may have to be considered as a reasonable accommodation under the ADAAA. Staff has been analyzing the best way to change this policy to balance the needs of the employees and the departments. The ADAAA limits the City’s ability to have a hard fast rule on the maximum amount of leave usage an employee may use. After discussions with a representative from the City Attorney’s Office, we are recommending eliminating the UAC policy and considering additional leave requested beyond the 12 weeks required by FMLA on a case-by-case basis. STAFF CONTACT: Carla Romine, Director of Human Resources 940-349-8344 CITY OF DENTON PAGE 1 OF 11 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE SECTION: HUMAN RESOURCES REFERENCE NUMBER: 107.05 SUBJECT: EMPLOYEE BENEFITS AND SERVICES INITIAL EFFECTIVE DATE: 11/01/94 TITLE: ILLNESS/OFF DUTY INJURY POLICY LAST REVISION DATE: 9/16/03 POLICY STATEMENT: The ability of the City to provide timely and adequate salary continuation and benefit programs to assist City employees absent from the job due to an injury or illness is dependent upon the City's ability to coordinate its handling of each individual case. This policy seeks to create a coordination and uniformity of the handling of all City employee disability or injury cases. It is expected that employees will assist and cooperate with the City in obtaining recommended medical treatments or therapy and rehabilitative services in order to return to work at the earliest possible date. This policy applies to all regular full-time and regular part-time employees who have completed the six month introductory period. On-the-job injury or illness is addressed in the "Occupational Injury Policy" (409.1) with the exception of "business necessity termination" (Section III of this policy). Civil Service employees will be governed by the provisions outlined in Chapter 143 of the Texas Local Government Code unless Chapter 143 does not address the disability issue, in which event the provisions of this policy will apply. ADMINISTRATIVE PROCEDURES I. DEFINITIONS A. Essential functions - The major duties essential to a position (with or without reasonable accommodation). These are determined by the job description of each position. The following should be considered in determining if a job function is essential: 1. The position exists, in part, to perform the function. 2. There are a limited number of other employees available to perform the function or among whom the function can be distributed. 3. A function is highly specialized, and the person in the position is hired for special expertise or ability to perform it. B. Reasonable Accommodation - A modification of the work environment or work process that enables a person with a disability to perform the essential functions of a job pursuant to the Americans with Disabilities Act of 1990 (“ADA”), and associated regulations. The determination of what accommodations are reasonable shall be the determination of the City, but will be in compliance with the provisions of the ADA. The determination of reasonable accommodation will also include consideration of whether an undue hardship will be posed on PAGE 2 OF 11 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: OFF-DUTY INJURY OR ILLNESS POLICY REFERENCE NUMBER: 107.05 HR/POLICY/107.05 the operations of the department or division, or if a direct threat to the health or safety of the employee or others will be posed. C. Undue Hardship - defined by the ADA as an action that is excessively costly, extensive, substantial, or disruptive, or that would fundamentally alter the nature or operation of the business. D. Direct Threat - a health or safety risk that, based on valid medical and/or other objective evidence, is determined to pose a significant risk of substantial harm, and which cannot be reduced to an acceptable level with reasonable accommodation. E. Disability - Under the ADA, an individual with a disability is a person who has: a physical or mental impairment that substantially limits one or more major life activities; a record of such an impairment; or is regarded as having such an impairment. F. Illness, Injury, or Medical Condition - A temporary physical or mental impairment that does not substantially limit one or more of the major life activities of an individual. G. Business Necessity Termination - Occurs when a department's or division's productivity or ability to deliver services is adversely affected because an employee is unable to perform the essential functions of the position for which that employee is hired, and no reasonable accommodation can be made. H. Modified Duty - Any restriction placed on an employee by a treating physician that requires an employee to do less than his/her full job. Modified duty will not extend beyond 120 days. I. Extended Leave of Absence – Leave of absence that has been approved by the City Manager or his/her designee after an employee has already had more than twelve (12) weeks of absences in a twelve (12) month period, not including leave pursuant to the Family and Medical Leave policy. An Extended Leave of Absence shall not exceed twenty-four (24) weeks. J. Notice – When the City of Denton is required to give notice under the following administrative procedures, notice shall be written and sent by United States first-class mail to the employee’s last known home address as provided to the Human Resources department. Date of the notice is the same date the notice is placed and postmarked into the United States mail. II.PROCEDURES A. When an employee is unable to perform the essential functions of his/her position due to a disability, injury, illness, or medical condition (and reasonable accommodation is not possible), PAGE 3 OF 11 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: OFF-DUTY INJURY OR ILLNESS POLICY REFERENCE NUMBER: 107.05 HR/POLICY/107.05 the City may separate the employee due to business necessity and fill the position except as is restricted by the Family and Medical Leave Act. (See Section III below.) B. Eligibility for benefits as defined in this procedure is dependent upon the complete compliance of the employee with the responsibilities outlined in this procedure and the requirements and procedures stated in the employee benefit booklets or appropriate benefit policies. C. An employee who experiences an off-the-job injury or illness that renders the employee incapable of performing his/her regularly assigned duties shall use his/her accrued sick, vacation and, if applicable, compensatory leave balances. The employee shall use his/her available leave balances until the earlier of: 1. The date the employee has exhausted all such leave balances (if exhausted, refer to "Personal Leave Without Pay Policy" [111.08] or the “Family and Medical Leave Policy” [107.04]); 2. The date the employee is able to return to work and perform the essential functions of his/her position; or 3. The date the employee has accumulated twelve (12) weeks of absences in a twelve (12) month period, not including FMLA leave, unless the employee applies for and is approved for a Extended Leave of Absence by the City Manager or his/her designee. D. An employee who is unable to perform the essential functions of his/her position due to a disability, injury, illness, or medical condition (and reasonable accommodation is not possible) is not guaranteed a return to his/her position at the completion of his/her injury or illness leave except that in the case of Family and Medical Leave the employee will return to an equivalent position with equivalent benefits, pay and other terms and conditions of employment, in accordance with FMLA regulations. If after consultation with Human Resources and the Risk Manager (in the case of an on the job injury), a supervisor determines that a department's or division's productivity or ability to deliver services is adversely affected because an employee is unable to return to his/her position, the employee may be administratively removed from his/her position during his/her leave. When an employee who has been administratively removed from his/her position is able to return to work with the appropriate medical releases, that employee will be considered for any open position in the City for which that employee is qualified. Employees who are not disabled as defined by the ADA will be required to compete for open positions. PAGE 4 OF 11 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: OFF-DUTY INJURY OR ILLNESS POLICY REFERENCE NUMBER: 107.05 HR/POLICY/107.05 E. Benefits will be calculated as listed below: 1. Employees who are absent from work due to an injury, illness or approved Extended Leave of Absence shall continue to accrue vacation and sick leave for as long as they are receiving paid leave (i.e. sick, vacation, or compensatory time). 2. Benefit accrual and usage would follow the provisions of the “Family and Medical Leave Policy” (107.04). 3. An employee shall not be eligible to receive tuition reimbursement unless it is for an approved course which was already in progress at the time the employee became unable to perform his/her job duties and the course has been successfully completed and documented as required by the "Tuition Reimbursement Policy" (107.09). 4. The City will continue to pay its portion of benefits for the employee as provided by the Family and Medical Leave Act (FMLA) of 1993 and the Family and Medical Leave policy (107.04). 5. The employee and eligible dependents will remain qualified for benefits coverage through the City's group plans as long as the premiums for the employee and dependent coverage under the City plans are paid on a timely basis by the employee (either through payroll deduction or personal payment). It is the responsibility of the employee to make arrangements for the payment of these premiums if they cannot be made by a payroll deduction. 6. Regular full-time and regular part-time employees who are not able to work for an extended period of time may be eligible to apply for long-term disability benefits. The employee is responsible for contacting the Risk Management office as soon as he/she is able in order to discuss eligibility qualifications. Some benefits may not be available if the employee fails to apply for the benefits within the time mandated by the benefit provider. F. Employees who qualify for FMLA leave must comply with all provisions of the Family and Medical Leave policy (107.04). III. BUSINESS NECESSITY TERMINATION DUE TO UNIFORM ABSENCE CONTROL A. An employee may be terminated as a business necessity due to uniform absence control when the employee has been unable to perform the essential functions of his/her job with or without reasonable accommodation for a period of twelve (12) weeks within a twelve month period, not including the use of any FMLA leave. This time need not be consecutive. This section applies to both on-the-job and off-the-job injuries or illnesses for employees who have completed their PAGE 5 OF 11 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: OFF-DUTY INJURY OR ILLNESS POLICY REFERENCE NUMBER: 107.05 HR/POLICY/107.05 introductory period. The City will use a “rolling” 12-month period measured backward from the first date an employee uses any leave for either on-the job or off-the-job injuries or illnesses in order to calculate the twelve weeks. B. Supervisors shall obtain approval from the Director of Human Resources or his/her designee prior to initiating a termination due to uniform absence control. The Risk Manager shall also be consulted if any absence is due to an injury that occurred on the job. In the case of an employee with a disability as determined by the ADA, termination would not be considered unless no reasonable accommodation (which would not cause undue hardship on the organization or pose a direct threat to the health or safety of the employee or others) exists that would enable the employee to perform the essential functions of his/her position, and no job reassignment is available (see Section VII of this policy entitled "Job Reassignment"). C. If after reviewing these factors, the supervisor with the guidance of the Human Resources Director or his/her designee and, in cases of on the job injuries, the Risk Manager determines that the employee cannot return to perform the essential functions of his/her job, then the employee will be notified in writing of the proposed termination at least two weeks before the termination will take effect. An employee who receives notice of intent to terminate under this section shall be afforded the right to seek an Extended Leave of Absence, as more fully discussed below in section III. D. Business necessity termination due to uniform absence control is not a disciplinary action and does not operate to deny an employee the use of accrued benefits as outlined in appropriate policies. D. An employee who has received notice of the City’s intent to terminate the employee for absences in excess of twelve (12) weeks in a twelve month period or for absences due to an off- duty injury or illness may apply for an Extended Leave of Absence for up to twenty-four (24) weeks of additional leave to the City Manager or his/her designee. In order to apply for the Extended Leave of Absence, the employee must present a written request to his/her supervisor and the Director of Human Resources stating the length of additional leave requested and identifying reasons in support of the request for additional leave. The Director of Human Resources or his/her designee and, in the case of on-the-job injuries, the Risk Manager will review the employee’s request and make a recommendation to the City Manager or his/her designee. The decision on whether to approve the employee’s request for additional leave is left to the sole discretion of the City Manager or his/her designee. The following shall be taken into consideration when reviewing the employee’s request for Extended Leave of Absence: 1. A doctor's prognosis indicating whether or not the employee will be able to perform his/her regular duties or modified duties if available. In the case of an employee with a disability as defined by the ADA, termination would not be considered unless no reasonable accommodation (which would not cause undue hardship on the organization or pose a direct threat to the health or safety of the employee or others) exists that would enable the PAGE 6 OF 11 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: OFF-DUTY INJURY OR ILLNESS POLICY REFERENCE NUMBER: 107.05 HR/POLICY/107.05 employee to perform the essential functions of his/her position, and no job reassignment is available (see Section VII of this policy entitled "Job Reassignment"). 2. A doctor’s prognosis indicating when the employee may be able to return to work. 3. The length of time it would take to replace the employee in his/her position. 4. Whether the employee is willing to accept placement in a different, available position for which the employee is qualified. 5. Whether the employee has been willing to accept a modified duty assignment after expiration of any available FMLA leave for an on-the-job injury. 6. Whether the employee is able to present satisfactory evidence of his/her inability to return to work, either in a limited duty capacity if such work is available, or to regular duty according to the timetable established in this procedure or upon request by the City. 7. Whether the employee has made any falsifications or misrepresentations concerning his/her physical condition or capacity. 8. Whether the employee fails or refuses to return to regular duty on the day specified by the treating physician. 9. Whether the employee maintained contact with his/her immediate supervisor on a regular basis (as directed by his/her supervisor) and notified him/her of his/her condition and expected return-to-work date. If the employee was unable to make contact personally, he/she should have someone contact his/her supervisor on his/her behalf. 10. Whether the employee provided requested progress reports from the treating physician. IV. SUPERVISOR RESPONSIBILITIES FOR DISABILITY, INJURY, ILLNESS, OR MEDICAL CONDITION: A. Within seven (7) days of the date the employee's disability, injury, illness, or medical condition begins, the supervisor must notify the employee in writing of his/her obligation to contact the supervisor on a regular basis. (The recommended reporting time is once a week, but the supervisor can elect to change this reporting time to more frequently or less frequently after consulting with the Human Resources Department). Each supervisor shall establish procedures for this reporting requirement, inform the disabled, injured, or ill employee of the procedures, and notify the employee that failure to follow these procedures could result in disciplinary action. PAGE 7 OF 11 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: OFF-DUTY INJURY OR ILLNESS POLICY REFERENCE NUMBER: 107.05 HR/POLICY/107.05 B. Each supervisor, with the consultation of the Human Resources department and the Risk Manager in the case of an on the job injury, shall notify the disabled, ill or injured employee in writing of his/her obligation to provide a monthly progress report, if applicable, from his/her attending physician regarding his/her medical condition and rehabilitation options as they relate to his/her ability to return to full duty. This report shall include: 1. Whether the employee will be able to return to full duty with no restrictions. If so, when? 2. Whether rehabilitation is an option? If not, why not? 3. Are any accommodations necessary for the employee to return to full duty? If so, describe. C. Upon exhaustion of paid sick and/or vacation time, the supervisor shall submit an "Employee Status Form" to notify Human Resources to stop leave accrual. V. EMPLOYEE RESPONSIBILITIES FOR DISABILITY, INJURY, ILLNESS, OR MEDICAL CONDITION: A. Employees who are disabled, ill, injured, or have a medical condition are required to notify their immediate or designated supervisor immediately if they are going to be absent from work. B. The employee will periodically provide a progress report from his/her treating physician as indicated in Section IV.B. of this policy. C. The employee must contact his/her supervisor as established in Section IV.A. of this policy until he/she returns to work or the end of the twelve (12) week period, not including leave pursuant to the Family and Medical Leave policy (107.04), in which the employee is unable to perform the essential functions of his/her position. If the employee is unable to make contact personally, he/she shall have someone contact his/her supervisor on his/her behalf. The City must be aware of the employee's status in order to plan and assign work duties and responsibilities in an efficient manner. D. An employee who fails to contact his/her supervisor or provide prognosis report(s) in accordance with this policy shall be subject to disciplinary action in accordance with the "Disciplinary Action Policy" (109.01). VI. RETURN TO WORK FOR FULL DUTY A. The following reporting requirements apply when an employee returns to work from an off-the- job disability, illness, injury, or medical condition: 1. An employee returning to duty at the expiration of his/her Family and Medical Leave or PAGE 8 OF 11 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: OFF-DUTY INJURY OR ILLNESS POLICY REFERENCE NUMBER: 107.05 HR/POLICY/107.05 after being unable to work for ten (10) or more working days due to a disability, illness, injury, or medical condition which is not covered by the FMLA must provide a written release to the supervisor from the attending physician indicating the employee's fitness to return to full duty. The supervisor must then forward the release to the Director of Human Resources or his/her designee. 2. In the case of an employee who returns to work from a disability, illness, injury, or medical condition in less than ten (10) working days, the employee is not automatically required to furnish a doctor's release to his/her supervisor, unless the employee’s leave was pursuant to the Family and Medical Leave policy (107.04) in which case the employee must always furnish a doctor’s release if the leave was taken for the serious health condition of the employee. The supervisor, at his/her discretion, may require the employee to furnish a release from the attending physician if he/she feels the employee's disability, injury, illness, or medical condition may not permit the employee to safely perform the job. When the supervisor requires such a release from the attending physician, the employee must take his/her release to the supervisor who must then forward it to the Director of Human Resources. B. The City reserves the right to require an independent physical or mental assessment, at the City's expense, upon the return to work of an employee from a disability, illness, injury, or medical condition to determine whether the employee is able to perform the essential functions of the job. If the independent physical or mental assessment differs from the opinion of the employee’s attending physician and the employee disputes the City’s independent assessment, a third physical or mental assessment by an independent physician, to be agreed upon by the employee and the City, may be made at the City’s expense and the third opinion will be the determinative assessment. C. Upon return from leave within a twelve (12) week period, excluding any applicable Family and Medical Leave, after the beginning date of a disability, illness, injury, or medical condition, an employee who exercises any right provided under this section, if able to perform the essential functions of the position with or without reasonable accommodation, shall: 1. return to the position held by the employee when the leave commenced; or 2. be placed in an equivalent position with equivalent benefits, pay and other terms and conditions of employment, if the employee is on Family and Medical Leave and timely returns to work in accordance with the Family and Medical Leave policy (107.04); or 3. be placed in a vacant position which he/she is qualified to perform. VII. JOB REASSIGNMENT PAGE 9 OF 11 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: OFF-DUTY INJURY OR ILLNESS POLICY REFERENCE NUMBER: 107.05 HR/POLICY/107.05 A. Job reassignment will be provided as follows when an employee is unable to return to his/her current position due to a disability, illness, injury, or medical condition: 1. If a position for which the employee is qualified and physically able to do is vacant, the employee may be considered for transfer to a job reassignment. Job reassignment will only be considered within the twelve (12) week period, excluding any applicable Family and Medical Leave, from the date of disability, illness, injury, or medical condition. 2. It will be the employee's responsibility to contact the Human Resources Director or his/her designee to identify positions for which he/she may be qualified and physically able to perform, and to request such job reassignment. B. Should an employee be unable to return to work in his/her current position due to a disability, the City may provide job reassignment as a reasonable accommodation in accordance with the Americans With Disabilities Act of 1990. C. Job reassignments are not guaranteed. Such requests will be discussed with the Director of Human Resources and the Department Director of the hiring department before such a decision will be made. Interviews with the hiring supervisor will be conducted. Rate of pay will be determined by the Compensation/Classification Guidelines for the position to which the employee is being reassigned. VIII. MODIFIED DUTY A. Modified duty assignments may be considered based on the following when an employee is unable to perform the duties of his/her current position due to a disability, illness, injury, or medical condition: 1. If a modified duty position in the department is available which the employee is physically able to do. Modified duty status will only be considered during the twelve (12) week period from the date of disability, illness, injury, or medical condition in addition to any Family and Medical Leave used. 2. It will be the employee's responsibility to contact his/her supervisor and the Human Resources Director to determine if a modified duty position for which he/she may be qualified and is physically able to perform, is available. B. Modified duty assignments are considered temporary and will last no longer than 120 workdays. Type and length of modified duty assignments will be contingent upon availability and a doctor's statement indicating any restrictions in performing modified duty assignments. PAGE 10 OF 11 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: OFF-DUTY INJURY OR ILLNESS POLICY REFERENCE NUMBER: 107.05 HR/POLICY/107.05 C. Modified duty assignments are not guaranteed. Such requests will be discussed with the Department Director and Human Resources Director prior to assignment. IX. REASONABLE ACCOMMODATION A. Reasonable accommodation will be provided to any otherwise qualified employee with a known disability as defined by the Americans With Disabilities Act of 1990. B. Reasonable accommodation will be provided only when it enables the employee to perform the essential functions of the job and it does not prove to be an undue hardship, as determined by the Americans With Disabilities Act of 1990, to the organization. C. Requests for reasonable accommodation must be submitted by the individual to the Director of Human Resources or his/her designee. The requests for reasonable accommodation will be reviewed in accordance with the City’s “American’s With Disabilities Act Policy” (100.02). X. SEPARATION OF EMPLOYMENT This procedure does not preclude an employee from being terminated under policy 109.01, or under an official reduction-in-force due to budget reductions. XI. RESPONSE HEARING PROCEDURES The City Manager or his/her designee shall consider any response to a decision made pursuant to this policy or any decision made by the ADA Committee. All response hearing requests must be submitted in writing to the Director of Human Resources within ten (10) working days of the action or decision (as outlined in "Disciplinary Appeals Policy" [109.03]). XII. MEDICAL RECORDS All medical records obtained pursuant to this procedure will be kept in confidential medical files as required by the Americans With Disabilities Act of 1990. HR/POLICY/100.02 CITY OF DENTON PAGE 1 OF 34 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE SECTION: HUMAN RESOURCES REFERENCE NUMBER: 100.02 SUBJECT: EQUAL EMPLOYMENT OPPORTUNITY INITIAL EFFECTIVE DATE: 07/07/92 TITLE: AMERICANS WITH DISABILITIES ACT (ADA) LAST REVISION DATE: 04/28/2011 POLICY STATEMENT: It is the policy of the City of Denton to provide equal access to all City sponsored services, programs, and activities for citizens and employees with disabilities, as provided by the "Americans with Disabilities Act" of 1990, 42 U.S.C. § 12101, et seq., as the same may be amended from time to time (the ADA). The City will not discriminate against a "qualified individual with a disability," as this term is defined by the ADA, with regard to job applications, hiring, advancement, discharge, compensation, training and other terms, conditions and privileges of employment. The City will make reasonable modifications and accommodations in policies, practices, and procedures to ensure equal access; will provide auxiliary aids and services when necessary to provide effective communication, and will operate its programs so that, when viewed as a whole, those programs are readily accessible to, and useable by, individuals with disabilities. DEFINITIONS: Disability: For purposes of determining eligibility for a reasonable accommodation, a person with a disability is one who has a physical or mental impairment that materially or substantially limits one or more major life activities. Reasonable Accommodation: A reasonable accommodation is a modification or adjustment to a job, an employment practice, or the work environment that makes it possible for a qualified individual with a disability to enjoy an equal employment opportunity. Employment: The City of Denton will generally, upon request, provide appropriate aids and services leading to effective communication for qualified persons with disabilities so they can participate equally in the City of Denton’s employment-related activities. Examples of accommodations may include acquiring or modifying equipment or devices; modifying training materials; making facilities readily accessible; modifying work schedules; and reassignment to a vacant position. Modifications to Policies and Programs: The City of Denton will make reasonable modifications to policies and programs to ensure that people with disabilities have an equal opportunity to enjoy its programs, services, and activities. For example, individuals with service animals are welcomed in the City of Denton PAGE 2 OF 34 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: AMERICANS WITH DISABILITIES ACT (ADA) REFERENCE NUMBER: 100.02 HR/POLICY/100.02 offices, even where pets are generally prohibited. Anyone who requires auxiliary aid or service for effective communication, or a modification of policies or procedures to participate in a program, service, or activity of the City of Denton, should contact the appropriate ADA Coordinator (reference I below) as soon as possible but no later than 48 hours before the scheduled event. Undue Hardship: An undue hardship is an action that is unduly costly, extensive, substantial, or disruptive, or that would fundamentally alter the nature of operation of the City. ADMINISTRATIVE PROCEDURES: ADMINISTRATIVE PROCEDURES: I. DEFINITIONS A. Disability - A person who has a physical or mental impairment that substantially limits one or more major life activity. This includes people who have a history/record of such impairments, even if they do not currently have a disability. It also includes individuals who do not have a disability but are perceived by others as having a disability. B. Essential Job Functions - Essential functions are those job duties that are so fundamental to the position that the individual cannot do the job without performing them. A function can be essential if the position exists specifically to perform that function; there is limited number of other employees who could perform the function; or the function is specialized and the individual was hired based on the ability to perform it. The job description is a consideration also for determining the essential functions of the job. C. Reasonable Accommodation – A reasonable accommodation is a modification or an adjustment to a job or the work environment that will enable a qualified applicant or employee with a disability to participate in the application process or to perform essential job functions. Reasonable accommodation also includes adjustments to assure that a qualified individual with a disability has rights and privileges in employment equal to those of nondisabled employees. See Americans with Disabilities Act of 1990 (“ADA”), Americans with Disabilities Act Amendments Act of 2008 (“ADAAA”) and associated regulations. D. Undue Hardship - An "action requiring significant difficulty or expense" when considered in light of a number of factors. These factors include the nature and cost of the accommodation in relation to the size, resources, nature, structure of the employer's operation and the impact on the department and the City. PAGE 3 OF 34 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: AMERICANS WITH DISABILITIES ACT (ADA) REFERENCE NUMBER: 100.02 HR/POLICY/100.02 II. GUIDELINES A. The determination of what accommodations are reasonable will be established through an interactive process. Once an employee has requested an accommodation and medical documentation has been received, if applicable, all necessary parties (e.g., employee, supervisor, legal, human resources representative) shall be involved in the interactive process to determine what, if any, accommodation(s) should be provided. If such medical certification or documentation does not specify the existence of an ADA disability and explain the need for a reasonable accommodation, it will be considered insufficient. Documentation also might be insufficient where: (1) the health care professional does not have the expertise to give an opinion about the employee’s medical condition and the limitations imposed by it; (2) the information does not specify the functional limitations due to the disability; or (3) other factors indicate that the information provided is not credible or is fraudulent. The City is not required to provide a reasonable accommodation without sufficient documentation. Once sufficient documentation is provided, the interactive process shall include the following steps: 1. A review of the particular position/job involved and determine its purpose and its essential functions. 2. Consultation with the employee with the disability to find out their specific physical or mental abilities and limitations as they relate to the essential job functions. Identify the barriers to job performance and assess how these barriers could be overcome with an accommodation. 3. In consultation with the employee, identify potential accommodations and assess how effective each would be in enabling the employee to perform essential job functions. If an appropriate accommodation is not identified, the human resources representative may contact outside technical resources for further assistance. 4. Select the accommodation, if available, that best meets the need of employee, the department and the City. 5. If there is a direct threat or significant risk of substantial harm to the health or safety of the individual or others that cannot be eliminated or reduced, the requested accommodation may not be granted. 6. Medical information obtained as part of an accommodation request is considered strictly confidential and will be shared with supervisors and managers only on a need to know basis. All related information shall be filed in a separate file within Human Resources I. IIB.. Questions concerning general ADA policy, reasonable accommodations, and grievances by citizens or employees not resolved by the appropriate department shall be directed to one of the PAGE 4 OF 34 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: AMERICANS WITH DISABILITIES ACT (ADA) REFERENCE NUMBER: 100.02 HR/POLICY/100.02 following ADA Coordinators or his/hertheir designee for resolution:  Facilities Manager – buildings and facilities owned and/or operated by the City of Denton;  City Engineer – public infrastructure; and  Director of Human Resources Compliance Specialist – employment-related matters. The ADA Coordinator shall resolve the issue(s) or make recommendations to department heads, the City Manager, or the City Council, as appropriate. IIIC. In order to be qualified for a City position, an applicant must have the skills, experience, and knowledge as reflected by the essential functions of the position with or without reasonable accommodation. Inquiries regarding pre-employment or employment procedures, interviews, and hiring shall be directed to the Human Resources Department for resolution. Supervisor training will be conducted by the Human Resources Department as required to educate the supervisors of the requirements of Title I of the ADA. IVDII. The Building Inspections Division will, prior to issuing a building permit, advise applicants of the need to comply with the requirements of Title III of the Americans with Disabilities Act. IVE. When the City is given notice of a need for an accommodation, there will be an interactive process with the requestor as outlined in the Department of Justice technical guidelines for ADA accommodations. VIF. The ADA does not require the City of Denton to take any action that would fundamentally alter the nature of its programs or services or impose an undue financial or administrative hardship. VIIIG. While an individual’s preference for an accommodation will be given consideration, the City of Denton is free to choose among equally effective accommodations and may choose the one that is less expensive or easier to provide. VIIIH. The City of Denton will not place a surcharge on a particular individual with a disability, or any group of individuals with disabilities, to cover the cost of providing auxiliary aids/services or reasonable modifications of policy. XVIII. All supervisors are responsible for continually monitoring and evaluating current policies, procedures, facilities and programs to achieve and maintain compliance with this policy. HR/POLICY/107.04 CITY OF DENTON PAGE 1 OF 8 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE SECTION: HUMAN RESOURCES REFERENCE NUMBER: 107.04 SUBJECT: EMPLOYEE BENEFITS AND SERVICES INITIAL EFFECTIVE DATE: 08/05/93 TITLE: FAMILY AND MEDICAL LEAVE LAST REVISION DATE: 3/11/06 10/05/17 POLICY STATEMENT The City of Denton shall provide authorized leave for family and medical reasons to eligible employees in accordance with the provisions of the "Family and Medical Leave Act" (FMLA) of 1993 and its amendments. The purpose of this policy is to enable eligible employees to take absences from work for up to twelve (12) weeks during a 12-month period for new child leave and/or medically-related reasons due to a serious health condition regarding self, spouse, child or parent. ADMINISTRATIVE PROCEDURES I. DEFINITIONS A. “Child” is a biological, adopted, foster, legal ward, child of a person standing in the place of a parent, or a step-son or -daughter who is under 18 years old or who is over 18 years old and incapable of self-care because of a mental and/or physical disability. For purposes of a child on covered active duty or called to covered active duty, or for Servicemenmber Family leave, the child may be of any age. B. “Covered Active Duty” is: 1) in the case of a member of a regular component of the Armed Forces, duty during the deployment with the Armed Forces to a foreign country; and 2) in the case of a member of a reserve component of the Armed Forces, duty during the deployment with the Armed Forces to a foreign country where they may become involved in military actions, operations, or hostilities against an enemy of the United States or against an opposing military force. C. “Covered Servicemember” means: 1) a member of the Armed Forces (including a member of the National Guard or Reserves) who is undergoing recuperation for a serious injury or illness; or, 2) a veteran who is undergoing recuperation for a serious injury or illness and who was a member of the Armed Forces (including a member of the National Guard or Reserves) at any time during the preceding period of five years. D. “Family leave” is approved leave for the birth of a child or placement of a child for adoption or foster care. C. “Health care provider” is an authorized individual who provides health care services. PAGE 2 OF 8 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: FAMILY AND MEDICAL LEAVE REFERENCE NUMBER: 107.04 HR/POLICY/107.04 D. “Intermittent leave” is leave taken in separate blocks of time rather than one continuous period. E. “Next of Kin” means the nearest blood relative of a Covered Servicemember. F. “Parent” is the biological, legal adoptive or stepparent of an employee or an individual who had day- to-day responsibilities to care for and financially supported the employee when he/she was a child. The term does not include parents-in-law. G. “Period of Incapacity” is an inability to work, attend school or perform other regular daily activities due to the serious health condition, treatment therefore, or recovery therefrom. H. “Reduced schedule leave” is fewer workdays per week or hours per workday than an employee’s normal work schedule. For employees who work part-time or variable hours, the leave is determined on a pro-rata basis. I. “A Regimen of Continuing Treatment” includes, for example, a course of prescription medications (e.g., an antibiotic or therapy requiring special equipment to resolve or alleviate the health condition). A regimen of treatment does not include the taking of over-the-counter medications such as aspirin, antihistamines, or salves; or bed-rest, drinking fluids, exercise, and other similar activities that can be initiated without a visit to a health care provider. J. “Serious health condition” is an illness, injury, impairment or physical or mental condition that involves inpatient care or any subsequent treatment in connection with inpatient care and/or continuing treatment by a health care provider as described in the FMLA regulations. K. “Military Caregiver Leave” is leave taken to care for a covered servicemember or veteran who has incurred a serious injury or illness in the line of active duty in the Armed Forces. L. “Spouse” is a husband or wife as defined by State law, including a common law marriage. Common law spouses must provide the City of Denton with an affidavit from each spouse testifying to the marriage relationship. M. “Treatment” includes examinations to determine if a serious health condition exists and evaluations of the condition. Treatment does not include routine physical examinations, eye examinations, or dental examinations. N. “Qualifying Exigency” includes: 1) notification of a call to covered active duty seven or fewer days from date of deployment; 2) military events and related activities, including post- deployment activities (e.g. official ceremonies, support programs, counseling, etc. related to covered active duty or a call to such); 3) attending to childcare and school activities; 4) attending to financial and legal matters; 5) to spend up to five days with a military member who is on short- term, temporary rest and recuperation leave during the period of deployment; and, 6) any PAGE 3 OF 8 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: FAMILY AND MEDICAL LEAVE REFERENCE NUMBER: 107.04 HR/POLICY/107.04 additional activities related to the call to covered active duty otherwise agreed to by the employer and employee. O. “Veteran” means a person who served in the active military, naval, or air service, and who was discharged or released under conditions that were not dishonorable. The discharged must have been within a five (5) year period of becoming ill or injured while serving in the line of duty. P. “12-Month Servicemember Period” is a single 12-month period measured forward from the first day Servicemember Family Caregiver Leave is taken. Q. "12-Month Period" is a rolling 12-month period measured backward from the date leave is taken. II. Eligibility In order to be eligible for leave under the FMLA, an employee must: A. Have been employed for at least 12 months at any time by the City of Denton prior to the commencement of the leave (12 months need not be consecutive); B. Have worked for the City at least 1,250 hours during the 12-month period immediately prior to the commencement of the leave; and, C. Have a qualifying condition, as defined in Part III below. III. Qualifying Conditions A. Birth of a child or placement of a child for adoption or foster care with the employee. B. A serious medical condition of self, spouse, parent or child consisting of any of the following: 1. Hospital Care Inpatient care (i.e., an overnight stay) in a hospital, hospice, or residential medical care facility, including any period of incapacity or subsequent treatment in connection with or consequent to such inpatient care. 2. Absence Plus Treatment A period of incapacity of more than three (3) consecutive calendar days (including any subsequent treatment or period of incapacity relating to the same condition), that also involves: a. Treatment two or more times by a health care provider, by a nurse or physician’s assistant PAGE 4 OF 8 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: FAMILY AND MEDICAL LEAVE REFERENCE NUMBER: 107.04 HR/POLICY/107.04 under direct supervision of a health care provider, or by a provider of health care services (e.g., physical therapist under orders of, or on referral by, a health care provider); or b. Treatment by a health care provider on at least one occasion which results in a regimen of continuing treatment under the supervision of the health care provider. 3. Pregnancy A period of incapacity due to pregnancy or for prenatal care. 4. Chronic Conditions Requiring Treatments A chronic condition which: a. Requires periodic visits for treatment by a health care provider, or by a nurse or physician’s assistant under direct supervision of a health care provider; b. Continues over an extended period of time (including recurring episodes of a single underlying condition); and, c. May cause episodic rather than a continuing period of incapacity (e.g., asthma, diabetes, epilepsy, etc.). 5. Permanent/Long-term Conditions Requiring Supervision A period of incapacity that is permanent or long-term due to a condition for which treatment may not be effective. The employee or family member must be under the continuing supervision of, but need not be receiving active treatment by, a health care provider. Examples include Alzheimer’s, a severe stroke, or terminal stages of a disease. 6. Multiple Treatments (Non-Chronic Conditions) Any period of absence to receive multiple treatments (including any period of recovery therefrom) by a health care provider or by a provider of health care services under orders of, or on referral by, a health care provider, either for restorative surgery after an accident or other injury, or for a condition that would likely result in a period of incapacity of more than three (3) consecutive calendar days in the absence of medical intervention or treatment, such as cancer (chemotherapy, radiation, etc.), severe arthritis (physical therapy), or kidney disease (dialysis). IV. Types of Leave A. Leave to care for a child following the child's birth, adoption, or placement in foster care with the employee; PAGE 5 OF 8 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: FAMILY AND MEDICAL LEAVE REFERENCE NUMBER: 107.04 HR/POLICY/107.04 B. Leave to care for an immediate family member (spouse, child, or parent) of the employee if such immediate family member has a serious health condition; C. Leave due to employee's own serious health condition that makes the employee unable to perform the essential functions of his/her position; D. Leave necessary for an employee to attend to a qualifying exigency arising out of the fact that the employee’s spouse, child, or parent is on covered active duty or has been notified of an impending call or order to covered active duty in the Armed Forces. E. Leave to care for such covered Servicemember who incurred a serious injury or illness in the line of active duty in the Armed Forces (hereafter referred to as “Servicemember Family Caregiver Leave.” Note: All injuries covered by workers’ compensation or long-term disability that also constitutes a “serious health condition” will be designated as FMLA leave. Please contact the designated representative for more information. V. Duration of Leave A. Leave Maximum 1. Twelve (12) workweeks of leave during a 12-month period (known as the “leave year” for all types of leave) Exceptions: Military Caregiver Leave a. Eligible employees who are the spouse, child, parent, or next of kin of a covered Servicemember are entitled to up to 14 weeks of additional leave during a single 12- Month Servicemember Period (for a total of 26 weeks if combined with other FMLA leave). b. Available leave not taken during the 12-month Servicemember Period, which begins on the first day of leave is taken, will be forfeited. c. No more than 26 weeks of leave may be taken in a single 12-Month Servicemember Period, and no additional extended leaves may be taken in other years for the same injury or illness. d. If married spouses both work for the City, their total Servicemember Family Caregiver Leave may be limited to an aggregate of 26 weeks. 2. If an employee has accumulated sick or vacation time or “comp time” (if eligible), he/she must take paid leave first until paid leave is exhausted. The balance of the employee’s FMLA entitlement will be provided without pay. PAGE 6 OF 8 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: FAMILY AND MEDICAL LEAVE REFERENCE NUMBER: 107.04 HR/POLICY/107.04 a. An employee on medical leave must first use accumulated sick leave. When the sick leave is exhausted, an employee must then use any accumulated vacation time. b. Upon the approval of family leave, an employee may choose to first use accumulated sick leave. When sick leave is exhausted, an employee must then use any accumulated vacation time. If an employee on family leave does not choose to use accumulated sick leave, the employee must use any accumulated vacation leave. 3. When both spouses are employees of the City, they are entitled to a total combined twelve (12) weeks for family leave to care for a newly born or placed child and/or medical leave to care for a parent with a serious health condition. Each employee separately, however, is entitled up to twelve (12) weeks total leave for a medical leave due to a serious health condition of self, spouse or child. 4. A paid holiday occurring during a week of FMLA leave has no effect on FMLA time used and is still counted as FMLA leave. B. “Leave Year” 1. The City uses a “rolling” 12-month period measured backward from the date an employee uses any leave under the FMLA. 2. For Military Caregiver Leave, the City uses a “12-Month Period” which is a single 12-month period beginning on the first day the employee takes leave for this reason and ends 12 months later. C. Reduced Schedule/Intermittent Leave 1. Family leave may be used intermittently but only with approval from the employee’s supervisor and it must be completed within twelve (12) months of the date of birth or placement of the child. 2. Medical leave to care for a seriously ill family member or because of the employee’s serious health condition may be used intermittently or on a reduced schedule if all of the following apply: a. Must be medically necessary; b. The employee must present a medical certification; and c. The employee must consult with his/her supervisor and make a reasonable effort to schedule foreseeable leave so as not to unduly disrupt the department’s operations. 3. The City may transfer the employee temporarily to an alternative job with equivalent pay and benefits that accommodates recurring periods of leave better than the employee’s regular PAGE 7 OF 8 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: FAMILY AND MEDICAL LEAVE REFERENCE NUMBER: 107.04 HR/POLICY/107.04 job. 4. Intermittent and reduced schedule leave absences will be measured in one-half (1/2)15 minute hour increments. VI. Coordination of Benefits A. During approved FMLA leave, the City will continue to pay the employee’s portion of the health insurance premium. The employee is required to pay health insurance premiums for any dependent coverage, through payroll deduction or personal finances. The employee is also responsible for other benefit premiums normally taken from his/her paycheck. B. Vacation/bonus time, sick leave, and longevity benefits will not accrue during an employee’s unpaid FMLA leave status. The employee will not receive death in the family leave pay, holiday pay, or any other paid benefit during an unpaid consecutive FMLA leave status. These benefits will resume upon the employee’s return to work. Provided the employee is being paid because the employee has accrued time C. The FMLA policy is administered concurrently with all other relevant City policies. For questions regarding sick leave, holiday pay, death in the family leave, vacation/bonus time, and longevity pay, personal leave without pay, off-duty injury or illness and/or occupational injury benefits, please see the specific policy for details. VII. Notification by Employees A. If the need for leave is foreseeable, an employee must give at least a 30-day notice (oral or written) of his/her desire to take family and/or medical leave. The City may delay the requested leave for up to thirty (30) days after the notice is provided to the City if an employee fails to give adequate notice of foreseeable leave. B. If the need for leave is unforeseeable, an employee must give notice as soon as practicable. Typically, this is within one or two working days of learning of the need for leave, except in extraordinary circumstances where such notice is not feasible. C. C. If the City had not been made aware that an employee was absent for FMLA reasons and the employee wants the absence counted as family or medical leave, the employee must give notice within two business days of his/her return to work that the leave was taken for an FMLA-qualifying reason. C.D. Employees are required to follow department call-in procedures. VIII. Paperwork and Timelines PAGE 8 OF 8 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: FAMILY AND MEDICAL LEAVE REFERENCE NUMBER: 107.04 HR/POLICY/107.04 A. All FMLA leave, including intermittent leave, must be documented on the “Family and Medical Leave Request” form through the on-line timekeeping system and will be charged against the employee’s FMLA entitlement. B. In addition to a completed “Family and Medical Leave Request” form, aAn employee requesting leave for medically related reasons must also provide medical certification by submitting a completed “Certification of Health Care Provider” form when requested to do so by the City of Denton. 1. If the City has reason to doubt the validity of a medical certification provided by an employee’s health care provider, the City may require the employee to obtain a second opinion at the City’s expense from a health care provider chosen by the City. If the first and second opinions differ, a third opinion from a health care provider chosen jointly by the City and the employee may be requested at the City’s expense. The third opinion is final and binding. 2. The City may request re-certification during an employee’s approved FMLA leave, although such re-certification will not be more often than every thirty (30) days. C. All necessary paperwork must be completed and returned to the Human Resources department within fifteen (15) calendar days of the employee receiving the paperwork. If an employee fails to provide medical certification in a timely manner, the City may deny the leave request until certification is submitted. D. During approved FMLA leave, the City may require an employee to periodically report to his/her supervisor about the employee’s status and intent to return to work. IX. Other Employment Provided an employee is absent due to consecutive FMLA leave for a medical condition and the employee asserts they are unable to perform their job duties, the employee is prohibited from engaging in outside employment that would conflict with any medical restrictions. X. Return to Work A. If an employee is out due to a serious health condition of self, he/she must provide a “Return-to- Duty Certification” completed by the employee’s health care provider at the time the employee returns to work. If an employee fails to provide return-to-duty certification, the City may deny job restoration until the certification is submitted. B. When the employee returns to work the employee will return to an equivalent position with equivalent benefits, pay and other terms and conditions of employment, in accordance with FMLA regulations. XI. “Key Employee” Exemption PAGE 9 OF 8 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: FAMILY AND MEDICAL LEAVE REFERENCE NUMBER: 107.04 HR/POLICY/107.04 A. A “key employee” is a salaried employee (exempt from the minimum wage and overtime requirements of the Federal Labor Standards Act as an executive, administrative or professional employee) who is among the highest paid 10 percent of all the City of Denton’s employees. The determination whether an employee is among the highest paid 10 percent of the City’s employees is determined from the time the employee first gives notice of the need for leave. B. Where restoration of a key employee to his/her position at the end of his/her leave will cause substantial and grievous economic injury to the City’s operations, the City may refuse to reinstate a key employee. C. In the event that restoration of a key employee would cause the City substantial and grievous economic injury to the City’s operations, the employee will be notified in writing of his/her status as a key employee, the reasons for denying job restoration and will further be provided a reasonable opportunity to return to work after so notifying the employee. The City of Denton shall determine in its sole discretion, what constitutes substantial and grievous economic injury to its operations. Department of Labor regulations governing the FMLA are available for review at the Human Resources dDepartment. Employees who fraudulently misrepresent themselves and/or circumstances regarding this policy will be subject to disciplinary action. If there is any language in this policy that conflicts with the federal statute, the language in the federal statute will be the controlling language. HR/POLICY/111.07 CITY OF DENTON PAGE 1 OF 3 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE SECTION: HUMAN RESOURCES REFERENCE NUMBER: 111.07 SUBJECT: APPROVED LEAVE INITIAL EFFECTIVE DATE: TITLE: NON-FMLA MEDICAL LEAVE LAST REVISION DATE: POLICY STATEMENT Employees who do not meet the eligibility requirements of the Family and Medical Leave Act (FMLA), or who have exhausted FMLA benefits, may request Non-FMLA medical leave (“medical leave”). This leave is only available for an employee’s own serious medical condition. All sick and vacation accruals will run concurrently with the leave. This policy may run concurrently with ADA, where applicable. ADMINISTRATIVE PROCEDURES A. Medical leave granted under this directive will be with pay provided the employee has accrued balances (e.g. sick and/or vacation accruals). B. Medical Leave 1. An employee who has exhausted leave under the FMLA and who continues to suffer from a serious health condition may request medical leave under this directive. 2. All requests for medical leave due to an employee’s own medical condition must be in writing and requires the approval of the Human Resources Director or designee. 3. The employee may be required to provide a medical certification from their treating physician in support of the employee’s request for a medical leave. C. Application: Medical Leave 1. Approval of medical leave will be based on the medical certification, departmental business needs, and any other relevant factors. 2. Prior to employee taking the leave, it must be authorized by the employee’s supervisor and Human Resources. D. Employee’s Responsibilities 1. Sufficient and Accurate Information: Employees must give sufficient and accurate information so PAGE 2 OF 3 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: NON-FMLA MEDICAL LEAVE REFERENCE NUMBER: 111.07 HR/POLICY/111.08 that a determination can be made as to the employee’s eligibility for a medical leave under this directive. 2. Notice: Employees must provide their supervisor with advanced notice as practicable and in accordance with the Department’s normal call-in procedures for leave. Provided the employee has advanced notice that employee will have to be out on leave, employee should give the City thirty (30) days advanced notice or as much notice as possible, when the leave is foreseeable. 3. Compliance with Call-In Procedures: Employees must comply with their Department’s normal call-in procedures for reporting absences, tardiness, and requesting leave, e.g., making contact with the appropriate supervisor by a certain time. Employee may be subject to disciplinary action in accordance with City policy provided the employee fails to comply with the Department’s normal call-in procedures and is unable to provide an explanation that warrants no disciplinary action. 4. Medical Certification: In all instances where the Human Resources (HR) Director, or designee, requests a medical certification from an employee, it is the employee’s responsibility to provide a complete and sufficient medical certification supporting the need for the City to grant such leave due to a medical condition. The certification must set forth the beginning and ending dates of the medical leave, the duration of the treatments resulting in the need for either consecutive or intermittent leave, and the expected return to work date. a. Second/Third Opinion: In some instances, the HR Director, or designee, may require a second or third medical opinion (at the City’s expense). b. Recertification: the HR Director, or designee, may request the employee to periodically recertify the need for medical leave. E. Continuation of Benefits 1. Health Insurance: During any period of an approved medical leave under this policy, the City will continue to pay its portion, if any, of the insurance coverage for the employee on the same terms as if the employee continued to work. However, the employee must timely pay their portion of the insurance premiums. Provided the employee fails to pay their portion timely, the City will cease paying its portion until the employee makes the payments or returns to work. The City may recover premiums it paid to maintain coverage for the employee who failed to return to work. 2. Benefits Accruals: Vacation/bonus time and sick leave will not accrue during an employee's unpaid leave status. Employees will not receive death in the family leave pay, holiday pay, or any other paid leave benefit during an unpaid leave status. These benefits will resume upon the employee's return to work. 3. Retirement Contributions: Contributions to the retirement fund will cease when an employee is on unpaid leave and will resume upon the employee’s return to work. PAGE 3 OF 3 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: NON-FMLA MEDICAL LEAVE REFERENCE NUMBER: 111.07 HR/POLICY/111.08 4. Compensation: If an employee does not perform their job duties for three (3) consecutive months or longer, performance increases may be pro-rated. F. Other Employment Provided an employee is absent due to consecutive medical leave, and the employee asserts they are unable to perform their job duties, the employee is prohibited from engaging in outside employment that conflicts with their medical restrictions. G. Misuse of Leave An employee who misuses or fraudulently obtains medical leave will be subject to disciplinary action including, but not limited to, dismissal of City employment. An employee failing to return from medical leave on the specified date, without notifying the approving authority and receiving approval for a leave extension, may be considered to have abandoned their job as outlined in policy 110.01 (Absenteeism/Tardiness). HR/POLICY/111.08 CITY OF DENTON PAGE 1 OF 3 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE SECTION: HUMAN RESOURCES REFERENCE NUMBER: 111.08 SUBJECT: APPROVED LEAVE INITIAL EFFECTIVE DATE: 11/05/85 TITLE: PERSONAL LEAVE WITHOUT PAY LAST REVISION DATE: 08/25/03 I. POLICY STATEMENT In special circumstances, supervisors may consider granting additional absence to employees for medical, emergency, legal, educational or any other legitimate purpose personal to the employee once the employee has exhausted all appropriate accrued leave. A personal leave of absence is approved time off without pay. Employees requesting such leave may be obligated to show that granting such leave will not work cause an undue hardship on the appropriate operating department. Primary considerations for leave approval include vacation, sick, and compensatory time accruals of the employee, and the legitimacy of the request. Supervisors authorizing personal leaves of absence may be required to submit an explanation to the Department Director and/or the Human Resources Department as to why compensatory time, vacation time, or similar accrual was not used by the requesting employee. The circumstances resulting in the leave authorization may also be required in the explanatory report. Approval of personal leave protects the employee's position with the City for a specific period of time. Categories of personal leave are as follows:  Immediate - one hour to two consecutive work days.  Short-term - more than two consecutive work days to five consecutive work days.  Long-term - more than five consecutive work days to less than twenty consecutive work days or thirty consecutive calendar days (whichever is less).  Extended - more than twenty consecutive work days or thirty consecutive calendar days (whichever is less). (For purposes of definitionthis policy, a work day is defined as eight hours for most employees; for employees working twelve hour shifts, a work day is twelve hours.) PAGE 2 OF 3 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: PERSONAL LEAVE WITHOUT PAY REFERENCE NUMBER: 111.08 HR/POLICY/111.08 II. ADMINISTRATIVE PROCEDURES A. All personal leave without pay, excluding immediate, must be in writing on the approved leave of absence form. Any personal leave without pay exceeding five consecutive work days will may require the approval of the Department Directorhead and written notification to the Human Resources Department (i.e., a completed leave of absence form and a status change form). B. Personal leave without pay will not be granted if an employee has accrued leave balances. An employee must exhaust all applicable time before leave without pay is granted. a. If the employee is requesting personal leave for a matter related to a medical condition of the employee or any of the employee’s family members as defined in the City’s Sick Leave policy (no. 111.01), the employee’s accrued sick leave, as well as vacation or bonus time and, in the case of non-exempt employees, accrued compensatory time, must be exhausted before the employee will be placed on personal leave without pay. (When the medical condition is one covered by the Family and Medical Leave Act (FMLA) and the City’s policy 107.04, FMLA leave will run concurrent with all paid leave as well as any personal leave without pay.) b. If the reason for the request is not related to a medical condition, the employee’s accrued vacation or bonus time, as well as compensatory time for non-exempt employees, must be exhausted before the employee will be placed on personal leave without pay. BB. On requests for immediate leave of absence, it is the supervisor's responsibility to explore the legitimacy of the request upon the employee's return to work to determine if the leave is to be authorized. Approval of long, short, and extendeda personal leave of absence will be based on the employee's work load, needs of the department, the degree of advance notice given prior to the expected start of the leave, the legitimacy of the request,, and the vacation, sick, and/or compensatory time accruals of the requesting employee, and any other relevant considerations. All leave longer than thirty (30) calendar days or twenty (20) workdays in durationextended leave requires approval from the Department Director head and the City Manager or his/hertheir designee. C. Continuation of Benefits 1. C. Health Insurance: During any period of approved leave under this policy, the City will continue to pay its portion, if any, of the insurance coverage for the employee on the same terms as if the employee continued to work. However, the employee must timely pay their portion of the insurance premiums. Provided the employee fails to pay their portion timely, the City will cease paying its portion until the employee makes the payments or returns to work. The City may recover premiums it paid to maintain coverage for the employee who failed to return to work. PAGE 3 OF 3 POLICY/ADMINISTRATIVE PROCEDURE/ADMINISTRATIVE DIRECTIVE (Continued) TITLE: PERSONAL LEAVE WITHOUT PAY REFERENCE NUMBER: 111.08 HR/POLICY/111.08 2. Benefits Accruals: Vacation/bonus time and, sick leave, and longevity benefits will not accrue during an employee's long-term or extended unpaid leave status. Employees will also not receive death in the family leave pay, holiday pay, or any other paid leave benefit during a long-term or n extended unpaid leave status. These benefits will resume upon the employee's return to work. 3. Retirement Contributions: Contributions to the retirement fund will cease when an employee is on unpaid leave and will resume upon the employee’s return to work. 1. Sick leave accruals held by an employee prior to the unpaid leave status will be maintained if the employee is not seeking leave for a medical reason. 2. D. An employee returning to work from a personal leave without pay status extending thirty (30) calendar days or twenty (20) work days or more will receive an adjusted longevity date. 4. E. If an employee does not perform his/hertheir job duties for three (3) consecutive months or longer, performance increases willmay be pro-rated as outlined in the Compensation/Classification Guidelines Manual. FD. Misrepresentation of the purpose for personal leave by the requesting employee may result in cancellation of the leave and disciplinary action up to and including dismissal. An employee failing to return from personal leave on the specified date, without notifying the approving authority and receiving approval for a leave extension, will may be considered to have abandoned their job as outlined in policy 110.01 (Absenteeism/Tardiness). subject to termination for job abandonment. A supervisor may rescind termination if the employee or the employee’s representative provides reasonable, written explanation for failure to notify, but no later than one week after the failure to return.